Exhibit 10.1
CONFIDENTIAL TREATMENT HAS BEEN REQUESTED FOR PORTIONS OF THIS DOCUMENT. THE CONFIDENTIAL PORTIONS
HAVE BEEN REDACTED AND ARE DENOTED BY AN ASTERISK IN BRACKETS [*]. THE CONFIDENTIAL PORTIONS HAVE
BEEN SEPARATELY FILED WITH THE SECURITIES AND EXCHANGE COMMISSION.
EXECUTION COPY
dated as of
August 9, 2007
among
FURNITURE BRANDS INTERNATIONAL, INC.,
BROYHILL FURNITURE INDUSTRIES, INC.,
HDM FURNITURE INDUSTRIES, INC.,
LANE FURNITURE INDUSTRIES, INC. and
THOMASVILLE FURNITURE INDUSTRIES, INC.,
as Borrowers,
The Other Loan Parties Named Herein,
The Lenders Party Hereto,
JPMORGAN CHASE BANK, N.A.,
as Administrative Agent,
BANK OF AMERICA, N.A.,
as Syndication Agent,
and
NATIONAL CITY BUSINESS CREDIT, INC.,
WACHOVIA CAPITAL FINANCE CORPORATION (CENTRAL),
XXXXX FARGO FOOTHILL, LLC and
GENERAL ELECTRIC CAPITAL CORPORATION,
as Co-Documentation Agents,
X.X. XXXXXX SECURITIES INC.,
as Sole Bookrunner and Joint Lead Arranger
and
BANC OF AMERICA SECURITIES LLC,
as Joint Lead Arranger
[*] |
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Certain confidential information contained in this document, marked with an asterisk in
brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
TABLE OF CONTENTS
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Page |
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ARTICLE I Definitions |
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1 |
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SECTION 1.01 Defined Terms |
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1 |
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SECTION 1.02 Classification of Loans and Borrowings |
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23 |
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SECTION 1.03 Terms Generally |
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23 |
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SECTION 1.04 Accounting Terms; GAAP |
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24 |
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ARTICLE II The Credits |
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24 |
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SECTION 2.01 Commitments |
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24 |
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SECTION 2.02 Loans and Borrowings |
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24 |
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SECTION 2.03 Requests for Revolving Borrowings |
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24 |
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SECTION 2.04 Protective Advances |
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25 |
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SECTION 2.05 Swingline Loans and Overadvances |
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26 |
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SECTION 2.06 Letters of Credit |
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27 |
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SECTION 2.07 Funding of Borrowings |
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30 |
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SECTION 2.08 Interest Elections |
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31 |
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SECTION 2.09 Termination, Reduction and Increase of Commitments |
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32 |
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SECTION 2.10 Repayment of Loans; Evidence of Debt |
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33 |
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SECTION 2.11 Prepayment of Loans |
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34 |
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SECTION 2.12 Fees |
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35 |
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SECTION 2.13 Interest |
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36 |
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SECTION 2.14 Alternate Rate of Interest |
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37 |
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SECTION 2.15 Increased Costs |
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37 |
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SECTION 2.16 Break Funding Payments |
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38 |
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SECTION 2.17 Taxes |
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38 |
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SECTION 2.18 Payments Generally; Allocation of Proceeds; Sharing of Set-offs |
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40 |
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SECTION 2.19 Mitigation Obligations; Replacement of Lenders |
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42 |
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SECTION 2.20 Returned Payments |
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42 |
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ARTICLE III Representations and Warranties |
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43 |
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SECTION 3.01 Organization; Powers |
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43 |
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SECTION 3.02 Authorization; Enforceability |
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43 |
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SECTION 3.03 Governmental Approvals; No Conflicts |
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43 |
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SECTION 3.04 Financial Condition; No Material Adverse Change |
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43 |
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SECTION 3.05 Properties |
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43 |
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SECTION 3.06 Litigation and Environmental Matters |
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44 |
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SECTION 3.07 Compliance with Laws and Agreements |
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44 |
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SECTION 3.08 Investment Company Status |
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44 |
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SECTION 3.09 Taxes |
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44 |
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SECTION 3.10 ERISA |
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44 |
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SECTION 3.11 Disclosure |
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45 |
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SECTION 3.12 Material Agreements |
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45 |
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SECTION 3.13 Solvency |
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45 |
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SECTION 3.14 Insurance |
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45 |
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SECTION 3.15 Capitalization and Subsidiaries |
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46 |
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SECTION 3.16 Security Interest in Collateral |
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46 |
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SECTION 3.17 Employment Matters |
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46 |
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SECTION 3.18 Common Enterprise |
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46 |
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Page |
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ARTICLE IV Conditions |
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46 |
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SECTION 4.01 Effective Date |
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46 |
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SECTION 4.02 Each Credit Event |
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49 |
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ARTICLE V Affirmative Covenants |
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49 |
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SECTION 5.01 Financial Statements; Borrowing Base and Other Information |
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50 |
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SECTION 5.02 Notices of Material Events |
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53 |
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SECTION 5.03 Existence; Conduct of Business |
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53 |
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SECTION 5.04 Payment of Obligations |
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54 |
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SECTION 5.05 Maintenance of Properties |
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54 |
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SECTION 5.06 Books and Records; Inspection Rights |
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54 |
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SECTION 5.07 Compliance with Laws |
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54 |
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SECTION 5.08 Use of Proceeds |
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54 |
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SECTION 5.09 Insurance |
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54 |
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SECTION 5.10 Casualty and Condemnation |
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55 |
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SECTION 5.11 Appraisals |
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55 |
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SECTION 5.12 Depository Banks |
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55 |
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SECTION 5.13 Additional Collateral; Further Assurances |
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55 |
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ARTICLE VI Negative Covenants |
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56 |
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SECTION 6.01 Indebtedness |
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56 |
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SECTION 6.02 Liens |
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58 |
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SECTION 6.03 Fundamental Changes |
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59 |
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SECTION 6.04 Investments, Loans, Advances, Guarantees and Acquisitions |
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59 |
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SECTION 6.05 Asset Sales |
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61 |
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SECTION 6.06 Sale and Leaseback Transactions |
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62 |
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SECTION 6.07 Swap Agreements |
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62 |
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SECTION 6.08 Restricted Payments; Certain Payments of Indebtedness |
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62 |
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SECTION 6.09 Transactions with Affiliates |
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63 |
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SECTION 6.10 Restrictive Agreements |
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64 |
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SECTION 6.11 Amendment of Material Documents |
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64 |
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SECTION 6.12 Financial Covenant |
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64 |
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SECTION 6.13 Change in Fiscal Year |
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64 |
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ARTICLE VII Events of Default |
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65 |
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ARTICLE VIII The Administrative Agent |
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67 |
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ARTICLE IX Miscellaneous |
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69 |
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SECTION 9.01 Notices |
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69 |
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SECTION 9.02 Waivers; Amendments |
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70 |
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SECTION 9.03 Expenses; Indemnity; Damage Waiver |
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72 |
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SECTION 9.04 Successors and Assigns |
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73 |
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SECTION 9.05 Survival |
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76 |
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SECTION 9.06 Counterparts; Integration; Effectiveness |
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76 |
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SECTION 9.07 Severability |
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76 |
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SECTION 9.08 Right of Setoff |
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76 |
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SECTION 9.09 Governing Law; Jurisdiction; Consent to Service of Process |
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77 |
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SECTION 9.10 WAIVER OF JURY TRIAL |
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77 |
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SECTION 9.11 Headings |
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78 |
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SECTION 9.12 Confidentiality |
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78 |
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SECTION 9.13 Several Obligations; Nonreliance; Violation of Law |
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79 |
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SECTION 9.14 USA PATRIOT Act |
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79 |
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SECTION 9.15 Disclosure |
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79 |
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SECTION 9.16 Appointment for Perfection |
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79 |
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SECTION 9.17 Interest Rate Limitation |
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79 |
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SECTION 9.18 Nature of Borrowers’ Obligations |
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79 |
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ARTICLE X Loan Guaranty |
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80 |
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SECTION 10.01 Guaranty |
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80 |
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SECTION 10.02 Guaranty of Payment |
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80 |
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SECTION 10.03 No Discharge or Diminishment of Loan Guaranty |
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80 |
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SECTION 10.04 Defenses Waived |
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81 |
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SECTION 10.05 Rights of Subrogation |
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81 |
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SECTION 10.06 Reinstatement; Stay of Acceleration |
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81 |
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SECTION 10.07 Information |
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82 |
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SECTION 10.08 Termination |
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82 |
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SECTION 10.09 Taxes |
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82 |
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SECTION 10.10 Maximum Liability |
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82 |
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SECTION 10.11 Contribution |
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82 |
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SECTION 10.12 Liability Cumulative |
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83 |
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ARTICLE XI The Borrower Representative |
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83 |
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SECTION 11.01 Appointment; Nature of Relationship |
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83 |
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SECTION 11.02 Powers |
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83 |
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SECTION 11.03 Employment of Agents |
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84 |
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SECTION 11.04 Notices |
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84 |
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SECTION 11.05 Successor Borrower Representative |
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84 |
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SECTION 11.06 Execution of Loan Documents; Borrowing Base Certificate |
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84 |
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SECTION 11.07 Reporting |
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84 |
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SCHEDULES:
Commitment Schedule
Schedule 2.06 — Existing Letters of Credit
Schedule 3.05 — Properties
Schedule 3.12 — Material Agreements
Schedule 3.14 — Insurance
Schedule 3.15 — Capitalization and Subsidiaries
Schedule 6.01 — Existing Indebtedness
Schedule 6.02 — Existing Liens
Schedule 6.04 — Existing Investments
Schedule 6.10 — Existing Restrictions
EXHIBITS:
Exhibit A — Form of Assignment and Assumption
Exhibit B — Form of Borrowing Base Certificate
Exhibit C — Form of Compliance Certificate
Exhibit D — Joinder Agreement
iii
CREDIT AGREEMENT dated as of August 9, 2007 (as it may be amended or modified from time to
time, this “
Agreement”), among FURNITURE BRANDS INTERNATIONAL, INC., a Delaware corporation
(the “
Company”), BROYHILL FURNITURE INDUSTRIES, INC., a North Carolina corporation
(“
Broyhill”), HDM FURNITURE INDUSTRIES, INC., a Delaware corporation (“
HDM”), LANE
FURNITURE INDUSTRIES, INC., a Mississippi corporation (“
Lane”), THOMASVILLE FURNITURE
INDUSTRIES, INC., a Delaware corporation (“
Thomasville”, and, together with Furniture
Brands, HDM, Broyhill and Lane, each a “
Borrower,” and, collectively, the
“
Borrowers”), the other Loan Parties named herein, the Lenders party hereto, and JPMORGAN
CHASE BANK, N.A., as Administrative Agent.
The parties hereto agree as follows:
ARTICLE I
Definitions
SECTION 1.01 Defined Terms. As used in this Agreement, the following terms have the
meanings specified below:
“ABR”, when used in reference to any Loan or Borrowing, refers to whether such Loan,
or the Loans comprising such Borrowing, are bearing interest at a rate determined by reference to
the Alternate Base Rate.
“Account” has the meaning assigned to such term in the Security Agreement.
“Account Debtor” means any Person obligated on an Account.
“Acquired Entity or Business” means either (a) the assets constituting a business,
division, facility, product line or line of business of any Person not already a Subsidiary which
are acquired by the Company or a direct or indirect wholly-owned Subsidiary of the Company or (b)
all of the capital stock of any such Person, which Person shall, as a result of such acquisition or
merger, become a direct or indirect wholly-owned Subsidiary of the Company (or shall be merged with
and into the Company or another Loan Party, with the Company or such other Loan Party being the
surviving Person).
“Adjusted LIBO Rate” means, with respect to any Eurodollar Borrowing for any Interest
Period, an interest rate per annum (rounded upwards, if necessary, to the next 1/16 of 1%) equal to
(a) the LIBO Rate for such Interest Period multiplied by (b) the Statutory Reserve Rate.
“Administrative Agent” means JPMorgan Chase Bank, N.A., in its capacity as
administrative agent for the Lenders hereunder.
“Administrative Questionnaire” means an Administrative Questionnaire in a form
supplied by the Administrative Agent.
“Affiliate” means, with respect to a specified Person, another Person that directly,
or indirectly through one or more intermediaries, Controls or is Controlled by or is under common
Control with the Person specified.
“Alternate Base Rate” means, for any day, a rate per annum equal to the greater of (a)
the Prime Rate in effect on such day and (b) the Federal Funds Effective Rate in effect on such day
plus 1/2 of 1%. Any change in the Alternate Base Rate due to a change in the Prime Rate or the
Federal Funds
Effective Rate shall be effective from and including the effective date of such change in the
Prime Rate or the Federal Funds Effective Rate, respectively.
“Applicable Percentage” means, with respect to any Lender, a percentage equal to a
fraction the numerator of which is such Lender’s Commitment and the denominator of which is the
aggregate Commitments of all Lenders (if the Commitments have terminated or expired, the Applicable
Percentages shall be determined based upon such Lender’s share of the aggregate Revolving Exposures
at that time).
“Applicable Rate” means, for any day, with respect to any ABR Loan or Eurodollar
Revolving Loan, or with respect to the commitment fees payable hereunder, as the case may be, the
applicable rate per annum set forth below under the caption “ABR Spread”, “Eurodollar Spread” or
“Commitment Fee Rate”, as the case may be, based upon Average Availability:
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Average |
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ABR |
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Eurodollar |
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Commitment |
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Availability |
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Spread |
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Spread |
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Fee Rate |
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Category 1 |
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0 |
% |
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1.00 |
% |
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.25 |
% |
³ $300,000,000 |
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Category 2 |
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0 |
% |
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1.25 |
% |
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.25 |
% |
< $300,000,000 but
³ $150,000,000 |
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Category 3 |
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0 |
% |
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1.50 |
% |
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.25 |
% |
< $150,000,000 but
³ $75,000,000 |
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Category 4 |
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0 |
% |
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1.75 |
% |
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.25 |
% |
< $75,000,000 |
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For purposes of the foregoing, (a) the Applicable Rate shall be determined by reference to the
Average Availability for the most recent fiscal quarter end and (b) each change in the Applicable
Rate resulting from a change in the Average Availability shall be effective during the period
commencing on and including the date five Business Days after delivery to the Administrative Agent
of a Compliance Certificate indicating such change and ending on the date immediately preceding the
effective date of the next such change, provided that (i) subject to the following clause
(ii), Average Availability shall be deemed to be in Category 2 until adjusted pursuant hereto after
the date six months after the Effective Date and (ii) Average Availability shall be deemed to be in
Category 4 (A) at any time that an Event of Default has occurred and is continuing or (B) at the
option of the Administrative Agent or at the request of the Required Lenders if the Borrower fails
to deliver a Compliance Certificate required to be delivered by it pursuant to Section 5.01(d),
during the period from the expiration of the time for delivery thereof until such Compliance
Certificate is delivered.
“Approved Fund” has the meaning assigned to such term in Section 9.04.
“Assignment and Assumption” means an assignment and assumption entered into by a
Lender and an assignee (with the consent of any party whose consent is required by Section 9.04),
and accepted by the Administrative Agent, in the form of Exhibit A or any other form
approved by the Administrative Agent.
2
“Availability” means, at any time, an amount equal to (a) the lesser of the Commitment
and the Borrowing Base minus (b) the Revolving Exposure of all Lenders.
“Availability Period” means the period from and including the Effective Date to but
excluding the earlier of the Maturity Date and the date of termination of the Commitments.
“Available Commitment” means, at any time, the aggregate Commitments then in effect
minus the Revolving Exposure of all Lenders at such time.
“Average Availability” means, with respect to any fiscal quarter, an amount equal to
the sum of the Daily Availability for each day in such fiscal quarter divided by the number of days
in such fiscal quarter. For purposes hereof, “Daily Availability” for any day means the
excess of the Borrowing Base (as set forth on the most recent Borrowing Base Certificate delivered)
over the Revolving Exposure on such day (determined, in the case of days which are Business Days,
as of the close of business of each such day).
“Banking Services” means each and any of the following bank services provided to any
Loan Party by any Lender or any of its Affiliates: (a) commercial credit cards, (b) stored value
cards and (c) treasury management services (including, without limitation, controlled disbursement,
automated clearinghouse transactions, return items, overdrafts and interstate depository network
services).
“Banking Services Obligations” of the Loan Parties means any and all obligations of
the Loan Parties, whether absolute or contingent and howsoever and whensoever created, arising,
evidenced or acquired (including all renewals, extensions and modifications thereof and
substitutions therefor) in connection with Banking Services.
“Banking Services Reserves” means all Reserves which the Administrative Agent from
time to time establishes in its Permitted Discretion for Banking Services then provided or
outstanding.
“Board” means the Board of Governors of the Federal Reserve System of the United
States of America.
“Borrower Representative” means the Company in its capacity as contractual
representative of the Borrowers pursuant to Article XI.
“Borrowing” means (a) Revolving Loans of the same Type, made, converted or continued
on the same date and, in the case of Eurodollar Loans, as to which a single Interest Period is in
effect, (b) a Swingline Loan, and (c) a Protective Advance and (d) an Overadvance.
“Borrowing Base” means, at any time, the sum of (a) 85% of the Eligible Accounts at
such time, plus (b) the lesser of (i) 70% of the Eligible Inventory, valued at the lower of
cost or market value, determined on a first-in-first-out basis, at such time and (ii) the product
of 85% multiplied by the Net Orderly Liquidation Value percentage identified in the most recent
inventory appraisal ordered by the Administrative Agent multiplied by the eligible inventory (as
specified by category in such appraisal), valued at the lower of cost or market value, determined
on a first-in-first-out basis, at such time, minus (c) Reserves. The Administrative Agent
may, in its Permitted Discretion, adjust Reserves or reduce one or more of the other elements used
in computing the Borrowing Base and, after the occurrence and during the continuance of a Default,
reduce the advance rates set forth above.
3
“Borrowing Base Certificate” means a certificate, signed and certified as accurate and
complete in all material respects by a Financial Officer of the Company, in substantially the form
of Exhibit C or another form which is acceptable to the Administrative Agent in its
Permitted Discretion.
“Borrowing Request” means a request by the Borrower Representative for a Revolving
Borrowing in accordance with Section 2.02.
“
Business Day” means any day that is not a Saturday, Sunday or other day on which
commercial banks in New York City or Chicago,
Illinois are authorized or required by law to remain
closed;
provided that, when used in connection with a Eurodollar Loan, the term
“
Business Day” shall also exclude any day on which banks are not open for dealings in
dollar deposits in the London interbank market.
“Capital Expenditures” means, without duplication, any expenditure or commitment to
expend money for any purchase or other acquisition of any asset which would be classified as a
fixed or capital asset on a consolidated balance sheet of the Company and its Subsidiaries prepared
in accordance with GAAP.
“Capital Lease Obligations” of any Person means the obligations of such Person to pay
rent or other amounts under any lease of (or other arrangement conveying the right to use) real or
personal property, or a combination thereof, which obligations are required to be classified and
accounted for as capital leases on a balance sheet of such Person under GAAP, and the amount of
such obligations shall be the capitalized amount thereof determined in accordance with GAAP.
“Change in Control” means (a) the acquisition of beneficial ownership (within the
meaning of Rule 13d-3 promulgated under the Exchange Act), directly or indirectly, by any Person or
group (within the meaning of the Exchange Act and the rules of the SEC thereunder as in effect on
the date hereof) (excluding, for this purpose, the Company or its Subsidiaries or any employee
benefit plan (or related trust) of the Company or its Subsidiaries) of 25% of the combined voting
power of the Company’s then-outstanding voting securities entitled to vote generally in the
election of directors; (b) occupation of a majority of the seats (other than vacant seats) on the
board of directors of the Company by Persons who were neither (i) nominated by a majority of the
board of directors of the Company then in office nor (ii) appointed by directors so nominated or
(c) the Company shall at any time cease to own directly or indirectly 100% of the capital stock of
any of Broyhill, Lane, HDM or Thomasville.
“Change in Law” means (a) the adoption of any law, rule or regulation after the date
of this Agreement, (b) any change in any law, rule or regulation or in the interpretation or
application thereof by any Governmental Authority after the date of this Agreement or (c)
compliance by any Lender or the Issuing Bank (or, for purposes of Section 2.15(b), by any lending
office of such Lender or by such Lender’s or the Issuing Bank’s holding company, if any) with any
request, guideline or directive (whether or not having the force of law) of any Governmental
Authority made or issued after the date of this Agreement.
“Changeover Amount” means, at any time, the greater of $75,000,000 and 13.5% of the
aggregate amount of the Commitments at such time.
“Chase” means JPMorgan Chase Bank, N.A., a national banking association, in its
individual capacity, and its successors.
4
“Class”, when used in reference to any Loan or Borrowing, refers to whether such Loan,
or the Loans comprising such Borrowing, are Revolving Loans, Swingline Loans or Protective Advances
or Overadvances.
“Code” means the Internal Revenue Code of 1986, as amended from time to time.
“Collateral” means any and all property owned, leased or operated by a Person covered
by the Collateral Documents and any and all other property of any Loan Party, now existing or
hereafter acquired, that is or at any time becomes subject to a security interest or Lien in favor
of the Administrative Agent, on behalf of itself and the Lenders, to secure the Secured
Obligations.
“Collateral Access Agreement” has the meaning assigned to such term in the Security
Agreement.
“Collateral Documents” means, collectively, the Security Agreement and any other
documents granting a Lien upon the Collateral as security for payment of the Secured Obligations.
“Collection Account” has the meaning assigned to such term in the Security Agreement.
“Commitment” means (a) with respect to each Lender, the commitment, if any, of such
Lender to make Revolving Loans and to acquire participations in Letters of Credit, Overadvances,
Protective Advances and Swingline Loans hereunder, expressed as an amount representing the maximum
possible aggregate amount of such Lender’s Revolving Exposure hereunder, as such commitment may be
(i) reduced from time to time pursuant to Section 2.09 and (ii) reduced or increased from time to
time pursuant to assignments by or to such Lender pursuant to Section 9.04 and (b) with respect to
all Lenders, the aggregate of such commitments. The initial amount of each Lender’s Commitment is
set forth on the Commitment Schedule, or in the Assignment and Assumption pursuant to which
such Lender shall have assumed its Commitment, as applicable. The initial aggregate amount of the
Lenders’ Commitments is $550,000,000.
“Commitment Schedule” means the Schedule attached hereto identified as such.
“Company” means Furniture Brands International, Inc., a Delaware corporation.
“Compliance Certificate” has the meaning assigned to such term in Section 5.01(d).
“Consolidated EBIT” means, for any period, the Consolidated Net Income determined on a
consolidated basis, before Consolidated Interest Expense (to the extent deducted in arriving at
Consolidated Net Income) and provisions for taxes and non-cash impairment charges associated with
closed facilities or sales of assets other than inventory sold in the ordinary course of business,
in each case that were included in arriving at Consolidated Net Income.
“Consolidated EBITDA” means, for any period, Consolidated EBIT, adjusted by adding
thereto the amount of all amortization of intangibles and depreciation, in each case that were
deducted in arriving at Consolidated EBIT for such period.
“Consolidated Interest Expense” means, for any period, the sum of the total
consolidated interest expense of the Company and its Subsidiaries for such period (calculated
without regard to any limitations on the payment thereof) plus, without duplication, that portion
of Capital Lease Obligations of the Company and its Subsidiaries representing the interest factor
for such period, minus the Make-Whole Amount (as defined in the Note Purchase Agreement) paid to
the Purchasers during such period in
5
connection with the payoff of the Borrowers’ obligations under
the Note Purchase Agreement (net of any amount paid or received by the Borrowers in connection with
settling of any swap agreements entered into in connection with the Note Purchase Agreement).
“Consolidated Net Income” means, for any period, the net after tax income of the
Company and its Subsidiaries determined on a consolidated basis, without giving effect to any
extraordinary gains or losses; provided that (without duplication of exclusions) (i) the net
income (to the extent positive) of any Person that is not a Subsidiary of the Company or that is
accounted for by the equity method of accounting shall be included only to the extent of the amount
of dividends or distributions paid in cash to the Company or a Wholly-Owned Subsidiary thereof,
(ii) to the extent Consolidated Net Income reflects amounts attributable to minority interests in
Subsidiaries that are not Wholly-Owned Subsidiaries of the Company, Consolidated Net Income shall
be reduced by the amounts attributable to such minority interests, (iii) the net income of any
Subsidiary shall be excluded to the extent that the declaration or payment of dividends and
distributions by that Subsidiary of net income is not at the date of determination permitted
without any prior governmental approval (that has not been obtained) or, directly or indirectly, by
operation of the terms of its charter or any agreement, instrument, judgment, decree, order,
statute, rule or governmental regulation applicable to that Subsidiary or its stockholders, (iv)
the net income of any Person acquired in a pooling of interests transaction for any period prior to
the date of such acquisition shall be excluded and (v) the cumulative effect of a change in
accounting principles shall be excluded.
“Control” means the possession, directly or indirectly, of the power to direct or
cause the direction of the management or policies of a Person, whether through the ability to
exercise voting power, by contract or otherwise. “Controlling” and “Controlled”
have meanings correlative thereto.
“Control Agreement” has the meaning assigned to such term in the Security Agreement.
“Covenant Period” has the meaning assigned to such term in Section 6.12.
“Default” means any event or condition which constitutes an Event of Default or which
upon notice, lapse of time or both would, unless cured or waived, become an Event of Default.
“Document” has the meaning assigned to such term in the Security Agreement.
“dollars” or “$” refers to lawful money of the United States of America.
“Effective Date” means the date on which the conditions specified in Section 4.01 are
satisfied (or waived in accordance with Section 9.02).
“Electronic Delivery” has the meaning assigned to such term in Section 5.01(a).
“Eligible Accounts” means, at any time, the Accounts of the Loan Parties which the
Administrative Agent determines in its Permitted Discretion are eligible as the basis for the
extension of Revolving Loans, Swingline Loans and the issuance of Letters of Credit hereunder.
Without limiting the Administrative Agent’s discretion provided herein, Eligible Accounts shall not
include any Account:
(a) which is not subject to a first priority perfected security interest in favor of
the Administrative Agent;
6
(b) which is subject to any Lien other than (i) a Lien in favor of the Administrative
Agent and (ii) a Permitted Encumbrance which does not have priority over the Lien in favor
of the Administrative Agent;
(c) with respect to which the scheduled due date is more than 105 days after the
original invoice date, is unpaid more than 150 days after the date of the original invoice
therefor or more than 60 days after the original due date, or which has been written off the
books of the applicable Loan Party or otherwise designated as uncollectible;
(d) which is owing by an Account Debtor for which more than 50% of the Accounts owing
from such Account Debtor and its Affiliates are ineligible hereunder;
(e) which is owing by an Account Debtor to the extent the aggregate amount of Accounts
owing from such Account Debtor and its Affiliates to the Loan Parties exceeds 10% of the
aggregate Eligible Accounts;
(f) with respect to which any covenant, representation, or warranty contained in this
Agreement or in the Security Agreement has been breached or is not true;
(g) which (i) does not arise from the sale of goods or performance of services in the
ordinary course of business, (ii) is not evidenced by an invoice or other documentation
satisfactory to the Administrative Agent which has been sent to the Account Debtor, (iii)
represents a progress billing, (iv) is contingent upon the applicable Loan Party’s
completion of any further performance, (v) represents a sale on a xxxx-and-hold, guaranteed
sale, sale-and-return, sale on approval, consignment, cash-on-delivery or any other
repurchase or return basis or (vi) relates to payments of interest;
(h) for which the goods giving rise to such Account have not been shipped to the
Account Debtor or for which the services giving rise to such Account have not been performed
by the applicable Loan Party or if such Account was invoiced more than once;
(i) with respect to which any check or other instrument of payment has been returned
uncollected for any reason;
(j) which is owed by an Account Debtor which has (i) applied for, suffered, or
consented to the appointment of any receiver, custodian, trustee, or liquidator of its
assets, (ii) has had possession of all or a material part of its property taken by any
receiver, custodian, trustee or liquidator, (iii) filed, or had filed against it, any
request or petition for liquidation, reorganization, arrangement, adjustment of debts,
adjudication as bankrupt, winding-up, or voluntary or involuntary case under any state or
federal bankruptcy laws, (iv) has admitted in writing its inability, or is generally unable
to, pay its debts as they become due, (v) become insolvent, or (vi) ceased operation of its
business;
(k) which is owed by any Account Debtor which has sold all or a substantially all of
its assets;
(l) which is owed by an Account Debtor which (i) does not maintain its chief executive
office in the U.S. or Canada or (ii) is not organized under applicable law of the U.S., any
state of the U.S., Canada, or any province of Canada unless, in either case, such Account is
backed by a Letter of Credit acceptable to the Administrative Agent which is in the
possession of, has been assigned to and is directly drawable by the Administrative Agent;
7
(m) which is owed in any currency other than U.S. dollars;
(n) which is owed by (i) the government (or any department, agency, public corporation,
or instrumentality thereof) of any country other than the U.S. unless such Account is backed
by a Letter of Credit acceptable to the Administrative Agent which is in the possession of
the Administrative Agent, or (ii) the government of the U.S., or any department, agency,
public corporation, or instrumentality thereof, unless the Federal Assignment of Claims Act
of 1940, as amended (31 U.S.C. § 3727 et seq. and 41 U.S.C. § 15 et
seq.), and any other steps necessary to
perfect the Lien of the Administrative Agent in such Account have been complied with to
the Administrative Agent’s satisfaction;
(o) which is owed by any Affiliate, employee, officer or director of any Loan Party;
(p) which, for any Account Debtor, exceeds a credit limit reasonably determined by the
Administrative Agent, to the extent of such excess;
(q) which is owed by an Account Debtor or any Affiliate of such Account Debtor to which
any Loan Party is indebted, but only to the extent of such indebtedness or is subject to any
security, deposit, progress payment, retainage or other similar advance made by or for the
benefit of an Account Debtor, in each case to the extent thereof;
(r) which is subject to any counterclaim, deduction, defense, setoff or dispute, in
each case to the extent thereof;
(s) which is evidenced by any promissory note, chattel paper, or instrument;
(t) which is owed by an Account Debtor located in any jurisdiction which requires
filing of a “Notice of Business Activities Report” or other similar report in order to
permit the applicable Loan Party to seek judicial enforcement in such jurisdiction of
payment of such Account, unless such Loan Party has filed such report or qualified to do
business in such jurisdiction;
(u) with respect to which the applicable Loan Party has made any agreement with the
Account Debtor for any reduction thereof, other than discounts and adjustments given in the
ordinary course of business, or any Account which was partially paid and such Loan Party
created a new receivable for the unpaid portion of such Account;
(v) which does not comply in all material respects with the requirements of all
applicable laws and regulations, whether Federal, state or local, including without
limitation the Federal Consumer Credit Protection Act, the Federal Truth in Lending Act and
Regulation Z of the Board, in each case to the extent applicable;
(w) which is for goods that have been sold under a purchase order or pursuant to the
terms of a contract or other agreement or understanding (written or oral) that indicates or
purports that any Person other than the applicable Loan Party has an ownership interest in
such goods, or which indicates any party other than the applicable Loan Party as payee or
remittance party;
(x) which was created on cash on delivery terms; or
(y) which the Administrative Agent determines in its Permitted Discretion may not be
paid by reason of the Account Debtor’s inability to pay or other circumstances.
8
In the event that an Account which was previously an Eligible Account ceases to be an Eligible
Account hereunder for any reason, including as a result of the exclusion of such Account by the
Administrative Agent in its Permitted Discretion (unless the Administrative Agent shall have failed
to deliver notice to the Company of its election to exclude such Account), the Company shall
exclude such Account from Eligible Accounts in the next Borrowing Base Certificate. In determining
the amount of an Eligible Account, the face amount of an Account may, in the Administrative Agent’s
Permitted Discretion, be reduced by, without duplication, to the extent not reflected in such face
amount, (i) the
amount of all accrued and actual discounts, claims, credits or credits pending, promotional
program allowances, price adjustments, finance charges or other allowances (including any amount
that a Loan Party may be obligated to rebate to an Account Debtor pursuant to the terms of any
agreement or understanding (written or oral)) and (ii) the aggregate amount of all cash received in
respect of such Account but not yet applied by the applicable Loan Party to reduce the amount of
such Account. Notwithstanding the foregoing, no Person which becomes a Loan Party after the date
hereof shall be deemed a Loan Party for purposes of this definition without the approval of the
Administrative Agent or until the Administrative Agent has conducted such appraisals and/or field
examinations with respect to the Accounts and Inventory of such Person as it reasonably deems
necessary or appropriate.
“Eligible Inventory” means, at any time, the Inventory of the Loan Parties which the
Administrative Agent determines in its Permitted Discretion is eligible as the basis for the
extension of Revolving Loans, Swingline Loans and the issuance of Letters of Credit hereunder.
Without limiting the Administrative Agent’s discretion provided herein, Eligible Inventory shall
not include any Inventory:
(a) which is not subject to a first priority perfected Lien in favor of the
Administrative Agent;
(b) which is subject to any Lien other than (i) a Lien in favor of the Administrative
Agent and (ii) a Permitted Encumbrance which does not have priority over the Lien in favor
of the Administrative Agent;
(c) which is, in the Administrative Agent’s opinion, slow moving (i.e., more than one
year old or in excess of a one year supply), obsolete, unmerchantable, defective, used,
unfit for sale, not salable at prices approximating at least the cost of such Inventory in
the ordinary course of business or unacceptable due to age, type, category and/or quantity;
(d) with respect to which any covenant, representation, or warranty contained in this
Agreement or the Security Agreement has been breached or is not true and which does not
conform in all material respects to all applicable standards imposed by any Governmental
Authority;
(e) in which any Person other than the Loan Parties shall (i) have any direct or
indirect ownership, interest or title to such Inventory or (ii) be indicated on any purchase
order or invoice with respect to such Inventory as having or purporting to have an interest
therein;
(f) which is spare or replacement parts, subassemblies, packaging and shipping
material, manufacturing supplies, samples, prototypes, displays or display items,
xxxx-and-hold goods, goods that are returned or marked for return, repossessed goods,
defective or damaged goods, goods held on consignment, or goods which are not of a type held
for sale in the ordinary course of business;
(g) which is not located in the U.S. or is in transit with a common carrier from
vendors and suppliers, except that up to $40,000,000 of Inventory in transit from vendors
and
9
suppliers may be included as eligible pursuant to this clause (g) so long as
(i)(1) a customs broker has delivered to the Administrative Agent a Collateral Access
Agreement and such other documentation as the Administrative Agent may reasonably require
with respect to such Inventory or (2) an appropriate Reserve for customs charges and
shipping charges due or to become due has been established by the Administrative Agent in
its Permitted Discretion and (ii) the Administrative Agent shall have received (1) a true
and correct copy of the xxxx of lading and other shipping documents for such Inventory (or
alternate documentation or data satisfactory to
the Administrative Agent in its Permitted Discretion), (2) evidence of satisfactory
casualty insurance naming the Administrative Agent as loss payee and otherwise covering such
risks as the Administrative Agent may reasonably request, and (3) if the xxxx of lading is
negotiable, confirmation that the xxxx is issued in the name of the applicable Loan Party
and consigned to the order of the Administrative Agent, and a reasonably acceptable
agreement has been executed with the applicable Loan Party’s customs broker, in which the
customs broker agrees that it holds the negotiable xxxx as agent for the Administrative
Agent and has granted the Administrative Agent access to the Inventory and (ii) the common
carrier is not an Affiliate of the applicable vendor or supplier;
(h) which is located in any location leased by a Loan Party unless (i) the lessor has
delivered to the Administrative Agent a Collateral Access Agreement or (ii) a Reserve for
three month’s rent, charges, and other amounts due or to become due with respect to such
facility has been established by the Administrative Agent in its Permitted Discretion;
(i) which is located in any third party warehouse or is in the possession of a bailee
(other than a third party processor) and is not evidenced by a Document (other than bills of
lading to the extent permitted pursuant to clause (g) above), unless (i) such warehouseman
or bailee has delivered to the Administrative Agent a Collateral Access Agreement and such
other documentation as the Administrative Agent may reasonably require or (ii) an
appropriate Reserve for charges and other amounts due or to become due has been established
by the Administrative Agent in its Permitted Discretion;
(j) which is being processed offsite at a third party location or outside processor, or
is in-transit to or from said third party location or outside processor unless (i) the third
party, outside processor or shipper has delivered to the Administrative Agent a Collateral
Access Agreement and such other documentation as the Administrative Agent may reasonably
require or (ii) a Reserve for charges and other amounts due or to become due has been
established by the Administrative Agent in its Permitted Discretion;
(k) which is a discontinued product or discontinued component thereof;
(l) which is the subject of a consignment by a Loan Party as consignor;
(m) which is perishable;
(n) which contains or bears any intellectual property rights licensed to a Loan Party
unless the Administrative Agent is satisfied that it may sell or otherwise dispose of such
Inventory without (i) infringing the rights of such licensor, (ii) violating any contract
with such licensor, or (iii) incurring any liability with respect to payment of royalties
other than royalties incurred pursuant to sale of such Inventory under the current licensing
agreement;
10
(o) which is not reflected in a current perpetual inventory report of a Loan Party
(unless such Inventory is reflected in a report to the Administrative Agent as “in transit”
Inventory);
(p) for which reclamation rights have been asserted by the seller; or
(q) which the Administrative Agent otherwise determines in its Permitted Discretion is
unacceptable.
In the event that Inventory which was previously Eligible Inventory ceases to be Eligible
Inventory hereunder for any reason, including as a result of the exclusion of such Inventory by the
Administrative Agent in its Permitted Discretion (unless the Administrative Agent shall have failed
to deliver notice to the Company of its election to exclude such Inventory), the Company shall
exclude such Inventory from Eligible Inventory in the next Borrowing Base Certificate.
Notwithstanding the foregoing, no Person which becomes a Loan Party after the date hereof shall be
deemed a Loan Party for purposes of this definition without the approval of the Administrative
Agent or until the Administrative Agent has conducted such appraisals and/or field examinations
with respect to the Accounts and Inventory of such Person as it deems reasonably necessary or
appropriate.
“Environmental Laws” means all laws, rules, regulations, codes, ordinances, orders,
decrees, judgments, injunctions, notices or binding agreements issued, promulgated or entered into
by any Governmental Authority, relating in any way to the environment, preservation or reclamation
of natural resources, the management, release or threatened release of any Hazardous Material or to
health and safety matters.
“Environmental Liability” means any liability, contingent or otherwise (including any
liability for damages, costs of environmental remediation, fines, penalties or indemnities), of the
Company or any Subsidiary directly or indirectly resulting from or based upon (a) violation of any
Environmental Law, (b) the generation, use, handling, transportation, storage, treatment or
disposal of any Hazardous Materials, (c) exposure to any Hazardous Materials, (d) the release or
threatened release of any Hazardous Materials into the environment or (e) any contract, agreement
or other consensual arrangement pursuant to which liability is assumed or imposed with respect to
any of the foregoing.
“Equity Interests” means shares of capital stock, partnership interests, membership
interests in a limited liability company, beneficial interests in a trust or other equity ownership
interests in a Person, and any warrants, options or other rights entitling the holder thereof to
purchase or acquire any such equity interest.
“ERISA” means the Employee Retirement Income Security Act of 1974, as amended from
time to time.
“ERISA Affiliate” means any trade or business (whether or not incorporated) that,
together with the Company, is treated as a single employer under Section 414(b) or (c) of the Code
or, solely for purposes of Section 302 of ERISA and Section 412 of the Code, is treated as a single
employer under Section 414 of the Code.
“ERISA Event” means (a) any “reportable event”, as defined in Section 4043 of ERISA or
the regulations issued thereunder with respect to a Plan (other than an event for which the 30-day
notice period is waived); (b) the existence with respect to any Plan of an “accumulated funding
deficiency” (as defined in Section 412 of the Code or Section 302 of ERISA), whether or not waived;
(c) the filing pursuant to Section 412(d) of the Code or Section 303(d) of ERISA of an application
for a
11
waiver of the minimum funding standard with respect to any Plan; (d) the incurrence by the
Company or any of its ERISA Affiliates of any liability under Title IV of ERISA with respect to the
termination of any Plan; (e) the receipt by the Company or any ERISA Affiliate from the PBGC or a
plan administrator of any notice relating to an intention to terminate any Plan or Plans or to
appoint a trustee to administer any Plan; (f) the incurrence by the Company or any of its ERISA
Affiliates of any liability with respect to the withdrawal or partial withdrawal from any Plan or
Multiemployer Plan; or (g) the receipt by the Company or any ERISA Affiliate of any notice, or the
receipt by any Multiemployer Plan from the Company or any ERISA Affiliate of any notice, concerning
the imposition of Withdrawal Liability or a determination that
a Multiemployer Plan is, or is expected to be, insolvent or in reorganization, within the
meaning of Title IV of ERISA.
“Eurodollar”, when used in reference to any Loan or Borrowing, refers to whether such
Loan, or the Loans comprising such Borrowing, are bearing interest at a rate determined by
reference to the Adjusted LIBO Rate.
“Event of Default” has the meaning assigned to such term in Article VII.
“Exchange Act” means the Securities Exchange Act of 1934, as amended.
“Excluded Taxes” means, with respect to the Administrative Agent, any Lender, the
Issuing Bank or any other recipient of any payment to be made by or on account of any obligation of
the Borrower hereunder, (a) income or franchise taxes imposed on (or measured by) its net income by
the United States of America, or by the jurisdiction under the laws of which such recipient is
organized or in which its principal office is located or, in the case of any Lender, in which its
applicable lending office is located, (b) any branch profits taxes imposed by the United States of
America or any similar tax imposed by any other jurisdiction in which the Borrower is located and
(c) in the case of a Foreign Lender (other than an assignee pursuant to a request by the Borrower
under Section 2.19(b)), any withholding tax that is imposed on amounts payable to such Foreign
Lender at the time such Foreign Lender becomes a party to this Agreement (or designates a new
lending office) or is attributable to such Foreign Lender’s failure to comply with Section 2.17(e),
except to the extent that such Foreign Lender (or its assignor, if any) was entitled, at the time
of designation of a new lending office (or assignment), to receive additional amounts from the
Borrower with respect to such withholding tax pursuant to Section 2.17(a).
“
Existing Credit Agreement” means that certain
Credit Agreement dated as of April 21,
2006 among the Borrowers, JPMorgan Chase Bank, N.A., as administrative agent, and the financial
institutions party thereto, as amended.
“
Existing Letter of Credit” means a letter of credit issued and outstanding under the
Existing
Credit Agreement and listed on Schedule 2.06 hereto.
“Federal Funds Effective Rate” means, for any day, the weighted average (rounded
upwards, if necessary, to the next 1/100 of 1%) of the rates on overnight Federal funds
transactions with members of the Federal Reserve System arranged by Federal funds brokers, as
published on the next succeeding Business Day by the Federal Reserve Bank of New York, or, if such
rate is not so published for any day that is a Business Day, the average (rounded upwards, if
necessary, to the next 1/100 of 1%) of the quotations for such day for such transactions received
by the Administrative Agent from three Federal funds brokers of recognized standing selected by it.
“Financial Officer” means the chief financial officer, principal accounting officer,
treasurer or controller of the Company.
12
“Fixed Charges” means, with reference to any period, without duplication, cash
Consolidated Interest Expense during such period, plus scheduled principal payments on
Indebtedness and required payments on Guarantees made by Loan Parties to the extent not duplicative
of amounts already included in the computation of Consolidated Net Income for such period,
plus expense for taxes paid in cash during such period, plus dividends or
distributions paid in cash during such period, plus Capital Lease Obligation payments during such
period, plus cash contributions to any Plan in excess of actual pension expense during such
period, all calculated for the Company and its Subsidiaries on a consolidated basis.
“Fixed Charge Coverage Ratio” means, the ratio, determined as of the end of each
fiscal month or fiscal quarter, as applicable, of the Company for the most-recently ended four
fiscal quarters or twelve fiscal months, as applicable, of (a) Consolidated EBITDA minus
the unfinanced portion of Capital Expenditures to (b) Fixed Charges, all calculated for the Company
and its Subsidiaries on a consolidated basis in accordance with GAAP.
“Foreign Lender” means any Lender that is organized under the laws of a jurisdiction
other than that in which the Borrowers are located. For purposes of this definition, the United
States of America, each State thereof and the District of Columbia shall be deemed to constitute a
single jurisdiction.
“Funding Account” has the meaning assigned to such term in Section 4.01(h).
“GAAP” means accounting principles generally accepted in the United States of America.
“Governmental Authority” means the government of the United States of America, any
other nation or any political subdivision thereof, whether state or local, and any agency,
authority, instrumentality, regulatory body, court, central bank or other entity exercising
executive, legislative, judicial, taxing, regulatory or administrative powers or functions of or
pertaining to government.
“Guarantee” of or by any Person (the “guarantor”) means any obligation,
contingent or otherwise, of the guarantor guaranteeing or having the economic effect of
guaranteeing any Indebtedness or other obligation of any other Person (the “primary
obligor”) in any manner, whether directly or indirectly, and including any obligation of the
guarantor, direct or indirect, (a) to purchase or pay (or advance or supply funds for the purchase
or payment of) such Indebtedness or other obligation or to purchase (or to advance or supply funds
for the purchase of) any security for the payment thereof, (b) to purchase or lease property,
securities or services for the purpose of assuring the owner of such Indebtedness or other
obligation of the payment thereof, (c) to maintain working capital, equity capital or any other
financial statement condition or liquidity of the primary obligor so as to enable the primary
obligor to pay such Indebtedness or other obligation or (d) as an account party in respect of any
letter of credit or letter of guaranty issued to support such Indebtedness or obligation;
provided, that the term Guarantee shall not include endorsements for collection or deposit
in the ordinary course of business.
“Guaranteed Obligations” has the meaning assigned to such term in Section 10.01.
“Hazardous Materials” means all explosive or radioactive substances or wastes and all
hazardous or toxic substances, wastes or other pollutants, including petroleum or petroleum
distillates, asbestos or asbestos containing materials, polychlorinated biphenyls, radon gas,
infectious or medical wastes and all other substances or wastes of any nature regulated pursuant to
any Environmental Law.
13
“Indebtedness” of any Person means, without duplication, (a) all obligations of such
Person for borrowed money or with respect to deposits or advances of any kind, (b) all obligations
of such Person evidenced by bonds, debentures, notes or similar instruments, (c) all obligations of
such Person upon which interest charges are customarily paid, (d) all obligations of such Person
under conditional sale or other title retention agreements relating to property acquired by such
Person, (e) all obligations of such Person in respect of the deferred purchase price of property or
services (excluding current accounts payable incurred in the ordinary course of business), (f) all
Indebtedness of others secured by (or for which the holder of such Indebtedness has an existing
right, contingent or otherwise, to be secured by) any Lien on property owned or acquired by such
Person, whether or not the Indebtedness secured thereby has been assumed, (g) all Guarantees by
such Person, (h) all Capital Lease Obligations of such Person, (i)
all obligations, contingent or otherwise, of such Person as an account party in respect of
letters of credit and letters of guaranty, (j) all obligations, contingent or otherwise, of such
Person in respect of bankers’ acceptances and (k) obligations under any liquidated earn-out and (l)
any other Off-Balance Sheet Liability. The Indebtedness of any Person shall include the
Indebtedness of any other entity (including any partnership in which such Person is a general
partner) to the extent such Person is liable therefor as a result of such Person’s ownership
interest in or other relationship with such entity, except to the extent the terms of such
Indebtedness provide that such Person is not liable therefor.
“Indemnified Taxes” means Taxes other than Excluded Taxes.
“Information Memorandum” means the Confidential Information Memorandum dated July,
2007 relating to the Company and the Transactions.
“Interest Election Request” means a request by the Borrower to convert or continue a
Revolving Borrowing in accordance with Section 2.07.
“Interest Payment Date” means (a) with respect to any ABR Loan (other than a Swingline
Loan), the first Business Day of each calendar month and the Maturity Date, and (b) with respect to
any Eurodollar Loan, the last day of the Interest Period applicable to the Borrowing of which such
Loan is a part and, in the case of a Eurodollar Borrowing with an Interest Period of more than
three months’ duration, each day prior to the last day of such Interest Period that occurs at
intervals of three months’ duration after the first day of such Interest Period and the Maturity
Date.
“Interest Period” means with respect to any Eurodollar Borrowing, the period
commencing on the date of such Borrowing and ending on the numerically corresponding day in the
calendar month that is one, two, three or six months thereafter, as the Borrower may elect;
provided, that (i) if any Interest Period would end on a day other than a Business Day,
such Interest Period shall be extended to the next succeeding Business Day unless such next
succeeding Business Day would fall in the next calendar month, in which case such Interest Period
shall end on the next preceding Business Day and (ii) any Interest Period pertaining to a
Eurodollar Borrowing that commences on the last Business Day of a calendar month (or on a day for
which there is no numerically corresponding day in the last calendar month of such Interest Period)
shall end on the last Business Day of the last calendar month of such Interest Period. For
purposes hereof, the date of a Borrowing initially shall be the date on which such Borrowing is
made and, in the case of a Revolving Borrowing, thereafter shall be the effective date of the most
recent conversion or continuation of such Borrowing.
“Inventory” has the meaning assigned to such term in the Security Agreement.
“Issuing Bank” means Chase and each other Lender that agrees in writing with the
Company to issue Letters of Credit (provided that notice of such agreement is given to the
Administrative Agent), in each case in its capacity as the issuer of Letters of Credit hereunder,
and its successors in such
14
capacity as provided in Section 2.06(i). The Issuing Bank may, in its
discretion, arrange for one or more Letters of Credit to be issued by Affiliates of the Issuing
Bank, in which case the term “Issuing Bank” shall include any such Affiliate with respect to
Letters of Credit issued by such Affiliate. With respect to any Letter of Credit, “Issuing Bank”
shall mean the issuer thereof.
“Joinder Agreement” has the meaning assigned to such term in Section 5.13.
“LC Collateral Account” has the meaning assigned to such term in Section 2.06(j).
“LC Disbursement” means a payment made by the Issuing Bank pursuant to a Letter of
Credit.
“LC Exposure” means, at any time, the sum of (a) the aggregate undrawn amount of all
outstanding Letters of Credit at such time plus (b) the aggregate amount of all LC Disbursements
that have not yet been reimbursed by or on behalf of the Borrowers at such time. The LC Exposure
of any Lender at any time shall be its Applicable Percentage of the total LC Exposure at such time.
“Lenders” means the Persons listed on the Commitment Schedule and any other
Person that shall have become a party hereto pursuant to an Assignment and Assumption, other than
any such Person that ceases to be a party hereto pursuant to an Assignment and Assumption. Unless
the context otherwise requires, the term “Lenders” includes the Swingline Lender.
“Letter of Credit” means any letter of credit issued pursuant to this Agreement.
“Leverage Ratio” means, on any date, the ratio of (a) Total Indebtedness on such date
to (b) Consolidated EBITDA for the period of four consecutive fiscal quarters ended on such date
(or, if such date is not the last day of a fiscal quarter, ended on the last day of the fiscal
quarter most recently ended prior to such date).
“LIBO Rate” means, with respect to any Eurodollar Borrowing for any Interest Period,
the rate appearing on Page 3750 of the Dow Xxxxx Market Service (or on any successor or substitute
page of such Service, or any successor to or substitute for such Service, providing rate quotations
comparable to those currently provided on such page of such Service, as determined by the
Administrative Agent from time to time for purposes of providing quotations of interest rates
applicable to dollar deposits in the London interbank market) at approximately 11:00 a.m., London
time, two Business Days prior to the commencement of such Interest Period, as the rate for dollar
deposits with a maturity comparable to such Interest Period. In the event that such rate is not
available at such time for any reason, then the “LIBO Rate” with respect to such Eurodollar
Borrowing for such Interest Period shall be the rate at which dollar deposits of $5,000,000 and for
a maturity comparable to such Interest Period are offered by the principal London office of the
Administrative Agent in immediately available funds in the London interbank market at approximately
11:00 a.m., London time, two Business Days prior to the commencement of such Interest Period.
“Lien” means, with respect to any asset, (a) any mortgage, deed of trust, lien,
pledge, hypothecation, encumbrance, charge or security interest in, on or of such asset, (b) the
interest of a vendor or a lessor under any conditional sale agreement, capital lease or title
retention agreement (or any financing lease having substantially the same economic effect as any of
the foregoing) relating to such asset and (c) in the case of securities, any purchase option, call
or similar right of a third party with respect to such securities.
15
“Loan” means a loan or advance made by the Lenders pursuant to this Agreement,
including Revolving Loans, Swingline Loans, Overadvances and Protective Advances.
“
Loan Documents” means this Agreement, any promissory notes issued pursuant to the
Agreement, any Letter of Credit applications, the Collateral Documents, the Loan Guaranty, the
Collateral Access Agreements and all other agreements, instruments, documents and certificates
identified in Section 4.01 executed and delivered to, or in favor of, the Administrative Agent or
any Lenders and including all other pledges, powers of attorney, consents, assignments, contracts,
notices and letter of
credit agreements whether heretofore, now or hereafter executed by or on
behalf of any Loan Party, and delivered to the Administrative Agent or any Lender in connection
with the Agreement or the
transactions contemplated hereby. Any reference in the Agreement or any other Loan Document
to a Loan Document shall include all appendices, exhibits or schedules thereto, and all amendments,
restatements, supplements or other modifications thereto, and shall refer to the Agreement or such
Loan Document as the same may be in effect at any and all times such reference becomes operative.
“Loan Guarantor” means each Loan Party.
“Loan Guaranty” means Article X of this Agreement and each separate Guarantee, in form
and substance satisfactory to the Administrative Agent, delivered by a Loan Guarantor, as it may be
amended or modified and in effect from time to time.
“Loan Parties” means the Borrowers, the Borrower’s domestic Subsidiaries that are
party to a Loan Guaranty and any other Person who becomes a party to this Agreement pursuant to a
Joinder Agreement or a Loan Guaranty or otherwise and their successors and assigns.
“Material Adverse Effect” means a material adverse effect on (a) the business, assets,
operations, prospects or condition, financial or otherwise, of the Company and its Subsidiaries
taken as a whole, (b) the ability of the Loan Parties, taken as a whole, to perform any of their
obligations under the Loan Documents, (c) the Collateral, or the Administrative Agent’s Liens (on
behalf of itself and the Lenders) on the Collateral or the priority of such Liens, or (d) the
rights of or benefits available to the Administrative Agent, the Issuing Bank or the Lenders
thereunder.
“Material Indebtedness” means Indebtedness (other than the Loans and Letters of
Credit), or obligations in respect of one or more Swap Agreements, of any one or more of the
Company and its Subsidiaries in an aggregate principal amount exceeding $20,000,000. For purposes
of determining Material Indebtedness, the “obligations” of the Company or any Subsidiary in respect
of any Swap Agreement at any time shall be the maximum aggregate amount (giving effect to any
netting agreements) that the Company or such Subsidiary would be required to pay if such Swap
Agreement were terminated at such time.
“Maturity Date” means August 8, 2012 or any earlier date on which the Commitments are
reduced to zero or otherwise terminated pursuant to the terms hereof.
“Maximum Liability” has the meaning assigned to such term in Section 10.10.
“Moody’s” means Xxxxx’x Investors Service, Inc.
“Multiemployer Plan” means a multiemployer plan as defined in Section 4001(a)(3) of
ERISA.
16
“Net Orderly Liquidation Value” means, with respect to Inventory of any Person,
the orderly liquidation value thereof as determined in a manner reasonably acceptable to the
Administrative Agent by an appraiser reasonably acceptable to the Administrative Agent, net of all
costs of liquidation thereof.
“Net Proceeds” means, with respect to any event, (a) the cash proceeds received in
respect of such event including (i) any cash received in respect of any non-cash proceeds
(including any cash payments received by way of deferred payment of principal pursuant to a note or
installment receivable or purchase price adjustment receivable or otherwise, but excluding any
interest payments), but only as and when received, (ii) in the case of a casualty, insurance
proceeds and (iii) in the case of a condemnation or similar event, condemnation awards and similar
payments, net of (b) the sum of (i) all reasonable fees and out-of-pocket expenses paid to third
parties (other than Affiliates) in connection with such event, (ii) in the case of a sale, transfer
or other disposition of an asset (including pursuant to a sale and leaseback transaction or a
casualty or a condemnation or similar proceeding), the amount of all payments required to be made
as a result of such event to repay Indebtedness (other than Loans) secured by such asset or
otherwise subject to mandatory prepayment as a result of such event and (iii) the amount of all
taxes paid (or reasonably estimated to be payable) and the amount of any reserves established to
fund contingent liabilities reasonably estimated to be payable, in each case during the year that
such event occurred or the next succeeding year and that are directly attributable to such event
(as determined reasonably and in good faith by a Financial Officer).
“Non-Paying Guarantor” has the meaning assigned to such term in Section 10.11.
“Note Purchase Agreement” means that certain Note Purchase Agreement dated as of May
17, 2006 between the Borrowers and the Purchasers, as amended, restated, supplemented or otherwise
modified from time to time.
“Obligated Party” has the meaning assigned to such term in Section 10.02.
“Obligations” means all unpaid principal of and accrued and unpaid interest on the
Loans, all LC Exposure, all accrued and unpaid fees and all expenses, reimbursements, indemnities
and other obligations of the Loan Parties to the Lenders or to any Lender, the Administrative
Agent, the Issuing Bank or any indemnified party arising under the Loan Documents.
“Off-Balance Sheet Liability” of a Person means (a) any repurchase obligation or
liability of such Person with respect to accounts or notes receivable sold by such Person, (b) any
indebtedness, liability or obligation under any so-called “synthetic lease” transaction entered
into by such Person, or (c) any indebtedness, liability or obligation arising with respect to any
other transaction which is the functional equivalent of or takes the place of borrowing but which
does not constitute a liability on the balance sheets of such Person (other than operating leases
or guaranties of operating leases).
“Other Taxes” means any and all present or future stamp or documentary taxes or any
other excise or property taxes, charges or similar levies arising from any payment made hereunder
or from the execution, delivery or enforcement of, or otherwise with respect to, this Agreement.
“Overadvance” has the meaning assigned to such term in Section 2.05(b).
“Participant” has the meaning set forth in Section 9.04.
“Paying Guarantor” has the meaning assigned to such term in Section 10.11.
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“PBGC” means the Pension Benefit Guaranty Corporation referred to and defined in ERISA
and any successor entity performing similar functions.
“Permitted Acquisition” means the acquisition by the Company or a wholly-owned
Subsidiary thereof of an Acquired Entity or Business (including by way of merger of such Acquired
Entity or Business with and into the Company (so long as the Company is the surviving corporation)
or a wholly-owned Subsidiary thereof (so long as the wholly-owned Subsidiary is the surviving
corporation)); provided that, in each case, (a) the consideration paid or to be paid by the
Company or such wholly-owned Subsidiary consists solely of cash, the issuance or incurrence of
Indebtedness otherwise permitted by Section 6.01 or the issuance of common stock of the Company to
the extent no Default exists pursuant to clause (m) of Article VII or would result therefrom; (b)
in the case of the acquisition of the capital stock of any Person (including by way of merger),
such Person shall own no capital stock of any other Person (excluding de minimis amounts) unless
such Person directly or indirectly owns 100% of the capital stock of such other Person; (c) the
Acquired Entity or Business acquired pursuant to the respective Permitted Acquisition is in a
business permitted by Section 6.03(b); (d) in the case of a stock acquisition, such acquisition
shall have been approved by the board of directors of the Acquired Entity or Business; and (e) all
applicable requirements of Section 6.04(g) applicable to Permitted Acquisitions are satisfied.
“Permitted Discretion” means a determination made in good faith and in the exercise of
commercially reasonable (from the perspective of a secured asset-based lender) business judgment.
“Permitted Encumbrances” means:
(a) Liens imposed by law for taxes, assessments or governmental charges or levies that
are not yet due and payable or are being contested in compliance with Section 5.04;
(b) carriers’, warehousemen’s, mechanics’, materialmen’s, repairmen’s and other like
Liens imposed by law, arising in the ordinary course of business and securing obligations
that are not overdue by more than 30 days or are being contested in compliance with Section
5.04;
(c) pledges and deposits made in the ordinary course of business in compliance with
workers’ compensation, unemployment insurance and other social security laws or regulations;
(d) deposits to secure the performance of bids, trade contracts, leases, statutory
obligations, surety and appeal bonds, performance bonds and other obligations of a like
nature, in each case in the ordinary course of business;
(e) judgment liens in respect of judgments that do not constitute an Event of Default
under clause (k) of Article VII; and
(f) easements, zoning restrictions, rights-of-way and similar encumbrances on real
property imposed by law or arising in the ordinary course of business that do not secure any
monetary obligations and do not materially detract from the value of the affected property
or interfere with the ordinary conduct of business of the Company or any Subsidiary;
provided that the term “Permitted Encumbrances” shall not include any Lien securing Indebtedness.
“Permitted Investments” means:
(a) direct obligations of, or obligations the principal of and interest on which are
unconditionally guaranteed by, the United States of America (or by any agency thereof to the
18
extent such obligations are backed by the full faith and credit of the United States of
America), in each case maturing within one year from the date of acquisition thereof;
(b) investments in commercial paper maturing within 270 days from the date of
acquisition thereof and having, at such date of acquisition, a rating of A1 or better from
S&P or P-1 or better from Moody’s;
(c) investments in certificates of deposit, banker’s acceptances and time deposits
maturing within 180 days from the date of acquisition thereof issued or guaranteed by or
placed with, and money market deposit accounts issued or offered by, any domestic office of
any commercial bank organized under the laws of the United States of America or any State
thereof which has a combined capital and surplus and undivided profits of not less than
$500,000,000;
(d) fully collateralized repurchase agreements with a term of not more than 30 days for
securities described in clause (a) above and entered into with a financial institution
satisfying the criteria described in clause (c) above or an investment bank reasonably
satisfactory to the Administrative Agent; and
(e) investments in money market funds that comply with the criteria set forth in SEC
Rule 2a-7 under the Investment Company Act of 1940 so long as such investments would not
constitute more than 1% of any such fund’s portfolio assets.
“Person” means any natural person, corporation, limited liability company, trust,
joint venture, association, company, partnership, Governmental Authority or other entity.
“Plan” means any employee pension benefit plan (other than a Multiemployer Plan)
subject to the provisions of Title IV of ERISA or Section 412 of the Code or Section 302 of ERISA,
and in respect of which the Company or any ERISA Affiliate is (or, if such plan were terminated,
would under Section 4069 of ERISA be deemed to be) an “employer” as defined in Section 3(5) of
ERISA.
“Prepayment Event” means:
(a) any sale, transfer or other disposition (including pursuant to a sale and leaseback
transaction) of any property or asset of any Loan Party, other than dispositions described
in Section 6.05(a), (b) or (f) except to the extent covered by (b) below;
(b) any casualty or other insured damage to, or any taking under power of eminent
domain or by condemnation or similar proceeding of, any property or asset of any Loan Party
with a fair value immediately prior to such event equal to or greater than $5,000,000; or
(c) the incurrence by any Loan Party of any Indebtedness, other than Indebtedness
permitted under Section 6.01.
“Prime Rate” means the rate of interest per annum publicly announced from time to time
by Chase as its prime rate at its offices at 000 Xxxx Xxxxxx xx Xxx Xxxx Xxxx; each change in the
Prime Rate shall be effective from and including the date such change is publicly announced as
being effective.
“Projections” has the meaning assigned to such term in Section 5.01(f).
“Protective Advance” has the meaning assigned to such term in Section 2.04.
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“Purchasers” has the meaning assigned to such term in the Note Purchase Agreement.
“Register” has the meaning set forth in Section 9.04.
“Related Parties” means, with respect to any specified Person, such Person’s
Affiliates and the respective directors, officers, employees, agents and advisors of such Person
and such Person’s Affiliates.
“Reports” means reports prepared by the Administrative Agent or another Person showing
the results of appraisals, field examinations or audits pertaining to the Loan Parties’ assets from
information furnished by or on behalf of the Loan Parties, after the Administrative Agent has
exercised its rights of inspection pursuant to this Agreement, which Reports may be distributed to
the Lenders by the Administrative Agent.
“Required Lenders” means, at any time, Lenders having Revolving Exposure and unused
Commitments representing greater than 50% of the sum of the total Revolving Exposure and unused
Commitments at such time.
“Requirement of Law” means, as to any Person, any law, treaty, rule or regulation or
determination of an arbitrator or a court or other Governmental Authority, in each case applicable
to or binding upon such Person or any of its property or to which such Person or any of its
property is subject.
“Reserves” means any and all reserves which the Administrative Agent deems necessary,
in its Permitted Discretion, to maintain (including, without limitation, an availability reserve,
reserves for accrued and unpaid interest on the Secured Obligations, Banking Services Reserves,
reserves for rent at locations leased by any Loan Party and for consignee’s, warehousemen’s and
bailee’s charges, reserves for dilution of Accounts, reserves for Inventory shrinkage, reserves for
customs charges and shipping charges related to any Inventory in transit, reserves for Swap
Obligations, reserves for contingent liabilities of any Loan Party, reserves for uninsured losses
of any Loan Party, reserves for uninsured, underinsured, un-indemnified or under-indemnified
liabilities or potential liabilities with respect to any litigation which is reasonably likely to
have a Material Adverse Effect, reserves for taxes, fees, assessments, and other governmental
charges) with respect to the Collateral or any Loan Party and reserves for Restricted Payments as
set forth in Section 6.08.
“Restricted Amount” means, at any time, an amount equal to the sum at such
time of (a) the aggregate amount of investments made by Loan Parties after the Effective Date in
the Equity Interests of Subsidiaries that are not Loan Parties made pursuant to Section 6.04(c),
(b) the outstanding principal amount of intercompany loans and advances made by Loan Parties after
the Effective Date to Subsidiaries which are not Loan Parties pursuant to Section 6.04(d) and (c)
the aggregate principal amount of Indebtedness of Subsidiaries which are not Loan Parties which is
guaranteed by Loan Parties after the Effective Date pursuant to Section 6.04(e) (in each case
determined without regard to any write-downs or write-offs).
“Restricted Payment” means any dividend or other distribution (whether in cash,
securities or other property) with respect to any Equity Interests in the Company or any
Subsidiary, or any payment (whether in cash, securities or other property), including any sinking
fund or similar deposit, on account of the purchase, redemption, retirement, acquisition,
cancellation or termination of any such Equity Interests in the Company or any option, warrant or
other right to acquire any such Equity Interests in the Company.
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“Revolving Exposure” means, with respect to any Lender at any time, the sum of (a) the
outstanding principal amount of such Lender’s Revolving Loans and its LC Exposure plus (b)
an amount equal to its Applicable Percentage of the aggregate principal amount of Swingline Loans
at such time, plus (c) an amount equal to its Applicable Percentage of the aggregate
principal amount of Overadvances outstanding at such time plus (d) an amount equal to its
Applicable Percentage of the aggregate principal amount of Protective Advances at such time.
“Revolving Loan” means a Loan made pursuant to Section 2.01(a).
“S&P” means Standard & Poor’s Ratings Services, a division of The McGraw Hill
Companies, Inc.
“SEC” means the Securities and Exchange Commission of the United States, or any
successor thereto.
“Secured Obligations” means all Obligations, together with all (i) Banking Services
Obligations and (ii) Swap Obligations owing to one or more Lenders or their respective Affiliates;
provided that at or prior to the time that any transaction relating to such Swap Obligation
is executed, the Lender party thereto (other than Chase) shall have delivered written notice to the
Administrative Agent that such a transaction has been entered into and that it constitutes a
Secured Obligation entitled to the benefits of the Collateral Documents.
“Security Agreement” means that certain Security Agreement, dated as of the date
hereof, between the Loan Parties and the Administrative Agent, for the benefit of the
Administrative Agent and the Lenders, and any other pledge or security agreement entered into,
after the date of this Agreement by any other Loan Party (as required by this Agreement or any
other Loan Document), or any other Person, as the same may be amended, restated or otherwise
modified from time to time.
“Settlement” has the meaning assigned to such term in Section 2.05(d).
“Settlement Date” has the meaning assigned to such term in Section 2.05(d).
“Specified Asset” means (a) any Equity Interest in any of the Borrowers (other than
the Company), (b) any material intellectual property (including brandnames) owned by any of the
foregoing Borrowers or (c) any other material business properties of any of the foregoing Persons
(other than plants which have been determined by the applicable Person to be not needed in its
business); provided, however, that notwithstanding the foregoing, any asset (including Equity
Interests) of HDM which, together with all other assets of HDM or its subsidiaries previously sold,
transferred or disposed of in the applicable fiscal year of the Company, comprises as of the date
of such disposition less than 50% (in book value without regard to write-downs, other than with
respect to write-downs of Inventory in the ordinary course of business) of the consolidated assets
of HDM and its subsidiaries as of December 31 of the previous year shall not constitute a Specified
Asset as of such date.
“Statutory Reserve Rate” means a fraction (expressed as a decimal), the numerator of
which is the number one and the denominator of which is the number one minus the aggregate of the
maximum reserve percentages (including any marginal, special, emergency or supplemental reserves)
expressed as a decimal established by the Board to which the Administrative Agent is subject with
respect to the Adjusted LIBO Rate, for eurocurrency funding (currently referred to as “Eurocurrency
Liabilities” in Regulation D of the Board). Such reserve percentages shall include those imposed
pursuant to such Regulation D. Eurodollar Loans shall be deemed to constitute eurocurrency funding
and to be subject to such reserve requirements without benefit of or credit for proration,
exemptions or offsets that may be
21
available from time to time to any Lender under such Regulation D or any comparable
regulation. The Statutory Reserve Rate shall be adjusted automatically on and as of the effective
date of any change in any reserve percentage.
“Subordinated Indebtedness” of a Person means any Indebtedness of such Person the
payment of which is subordinated to payment of the Secured Obligations to the reasonable written
satisfaction of the Administrative Agent.
“subsidiary” means, with respect to any Person (the “parent”) at any date, any
corporation, limited liability company, partnership, association or other entity the accounts of
which would be consolidated with those of the parent in the parent’s consolidated financial
statements if such financial statements were prepared in accordance with GAAP as of such date, as
well as any other corporation, limited liability company, partnership, association or other entity
(a) of which securities or other ownership interests representing more than 50% of the equity or
more than 50% of the ordinary voting power or, in the case of a partnership, more than 50% of the
general partnership interests are, as of such date, owned, controlled or held, or (b) that is, as
of such date, otherwise Controlled, by the parent or one or more subsidiaries of the parent or by
the parent and one or more subsidiaries of the parent.
“Subsidiary” means any direct or indirect subsidiary of the Company or a Loan Party,
as applicable.
“Supermajority Lenders” means, at any time, Lenders having Revolving Exposure and
unused Commitments representing at least 75% of the sum of the total Revolving Exposure and unused
Commitments at such time.
“Swap Agreement” means any agreement with respect to any swap, forward, future or
derivative transaction or option or similar agreement involving, or settled by reference to, one or
more rates, currencies, commodities, equity or debt instruments or securities, or economic,
financial or pricing indices or measures of economic, financial or pricing risk or value or any
similar transaction or any combination of these transactions; provided that no phantom
stock or similar plan providing for payments only on account of services provided by current or
former directors, officers, employees or consultants of the Borrower or the Subsidiaries shall be a
Swap Agreement.
“Swap Obligations” of a Person means any and all obligations of such Person, whether
absolute or contingent and howsoever and whensoever created, arising, evidenced or acquired
(including all renewals, extensions and modifications thereof and substitutions therefor), under
(a) any and all Swap Agreements, and (b) any and all cancellations, buy backs, reversals,
terminations or assignments of any Swap Agreement transaction.
“Swingline Lender” means JPMorgan Chase Bank, N.A., in its capacity as lender of
Swingline Loans hereunder.
“Swingline Loan” has the meaning assigned to such term in Section 2.05(a).
“Taxes” means any and all present or future taxes, levies, imposts, duties,
deductions, charges or withholdings imposed by any Governmental Authority.
“Total Indebtedness” means, at any date, the aggregate principal amount of all
Indebtedness of the Company and its Subsidiaries at such date excluding Guarantees, determined on a
consolidated basis in accordance with GAAP.
22
“Transactions” means the execution, delivery and performance by the Borrowers of this
Agreement, the borrowing of Loans and other credit extensions, the use of the proceeds thereof and
the issuance of Letters of Credit hereunder.
“Trigger Amount” has the meaning assigned to such term in Section 6.12.
“Type”, when used in reference to any Loan or Borrowing, refers to whether the rate of
interest on such Loan, or on the Loans comprising such Borrowing, is determined by reference to the
Adjusted LIBO Rate or the Alternate Base Rate.
“
UCC” means the Uniform Commercial Code as in effect from time to time in the State of
Illinois or any other state the laws of which are required to be applied in connection with the
issue of perfection of security interests.
“Unliquidated Obligations” means, at any time, any Secured Obligations (or portion
thereof) that are contingent in nature or unliquidated at such time, including any Secured
Obligation that is: (i) an obligation to reimburse a bank for drawings not yet made under a letter
of credit issued by it; (ii) any other obligation (including any guarantee) that is contingent in
nature at such time; or (iii) an obligation to provide collateral to secure any of the foregoing
types of obligations.
“Wholly-Owned Subsidiary” shall mean, as to any Person, (i) any corporation 100% of
whose capital stock (other than director’s qualifying shares) is at the time owned by such Person
and/or one or more Wholly-Owned Subsidiaries of such Person and (ii) any partnership, association,
joint venture or other entity in which such Person and/or one or more Wholly-Owned Subsidiaries of
such Person has a 100% equity interest at such time.
“Withdrawal Liability” means liability to a Multiemployer Plan as a result of a
complete or partial withdrawal from such Multiemployer Plan, as such terms are defined in Part I of
Subtitle E of Title IV of ERISA.
SECTION 1.02 Classification of Loans and Borrowings. For purposes of this Agreement,
Loans may be classified and referred to by Class (e.g., a “Revolving Loan”) or by
Type (e.g., a “Eurodollar Loan”) or by Class and Type (e.g., a
“Eurodollar Revolving Loan”). Borrowings also may be classified and referred to by Class
(e.g., a “Revolving Borrowing”) or by Type (e.g., a “Eurodollar
Borrowing”) or by Class and Type (e.g., a “Eurodollar Revolving Borrowing”).
SECTION 1.03 Terms Generally. The definitions of terms herein shall apply equally to
the singular and plural forms of the terms defined. Whenever the context may require, any pronoun
shall include the corresponding masculine, feminine and neuter forms. The words “include”,
“includes” and “including” shall be deemed to be followed by the phrase “without limitation”. The
word “will” shall be construed to have the same meaning and effect as the word “shall”. Unless the
context requires otherwise (a) any definition of or reference to any agreement, instrument or other
document herein shall be construed as referring to such agreement, instrument or other document as
from time to time amended, supplemented or otherwise modified (subject to any restrictions on such
amendments, supplements or modifications set forth herein), (b) any reference herein to any Person
shall be construed to include such Person’s successors and assigns, (c) the words “herein”,
“hereof” and “hereunder”, and words of similar import, shall be construed to refer to this
Agreement in its entirety and not to any particular provision hereof, (d) all references herein to
Articles, Sections, Exhibits and Schedules shall be construed to refer to Articles and Sections of,
and Exhibits and Schedules to, this Agreement and (e) the words “asset” and “property” shall be
construed to have the same meaning and effect and to refer to any and all tangible and intangible
assets and properties, including cash, securities, accounts and contract rights.
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SECTION 1.04 Accounting Terms; GAAP. Except as otherwise expressly provided herein,
all terms of an accounting or financial nature shall be construed in accordance with GAAP, as in
effect from time to time; provided that, if the Company notifies the Administrative Agent
that the Company requests an amendment to any provision hereof to eliminate the effect of any
change occurring after the date hereof in GAAP or in the application thereof on the operation of
such provision (or if the Administrative Agent notifies the Company that the Required Lenders
request an amendment to any provision hereof for such purpose), regardless of whether any such
notice is given before or after such change in GAAP or in the application thereof, then such
provision shall be interpreted on the basis of GAAP as in effect and applied immediately before
such change shall have become effective until such notice shall have been withdrawn or such
provision amended in accordance herewith.
ARTICLE II
The Credits
SECTION 2.01 Commitments. Subject to the terms and conditions set forth herein, each
Lender agrees to make Revolving Loans to the Borrowers from time to time during the Availability
Period in an aggregate principal amount that will not result in (a) such Lender’s Revolving
Exposure exceeding such Lender’s Commitment or (b) the total Revolving Exposures exceeding the
lesser of (x) the sum of the total Commitments or (y) the Borrowing Base, subject to the
Administrative Agent’s authority, in its sole discretion, to make Protective Advances and
Overadvances pursuant to the terms of Section 2.04 and 2.05. Within the foregoing limits and
subject to the terms and conditions set forth herein, the Borrower may borrow, prepay and reborrow
Revolving Loans.
SECTION 2.02 Loans and Borrowings. (a) Each Loan (other than a Swingline Loan) shall
be made as part of a Borrowing consisting of Loans of the same Class and Type made by the Lenders
ratably in accordance with their respective Commitments of the applicable Class. Any Protective
Advance, any Overadvance and any Swingline Loan shall be made in accordance with the procedures set
forth in Section 2.04 and 2.05.
(b) Subject to Section 2.14, each Revolving Borrowing shall be comprised entirely of ABR Loans
or Eurodollar Loans as the Borrower Representative may request in accordance herewith,
provided that all Borrowings made on the Effective Date must be made as ABR Borrowings but
may be converted into Eurodollar Borrowings in accordance with Section 2.08. Each Swingline Loan
shall be an ABR Loan. Each Lender at its option may make any Eurodollar Loan by causing any
domestic or foreign branch or Affiliate of such Lender to make such Loan; provided that any
exercise of such option shall not affect the obligation of the Borrowers to repay such Loan in
accordance with the terms of this Agreement.
(c) At the commencement of each Interest Period for any Eurodollar Revolving Borrowing, such
Borrowing shall be in an aggregate amount that is not less than $5,000,000. ABR Revolving
Borrowings and Swingline Borrowings may be in any amount. Borrowings of more than one Type and
Class may be outstanding at the same time; provided that there shall not at any time be
more than a total of 6 Eurodollar Borrowings outstanding.
(d) Notwithstanding any other provision of this Agreement, the Borrower shall not be entitled
to request, or to elect to convert or continue, any Borrowing if the Interest Period requested with
respect thereto would end after the Maturity Date.
SECTION 2.03 Requests for Revolving Borrowings. To request a Revolving Borrowing, the
Borrower Representative shall notify the Administrative Agent of such request either in writing
(delivered by hand or facsimile) in a form approved by the Administrative Agent and signed by
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the Borrower Representative or by telephone (a) in the case of a Eurodollar Borrowing, not
later than 10:00 a.m., Chicago time, three Business Days before the date of the proposed Borrowing
or (b) in the case of an ABR Borrowing, not later than noon, Chicago time, on the date of the
proposed Borrowing; provided that any such notice of an ABR Revolving Borrowing to finance
the reimbursement of an LC Disbursement as contemplated by Section 2.06(e) shall be given not later
than 9:00 a.m., Chicago time, on the date of the proposed Borrowing. Each such telephonic
Borrowing Request shall be irrevocable and shall be confirmed promptly by hand delivery or
facsimile to the Administrative Agent of a written Borrowing Request in a form approved by the
Administrative Agent and signed by the Borrower Representative. Each such telephonic and written
Borrowing Request shall specify the following information in compliance with Section 2.01:
(i) the aggregate amount of the requested Borrowing and a breakdown of the separate
wires comprising such Borrowing;
(ii) the date of such Borrowing, which shall be a Business Day;
(iii) whether such Borrowing is to be an ABR Borrowing or a Eurodollar Borrowing; and
(iv) in the case of a Eurodollar Borrowing, the initial Interest Period to be
applicable thereto, which shall be a period contemplated by the definition of the term
“Interest Period.”
If no election as to the Type of Revolving Borrowing is specified, then the requested Revolving
Borrowing shall be an ABR Borrowing. If no Interest Period is specified with respect to any
requested Eurodollar Revolving Borrowing, then the Borrower shall be deemed to have selected an
Interest Period of one month’s duration. Promptly following receipt of a Borrowing Request in
accordance with this Section, the Administrative Agent shall advise each Lender of the details
thereof and of the amount of such Lender’s Loan to be made as part of the requested Borrowing.
SECTION 2.04 Protective Advances. (a) Subject to the limitations set forth below,
the Administrative Agent is authorized by the Borrowers and the Lenders, from time to time in the
Administrative Agent’s sole discretion (but shall have absolutely no obligation to), to make Loans
to the Borrowers, on behalf of all Lenders, which the Administrative Agent, in its Permitted
Discretion, deems necessary or desirable (i) to preserve or protect the Collateral, or any portion
thereof, (ii) to enhance the likelihood of, or maximize the amount of, repayment of the Loans and
other Obligations, or (iii) to pay any other amount chargeable to or required to be paid by the
Borrowers pursuant to the terms of this Agreement, including payments of reimbursable expenses
(including costs, fees, and expenses as described in Section 9.03) and other sums payable under the
Loan Documents (any of such Loans are herein referred to as “Protective Advances”);
provided that, the aggregate amount of Protective Advances outstanding at any time shall
not at any time exceed $30,000,000; provided further that, the aggregate Revolving Exposure
shall not exceed the aggregate Commitments; and provided further that no Protective
Advances shall be made unless a Default has occurred and is continuing. Protective Advances may be
made even if the conditions precedent set forth in Section 4.02 have not been satisfied. The
Protective Advances shall be secured by the Liens in favor of the Administrative Agent in and to
the Collateral and shall constitute Obligations hereunder. All Protective Advances shall be ABR
Borrowings. The Administrative Agent’s authorization to make Protective Advances may be revoked at
any time by the Required Lenders. Any such revocation must be in writing and shall become
effective prospectively upon the Administrative Agent’s receipt thereof. At any time that there is
sufficient Availability and the conditions precedent set forth in Section 4.02 have been satisfied,
the Administrative Agent may request the Lenders to make a Revolving Loan to repay a Protective
Advance. At any other time the
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Administrative Agent may require the Lenders to fund their risk participations described in
Section 2.04(b).
(b) Upon the making of a Protective Advance by the Administrative Agent, each Lender shall be
deemed, without further action by any party hereto, to have unconditionally and irrevocably
purchased from the Administrative Agent without recourse or warranty, an undivided interest and
participation in such Protective Advance in proportion to its Applicable Percentage. From and
after the date, if any, on which any Lender is required to fund its participation in any Protective
Advance purchased hereunder, the Administrative Agent shall promptly distribute to such Lender,
such Lender’s Applicable Percentage of all payments of principal and interest and all proceeds of
Collateral received by the Administrative Agent in respect of such Protective Advance.
SECTION 2.05 Swingline Loans and Overadvances. (a) The Administrative Agent, the
Swingline Lender and the Lenders agree that in order to facilitate the administration of this
Agreement and the other Loan Documents, promptly after the Borrower Representative requests an ABR
Borrowing, the Swingline Lender may elect to have the terms of this Section 2.05(a) apply to such
Borrowing Request by advancing, on behalf of the Lenders and in the amount requested, same day
funds to the Borrowers on the applicable Borrowing date to the Funding Account (each such Loan made
solely by the Swingline Lender pursuant to this Section 2.05(a) is referred to in this Agreement as
a “Swingline Loan”), with settlement among them as to the Swingline Loans to take place on
a periodic basis as set forth in Section 2.05(d). Each Swingline Loan shall be subject to all the
terms and conditions applicable to other ABR Loans funded by the Lenders, except that all payments
thereon shall be payable to the Swingline Lender solely for its own account. The aggregate amount
of Swingline Loans outstanding at any time shall not exceed $25,000,000. The Swingline Lender
shall not make any Swingline Loan if the requested Swingline Loan exceeds Availability (before
giving effect to such Swingline Loan). All Swingline Loans shall be ABR Borrowings.
(b) Any provision of this Agreement to the contrary notwithstanding, at the request of the
Borrower Representative, the Administrative Agent may in its sole discretion (but with absolutely
no obligation), make Revolving Loans to the Borrowers, on behalf of the Lenders, in amounts that
exceed Availability (any such excess Revolving Loans are herein referred to collectively as
“Overadvances”); provided that, no Overadvance shall result in a Default due to
Borrowers’ failure to comply with Section 2.01 for so long as such Overadvance remains outstanding
in accordance with the terms of this paragraph, but solely with respect to the amount of such
Overadvance. In addition, Overadvances may be made even if the condition precedent set forth in
Section 4.02(c) has not been satisfied. All Overadvances shall constitute ABR Borrowings. The
authority of the Administrative Agent to make Overadvances is limited to an aggregate amount not to
exceed $25,000,000 at any time, no Overadvance may remain outstanding for more than thirty days and
no Overadvance shall cause any Lender’s Revolving Exposure to exceed its Commitment;
provided that, the Required Lenders may at any time revoke the Administrative Agent’s
authorization to make Overadvances. Any such revocation must be in writing and shall become
effective prospectively upon the Administrative Agent’s receipt thereof.
(c) Upon the making of a Swingline Loan or an Overadvance (whether before or after the
occurrence of a Default and regardless of whether a Settlement has been requested with respect to
such Swingline Loan or Overadvance), each Lender shall be deemed, without further action by any
party hereto, to have unconditionally and irrevocably purchased from the Swingline Lender or the
Administrative Agent, as the case may be, without recourse or warranty, an undivided interest and
participation in such Swingline Loan or Overadvance in proportion to its Applicable Percentage of
the Commitment. The Swingline Lender or the Administrative Agent may, at any time, require the
Lenders to fund their participations. From and after the date, if any, on which any Lender is
required to fund its participation in any Swingline Loan or Overadvance purchased hereunder, the
Administrative Agent shall
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promptly distribute to such Lender, such Lender’s Applicable Percentage of all payments of
principal and interest and all proceeds of Collateral received by the Administrative Agent in
respect of such Loan.
(d) The Administrative Agent, on behalf of the Swingline Lender, shall request settlement (a
“Settlement”) with the Lenders on at least a weekly basis or on any date that the
Administrative Agent elects, by notifying the Lenders of such requested Settlement by facsimile,
telephone, or e-mail no later than 12:00 noon Chicago time on the date of such requested Settlement
(the “Settlement Date”). Each Lender (other than the Swingline Lender, in the case of the
Swingline Loans) shall transfer the amount of such Lender’s Applicable Percentage of the
outstanding principal amount of the applicable Loan with respect to which Settlement is requested
to the Administrative Agent, to such account of the Administrative Agent as the Administrative
Agent may designate, not later than 2:00 p.m., Chicago time, on such Settlement Date. Settlements
may occur during the existence of a Default and whether or not the applicable conditions precedent
set forth in Section 4.02 have then been satisfied. Such amounts transferred to the Administrative
Agent shall be applied against the amounts of the Swingline Lender’s Swingline Loans and, together
with Swingline Lender’s Applicable Percentage of such Swingline Loan, shall constitute Revolving
Loans of such Lenders, respectively. If any such amount is not transferred to the Administrative
Agent by any Lender on such Settlement Date, the Swingline Lender shall be entitled to recover such
amount on demand from such Lender together with interest thereon as specified in Section 2.07.
SECTION 2.06 Letters of Credit. (a) General. Subject to the terms and
conditions set forth herein, the Borrower Representative may request the issuance of Letters of
Credit for its own account or for the account of another Borrower (which, in either case may be for
the benefit of a creditor of any Loan Party), in a form reasonably acceptable to the Administrative
Agent and the Issuing Bank, at any time and from time to time during the Availability Period. In
the event of any inconsistency between the terms and conditions of this Agreement and the terms and
conditions of any form of letter of credit application or other agreement submitted by the
Borrowers to, or entered into by the Borrowers with, the Issuing Bank relating to any Letter of
Credit, the terms and conditions of this Agreement shall control. Upon the effectiveness of this
Agreement, each Existing Letter of Credit shall, without any further action by any party, be deemed
to have been issued as a Letter of Credit hereunder on the date of such effectiveness and shall for
all purposes hereof be treated as a Letter of Credit under this Agreement.
(b) Notice of Issuance, Amendment, Renewal, Extension; Certain Conditions. To request
the issuance of a Letter of Credit (or the amendment, renewal or extension of an outstanding Letter
of Credit), the Borrower Representative shall hand deliver or send by facsimile (or transmit by
electronic communication, if arrangements for doing so have been approved by the Issuing Bank) to
the Issuing Bank and the Administrative Agent (prior to 9:00 am, Chicago time, at least three
Business Days prior to the requested date of issuance, amendment, renewal or extension) a notice
requesting the issuance of a Letter of Credit, or identifying the Letter of Credit to be amended,
renewed or extended, and specifying the date of issuance, amendment, renewal or extension (which
shall be a Business Day), the date on which such Letter of Credit is to expire (which shall comply
with paragraph (c) of this Section), the amount of such Letter of Credit, the name and address of
the beneficiary thereof and such other information as shall be necessary to prepare, amend, renew
or extend such Letter of Credit. If requested by the Issuing Bank, the applicable Borrower also
shall submit a letter of credit application on the Issuing Bank’s standard form in connection with
any request for a Letter of Credit. A Letter of Credit shall be issued, amended, renewed or
extended only if (and upon issuance, amendment, renewal or extension of each Letter of Credit the
Borrowers shall be deemed to represent and warrant that), after giving effect to such issuance,
amendment, renewal or extension (i) the LC Exposure shall not exceed $100,000,000 and (ii) the
total Revolving Exposures shall not exceed the lesser of the total Commitments and the Borrowing
Base.
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(c) Expiration Date. Each Letter of Credit shall expire at or prior to the close of
business on the earlier of (i) the date one year after the date of the issuance of such Letter of
Credit (or, in the case of any renewal or extension thereof, one year after such renewal or
extension) and (ii) except as otherwise provided in the following proviso, the date that is five
Business Days prior to the Maturity Date; provided, however, that notwithstanding
the foregoing, a Letter of Credit may be issued with an expiry date up to one year after the
Maturity Date but, in such event, the Borrowers shall, at the request of the Administrative Agent,
at least five Business Days prior to the Maturity Date, either provide to the Administrative Agent
a back-up letter of credit satisfactory in all respects to the Administrative Agent or else provide
cash collateral for such Letter of Credit in an amount equal to 105% of all LC Exposure with
respect thereto, which cash collateral shall be held and treated in the manner set forth in Section
2.06(j).
(d) Participations. By the issuance of a Letter of Credit (or an amendment to a
Letter of Credit increasing the amount thereof) and without any further action on the part of the
Issuing Bank or the Lenders, the Issuing Bank hereby grants to each Lender, and each Lender hereby
acquires from the Issuing Bank, a participation in such Letter of Credit equal to such Lender’s
Applicable Percentage of the aggregate amount available to be drawn under such Letter of Credit.
In consideration and in furtherance of the foregoing, each Lender hereby absolutely and
unconditionally agrees to pay to the Administrative Agent, for the account of the Issuing Bank,
such Lender’s Applicable Percentage of each LC Disbursement made by the Issuing Bank and not
reimbursed by the Borrowers on the date due as provided in paragraph (e) of this Section,
or of any reimbursement payment required to be refunded to the Borrowers for any reason. Each
Lender acknowledges and agrees that its obligation to acquire participations pursuant to this
paragraph in respect of Letters of Credit is absolute and unconditional and shall not be affected
by any circumstance whatsoever, including any amendment, renewal or extension of any Letter of
Credit or the occurrence and continuance of a Default or reduction or termination of the
Commitments, and that each such payment shall be made without any offset, abatement, withholding or
reduction whatsoever.
(e) Reimbursement. If the Issuing Bank shall make any LC Disbursement in respect of a
Letter of Credit, the Borrowers shall reimburse such LC Disbursement by paying to the
Administrative Agent an amount equal to such LC Disbursement not later than 11:00 a.m., Chicago
time, on the date that such LC Disbursement is made, if the Borrower Representative shall have
received notice of such LC Disbursement prior to 9:00 a.m., Chicago time, on such date, or, if such
notice has not been received by the Borrower Representative prior to such time on such date, then
not later than 11:00 a.m., Chicago time, on the Business Day immediately following the day that the
Borrower Representative receives such notice, if such notice is not received prior to such time on
the day of receipt; provided that the Borrowers may, subject to the conditions to borrowing
set forth herein, request in accordance with Section 2.03 or 2.05 that such payment be financed
with an ABR Revolving Borrowing or Swingline Loan in an equivalent amount and, to the extent so
financed, the Borrowers’ obligation to make such payment shall be discharged and replaced by the
resulting ABR Revolving Borrowing or Swingline Loan. If the Borrowers fail to make such payment
when due, the Administrative Agent shall notify each Lender of the applicable LC Disbursement, the
payment then due from the Borrowers in respect thereof and such Lender’s Applicable Percentage
thereof. Promptly following receipt of such notice, each Lender shall pay to the Administrative
Agent its Applicable Percentage of the payment then due from the Borrowers, in the same manner as
provided in Section 2.07 with respect to Loans made by such Lender (and Section 2.07 shall
apply, mutatis mutandis, to the payment obligations of the Lenders), and the
Administrative Agent shall promptly pay to the Issuing Bank the amounts so received by it from the
Lenders. Promptly following receipt by the Administrative Agent of any payment from the Borrowers
pursuant to this paragraph, the Administrative Agent shall distribute such payment to the Issuing
Bank or, to the extent that Lenders have made payments pursuant to this paragraph to reimburse the
Issuing Bank, then to such Lenders and the Issuing Bank as their interests may appear. Any payment
made by a Lender pursuant to this paragraph to reimburse the Issuing Bank for any LC Disbursement
(other than the funding of ABR
28
Revolving Loans or a Swingline Loan as contemplated above) shall not constitute a Loan and
shall not relieve the Borrowers of their obligation to reimburse such LC Disbursement.
(f) Obligations Absolute. The Borrowers’ joint and several obligation to reimburse LC
Disbursements as provided in paragraph (e) of this Section shall be absolute, unconditional
and irrevocable, and shall be performed strictly in accordance with the terms of this Agreement
under any and all circumstances whatsoever and irrespective of (i) any lack of validity or
enforceability of any Letter of Credit or this Agreement, or any term or provision therein, (ii)
any draft or other document presented under a Letter of Credit proving to be forged, fraudulent or
invalid in any respect or any statement therein being untrue or inaccurate in any respect, (iii)
payment by the Issuing Bank under a Letter of Credit against presentation of a draft or other
document that does not comply with the terms of such Letter of Credit, or (iv) any other event or
circumstance whatsoever, whether or not similar to any of the foregoing, that might, but for the
provisions of this Section, constitute a legal or equitable discharge of, or provide a right of
setoff against, the Borrowers’ obligations hereunder. Neither the Administrative Agent, the
Lenders nor the Issuing Bank, nor any of their Related Parties, shall have any liability or
responsibility by reason of or in connection with the issuance or transfer of any Letter of Credit
or any payment or failure to make any payment thereunder (irrespective of any of the circumstances
referred to in the preceding sentence), or any error, omission, interruption, loss or delay in
transmission or delivery of any draft, notice or other communication under or relating to any
Letter of Credit (including any document required to make a drawing thereunder), any error in
interpretation of technical terms or any consequence arising from causes beyond the control of the
Issuing Bank; provided that the foregoing shall not be construed to excuse the Issuing Bank
from liability to the Borrowers to the extent of any direct damages (as opposed to consequential
damages, claims in respect of which are hereby waived by the Borrowers to the extent permitted by
applicable law) suffered by any Borrower that are caused by the Issuing Bank’s failure to exercise
care when determining whether drafts and other documents presented under a Letter of Credit comply
with the terms thereof. The parties hereto expressly agree that, in the absence of gross
negligence or wilful misconduct on the part of the Issuing Bank (as finally determined by a court
of competent jurisdiction), the Issuing Bank shall be deemed to have exercised care in each such
determination. In furtherance of the foregoing and without limiting the generality thereof, the
parties agree that, with respect to documents presented which appear on their face to be in
substantial compliance with the terms of a Letter of Credit, the Issuing Bank may, in its sole
discretion, either accept and make payment upon such documents without responsibility for further
investigation, regardless of any notice or information to the contrary, or refuse to accept and
make payment upon such documents if such documents are not in strict compliance with the terms of
such Letter of Credit.
(g) Disbursement Procedures. The Issuing Bank shall, promptly following its receipt
thereof, examine all documents purporting to represent a demand for payment under a Letter of
Credit. The Issuing Bank shall promptly notify the Administrative Agent and the applicable
Borrower by telephone (confirmed by facsimile) of such demand for payment and whether the Issuing
Bank has made or will make an LC Disbursement thereunder; provided that any failure to give
or delay in giving such notice shall not relieve the Borrowers of their obligation to reimburse the
Issuing Bank and the Lenders with respect to any such LC Disbursement.
(h) Interim Interest. If the Issuing Bank shall make any LC Disbursement, then,
unless the Borrowers shall reimburse such LC Disbursement in full on the date such LC Disbursement
is made, the unpaid amount thereof shall bear interest, for each day from and including the date
such LC Disbursement is made to but excluding the date that the Borrowers reimburse such LC
Disbursement, at the rate per annum then applicable to ABR Revolving Loans; provided that,
if the Borrowers fail to reimburse such LC Disbursement when due pursuant to paragraph (e) of this
Section, then Section 2.13(d) shall apply. Interest accrued pursuant to this paragraph shall be
for the account of the Issuing Bank, except that interest accrued on and after the date of payment
by any Lender pursuant to paragraph (e) of
29
this Section to reimburse the Issuing Bank shall be for the account of such Lender to the
extent of such payment.
(i) Replacement of Issuing Bank. An Issuing Bank may be replaced at any time by
written agreement among the Borrower Representative, the Administrative Agent, the replaced Issuing
Bank and a successor Issuing Bank. The Administrative Agent shall notify the Lenders of any such
replacement of an Issuing Bank. At the time any such replacement shall become effective, the
Borrowers shall pay all unpaid fees accrued for the account of the replaced Issuing Bank pursuant
to Section 2.12(b). From and after the effective date of any such replacement, (i) the successor
Issuing Bank shall have all the rights and obligations of an Issuing Bank under this Agreement with
respect to Letters of Credit to be issued thereafter and (ii) references herein to the term
“Issuing Bank” shall be deemed to refer to such successor or to any previous Issuing Bank, or to
such successor and all previous Issuing Banks, as the context shall require. After the replacement
of an Issuing Bank hereunder, the replaced Issuing Bank shall remain a party hereto and shall
continue to have all the rights and obligations of an Issuing Bank under this Agreement with
respect to Letters of Credit issued by it prior to such replacement, but shall not be required to
issue additional Letters of Credit.
(j) Cash Collateralization. Immediately upon (i) the Maturity Date, (ii) the
occurrence of any Event of Default with respect to any Borrower described in clause (h) or (i) of
Article VII or (iii) the declaration by the Administrative Agent or the Required Lenders that the
Loans are due and payable pursuant to Article VIII, then without demand or other notice of any
kind, the Borrowers shall deposit in an account with the Administrative Agent, in the name of the
Administrative Agent and for the benefit of the Lenders (the “LC Collateral Account”), an
amount in cash equal to 105% of the LC Exposure as of such date plus accrued and unpaid interest
thereon. The Borrowers’ obligation to deposit such cash collateral shall become effective
immediately, and such deposit shall become immediately due and payable. Such deposit shall be held
by the Administrative Agent as collateral for the payment and performance of the Secured
Obligations. The Administrative Agent shall have exclusive dominion and control, including the
exclusive right of withdrawal, over such account and the Borrowers hereby grant the Administrative
Agent a security interest in the LC Collateral Account. Other than any interest earned on the
investment of such deposits, which investments shall be made at the option and sole discretion of
the Administrative Agent and at the Borrowers’ risk and expense, such deposits shall not bear
interest. Interest or profits, if any, on such investments shall accumulate in such account.
Moneys in such account shall be applied by the Administrative Agent to reimburse the Issuing Bank
for LC Disbursements for which it has not been reimbursed and, to the extent not so applied, shall
be held for the satisfaction of the reimbursement obligations of the Borrowers for the LC Exposure
at such time or, if the maturity of the Loans has been accelerated, be applied to satisfy other
Secured Obligations. If the Borrowers are required to provide an amount of cash collateral
hereunder as a result of the occurrence of an Event of Default, such amount (to the extent not
applied as aforesaid) shall be returned to the Borrowers within three Business Days after all such
Defaults have been cured or waived.
SECTION 2.07 Funding of Borrowings. (a) Each Lender shall make each Loan to be made
by it hereunder on the proposed date thereof by wire transfer of immediately available funds by
2:00 p.m., Chicago time, to the account of the Administrative Agent most recently designated by it
for such purpose by notice to the Lenders in an amount equal to such Lender’s Applicable
Percentage; provided that Swingline Loans shall be made as provided in Section
2.05. The Administrative Agent will make such Loans available to the Borrower Representative by
promptly crediting the amounts so received, in like funds, to the Funding Account(s);
provided that ABR Revolving Loans made to finance the reimbursement of (i) an LC
Disbursement as provided in Section 2.06(e) shall be remitted by the Administrative Agent
to the Issuing Bank and (ii) a Protective Advance or an Overadvance shall be retained by the
Administrative Agent (or, to the extent the Lenders have funded their participations therein,
remitted to the Lenders).
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(b) Unless the Administrative Agent shall have received notice from a Lender prior to the
proposed date of any Borrowing that such Lender will not make available to the Administrative Agent
such Lender’s share of such Borrowing, the Administrative Agent may assume that such Lender has
made such share available on such date in accordance with paragraph (a) of this Section and may, in
reliance upon such assumption, make available to the applicable Borrower a corresponding amount.
In such event, if a Lender has not in fact made its share of the applicable Borrowing available to
the Administrative Agent, then the applicable Lender and the Borrowers severally agree to pay to
the Administrative Agent forthwith on demand such corresponding amount with interest thereon, for
each day from and including the date such amount is made available to the applicable Borrower to
but excluding the date of payment to the Administrative Agent, at (i) in the case of such Lender,
the greater of the Federal Funds Effective Rate and a rate determined by the Administrative Agent
in accordance with banking industry rules on interbank compensation or (ii) in the case of the
Borrowers, the interest rate applicable to ABR Loans. If such Lender pays such amount to the
Administrative Agent, then such amount shall constitute such Lender’s Loan included in such
Borrowing.
SECTION 2.08 Interest Elections. (a) Each Revolving Borrowing initially shall be of
the Type specified in the applicable Borrowing Request and, in the case of a Eurodollar Revolving
Borrowing, shall have an initial Interest Period as specified in such Borrowing Request.
Thereafter, the Borrower Representative may elect to convert such Borrowing to a different Type or
to continue such Borrowing and, in the case of a Eurodollar Revolving Borrowing, may elect Interest
Periods therefor, all as provided in this Section. The Borrower Representative may elect
different options with respect to different portions of the affected Borrowing, in which case each
such portion shall be allocated ratably among the Lenders holding the Loans comprising such
Borrowing, and the Loans comprising each such portion shall be considered a separate Borrowing.
This Section shall not apply to Swingline Borrowings, Overadvances or Protective Advances, which
may not be converted or continued.
(b) To make an election pursuant to this Section, the Borrower Representative shall notify the
Administrative Agent of such election by telephone by the time that a Borrowing Request would be
required under Section 2.03 if the Borrowers were requesting a Revolving Borrowing of the Type
resulting from such election to be made on the effective date of such election. Each such
telephonic Interest Election Request shall be irrevocable and shall be confirmed promptly by hand
delivery or facsimile to the Administrative Agent of a written Interest Election Request in a form
approved by the Administrative Agent and signed by the Borrower Representative.
(c) Each telephonic and written Interest Election Request shall specify the following
information in compliance with Section 2.02:
(i) the Borrower and the Borrowing to which such Interest Election Request applies and,
if different options are being elected with respect to different portions thereof, the
portions thereof to be allocated to each resulting Borrowing (in which case the information
to be specified pursuant to clauses (iii) and (iv) below shall be specified for each
resulting Borrowing);
(ii) the effective date of the election made pursuant to such Interest Election
Request, which shall be a Business Day;
(iii) whether the resulting Borrowing is to be an ABR Borrowing or a Eurodollar
Borrowing; and
(iv) if the resulting Borrowing is a Eurodollar Borrowing, the Interest Period to be
applicable thereto after giving effect to such election, which shall be a period
contemplated by the definition of the term “Interest Period”.
31
If any such Interest Election Request requests a Eurodollar Borrowing but does not specify an
Interest Period, then the Borrowers shall be deemed to have selected an Interest Period of one
month’s duration.
(d) Promptly following receipt of an Interest Election Request, the Administrative Agent shall
advise each Lender of the details thereof and of such Lender’s portion of each resulting Borrowing.
(e) If the Borrower Representative fails to deliver a timely Interest Election Request with
respect to a Eurodollar Revolving Borrowing prior to the end of the Interest Period applicable
thereto, then, unless such Borrowing is repaid as provided herein, at the end of such
Interest Period such Borrowing shall be converted to an ABR Borrowing. Notwithstanding any
contrary provision hereof, if a Default has occurred and is continuing and the Administrative
Agent, at the request of the Required Lenders, so notifies the Borrower Representative, then, so
long as a Default is continuing (i) no outstanding Revolving Borrowing may be converted to or
continued as a Eurodollar Borrowing and (ii) unless repaid, each Eurodollar Revolving Borrowing
shall be converted to an ABR Borrowing at the end of the Interest Period applicable thereto.
SECTION 2.09 Termination, Reduction and Increase of Commitments. (a) Unless
previously terminated, the Commitments shall terminate on the Maturity Date.
(b) The Company may at any time terminate the Commitments upon (i) the payment in full of all
outstanding Loans, together with accrued and unpaid interest thereon and on any Letters of Credit,
(ii) the cancellation and return of all outstanding Letters of Credit (or alternatively, with
respect to each such Letter of Credit, the furnishing to the Administrative Agent of a cash deposit
(or a back up standby letter of credit satisfactory to the Administrative Agent in its sole
discretion) equal to 105% of the LC Exposure as of such date), (iii) the payment in full of the
accrued and unpaid fees payable to the Loan Parties hereunder, and (iv) the payment in full of all
reimbursable expenses and other Obligations together with accrued and unpaid interest thereon.
(c) The Company may from time to time reduce the Commitments; provided that (i) each
reduction of the Commitments shall be in an amount that is an integral multiple of $10,000,000,
(ii) at no time shall the aggregate amount of the Commitments be reduced to less than $400,000,000
unless they are terminated in their entirety and (iii) the Company shall not reduce the Commitments
if, after giving effect to any concurrent prepayment of the Revolving Loans in accordance with
Section 2.10, the sum of the Revolving Exposures would exceed the lesser of the total Commitments
and the Borrowing Base.
(d) The Borrower Representative shall notify the Administrative Agent of any election to
terminate or reduce the Commitments under paragraph (b) or (c) of this Section at least three
Business Days prior to the effective date of such termination or reduction, specifying such
election and the effective date thereof. Promptly following receipt of any notice, the
Administrative Agent shall advise the Lenders of the contents thereof. Each notice delivered by
the Borrower Representative pursuant to this Section shall be irrevocable; provided that a
notice of termination of the Commitments delivered by the Borrower Representative may state that
such notice is conditioned upon the effectiveness of other credit facilities, in which case such
notice may be revoked by the Borrower Representative (by notice to the Administrative Agent on or
prior to the specified effective date) if such condition is not satisfied. Any termination or
reduction of the Commitments shall be permanent. Each reduction of the Commitments shall be made
ratably among the Lenders in accordance with their respective Commitments.
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(e) The Company may, from time to time, at its option but with the consent of the
Administrative Agent, seek to increase the total Commitments by up to an aggregate amount of
$100,000,000 (resulting in maximum total Commitments of $650,000,000 upon at least three (3)
Business Days’ prior written notice to the Administrative Agent, which notice shall specify the
amount of any such increase and shall be delivered at a time when no Default or Event of Default
has occurred and is continuing. After delivery of such notice, the Administrative Agent or the
Company, in consultation with the Administrative Agent, may offer the increase (which may be
declined by any Lender in its sole discretion) in the total Commitments on either a ratable basis
to the Lenders or on a non pro-rata basis to one or more Lenders and/or to other Lenders or
entities reasonably acceptable to the Administrative Agent, the Issuing Bank, the Swingline Lender
and the Company. No increase in the total Commitments shall become effective until the existing or
new Lenders extending such incremental Commitment amount and the Borrowers shall have delivered to
the Administrative Agent a document in form reasonably satisfactory to the Administrative Agent
pursuant to which any such existing Lender states the amount of its Commitment increase, any such
new Lender states its Commitment amount and agrees to assume and accept the obligations and rights
of a Lender hereunder and the Borrowers accept such incremental Commitments. The Lenders (new or
existing) shall accept an assignment from the existing Lenders, and the existing Lenders shall make
an assignment to the new or existing Lender accepting a new or increased Commitment, of a direct or
participation interest in each then outstanding Loan and Letter of Credit such that, after giving
effect thereto, all credit exposure hereunder is held ratably by the Lenders in proportion to their
respective Commitment. Assignments pursuant to the preceding sentence shall be made in exchange
for the principal amount assigned plus accrued and unpaid interest and commitment and Letter of
Credit fees. The Borrowers shall make any payments under Section 2.11 resulting from such
assignments. Any such increase of the total Commitments shall be subject to receipt by the
Administrative Agent from the Borrowers of such supplemental opinions, resolutions, certificates
and other documents as the Administrative Agent may reasonably request.
SECTION 2.10 Repayment of Loans; Evidence of Debt. (a) The Borrowers hereby
unconditionally, jointly and severally promise to pay (i) to the Administrative Agent for the
account of each Lender or the Swingline Lender, as applicable, the then unpaid principal amount of
each Revolving Loan and Swingline Loan on the Maturity Date, (ii) to the Administrative Agent the
then unpaid amount of each Protective Advance on the earlier of the Maturity Date and demand by the
Administrative Agent, and (iii) to the Administrative Agent the then unpaid principal amount of
each Overadvance on the earliest of the Maturity Date, the 30th day after such
Overadvance is made and demand by the Administrative Agent.
(b) At all times that full cash dominion is in effect pursuant to Section 7.3 of the Security
Agreement, on each Business Day, the Administrative Agent shall apply all funds credited to the
Collection Account the previous Business Day (whether or not immediately available) first
to prepay any Protective Advances and Overadvances that may be outstanding, pro rata, and
second to prepay the Revolving Loans and Swing Line Loans and to cash collateralize
outstanding LC Exposure.
(c) Each Lender shall maintain in accordance with its usual practice an account or accounts
evidencing the indebtedness of the Borrowers to such Lender resulting from each Loan made by such
Lender, including the amounts of principal and interest payable and paid to such Lender from time
to time hereunder.
(d) The Administrative Agent shall maintain accounts in which it shall record (i) the amount
of each Loan made hereunder, the Class and Type thereof and the Interest Period applicable thereto,
(ii) the amount of any principal or interest due and payable or to become due and payable from the
Borrowers to each Lender hereunder and (iii) the amount of any sum received by the Administrative
Agent hereunder for the account of the Lenders and each Lender’s share thereof.
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(e) The entries made in the accounts maintained pursuant to paragraph (c) or (d) of this
Section shall be prima facie evidence of the existence and amounts of the
obligations recorded therein; provided that the failure of any Lender or the Administrative
Agent to maintain such accounts or any error therein shall not in any manner affect the obligation
of the Borrowers to repay the Loans in accordance with the terms of this Agreement.
(f) Any Lender may request that Loans made by it be evidenced by a promissory note. In such
event, the Borrowers shall prepare, execute and deliver to such Lender a promissory note payable to
the order of such Lender (or, if requested by such Lender, to such Lender and its registered
assigns) and in a form approved by the Administrative Agent. Thereafter, the Loans evidenced by
such promissory note and interest thereon shall at all times (including after assignment pursuant
to Section 9.04) be represented by one or more promissory notes in such form payable to the order
of the payee named therein (or, if such promissory note is a registered note, to such payee and its
registered assigns).
SECTION 2.11 Prepayment of Loans. (a) The Borrowers shall have the right at any time
and from time to time to prepay any Borrowing in whole or in part, subject to prior notice in
accordance with paragraph (e) of this Section.
(b) Except for Overadvances permitted under Section 2.05, in the event and on such occasion
that the total Revolving Exposure exceeds the lesser of (A) the aggregate Commitments or (B) the
Borrowing Base, the Borrowers shall prepay the Revolving Loans, LC Exposure and/or Swingline Loans
in an aggregate amount equal to such excess.
(c) In the event and on each occasion that any Net Proceeds are received by or on behalf of
any Loan Party in respect of any Prepayment Event, the Borrowers shall, immediately after such Net
Proceeds are received by any Loan Party, prepay the Obligations as set forth in Section 2.11(d)
below in an aggregate amount equal to 100% of such Net Proceeds, provided that, in the case
of any event described in clause (a) of the definition of the term “Prepayment Event” (such event,
an “Asset Sale”), no prepayment shall be required except to the extent the Net Proceeds from such
Asset Sale, taken together with any other Asset Sales during the same fiscal year, exceed
$10,000,000, and provided further that, in the case of any event described in
clause (a) or (b) of the definition of the term “Prepayment Event”, if the Borrower Representative
shall deliver to the Administrative Agent a certificate of a Financial Officer to the effect that
the Loan Parties intend to apply the Net Proceeds from such event (or a portion thereof specified
in such certificate), within 365 days after receipt of such Net Proceeds, to acquire (or replace or
rebuild) real property, equipment or other tangible assets (excluding inventory) to be used in the
business of the Loan Parties, and certifying that no Default has occurred and is continuing, then
either (i) so long as full cash dominion is not in effect, no prepayment shall be required pursuant
to this paragraph in respect of the Net Proceeds specified in such certificate or (ii) if full cash
dominion is in effect, if the Net Proceeds specified in such certificate are to be applied by (A)
the Borrowers, then such Net Proceeds shall be applied by the Administrative Agent to reduce the
outstanding principal balance of the Revolving Loans (without a permanent reduction of the
Commitment) and upon such application, the Administrative Agent shall establish a Reserve against
the Borrowing Base in an amount equal to the amount of such proceeds so applied and (B) any Loan
Party that is not a Borrower, then such Net Proceeds shall be deposited in a cash collateral
account and in either case, thereafter, such funds shall be made available to the applicable Loan
Party as follows:
(1) The Borrower Representative shall request a Revolving Loan (specifying that the
request is to use Net Proceeds pursuant to this Section) or the applicable Loan Party shall
request a release from the cash collateral account be made in the amount needed;
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(2) so long as the conditions set forth in Section 4.02 have been met, the Lenders
shall make such Revolving Loan or the Administrative Agent shall release funds from the cash
collateral account; and
(3) in the case of Net Proceeds applied against the Revolving Loan, the Reserve
established with respect to such proceeds shall be reduced by the amount of such Revolving
Loan;
provided that to the extent of any such Net Proceeds therefrom that have not been so
applied by the end of such 365-day period, a prepayment shall be required at such time in an amount
equal to such Net Proceeds that have not been so applied; provided, further that
the Borrowers shall not be permitted to make elections to use Net Proceeds to acquire (or replace
or rebuild) real property, equipment or other tangible assets (excluding inventory) with respect to
Net Proceeds in any fiscal year in an aggregate amount in excess of $30,000,000.
(d) All such amounts pursuant to Section 2.11(c) shall be applied, first to prepay any
Protective Advances and Overadvances that may be outstanding, pro rata, and second to
prepay the Revolving Loans (including Swing Line Loans) without a corresponding reduction in the
Commitment.
(e) The Borrower Representative shall notify the Administrative Agent (and, in the case of
prepayment of a Swingline Loan, the Swingline Lender) by telephone (confirmed by facsimile) of any
prepayment hereunder (i) in the case of prepayment of a Eurodollar Revolving Borrowing, not later
than 10:00 a.m., Chicago time, two Business Days before the date of prepayment, or (ii) in the case
of prepayment of an ABR Revolving Borrowing, not later than 10:00 a.m., Chicago time, on the date
of prepayment. Each such notice shall be irrevocable and shall specify the prepayment date and the
principal amount of each Borrowing or portion thereof to be prepaid; provided that, if a
notice of prepayment is given in connection with a conditional notice of termination of the
Commitments as contemplated by Section 2.09, then such notice of prepayment may be revoked if such
notice of termination is revoked in accordance with Section 2.09. Promptly following receipt of
any such notice relating to a Revolving Borrowing, the Administrative Agent shall advise the
Lenders of the contents thereof. Each partial prepayment of any Revolving Borrowing shall be in an
amount that would be permitted in the case of an advance of a Revolving Borrowing of the same Type
as provided in Section 2.02. Each prepayment of a Revolving Borrowing shall be applied ratably to
the Revolving Loans included in the prepaid Borrowing. Prepayments shall be accompanied by accrued
interest to the extent required by Section 2.13.
SECTION 2.12 Fees. (a) The Borrowers agree to pay to the Administrative Agent for
the account of each Lender a commitment fee, which shall accrue at the Applicable Rate on the
average daily amount of the Available Commitment of such Lender during the period from and
including the Effective Date to but excluding the date on which the Lenders’ Commitments terminate.
Accrued commitment fees shall be payable in arrears on the first Business Day of each calendar
month and on the date on which the Commitments terminate, commencing on the first such date to
occur after the date hereof. All commitment fees shall be computed on the basis of a year of 360
days and shall be payable for the actual number of days elapsed.
(b) The Borrowers agree to pay (i) to the Administrative Agent for the account of each Lender
a participation fee with respect to its participations in Letters of Credit, which shall accrue at
the same Applicable Rate used to determine the interest rate applicable to Eurodollar Revolving
Loans on the average daily amount of such Lender’s LC Exposure (excluding any portion thereof
attributable to unreimbursed LC Disbursements) during the period from and including the Effective
Date to but excluding the later of the date on which such Lender’s Commitment terminates and the
date on which
35
such Lender ceases to have any LC Exposure, and (ii) to the Issuing Bank a fronting fee, which
shall accrue at the rate of .125% per annum on the average daily amount of the LC Exposure
(excluding any portion thereof attributable to unreimbursed LC Disbursements) during the period
from and including the Effective Date to but excluding the later of the date of termination of the
Commitments and the date on which there ceases to be any LC Exposure, as well as the Issuing Bank’s
standard fees with respect to the issuance, amendment, renewal or extension of any Letter of Credit
or processing of drawings thereunder. Participation fees and fronting fees accrued through and
including the last day of each calendar quarter shall be payable on the first Business Day of each
fiscal quarter following such last day, commencing on the first such date to occur after the
Effective Date; provided that all such fees shall be payable on the date on which the
Commitments terminate and any such fees accruing after the date on which the Commitments terminate
shall be payable on demand. Any other fees payable to the Issuing Bank pursuant to this paragraph
shall be payable within 10 days after demand. All participation fees and fronting fees shall be
computed on the basis of a year of 360 days and shall be payable for the actual number of days
elapsed.
(c) The Company agrees to pay to the Administrative Agent, for its own account, fees payable
in the amounts and at the times separately agreed upon in writing signed by the Company and the
Administrative Agent.
(d) All fees payable hereunder shall be paid on the dates due, in immediately available funds,
to the Administrative Agent (or to the Issuing Bank, in the case of fees payable to it) for
distribution, in the case of commitment fees and participation fees, to the Lenders. Fees paid
shall not be refundable under any circumstances.
SECTION 2.13 Interest. (a) The Loans comprising each ABR Borrowing (including each
Swingline Loan) shall bear interest at the Alternate Base Rate plus the Applicable Rate.
(b) The Loans comprising each Eurodollar Borrowing shall bear interest at the Adjusted LIBO
Rate for the Interest Period in effect for such Borrowing plus the Applicable Rate.
(c) Each Protective Advance and each Overadvance shall bear interest at the Alternate Base
Rate plus the Applicable Rate for Revolving Loans plus 2%.
(d) Notwithstanding the foregoing, if any principal of or interest on any Loan or any fee or
other amount payable by the Borrowers hereunder is not paid when due, whether at stated maturity,
upon acceleration or otherwise, such overdue amount shall bear interest, after as well as before
judgment, at a rate per annum equal to (i) in the case of overdue principal of any Loan, 2% plus
the rate otherwise applicable to such Loan as provided in the preceding paragraphs of this Section
or (ii) in the case of any other amount, 2% plus the rate applicable to ABR Loans as provided in
paragraph (a) of this Section.
(e) Accrued interest on each Loan (for ABR Loans, accrued through the last day of the prior
calendar month) shall be payable in arrears on each Interest Payment Date for such Loan and upon
termination of the Commitments; provided that (i) interest accrued pursuant to paragraph
(d) of this Section shall be payable on demand, (ii) in the event of any repayment or prepayment of
any Loan (other than a prepayment of an ABR Revolving Loan prior to the end of the Availability
Period), accrued interest on the principal amount repaid or prepaid shall be payable on the date of
such repayment or prepayment and (iii) in the event of any conversion of any Eurodollar Loan prior
to the end of the current Interest Period therefor, accrued interest on such Loan shall be payable
on the effective date of such conversion.
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(f) All interest hereunder shall be computed on the basis of a year of 360 days, except that
interest computed by reference to the Alternate Base Rate at times when the Alternate Base Rate is
based on the Prime Rate shall be computed on the basis of a year of 365 days (or 366 days in a leap
year), and in each case shall be payable for the actual number of days elapsed. The applicable
Alternate Base Rate, Adjusted LIBO Rate and LIBO Rate shall be determined by the Administrative
Agent, and such determination shall be conclusive absent manifest error.
SECTION 2.14 Alternate Rate of Interest. If prior to the
commencement of any Interest Period for a Eurodollar Borrowing:
(a) the Administrative Agent determines (which determination shall be conclusive absent
manifest error) that adequate and reasonable means do not exist for ascertaining the
Adjusted LIBO Rate or the LIBO Rate, as applicable, for such Interest Period; or
(b) the Administrative Agent is advised by the Required Lenders that the Adjusted LIBO
Rate or the LIBO Rate, as applicable, for such Interest Period will not adequately and
fairly reflect the cost to such Lenders (or Lender) of making or maintaining their Loans (or
its Loan) included in such Borrowing for such Interest Period;
then the Administrative Agent shall give notice thereof to the Borrower Representative and the
Lenders by telephone or facsimile as promptly as practicable thereafter and, until the
Administrative Agent notifies the Borrower Representative and the Lenders that the circumstances
giving rise to such notice no longer exist, (i) any Interest Election Request that requests the
conversion of any Revolving Borrowing to, or continuation of any Revolving Borrowing as, a
Eurodollar Borrowing shall be ineffective, and (ii) if any Borrowing Request requests a Eurodollar
Revolving Borrowing, such Borrowing shall be made as an ABR Borrowing.
SECTION 2.15 Increased Costs. (a) If any Change in Law shall:
(i) impose, modify or deem applicable any reserve, special deposit or similar
requirement against assets of, deposits with or for the account of, or credit extended by,
any Lender (except any such reserve requirement reflected in the Adjusted LIBO Rate) or the
Issuing Bank; or
(ii) impose on any Lender or the Issuing Bank or the London interbank market any other
condition affecting this Agreement or Eurodollar Loans made by such Lender or any Letter of
Credit or participation therein;
and the result of any of the foregoing shall be to increase the cost to such Lender of making or
maintaining any Eurodollar Loan (or of maintaining its obligation to make any such Loan) or to
increase the cost to such Lender or the Issuing Bank of participating in, issuing or maintaining
any Letter of Credit or to reduce the amount of any sum received or receivable by such Lender or
the Issuing Bank hereunder (whether of principal, interest or otherwise), then the Borrowers will
pay to such Lender or the Issuing Bank, as the case may be, such additional amount or amounts as
will compensate such Lender or the Issuing Bank, as the case may be, for such additional costs
incurred or reduction suffered.
(b) If any Lender or the Issuing Bank determines that any Change in Law regarding capital
requirements has or would have the effect of reducing the rate of return on such Lender’s or the
Issuing Bank’s capital or on the capital of such Lender’s or the Issuing Bank’s holding company, if
any, as a consequence of this Agreement or the Loans made by, or participations in Letters of
Credit held by, such Lender, or the Letters of Credit issued by the Issuing Bank, to a level below
that which such Lender
37
or the Issuing Bank or such Lender’s or the Issuing Bank’s holding company could have achieved
but for such Change in Law (taking into consideration such Lender’s or the Issuing Bank’s policies
and the policies of such Lender’s or the Issuing Bank’s holding company with respect to capital
adequacy), then from time to time the Borrowers will pay to such Lender or the Issuing Bank, as the
case may be, such additional amount or amounts as will compensate such Lender or the Issuing Bank
or such Lender’s or the Issuing Bank’s holding company for any such reduction suffered.
(c) A certificate of a Lender or the Issuing Bank setting forth the amount or amounts
necessary to compensate such Lender or the Issuing Bank or its holding company, as the case may be,
as specified in paragraph (a) or (b) of this Section and showing the basis for the calculation
thereof, shall be delivered to the Borrower Representative and shall be conclusive absent manifest
error. The Borrowers shall pay such Lender or the Issuing Bank, as the case may be, the amount
shown as due on any such certificate within 10 Business Days after receipt thereof.
(d) Failure or delay on the part of any Lender or the Issuing Bank to demand compensation
pursuant to this Section shall not constitute a waiver of such Lender’s or the Issuing Bank’s right
to demand such compensation; provided that the Borrowers shall not be required to
compensate a Lender or the Issuing Bank pursuant to this Section for any increased costs or
reductions incurred more than 180 days prior to the date that such Lender or the Issuing Bank, as
the case may be, notifies the Borrower Representative of the Change in Law giving rise to such
increased costs or reductions and of such Lender’s or the Issuing Bank’s intention to claim
compensation therefor; provided further that, if the Change in Law giving rise to such
increased costs or reductions is retroactive, then the 180-day period referred to above shall be
extended to include the period of retroactive effect thereof.
SECTION 2.16 Break Funding Payments. In the event of (a) the payment of any principal
of any Eurodollar Loan other than on the last day of an Interest Period applicable thereto
(including as a result of an Event of Default), (b) the conversion of any Eurodollar Loan other
than on the last day of the Interest Period applicable thereto, (c) the failure to borrow, convert,
continue or prepay any Eurodollar Loan on the date specified in any notice delivered pursuant
hereto (regardless of whether such notice may be revoked under Section 2.09(d) and is revoked in
accordance therewith), or (d) the assignment of any Eurodollar Loan other than on the last day of
the Interest Period applicable thereto as a result of a request by the Borrower Representative
pursuant to Section 2.19, then, in any such event, the Borrowers shall compensate each Lender for
the loss, cost and expense attributable to such event. In the case of a Eurodollar Loan, such
loss, cost or expense to any Lender shall be deemed to include an amount determined by such Lender
to be the excess, if any, of (i) the amount of interest which would have accrued on the principal
amount of such Loan had such event not occurred, at the Adjusted LIBO Rate that would have been
applicable to such Loan, for the period from the date of such event to the last day of the then
current Interest Period therefor (or, in the case of a failure to borrow, convert or continue, for
the period that would have been the Interest Period for such Loan), over (ii) the amount of
interest which would accrue on such principal amount for such period at the interest rate which
such Lender would bid were it to bid, at the commencement of such period, for dollar deposits of a
comparable amount and period from other banks in the eurodollar market. A certificate of any
Lender setting forth any amount or amounts that such Lender is entitled to receive pursuant to this
Section and showing the basis for the calculation thereof, shall be delivered to the Borrower
Representative and shall be conclusive absent manifest error. The Borrowers shall pay such Lender
the amount shown as due on any such certificate within 10 Business Days after receipt thereof.
SECTION 2.17 Taxes. (a) Any and all payments by or on account of any obligation of
the Borrowers hereunder shall be made free and clear of and without deduction for any Indemnified
Taxes or Other Taxes; provided that if the Borrowers shall be required to deduct any
Indemnified Taxes or Other Taxes from such payments, then (i) the sum payable shall be increased as
necessary so that after
38
making all required deductions (including deductions applicable to additional sums payable
under this Section) the Administrative Agent, Lender or Issuing Bank (as the case may be) receives
an amount equal to the sum it would have received had no such deductions been made, (ii) the
Borrowers shall make such deductions and (iii) the Borrowers shall pay the full amount deducted to
the relevant Governmental Authority in accordance with applicable law.
(b) In addition, the Borrowers shall pay any Other Taxes to the relevant Governmental
Authority in accordance with applicable law.
(c) The Borrowers shall jointly and severally indemnify the Administrative Agent, each Lender
and the Issuing Bank, within 10 Business Days after written demand therefor, for the full amount of
any Indemnified Taxes or Other Taxes paid by the Administrative Agent, such Lender or the Issuing
Bank, as the case may be, on or with respect to any payment by or on account of any obligation of
the Borrowers hereunder (including Indemnified Taxes or Other Taxes imposed or asserted on or
attributable to amounts payable under this Section) and any penalties, interest and reasonable
expenses arising therefrom or with respect thereto, whether or not such Indemnified Taxes or Other
Taxes were correctly or legally imposed or asserted by the relevant Governmental Authority. A
certificate as to the amount of such payment or liability delivered to the Borrower Representative
by a Lender or the Issuing Bank, or by the Administrative Agent on its own behalf or on behalf of a
Lender or the Issuing Bank, shall be conclusive absent manifest error.
(d) As soon as practicable after any payment of Indemnified Taxes or Other Taxes by the
Borrowers to a Governmental Authority, the Borrower Representative shall deliver to the
Administrative Agent the original or a certified copy of a receipt issued by such Governmental
Authority evidencing such payment, a copy of the return reporting such payment or other evidence of
such payment reasonably satisfactory to the Administrative Agent.
(e) Any Foreign Lender that is entitled to an exemption from or reduction of withholding tax
under the law of the jurisdiction in which any Borrower is located, or any treaty to which such
jurisdiction is a party, with respect to payments under this Agreement shall deliver to the
Borrower Representative (with a copy to the Administrative Agent), at the time or times prescribed
by applicable law, such properly completed and executed documentation prescribed by applicable law
or reasonably requested by the Borrower Representative as will permit such payments to be made
without withholding or at a reduced rate.
(f) If the Administrative Agent or a Lender determines, in its sole discretion, that it has
received a refund of any Taxes or Other Taxes as to which it has been indemnified by the Borrowers
or with respect to which the Borrowers have paid additional amounts pursuant to this Section 2.17,
it shall pay over such refund to the Borrowers (but only to the extent of indemnity payments made,
or additional amounts paid, by the Borrowers under this Section 2.17 with respect to the Taxes or
Other Taxes giving rise to such refund), net of all out-of-pocket expenses of the Administrative
Agent or such Lender and without interest (other than any interest paid by the relevant
Governmental Authority with respect to such refund); provided, that the Borrowers, upon the
request of the Administrative Agent or such Lender, agree to repay the amount paid over to the
Borrowers (plus any penalties, interest or other charges imposed by the relevant Governmental
Authority) to the Administrative Agent or such Lender in the event the Administrative Agent or such
Lender is required to repay such refund to such Governmental Authority. This Section shall not be
construed to require the Administrative Agent or any Lender to make available its tax returns (or
any other information relating to its taxes which it deems confidential) to the Borrowers or any
other Person.
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SECTION 2.18 Payments Generally; Allocation of Proceeds; Sharing of Set-offs. (a)
The Borrowers shall make each payment required to be made by them hereunder (whether of principal,
interest, fees or reimbursement of LC Disbursements, or of amounts payable under Section 2.15, 2.16
or 2.17, or otherwise) prior to 2:00 p.m., Chicago time, on the date when due, in immediately
available funds, without set off or counterclaim. Any amounts received after such time on any date
may, in the discretion of the Administrative Agent, be deemed to have been received on the next
succeeding Business Day for purposes of calculating interest thereon. All such payments shall be
made to the Administrative Agent at its offices at 000 Xxxxx XxXxxxx Xxxxxx, Xxxxxxx, Xxxxxxxx,
except payments to be made directly to the Issuing Bank or Swingline Lender as expressly
provided herein and except that payments pursuant to Sections 2.15, 2.16, 2.17 and 9.03
shall be made directly to the Persons entitled thereto. The Administrative Agent shall distribute
any such payments received by it for the account of any other Person to the appropriate recipient
promptly following receipt thereof. If any payment hereunder shall be due on a day that is not a
Business Day, the date for payment shall be extended to the next succeeding Business Day, and, in
the case of any payment accruing interest, interest thereon shall be payable for the period of such
extension. All payments hereunder shall be made in dollars. At all times that full cash dominion
is in effect pursuant to Section 7.3 of the Security Agreement, solely for purposes of determining
the amount of Loans available for borrowing purposes, checks (in addition to immediately available
funds applied pursuant to Section 2.10(b)) from collections of items of payment and proceeds of any
Collateral shall be applied in whole or in part against the Obligations, on the Business Day after
receipt, subject to actual collection.
(b) Any proceeds of Collateral received by the Administrative Agent (i) not constituting (A) a
specific payment of principal, interest, fees or other sum payable under the Loan Documents (which
shall be applied as specified by the Borrowers), (B) a mandatory prepayment (which shall be applied
in accordance with Section 2.11) or (C) amounts to be applied from the Collection Account when full
cash dominion is in effect (which shall be applied in accordance with Section 2.10(b)) or (ii)
after an Event of Default has occurred and is continuing and the Administrative Agent so elects or
the Required Lenders so direct, shall be applied ratably first, to pay any fees,
indemnities, or expense reimbursements including amounts then due to the Administrative Agent and
the Issuing Bank from the Borrowers (other than in connection with Banking Services or Swap
Obligations), second, to pay any fees or expense reimbursements then due to the Lenders
from the Borrowers (other than in connection with Banking Services or Swap Obligations),
third, to pay interest due in respect of the Overadvances and Protective Advances,
fourth, to pay the principal of the Overadvances and Protective Advances, fifth, to
pay interest then due and payable on the Loans (other than the Overadvances and Protective
Advances) ratably, sixth, to prepay principal on the Loans (other than the Overadvances and
Protective Advances) and unreimbursed LC Disbursements ratably, seventh, on or after (i)
the Maturity Date, (ii) the occurrence of any Event of Default with respect to any Borrower
described in clause (h) or (i) of Article VII or (iii) the declaration by the Administrative Agent
or the Required Lenders that the Loans are due and payable pursuant to Article VIII, to pay an
amount to the Administrative Agent equal to one hundred five percent (105%) of the aggregate
undrawn face amount of all outstanding Letters of Credit and the aggregate amount of any unpaid LC
Disbursements, to be held as cash collateral for such Obligations, eighth, to pay any
amounts owing with respect to Banking Services and Swap Obligations, ratably, ninth, to pay
any other Secured Obligation due to the Administrative Agent or any Lender by the Borrowers, and
tenth, to the Borrowers or whomever a court of competent jurisdiction may order.
Notwithstanding anything to the contrary contained in this Agreement, unless so directed by the
Borrower Representative, or unless a Default is in existence, neither the Administrative Agent nor
any Lender shall apply any payment which it receives to any Eurodollar Loan of a Class, except (a)
on the expiration date of the Interest Period applicable to any such Eurodollar Loan or (b) in the
event, and only to the extent, that there are no outstanding ABR Loans of the same Class and, in
any such event, the Borrowers shall pay the break funding payment required in accordance with
Section 2.16. The Administrative Agent and the Lenders
40
shall have the continuing and exclusive right to apply and reverse and reapply any and all
such proceeds and payments to any portion of the Secured Obligations.
(c) At the election of the Administrative Agent, all payments of principal, interest, LC
Disbursements, fees, premiums, reimbursable expenses (including, without limitation, all
reimbursement for fees and expenses pursuant to Section 9.03), and other sums payable under the
Loan Documents, may be paid from the proceeds of Borrowings made hereunder whether made following a
request by the Borrower Representative pursuant to Section 2.03 or a deemed request as provided in
this Section or may be deducted from any deposit account of any Borrower maintained with the
Administrative Agent. Each Borrower hereby irrevocably authorizes (i) the Administrative Agent to
make a Borrowing for the purpose of paying each payment of principal, interest and fees as it
becomes due hereunder or any other amount due under the Loan Documents and agrees that all such
amounts charged shall constitute Loans (including Swingline Loans and Overadvances, but such a
Borrowing may only constitute a Protective Advance if it is to reimburse costs, fees and expenses
as described in Section 9.03) and that all such Borrowings shall be deemed to have been requested
pursuant to Sections 2.03, 2.04 or 2.05, as applicable and (ii) the Administrative Agent to charge
any deposit account of any Borrower maintained with the Administrative Agent for each payment of
principal, interest and fees as it becomes due hereunder or any other amount due under the Loan
Documents.
(d) If any Lender shall, by exercising any right of set off or counterclaim or otherwise,
obtain payment in respect of any principal of or interest on any of its Loans or participations in
LC Disbursements resulting in such Lender receiving payment of a greater proportion of the
aggregate amount of its Loans and participations in LC Disbursements and accrued interest thereon
than the proportion received by any other Lender, then the Lender receiving such greater proportion
shall purchase (for cash at face value) participations in the Loans and participations in LC
Disbursements of other Lenders to the extent necessary so that the benefit of all such payments
shall be shared by the Lenders ratably in accordance with the aggregate amount of principal of and
accrued interest on their respective Loans and participations in LC Disbursements; provided
that (i) if any such participations are purchased and all or any portion of the payment giving rise
thereto is recovered, such participations shall be rescinded and the purchase price restored to the
extent of such recovery, without interest, and (ii) the provisions of this paragraph shall not be
construed to apply to any payment made by the Borrowers pursuant to and in accordance with the
express terms of this Agreement or any payment obtained by a Lender as consideration for the
assignment of or sale of a participation in any of its Loans or participations in LC Disbursements
to any assignee or participant, other than to the Borrowers or any Subsidiary or Affiliate thereof
(as to which the provisions of this paragraph shall apply). Each Borrower consents to the
foregoing and agrees, to the extent it may effectively do so under applicable law, that any Lender
acquiring a participation pursuant to the foregoing arrangements may exercise against such Borrower
rights of set-off and counterclaim with respect to such participation as fully as if such Lender
were a direct creditor of such Borrower in the amount of such participation.
(e) Unless the Administrative Agent shall have received notice from the Borrower
Representative prior to the date on which any payment is due to the Administrative Agent for the
account of the Lenders or the Issuing Bank hereunder that the Borrowers will not make such payment,
the Administrative Agent may assume that the Borrowers have made such payment on such date in
accordance herewith and may, in reliance upon such assumption, distribute to the Lenders or the
Issuing Bank, as the case may be, the amount due. In such event, if the Borrowers have not in fact
made such payment, then each of the Lenders or the Issuing Bank, as the case may be, severally
agrees to repay to the Administrative Agent forthwith on demand the amount so distributed to such
Lender or Issuing Bank with interest thereon, for each day from and including the date such amount
is distributed to it to but excluding the date of payment to the Administrative Agent, at the
greater of the Federal Funds Effective
41
Rate and a rate determined by the Administrative Agent in accordance with banking industry
rules on interbank compensation.
(f) If any Lender shall fail to make any payment required to be made by it hereunder, then the
Administrative Agent may, in its discretion (notwithstanding any contrary provision hereof), apply
any amounts thereafter received by the Administrative Agent for the account of such Lender to
satisfy such Lender’s obligations hereunder until all such unsatisfied obligations are fully paid.
SECTION 2.19 Mitigation Obligations; Replacement of Lenders. If any Lender requests
compensation under Section 2.15, or if the Borrowers are required to pay any additional amount to
any Lender or any Governmental Authority for the account of any Lender pursuant to Section 2.17,
then:
(a) such Lender shall use reasonable efforts to designate a different lending office for
funding or booking its Loans hereunder or to assign its rights and obligations hereunder to another
of its offices, branches or affiliates, if, in the reasonable judgment of such Lender, such
designation or assignment (i) would eliminate or reduce amounts payable pursuant to Section 2.15 or
2.17, as the case may be, in the future and (ii) would not subject such Lender to any unreimbursed
cost or expense and would not otherwise be disadvantageous to such Lender (and the Borrowers
hereby agree to pay all reasonable costs and expenses incurred by any Lender in connection with any
such designation or assignment);
(b) the Borrowers may, at their sole expense and effort, require such Lender or any Lender
that defaults in its obligation to fund Loans hereunder (herein, a “Departing Lender”),
upon notice to the Departing Lender and the Administrative Agent, to assign and delegate, without
recourse (in accordance with and subject to the restrictions contained in Section 9.04), all its
interests, rights and obligations under this Agreement to an assignee that shall assume such
obligations (which assignee may be another Lender, if a Lender accepts such assignment);
provided that (i) the Borrowers shall have received the prior written consent of the
Administrative Agent (and if a Commitment is being assigned, the Issuing Bank), which consent shall
not unreasonably be withheld, (ii) the Departing Lender shall have received payment of an amount
equal to the outstanding principal of its Loans and participations in LC Disbursements and
Swingline Loans, accrued interest thereon, accrued fees and all other amounts payable to it
hereunder, from the assignee (to the extent of such outstanding principal and accrued interest and
fees) or the Borrowers (in the case of all other amounts) and (iii) in the case of any such
assignment resulting from a claim for compensation under Section 2.15 or payments required to be
made pursuant to Section 2.17, such assignment will result in a reduction in such compensation or
payments. A Departing Lender shall not be required to make any such assignment and delegation if,
prior thereto, as a result of a waiver by such Lender or otherwise, the circumstances entitling the
Borrowers to require such assignment and delegation cease to apply.
SECTION 2.20 Returned Payments. If after receipt of any payment which is applied to
the payment of all or any part of the Obligations, the Administrative Agent or any Lender is for
any reason compelled to surrender such payment or proceeds to any Person because such payment or
application of proceeds is invalidated, declared fraudulent, set aside, determined to be void or
voidable as a preference, impermissible setoff, or a diversion of trust funds, or for any other
reason, then the Obligations or part thereof intended to be satisfied shall be revived and
continued and this Agreement shall continue in full force as if such payment or proceeds had not
been received by the Administrative Agent or such Lender. The provisions of this Section 2.20
shall be and remain effective notwithstanding any contrary action which may have been taken by the
Administrative Agent or any Lender in reliance upon such payment or application of proceeds. The
provisions of this Section 2.20 shall survive the termination of this Agreement.
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ARTICLE III
Representations and Warranties
Each Loan Party represents and warrants to the Lenders that:
SECTION 3.01 Organization; Powers. Each of the Loan Parties and each of its
Subsidiaries is duly organized, validly existing and in good standing under the laws of the
jurisdiction of its organization, has all requisite power and authority to carry on its business as
now conducted and, except where the failure to do so, individually or in the aggregate, could not
reasonably be expected to result in a Material Adverse Effect, is qualified to do business in, and
is in good standing in, every jurisdiction where such qualification is required.
SECTION 3.02 Authorization; Enforceability. The Transactions are within each Loan
Party’s organizational powers and have been duly authorized by all necessary organizational actions
and, if required, actions by equity holders. The Loan Documents to which each Loan Party is a
party have been duly executed and delivered by such Loan Party and each of such Loan Documents
constitutes a legal, valid and binding obligation of such Loan Party, enforceable in accordance
with its terms, subject to applicable bankruptcy, insolvency, reorganization, moratorium or other
laws affecting creditors’ rights generally and subject to general principles of equity, regardless
of whether considered in a proceeding in equity or at law.
SECTION 3.03 Governmental Approvals; No Conflicts. The Transactions (a) do not
require any consent or approval of, registration or filing with, or any other action by, any
Governmental Authority, except such as have been obtained or made and are in full force and effect
and except for filings necessary to perfect Liens created pursuant to the Loan Documents, (b) will
not violate the Certificate of Incorporation, by-laws or other organizational documents governing
any Loan Party, (c) will not violate any Requirement of Law applicable to any Loan Party or any of
its Subsidiaries, (d) will not violate or result in a default under any material indenture,
material agreement or other material instrument binding upon any Loan Party or any of its
Subsidiaries or its assets, or give rise to a right thereunder to require any material payment to
be made by any Loan Party or any of its Subsidiaries, and (e) will not result in the creation or
imposition of any Lien on any asset of any Loan Party or any of its Subsidiaries, except Liens
created pursuant to the Loan Documents.
SECTION 3.04 Financial Condition; No Material Adverse Change. (a) The Company has
heretofore furnished to the Lenders its consolidated balance sheet and statements of income,
stockholders equity and cash flows (i) as of and for the fiscal year ended December 31, 2006,
reported on by KPMG LLP, independent public accountants, and (ii) as of and for the fiscal quarter
and the portion of the fiscal year ended March 31, 2007, certified by its chief financial officer.
Such financial statements present fairly, in all material respects, the financial position and
results of operations and cash flows of the Company and its consolidated Subsidiaries as of such
dates and for such periods in accordance with GAAP, subject to year-end audit adjustments and the
absence of footnotes in the case of the statements referred to in clause (ii) above.
(b) No event, change or condition has occurred that has had, or could reasonably be expected
to have or cause, a Material Adverse Effect, since December 31, 2006.
SECTION 3.05 Properties. (a) As of the date of this Agreement, Schedule 3.05
sets forth the address of each parcel of real property that is owned or leased by each Loan Party
at which Collateral having a value of $1,000,000 or more is located. Each of such leases and
subleases is valid and enforceable in accordance with its terms and is in full force and effect,
and, to the knowledge of
43
Borrowers, no default by any party to any such lease or sublease exists. Each of the Loan
Parties and its Subsidiaries has good and indefeasible title to, or valid leasehold interests in,
all its real and personal property, free of all Liens other than those permitted by Section 6.02.
(b) Each Loan Party and its Subsidiaries owns, or is licensed to use, all trademarks,
tradenames, copyrights, patents and other intellectual property necessary to its business as
currently conducted, a correct and complete list of such trademarks, tradenames, copyrights,
patents and other intellectual property which are material, as of the date of this Agreement, is
set forth on Schedule 3.05, and the use thereof by the Loan Parties and its
Subsidiaries does not infringe in any material respect upon the rights of any other Person, and
except as set forth on such Schedule, the Loan Parties’ rights thereto are not subject to any
licensing agreement or similar arrangement.
SECTION 3.06 Litigation and Environmental Matters. (a) There are no actions, suits
or proceedings by or before any arbitrator or Governmental Authority pending against or, to the
knowledge of any Loan Party, threatened in writing against or directly affecting the Loan Parties
or any of their Subsidiaries (i) as to which there is a reasonable possibility of an adverse
determination and that, if adversely determined, could reasonably be expected, individually or in
the aggregate, to result in a Material Adverse Effect or (ii) that involve this Agreement or the
Transactions.
(b) (i) No Loan Party nor any of its Subsidiaries has received written notice of any claim
with respect to any material Environmental Liability or knows of any basis for any material
Environmental Liability and (ii) except with respect to any other matters that, individually or in
the aggregate, could not reasonably be expected to result in a Material Adverse Effect, no Loan
Party nor any of its Subsidiaries (1) has failed to comply with any Environmental Law or to obtain,
maintain or comply with any permit, license or other approval required under any Environmental Law
or (2) has become subject to any Environmental Liability.
SECTION 3.07 Compliance with Laws and Agreements. Each Loan Party and its
Subsidiaries is in compliance with all Requirements of Law applicable to it or its property and all
indentures, agreements and other instruments binding upon it or its property, except where the
failure to do so, individually or in the aggregate, could not reasonably be expected to result in a
Material Adverse Effect. No Event of Default has occurred and is continuing.
SECTION 3.08 Investment Company Status. No Loan Party nor any of its Subsidiaries is
an “investment company” as defined in, or subject to regulation under, the Investment Company Act
of 1940.
SECTION 3.09 Taxes. Each Loan Party and its Subsidiaries has timely filed or caused
to be filed all Tax returns and reports required to have been filed and has paid or caused to be
paid all material Taxes required to have been paid by it, except Taxes that are being contested in
good faith by appropriate proceedings and for which such Loan Party or such Subsidiary, as
applicable, has set aside on its books adequate reserves. No tax liens have been filed and no
claims are being asserted with respect to any such taxes.
SECTION 3.10 ERISA. No ERISA Event has occurred or is reasonably expected to occur
that, when taken together with all other such ERISA Events for which liability is reasonably
expected to occur, could reasonably be expected to result in a Material Adverse Effect. The
present value of all accumulated benefit obligations under each Plan (based on the assumptions used
for purposes of Statement of Financial Accounting Standards No. 87) did not, as of the date of the
most recent financial statements reflecting such amounts, exceed by more than $50,000,000 the fair
market value of the assets of such Plan, and the present value of all accumulated benefit
obligations of all underfunded Plans (based
44
on the assumptions used for purposes of Statement of Financial Accounting Standards No. 87)
did not, as of the date of the most recent financial statements reflecting such amounts, exceed by
more than $50,000,000 the fair market value of the assets of all such underfunded Plans.
SECTION 3.11 Disclosure. The Company has disclosed to the Lenders all agreements,
instruments and corporate or other restrictions to which it or any Subsidiary is subject, and all
other matters known to it, that, individually or in the aggregate, could reasonably be expected to
result in a Material Adverse Effect. Neither the Information Memorandum nor any of the other
reports, financial statements, certificates or other information furnished by or on behalf of the
any Loan Party to the Administrative Agent or any Lender in connection with the negotiation of this
Agreement or any other Loan Document (as modified or supplemented by other written factual
information so furnished) taken as a whole contains any material misstatement of fact or omits to
state any material fact necessary to make the statements therein, in the light of the circumstances
under which they were made, not misleading; provided that, with respect to projected
financial information, the Company represents only that such information was prepared in good faith
based upon assumptions believed to be reasonable at the time delivered and, if such projected
financial information was delivered prior to the Effective Date, as of the Effective Date.
SECTION 3.12 Material Agreements. All material agreements and contracts to which any
Loan Party is a party or is bound as of the date of this Agreement are referenced or otherwise
listed on Schedule 3.12. No Loan Party is in default in the performance,
observance or fulfillment of any of the obligations, covenants or conditions contained in (i) any
material agreement to which it is a party or (ii) any agreement or instrument evidencing or
governing material Indebtedness.
SECTION 3.13 Solvency. Immediately after the consummation of the Transactions to
occur on the Effective Date, (i) the fair value of the assets of each Loan Party, at a fair
valuation, will exceed its debts and liabilities, subordinated, contingent or otherwise; (ii) the
present fair saleable value of the property of each Loan Party will be greater than the amount that
will be required to pay the probable liability of its debts and other liabilities, subordinated,
contingent or otherwise, as such debts and other liabilities become absolute and matured; (iii)
each Loan Party will be able to pay its debts and liabilities, subordinated, contingent or
otherwise, as such debts and liabilities become absolute and matured; and (iv) each Loan Party will
not have unreasonably small capital with which to conduct the business in which it is engaged as
such business is now conducted and is proposed to be conducted after the Effective Date.
(b) No Loan Party intends to, or will permit any of its Subsidiaries to, and no Loan Party
believes that it or any of its Subsidiaries will, incur debts beyond its ability to pay such debts
as they mature, taking into account the timing of and amounts of cash to be received by it or any
such Subsidiary and the timing of the amounts of cash to be payable on or in respect of its
Indebtedness or the Indebtedness of any such Subsidiary.
SECTION 3.14 Insurance. Schedule 3.14 sets forth a description of all
insurance maintained by or on behalf of the Loan Parties and the Subsidiaries as of the Effective
Date. As of the Effective Date, all premiums in respect of such insurance have been paid. The
Company believes that the insurance maintained by or on behalf of the Company and the Subsidiaries
is adequate. The expired insurance policies delivered to and reviewed by the Administrative Agent
and its representatives in connection with entering into the Transactions are substantially similar
to the Company’s current insurance policies. The Company agrees to provide the Agent and its
representatives with copies of its current insurance policies upon receipt of same.
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SECTION 3.15 Capitalization and Subsidiaries. Schedule 3.15 sets
forth (a) a correct and complete list of the name and relationship to the Company of each and all
of the Company’s Subsidiaries and (b) the type of entity of the Company and each of its
Subsidiaries. All of the issued and outstanding Equity Interests owned by any Loan Party have been
(to the extent such concepts are relevant with respect to such ownership interests) duly authorized
and issued and are fully paid and non-assessable.
SECTION 3.16 Security Interest in Collateral. The provisions of this Agreement and
the other Loan Documents create legal and valid Liens on all the Collateral in favor of the
Administrative Agent, for the benefit of the Administrative Agent and the Lenders, and such Liens
constitute perfected and continuing Liens on the Collateral, securing the Secured Obligations,
enforceable against the applicable Loan Party and all third parties, and having priority over all
other Liens on the Collateral except in the case of (a) Permitted Encumbrances, to the extent any
such Permitted Encumbrances would have priority over the Liens in favor of the Administrative Agent
pursuant to any applicable law or agreement and (b) Liens perfected only by possession or control
(including possession of any certificate of title) to the extent the Administrative Agent has not
obtained or does not maintain possession or control of such Collateral.
SECTION 3.17 Employment Matters. As of the Effective Date, there are no strikes,
lockouts or slowdowns against any Loan Party or any Subsidiary pending or, to the knowledge of the
Borrowers, threatened. The hours worked by and payments made to employees of the Loan Parties and
the Subsidiaries have not been in violation of the Fair Labor Standards Act or any other applicable
Federal, state, local or foreign law dealing with such matters. All payments due from any Loan
Party or any Subsidiary, or for which any claim may be made against any Loan Party or any
Subsidiary, on account of wages and employee health and welfare insurance and other benefits, have
been paid or accrued as a liability on the books of the Loan Party or such Subsidiary.
SECTION 3.18 Common Enterprise. The successful operation and condition of each of the
Loan Parties is dependent on the continued successful performance of the functions of the group of
the Loan Parties as a whole and the successful operation of each of the other Loan Parties. Each
Loan Party expects to derive benefit (and its board of directors or other governing body has
determined that it may reasonably be expected to derive benefit), directly and indirectly, from (i)
successful operations of the other Loan Parties and (ii) the credit extended by the Lenders to the
Borrowers hereunder, both in their separate capacities and as members of the group of companies.
Each Loan Party has determined that execution, delivery, and performance of this Agreement and any
other Loan Documents to be executed by such Loan Party is within its purpose, will be of direct and
indirect benefit to such Loan Party, and is in its best interest.
ARTICLE IV
Conditions
SECTION 4.01 Effective Date. The obligations of the Lenders to make Loans and of the
Issuing Bank to issue Letters of Credit hereunder shall not become effective until the date on
which each of the following conditions is satisfied (or waived in accordance with Section 9.02):
(a)
Credit Agreement and Loan Documents. The Administrative Agent (or its
counsel) shall have received (i) from each party hereto either (A) a counterpart of this
Agreement signed on behalf of such party or (B) written evidence satisfactory to the
Administrative Agent (which may include facsimile transmission of a signed signature page of
this Agreement) that such party has signed a counterpart of this Agreement and (ii) duly
executed copies of the Loan
46
Documents and such other certificates, documents, instruments and agreements as the
Administrative Agent shall reasonably request in connection with the transactions
contemplated by this Agreement and the other Loan Documents, including any promissory notes
requested by a Lender pursuant to Section 2.10 payable to the order of each such requesting
Lender and a written opinion of the Loan Parties’ counsel, addressed to the Administrative
Agent, the Issuing Bank and the Lenders in form reasonably satisfactory to the
Administrative Agent.
(b) Financial Statements and Projections. The Lenders shall have received (i)
audited consolidated financial statements of the Borrower for the December 31, 2005 and 2006
fiscal years, (ii) unaudited interim consolidated financial statements of the Borrower for
each fiscal quarter ended after the date of the latest applicable financial statements
delivered pursuant to clause (i) of this paragraph as to which such financial statements are
available, and such financial statements shall not, in the reasonable judgment of the
Administrative Agent, reflect any material adverse change in the consolidated financial
condition of the Borrower, as reflected in the financial statements or projections contained
in the Information Memorandum and (iii) satisfactory projections through 2009.
(c) Closing Certificates; Certified Certificate of Incorporation; Good Standing
Certificates. The Administrative Agent shall have received (i) a certificate of each
Loan Party, dated the Effective Date and executed by its Secretary or Assistant Secretary,
which shall (A) certify the resolutions of its Board of Directors, members or other body
authorizing the execution, delivery and performance of the Loan Documents to which it is a
party, (B) identify by name and title and bear the signatures of the Financial Officers and
any other officers of such Loan Party authorized to sign the Loan Documents to which it is a
party, and (C) contain appropriate attachments, including the certificate or articles of
incorporation or organization of each Loan Party certified by the relevant authority of the
jurisdiction of organization of such Loan Party and a true and correct copy of its by-laws
or operating, management or partnership agreement, and (ii) a short form good standing
certificate for each Loan Party from its jurisdiction of organization.
(d) Closing Certificate. The Administrative Agent shall have received a
certificate, signed by a Financial Officer of the Company and each other Loan Party, on the
initial Borrowing date (i) stating that no Default has occurred and is continuing, (ii)
stating that the representations and warranties contained in Article III are true and
correct in all material respects as of such date, and (iii) certifying any other factual
matters as may be reasonably requested by the Administrative Agent.
(e) Fees. The Lenders and the Administrative Agent shall have received all
fees required to be paid, and all expenses for which invoices have been presented (including
the reasonable fees and expenses of legal counsel), on or before the Effective Date. All
such amounts will be paid with proceeds of Loans made on the Effective Date and will be
reflected in the funding instructions given by the Borrower Representative to the
Administrative Agent on or before the Effective Date.
(f) Lien Searches. The Administrative Agent shall have received the results of
a recent lien search in each of the jurisdictions reasonably requested by the Administrative
Agent, and such searches shall reveal no liens on any of the assets of the Loan Parties
except for liens permitted by Section 6.02 or discharged on or prior to the Effective Date
pursuant to a pay-off letter or other documentation reasonably satisfactory to the
Administrative Agent.
(g) Pay-Off Letter. The Administrative Agent shall have received satisfactory
pay-off letters for all existing Indebtedness to be repaid from the proceeds of the initial
Borrowing
47
(including all Indebtedness arising under the Existing
Credit Agreement and under that
certain 6.83% Senior Notes Note Purchase Agreement of the Borrowers dated as of May 17,
2006, as amended) confirming that all Liens upon any of the property of the Loan Parties
thereunder will be terminated concurrently with such payment and all letters of credit
issued or guaranteed as part of such Indebtedness shall have been cash collateralized,
supported by a Letter of Credit or shall be Existing Letters of Credit and such agreements
and all commitments thereunder shall be terminated.
(h) Funding Account. The Administrative Agent shall have received a notice
setting forth the deposit account of the Company (the “Funding Account”) to which
the Lender is authorized by the Borrowers to transfer the proceeds of any Borrowings
requested or authorized pursuant to this Agreement.
(i) Customer List. The Administrative Agent shall have received a list of
customers of the Loan Parties in form and detail satisfactory to the Administrative Agent.
(j) Collateral Access and Control Agreements. The Administrative Agent shall
have received (i) each Collateral Access Agreement that Administrative Agent shall require
as a condition to closing as determined in its Permitted Discretion and (ii) each Control
Agreement that Administrative Agent shall require as a condition to closing as determined in
its Permitted Discretion, but expressly including Control Agreements with respect to the
Borrowers’ deposit accounts and securities accounts at JPMorgan Chase Bank, N.A., Deutsche
Bank Trust Company Americas, DWS Xxxxxxx Investments Service Company, PNC Bank,
National Association, Evergreen Service Company, LLC and Wachovia Bank, National
Association.
(k) Solvency. The Administrative Agent shall have received a solvency
certificate from a Financial Officer in form and substance satisfactory to the
Administrative Agent.
(l) Borrowing Base Certificate. The Administrative Agent shall have received a
Borrowing Base Certificate which calculates the Borrowing Base as of a date reasonably
acceptable to the Administrative Agent.
(m) Closing Availability. After giving effect to all Borrowings to be made on
the Effective Date and the issuance of any Letters of Credit on the Effective Date and
payment of all fees and expenses due hereunder, and with all of the Loan Parties’
indebtedness, liabilities, and obligations current, the Borrower’s Availability (plus cash
on hand, excluding the proceeds of any Loan) shall not be less than $150,000,000.
(n) Filings, Registrations and Recordings. Each document (including any
Uniform Commercial Code financing statement) required by the Collateral Documents or under
law or reasonably requested by the Administrative Agent to be filed, registered or recorded
in order to create in favor of the Administrative Agent, for the benefit of the Lenders, a
perfected Lien on the Collateral described therein, prior and superior in right to any other
Person (other than with respect to Liens expressly permitted by Section 6.02), shall be in
proper form for filing, registration or recordation.
(o) Insurance. The Administrative Agent shall have received evidence of
insurance coverage in form, scope, and substance reasonably satisfactory to the
Administrative Agent and otherwise in compliance with the terms of Section 5.09 and Section
4.12 of the Security Agreement.
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(p) Letter of Credit Application. The Administrative Agent shall have received
a properly completed letter of credit application if the issuance of a Letter of Credit will
be required on the Effective Date.
(q) Other Documents. The Administrative Agent shall have received such other
documents as the Administrative Agent, the Issuing Bank, any Lender or their respective
counsel may have reasonably requested.
The Administrative Agent shall notify the Company and the Lenders of the Effective Date, and such
notice shall be conclusive and binding. Notwithstanding the foregoing, the obligations of the
Lenders to make Loans and of the Issuing Bank to issue Letters of Credit hereunder shall not become
effective unless each of the foregoing conditions is satisfied (or waived pursuant to Section 9.02)
at or prior to 2:00 p.m., Chicago time, on or prior to August 15, 2007 (and, in the event such
conditions are not so satisfied or waived, the Commitments shall terminate at such time).
SECTION 4.02 Each Credit Event. The obligation of each Lender to make a Loan on the
occasion of any Borrowing, and of the Issuing Bank to issue, amend, renew or extend any Letter of
Credit, is subject to the satisfaction of the following conditions:
(a) The representations and warranties of the Loan Parties set forth in the Loan
Documents shall be true and correct in all material respects on and as of the date of such
Borrowing or the date of issuance, amendment, renewal or extension of such Letter of Credit,
as applicable (except that any representation or warranty that relates to a specific date
shall be true and correct in all material respects as of such date), or, if they are not
true and correct in all material respects, neither the Administrative Agent nor the Required
Lenders shall have determined not to make any such Loan or instructed the Issuing Bank not
to issue Letters of Credit as a result of the fact that such representation or warranty is
untrue or incorrect.
(b) At the time of and immediately after giving effect to such Borrowing or the
issuance, amendment, renewal or extension of such Letter of Credit, as applicable, no
Default shall have occurred and be continuing, or, if a Default shall have occurred and be
continuing, neither the Administrative Agent nor the Required Lenders shall have determined
not to make a Loan on the occasion of such Borrowing or instructed the Issuing Bank not to
issue such Letter of Credit as a result of such Default.
(c) After giving effect to any Borrowing or the issuance of any Letter of Credit,
Availability is not less than zero.
Each Borrowing and each issuance, amendment, renewal or extension of a Letter of Credit shall be
deemed to constitute a representation and warranty by the Borrowers on the date thereof as to the
matters specified in paragraphs (a), (b) and (c) of this Section.
ARTICLE V
Affirmative Covenants
Until the Commitments have expired or been terminated and the principal of and interest on
each Loan and all fees payable hereunder shall have been paid in full and all Letters of Credit
shall have expired or terminated and all LC Disbursements shall have been reimbursed, each Loan
Party executing this Agreement covenants and agrees, jointly and severally with all of the Loan
Parties, with the Lenders that:
49
SECTION 5.01 Financial Statements; Borrowing Base and Other Information. The Company
will furnish to the Administrative Agent:
(a) within 90 days after the end of each fiscal year of the Company, its audited
consolidated balance sheet and related statements of operations, stockholders’ equity and
cash flows as of the end of and for such year, setting forth in each case in comparative
form the figures for the previous fiscal year, all reported on by independent public
accountants of recognized national standing reasonably acceptable to the Administrative
Agent (without a “going concern” or like qualification or exception and without any
qualification or exception as to the scope of such audit other than any qualification
regarding the adoption of accounting pronouncements) to the effect that such consolidated
financial statements present fairly in all material respects the financial condition and
results of operations of the Company and its consolidated Subsidiaries on a consolidated
basis in accordance with GAAP consistently applied, provided that the delivery
within the time period specified above of the Company’s Form 10-K for such fiscal year
(together with the Company’s annual report to shareholders, if any, prepared pursuant to
Rule 14a-3 under the Exchange Act) prepared in accordance with the requirements therefore
and filed with the SEC shall be deemed to satisfy the requirements of this Section 5.01(a);
and provided further, that the Company shall be deemed to have made such
delivery of such Form 10-K if it shall have timely made such Form 10-K available on “XXXXX”
and on its home page on the worldwide web (at the date of this Agreement located at
xxx.xxxxxxxxxxxxxxx.xxx) and shall have given Administrative Agent prior notice of such
availability on XXXXX and its home page in connection with each delivery (such availability
and notice thereof being referred to as “Electronic Delivery”);
(b) within 45 days after the end of each of the first three fiscal quarters of the
Company, its consolidated balance sheet and related statements of operations, stockholders’
equity and cash flows as of the end of and for such fiscal quarter and the then elapsed
portion of the fiscal year, setting forth in each case in comparative form the figures for
the corresponding period or periods of (or, in the case of the balance sheet, as of the end
of) the previous fiscal year, all certified by one of its Financial Officers as presenting
fairly in all material respects the financial condition and results of operations of the
Company and its consolidated Subsidiaries on a consolidated basis in accordance with GAAP
consistently applied, subject to normal year-end audit adjustments and the absence of
footnotes, provided that delivery within the time period specified above of copies
of the Company’s Form 10-Q prepared in compliance with the requirements therefor and filed
with the SEC shall be deemed to satisfy the requirements of this Section 5.01(b); and
provided further that the Company shall be deemed to have made such delivery
of such Form 10-Q if it shall have timely made Electronic Delivery thereof;
(c) if on any day in any fiscal month Availability is less than the Changeover Amount,
within 30 days after the end of (i) the immediately preceding month, (ii) such month and
(iii) each succeeding month until Availability has exceeded the Changeover Amount for 90
consecutive days, its consolidated and consolidating balance sheet and related statements of
operations, stockholders’ equity and cash flows as of the end of and for such fiscal month
and the then elapsed portion of the fiscal year, setting forth in each case in comparative
form the figures for the corresponding period or periods of (or, in the case of the balance
sheet, as of the end of) the previous fiscal year, all certified by one of its Financial
Officers as presenting fairly in all material respects the financial condition and results
of operations of the Company and its consolidated Subsidiaries on a consolidated basis in
accordance with GAAP consistently applied, subject to normal year-end audit adjustments and
the absence of footnotes;
50
(d) concurrently with any delivery of financial statements under clause (a), (b) or (c)
above, a certificate of a Financial Officer of the Company in substantially the form of
Exhibit C (a “Compliance Certificate”) (i) certifying, in the case of the
financial statements delivered under clause (b) or (c), as presenting fairly in all material
respects the financial condition and results of operations of the Borrower and its
consolidated Subsidiaries on a consolidated basis in accordance with GAAP consistently
applied, subject to normal year-end audit adjustments and the absence of footnotes, (ii)
certifying as to whether a Default has occurred and, if a Default has occurred, specifying
the details thereof and any action taken or proposed to be taken with respect thereto, (iii)
setting forth reasonably detailed calculations demonstrating compliance with Section 6.12,
if applicable, (iv) stating whether any change in GAAP or in the application thereof has
occurred since the date of the audited financial statements referred to in Section 3.04 and,
if any such change has occurred, specifying the effect of such change on the financial
statements accompanying such certificate and (v) setting forth (only in the case of
certificates delivered concurrently with financial statements delivered pursuant to (a) or
(b) above) a computation of Average Availability for the applicable fiscal quarter end;
(e) within 30 days immediately following the end of each fiscal year of the Company, a
copy of the plan and forecast (including a projected consolidated balance sheet, income
statement and funds flow statement) of the Company for each quarter of the then current
fiscal year (the “Projections”) in form reasonably satisfactory to the
Administrative Agent;
(f) as soon as available but in any event within 25 days of the end of each calendar
month (or, at any time Availability is less than the Changeover Amount, at the end of each
calendar week, and at the end of each calendar week thereafter until Availability has
exceeded the Changeover Amount for 90 consecutive days) and at such other times as may be
necessary to re-determine availability of Advances hereunder or as may be requested by the
Administrative Agent, as of the period then ended, a Borrowing Base Certificate and
supporting information in connection therewith, together with any additional reports with
respect to the Borrowing Base as the Administrative Agent may reasonably request;
(g) as soon as available but in any event within 25 days of the end of each calendar
month (or, at any time Availability is less than the Changeover Amount, at the end of each
calendar week, and at the end of each calendar week thereafter until Availability has
exceeded the Changeover Amount for 90 consecutive days) and at such other times as may be
requested by the Administrative Agent, as of the period then ended, all delivered
electronically in a text formatted file acceptable to the Administrative Agent:
(i) a detailed schedule and aging of the Accounts (1) including all invoices
aged by invoice date and due date (with an explanation of the terms offered) and (2)
reconciled to the Borrowing Base Certificate delivered as of such date prepared in a
manner reasonably acceptable to the Administrative Agent, together with a summary
specifying the name and balance due for each Account Debtor:
(ii) a schedule detailing the Inventory, in form satisfactory to the
Administrative Agent, (1) by location (showing Inventory in transit, any Inventory
located with a third party under any consignment, bailee arrangement, or warehouse
agreement), by class (raw material, work-in-process and finished goods), by product
type, and by volume on hand, which Inventory shall be valued at the lower of cost
(determined on a first-in, first-out basis) or market and adjusted for Reserves as
the Administrative Agent has previously indicated to the Company are deemed by the
Administrative Agent to be appropriate, (2) including a report of any variances or
other results of Inventory
51
counts performed by the Loan Parties since the last Inventory schedule
(including information regarding sales or other reductions, additions, returns,
credits issued by the Loan Parties and complaints and claims made against the Loan
Parties), and (3) reconciled to the Borrowing Base Certificate delivered as of such
date;
(iii) a worksheet of calculations prepared by the Company to determine Eligible
Accounts and Eligible Inventory, such worksheets detailing the Accounts and
Inventory excluded from Eligible Accounts and Eligible Inventory and the reason for
such exclusion;
(iv) a reconciliation of the Accounts and Inventory between the amounts shown
in the Loan Parties’ general ledger and financial statements and the reports
delivered pursuant to clauses (i) and (ii) above; and
(v) a reconciliation of the loan balance per the Loan Parties’ general ledger
to the loan balance under this Agreement.
(h) promptly upon the Administrative Agent’s request:
(i) copies of invoices in connection with the invoices issued by the Loan
Parties in connection with any Accounts, credit memos, shipping and delivery
documents, and other information related thereto;
(ii) copies of purchase orders, invoices, and shipping and delivery documents
in connection with any Inventory or Equipment purchased by any Loan Party; and
(iii) a schedule detailing the balance of all intercompany accounts of the Loan
Parties;
(i) as soon as available but in any event within 25 days of the end of each calendar
month and at such other times as may be requested by the Administrative Agent, as of the
period then ended, the Loan Parties’ sales journal, cash receipts journal (identifying trade
and non-trade cash receipts) and debit memo/credit memo journal;
(j) upon request of Administrative Agent, copies of all tax returns filed by any Loan
Party with the U.S. Internal Revenue Service;
(k) within 45 days after each June 30 starting June 30, 2008, an updated customer list
for the Borrower and its Subsidiaries as of June 30, which list shall state the customer’s
name, mailing address and phone number and shall be certified as true and correct by a
Financial Officer of the Company; provided, however, that such list with
respect to Broyhill Furniture Industries, Inc. shall also be furnished as soon as
practicable after the date hereof;
(l) within 45 days after the last day of June of each year, a certificate of good
standing for each Loan Party from the appropriate governmental officer in its jurisdiction
of incorporation, formation, or organization;
(m) promptly after the same become publicly available, copies of all periodic and other
reports, proxy statements and other materials filed by the Borrower or any Subsidiary with
52
the SEC, provided that in each case the Company shall be deemed to have made
such delivery if it shall have made Electronic Delivery thereof; and
(n) promptly following any request therefor, such other information regarding the
operations, business affairs and financial condition of the Company or any Subsidiary, or
compliance with the terms of this Agreement, as the Administrative Agent or any Lender may
reasonably request.
SECTION 5.02 Notices of Material Events. The Borrowers will furnish to the
Administrative Agent prompt written notice of the following:
(a) the occurrence of any Default;
(b) receipt of any notice of any governmental investigation or any litigation or
proceeding commenced or threatened against any Loan Party that (i) seeks damages in excess
of $20,000,000, (ii) seeks injunctive relief which could reasonably be expected to have a
Material Adverse Effect, (iii) is asserted or instituted against any Plan, its fiduciaries
or its assets, (iv) alleges criminal misconduct by any Loan Party, (v) alleges the violation
of any law regarding, or seeks remedies in connection with, any Environmental Laws, (vi)
contests any tax, fee, assessment, or other governmental charge in excess of $20,000,000, or
(vii) involves any product recall;
(c) any Lien (other than Permitted Encumbrances or Liens otherwise permitted by
Section 6.02) or claim made or asserted against any of the Collateral;
(d) any loss, damage, or destruction to the Collateral in the amount of $5,000,000 or
more, whether or not covered by insurance;
(e) any and all written default notices received under or with respect to any leased
location or public warehouse where Collateral with an aggregate value in excess of
$5,000,000 is located (which shall be delivered within ten Business Days after receipt
thereof);
(f) the fact that a Loan Party has entered into a Swap Agreement or an amendment to a
Swap Agreement, together with copies of all agreements evidencing such Swap Agreement or
amendments thereto (which shall be delivered within ten Business Days);
(g) the occurrence of any ERISA Event that, alone or together with any other ERISA
Events that have occurred, could reasonably be expected to result in liability of the
Company and its Subsidiaries in an aggregate amount exceeding $20,000,000; and
(h) any other development that results in, or could reasonably be expected to result
in, a Material Adverse Effect.
Each notice delivered under this Section shall be accompanied by a statement of a Financial Officer
or other executive officer of the Borrower setting forth the details of the event or development
requiring such notice and any action taken or proposed to be taken with respect thereto.
SECTION 5.03 Existence; Conduct of Business. Each Loan Party will, and will cause
each Subsidiary to, (a) do or cause to be done all things necessary to preserve, renew and keep in
full force and effect its legal existence and the rights, qualifications, licenses, permits,
franchises, governmental authorizations, intellectual property rights, licenses and permits
material to the conduct of
53
its business, and maintain all requisite authority to conduct its business in each
jurisdiction in which its business is conducted except to the extent the failure to maintain such
authority would not reasonably be expected to cause a Material Adverse Effect; provided
that the foregoing shall not prohibit any merger, consolidation, liquidation or dissolution
permitted under Section 6.03 and (b) carry on and conduct its business in substantially the same
manner and in substantially the same fields of enterprise as it is presently conducted,
provided that the foregoing shall not prohibit any merger, consolidation, liquidation or
dissolution permitted under Section 6.03.
SECTION 5.04 Payment of Obligations. Each Loan Party will, and will cause each
Subsidiary to, pay or discharge all Material Indebtedness and all other material liabilities and
obligations, including Taxes, before the same shall become delinquent or in default, except where
(a) the validity or amount thereof is being contested in good faith by appropriate proceedings, (b)
such Loan Party or such Subsidiary has set aside on its books adequate reserves with respect
thereto in accordance with GAAP and (c) the failure to make payment pending such contest could not
reasonably be expected to result in a Material Adverse Effect.
SECTION 5.05 Maintenance of Properties. Each Loan Party will, and will cause each
Subsidiary to, keep and maintain all property material to the conduct of its business in good
working order and condition, ordinary wear and tear excepted, provided that the foregoing shall not
prohibit any disposition under Section 6.05.
SECTION 5.06 Books and Records; Inspection Rights. Each Loan Party will, and will
cause each Subsidiary to, (i) keep proper books of record and account in which full, true and
correct entries are made of all dealings and transactions in relation to its business and
activities and (ii) permit any representatives designated by the Administrative Agent or any Lender
(including employees of the Administrative Agent, any Lender or any consultants, accountants,
lawyers and appraisers retained by the Administrative Agent), upon reasonable prior notice during
regular business hours and under guidance of officers of the Borrowers, to visit and inspect its
properties, to examine and make extracts from their books and records, and to discuss its affairs,
finances and condition with its officers and independent accountants, all at such reasonable times
and intervals and as often as reasonably requested. After the occurrence and during the
continuance of any Event of Default, each Loan Party shall provide the Administrative Agent with
the names and contact information for its suppliers. The Loan Parties acknowledge that the
Administrative Agent, after exercising its rights of inspection, may prepare and distribute to the
Lenders certain Reports pertaining to the Loan Parties’ assets for internal use by the
Administrative Agent and the Lenders.
SECTION 5.07 Compliance with Laws. Each Loan Party will, and will cause each
Subsidiary to, comply with all Requirements of Law applicable to it or its property, except where
the failure to do so, individually or in the aggregate, could not reasonably be expected to result
in a Material Adverse Effect.
SECTION 5.08 Use of Proceeds. The proceeds of the Loans will be used only for the
general corporate purposes of the Company and its Subsidiaries in the ordinary course of business,
including the refinancing of existing Indebtedness and for Permitted Acquisitions. No part of the
proceeds of any Loan and no Letter of Credit will be used, whether directly or indirectly, for any
purpose that entails a violation of any of the Regulations of the Board, including Regulations T, U
and X.
SECTION 5.09 Insurance. Each Loan Party will, and will cause each Subsidiary to,
maintain with financially sound and reputable carriers (a) insurance in such amounts (with no
greater risk retention) and against such risks (including loss or damage by fire and loss in
transit; theft, burglary, pilferage, larceny, embezzlement, and other criminal activities; business
interruption; and general
54
liability) and such other hazards, as is customarily maintained by companies engaged in the
same or similar businesses operating in the same or similar locations and (b) all insurance
required pursuant to the Collateral Documents. The Borrower will furnish to the Lenders, upon
request of the Administrative Agent, information in reasonable detail as to the insurance so
maintained.
SECTION 5.10 Casualty and Condemnation. The Borrowers (a) will furnish to the
Administrative Agent prompt written notice of any casualty or other insured damage to any material
portion of the Collateral or the commencement of any action or proceeding for the taking of any
material portion of the Collateral or interest therein under power of eminent domain or by
condemnation or similar proceeding and (b) will ensure that the Net Proceeds of any such event
(whether in the form of insurance proceeds, condemnation awards or otherwise) are collected and
applied in accordance with the applicable provisions of this Agreement and the Collateral Documents
SECTION 5.11 Appraisals. At any time that the Administrative Agent requests, the
Company and the Subsidiaries will provide the Administrative Agent with appraisals or updates
thereof of their Inventory from an appraiser selected and engaged by the Administrative Agent
following consultation with the Company, and prepared on a basis reasonably satisfactory to the
Administrative Agent, such appraisals and updates to include, without limitation, information
required by applicable law and regulations; provided, however, that if no Event of
Default has occurred and is continuing, only one such appraisal per calendar year shall be at the
expense of the Loan Parties.
SECTION 5.12 Depository Banks. The Loan Parties each will maintain one or more of the
Lenders, or such other bank(s) as may be reasonably acceptable to Administrative Agent, as its
principal depository bank, including for the maintenance of operating, administrative, cash
management, collection activity, and other deposit accounts for the conduct of its business.
SECTION 5.13 Additional Collateral; Further Assurances. (a) Subject to applicable
law, each Loan Party shall cause each of its domestic Subsidiaries (other than such domestic
Subsidiaries having less than $10,000 of assets) formed or acquired after the date of this
Agreement in accordance with the terms of this Agreement to become a Loan Party by executing the
Joinder Agreement set forth as Exhibit E hereto (the “Joinder Agreement”). Upon
execution and delivery thereof, each such Person (i) shall automatically become a Loan Guarantor
hereunder and thereupon shall have all of the rights, benefits, duties, and obligations in such
capacity under the Loan Documents and (ii) will grant Liens to the Administrative Agent, for the
benefit of the Administrative Agent and the Lenders, in any property of such Loan Party which
constitutes Collateral.
(b) Without limiting the foregoing, each Loan Party will, and will cause each Subsidiary to,
execute and deliver, or cause to be executed and delivered, to the Administrative Agent such
documents, agreements and instruments, and will take or cause to be taken such further actions
(including the filing and recording of financing statements, and other documents and such other
actions or deliveries of the type required by Section 4.01, as applicable), which may be required
by law or which the Administrative Agent may, from time to time, reasonably request to carry out
the terms and conditions of this Agreement and the other Loan Documents and to ensure perfection
and priority of the Liens created or intended to be created by the Collateral Documents, all at the
expense of the Loan Parties.
(c) If at any time Availability shall fall below the Changeover Amount, then the Loan Parties
shall promptly take the actions prescribed by the Security Agreement to establish cash dominion in
favor of the Administrative Agent over the Loan Parties’ cash and Investment Property that
constitutes Collateral. The obligation of the Loan Parties to comply with the foregoing
requirement shall continue until Availability has exceeded the Changeover Amount for 90 consecutive
days. The
55
Administrative Agent shall thereafter promptly take all necessary actions to terminate such
cash dominion.
(d) Notwithstanding anything to the contrary herein or in the Security Agreement, (1)(a) the
Loan Parties shall use commercially reasonable efforts to obtain within 60 days after the Effective
Date each Collateral Access Agreement with respect to existing locations as contemplated by Section
4.8 of the Security Agreement and (b) until the expiration of such 60-day period, the absence of
such Collateral Access Agreement shall not be the basis for exclusion of Inventory located at
locations for which a Collateral Access Agreement would otherwise be required or for Reserves under
the Borrowing Base, and (2)(a) the Loan Parties shall use commercially reasonable efforts to obtain
within 60 days of the Effective Date each Control Agreement with respect to existing deposit
accounts contemplated by Section 4.9 of the Security Agreement and (b) upon the expiration of such
60-day period, the Administrative Agent may, in its Permitted Discretion, establish a Reserve and
require the applicable Loan Party(ies) to open and maintain new deposit accounts as contemplated by
Section 4.9 of the Security Agreement.
ARTICLE VI
Negative Covenants
Until the Commitments have expired or terminated and the principal of and interest on each
Loan and all fees, expenses and other amounts payable under any Loan Document have been paid in
full and all Letters of Credit have expired or terminated and all LC Disbursements shall have been
reimbursed, the Loan Parties covenant and agree, jointly and severally, with the Lenders that:
SECTION 6.01 Indebtedness. No Loan Party will, nor will it permit any Subsidiary to,
create, incur or suffer to exist any Indebtedness, except:
(a) the Secured Obligations;
(b) Indebtedness existing on the date hereof and set forth in Schedule
6.01 and extensions, renewals and replacements of any such Indebtedness in
accordance with clause (f) hereof;
(c) Indebtedness of any Borrower to any other Borrower, of any Borrower to any
Subsidiary and of any Subsidiary to any Borrower or any other Subsidiary, provided
that (i) Indebtedness of any Subsidiary that is not a Loan Party to any Borrower or any
Subsidiary that is a Loan Party shall be subject to Section 6.04 and (ii) Indebtedness of
any Borrower to any Subsidiary that is not a Borrower and Indebtedness of any Subsidiary
that is a Loan Party to any Subsidiary that is not a Loan Party shall be subordinated to the
Secured Obligations on terms reasonably satisfactory to the Administrative Agent;
(d) Guarantees by any Borrower of Indebtedness of any other Borrower or any Subsidiary
and by any Subsidiary of Indebtedness of any Borrower or any other Subsidiary,
provided that (i) the Indebtedness so Guaranteed is permitted by this Section 6.01,
(ii) Guarantees by any Borrower or any Subsidiary that is a Loan Party of Indebtedness of
any Subsidiary that is not a Loan Party (A) shall be subject to Section 6.04, and (B) shall
(1) if either immediately prior to or immediately after giving effect to such Guarantee the
Restricted Amount is greater than $20,000,000, be permitted only if after giving effect
thereto and to the incurrence of the guaranteed Indebtedness, the Leverage Ratio does not
exceed 5:1, or (2) if, either immediately prior to or immediately after giving effect to
such Guarantee the Restricted Amount is greater than $50,000,000, be permitted only if after
giving effect thereto and to the incurrence of the
56
guaranteed Indebtedness, the Leverage Ratio does not exceed 5:1 and Availability
exceeds $125,000,000, and (iii) Guarantees permitted under this clause (d) shall be
subordinated to the Secured Obligations of the applicable Subsidiary on the same terms as
the Indebtedness so Guaranteed is subordinated to the Secured Obligations;
(e) Indebtedness of any Borrower or any Subsidiary incurred to finance the acquisition,
construction or improvement of any fixed or capital assets (whether or not constituting
purchase money Indebtedness), including Capital Lease Obligations and any Indebtedness
assumed in connection with the acquisition of any such assets or secured by a Lien on any
such assets prior to the acquisition thereof, and extensions, renewals and replacements of
any such Indebtedness in accordance with clause (f) hereof; provided that (i) such
Indebtedness is incurred prior to or within 90 days after such acquisition or the completion
of such construction or improvement and (ii) the aggregate principal amount of Indebtedness
permitted by this clause (e) together with the aggregate principal amount of Indebtedness
permitted by clause 6.01(j) below shall not exceed $80,000,000 at any time outstanding;
(f) Indebtedness which represents an extension, refinancing, or renewal of any of the
Indebtedness described in clauses (b), (e), (i) and (j) hereof;
provided that, (i) the principal amount or interest rate of such Indebtedness is not
increased, (ii) any Liens securing such Indebtedness are not extended to any additional
property of any Loan Party, (iii) no Loan Party that is not originally obligated with
respect to repayment of such Indebtedness is required to become obligated with respect
thereto, (iv) such extension, refinancing or renewal does not result in a shortening of the
average weighted maturity of the Indebtedness so extended, refinanced or renewed, (v) the
terms of any such extension, refinancing, or renewal are not materially less favorable to
the obligor thereunder than the original terms of such Indebtedness and (iv) if the
Indebtedness that is refinanced, renewed, or extended was subordinated in right of payment
to the Secured Obligations, then the terms and conditions of the refinancing, renewal, or
extension Indebtedness must include subordination terms and conditions that are at least as
favorable to the Administrative Agent and the Lenders as those that were applicable to the
refinanced, renewed, or extended Indebtedness;
(g) Indebtedness owed to any person providing workers’ compensation, health, disability
or other employee benefits or property, casualty or liability insurance, pursuant to
reimbursement or indemnification obligations to such person, in each case incurred in the
ordinary course of business;
(h) Indebtedness of the Borrower or any Subsidiary in respect of performance bonds, bid
bonds, appeal bonds, surety bonds and similar obligations, in each case provided in the
ordinary course of business;
(i) Indebtedness under Swap Agreements permitted hereunder;
(j) Indebtedness of a Subsidiary existing at the time of acquisition thereof by the
Company or a Subsidiary not to exceed $80,000,000 at the time of such acquisition (or
Indebtedness assumed at the time of such an acquisition of an asset securing such
Indebtedness), provided that (i) such Indebtedness was not incurred in connection
with, or in contemplation of, such acquisition, (ii) any Lien securing such Indebtedness is
permitted under Section 6.02(e); and (iii) the aggregate principal amount of Indebtedness
permitted by this clause (j) together with the aggregate principal amount of Indebtedness
permitted by clause 6.01(e) above shall not exceed $80,000,000 at any time outstanding;
57
(k) Guarantees (i) of the Borrowers or any of their Subsidiaries as a guarantor
of the lessee under any lease pursuant to which a Borrower or a Subsidiary is the lessee so
long as such lease is otherwise permitted hereunder, (ii) of the Company constituting
Guarantees by the Company of trade payables owing by its Subsidiaries in the ordinary course
of business, (iii) of the Company and/or Thomasville consisting of Guarantees (with the
maximum amount guaranteed at any time pursuant to this clause (iii) not to exceed $7,500,000
in the aggregate) of actual or potential claims under Environmental Laws, and (iv) of any
Borrower or any Subsidiary as a guarantor of the obligations of a lessee under any lease
pursuant to which a third party is the lessee not to exceed $160,000,000 in the aggregate;
and
(l) other unsecured Indebtedness in an aggregate principal amount not exceeding
$50,000,000 at any time outstanding; provided, that, if, at the time of incurrence
of any such other unsecured Indebtedness under this clause (l), the Leverage Ratio does not
exceed 5:1 (giving effect to such incurrence), then such maximum amount shall be
$125,000,000.
SECTION 6.02 Liens. No Loan Party will, nor will it permit any Subsidiary to,
create, incur, assume or permit to exist any Lien on any property or asset now owned or hereafter
acquired by it, or assign or sell any income or revenues (including accounts receivable) or rights
in respect of any thereof, except:
(a) Liens created pursuant to any Loan Document;
(b) Permitted Encumbrances;
(c) any Lien on any property or asset of any Borrower or any Subsidiary existing on the
date hereof and set forth in Schedule 6.02; provided that (i) such
Lien shall not apply to any other property or asset of such Borrower or Subsidiary and (ii)
such Lien shall secure only those obligations which it secures on the date hereof and
extensions, renewals and replacements thereof that do not increase the outstanding principal
amount thereof;
(d) Liens on fixed or capital assets acquired, constructed or improved by the Borrower
or any Subsidiary; provided that (i) such security interests secure Indebtedness
permitted by clause (e) of Section 6.01, (ii) such security interests and the Indebtedness
secured thereby are incurred prior to or within 90 days after such acquisition or the
completion of such construction or improvement, (iii) the Indebtedness secured thereby does
not exceed 100% of the cost of acquiring, constructing or improving such fixed or capital
assets and (iv) such security interests shall not apply to any other property or assets of
such Borrower or Subsidiary or any other Borrower or Subsidiary;
(e) any Lien existing on any property or asset (other than Accounts and Inventory)
prior to the acquisition thereof by the Borrower or any Subsidiary or existing on any
property or asset (other than Accounts and Inventory) of any Person that becomes a Loan
Party after the date hereof prior to the time such Person becomes a Loan Party;
provided that (i) such Lien is not created in contemplation of or in connection with
such acquisition or such Person becoming a Loan Party, as the case may be, (ii) such Lien
shall not apply to any other property or assets of the Loan Party and (iii) such Lien shall
secure only those obligations which it secures on the date of such acquisition or the date
such Person becomes a Loan Party, as the case may be and extensions, renewals and
replacements thereof that do not increase the outstanding principal amount thereof;
58
(f) Liens of a collecting bank arising in the ordinary course of business under
Section 4-208 of the Uniform Commercial Code in effect in the relevant jurisdiction covering
only the items being collected upon;
(g) Liens arising out of sale and leaseback transactions permitted by Section 6.06;
(h) Liens granted by a Subsidiary that is not a Loan Party in favor of the Borrower or
another Loan Party in respect of Indebtedness owed by such Subsidiary;
(i) (i) licenses, leases or subleases granted to other Persons in the ordinary course
of business and not materially interfering with the conduct of the business of the Company
and its Subsidiaries taken as a whole, (ii) Liens arising from precautionary UCC financing
statements regarding operating leases and (iii) statutory and common law landlords’ liens
under leases to which any of the Company and/or its Subsidiaries is a party;
(j) any interest or title of a lessor, sublessor, licensee or licensor under any lease
or license agreement not prohibited by this Agreement; and
(k) Liens in favor of customs and revenue authorities arising as a matter of law to
secure the payment of customs duties in connection with the importation of goods.
Notwithstanding the foregoing, none of the Liens permitted pursuant to this Section 6.02 may at any
time attach to any Loan Party’s (1) Accounts, other than those permitted under clause (a) of the
definition of Permitted Encumbrances and clause (a) above, (2) Inventory, other than those
permitted under clause (a) or (b) of the definition of Permitted Encumbrances and clause (a) above,
or (3) Equity Interests in any Subsidiary.
SECTION 6.03 Fundamental Changes. (a) No Loan Party will, nor will it permit any
Subsidiary to, merge into or consolidate with any other Person, or permit any other Person to merge
into or consolidate with it, or liquidate or dissolve, except that, if at the time thereof and
immediately after giving effect thereto no Event of Default shall have occurred and be continuing
(i) any Person may merge into any Borrower in a transaction in which the surviving entity is any
Borrower, (ii) any Person may merge into any Subsidiary in a transaction in which the surviving
entity is a Subsidiary and, if any party to such merger is a Subsidiary that is a Loan Party, is or
becomes a Subsidiary that is Loan Party concurrently with such merger, and (iii) any Subsidiary
that is not a Loan Party may liquidate or dissolve if the Company determines in good faith that
such liquidation or dissolution is in the best interests of any Borrower and is not materially
disadvantageous to the Lenders; provided that any such merger involving a Person that is
not a wholly owned Subsidiary immediately prior to such merger shall not be permitted unless also
permitted by Section 6.04.
(b) No Loan Party will, nor will it permit any of its Subsidiaries to, engage in any business
other than businesses of the type conducted by the Borrowers and its Subsidiaries on the date of
execution of this Agreement and businesses reasonably related or complimentary thereto.
SECTION 6.04 Investments, Loans, Advances, Guarantees and Acquisitions. No Loan
Party will, nor will it permit any Subsidiary to, purchase, hold or acquire (including pursuant to
any merger with any Person that was not a Loan Party and a wholly owned Subsidiary prior to such
merger) any capital stock, evidences of indebtedness or other securities (including any option,
warrant or other right to acquire any of the foregoing) of, make or permit to exist any loans or
advances to, Guarantee any obligations of, or make or permit to exist any investment or any other
interest in, any other Person, or
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purchase or otherwise acquire (in one transaction or a series of transactions) any assets of
any other Person constituting a business unit (whether through purchase of assets, merger or
otherwise), except:
(a) Permitted Investments, subject to control agreements in favor of the Administrative
Agent for the benefit of the Lenders or otherwise subject to a perfected security interest
in favor of the Administrative Agent for the benefit of the Lenders;
(b) investments in existence on the date of this Agreement and described in
Schedule 6.04;
(c) investments by the Borrowers and the Subsidiaries in Equity Interests in their
respective Subsidiaries, provided that (i) at no time shall the Restricted Amount exceed
$150,000,000 and (ii) any investments made by Loan Parties in Subsidiaries which are not
Loan Parties pursuant to this clause (c) shall be made only using the proceeds of
Indebtedness incurred pursuant to Section 6.01(l) with the exception of (w) any investment
immediately prior to and immediately after giving effect to which the Restricted Amount is
$20,000,000 or less, (x) any investment immediately prior to and immediately after giving
effect to which the Restricted Amount is greater than $20,000,000 but less than or equal to
$50,000,000 if Availability exceeds $125,000,000 at the time of such investment, (y) any
investment financed by unsecured Indebtedness, immediately prior to and immediately after
giving effect to which the Leverage Ratio does not exceed 5:1, and (z) investments in an
aggregate amount equal to the aggregate amount of proceeds received as of the time of such
investment from asset dispositions permitted by Section 6.05(g);
(d) loans or advances made by any Borrower to any Subsidiary or made by any Subsidiary
to any other Borrower or any other Subsidiary, provided that (i) any such loans and advances
made by a Loan Party shall be evidenced by a promissory note pledged pursuant to the
Security Agreement, (ii) at no time shall the Restricted Amount exceed $150,000,000 and
(iii) any such loans and advances made pursuant to this clause (d) by Loan Parties to
Subsidiaries which are not Loan Parties (other than any loan or advance immediately prior to
and immediately after giving effect to which the Restricted Amount is $20,000,000 or less
(or if, giving effect to such loan or advance, Availability exceeds $125,000,000,
$50,000,000 or less)) shall be made only using the proceeds of Indebtedness incurred
pursuant to Section 6.01(l);
(e) Guarantees constituting Indebtedness permitted by Section 6.01, provided that at no
time shall the Restricted Amount exceed $150,000,000;
(f) loans or advances made by a Loan Party to its directors, officers and other
employees on an arms-length basis in the ordinary course of business consistent with past
practices for travel and entertainment expenses, relocation costs and similar purposes up to
a maximum of $1,000,000 in the aggregate at any one time outstanding;
(g) subject to Sections 4.2(a) and 4.4 of the Security Agreement, notes payable, or
stock or other securities issued by Account Debtors to a Loan Party pursuant to plans of
reorganization in bankruptcy cases or negotiated agreements with respect to settlement of
such Account Debtor’s Accounts in the ordinary course of business, consistent with past
practices;
(h) investments in the form of Swap Agreements permitted by Section 6.07;
(i) investments of any Person existing at the time such Person becomes a Subsidiary of
a Borrower or consolidates or merges with a Borrower or any of the Subsidiaries (including
in
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connection with a permitted acquisition) so long as such investments were not made in
contemplation of such Person becoming a Subsidiary or of such merger;
(j) investments received in connection with the dispositions of assets permitted by
Section 6.05;
(k) investments constituting deposits described in clauses (c) and (d) of the
definition of the term “Permitted Encumbrances”; and
(l) subject to the provisions of this Section 6.04(l) and the requirements contained in
the definition of Permitted Acquisition, the Company and its wholly-owned Subsidiaries may
from time to time make investments in the form of Permitted Acquisitions so long as: (i) no
Default shall have occurred and be continuing at the time of the consummation of the
proposed investment or immediately after giving effect thereto; (ii) the aggregate amount of
consideration (both cash and non-cash) for any investment made pursuant to this Section
6.04(l), when added to the aggregate amount of such consideration for all other investments
made pursuant to this Section 6.04(l) in the same calendar year as the calendar year in
which such investment occurs does not exceed $50,000,000 (or $150,000,000 if the Fixed
Charge Coverage Ratio, determined as of the end of the most recently ended fiscal quarter
giving pro forma effect to the proposed investment as if made at the start of the preceding
four fiscal quarter period, is greater than 1.2 to 1.0), (iii) if the proposed investment is
for aggregate consideration of $50,000,000 or more, the Company shall have given to the
Administrative Agent written notice of such proposed investment at least ten (10) Business
Days prior to consummation of such investment (or such shorter period of time as may be
reasonably acceptable to the Administrative Agent), which notice shall be executed by a
Financial Officer and (A) shall describe in reasonable detail the principal terms and
conditions of such investment and (B) include computations in reasonable detail reflecting
that after giving effect to such proposed investment and any Indebtedness to be incurred in
connection therewith, the Company is in compliance with Section 6.12, if applicable; (iv) at
the time of any such investment involving the creation or acquisition of a Subsidiary, or
the acquisition of capital stock or other Equity Interest of any Person, the Borrower and
its Subsidiaries shall have complied with Section 5.13; and (v) there shall exist at least
$75,000,000 of Availability both immediately before and immediately after consummation of
such Permitted Acquisition.
SECTION 6.05 Asset Sales. No Loan Party will, nor will it permit any Subsidiary to,
sell, transfer, lease or otherwise dispose of any asset, including any Equity Interest owned by it,
nor will any Borrower permit any Subsidiary to issue any additional Equity Interest in such
Subsidiary (other than to any Borrower or another Subsidiary in compliance with Section 6.04),
except:
(a) (i) sales, transfers and dispositions of inventory in the ordinary course of
business and (ii) sales, transfers, leases and other dispositions of used, obsolete, worn
out or surplus equipment or property in the ordinary course of business;
(b) sales, transfers, leases and other dispositions to any Borrower or any Subsidiary,
provided that any such sales, transfers, leases or other dispositions involving a
Subsidiary that is not a Loan Party shall be made in compliance with Section 6.09;
(c) sales, transfers and dispositions of accounts receivable in connection with the
compromise, settlement or collection thereof;
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(d) sales, transfers and dispositions of investments permitted by clauses (i) and (k)
of Section 6.04;
(e) sale and leaseback transactions permitted by Section 6.06;
(f) dispositions resulting from any casualty or other insured damage to, or any taking
under power of eminent domain or by condemnation or similar proceeding of, any property or
asset of any Borrower or any Subsidiary; and
(g) so long as no Event of Default shall have occurred and is continuing, sales,
transfers and other dispositions of assets (other than Equity Interests in a Subsidiary
unless all Equity Interests in such Subsidiary are sold) that are not permitted by any other
paragraph of this Section, provided that (i) the aggregate fair market value of all
assets sold, transferred or otherwise disposed of in reliance upon this paragraph (g) shall
not exceed $125,000,000 during any fiscal year of the Company or $350,000,000 over the term
of this Agreement and (ii) no sale, transfer or other disposition of a Specified Asset shall
be permitted by this clause (g) without the consent of the Required Lenders;
provided that all sales, transfers, leases and other dispositions permitted hereby (other
than those permitted by paragraphs (b), (c) and (f) above) shall be made for fair value and for at
least 75% cash consideration.
SECTION 6.06 Sale and Leaseback Transactions. No Loan Party will, nor will it permit
any Subsidiary to, enter into any arrangement, directly or indirectly, whereby it shall sell or
transfer any property, real or personal, used or useful in its business, whether now owned or
hereafter acquired, and thereafter rent or lease such property or other property that it intends to
use for substantially the same purpose or purposes as the property sold or transferred, except for
any such sale of any fixed or capital assets by any Borrower or any Subsidiary that is made for
cash consideration in an amount not less than the fair value of such fixed or capital asset and is
consummated within 180 days after any Borrower or such Subsidiary acquires or completes the
construction of such fixed or capital asset.
SECTION 6.07 Swap Agreements. No Loan Party will, nor will it permit any Subsidiary
to, enter into any Swap Agreement, except (a) Swap Agreements entered into to hedge or mitigate
risks to which any Borrower or any Subsidiary has actual exposure (other than those in respect of
Equity Interests of any Borrower or any of its Subsidiaries), and (b) Swap Agreements entered into
in order to effectively cap, collar or exchange interest rates (from fixed to floating rates, from
one floating rate to another floating rate or otherwise) with respect to any interest-bearing
liability or investment of the Borrower or any Subsidiary.
SECTION 6.08 Restricted Payments; Certain Payments of Indebtedness. (a) No Loan
Party will, nor will it permit any Subsidiary to, declare or make, or agree to pay or make,
directly or indirectly, any Restricted Payment, or incur any obligation (contingent or otherwise)
to do so, except
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(i) |
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each Borrower may declare and pay dividends with respect to its common
stock payable solely in additional shares of its common stock, and, with respect to its
preferred stock, payable solely in additional shares of such preferred stock or in
shares of its common stock, |
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(ii) |
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Subsidiaries may declare and pay dividends ratably with respect to their
Equity Interests, |
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(iii) |
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so long as there exists no Event of Default, |
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(A) if, after giving effect to such Restricted Payment and any Revolving Loan
incurred to fund such Restricted Payment, Availability is greater than $50,000,000
but less than or equal to $75,000,000 and the Fixed Charge Coverage Ratio (computed
giving effect to such Restricted Payment on a pro forma basis as of the most recent
fiscal quarter end or month end, as applicable, for which financial statements have
been delivered pursuant to Section 5.01) is at least 1.1:1.0, the Company may
declare and pay cash dividends which, when aggregated with all cash dividends
previously paid in the same fiscal year pursuant to this subsection (iii), do not
exceed $.64 per common share per fiscal year (adjusted for any stock splits after
the Effective Date); |
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(B) if, after giving effect to such Restricted Payment and any Revolving Loan
incurred to fund such Restricted Payment, Availability is greater than $75,000,000
but less than or equal to $125,000,000, the Company may declare and pay cash
dividends which, when aggregated with all cash dividends previously paid in the same
fiscal year pursuant to this subsection (iii), do not exceed $.70 per common share
per fiscal year (adjusted for any stock splits after the Effective Date), and may
make repurchases of a number of its common shares not in excess of the number of
common shares issued by the Company through the exercise of employee stock options
during such fiscal year; |
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(C) if, after giving effect to such Restricted Payment and any Revolving Loan
incurred to fund such Restricted Payment, Availability is greater than $125,000,000,
the Company may declare and pay cash dividends and make repurchases of its common
shares, which, when aggregated with all cash dividends and share repurchases
previously made in the same fiscal year pursuant to this subsection (iii) do not
exceed $75,000,000. |
This Section 6.08 shall not prohibit the payment of a Restricted Payment if such Restricted Payment
was, at the time of declaration of such Restricted Payment, permitted by this Section 6.08.
In addition to such other Reserves as the Administrative Agent may establish against the Borrowing
Base, if Availability is at any time less than the Changeover Amount, the Administrative Agent may,
in its Permitted Discretion, establish Reserves in the amount of any Restricted Payment declared
but not yet paid pursuant to this Section 6.08. Any such Reserve shall remain in effect until
Availability exceeds $75,000,000 or such earlier date as the Administrative Agent shall determine.
(b) No Loan Party will, nor will it permit any Subsidiary to, make or agree to pay or make,
directly or indirectly, any payment or other distribution (whether in cash, securities or other
property) of or in respect of principal of or interest on any Subordinated Indebtedness to the
extent such payments are prohibited by the subordination provisions thereof, and provided that no
such payment or distribution shall be permitted if at such time Availability is not greater than
$75,000,000.
SECTION 6.09 Transactions with Affiliates. No Loan Party will, nor will it permit
any Subsidiary to, sell, lease or otherwise transfer any property or assets to, or purchase, lease
or otherwise acquire any property or assets from, or otherwise engage in any other transactions
with, any of its Affiliates, except (a) transactions that (i) are in the ordinary course of
business and (ii) are at prices and on terms and conditions not less favorable to a Borrower or
such Subsidiary than could be obtained on an arm’s-length basis from unrelated third parties,
(b) transactions between or among any Borrowers and any Subsidiary that is a Loan Party not
involving any other Affiliate, (c) any investment permitted by Sections 6.04(c) or 6.04(d), (d) any
Indebtedness permitted under Section 6.01(c), (e) any Restricted Payment permitted by Section 6.08,
(f) loans or advances to directors, officers or other employees
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permitted under Section 6.04, (g) the payment of reasonable fees to directors of any Borrower
or any Subsidiary who are not employees of the Borrower or any Subsidiary, and compensation and
employee benefit arrangements paid to, and indemnities provided for the benefit of, directors,
officers or employees of the Company or its Subsidiaries in the ordinary course of business, (h)
any transactions permitted by Section 6.03 and (i) any issuances of securities or other payments,
awards or grants in cash, securities or otherwise pursuant to, or the funding of, employment
agreements, stock options and stock ownership plans approved by the Borrower’s board of directors.
SECTION 6.10 Restrictive Agreements. No Loan Party will, nor will it permit any
Subsidiary to, directly or indirectly, enter into, incur or permit to exist any agreement or other
arrangement that prohibits, restricts or imposes any condition upon (a) the ability of such Loan
Party or any of its Subsidiaries to create, incur or permit to exist any Lien upon any of its
property or assets, or (b) the ability of any Subsidiary to pay dividends or other distributions
with respect to any shares of its capital stock or to make or repay loans or advances to any
Borrower or any other Subsidiary or to Guarantee Indebtedness of any Borrower or any other
Subsidiary; provided that (i) the foregoing shall not apply to restrictions and conditions
imposed by law or by any Loan Document, (ii) the foregoing shall not apply to restrictions and
conditions existing on the date hereof identified on Schedule 6.10 (but shall apply
to any extension or renewal of, or any amendment or modification expanding the scope of, any such
restriction or condition), (iii) the foregoing shall not apply to customary restrictions and
conditions contained in agreements relating to the sale of a Subsidiary pending such sale, provided
such restrictions and conditions apply only to the Subsidiary that is to be sold and such sale is
permitted hereunder, (iv) clause (a) of the foregoing shall not apply to restrictions or conditions
imposed by any agreement relating to secured Indebtedness permitted by this Agreement if such
restrictions or conditions apply only to the property or assets securing such Indebtedness and (v)
clause (a) of the foregoing shall not apply to customary provisions in leases restricting the
assignment thereof.
SECTION 6.11 Amendment of Material Documents. No Loan Party will, nor will it permit
any Subsidiary to, amend, modify or waive any of its rights under (a) agreement relating to any
Subordinated Indebtedness or (b) its certificate of incorporation, by-laws, operating, management
or partnership agreement or other organizational documents, to the extent any such amendment,
modification or waiver would be adverse to the Lenders.
SECTION 6.12 Financial Covenant. The Borrowers will not permit the Fixed Charge
Coverage Ratio, determined for any period of four consecutive fiscal quarters (or, as applicable,
twelve consecutive months) ending on the last day of any such period, to be less than 1.10 to 1.00;
provided, however, that the foregoing covenant shall be applicable only during the Covenant Period.
“Covenant Period” means, relative to each day on which Availability is less than the
Trigger Amount (as defined below), the period commencing on and including the last day of the most
recent four fiscal quarter (or, as applicable, twelve month) period for which financial statements
have been delivered pursuant to Section 5.01 (a), (b) or (c) and ending on the first day thereafter
on which Availability has exceeded the Trigger Amount for 90 consecutive days. Determinations
under this covenant shall be made on a trailing four fiscal quarter basis unless the Borrowers are
at the applicable time subject to reporting under Section 5.01(c), in which case such
determinations shall be made on a trailing twelve month basis. “Trigger Amount” means an
amount equal to the greater of (a) $62,500,000 and (b) 12.5% of the total Commitments.
SECTION 6.13 Change in Fiscal Year. The Company shall not change its fiscal year to
end on any date other than December 31 of each year.
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ARTICLE VII
Events of Default
If any of the following events (“Events of Default”) shall occur:
(a) any Borrower shall fail to pay any principal of any Loan or any reimbursement
obligation in respect of any LC Disbursement when and as the same shall become due and
payable, whether at the due date thereof or at a date fixed for prepayment thereof or
otherwise;
(b) any Borrower shall fail to pay any interest on any Loan or any fee or any other
amount (other than an amount referred to in clause (a) of this Article) payable under this
Agreement, when and as the same shall become due and payable, and such failure shall
continue unremedied for a period of three Business Days;
(c) any representation or warranty made or deemed made by or on behalf of any Loan
Party or any Subsidiary in this Agreement or any Loan Document or any amendment or
modification thereof or waiver thereunder, or in any report, certificate, financial
statement or other document furnished pursuant to this Agreement or any Loan Document or any
amendment or modification thereof or waiver thereunder, shall prove to have been materially
incorrect when made or deemed made;
(d) any Loan Party shall fail to observe or perform any covenant, condition or
agreement contained in Section 5.02(a), 5.03 (with respect to a Loan Party’s existence) or
5.08 or in Article VI;
(e) any Loan Party shall fail to observe or perform any covenant, condition or
agreement contained in this Agreement (other than those which constitute a default under
another Section of this Article), and such failure shall continue unremedied for a period of
(i) 5 days after the earlier of knowledge of such breach or notice thereof from the
Administrative Agent (which notice will be given at the request of any Lender) if such
breach relates to terms or provisions of Section 5.01, 5.02 (other than Section 5.02(a)),
5.03 through 5.07, 5.09, 5.10, 5.12 or 5.13(c) of this Agreement or (ii) 30 days after the
earlier of knowledge of such breach or notice thereof from the Administrative Agent (which
notice will be given at the request of any Lender) if such breach relates to terms or
provisions of any other Section of this Agreement;
(f) any Loan Party or any Subsidiary shall fail (beyond any applicable grace or cure
period) to make any payment (whether of principal or interest and regardless of amount) in
respect of any Material Indebtedness, when and as the same shall become due and payable;
(g) any event or condition occurs that results in any Material Indebtedness becoming
due prior to its scheduled maturity or that enables or permits (with or without the giving
of notice, the lapse of time or both) the holder or holders of any Material Indebtedness or
any trustee or agent on its or their behalf to cause any Material Indebtedness to become
due, or to require the prepayment, repurchase, redemption or defeasance thereof, prior to
its scheduled maturity; provided that this clause (g) shall not apply to secured
Indebtedness that becomes due as a result of the voluntary sale or transfer of the property
or assets securing such Indebtedness;
(h) an involuntary proceeding shall be commenced or an involuntary petition shall be
filed seeking (i) liquidation, reorganization or other relief in respect of a Loan Party or
any Subsidiary of any Loan Party or its debts, or of a substantial part of its assets, under
any Federal,
65
state or foreign bankruptcy, insolvency, receivership or similar law now or hereafter
in effect or (ii) the appointment of a receiver, trustee, custodian, sequestrator,
conservator or similar official for any Loan Party or any Subsidiary of any Loan Party or
for a substantial part of its assets, and, in any such case, such proceeding or petition
shall continue undismissed for 60 days or an order or decree approving or ordering any of
the foregoing shall be entered;
(i) any Loan Party or any Subsidiary of any Loan Party shall (i) voluntarily commence
any proceeding or file any petition seeking liquidation, reorganization or other relief
under any Federal, state or foreign bankruptcy, insolvency, receivership or similar law now
or hereafter in effect, (ii) consent to the institution of, or fail to contest in a timely
and appropriate manner, any proceeding or petition described in clause (h) of this Article,
(iii) apply for or consent to the appointment of a receiver, trustee, custodian,
sequestrator, conservator or similar official for such Loan Party or Subsidiary of any Loan
Party or for a substantial part of its assets, (iv) file an answer admitting the material
allegations of a petition filed against it in any such proceeding, (v) make a general
assignment for the benefit of creditors or (vi) take any action for the purpose of effecting
any of the foregoing;
(j) any Loan Party or any Subsidiary of any Loan Party shall become unable, admit in
writing its inability or fail generally to pay its debts as they become due;
(k) one or more judgments for the payment of money in an aggregate amount in excess of
$40,000,000 shall be rendered against any Loan Party, any Subsidiary of any Loan Party or
any combination thereof and the same shall remain undischarged for a period of
60 consecutive days during which execution shall not be effectively stayed, or any action
shall be legally taken by a judgment creditor to attach or levy upon any assets of any Loan
Party or any Subsidiary of any Loan Party to enforce any such judgment or any Loan Party or
any Subsidiary of any Loan Party shall fail within 60 days to discharge one or more
non-monetary judgments or orders which, individually or in the aggregate, could reasonably
be expected to have a Material Adverse Effect, which judgments or orders, in any such case,
are not stayed on appeal or otherwise being appropriately contested in good faith by proper
proceedings diligently pursued;
(l) an ERISA Event shall have occurred that, in the opinion of the Required Lenders,
when taken together with all other ERISA Events that have occurred, could reasonably be
expected to result in a Material Adverse Effect;
(m) a Change in Control shall occur;
(n) the occurrence of any “default”, as defined in any Loan Document (other than this
Agreement) or the breach of any of the terms or provisions of any Loan Document (other than
this Agreement), which default or breach continues beyond any period of cure or grace
therein provided;
(o) the Loan Guaranty shall fail to remain in full force or effect or any Loan Party
shall take any action to discontinue or to assert the invalidity or unenforceability of the
Loan Guaranty, or any Loan Guarantor shall fail to comply with any of the terms or
provisions of the Loan Guaranty to which it is a party, or any Loan Guarantor shall deny
that it has any further liability under the Loan Guaranty to which it is a party, or shall
give notice to such effect;
(p) any Collateral Document shall for any reason fail to create a valid and perfected
first priority security interest in any Collateral purported to be covered thereby, except
as permitted by the terms of this Agreement or any Collateral Document, or any Collateral
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Document shall fail to remain in full force or effect or any Loan Party shall take any
action to discontinue or to assert the invalidity or unenforceability of any Collateral
Document, or any Loan Party shall fail to comply with any of the terms or provisions of any
Collateral Document; or
(q) any material provision of any Loan Document for any reason ceases to be valid,
binding and enforceable in accordance with its terms (or any Loan Party shall challenge the
enforceability of any Loan Document or shall assert in writing, or engage in any action or
inaction based on any such assertion, that any provision of any of the Loan Documents has
ceased to be or otherwise is not valid, binding and enforceable in accordance with its
terms);
then, and in every such event (other than an event with respect to any Borrower described in clause
(h) or (i) of this Article), and at any time thereafter during the continuance of such event, the
Administrative Agent may, and at the request of the Required Lenders shall, by notice to the
Borrower Representative, take either or both of the following actions, at the same or different
times: (i) terminate the Commitments, and thereupon the Commitments shall terminate immediately,
and (ii) declare the Loans then outstanding to be due and payable in whole (or in part, in which
case any principal not so declared to be due and payable may thereafter be declared to be due and
payable), and thereupon the principal of the Loans so declared to be due and payable, together with
accrued interest thereon and all fees and other obligations of the Borrowers accrued hereunder,
shall become due and payable immediately, without presentment, demand, protest or other notice of
any kind, all of which are hereby waived by the Borrowers; and in case of any event with respect to
the Borrowers described in clause (h) or (i) of this Article, the Commitments shall automatically
terminate and the principal of the Loans then outstanding, together with accrued interest thereon
and all fees and other obligations of the Borrowers accrued hereunder, shall automatically become
due and payable, without presentment, demand, protest or other notice of any kind, all of which are
hereby waived by the Borrowers. Upon the occurrence and the continuance of an Event of Default,
the Administrative Agent may, and at the request of the Required Lenders shall, exercise any rights
and remedies provided to the Administrative Agent under the Loan Documents or at law or equity,
including all remedies provided under the UCC.
ARTICLE VIII
The Administrative Agent
Each of the Lenders and the Issuing Bank hereby irrevocably appoints the Administrative Agent
as its agent and authorizes the Administrative Agent to take such actions on its behalf, including
execution of the other Loan Documents, and to exercise such powers as are delegated to the
Administrative Agent by the terms of the Loan Documents, together with such actions and powers as
are reasonably incidental thereto.
The bank serving as the Administrative Agent hereunder shall have the same rights and powers
in its capacity as a Lender as any other Lender and may exercise the same as though it were not the
Administrative Agent, and such bank and its Affiliates may accept deposits from, lend money to and
generally engage in any kind of business with the Loan Parties or any Subsidiary of a Loan Party or
other Affiliate thereof as if it were not the Administrative Agent hereunder.
The Administrative Agent shall not have any duties or obligations except those expressly set
forth in the Loan Documents. Without limiting the generality of the foregoing, (a) the
Administrative Agent shall not be subject to any fiduciary or other implied duties, regardless of
whether a Default has occurred and is continuing, (b) the Administrative Agent shall not have any
duty to take any discretionary action or exercise any discretionary powers, except discretionary
rights and powers expressly
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contemplated by the Loan Documents that the Administrative Agent is required to exercise in
writing as directed by the Required Lenders (or such other number or percentage of the Lenders as
shall be necessary under the circumstances as provided in Section 9.02), and (c) except as
expressly set forth in the Loan Documents, the Administrative Agent shall not have any duty to
disclose, and shall not be liable for the failure to disclose, any information relating to any Loan
Party or any of its Subsidiaries that is communicated to or obtained by the bank serving as
Administrative Agent or any of its Affiliates in any capacity. The Administrative Agent shall not
be liable for any action taken or not taken by it with the consent or at the request of the
Required Lenders (or such other number or percentage of the Lenders as shall be necessary under the
circumstances as provided in Section 9.02) or in the absence of its own gross negligence or willful
misconduct. The Administrative Agent shall be deemed not to have knowledge of any Default unless
and until written notice thereof is given to the Administrative Agent by the Borrower or a Lender,
and the Administrative Agent shall not be responsible for or have any duty to ascertain or inquire
into (i) any statement, warranty or representation made in or in connection with any Loan Document,
(ii) the contents of any certificate, report or other document delivered hereunder or in connection
with any Loan Document, (iii) the performance or observance of any of the covenants, agreements or
other terms or conditions set forth in any Loan Document, (iv) the validity, enforceability,
effectiveness or genuineness of any Loan Document or any other agreement, instrument or document,
(v) the creation, perfection or priority of Liens on the Collateral or the existence of the
Collateral, or (vi) the satisfaction of any condition set forth in Article IV or elsewhere in any
Loan Document, other than to confirm receipt of items expressly required to be delivered to the
Administrative Agent.
The Administrative Agent shall be entitled to rely upon, and shall not incur any liability for
relying upon, any notice, request, certificate, consent, statement, instrument, document or other
writing believed by it to be genuine and to have been signed or sent by the proper Person. The
Administrative Agent also may rely upon any statement made to it orally or by telephone and
believed by it to be made by the proper Person, and shall not incur any liability for relying
thereon. The Administrative Agent may consult with legal counsel (who may be counsel for the
Borrowers), independent accountants and other experts selected by it, and shall not be liable for
any action taken or not taken by it in accordance with the advice of any such counsel, accountants
or experts.
The Administrative Agent may perform any and all its duties and exercise its rights and powers
by or through any one or more sub-agents appointed by the Administrative Agent. The Administrative
Agent and any such sub-agent may perform any and all its duties and exercise its rights and powers
through their respective Related Parties. The exculpatory provisions of the preceding paragraphs
shall apply to any such sub-agent and to the Related Parties of the Administrative Agent and any
such sub-agent, and shall apply to their respective activities in connection with the syndication
of the credit facilities provided for herein as well as activities as Administrative Agent.
Subject to the appointment and acceptance of a successor Administrative Agent as provided in
this paragraph, the Administrative Agent may resign at any time by notifying the Lenders, the
Issuing Bank and the Borrower Representative. Upon any such resignation, the Required Lenders
shall have the right to appoint a successor Administrative Agent hereunder which shall be a
commercial bank reasonably acceptable to the Borrowers (which consent shall not be unreasonably
withheld or delayed and shall not be required at any time when a Default exists). If no successor
shall have been so appointed by the Required Lenders and shall have accepted such appointment
within 30 days after the retiring Administrative Agent gives notice of its resignation, then the
retiring Administrative Agent, with the consent of the Borrowers (which consent shall not be
unreasonably withheld or delayed and shall not be required at any time when a Default exists) may,
on behalf of the Lenders and the Issuing Bank, appoint a successor Administrative Agent which shall
be a commercial bank or an Affiliate of any such commercial bank. Upon the acceptance of its
appointment as Administrative Agent hereunder by a successor, such successor shall succeed to and
become vested with all the rights, powers, privileges and duties of the
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retiring Administrative Agent, and the retiring Administrative Agent shall be discharged from
its duties and obligations hereunder. The fees payable by the Borrowers to a successor
Administrative Agent shall be the same as those payable to its predecessor unless otherwise agreed
between the Borrowers and such successor. After the Administrative Agent’s resignation hereunder,
the provisions of this Article and Section 9.03 shall continue in effect for the benefit of such
retiring Administrative Agent, its sub-agents and their respective Related Parties in respect of
any actions taken or omitted to be taken by any of them while it was acting as Administrative
Agent.
Each Lender acknowledges that it has, independently and without reliance upon the
Administrative Agent or any other Lender and based on such documents and information as it has
deemed appropriate, made its own credit analysis and decision to enter into this Agreement. Each
Lender also acknowledges that it will, independently and without reliance upon the Administrative
Agent or any other Lender and based on such documents and information as it shall from time to time
deem appropriate, continue to make its own decisions in taking or not taking action under or based
upon this Agreement, any other Loan Document or related agreement or any document furnished
hereunder or thereunder.
Each Lender hereby agrees that (a) it has requested a copy of each Report prepared by or on
behalf of the Administrative Agent; (b) the Administrative Agent (i) makes no representation or
warranty, express or implied, as to the completeness or accuracy of any Report or any of the
information contained therein or any inaccuracy or omission contained in or relating to a Report
and (ii) shall not be liable for any information contained in any Report; (c) the Reports are not
comprehensive audits or examinations, and that any Person performing any field examination will
inspect only specific information regarding the Loan Parties and will rely significantly upon the
Loan Parties’ books and records, as well as on representations of the Loan Parties’ personnel and
that the Administrative Agent undertakes no obligation to update, correct or supplement the
Reports; (d) it will keep all Reports confidential and strictly for its internal use, not share the
Report with any Person except as otherwise permitted pursuant to this Agreement; and (e) without
limiting the generality of any other indemnification provision contained in this Agreement, it will
pay and protect, and indemnify, defend, and hold the Administrative Agent and any such other Person
preparing a Report harmless from and against, the claims, actions, proceedings, damages, costs,
expenses, and other amounts (including reasonable attorney fees) incurred by or as the direct or
indirect result of any third parties who might obtain all or part of any Report through the
indemnifying Lender.
The Syndication Agent and Co-Documentation Agents shall not have any right, power, obligation,
liability, responsibility or duty under this Agreement other than those applicable to all Lenders
as such.
ARTICLE IX
Miscellaneous
SECTION 9.01 Notices. (a) Except in the case of notices and other communications
expressly permitted to be given by telephone (and subject to paragraph (b) below), all notices and
other communications provided for herein shall be in writing and shall be delivered by hand or
overnight courier service, mailed by certified or registered mail or sent by facsimile, as follows:
|
(i) |
|
if to any Loan Party, to the Company at: |
|
|
|
|
Furniture Brands International, Inc.
100 Xxxxx Xxxxxx Xxxx
Xx. Xxxxx, XX 00000 |
69
|
|
|
Attention: Xxxxxxx X. Xxxx, Vice President and Treasurer
Facsimile No: 000-000-0000 |
|
(ii) |
|
if to the Administrative Agent, the Issuing Bank or the
Swingline Lender, to Chase Bank at: |
|
|
|
JPMorgan Chase Bank, N.A.
120 Xxxxx XxXxxxx Xxxxxx
Xxxxxxx, XX 00000
Xttention: Xxxxx X. Xxxxxxx
Facsimile No: 000-000-0000 |
|
(iii) |
|
if to any other Lender, to it at its address or facsimile
number set forth in its Administrative Questionnaire. |
All such notices and other communications (i) sent by hand or overnight courier service, or mailed
by certified or registered mail, shall be deemed to have been given when received or (ii) sent by
facsimile shall be deemed to have been given when sent, provided that if not given during
normal business hours for the recipient on a Business Day, shall be deemed to have been given at
the opening of business on the next Business Day for the recipient.
(b) Notices and other communications to the Lenders hereunder may be delivered or furnished by
electronic communications (including e-mail and internet or intranet websites) pursuant to
procedures approved by the Administrative Agent; provided that the foregoing shall not
apply to notices pursuant to Article II unless otherwise agreed by the Administrative Agent and the
applicable Lender. The Administrative Agent or the Borrower Representative (on behalf of the Loan
Parties) may, in its discretion, agree to accept notices and other communications to it hereunder
by electronic communications pursuant to procedures approved by it; provided that approval
of such procedures may be limited to particular notices or communications. All such notices and
other communications (i) sent to an e-mail address shall be deemed received upon the sender’s
receipt of an acknowledgement from the intended recipient (such as by the “return receipt
requested” function, as available, return e-mail or other written acknowledgement),
provided that if not given during the normal business hours of the recipient, such notice
or communication shall be deemed to have been given at the opening of business on the next Business
Day for the recipient, and (ii) posted to an Internet or intranet website shall be deemed received
upon the deemed receipt by the intended recipient at its e-mail address as described in the
foregoing clause (b)(i) of notification that such notice or communication is available and
identifying the website address therefor.
(c) Any party hereto may change its address or facsimile number for notices and other
communications hereunder by notice to the other parties hereto.
SECTION 9.02 Waivers; Amendments. (a) No failure or delay by the Administrative
Agent, the Issuing Bank or any Lender in exercising any right or power hereunder or under any other
Loan Document shall operate as a waiver thereof, nor shall any single or partial exercise of any
such right or power, or any abandonment or discontinuance of steps to enforce such a right or
power, preclude any other or further exercise thereof or the exercise of any other right or power.
The rights and remedies of the Administrative Agent, the Issuing Bank and the Lenders hereunder and
under any other Loan Document are cumulative and are not exclusive of any rights or remedies that
they would otherwise have. No waiver of any provision of any Loan Document or consent to any
departure by any Loan Party therefrom shall in any event be effective unless the same shall be
permitted by paragraph (b) of this Section, and then such waiver or consent shall be effective only
in the specific instance and for the
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purpose for which given. Without limiting the generality of the foregoing, the making of a
Loan or issuance of a Letter of Credit shall not be construed as a waiver of any Default,
regardless of whether the Administrative Agent, any Lender or the Issuing Bank may have had notice
or knowledge of such Default at the time.
(b) Neither this Agreement nor any other Loan Document nor any provision hereof or thereof may
be waived, amended or modified except (i) in the case of this Agreement, pursuant to an agreement
or agreements in writing entered into by the Borrowers and the Required Lenders or, (ii) in the
case of any other Loan Document, pursuant to an agreement or agreements in writing entered into by
the Administrative Agent and the Loan Party or Loan Parties that are parties thereto, with the
consent of the Required Lenders; provided that no such agreement shall (i) increase the
Commitment of any Lender without the written consent of such Lender, (ii) reduce or forgive the
principal amount of any Loan or LC Disbursement or reduce the rate of interest thereon, or reduce
or forgive any interest or fees payable hereunder, without the written consent of each Lender
directly affected thereby, (iii) postpone any scheduled date of payment of the principal amount of
any Loan or LC Disbursement, or any date for the payment of any interest, fees or other Obligations
payable hereunder, or reduce the amount of, waive or excuse any such payment, or postpone the
scheduled date of expiration of any Commitment, without the written consent of each Lender directly
affected thereby, (iv) change Section 2.18(b) or (d) in a manner that would alter the manner in
which payments are shared, without the written consent of each Lender, (v) increase the advance
rates set forth in the definition of Borrowing Base or add new categories of eligible assets,
without the written consent of the Supermajority Lenders, (vi) change any of the provisions of this
Section or the definitions of “Required Lenders” or “Supermajority Lenders” or any other provision
of any Loan Document specifying the number or percentage of Lenders (or Lenders of any Class)
required to waive, amend or modify any rights thereunder or make any determination or grant any
consent thereunder, without the written consent of each Lender, (vii) release any Loan Guarantor
from its obligation under its Loan Guaranty (except as otherwise permitted herein or in the other
Loan Documents), without the written consent of each Lender, or (viii) except as provided in any
Collateral Document, release all or substantially all of the Collateral, without the written
consent of each Lender; provided further that no such agreement shall amend, modify
or otherwise affect the rights or duties of the Administrative Agent, the Issuing Bank or the
Swingline Lender hereunder without the prior written consent of the Administrative Agent, the
Issuing Bank or the Swingline Lender, as the case may be. The Administrative Agent may also amend
the Commitment Schedule to reflect assignments entered into pursuant to Section 9.04
(c) The Lenders hereby irrevocably authorize the Administrative Agent, at its option and in
its sole discretion, to release any Liens granted to the Administrative Agent by the Loan Parties
on any Collateral (i) upon the termination of the all Commitments, payment and satisfaction in full
in cash of all Secured Obligations (other than Unliquidated Obligations), and the cash
collateralization of all Unliquidated Obligations in a manner reasonably satisfactory to each
affected Lender, (ii) constituting property being sold or disposed of if the Loan Party disposing
of such property certifies to the Administrative Agent that the sale or disposition is made in
compliance with the terms of this Agreement (and the Administrative Agent may rely conclusively on
any such certificate, without further inquiry), (iii) constituting property leased to a Loan Party
under a lease which has expired or been terminated in a transaction permitted under this Agreement,
or (iv) as required to effect any sale or other disposition of such Collateral in connection with
any exercise of remedies of the Administrative Agent and the Lenders pursuant to Article VII.
Except as provided in the preceding sentence, the Administrative Agent will not release any Liens
on Collateral without the prior written authorization of the Required Lenders; provided
that, the Administrative Agent may in its discretion, release its Liens on Collateral valued in the
aggregate not in excess of $10,000,000 during any calendar year without the prior written
authorization of the Required Lenders. Any such release shall not in any manner discharge, affect,
or impair the Obligations or any Liens (other than those expressly being released) upon (or
obligations of the Loan Parties in
71
respect of) all interests retained by the Loan Parties, including the proceeds of any sale,
all of which shall continue to constitute part of the Collateral.
SECTION 9.03 Expenses; Indemnity; Damage Waiver. (a) The Borrowers shall pay (i)
all reasonable out-of-pocket expenses incurred by the Administrative Agent and its Affiliates,
including the reasonable fees, charges and disbursements of counsel for the Administrative Agent,
in connection with the syndication and distribution (including, without limitation, via the
internet or through a service such as Intralinks) of the credit facilities provided for herein, the
preparation and administration of the Loan Documents or any actual or proposed amendments,
modifications or waivers of the provisions of the Loan Documents (whether or not the transactions
contemplated hereby or thereby shall be consummated), (ii) all reasonable out-of-pocket expenses
incurred by the Issuing Bank in connection with the issuance, amendment, renewal or extension of
any Letter of Credit or any demand for payment thereunder and (iii) all out-of-pocket expenses
incurred by the Administrative Agent, the Issuing Bank or any Lender, including the fees, charges
and disbursements of any counsel for the Administrative Agent, the Issuing Bank or any Lender, in
connection with the enforcement, collection or protection of its rights in connection with the Loan
Documents, including its rights under this Section, or in connection with the Loans made or Letters
of Credit issued hereunder, including all such out-of-pocket expenses incurred during any workout,
restructuring or negotiations in respect of such Loans or Letters of Credit. Expenses being
reimbursed by the Borrowers under this Section include, without limiting the generality of the
foregoing, costs and expenses incurred in connection with:
(i) appraisals and insurance reviews;
(ii) field examinations and the preparation of Reports based on the fees charged by a
third party retained by the Administrative Agent or the internally allocated fees for each
Person employed by the Administrative Agent with respect to each field examination (which
currently equal $850 per day per examiner plus out of pocket expenses);
(iii) background checks regarding senior management, as deemed necessary or appropriate
in the commercially reasonable discretion of the Administrative Agent;
(iv) taxes, fees and other charges for (A) lien searches and (B) filing financing
statements and continuations, and other actions to perfect, protect, and continue the
Administrative Agent’s Liens;
(v) sums paid or incurred to take any action required of any Loan Party under the Loan
Documents that such Loan Party fails to pay or take; and
(vi) forwarding loan proceeds, collecting checks and other items of payment, and
establishing and maintaining the accounts and lock boxes, and costs and expenses of
preserving and protecting the Collateral.
All of the foregoing costs and expenses may be charged to the Borrowers as Revolving Loans or to
another deposit account, all as described in Section 2.18(c).
(b) The Borrowers shall jointly and severally indemnify the Administrative Agent, the Issuing
Bank and each Lender, and each Related Party of any of the foregoing Persons (each such Person
being called an “Indemnitee”) against, and hold each Indemnitee harmless from, any and all
losses, claims, damages, penalties, liabilities and related expenses, including the reasonable
out-of-pocket fees, charges and disbursements of any counsel for any Indemnitee, incurred by or
asserted against any Indemnitee arising out of, in connection with, or as a result of (i) the
execution or delivery of the Loan
72
Documents or any agreement or instrument contemplated thereby, the performance by the parties
hereto of their respective obligations thereunder or the consummation of the Transactions or any
other transactions contemplated hereby, (ii) any Loan or Letter of Credit or the use of the
proceeds therefrom (including any refusal by the Issuing Bank to honor a demand for payment under a
Letter of Credit if the documents presented in connection with such demand do not strictly comply
with the terms of such Letter of Credit), (iii) any actual or alleged presence or release of
Hazardous Materials on or from any property owned or operated by the Company or any of its
Subsidiaries, or any Environmental Liability related in any way to the Company or any of its
Subsidiaries, or (iv) any actual or prospective claim, litigation, investigation or proceeding
relating to any of the foregoing, whether based on contract, tort or any other theory and
regardless of whether any Indemnitee is a party thereto; provided that such indemnity shall
not, as to any Indemnitee, be available to the extent that such losses, claims, damages, penalties,
liabilities or related expenses are determined by a court of competent jurisdiction by final and
nonappealable judgment to have resulted from the gross negligence or willful misconduct of such
Indemnitee.
(c) To the extent that any Borrower fails to pay any amount required to be paid by it to the
Administrative Agent, the Issuing Bank or the Swingline Lender under paragraph (a) or (b) of this
Section, each Lender severally agrees to pay to the Administrative Agent, the Issuing Bank or the
Swingline Lender, as the case may be, such Lender’s Applicable Percentage (determined as of the
time that the applicable unreimbursed expense or indemnity payment is sought) of such unpaid
amount; provided that the unreimbursed expense or indemnified loss, claim, damage, penalty,
liability or related expense, as the case may be, was incurred by or asserted against the
Administrative Agent, the Issuing Bank or the Swingline Lender in its capacity as such.
(d) To the extent permitted by applicable law, no Loan Party shall assert, and each hereby
waives, any claim against any Indemnitee, on any theory of liability, for special, indirect,
consequential or punitive damages (as opposed to direct or actual damages) arising out of, in
connection with, or as a result of, this Agreement or any agreement or instrument contemplated
hereby, the Transactions, any Loan or Letter of Credit or the use of the proceeds thereof.
(e) All amounts due under this Section shall be payable not later than 10 Business Days after
written demand therefor.
SECTION 9.04 Successors and Assigns. (a) The provisions of this Agreement shall be
binding upon and inure to the benefit of the parties hereto and their respective successors and
assigns permitted hereby (including any Affiliate of the Issuing Bank that issues any Letter of
Credit), except that (i) the Borrowers may not assign or otherwise transfer any of their rights or
obligations hereunder without the prior written consent of each Lender (and any attempted
assignment or transfer by the Borrowers without such consent shall be null and void) and (ii) no
Lender may assign or otherwise transfer its rights or obligations hereunder except in accordance
with this Section. Nothing in this Agreement, expressed or implied, shall be construed to confer
upon any Person (other than the parties hereto, their respective successors and assigns permitted
hereby (including any Affiliate of the Issuing Bank that issues any Letter of Credit), Participants
(to the extent provided in paragraph (c) of this Section) and, to the extent expressly contemplated
hereby, the Related Parties of each of the Administrative Agent, the Issuing Bank and the Lenders)
any legal or equitable right, remedy or claim under or by reason of this Agreement.
(b) (i) Subject to the conditions set forth in paragraph (b)(ii) below, any Lender may assign
to one or more assignees all or a portion of its rights and obligations under this Agreement
(including all or a portion of its Commitment and the Loans at the time owing to it) with the prior
written consent (such consent not to be unreasonably withheld) of:
73
(A) the Company, provided that no consent of the Company shall be required for
an assignment to a Lender, an Affiliate of a Lender, an Approved Fund or, if an Event of
Default has occurred and is continuing, any other Person;
(B) the Administrative Agent; and
(C) the Issuing Bank.
(ii) Assignments shall be subject to the following additional conditions:
(A) except in the case of an assignment to a Lender or an Affiliate of a Lender or an
assignment of the entire remaining amount of the assigning Lender’s Commitment or Loans of
any Class, the amount of the Commitment or Loans of the assigning Lender subject to each
such assignment (determined as of the date the Assignment and Assumption with respect to
such assignment is delivered to the Administrative Agent) shall not be less than $5,000,000
unless each of the Company and the Administrative Agent otherwise consent, provided
that no such consent of the Company shall be required if an Event of Default has occurred
and is continuing;
(B) each partial assignment shall be made as an assignment of a proportionate part of
all the assigning Lender’s rights and obligations under this Agreement;
(C) the parties to each assignment shall execute and deliver to the Administrative
Agent an Assignment and Assumption, together with a processing and recordation fee of $3,500
provided that Borrowers are not obligated to pay or reimburse such fee; and
(D) the assignee, if it shall not be a Lender, shall deliver to the Administrative
Agent an Administrative Questionnaire in which the assignee designates one or more Credit
Contacts to whom all syndicate-level information (which may contain material non-public
information about the Company, the Loan Parties and their Related Parties or their
respective securities) will be made available and who may receive such information in
accordance with the assignee’s compliance procedures and applicable laws, including Federal
and state securities laws.
For the purposes of this Section 9.04(b), the term “Approved Fund” has the following
meaning:
“Approved Fund” means any Person (other than a natural person) that is engaged in
making, purchasing, holding or investing in bank loans and similar extensions of credit in the
ordinary course of its business and that is administered or managed by (a) a Lender, (b) an
Affiliate of a Lender or (c) an entity or an Affiliate of an entity that administers or manages a
Lender.
(iii) Subject to acceptance and recording thereof pursuant to paragraph (b)(iv) of this
Section, from and after the effective date specified in each Assignment and Assumption the assignee
thereunder shall be a party hereto and, to the extent of the interest assigned by such Assignment
and Assumption, have the rights and obligations of a Lender under this Agreement, and the assigning
Lender thereunder shall, to the extent of the interest assigned by such Assignment and Assumption,
be released from its obligations under this Agreement (and, in the case of an Assignment and
Assumption covering
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all of the assigning Lender’s rights and obligations under this Agreement, such Lender shall
cease to be a party hereto but shall continue to be entitled to the benefits of Sections 2.15,
2.16, 2.17 and 9.03). Any assignment or transfer by a Lender of rights or obligations under this
Agreement that does not comply with this Section 9.04 shall be treated for purposes of this
Agreement as a sale by such Lender of a participation in such rights and obligations in accordance
with paragraph (c) of this Section.
(iv) The Administrative Agent, acting for this purpose as an agent of the Borrowers, shall
maintain at one of its offices a copy of each Assignment and Assumption delivered to it and a
register for the recordation of the names and addresses of the Lenders, and the Commitment of, and
principal amount of the Loans and LC Disbursements owing to, each Lender pursuant to the terms
hereof from time to time (the “Register”). The entries in the Register shall be
conclusive, and the Borrowers, the Administrative Agent, the Issuing Bank and the Lenders may treat
each Person whose name is recorded in the Register pursuant to the terms hereof as a Lender
hereunder for all purposes of this Agreement, notwithstanding notice to the contrary. The Register
shall be available for inspection by the Borrowers, the Issuing Bank and any Lender, at any
reasonable time and from time to time upon reasonable prior notice.
(v) Upon its receipt of a duly completed Assignment and Assumption executed by an assigning
Lender and an assignee, the assignee’s completed Administrative Questionnaire (unless the assignee
shall already be a Lender hereunder), the processing and recordation fee referred to in
paragraph (b) of this Section and any written consent to such assignment required by paragraph (b)
of this Section, the Administrative Agent shall accept such Assignment and Assumption and record
the information contained therein in the Register; provided that if either the assigning
Lender or the assignee shall have failed to make any payment required to be made by it pursuant to
Section 2.05, 2.06(d) or (e), 2.07(b), 2.18(d) or 9.03(c), the Administrative Agent shall have no
obligation to accept such Assignment and Assumption and record the information therein in the
Register unless and until such payment shall have been made in full, together with all accrued
interest thereon. No assignment shall be effective for purposes of this Agreement unless it has
been recorded in the Register as provided in this paragraph.
(c) (i) Any Lender may, without the consent of the Borrower, the Administrative Agent, the
Issuing Bank or the Swingline Lender, sell participations to one or more banks or other entities (a
“Participant”) in all or a portion of such Lender’s rights and obligations under this
Agreement (including all or a portion of its Commitment and the Loans owing to it);
provided that (A) such Lender’s obligations under this Agreement shall remain unchanged,
(B) such Lender shall remain solely responsible to the other parties hereto for the performance of
such obligations and (C) the Borrowers, the Administrative Agent, the Issuing Bank and the other
Lenders shall continue to deal solely and directly with such Lender in connection with such
Lender’s rights and obligations under this Agreement. Any agreement or instrument pursuant to
which a Lender sells such a participation shall provide that such Lender shall retain the sole
right to enforce this Agreement and to approve any amendment, modification or waiver of any
provision of this Agreement; provided that such agreement or instrument may provide that
such Lender will not, without the consent of the Participant, agree to any amendment, modification
or waiver described in the first proviso to Section 9.02(b) that affects such Participant. Subject
to paragraph (c)(ii) of this Section, the Borrowers agree that each Participant shall be entitled
to the benefits of Sections 2.15, 2.16 and 2.17 to the same extent as if it were a Lender and had
acquired its interest by assignment pursuant to paragraph (b) of this Section. To the extent
permitted by law, each Participant also shall be entitled to the benefits of Section 9.08 as though
it were a Lender, provided such Participant agrees to be subject to Section 2.18(c) as though it
were a Lender.
(ii) A Participant shall not be entitled to receive any greater payment under Section 2.15 or
2.17 than the applicable Lender would have been entitled to receive with respect to the
participation sold to such Participant, unless the sale of the participation to such Participant is
made with
75
the Borrower’s prior written consent. A Participant that would be a Foreign Lender if it were
a Lender shall not be entitled to the benefits of Section 2.17 unless the Borrower is notified of
the participation sold to such Participant and such Participant agrees, for the benefit of the
Borrower, to comply with Section 2.17(e) as though it were a Lender.
(d) Any Lender may at any time pledge or assign a security interest in all or any portion of
its rights under this Agreement to secure obligations of such Lender, including without limitation
any pledge or assignment to secure obligations to a Federal Reserve Bank, and this Section shall
not apply to any such pledge or assignment of a security interest; provided that no such
pledge or assignment of a security interest shall release a Lender from any of its obligations
hereunder or substitute any such pledgee or assignee for such Lender as a party hereto.
SECTION 9.05 Survival. All covenants, agreements, representations and warranties
made by the Loan Parties in the Loan Documents and in the certificates or other instruments
delivered in connection with or pursuant to this Agreement or any other Loan Document shall be
considered to have been relied upon by the other parties hereto and shall survive the execution and
delivery of the Loan Documents and the making of any Loans and issuance of any Letters of Credit,
regardless of any investigation made by any such other party or on its behalf and notwithstanding
that the Administrative Agent, the Issuing Bank or any Lender may have had notice or knowledge of
any Default or incorrect representation or warranty at the time any credit is extended hereunder,
and shall continue in full force and effect as long as the principal of or any accrued interest on
any Loan or any fee or any other amount payable under this Agreement is outstanding and unpaid or
any Letter of Credit is outstanding and so long as the Commitments have not expired or terminated.
The provisions of Sections 2.15, 2.16, 2.17 and 9.03 and Article VIII shall survive and remain in
full force and effect regardless of the consummation of the transactions contemplated hereby, the
repayment of the Loans, the expiration or termination of the Letters of Credit and the Commitments
or the termination of this Agreement or any provision hereof.
SECTION 9.06 Counterparts; Integration; Effectiveness. This Agreement may be
executed in counterparts (and by different parties hereto on different counterparts), each of which
shall constitute an original, but all of which when taken together shall constitute a single
contract. This Agreement, the other Loan Documents and any separate letter agreements with respect
to fees payable to the Administrative Agent constitute the entire contract among the parties
relating to the subject matter hereof and supersede any and all previous agreements and
understandings, oral or written, relating to the subject matter hereof. Except as provided in
Section 4.01, this Agreement shall become effective when it shall have been executed by the
Administrative Agent and when the Administrative Agent shall have received counterparts hereof
which, when taken together, bear the signatures of each of the other parties hereto, and thereafter
shall be binding upon and inure to the benefit of the parties hereto and their respective
successors and permitted assigns. Delivery of an executed counterpart of a signature page of this
Agreement by facsimile or other electronic medium shall be effective as delivery of a manually
executed counterpart of this Agreement.
SECTION 9.07 Severability. Any provision of any Loan Document held to be invalid,
illegal or unenforceable in any jurisdiction shall, as to such jurisdiction, be ineffective to the
extent of such invalidity, illegality or unenforceability without affecting the validity, legality
and enforceability of the remaining provisions thereof; and the invalidity of a particular
provision in a particular jurisdiction shall not invalidate such provision in any other
jurisdiction.
SECTION 9.08 Right of Setoff. If an Event of Default shall have occurred and be
continuing, each Lender and each of its Affiliates is hereby authorized at any time and from time
to time, to the fullest extent permitted by law, to set off and apply any and all deposits (general
or special, time or demand, provisional or final) at any time held and other obligations at any
time owing by such Lender or
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Affiliate to or for the credit or the account of the Borrowers or a Loan Guarantor against any
of and all the Secured Obligations held by such Lender, irrespective of whether or not such Lender
shall have made any demand under the Loan Documents and although such obligations may be unmatured.
The applicable Lender shall notify the Borrower Representative and the Administrative Agent of
such set-off or application, provided that any failure to give or any delay in giving such
notice shall not affect the validity of any such set-off or application under this Section. The
rights of each Lender under this Section are in addition to other rights and remedies (including
other rights of setoff) which such Lender may have.
SECTION 9.09
Governing Law; Jurisdiction; Consent to Service of Process. (a) The
Loan Documents (other than those containing a contrary express choice of law provision) shall be
governed by and construed in accordance with the internal laws (including, without limitation, 735
ILCS Section 105/5-1 et seq, but otherwise without regard to the conflict of laws provisions) of
the State of
Illinois, but giving effect to federal laws applicable to national banks.
(b) Each Loan Party hereby irrevocably and unconditionally submits, for itself and its
property, to the nonexclusive jurisdiction of any U.S. Federal or
Illinois State court sitting in
Chicago,
Illinois in any action or proceeding arising out of or relating to any Loan Documents, or
for recognition or enforcement of any judgment, and each of the parties hereto hereby irrevocably
and unconditionally agrees that all claims in respect of any such action or proceeding may be heard
and determined in such
Illinois State or, to the extent permitted by law, in such Federal court.
Each of the parties hereto agrees that a final judgment in any such action or proceeding shall be
conclusive and may be enforced in other jurisdictions by suit on the judgment or in any other
manner provided by law. Nothing in this Agreement or any other Loan Document shall affect any
right that the Administrative Agent, the Issuing Bank or any Lender may otherwise have to bring any
action or proceeding relating to this Agreement or any other Loan Document against any Loan Party
or its properties in the courts of any jurisdiction.
(c) Each Loan Party hereby irrevocably and unconditionally waives, to the fullest extent it
may legally and effectively do so, any objection which it may now or hereafter have to the laying
of venue of any suit, action or proceeding arising out of or relating to this Agreement or any
other Loan Document in any court referred to in paragraph (b) of this Section. Each of the parties
hereto hereby irrevocably waives, to the fullest extent permitted by law, the defense of an
inconvenient forum to the maintenance of such action or proceeding in any such court.
(d) Each party to this Agreement irrevocably consents to service of process in the manner
provided for notices in Section 9.01. Nothing in this Agreement or any other Loan Document will
affect the right of any party to this Agreement to serve process in any other manner permitted by
law.
SECTION 9.10 WAIVER OF JURY TRIAL. EACH PARTY HERETO HEREBY WAIVES, TO THE FULLEST
EXTENT PERMITTED BY APPLICABLE LAW, ANY RIGHT IT MAY HAVE TO A TRIAL BY JURY IN ANY LEGAL
PROCEEDING DIRECTLY OR INDIRECTLY ARISING OUT OF OR RELATING TO THIS AGREEMENT, ANY OTHER LOAN
DOCUMENT OR THE TRANSACTIONS CONTEMPLATED THEREBY (WHETHER BASED ON CONTRACT, TORT OR ANY OTHER
THEORY). EACH PARTY HERETO (A) CERTIFIES THAT NO REPRESENTATIVE, AGENT OR ATTORNEY OF ANY OTHER
PARTY HAS REPRESENTED, EXPRESSLY OR OTHERWISE, THAT SUCH OTHER PARTY WOULD NOT, IN THE EVENT OF
LITIGATION, SEEK TO ENFORCE THE FOREGOING WAIVER AND (B) ACKNOWLEDGES THAT IT AND THE OTHER PARTIES
HERETO HAVE BEEN INDUCED TO ENTER INTO THIS AGREEMENT BY, AMONG OTHER THINGS, THE MUTUAL WAIVERS
AND CERTIFICATIONS IN THIS SECTION.
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SECTION 9.11 Headings. Article and Section headings and the Table of Contents used
herein are for convenience of reference only, are not part of this Agreement and shall not affect
the construction of, or be taken into consideration in interpreting, this Agreement.
SECTION 9.12 Confidentiality. Each of the Administrative Agent, the Issuing Bank and
the Lenders agrees to maintain the confidentiality of the Information (as defined below), except
that Information may be disclosed (a) to its and its Affiliates’ directors, officers, employees and
agents, including accountants, legal counsel and other advisors (it being understood that the
Persons to whom such disclosure is made will be informed of the confidential nature of such
Information and instructed to keep such Information confidential), (b) to the extent requested by
any regulatory authority, (c) to the extent required by Requirement of Law or by any subpoena or
similar legal process, (d) to any other party to this Agreement, (e) in connection with the
exercise of any remedies hereunder or any suit, action or proceeding relating to this Agreement or
any other Loan Document or the enforcement of rights hereunder or thereunder, (f) subject to an
agreement containing provisions substantially the same as those of this Section, to (i) any
assignee of or Participant in, or any prospective assignee of or Participant in, any of its rights
or obligations under this Agreement or (ii) any actual or prospective counterparty (or its
advisors) to any swap or derivative transaction relating to the Loan Parties and their obligations,
(g) with the consent of the Company or (h) to the extent such Information (i) becomes publicly
available other than as a result of a breach of this Section or (ii) becomes available to the
Administrative Agent, the Issuing Bank or any Lender on a non-confidential basis from a source
other than the Borrowers. For the purposes of this Section, “Information” means all
information received from the Borrowers relating to the Borrowers or their business, other than any
such information that is available to the Administrative Agent, the Issuing Bank or any Lender on a
non-confidential basis prior to disclosure by the Borrowers; provided that, in the case of
information received from the Borrowers after the date hereof, such information is clearly
identified at the time of delivery as confidential. Any Person required to maintain the
confidentiality of Information as provided in this Section shall be considered to have complied
with its obligation to do so if such Person has exercised the same degree of care to maintain the
confidentiality of such Information as such Person would accord to its own confidential
information.
EACH LENDER ACKNOWLEDGES THAT INFORMATION AS DEFINED IN SECTION 9.12 FURNISHED TO IT PURSUANT
TO THIS AGREEMENT MAY INCLUDE MATERIAL NON-PUBLIC INFORMATION CONCERNING THE BORROWERS AND THEIR
AFFILIATES AND THEIR RELATED PARTIES OR THEIR RESPECTIVE SECURITIES, AND CONFIRMS THAT IT HAS
DEVELOPED COMPLIANCE PROCEDURES REGARDING THE USE OF MATERIAL NON-PUBLIC INFORMATION AND THAT IT
WILL HANDLE SUCH MATERIAL NON-PUBLIC INFORMATION IN ACCORDANCE WITH THOSE PROCEDURES AND APPLICABLE
LAW, INCLUDING FEDERAL AND STATE SECURITIES LAWS.
ALL INFORMATION, INCLUDING REQUESTS FOR WAIVERS AND AMENDMENTS, FURNISHED BY THE BORROWER OR
THE ADMINISTRATIVE AGENT PURSUANT TO, OR IN THE COURSE OF ADMINISTERING, THIS AGREEMENT WILL BE
SYNDICATE-LEVEL INFORMATION, WHICH MAY CONTAIN MATERIAL NON-PUBLIC INFORMATION ABOUT THE BORROWERS,
THE LOAN PARTIES AND THEIR RELATED PARTIES OR THEIR RESPECTIVE SECURITIES. ACCORDINGLY, EACH
LENDER REPRESENTS TO THE BORROWERS AND THE ADMINISTRATIVE AGENT THAT IT HAS IDENTIFIED IN ITS
ADMINISTRATIVE QUESTIONNAIRE A CREDIT CONTACT WHO MAY RECEIVE INFORMATION THAT MAY CONTAIN MATERIAL
NON-PUBLIC INFORMATION IN ACCORDANCE WITH ITS COMPLIANCE PROCEDURES AND APPLICABLE LAW, INCLUDING
FEDERAL AND STATE SECURITIES LAWS.
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SECTION 9.13 Several Obligations; Nonreliance; Violation of Law. The respective
obligations of the Lenders hereunder are several and not joint and the failure of any Lender to
make any Loan or perform any of its obligations hereunder shall not relieve any other Lender from
any of its obligations hereunder. Each Lender hereby represents that it is not relying on or
looking to any margin stock for the repayment of the Borrowings provided for herein. Anything
contained in this Agreement to the contrary notwithstanding, neither the Issuing Bank nor any
Lender shall be obligated to extend credit to the Borrowers in violation of any Requirement of Law.
SECTION 9.14 USA PATRIOT Act. Each Lender that is subject to the requirements of the
USA Patriot Act (Title III of Pub. L. 107-56 (signed into law October 26, 2001)) (the “Act”) hereby
notifies the Borrowers that pursuant to the requirements of the Act, it is required to obtain,
verify and record information that identifies the Borrowers, which information includes the name
and address of the Borrowers and other information that will allow such Lender to identify the
Borrowers in accordance with the Act.
SECTION 9.15 Disclosure. Each Loan Party and each Lender hereby acknowledges and
agrees that the Administrative Agent and/or its Affiliates from time to time may hold investments
in, make other loans to or have other relationships with any of the Loan Parties and their
respective Affiliates.
SECTION 9.16 Appointment for Perfection. Each Lender hereby appoints each other
Lender as its agent for the purpose of perfecting Liens, for the benefit of the Administrative
Agent and the Lenders, in assets which, in accordance with Article 9 of the UCC or any other
applicable law can be perfected only by possession. Should any Lender (other than the
Administrative Agent) obtain possession of any such Collateral, such Lender shall notify the
Administrative Agent thereof, and, promptly upon the Administrative Agent’s request therefor shall
deliver such Collateral to the Administrative Agent or otherwise deal with such Collateral in
accordance with the Administrative Agent’s instructions.
SECTION 9.17 Interest Rate Limitation. Notwithstanding anything herein to the
contrary, if at any time the interest rate applicable to any Loan, together with all fees, charges
and other amounts which are treated as interest on such Loan under applicable law (collectively the
“Charges”), shall exceed the maximum lawful rate (the “Maximum Rate”) which may be
contracted for, charged, taken, received or reserved by the Lender holding such Loan in accordance
with applicable law, the rate of interest payable in respect of such Loan hereunder, together with
all Charges payable in respect thereof, shall be limited to the Maximum Rate and, to the extent
lawful, the interest and Charges that would have been payable in respect of such Loan but were not
payable as a result of the operation of this Section shall be cumulated and the interest and
Charges payable to such Lender in respect of other Loans or periods shall be increased (but not
above the Maximum Rate therefor) until such cumulated amount, together with interest thereon at the
Federal Funds Effective Rate to the date of repayment, shall have been received by such Lender.
SECTION 9.18 Nature of Borrowers’ Obligations.
(a) Notwithstanding anything to the contrary contained elsewhere in this Agreement, it is
understood and agreed by the various parties to this Agreement that all Obligations to repay
principal of, interest on, and all other amounts with respect to, all Revolving Loans, Swingline
Loans, LC Disbursements, Protective Advances and Overadvances and all other Obligations pursuant to
this Agreement and under any Note (including, without limitation, all fees, indemnities, taxes and
other Obligations in connection therewith or in connection with the related Commitments) shall
constitute the joint and several obligations of the Company, Broyhill, HDM, Lane and Thomasville.
In addition to the direct (and joint and several) obligations of the Borrowers with respect to
Obligations as described above,
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all such Obligations shall be guaranteed pursuant to, and in accordance with the terms of, the
Loan Guaranty.
(b) The obligations of each Borrower with respect to the Obligations are independent of the
obligations of the other Borrowers or any guarantor, and a separate action or actions may be
brought and prosecuted against each Borrower, whether or not any other Borrower or any guarantor is
joined in any such action or actions. Each Borrower waives, to the fullest extent permitted by
law, the benefit of any statute of limitations affecting its liability hereunder or the enforcement
thereof. Any payment by any Borrower or other circumstance which operates to toll any statute of
limitations as to any Borrower shall, to the fullest extent permitted by law, operate to toll the
statute of limitations as to each Borrower.
ARTICLE X
Loan Guaranty
SECTION 10.01 Guaranty. Each Loan Guarantor (other than those that have delivered a
separate Guaranty) hereby agrees that it is jointly and severally liable for, and, as primary
obligor and not merely as surety, absolutely and unconditionally guarantees to the Lenders the
prompt payment when due, whether at stated maturity, upon acceleration or otherwise, and at all
times thereafter, of the Secured Obligations and all costs and expenses including, without
limitation, all court costs and attorneys’ and paralegals’ fees (including allocated costs of
in-house counsel and paralegals) and expenses paid or incurred by the Administrative Agent, the
Issuing Bank and the Lenders in endeavoring to collect all or any part of the Secured Obligations
from, or in prosecuting any action against, any Borrower, any Loan Guarantor or any other guarantor
of all or any part of the Secured Obligations (such costs and expenses, together with the Secured
Obligations, collectively the “Guaranteed Obligations”). Each Loan Guarantor further
agrees that the Guaranteed Obligations may be extended or renewed in whole or in part without
notice to or further assent from it, and that it remains bound upon its Guarantee notwithstanding
any such extension or renewal. All terms of this Loan Guaranty apply to and may be enforced by or
on behalf of any domestic or foreign branch or Affiliate of any Lender that extended any portion of
the Guaranteed Obligations.
SECTION 10.02 Guaranty of Payment. This Loan Guaranty is a guaranty of payment and
not of collection. Each Loan Guarantor waives any right to require the Administrative Agent, the
Issuing Bank or any Lender to xxx any Borrower, any Loan Guarantor, any other guarantor, or any
other person obligated for all or any part of the Guaranteed Obligations (each, an “Obligated
Party”), or otherwise to enforce its payment against any collateral securing all or any part of
the Guaranteed Obligations.
SECTION 10.03 No Discharge or Diminishment of Loan Guaranty. (a) Except as
otherwise provided for herein, the obligations of each Loan Guarantor hereunder are unconditional
and absolute and not subject to any reduction, limitation, impairment or termination for any reason
(other than the indefeasible payment in full in cash of the Guaranteed Obligations), including:
(i) any claim of waiver, release, extension, renewal, settlement, surrender, alteration, or
compromise of any of the Guaranteed Obligations, by operation of law or otherwise; (ii) any change
in the corporate existence, structure or ownership of any Borrower or any other guarantor of or
other person liable for any of the Guaranteed Obligations; (iii) any insolvency, bankruptcy,
reorganization or other similar proceeding affecting any Obligated Party, or their assets or any
resulting release or discharge of any obligation of any Obligated Party; or (iv) the existence of
any claim, setoff or other rights which any Loan Guarantor may have at any time against any
Obligated Party, the Administrative Agent, the Issuing Bank, any Lender, or any other person,
whether in connection herewith or in any unrelated transactions.
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(b) The obligations of each Loan Guarantor hereunder are not subject to any defense or setoff,
counterclaim, recoupment, or termination whatsoever by reason of the invalidity, illegality, or
unenforceability of any of the Guaranteed Obligations or otherwise, or any provision of applicable
law or regulation purporting to prohibit payment by any Obligated Party, of the Guaranteed
Obligations or any part thereof.
(c) Further, the obligations of any Loan Guarantor hereunder are not discharged or impaired or
otherwise affected by: (i) the failure of the Administrative Agent, the Issuing Bank or any Lender
to assert any claim or demand or to enforce any remedy with respect to all or any part of the
Guaranteed Obligations; (ii) any waiver or modification of or supplement to any provision of any
agreement relating to the Guaranteed Obligations; (iii) any release, non-perfection, or invalidity
of any indirect or direct security for the obligations of any Borrower for all or any part of the
Guaranteed Obligations or any obligations of any other guarantor of or other person liable for any
of the Guaranteed Obligations; (iv) any action or failure to act by the Administrative Agent, the
Issuing Bank or any Lender with respect to any collateral securing any part of the Guaranteed
Obligations; or (v) any default, failure or delay, willful or otherwise, in the payment or
performance of any of the Guaranteed Obligations, or any other circumstance, act, omission or delay
that might in any manner or to any extent vary the risk of such Loan Guarantor or that would
otherwise operate as a discharge of any Loan Guarantor as a matter of law or equity (other than the
indefeasible payment in full in cash of the Guaranteed Obligations).
SECTION 10.04 Defenses Waived. To the fullest extent permitted by applicable law,
each Loan Guarantor hereby waives any defense based on or arising out of any defense of the
Borrower or any Loan Guarantor or the unenforceability of all or any part of the Guaranteed
Obligations from any cause, or the cessation from any cause of the liability of any Borrower or any
Loan Guarantor, other than the indefeasible payment in full in cash of the Guaranteed Obligations.
Without limiting the generality of the foregoing, each Loan Guarantor irrevocably waives acceptance
hereof, presentment, demand, protest and, to the fullest extent permitted by law, any notice not
provided for herein, as well as any requirement that at any time any action be taken by any person
against any Obligated Party, or any other person. The Administrative Agent may, at its election,
foreclose on any Collateral held by it by one or more judicial or nonjudicial sales, accept an
assignment of any such Collateral in lieu of foreclosure or otherwise act or fail to act with
respect to any collateral securing all or a part of the Guaranteed Obligations, compromise or
adjust any part of the Guaranteed Obligations, make any other accommodation with any Obligated
Party or exercise any other right or remedy available to it against any Obligated Party, without
affecting or impairing in any way the liability of such Loan Guarantor under this Loan Guaranty
except to the extent the Guaranteed Obligations have been fully and indefeasibly paid in cash. To
the fullest extent permitted by applicable law, each Loan Guarantor waives any defense arising out
of any such election even though that election may operate, pursuant to applicable law, to impair
or extinguish any right of reimbursement or subrogation or other right or remedy of any Loan
Guarantor against any Obligated Party or any security.
SECTION 10.05 Rights of Subrogation. No Loan Guarantor will assert any right, claim
or cause of action, including, without limitation, a claim of subrogation, contribution or
indemnification that it has against any Obligated Party, or any collateral, until the Loan Parties
and the Loan Guarantors have fully performed all their obligations to the Administrative Agent, the
Issuing Bank and the Lenders.
SECTION 10.06 Reinstatement; Stay of Acceleration. If at any time any payment of any
portion of the Guaranteed Obligations is rescinded or must otherwise be restored or returned upon
the insolvency, bankruptcy, or reorganization of any Borrower or otherwise, each Loan Guarantor’s
obligations under this Loan Guaranty with respect to that payment shall be reinstated at such time
as though the payment had not been made and whether or not the Administrative Agent, the Issuing
Bank and the Lenders are in possession of this Loan Guaranty. If acceleration of the time for
payment of any of
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the Guaranteed Obligations is stayed upon the insolvency, bankruptcy or reorganization of any
Borrower, all such amounts otherwise subject to acceleration under the terms of any agreement
relating to the Guaranteed Obligations shall nonetheless be payable by the Loan Guarantors
forthwith on demand by the Lender.
SECTION 10.07 Information. Each Loan Guarantor assumes all responsibility for being
and keeping itself informed of the Borrowers’ financial condition and assets, and of all other
circumstances bearing upon the risk of nonpayment of the Guaranteed Obligations and the nature,
scope and extent of the risks that each Loan Guarantor assumes and incurs under this Loan Guaranty,
and agrees that neither the Administrative Agent, the Issuing Bank nor any Lender shall have any
duty to advise any Loan Guarantor of information known to it regarding those circumstances or
risks.
SECTION 10.08 Termination. The Lenders may continue to make loans or extend credit
to the Borrowers based on this Loan Guaranty until five days after it receives written notice of
termination from any Loan Guarantor. Notwithstanding receipt of any such notice, each Loan
Guarantor will continue to be liable to the Lenders for any Guaranteed Obligations created, assumed
or committed to prior to the fifth day after receipt of the notice, and all subsequent renewals,
extensions, modifications and amendments with respect to, or substitutions for, all or any part of
that Guaranteed Obligations.
SECTION 10.09 Taxes. All payments of the Guaranteed Obligations will be made by each
Loan Guarantor free and clear of and without deduction for any Indemnified Taxes or Other Taxes;
provided that if any Loan Guarantor shall be required to deduct any Indemnified Taxes or
Other Taxes from such payments, then (i) the sum payable shall be increased as necessary so that
after making all required deductions (including deductions applicable to additional sums payable
under this Section) the Administrative Agent, Lender or Issuing Bank (as the case may be) receives
an amount equal to the sum it would have received had no such deductions been made, (ii) such Loan
Guarantor shall make such deductions and (iii) such Loan Guarantor shall pay the full amount
deducted to the relevant Governmental Authority in accordance with applicable law.
SECTION 10.10 Maximum Liability. The provisions of this Loan Guaranty are severable,
and in any action or proceeding involving any state corporate law, or any state, federal or foreign
bankruptcy, insolvency, reorganization or other law affecting the rights of creditors generally, if
the obligations of any Loan Guarantor under this Loan Guaranty would otherwise be held or
determined to be avoidable, invalid or unenforceable on account of the amount of such Loan
Guarantor’s liability under this Loan Guaranty, then, notwithstanding any other provision of this
Loan Guaranty to the contrary, the amount of such liability shall, without any further action by
the Loan Guarantors or the Lenders, be automatically limited and reduced to the highest amount that
is valid and enforceable as determined in such action or proceeding (such highest amount determined
hereunder being the relevant Loan Guarantor’s “Maximum Liability”. This Section with
respect to the Maximum Liability of each Loan Guarantor is intended solely to preserve the rights
of the Lenders to the maximum extent not subject to avoidance under applicable law, and no Loan
Guarantor nor any other person or entity shall have any right or claim under this Section with
respect to such Maximum Liability, except to the extent necessary so that the obligations of any
Loan Guarantor hereunder shall not be rendered voidable under applicable law. Each Loan Guarantor
agrees that the Guaranteed Obligations may at any time and from time to time exceed the Maximum
Liability of each Loan Guarantor without impairing this Loan Guaranty or affecting the rights and
remedies of the Lenders hereunder, provided that, nothing in this sentence shall be
construed to increase any Loan Guarantor’s obligations hereunder beyond its Maximum Liability.
SECTION 10.11 Contribution. In the event any Loan Guarantor (a “Paying
Guarantor”) shall make any payment or payments under this Loan Guaranty or shall suffer any
loss as a result of any realization upon any collateral granted by it to secure its obligations
under this Loan Guaranty, each other Loan Guarantor (each a “Non-Paying Guarantor”) shall
contribute to such Paying Guarantor an amount
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equal to such Non-Paying Guarantor’s “Applicable Percentage” of such payment or payments made,
or losses suffered, by such Paying Guarantor. For purposes of this Article X, each Non-Paying
Guarantor’s “Applicable Percentage” with respect to any such payment or loss by a Paying
Guarantor shall be determined as of the date on which such payment or loss was made by reference to
the ratio of (i) such Non-Paying Guarantor’s Maximum Liability as of such date (without giving
effect to any right to receive, or obligation to make, any contribution hereunder) or, if such
Non-Paying Guarantor’s Maximum Liability has not been determined, the aggregate amount of all
monies received by such Non-Paying Guarantor from the Borrowers after the date hereof (whether by
loan, capital infusion or by other means) to (ii) the aggregate Maximum Liability of all Loan
Guarantors hereunder (including such Paying Guarantor) as of such date (without giving effect to
any right to receive, or obligation to make, any contribution hereunder), or to the extent that a
Maximum Liability has not been determined for any Loan Guarantor, the aggregate amount of all
monies received by such Loan Guarantors from the Borrowers after the date hereof (whether by loan,
capital infusion or by other means). Nothing in this provision shall affect any Loan Guarantor’s
several liability for the entire amount of the Guaranteed Obligations (up to such Loan Guarantor’s
Maximum Liability). Each of the Loan Guarantors covenants and agrees that its right to receive any
contribution under this Loan Guaranty from a Non-Paying Guarantor shall be subordinate and junior
in right of payment to the payment in full in cash of the Guaranteed Obligations. This provision
is for the benefit of both the Administrative Agent, the Issuing Bank, the Lenders and the Loan
Guarantors and may be enforced by any one, or more, or all of them in accordance with the terms
hereof.
SECTION 10.12 Liability Cumulative. The liability of each Loan Party as a Loan
Guarantor under this Article X is in addition to and shall be cumulative with all liabilities of
each Loan Party to the Administrative Agent, the Issuing Bank and the Lenders under this Agreement
and the other Loan Documents to which such Loan Party is a party or in respect of any obligations
or liabilities of the other Loan Parties, without any limitation as to amount, unless the
instrument or agreement evidencing or creating such other liability specifically provides to the
contrary.
ARTICLE XI
The Borrower Representative
SECTION 11.01 Appointment; Nature of Relationship. The Company is hereby appointed
by each of the Borrowers as its contractual representative (herein referred to as the “Borrower
Representative”) hereunder and under each other Loan Document, and each of the Borrowers
irrevocably authorizes the Borrower Representative to act as the contractual representative of such
Borrower with the rights and duties expressly set forth herein and in the other Loan Documents.
The Borrower Representative agrees to act as such contractual representative upon the express
conditions contained in this Article XI. Additionally, the Borrowers hereby appoint the Borrower
Representative as their agent to receive all of the proceeds of the Loans in the Funding
Account(s), at which time the Borrower Representative shall promptly disburse such Loans to the
appropriate Borrower. The Administrative Agent and the Lenders, and their respective officers,
directors, agents or employees, shall not be liable to the Borrower Representative or any Borrower
for any action taken or omitted to be taken by the Borrower Representative or the Borrowers
pursuant to this Section 11.01.
SECTION 11.02 Powers. The Borrower Representative shall have and may exercise such
powers under the Loan Documents as are specifically delegated to the Borrower Representative by the
terms of each thereof, together with such powers as are reasonably incidental thereto. The
Borrower Representative shall have no implied duties to the Borrowers, or any obligation to the
Lenders to take any action thereunder except any action specifically provided by the Loan
Documents to be taken by the Borrower Representative.
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SECTION 11.03 Employment of Agents. The Borrower Representative may execute any of
its duties as the Borrower Representative hereunder and under any other Loan Document by or through
a Financial Officer.
SECTION 11.04 Notices. Each Borrower shall immediately notify the Borrower
Representative of the occurrence of any Default hereunder referring to this Agreement describing
such Default and stating that such notice is a “notice of default.” In the event that the Borrower
Representative receives such a notice, the Borrower Representative shall give prompt notice thereof
to the Administrative Agent and the Lenders. Any notice provided to the Borrower
Representative hereunder shall constitute notice to each Borrower on the date received by the
Borrower Representative.
SECTION 11.05 Successor Borrower Representative. Upon the prior written consent of
the Administrative Agent, the Borrower Representative may resign at any time, such resignation to
be effective upon the appointment of a successor Borrower Representative. The Administrative Agent
shall give prompt written notice of such resignation to the Lenders.
SECTION 11.06 Execution of Loan Documents; Borrowing Base Certificate. The Borrowers
hereby empower and authorize the Borrower Representative, on behalf of the Borrowers, to execute
and deliver to the Administrative Agent and the Lenders, the Loan Documents (except that each of
the Loan Parties executed and delivered each of the Loan Documents to which such Loan Parties are
signatories) and all related agreements, certificates, documents, or instruments as shall be
necessary or appropriate to effect the purposes of the Loan Documents, including without
limitation, the Borrowing Base Certificates, the Compliance Certificates and the Borrowing
Requests. Each Borrower agrees that any action taken by the Borrower Representative or the
Borrowers in accordance with the terms of this Agreement or the other Loan Documents, and the
exercise by the Borrower Representative of its powers set forth therein or herein, together with
such other powers that are reasonably incidental thereto, shall be binding upon all of the
Borrowers.
SECTION 11.07 Reporting. Each Borrower hereby agrees that such Borrower shall
furnish promptly after each fiscal month to the Borrower Representative a copy of its Borrowing
Base Certificate and any other certificate or report required hereunder or requested by the
Borrower Representative on which the Borrower Representative shall rely to prepare the Borrowing
Base Certificates and Compliance Certificates required pursuant to the provisions of this
Agreement.
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IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be duly executed by
their respective authorized officers as of the day and year first above written.
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LOAN PARTIES:
FURNITURE BRANDS INTERNATIONAL, INC.
BROYHILL FURNITURE INDUSTRIES, INC.
LANE FURNITURE INDUSTRIES, INC.
THOMASVILLE FURNITURE INDUSTRIES, INC.
ACTION TRANSPORT, INC.
BROYHILL TRANSPORT, INC.
BROYHILL RETAIL, INC.
BROYHILL HOME FURNISHINGS, INC.
THOMASVILLE RETAIL, INC.
HDM RETAIL, INC.
FAYETTE ENTERPRISES, INC.
HDM FURNITURE INDUSTRIES, INC.
HDM TRANSPORT, INC.
LANEVENTURE, INC.
XXXXXXXX-XXXXX FURNITURE INDUSTRIES, INC.
XXXXXXXX-XXXXX HOME FURNISHINGS, INC.
THE LANE COMPANY, INCORPORATED
LANE HOME FURNISHINGS RETAIL, INC.
HICKORY BUSINESS FURNITURE, INC.
THOMASVILLE HOME FURNISHINGS, INC.
FURNITURE BRANDS RETAIL OPERATIONS, INC.
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By |
/s/ Xxxx Xxxxxxxxxxxx
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Name: |
Xxxx Xxxxxxxxxxxx |
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Title: |
Senior Vice President of the Company and
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Vice President of each other Loan Parties
On behalf of each of the above
Loan Parties |
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85
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JPMORGAN CHASE BANK, N.A., individually, as |
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Administrative Agent, Issuing Bank and Swingline |
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Lender |
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By
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/s/ Xxxxx Xxxxxxx |
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Name:
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Xxxxx Xxxxxxx
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Title:
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Vice President |
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BANK OF AMERICA, N.A. |
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By
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/s/ Xxxxx Xxxxxx |
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Name:
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Xxxxx Xxxxxx
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Title:
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Senior Vice President |
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NATIONAL CITY BUSINESS CREDIT, INC. |
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By
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/s/ Xxxxxxx X. Xxxxx |
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Name:
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Xxxxxxx X. Xxxxx
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Title:
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Vice President |
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WACHOVIA CAPITAL FINANCE CORPORATION (CENTRAL) |
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By
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/s/ Xxxxx Xxxxxxxxx |
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Name:
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Xxxxx Xxxxxxxxx
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Title:
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Managing Director |
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XXXXX FARGO FOOTHILL, LLC |
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By
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/s/ Xxxxxx Xxxx |
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Name:
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Xxxxxx Xxxx
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Title:
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Vice President |
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GENERAL ELECTRIC CAPITAL CORPORATION |
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By
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/s/ Xxxxxx X. Xxxx |
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Name:
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Xxxxxx X. Xxxx
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Title:
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Duly Authorized Signatory |
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86
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RBS BUSINESS CAPITAL, A DIVISION OF RBS |
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ASSET FINANCE, INC. |
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By
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/s/ Xxxxx Xxxxxx |
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Name:
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Xxxxx Xxxxxx
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Title:
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Vice President |
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THE CIT GROUP/ COMMERCIAL SERVICES, INC. |
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By
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/s/Xxxxxxxxx X. Xxxxxx |
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Name:
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Xxxxxxxxx X. Xxxxxx
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Title:
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Vice President |
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PNC BANK, NATIONAL ASSOCIATION |
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By
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/s/ Xxx XxXxxx |
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Name:
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Xxx XxXxxx
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Title:
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Vice President |
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NORTH FORK BUSINESS CAPITAL CORPORATION |
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By
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/s/ Xxxxxxx X. Xxxxx |
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Name:
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Xxxxxxx X. Xxxxx
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Title:
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Senior Vice President |
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FIFTH THIRD BANK, A MICHIGAN BANKING CORPORATION |
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By
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/s/ Xxxxxx X. Xxxxxx |
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Name:
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Xxxxxx X. Xxxxxx
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Title:
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Vice President |
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UPS CAPITAL CORPORATION |
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By
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/s/ Xxxx X. Xxxxxxxx |
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Name:
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Xxxx X. Xxxxxxxx
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Title:
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Director of Portfolio Management |
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87
SCHEDULES
CONFIDENTIAL TREATMENT HAS BEEN REQUESTED FOR PORTIONS OF THIS DOCUMENT. THE CONFIDENTIAL PORTIONS
HAVE BEEN REDACTED AND ARE DENOTED BY AN ASTERISK IN BRACKETS [*]. THE CONFIDENTIAL PORTIONS HAVE
BEEN SEPARATELY FILED WITH THE SECURITIES AND EXCHANGE COMMISSION.
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[*] |
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Certain confidential information contained in this document, marked with an asterisk in
brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
COMMITMENT SCHEDULE
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Lender |
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Commitment |
JPMorgan Chase Bank, N.A. |
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$ |
75,000,000 |
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Bank of America, N.A. |
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75,000,000 |
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National City Business Credit, Inc. |
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60,000,000 |
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Wachovia Capital Finance Corporation (Central) |
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60,000,000 |
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Xxxxx Fargo Foothill, LLC |
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60,000,000 |
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General Electric Capital Corporation |
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60,000,000 |
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RBS Business Capital, A Division of RBS Asset Finance, Inc. |
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35,000,000 |
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The CIT Group/ Commercial Services, Inc. |
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27,500,000 |
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PNC Bank, National Association |
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27,500,000 |
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North Fork Business Capital Corporation |
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25,000,000 |
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Fifth Third Bank, a Michigan Banking Corporation |
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25,000,000 |
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UPS Capital Corporation |
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20,000,000 |
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Total |
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$ |
550,000,000 |
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[*] |
|
Certain confidential information contained in this document, marked with an asterisk in
brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
SCHEDULE 2.06
Existing Letters of Credit
The following is a list of all letters of credit issued and outstanding under the Existing
Credit Agreement.
(see attached)
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[*] |
|
Certain confidential information contained in this document, marked with an asterisk in
brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
August 07, 2007
Import LC Outstanding
By Applicant and Bank Reference
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Bank |
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Reference Numbers |
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Open |
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Expiry |
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Latest |
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Outstanding |
Reference |
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Our Reference |
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Beneficiary Name |
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Date |
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Date |
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Curr |
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Outstanding |
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USD Equivalent |
HDM FURNITURE INDUSTRIES |
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Entity: |
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Applicant: |
|
HENREDON |
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CBCI-582506 |
|
[*] |
|
[*] |
|
|
12/06/08 |
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08/13/07 |
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|
|
07/10/07 |
|
|
USD |
|
|
109,229.78 |
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|
|
109,229.78 |
|
CBCI-585368 |
|
[*] |
|
[*] |
|
|
02/18/07 |
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|
|
10/31/07 |
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|
|
09/28/07 |
|
|
USD |
|
|
5,762.88 |
|
|
|
5,762.88 |
|
CBCI-585359 |
|
[*] |
|
[*] |
|
|
05/16/07 |
|
|
|
11/30/07 |
|
|
|
10/13/07 |
|
|
USD |
|
|
259,038.00 |
|
|
|
259,038.00 |
|
CBCI-589864 |
|
[*] |
|
[*] |
|
|
06/21/07 |
|
|
|
11/30/07 |
|
|
|
10/31/07 |
|
|
USD |
|
|
76,032.00 |
|
|
|
76,032.00 |
|
CBCI-589865 |
|
[*] |
|
[*] |
|
|
07/01/07 |
|
|
|
01/21/08 |
|
|
|
|
|
|
USD |
|
|
197,125.00 |
|
|
|
197,125.00 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
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|
|
|
|
|
|
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|
USD Total: |
|
|
|
647,187.64 |
|
|
|
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|
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|
|
|
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Applicant: |
|
HICKORY |
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|
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|
|
|
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|
|
|
|
|
|
|
|
|
CBCI-582507 |
|
[*] |
|
[*] |
|
|
01/04/07 |
|
|
|
12/31/07 |
|
|
|
12/05/07 |
|
|
USD |
|
|
390,383.00 |
|
|
|
380,383.00 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
USD Total: |
|
|
|
380,383.00 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
USD Total for: |
|
|
|
1,027,570.64 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
XXXXXXXX-XXXXX |
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Entity: |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Applicant: |
|
MSFICE82 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
HLHI-551381 |
|
MSCI-058 |
|
[*] |
|
|
04/02/07 |
|
|
|
10/15/07 |
|
|
|
10/01/07 |
|
|
USD |
|
|
154,565.97 |
|
|
|
154,565.97 |
|
HLHI-551382 |
|
MSCI-059 |
|
[*] |
|
|
04/02/07 |
|
|
|
10/15/07 |
|
|
|
10/01/07 |
|
|
USD |
|
|
150,000.00 |
|
|
|
150,000.00 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
USD Total: |
|
|
|
304,585.97 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Applicant: |
|
MSFEXP |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
HLHI-550709 |
|
MSE-0022 |
|
[*] |
|
|
10/20/08 |
|
|
|
10/15/07 |
|
|
|
10/01/07 |
|
|
USD |
|
|
121,919.51 |
|
|
|
121,919.51 |
|
HLHI-550887 |
|
MSE-0024 |
|
[*] |
|
|
11/08/08 |
|
|
|
10/22/07 |
|
|
|
10/07/07 |
|
|
USD |
|
|
111,197.22 |
|
|
|
111,197.22 |
|
HLHI-550888 |
|
MSE-0023 |
|
[*] |
|
|
11/08/08 |
|
|
|
10/22/07 |
|
|
|
10/07/07 |
|
|
USD |
|
|
42,186.56 |
|
|
|
42,185.56 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
USD Total: |
|
|
|
275,282.28 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
USD Total for: |
|
|
|
578,848.25 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
USD Grand Total: |
|
|
|
1,607,418.89 |
|
Trade Channel
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in
brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
Page 1 of 1
Standby Letters of C redit
By Bank Reference Number
JPMChase Reference
|
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|
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|
Beneficiary City Beneficiary |
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
Available |
|
|
|
|
|
|
Client |
|
Beneficiary Name |
|
|
|
|
|
|
Date |
|
|
Expiry |
|
|
|
|
|
|
LC |
|
|
Amount |
|
|
Outstanding |
|
|
|
Reference |
|
State/ |
|
Country |
|
|
|
LC Open |
|
|
Date |
|
|
|
Currency |
|
|
Amount |
|
|
in LC Curr |
|
|
Liability |
|
APPLICANT: |
|
FURNITURE BRANDS INTERNATIONAL |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
CTCS-246039 |
|
CTCS-246039 |
|
[*] |
|
UNITED STATES |
|
|
03/15/06 |
|
|
|
03/01/08 |
|
|
USD |
|
|
209,000.00 |
|
|
|
209,000.00 |
|
|
|
209,000.00 |
|
CTCS-246052 |
|
CTCS-246052 |
|
[*] |
|
UNITED STATES |
|
|
03/15/06 |
|
|
|
08/01/08 |
|
|
USD |
|
|
4,742,778.00 |
|
|
|
4,742,778.00 |
|
|
|
4,742,778.00 |
|
CTCS-246056 |
|
CTCS-246056 |
|
[*] |
|
UNITED STATES |
|
|
03/15/06 |
|
|
|
05/15/08 |
|
|
USD |
|
|
2,546,140.00 |
|
|
|
880,713.34 |
|
|
|
880,713.34 |
|
CTCS-340628 |
|
CTCS-340628 |
|
[*] |
|
UNITED STATES |
|
|
07/05/07 |
|
|
|
07/02/08 |
|
|
USD |
|
|
3,950,000.00 |
|
|
|
3,950,000.00 |
|
|
|
3,950,000.00 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Grand Total for Applicant: |
|
|
|
9,782,491.34 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
APPLICANT: |
|
FURNITURE BRANDS RETAIL OPERATIONS |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
CTCS-310575 |
|
CTCS-310575 |
|
[*] |
|
UNITED STATES |
|
|
03/02/07 |
|
|
|
03/02/08 |
|
|
USD |
|
|
400,000.00 |
|
|
|
400,000.00 |
|
|
|
400,000.00 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Grand Total for Applicant: |
|
|
|
400,000.00 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
APPLICANT: |
|
LANE FURNITURE INDUSTRIES |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
CTCS-252110 |
|
CTCS-252110 |
|
[*] |
|
UNITED STATES |
|
|
04/10/06 |
|
|
|
12/31/07 |
|
|
USD |
|
|
10,000.00 |
|
|
|
10,000.00 |
|
|
|
10,000.00 |
|
CTCS-252113 |
|
CTCS-252113 |
|
[*] |
|
UNITED STATES |
|
|
04/10/06 |
|
|
|
12/31/07 |
|
|
USD |
|
|
10,000.00 |
|
|
|
10,000.00 |
|
|
|
10,000.00 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Grand Total for Applicant: |
|
|
|
20,000.00 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
USD Total All: |
|
|
|
10,202,491.34 |
|
Trade Channel
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in
brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
Page 1 of 1
SCHEDULE 3.05
Real Properties
See Attachment 1 attached hereto and incorporated herein by reference.
Intellectual Property
See Attachment 2 attached hereto and incorporated herein by reference.
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in
brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
Attachment 1 to Schedule 3.05
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in
brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
Attachment 1 to Schedule 3.05
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
M/W/O
|
|
Route 640
|
|
Appomattox
|
|
VA
|
|
Xxxxxxxxxx
|
|
|
00000 |
|
|
Xxxxxx Xxxxxx
|
|
Appomattox Plant
|
|
Thomasville Furniture Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
M/W/O
|
|
0000 Xxxxxxxxx Xxx
|
|
Xxxxxxx Xxxxx
|
|
XX
|
|
Forsyth
|
|
|
27101-1532 |
|
|
United States
|
|
Plant H
|
|
Thomasville Furniture Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
0000 Xxxxx Xxxxxx-Xxxxxxxxx of Cumberland Road
|
|
Thomasville
|
|
NC
|
|
Davidson
|
|
|
27360-4956 |
|
|
United States
|
|
Plant Y, CMF, Box
Shop and Plant E
|
|
Thomasville Furniture Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
M/W/O
|
|
000 Xxxxxx Xxxx Xx
|
|
Xxxxxxxxxxx
|
|
XX
|
|
Davidson
|
|
00000-
00XX
|
|
Xxxxxx Xxxxxx
|
|
New Plant V
|
|
Thomasville Furniture Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
M/W/O
|
|
000 X. Xxxx Xx
|
|
Xxxxxxxxxxx
|
|
XX
|
|
Xxxxxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
Warehouse, Central
Storage Facility, Blogs 1-5
|
|
Thomasville Furniture Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
M/W/O
|
|
000 Xxxxxxxxx Xxxxxx Xxxxxxxxx-Xxxx Xxxxxx
Xxxxx
|
|
Xxxxxx
|
|
XX
|
|
Xxxxxxxx
|
|
|
28645-3961 |
|
|
United States
|
|
Main Plant &
Cotton Mill
|
|
Thomasville Furniture Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
X/X/X
|
|
Xxxxx X.X. 00 and Route
615
|
|
Fork Union
|
|
VA
|
|
Fluvanna
|
|
|
00000 |
|
|
Xxxxxx Xxxxxx
|
|
Carysbrook Plant
|
|
Thomasville Furniture Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
M/W/O
|
|
000 Xxx Xxxxxxx Xx
|
|
Xxxxxxxx
|
|
XX
|
|
Xxxxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
Plant No. 3
(Upholstery)
|
|
Thomasville Furniture Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
M/W/O
|
|
000 Xxx Xxxxxxx Xx
|
|
Xxxxxxxx
|
|
XX
|
|
Xxxxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
Plant No. 4 (Frame)
|
|
Thomasville Furniture Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
M/W/O
|
|
0000 Xxx Xxxxxxx 00-X
|
|
Xxxxxxx
|
|
XX
|
|
Xxxxxxx
|
|
|
00000 |
|
|
Xxxxxx Xxxxxx
|
|
Conover Plant
|
|
Thomasville Furniture Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
M/W/O
|
|
000 X Xxxxxx Xx XX
|
|
Xxxxxxx
|
|
XX
|
|
Xxxxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
Plant No. 8
|
|
Thomasville Furniture Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
M/W/O
|
|
000 00xx Xxxxxx Xx XX
|
|
Xxxxxxx
|
|
XX
|
|
Catawba
|
|
|
28601-4783 |
|
|
United States
|
|
Hickory Business
Furniture; Plant No. 19
|
|
Thomasville Furniture Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
M/W/O
|
|
Route 45 (South)
|
|
Xxxxxx
|
|
XX
|
|
Xxx
|
|
|
00000 |
|
|
Xxxxxx Xxxxxx
|
|
|
|
Lane Furniture Industries, Inc. |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in
brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
Attachment 1 to Schedule 3.05
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
M/W/X
|
|
Xxxxxxxx Drive-Pontotoc Industrial Park
|
|
Pontotoc
|
|
MS
|
|
Xxxxxxxx
|
|
|
00000 |
|
|
Xxxxxx Xxxxxx
|
|
|
|
Lane Furniture Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
M/W/O
|
|
000 Xxxxxxxxx Xx
|
|
Xxxx Xxxxx
|
|
XX
|
|
Xxxxxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
Royal Development Company
|
|
Lane Furniture Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
M/W/O
|
|
000 Xxxxxxxxxx Xxxx Xxxx
|
|
Xxxxxxxx
|
|
XX
|
|
Xxx
|
|
|
38866 |
|
|
United States
|
|
|
|
Lane Furniture Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
M/W/O
|
|
0000 XxXxxxxxxx Xxxxxxxxx-(Xxx Xxxxxxx 00)
|
|
Xxxxxx
|
|
XX
|
|
Xxx
|
|
|
38826-9429 |
|
|
United States
|
|
|
|
Lane Furniture Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
M/W/O
|
|
0000 XxXxxxxxxx Xxxx
|
|
Xxxxxx
|
|
XX
|
|
Xxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
Service Center
|
|
Lane Furniture Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
M/W/O
|
|
000 Xxxxxxx Xxxxxx Xxxxxxxxx
|
|
Xxxxxxx
|
|
XX
|
|
Xxxxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
LaneVenture Plant No. 11
|
|
Lane Furniture Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
M/W/O
|
|
1405 Xxxxxxx Xxxxxx Road Southwest
|
|
Xxxxxxx
|
|
XX
|
|
Xxxxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
LaneVenture Plant No. 14
|
|
Lane Furniture Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
M/W/O
|
|
00000 Xxxxxxx 00
|
|
Xxxxxxxxx
|
|
XX
|
|
Xxxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
XXXX Warehouse
|
|
Lane Furniture Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
M/W/O
|
|
410, 420 & 000 Xxxxx Xx
|
|
Xxxxxxxxx
|
|
XX
|
|
Xxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
Plant Xx. 00
|
|
Xxxxxx Xxxxxxxx Furniture |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
M/W/O
|
|
0000 0xx Xxxxxx Xxxxxxxxx
|
|
Xxxxxxx
|
|
XX
|
|
Xxxxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
Plant 7
|
|
Drexel Heritage Furniture |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
M/W/O
|
|
000 Xxxxxxxx Xxxx and Xxxxx 00
|
|
Xxxxxxxxx
|
|
XX
|
|
Xxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
Plant No. 1 & 2/Corporate Office
|
|
Henredon Furniture |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
M/W/O
|
|
00 0xx Xxx XX
|
|
Xxxxxxx
|
|
XX
|
|
Xxxxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
Hickory Chair Plant No. 7
|
|
Henredon Furniture |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
M/W/O
|
|
000 Xxxxxxx Xxxxx
|
|
Xxxxxx
|
|
XX
|
|
XxXxxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
Henredon Warehouse
|
|
Henredon Furniture |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
M/W/O
|
|
0000 Xxxxxxxx Xxx
|
|
Xxxx Xxxxx
|
|
XX
|
|
Xxxxxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
Xxxxxxx Furniture
|
|
Henredon Furniture |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
M/W/O
|
|
000 X Xxxx Xxx
|
|
Xxxx Xxxxx
|
|
XX
|
|
Xxxxxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
Plant No. 37
|
|
Henredon Furniture |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
M/W/O
|
|
000 Xxxxxxxx Xx XX
|
|
Xxxxxx
|
|
XX
|
|
Xxxxxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
Xxxxxx Furniture — Plant No. 307
|
|
Broyhill Furniture Industries, Inc. |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in
brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
Attachment 1 to Schedule 3.05
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
M/W/O
|
|
0000 Xxxxxxx Xxxxxx
Southwest-408 Xxxxx
Xxxxx Xxxxxxxxx
|
|
Xxxxxx
|
|
XX
|
|
Xxxxxxxx
|
|
00000-0000
|
|
Xxxxxx Xxxxxx
|
|
00 Xxxxxxx
Xxxxxx-Xxxxx #0
Xxxxxx & Xxxxx #3 &
#50
|
|
Broyhill Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
M/W/O
|
|
000 Xxxxxxx Xx
|
|
Xxxxxx
|
|
XX
|
|
Xxxxxxxx
|
|
00000-0000
|
|
Xxxxxx Xxxxxx
|
|
Plnt 265 Central
Lumber/Central Yd
Stacker/Control Xx
|
|
Xxxxxxxx Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
M/W/O
|
|
000 Xxxxxxx Xx
|
|
Xxxxxx
|
|
XX
|
|
Xxxxxxxx
|
|
00000-0000
|
|
Xxxxxx Xxxxxx
|
|
Pwr Plnt/Plnts 282,
320 & 321;
Pacemaker & Wall
Sys
|
|
Broyhill Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
M/W/O
|
|
000 Xxxxxxx Xx
|
|
Xxxxxx
|
|
XX
|
|
Xxxxxxxx
|
|
00000-0000
|
|
Xxxxxx Xxxxxx
|
|
195 BCW, 196 & 197
BCT, Whse & 280
Waste Plant
|
|
Broyhill Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
M/W/O
|
|
000 Xxxxxxx Xx
|
|
Xxxxxx
|
|
XX
|
|
Xxxxxxxx
|
|
00000-0000
|
|
Xxxxxx Xxxxxx
|
|
No. 275
Particleboard &
Drawer Sides
|
|
Broyhill Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
M/W/O
|
|
000 Xxxxxx Xxxx Xxxx
|
|
Xxxxxxxxxxx
|
|
XX
|
|
Xxxxxxxx
|
|
00000-00XX
|
|
Xxxxxx Xxxxxx
|
|
Central Dimension
Facility (CDF
Plant)
|
|
Thomasville
Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
M/W/O
|
|
000 Xxxxxxxxx Xxxxxx
Xxxxxxxxx-Xxxx Xxxxxx Xxxxx
|
|
Xxxxxx
|
|
XX
|
|
Xxxxxxxx
|
|
28645-3961
|
|
United States
|
|
Xxxxx Cotton
|
|
Thomasville
Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
M/W/O
|
|
000 00xx Xx XX
|
|
Xxxxxxx
|
|
XX
|
|
Xxxxxxx
|
|
00000-0000
|
|
Xxxxxx Xxxxxx
|
|
Plant No. 9
|
|
Thomasville
Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
M/W/O
|
|
000 Xxxxxxxxxx Xxxx Xx
|
|
Xxxxxxxx
|
|
XX
|
|
Xxx
|
|
00000-0000
|
|
Xxxxxx Xxxxxx
|
|
Leased Warehouse
|
|
Lane Furniture
Industries, Inc. |
|
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M/W/O
|
|
000 Xxxxxxx Xxxxxx
Xxxxxxxxx
|
|
Xxxxxxx
|
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XX
|
|
Xxxxxxx
|
|
00000-0000
|
|
Xxxxxx Xxxxxx
|
|
LaneVenture Plant
No. 10
|
|
Lane Furniture
Industries, Inc. |
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M/W/O
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|
1409 Xxxxxxx Xxxxxx Road
Southwest
|
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Xxxxxxx
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XX
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|
Xxxxxxx
|
|
00000-0000
|
|
Xxxxxx Xxxxxx
|
|
LaneVenture Plant
No. 9
|
|
Lane Furniture
Industries, Inc. |
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M/W/O
|
|
109 Mountain View Dr.
|
|
Xxxxx Xxxx
|
|
XX
|
|
Xxxxx
|
|
00000-0000
|
|
Xxxxxx Xxxxxx
|
|
Plant No. 10
|
|
Henredon Furniture |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in
brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
Attachment 1 to Schedule 3.05
|
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M/W/O
|
|
0000 Xxxxx Xx Xxx 00
|
|
Xxxx Xxxxx
|
|
XX
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|
Xxxxxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
Office/Warehouse
|
|
Xxxxxxxx-Xxxxx Furniture
Industries, Inc. |
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M/W/O
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Xxx Xxxxxxxx Xxxx
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Xxxxxx
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XX
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Xxxxxx Xxxxxx
|
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IT Dept
|
|
Drexel Heritage Furniture |
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M/W/O
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Northeast Side of
Highway 90-3 miles
East of
Taylorsville
|
|
Taylorsville
|
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NC
|
|
Alexander
|
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|
00000 |
|
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Xxxxxx Xxxxxx
|
|
Xxxxxx Plant No. 5;
Chair No. k
|
|
Broyhill Furniture
Industries, Inc. |
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M/W/O
|
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000 Xxxxxxx Xx
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Xxxxxx
|
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XX
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Xxxxxxxx
|
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|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
Lumber Shed
144’x330’
|
|
Broyhill Furniture
Industries, Inc. |
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M/W/O
|
|
000 X. Xxxx Xx
|
|
Xxxxxxxxxxx
|
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XX
|
|
Xxxxxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
Plant C and Plant M
and Showroom
|
|
Thomasville Furniture
Industries, Inc. |
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OUTWH
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000 Xxxxxxx Xxxxxx
— Xxxx Xxxxxx
|
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Xxxxxxxxxxx
|
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XX
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|
Xxxxxxxx
|
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|
00000-0000 |
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|
Xxxxxx Xxxxxx
|
|
Plant D
|
|
Thomasville Furniture
Industries, Inc. |
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OUTWH
|
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Union Boulevard (VA
Highway 24)
|
|
Appomattox
|
|
VA
|
|
Xxxxxxxxxx
|
|
|
00000 |
|
|
Xxxxxx Xxxxxx
|
|
Xxxx Xxxxx
Warehouse;
Vignettes Building
|
|
Thomasville Furniture
Industries, Inc. |
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OUTWH
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000 Xxxxxx Xx
|
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Xxxxxxxxx
|
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XX
|
|
Xxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
Warehouse/Truck;
Plant Nos. 75 & 72
|
|
Drexel Heritage Furniture |
|
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OUTWH
|
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0000 Xxxxx Xxxxx
|
|
Xxxxxxxxx
|
|
XX
|
|
Xxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
Leased Warehouse
|
|
Drexel Heritage Furniture |
|
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OUTWH
|
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000 Xxxxxxxx Xx XX
|
|
Xxxxxx
|
|
XX
|
|
Xxxxxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
Occasional No.
1-Plant No. 1
|
|
Broyhill Furniture
Industries, Inc. |
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OUTWH
|
|
000 Xxxxxxx Xx
|
|
Xxxxxx
|
|
XX
|
|
Xxxxxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
Lenoir Chair No. 1,
Excl 144’x330’
Lumber Shed
|
|
Broyhill Furniture
Industries, Inc. |
|
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OUTWH
|
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0000 Xxxxxx Xxxx
|
|
Xxxxxx
|
|
XX
|
|
Xxxxxxxx
|
|
|
00000 |
|
|
Xxxxxx Xxxxxx
|
|
Warehouse; Plant
No. 23 (Xxxxxx
Brothers)
|
|
Broyhill Furniture
Industries, Inc. |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in
brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
Attachment 1 to Schedule 3.05
|
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OUTWH
|
|
000 Xxxxxxxx Xxxxxx
|
|
Xxxxxx
|
|
XX
|
|
Xxxxxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
Service Center;
Logs in Yard
|
|
Thomasville
Furniture
Industries, Inc. |
|
|
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OUTWH
|
|
Xxxxx 00
|
|
Xxxxxxxxxx
|
|
XX
|
|
Xxxxxxxxxx
|
|
|
00000 |
|
|
Xxxxxx Xxxxxx
|
|
Leased Warehouse
|
|
Thomasville
Furniture
Industries, Inc. |
|
|
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|
U. S. Route 15
|
|
Fork Union
|
|
VA
|
|
Fluvanna
|
|
|
00000 |
|
|
Xxxxxx Xxxxxx
|
|
Best Pac Warehouse
|
|
Thomasville
Furniture
Industries, Inc. |
|
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OUTWH
|
|
Intersection of Route 460 and 000
|
|
Xxxxxxxxxx
|
|
XX
|
|
Xxxxxxxxxx
|
|
|
00000 |
|
|
Xxxxxx Xxxxxx
|
|
Warehouse — Xxxxxx
Building
|
|
Thomasville
Furniture
Industries, Inc. |
|
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OUTWH
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00000 Xxxxx Xxx.
|
|
Xxxxx Xxxx
|
|
XX
|
|
Alameda
|
|
|
94587-1234 |
|
|
United States
|
|
Office/Warehouse/Clearance
Center
|
|
Thomasville
Furniture
Industries, Inc. |
|
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OUTWH
|
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0000 Xxxxxxxxx Xxxxx
|
|
Xxxxxxx Xxxxx
|
|
XX
|
|
Xxxxxxx
|
|
|
00000 |
|
|
Xxxxxx Xxxxxx
|
|
Warehouse
|
|
Thomasville
Furniture
Industries, Inc. |
|
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OUTWH
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00 00xx Xxx.
|
|
Xxxxxxx Xxxxx
|
|
XX
|
|
|
|
|
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|
|
Xxxxxx Xxxxxx
|
|
Warehouse
|
|
Thomasville
Furniture
Industries, Inc. |
|
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|
OUTWH
|
|
0 00xx Xxx.
|
|
Xxxxxxx Xxxxx
|
|
XX
|
|
|
|
|
|
|
|
Xxxxxx Xxxxxx
|
|
Warehouse
|
|
Thomasville
Furniture
Industries, Inc. |
|
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|
OUTWH
|
|
0000 Xxxxxxx Xxxxxx Xxxxxxxxx
|
|
Xxxxxx
|
|
XX
|
|
Xxxxxxxx
|
|
|
28645-8924 |
|
|
United States
|
|
Warehouse
|
|
Thomasville
Furniture
Industries, Inc. |
|
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OUTWH
|
|
ProLogis Park I-210, Rialto
Building 2 0000-0000 X. Xxxxxx
Xxxxxx
|
|
Xxxxxx
|
|
XX
|
|
|
|
|
|
|
|
Xxxxxx Xxxxxx
|
|
Warehouse
|
|
Thomasville
Furniture
Industries, Inc. |
|
|
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|
OUTWH
|
|
0000 Xxxxxxxxxx Xxxxxx
|
|
Xxxxxxx
|
|
XX
|
|
Xxxxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
LaneVenture
Warehouse
|
|
Lane Furniture
Industries, Inc. |
|
|
|
|
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|
OUTWH
|
|
000 Xxxxx Xxxx
|
|
Xxxxxx
|
|
XX
|
|
Xxx
|
|
|
00000 |
|
|
Xxxxxx Xxxxxx
|
|
Warehouse
|
|
Lane Furniture
Industries, Inc. |
|
|
|
|
|
|
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|
OUTWH
|
|
0000 Xxxxx 00xx Xxxxxx
|
|
Xxxxxxxx
|
|
XX
|
|
Xxxxxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
Warehouse
|
|
Lane Furniture
Industries, Inc. |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in
brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
Attachment 1 to Schedule 3.05
|
|
|
|
|
|
|
|
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|
|
|
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|
|
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|
|
OUTWH
|
|
000 Xxxxxxx Xxxxxx
|
|
Xxxxxxx
|
|
XX
|
|
Xxx Xxxxxxxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
Warehouse
|
|
Lane Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
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|
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|
|
|
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|
|
OUTWH
|
|
0000 X Xxxxxx Xxxxxxxxx Xxxxxxxx 0
|
|
Xxxxxx
|
|
XX
|
|
King
|
|
|
98001-7416 |
|
|
United States
|
|
Warehouse
|
|
Lane Furniture
Industries, Inc. |
|
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|
|
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|
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|
|
|
|
|
OUTWH
|
|
0000 Xxxxxxxx Xxxx Xxxxx, Xxxxx
#000
|
|
Xxxxxxx
|
|
XX
|
|
Xxxxxx
|
|
|
77041-4047 |
|
|
United States
|
|
Warehouse
|
|
Lane Furniture
Industries, Inc. |
|
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|
|
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|
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|
|
OUTWH
|
|
0000 Xxxxxx Xx
|
|
Xxxxxx
|
|
XX
|
|
Xxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
CCI Warehouse
|
|
Drexel Heritage Furniture |
|
|
|
|
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|
|
OUTWH
|
|
000 Xxxxxxx 000xx Xxxxxx
|
|
Xxxxx
|
|
XX
|
|
Xxxxx-Xxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
CCI Warehouse
|
|
Drexel Heritage Furniture |
|
|
|
|
|
|
|
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|
|
|
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|
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|
|
OUTWH
|
|
000 Xxxxxxx Xxxxx
|
|
Xxxxxxx
|
|
XX
|
|
Xxxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
Warehouse
|
|
Drexel Heritage Furniture |
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
OUTWH
|
|
000 Xxxxxx Xxxxx Xxxxxxxxx
|
|
Xxxxxxx
|
|
XX
|
|
Xxxxxx
|
|
|
30324-3924 |
|
|
United States
|
|
Classic Design
Services
|
|
Drexel Heritage Furniture |
|
|
|
|
|
|
|
|
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|
|
OUTWH
|
|
000 Xxxxx Xxx Xxxxxx
|
|
Xxxx
|
|
XX
|
|
Xxxxxxxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
MGM/Xxxxxx Xxxx
|
|
Drexel Heritage Furniture |
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
OUTWH
|
|
000 Xxxxx Xxxx
|
|
Xxxxxxxxxxx
|
|
XX
|
|
Xxxxxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
High Point Offsite
Storage (Cato
Transport)
|
|
Xxxxxxxx-Xxxxx Furniture
Industries, Inc. |
|
|
|
|
|
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|
OUTWH
|
|
0000 Xxxxxxx Xxxxxx
|
|
Xxxx Xxxxx
|
|
XX
|
|
Xxxxxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
Warehouse
|
|
Xxxxxxxx-Xxxxx Furniture
Industries, Inc. |
|
|
|
|
|
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|
OUTWH
|
|
0000 Xxxxx Xx.
|
|
Xxxx Xxxxx
|
|
XX
|
|
|
|
|
|
|
|
Xxxxxx Xxxxxx
|
|
Leased Warehouse
|
|
Xxxxxxxx-Xxxxx Furniture
Industries, Inc. |
|
|
|
|
|
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|
OUTWH
|
|
000 Xxxxxxxx Xx-Xxxx Xxxx of Route
000 Xxxxx
|
|
Xxxxxxxxxxxxx
|
|
XX
|
|
Xxxxxxxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
Rutherfordton-
Warehouse
|
|
Broyhill Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
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|
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|
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|
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|
|
OUTWH
|
|
000 Xxxxxxxx Xx
|
|
Xxxxxxxxxxxxx
|
|
XX
|
|
Xxxxxxxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
Rutherfordton —
Plant No. 68 —
Upholstery
|
|
Broyhill Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
OUTWH
|
|
0000 X. Xxxxxx Xxxxxx
|
|
Xxxxxx
|
|
XX
|
|
Xxx Xxxxxxxxxx
|
|
|
00000 |
|
|
Xxxxxx Xxxxxx
|
|
Broyhill Showroom
|
|
Broyhill Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
OUTWH
|
|
0000 Xxxxxxxxx Xxxx.
|
|
Xxxxxx
|
|
XX
|
|
|
|
|
|
|
|
|
|
Leased Warehouse
|
|
Broyhill Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
OUTWH
|
|
000 Xxxxxxxxx Xx. #X
|
|
Xxxxxx
|
|
XX
|
|
|
|
|
|
|
|
|
|
Leased Warehouse
|
|
Broyhill Furniture
Industries, Inc. |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in
brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
Attachment 1 to Schedule 3.05
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
OUTWH
|
|
0000 Xxxxxx Xx.
|
|
Xxxxxxxx
|
|
XX
|
|
|
|
|
|
|
|
Xxxxxx Xxxxxx
|
|
Leased Warehouse |
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
OUTWH
|
|
000 Xxxxx Xx.
|
|
Xxxxxxxx
|
|
XX
|
|
|
|
|
|
|
|
Xxxxxx Xxxxxx
|
|
Leased Warehouse
|
|
Lane Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
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|
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|
RTAIL
|
|
000 X Xxxxxxxx Xxx.
Xxx X000
|
|
Xxxx Xxxxx
|
|
XX
|
|
Xxxxxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
High Point Showroom
|
|
Lane Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
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|
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|
RTAIL
|
|
0000 Xxxxxxxxxxx Xx
|
|
Xxxx Xxxxx
|
|
XX
|
|
Xxxxxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
High Point Showroom
|
|
Drexel Heritage Furniture |
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
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|
|
RTAIL
|
|
000 Xxxxx Xxxx Xxxxxx
|
|
Xxxxxx
|
|
XX
|
|
Xxxxx
|
|
|
00000 |
|
|
Xxxxxx Xxxxxx
|
|
Plant No. 1
|
|
Drexel Heritage Furniture |
|
|
|
|
|
|
|
|
|
|
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|
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|
RTAIL
|
|
000 Xxxx Xxxxxxxx
Xxxxxx-XXX 000
0xx Xxxxx
|
|
Xxxx Xxxxx
|
|
XX
|
|
Xxxxxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
Showroom —
Henredon Designer
(Hickory Chair)
|
|
Henredon Furniture |
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
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|
RTAIL
|
|
000 X Xxxxxxxx Xxxxx
|
|
Xxxx Xxxxx
|
|
XX
|
|
Xxxxxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
Xxxxxxx Showroom
|
|
Henredon Furniture |
|
|
|
|
|
|
|
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|
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|
|
RTAIL
|
|
000 Xxxxxxxxx Xx
|
|
Xxxx Xxxxx
|
|
XX
|
|
Xxxxxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
Outlet/Showroom
|
|
Xxxxxxxx-Xxxxx Furniture
Industries, Inc. |
|
|
|
|
|
|
|
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|
RTAIL
|
|
000 X. Xxxxxxxx Xxx.
|
|
Xxxx Xxxxx
|
|
XX
|
|
Xxxxxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
High Point Showroom
|
|
Broyhill Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Southern Furniture
Market Center
|
|
High Point
|
|
NC
|
|
Xxxxxxxx
|
|
|
00000 |
|
|
Xxxxxx Xxxxxx
|
|
Leased Warehouse
|
|
Thomasville Furniture
Industries, Inc. |
|
|
|
|
|
|
|
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|
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|
|
|
|
RTAIL
|
|
0000 Xxxxxxxxx
Xxxxxxxxx Xxxxxxxxx
|
|
Xxxxxx
|
|
XX
|
|
Xxxxxxxx
|
|
|
28645-5669 |
|
|
United States
|
|
Lenoir Outlet Store
|
|
Thomasville Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RTAIL
|
|
000 Xxxxxxxxx Xxxxxx
|
|
Xxx Xxxx
|
|
XX
|
|
Xxx Xxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
Showroom (HBF & CDF)
|
|
Thomasville Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
RTAIL
|
|
Xxxxx Xxxx Xxxxx
|
|
Xxxxxxx
|
|
XX
|
|
Xxxx
|
|
|
00000 |
|
|
Xxxxxx Xxxxxx
|
|
Showroom (HBF & CDF)
|
|
Thomasville Furniture
Industries, Inc. |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in
brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
Attachment 1 to Schedule 3.05
|
|
|
|
|
|
|
|
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|
|
|
|
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|
|
RTAIL
|
|
0000 Xxxx Xxxx Xxx
|
|
Xxxxxxx
|
|
XX
|
|
Contra Xxxxx
|
|
00000-0000
|
|
Xxxxxx Xxxxxx
|
|
Retail Location
|
|
Thomasville
Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RTAIL
|
|
00 Xxxxxxxxx
Xxxxxxxxx Xxxx
|
|
Xxx Xxxxxx
|
|
XX
|
|
Marin
|
|
94901-3925
|
|
United States
|
|
Retail Location
|
|
Thomasville
Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RTAIL
|
|
0000 Xxxxxxx Xxxxxx
|
|
Xxxx Xxxxxxxxx
|
|
XX
|
|
Xxx Xxxxxxx
|
|
00000-0000
|
|
Xxxxxx Xxxxxx
|
|
Retail Location
|
|
Thomasville
Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RTAIL
|
|
00000 Xxx Xxxxx
Xxxxxxxxx Xxxxx
|
|
Xxxxx Xxxxx
|
|
XX
|
|
Hennepin
|
|
55369-7044
|
|
United States
|
|
Retail Location
|
|
Thomasville
Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RTAIL
|
|
0000 Xxxxxx Xxxxxx Xxxxx
|
|
Xxxxx
|
|
XX
|
|
Xxxxxxxx
|
|
00000-0000
|
|
Xxxxxx Xxxxxx
|
|
Retail Location
|
|
Thomasville
Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RTAIL
|
|
0000 Xxxxxxxx Xxxx
|
|
Xxxxxx
|
|
XX
|
|
|
|
|
|
Xxxxxx Xxxxxx
|
|
Retail Location
|
|
Thomasville
Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RTAIL
|
|
00000 Xxxx Xxxxx
Xxxxxxxx Xxxxxx
|
|
Xxxxxxx
|
|
XX
|
|
|
|
|
|
Xxxxxx Xxxxxx
|
|
Retail Location
|
|
Thomasville
Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RTAIL
|
|
00000 Xxxxxxxx Xxxxx
|
|
Xxxxxxxxxx
|
|
XX
|
|
|
|
|
|
Xxxxxx Xxxxxx
|
|
Retail Location
|
|
Thomasville
Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RTAIL
|
|
0000 Xxxxxxxxx
Xxxxx Xxxxxxx
|
|
Xxxxxxxxxx
|
|
XX
|
|
|
|
|
|
Xxxxxx Xxxxxx
|
|
Retail Location
|
|
Thomasville
Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RTAIL
|
|
000 X. Xxx Xx.
|
|
Xxxx
|
|
XX
|
|
|
|
|
|
Xxxxxx Xxxxxx
|
|
Warehouse
|
|
Thomasville
Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RTAIL
|
|
0000 Xxxxxx Xx.
|
|
Xxxxxxxx
|
|
XX
|
|
|
|
|
|
Xxxxxx Xxxxxx
|
|
Retail Location
|
|
Thomasville
Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RTAIL
|
|
0000 XxXxxxxxxx Xxxx
|
|
Xxxxxx
|
|
XX
|
|
Xxx
|
|
00000-0000
|
|
Xxxxxx Xxxxxx
|
|
Lane Home
Furnishings Store
|
|
Lane Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RTAIL
|
|
0000 Xxxxxxxxx
Xxxxxxxxxx Xxxx. XX
|
|
Xxxxxxx
|
|
XX
|
|
Xxxxxx
|
|
30318-4154
|
|
United States
|
|
Atlanta Design
Office
|
|
Lane Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RTAIL
|
|
000 Xxxxxxxxxxx
Xxxx Xxxxx, Xxxxx
0000 & 0000
|
|
Xxxxxxx
|
|
XX
|
|
Xxxx
|
|
00000-0000
|
|
Xxxxxx Xxxxxx
|
|
LaneVenture Inc.
Chicago Showroom
|
|
Lane Furniture
Industries, Inc. |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in
brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
Attachment 1 to Schedule 3.05
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RTAIL
|
|
00000 Xxxxxxxxx Xxxx.
|
|
Xxxxxxxx
|
|
XX
|
|
Los Angeles
|
|
|
90503-4611 |
|
|
United States
|
|
LHF Retail Store
|
|
Lane Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RTAIL
|
|
0000 X Xxxx Xxxx
|
|
Xxxxxxxx
|
|
XX
|
|
Xxxxxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
LHF Retail Store
|
|
Lane Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RTAIL
|
|
0000 Xxxxx Xxxxxx
Xxxx, Space A
|
|
Xxxxxxxx
|
|
XX
|
|
Xxxxxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
LHF Retail Store
|
|
Lane Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RTAIL
|
|
000 Xxxxx Xxxxx
Xxxxxxx Xxxxxxx Space
0000
|
|
Xxx Xxxxx
|
|
XX
|
|
Xxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
Lane Home
Furnishings Store
|
|
Lane Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RTAIL
|
|
00000 Xxxxxxxx Xxxxxxx
#0-X
|
|
Xxxxxxx
|
|
XX
|
|
Xxxxxx
|
|
|
00000 |
|
|
Xxxxxx Xxxxxx
|
|
LHF Retail Location
|
|
Lane Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RTAIL
|
|
0000X Xxxx Xxxxxx
Xxxxxxxxx Xxxxx
|
|
Xxxxxxxxx
|
|
XX
|
|
Xxxx Xxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
LHF Retail Location
|
|
Lane Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RTAIL
|
|
00000 Xxxx Xxxxxxx
|
|
Xxxxxxx
|
|
XX
|
|
Xxxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
LHF Retail Location
|
|
Lane Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RTAIL
|
|
00000 Xxxxxxxxxx 00
Xxxxx X
|
|
The Woodlands
|
|
TX
|
|
Xxxxxxxxxx
|
|
|
77380-3648 |
|
|
United States
|
|
LHF Retail Location
|
|
Lane Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RTAIL
|
|
000 Xxxxxxx Xxxxxxxxx
|
|
Xxxxxxxxxx
|
|
XX
|
|
Xxxxxxxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
LHF Retail Location
|
|
Lane Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RTAIL
|
|
000 Xxx Xxxxxxx
Xxxxxxxxx
|
|
Xxxxxxx
|
|
XX
|
|
Madison
|
|
|
38305-2565 |
|
|
United States
|
|
Lane Outlet Store
|
|
Lane Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
OUTWH
|
|
0000 Xxxxx 00
|
|
Xxxxxxxxxxxx
|
|
XX
|
|
|
|
|
|
|
|
Xxxxxx Xxxxxx
|
|
Leased Warehouse
|
|
Lane Furniture
Industries, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RTAIL
|
|
000 Xxxxxxx Xxxxxx Xx
|
|
Xxxxxxx
|
|
XX
|
|
Xxxxxx
|
|
|
30076-1618 |
|
|
United States
|
|
HDM Retail, Inc.
|
|
Drexel Heritage Furniture |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RTAIL
|
|
0000 Xxxx Xxxxxxxxx
Xxx Xxxxx 000
|
|
Xxxxxxx
|
|
XX
|
|
DeKalb
|
|
|
30346-1268 |
|
|
United States
|
|
HDM Retail, Inc.
|
|
Drexel Heritage Furniture |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RTAIL
|
|
0000 Xxxx Xxxxxxxxx
Xxx Xxxxx 000
|
|
Xxxxxxx
|
|
XX
|
|
DeKalb
|
|
|
30346-1268 |
|
|
United States
|
|
Henredon Retail
Store
|
|
Henredon Furniture |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RTAIL
|
|
00000 Xxxxxxxxxxx Xxxx
Xxxxx 000
|
|
Xxxxxxxx
|
|
XX
|
|
Loudoun
|
|
|
20165-8715 |
|
|
United States
|
|
HDM Retail, Inc.
|
|
Drexel Heritage Furniture |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RTAIL
|
|
00 Xxxxxxxxxxx Xxxx
|
|
Xxxxxxxxxxx
|
|
XX
|
|
Xxxxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
Retail Location
|
|
Drexel Heritage Furniture |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RTAIL
|
|
00000 Xxxxxx Xxxxxx
|
|
Xxxxx
|
|
XX
|
|
San Diego
|
|
|
92064-8837 |
|
|
United States
|
|
Drexel Outlet Store
|
|
Drexel Heritage Furniture |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RTAIL
|
|
0000 Xxxxxxxx Xxxxxxxxx
|
|
Xxxxxxxxx
|
|
XX
|
|
Xxxxxx
|
|
|
00000-0000 |
|
|
Xxxxxx Xxxxxx
|
|
HDM Retail, Inc.
|
|
Drexel Heritage Furniture |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in
brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
Attachment 1 to Schedule 3.05
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RTAIL
|
|
625 and 000 Xxxx
Xxxx Xxxxxx
|
|
Xxxx Xxxxx
|
|
XX
|
|
Xxxxxxxx
|
|
00000-0000
|
|
Xxxxxx Xxxxxx
|
|
Showrooms/Outlet/Uphol.
Corp.
Off./Whse.
|
|
Henredon Furniture |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RTAIL
|
|
0000 XX Xxxxxxx 00
XX Xxx 000
|
|
Xxxxxxx
|
|
XX
|
|
Catawba
|
|
28602-5099
|
|
United States
|
|
Hickory Outlet
|
|
Henredon Furniture |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RTAIL
|
|
200 World Trade
Center, Suites 1865
& 0000
|
|
Xxxxxxx
|
|
XX
|
|
Xxxx
|
|
00000-0000
|
|
Xxxxxx Xxxxxx
|
|
Merchandise Mart
Showroom
|
|
Henredon Furniture |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RTAIL
|
|
000 Xxxxxxxxx
Xxxxxx, Xxxxxx 000 &
0000
|
|
Xxx Xxxx
|
|
XX
|
|
Xxx Xxxx
|
|
00000-0000
|
|
Xxxxxx Xxxxxx
|
|
Showroom-New York
Design Center HDM
Furniture
Industries, Inc.
|
|
Henredon Furniture |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RTAIL
|
|
000 X Xx XX
|
|
Xxxxxxxxxx
|
|
XX
|
|
District of Columbia
|
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20024-4703
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United States
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|
Showroom —
Henredon Designer
|
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Henredon Furniture |
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RTAIL
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0000 Xxxxxxx Xx
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Xxxxx Xxxxx
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XX
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Xxxxxxx
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00000-0000
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Xxxxxx Xxxxxx
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Showroom —
Henredon Designer
|
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Henredon Furniture |
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RTAIL
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0 Xxxxx Xxxxx Xxxxxx
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Xxx Xxxxxxxxx
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XX
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Xxx Xxxxxxxxx
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00000-0000
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Xxxxxx Xxxxxx
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Showroom —
Henredon Designer
|
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Henredon Furniture |
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RTAIL
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0000 Xxxxx Xxxxx
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Xxxx
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XX
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Xxxxxxx
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00000-0000
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Xxxxxx Xxxxxx
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Showroom —
Henredon Designer
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Henredon Furniture |
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RTAIL
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0000 Xxxxxxx Xxxx.
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Xxxxxxx Xxxxx
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XX
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Xxxxxxxx
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00000-0000
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Xxxxxx Xxxxxx
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Factory Outlet
Center
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Broyhill Furniture
Industries, Inc. |
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RTAIL
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0000 Xxxxxx Xxxx
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Xxxxxxx Xxxx
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XX
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Xxxxxxx
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00000-0000
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Xxxxxx Xxxxxx
|
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Broyhill Home
Collections Store
|
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Broyhill Furniture
Industries, Inc. |
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RTAIL
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0000 Xxxxxxxx Xxxxxx
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Xxx Xxxxx
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XX
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Xxxxx
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89103-2069
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United States
|
|
Broyhill Showroom
|
|
Broyhill Furniture
Industries, Inc. |
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RTAIL
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00 Xxxxxxxxx Xx.
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Xxxxxxxxx
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XX
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Retail Location
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Broyhill Furniture
Industries, Inc. |
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RTAIL
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00 Xxxxxxxxx Xx.
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Xxxxxxxxx
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XX
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Retail Location
|
|
Lane Furniture
Industries, Inc. |
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RTAIL
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00 Xxxxxxxxx Xx.
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Xxxxxxxxx
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XX
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Retail Location
|
|
Thomasville
Furniture
Industries, Inc. |
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RTAIL
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00000X Xxxxxxxxxx Xx.
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Xxxxxxxxxx
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XX
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Retail Location
|
|
Broyhill Furniture
Industries, Inc. |
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RTAIL
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00000 Xxxxxxxxxx Xx.
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Xxxxxxxxxx
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XX
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Retail Location
|
|
Lane Furniture
Industries, Inc. |
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RTAIL
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00000 Xxxxxxxxxx Xx.
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Xxxxxxxxxx
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XX
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Retail Location
|
|
Thomasville
Furniture
Industries, Inc. |
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[*] |
|
Certain confidential information contained in this document, marked with an asterisk in
brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
Attachment 1 to Schedule 3.05
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RTAIL
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00000X Xxxxxxxxxx Xx.
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Xxxxxxxxxx
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XX
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Retail Location |
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RTAIL
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000 Xxxxx Xxxxxx
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X’Xxxxxx
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XX
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Retail Location
|
|
Broyhill Furniture
Industries, Inc. |
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RTAIL
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000 Xxxxx Xxxxxx
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X’Xxxxxx
|
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XX
|
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|
Retail Location
|
|
Lane Furniture
Industries, Inc. |
|
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RTAIL
|
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000 Xxxxx Xxxxxx
|
|
X’Xxxxxx
|
|
XX
|
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|
Retail Location
|
|
Thomasville
Furniture
Industries, Inc. |
|
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RTAIL
|
|
0000 Xxxxxxxx Xxxx
Xx. Xxx. 0
|
|
X’Xxxxxx
|
|
XX
|
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|
Retail Location
|
|
Lane Furniture
Industries, Inc. |
|
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RTAIL
|
|
0000 Xxxxxxxx Xxxx
Xx. Xxx 0
|
|
X’Xxxxxx
|
|
XX
|
|
|
|
|
|
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|
Retail Location
|
|
Broyhill Furniture
Industries, Inc. |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in
brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
Attachment 2 to Schedule 3.05
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in
brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
Broyhill Furniture Industries — Copyright Portfolio
Date Generated: March 29, 2007
TX-2-391-861
Retail sales seminar.
Sheets.
Broyhill Furniture Industries, Inc.
1988
27Mar88
22Aug88
TX-4-522-071
Visions—a decorating workbook.
21 x.
Xxxxxxxx Furniture Industries, Inc.
1996
1Oct96
18Apr97
VA-848-067
Torreon: vertical mirror: no. 4300-26.
Broyhill Furniture Industries, Inc.
1996
16Sep96
14Apr97
VA-848-068
Torreon: panel headboard: no. 4300-56.
Broyhill Furniture Industries, Inc.
1996
16Sep96
14Apr97
VA-892-023
Torreon door chest.
Sculpture.
Broyhill Furniture Industries, Inc.
1996
16Sep96
15Apr97
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been
omitted and filed separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of
the Securities Exchange Act of 1934, as amended. |
Broyhill Furniture Industries — Copyright Portfolio
VA-892-024
Torreon door dresser.
Sculpture.
Broyhill Furniture Industries, Inc.
1996
16Sep96
15Apr97
VA-892-025
Torreon landscape mirror.
Sculpture.
Broyhill Furniture Industries, Inc.
1996
16Sep96
15Apr97
VA-892-026
Torreon panel headboard.
Sculpture.
Broyhill Furniture Industries, Inc.
1996
16Sep96
15Apr97
VA-892-027
Torreon poster footboard.
Sculpture.
Broyhill Furniture Industries, Inc.
1996
16Sep96
15Apr97
VA-892-028
Torreon magna chest.
Sculpture.
Broyhill Furniture Industries, Inc.
1996
16Sep96
15Apr97
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed separately
with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
Broyhill Furniture Industries — Copyright Portfolio
VA-1-007-560
Winter pine landscape mirror, & 2 other sculptures.
Designs on furniture.
Collection.
Broyhill Furniture Industries, Inc.
1999
15Mar99
13Sep99
VA-1-007-561
Square cocktail table, & 1 other table
Designs on furniture.
Broyhill Furniture Industries, Inc.
1999
15Mar99
13Sep99
VA-1-007-562
Sideboard metal hutch.
Sculpture.
Broyhill Furniture Industries, Inc.
1999
15Mar99
13Sep99
VA-1-007-563
Armoire.
Sculpture.
Broyhill Furniture Industries, Inc.
1999
15Mar99
13Sep99
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed separately with the Securities and
Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
Thomasville Furniture Industries — Copyright Portfolio
Date Generated: March 29, 2007
VA-1-224-864
Villa Soleil drawer pull plate: no. 5002.
Sculpture.
Ac Thomasville Furniture Industries, Inc.
2003
1Apr03
9Oct03
XX-0-000-000
Xxxxxxxxx furniture spring 2004 collection (5004)
Sculptural designs.
Catalogued from appl. only.
Thomasville Furniture Industries, Inc.
2004
1Mar04
21Jan05
XX-0-000-000
Xxxxxxxxx hardware spring 2004 collection (5003)
Sculptural designs.
Catalogued from appl. only.
Thomasville Furniture Industries, Inc.
2004
1Mar04
21Jan05
XX-0-000-000
Xxxxxxxxx furniture (2-D) spring 2004 collection (5006)
Designs on furniture.
Catalogued from appl. only.
Thomasville Furniture Industries, Inc.
2004
1 Mar04
21Jan05
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed separately with
the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
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|
|
Client-Matter |
|
Matter |
|
|
|
|
|
|
|
|
|
|
No. |
|
Type |
|
|
|
Status/Date |
|
Client/Reference # |
|
Effective/Open |
|
Terminate/End |
58040-6276
|
|
Copyright
|
|
|
|
Registered
|
|
Broyhill Furniture Industries, Inc. |
|
|
|
|
|
|
|
|
Title: |
|
Broyhill — TORREON DOOR DRESSER |
|
|
|
|
Result/Royalty Description: |
|
|
|
|
|
|
|
|
|
|
|
|
Remarks:
|
|
VA 892-024 |
|
|
|
|
|
|
|
|
|
|
Attorney(s): |
|
Xxxxx X. Xxxxx; Xxxxxxx Xxxxxxx |
|
|
|
|
Country(ies): |
|
United States of America |
|
|
|
|
|
|
|
|
|
|
|
|
|
58040-6279
|
|
Copyright
|
|
|
|
Registered
|
|
Broyhill Furniture Industries, Inc. |
|
|
|
|
|
|
|
|
Title: |
|
Broyhill — TORREON DOOR CHEST |
|
|
|
|
Result/Royalty Description: |
|
|
|
|
|
|
|
|
|
|
|
|
Remarks:
|
|
VA 892-023 |
|
|
|
|
|
|
|
|
|
|
Attorney(s): |
|
Xxxxx X. Xxxxx; Xxxxxxx Xxxxxxx |
|
|
|
|
Country(ies): |
|
United States of America |
|
|
|
|
|
|
|
|
|
|
|
|
|
58040-6280
|
|
Copyright
|
|
|
|
Registered
|
|
Broyhill Furniture Industries, Inc. |
|
|
|
|
|
|
|
|
Title: |
|
Broyhill — TORREON MAGNA CHEST |
|
|
|
|
Result/Royalty Description: |
|
|
|
|
|
|
|
|
|
|
|
|
Remarks:
|
|
VA 892-028 |
|
|
|
|
|
|
|
|
|
|
Attorney(s): |
|
Xxxxx X. Xxxxx; Xxxxxxx Xxxxxxx |
|
|
|
|
Country(ies): |
|
United States of America |
|
|
|
|
|
|
|
|
|
|
|
|
|
58040-6282
|
|
Copyright
|
|
|
|
Registered
|
|
Broyhill Furniture Industries, Inc. |
|
|
|
|
|
|
|
|
Title: |
|
Broyhill — TORREON POSTER FOOTBOARD |
|
|
|
|
Result/Royalty Description: |
|
|
|
|
|
|
|
|
|
|
|
|
Remarks:
|
|
VA 892-027 |
|
|
|
|
|
|
|
|
|
|
Attorney(s): |
|
Xxxxx X. Xxxxx; Xxxxxxx Xxxxxxx |
|
|
|
|
Country(ies): |
|
United States of America |
|
|
|
|
|
|
|
|
|
|
|
|
|
58040-6283
|
|
Copyright
|
|
|
|
Registered
|
|
Broyhill Furniture Industries, Inc. |
|
|
|
|
|
|
|
|
Title: |
|
Broyhill — TORREON PANEL HEADBOARD |
|
|
|
|
Result/Royalty Description: |
|
|
|
|
|
|
|
|
|
|
|
|
Remarks:
|
|
VA 892-026 |
|
|
|
|
|
|
|
|
|
|
Attorney(s): |
|
Xxxxx X. Xxxxx; Xxxxxxx Xxxxxxx |
|
|
|
|
Country(ies): |
|
United States of America |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
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|
|
|
|
Client-Matter |
|
Matter |
|
|
|
|
|
|
|
|
|
|
No. |
|
Type |
|
|
|
Status/Date |
|
Client/Reference # |
|
Effective/Open |
|
Terminate/End |
58040-6285
|
|
Copyright
|
|
|
|
Registered
|
|
Broyhill Furniture Industries, Inc. |
|
|
|
|
|
|
|
|
Title: |
|
Broyhill — TORREON VERTICAL MIRROR |
|
|
|
|
|
|
|
|
Result/Royalty Description: |
|
|
|
|
|
|
|
|
|
|
|
|
Remarks:
|
|
VA 848-067 |
|
|
|
|
|
|
|
|
|
|
Attorney(s): |
|
Xxxxx X. Xxxxx; Xxxxxxx Xxxxxxx |
|
|
|
|
|
|
|
|
Country(ies):
|
|
United States of America |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
58040-6286
|
|
Copyright
|
|
|
|
Registered
|
|
Broyhill Furniture Industries, Inc. |
|
|
|
|
|
|
|
|
Title: |
|
Broyhill — TORREON LANDSCAPE MIRROR |
|
|
|
|
|
|
|
|
Result/Royalty Description: |
|
|
|
|
|
|
|
|
|
|
|
|
Remarks:
|
|
VA 892-025 |
|
|
|
|
|
|
|
|
|
|
Attorney(s): |
|
Xxxxx X. Xxxxx; Xxxxxxx Xxxxxxx |
|
|
|
|
|
|
|
|
Country(ies): |
|
United States of America |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
58040-6287
|
|
Copyright
|
|
|
|
Registered
|
|
Broyhill Furniture Industries, Inc. |
|
|
|
|
|
|
|
|
Title: |
|
Broyhill — TORREON PANEL HEADBOARD |
|
|
|
|
|
|
|
|
Result/Royalty Description: |
|
|
|
|
|
|
|
|
|
|
|
|
Remarks:
|
|
VA 848-668 |
|
|
|
|
|
|
|
|
|
|
Attorney(s): |
|
Xxxxx X. Xxxxx; Xxxxxxx Xxxxxxx |
|
|
|
|
|
|
|
|
Country(ies): |
|
United States of America |
|
|
|
|
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
SCHEDULE IV
TO
SECURITY AGREEMENT
U.S. Patent Registrations; Foreign Patent Registrations; U.S. Patent Applications; Foreign Patent
Applications; Patent Licenses
[To be completed for each Grantor]
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has
been omitted and filed separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of
the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
PATENT STATUS REPORT
|
|
Attorney Client Communication |
|
|
|
|
Privileged Confidential |
THOMASVILLE FURNITURE PATENTS
|
|
|
|
|
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|
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|
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|
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|
|
|
|
|
|
|
|
Application |
|
|
Application |
|
|
Patent |
|
|
|
|
|
|
|
Title |
|
Number |
|
|
Date |
|
|
Number |
|
|
Grant Date |
|
|
Expires |
|
ARMOIRE — XXXXXXXXXX COLLECTION |
|
|
29/214,592 |
|
|
|
4/7/2005 |
|
|
|
|
|
|
|
|
|
|
|
|
|
D/A FURNITURE (COLOR PLAY COLLECTION) |
|
|
29/276,534 |
|
|
|
1/29/2007 |
|
|
|
|
|
|
|
|
|
|
|
|
|
D/A FURNITURE (LUMINE COLLECTION) |
|
|
29/276,181 |
|
|
|
1/18/2007 |
|
|
|
|
|
|
|
|
|
|
|
|
|
D/A FURNITURE FRAME (HILLS OF TUSCANY) |
|
|
29/247,573 |
|
|
|
6/27/2006 |
|
|
|
|
|
|
|
|
|
|
|
|
|
D/A BED HEADBOARD AND FOOTBOARD |
|
|
29/247,574 |
|
|
|
6/27/2006 |
|
|
|
|
|
|
|
|
|
|
|
|
|
D/A DRESSER (HILLS OF TUSCANY) |
|
|
29/247,575 |
|
|
|
6/27/2006 |
|
|
|
|
|
|
|
|
|
|
|
|
|
D/A FURNITURE DRAWER AND FRAME |
|
|
29/247,576 |
|
|
|
6/27/2006 |
|
|
|
|
|
|
|
|
|
|
|
|
|
D/A DRAWER DRESSER (HILLS OF TUSCANY) |
|
|
29/247,577 |
|
|
|
6/27/2006 |
|
|
|
|
|
|
|
|
|
|
|
|
|
D/A ENDBOARD (HILLS OF TUSCANY) |
|
|
29/247,578 |
|
|
|
6/27/2006 |
|
|
|
|
|
|
|
|
|
|
|
|
|
D/A ARMOIRE (HILLS OF TUSCANY) |
|
|
29/247,579 |
|
|
|
6/27/2006 |
|
|
|
|
|
|
|
|
|
|
|
|
|
D/A CHINA (HILLS OF TUSCANY) |
|
|
29/247,580 |
|
|
|
6/27/2006 |
|
|
|
|
|
|
|
|
|
|
|
|
|
D/A CHINA (HILLS OF TUSCANY) |
|
|
29/247,581 |
|
|
|
6/27/2006 |
|
|
|
|
|
|
|
|
|
|
|
|
|
D/A FURNITURE LEG (HILLS OF TUSCANY) |
|
|
29/247,582 |
|
|
|
6/27/2006 |
|
|
|
|
|
|
|
|
|
|
|
|
|
D/A SIDEBOARD (HILLS OF TUSCANY) |
|
|
29/247,583 |
|
|
|
6/27/2006 |
|
|
|
|
|
|
|
|
|
|
|
|
|
D/A Edge Moulding (Square Edge) |
|
|
29/247,584 |
|
|
|
6/27/2006 |
|
|
|
|
|
|
|
|
|
|
|
|
|
D/A EDGE MOULDING (ROUND EDGE) |
|
|
29/247,585 |
|
|
|
6/27/2006 |
|
|
|
|
|
|
|
|
|
|
|
|
|
D/A Furniture Door (Felicity Collection) |
|
|
29/248,786 |
|
|
|
9/1/2006 |
|
|
|
|
|
|
|
|
|
|
|
|
|
D/A Furniture Panel (Felicity Collection) |
|
|
29/248,787 |
|
|
|
9/1/2006 |
|
|
|
|
|
|
|
|
|
|
|
|
|
D/A CHINA Xxxxxxxxx |
|
|
29/214,586 |
|
|
|
10/6/2004 |
|
|
|
|
|
|
|
|
|
|
|
|
|
D/A SEAT Xxxxxxxxx |
|
|
29/214,584 |
|
|
|
10/6/2004 |
|
|
|
|
|
|
|
|
|
|
|
|
|
D/A TABLE Xxxxxxxxx |
|
|
29/216,047 |
|
|
|
10/28/2004 |
|
|
|
D525,459 |
|
|
|
7/25/2006 |
|
|
|
7/25/2020 |
|
D/A FURNITURE ORNAMENTATION |
|
|
29/214,585 |
|
|
|
10/6/2004 |
|
|
|
D511,635 |
|
|
|
11/22/2005 |
|
|
|
11/22/2019 |
|
D/A MIRROR Xxxxxxxxx |
|
|
29/214,603 |
|
|
|
10/6/2004 |
|
|
|
D527,916 |
|
|
|
9/12/2006 |
|
|
|
9/12/2020 |
|
D/A HEADBOARD AND FOOTBOARD |
|
|
29/214,600 |
|
|
|
10/6/2004 |
|
|
|
D517,342 |
|
|
|
3/21/2006 |
|
|
|
3/21/2020 |
|
D/A SEAT Xxxxxxxxx |
|
|
29/214,601 |
|
|
|
10/6/2004 |
|
|
|
D514,346 |
|
|
|
2/7/2006 |
|
|
|
2/7/2020 |
|
D/A DINING TABLE Xxxxxxxxx |
|
|
29/216,045 |
|
|
|
10/28/2004 |
|
|
|
D518,668 |
|
|
|
4/11/2006 |
|
|
|
4/11/2020 |
|
D/A PEDESTAL Xxxxxxxxx |
|
|
29/216,044 |
|
|
|
10/28/2004 |
|
|
|
D518,982 |
|
|
|
4/18/2006 |
|
|
|
4/18/2020 |
|
D/A CHINA Xxxxxxxxx |
|
|
29/216,043 |
|
|
|
10/28/2004 |
|
|
|
D513,907 |
|
|
|
1/31/2006 |
|
|
|
1/31/2020 |
|
D/A SEAT Xxxxxxxxx |
|
|
29/214,602 |
|
|
|
10/6/2004 |
|
|
|
D512,845 |
|
|
|
12/20/2005 |
|
|
|
12/20/2019 |
|
D/A BAR Hemingway |
|
|
29/214,571 |
|
|
|
10/6/2004 |
|
|
|
D510,490 |
|
|
|
10/11/2005 |
|
|
|
10/11/2019 |
|
D/A CONSOLE Xxxxxxxxx |
|
|
29/216,042 |
|
|
|
10/28/2004 |
|
|
|
D519,759 |
|
|
|
5/2/2006 |
|
|
|
5/2/2020 |
|
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
PATENT STATUS REPORT
|
|
Attorney Client Communication |
|
|
|
|
|
|
Privileged Confidential |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
D/A DESK Xxxxxxxxx |
|
|
29/214,678 |
|
|
|
10/6/2004 |
|
|
|
D517,835 |
|
|
|
3/28/2006 |
|
|
|
3/28/2020 |
|
D/A SEAT FRAME Xxxxxxxxx |
|
|
29/214,658 |
|
|
|
10/6/2004 |
|
|
|
D514,834 |
|
|
|
2/14/2006 |
|
|
|
2/14/2020 |
|
D/A BEDSTEAD Xxxxxxxxx |
|
|
29/214,610 |
|
|
|
10/6/2004 |
|
|
|
D519,745 |
|
|
|
5/2/2006 |
|
|
|
5/2/2020 |
|
D/A PEDESTAL Xxxxxxxxx |
|
|
29/214,582 |
|
|
|
10/6/2004 |
|
|
|
D519,760 |
|
|
|
5/2/2006 |
|
|
|
5/2/2020 |
|
D/A CHEST Xxxxxxxxx |
|
|
29/214,583 |
|
|
|
10/6/2004 |
|
|
|
D507,429 |
|
|
|
7/19/2005 |
|
|
|
7/19/2019 |
|
D/A HEADBOARD Xxxxxxxxx |
|
|
29/214,599 |
|
|
|
10/6/2004 |
|
|
|
D519,764 |
|
|
|
5/2/2006 |
|
|
|
5/2/2020 |
|
D/A ARMOIRE Xxxxxxxxx |
|
|
29/214,592 |
|
|
|
10/6/2004 |
|
|
|
D510,489 |
|
|
|
10/11/2005 |
|
|
|
10/11/2019 |
|
D/A TABLE TOP DESIGN Xxxxxxxxx |
|
|
29/214,593 |
|
|
|
10/6/2004 |
|
|
|
D520,276 |
|
|
|
5/9/2006 |
|
|
|
5/9/2020 |
|
D/A TABLE Xxxxxxxxx |
|
|
29/214,594 |
|
|
|
10/6/2004 |
|
|
|
D518,961 |
|
|
|
4/18/2006 |
|
|
|
4/18/2020 |
|
D/A FURNITURE LEG Xxxxxxxxx |
|
|
29/214,595 |
|
|
|
10/6/2004 |
|
|
|
D519,304 |
|
|
|
4/25/2006 |
|
|
|
4/25/2020 |
|
D/A BOX Xxxxxxxxx |
|
|
29/216,041 |
|
|
|
10/28/2004 |
|
|
|
D509,375 |
|
|
|
9/13/2005 |
|
|
|
9/13/2019 |
|
D/A FURNITURE LEG King Street |
|
|
29/216,020 |
|
|
|
10/28/2004 |
|
|
|
D521,280 |
|
|
|
5/23/2006 |
|
|
|
5/23/2020 |
|
D/A SEAT King Street |
|
|
29/216,054 |
|
|
|
10/28/2004 |
|
|
|
D513,901 |
|
|
|
1/31/2006 |
|
|
|
1/31/2020 |
|
D/A ENTERTAINMENT CENTER |
|
|
29/210,649 |
|
|
|
8/4/2004 |
|
|
|
D510,211 |
|
|
|
10/4/2005 |
|
|
|
10/4/2019 |
|
SEAT — CINNAMON HILL COLLECTION |
|
|
29/223,949 |
|
|
|
2/23/2005 |
|
|
|
D513,455 |
|
|
|
1/10/2006 |
|
|
|
1/10/2020 |
|
SEAT BACK — CINNAMON HILL COLLECTION |
|
|
29/223,946 |
|
|
|
2/23/2005 |
|
|
|
D514,359 |
|
|
|
2/7/2006 |
|
|
|
2/7/2020 |
|
CANOPY TV BED (D/A) |
|
|
29/017,214 |
|
|
|
1/7/1994 |
|
|
|
D365,951 |
|
|
|
1/9/1996 |
|
|
|
1/9/2010 |
|
CLOCK CHEST (D/A) |
|
|
29/029,996 |
|
|
|
10/20/1994 |
|
|
|
D362,131 |
|
|
|
9/12/1995 |
|
|
|
9/12/2009 |
|
BEDSTEAD (Stone Terrace) |
|
|
29/029,991 |
|
|
|
10/20/1994 |
|
|
|
D376,489 |
|
|
|
12/17/1996 |
|
|
|
12/17/2010 |
|
BEDSTEAD (STONE TERRACE) |
|
|
29/029,984 |
|
|
|
10/20/1994 |
|
|
|
D366,601 |
|
|
|
4/9/1996 |
|
|
|
4/9/2010 |
|
CHEST (Stone Terrace) |
|
|
29/029,975 |
|
|
|
10/20/1994 |
|
|
|
D364,759 |
|
|
|
12/5/1995 |
|
|
|
12/5/2009 |
|
HEADBOARD AND FOOTBOARD SET |
|
|
29/029,974 |
|
|
|
10/20/1994 |
|
|
|
D368,178 |
|
|
|
3/26/1996 |
|
|
|
3/26/2010 |
|
WARDROBE (American Revival) |
|
|
29/030,026 |
|
|
|
10/20/1994 |
|
|
|
D360,088 |
|
|
|
7/11/1995 |
|
|
|
7/11/2009 |
|
CLOCK CHEST (American Revival) |
|
|
29/029,990 |
|
|
|
10/20/1994 |
|
|
|
D358,950 |
|
|
|
6/6/1995 |
|
|
|
6/6/2009 |
|
SEAT (American Revival) |
|
|
29/029,979 |
|
|
|
10/20/1994 |
|
|
|
D367,566 |
|
|
|
3/5/1996 |
|
|
|
3/5/2010 |
|
AMERICAN REVIVAL DOOR FRONT |
|
|
29/029,978 |
|
|
|
10/20/1994 |
|
|
|
D378,791 |
|
|
|
4/15/1997 |
|
|
|
4/15/2011 |
|
AMERICAN REVIVAL OPEN LATTICE |
|
|
29/029,997 |
|
|
|
10/20/1994 |
|
|
|
D421,354 |
|
|
|
3/7/2000 |
|
|
|
3/7/2014 |
|
TABLE (American Revival) |
|
|
29/029,995 |
|
|
|
10/20/1994 |
|
|
|
D363,622 |
|
|
|
10/31/1995 |
|
|
|
10/31/2009 |
|
DESK (American Revival) |
|
|
29/029,985 |
|
|
|
10/20/1994 |
|
|
|
D371,015 |
|
|
|
6/25/1996 |
|
|
|
6/25/2010 |
|
CURIO CONSOLE (American Revival) |
|
|
29/030,004 |
|
|
|
10/20/1994 |
|
|
|
D371,017 |
|
|
|
6/25/1996 |
|
|
|
6/25/2010 |
|
BOOKCASE (American Revival) |
|
|
29/030,000 |
|
|
|
10/20/1994 |
|
|
|
D367,570 |
|
|
|
3/5/1996 |
|
|
|
3/5/2010 |
|
CURIO CABINET (American Revival) |
|
|
29/029,982 |
|
|
|
10/20/1994 |
|
|
|
D371,016 |
|
|
|
6/25/1996 |
|
|
|
6/25/2010 |
|
AMERICAN REVIVAL DRESSER |
|
|
29/029,980 |
|
|
|
10/20/1994 |
|
|
|
D373,491 |
|
|
|
9/10/1996 |
|
|
|
9/10/2010 |
|
MIRROR (American Revival) |
|
|
29/030,025 |
|
|
|
10/20/1994 |
|
|
|
D370,784 |
|
|
|
8/18/1996 |
|
|
|
6/18/2010 |
|
CHEST (American Revival) |
|
|
29/029,994 |
|
|
|
10/20/1994 |
|
|
|
D371,019 |
|
|
|
6/25/1996 |
|
|
|
6/25/2010 |
|
AMERICAN REVIVAL CANOPY BED |
|
|
29/029,977 |
|
|
|
10/20/1994 |
|
|
|
D373,687 |
|
|
|
9/17/1996 |
|
|
|
9/17/2010 |
|
NIGHT STAND (American Revival) |
|
|
29/029,986 |
|
|
|
10/20/1994 |
|
|
|
D368,182 |
|
|
|
3/26/1996 |
|
|
|
3/26/2010 |
|
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
PATENT STATUS REPORT
|
|
Attorney Client Communication |
|
|
|
|
|
|
Privileged Confidential |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
AMERICAN REVIVAL DOOR UNIT |
|
|
29/030,005 |
|
|
|
10/20/1994 |
|
|
|
D374,136 |
|
|
|
10/1/1996 |
|
|
|
10/1/2010 |
|
ENTERTAINMENT CENTER |
|
|
29/029,999 |
|
|
|
10/20/1994 |
|
|
|
D372,376 |
|
|
|
8/6/1996 |
|
|
|
8/6/2010 |
|
ENTERTAINMENT CENTER |
|
|
29/029,987 |
|
|
|
10/20/1994 |
|
|
|
D372,136 |
|
|
|
7/30/1996 |
|
|
|
7/30/2010 |
|
SIDEBOARD (American Revival) |
|
|
29/029,983 |
|
|
|
10/20/1994 |
|
|
|
D366,166 |
|
|
|
1/16/1996 |
|
|
|
1/16/2010 |
|
CHINA CABINET (American Revival) |
|
|
29/029,969 |
|
|
|
10/20/1994 |
|
|
|
D372,375 |
|
|
|
8/6/1996 |
|
|
|
8/6/2010 |
|
CHINAA CABINET (American Revival) |
|
|
29/029,981 |
|
|
|
10/20/1994 |
|
|
|
D372,139 |
|
|
|
7/30/1996 |
|
|
|
7/30/2010 |
|
TABLE (American Revival) |
|
|
29/029,976 |
|
|
|
10/20/1994 |
|
|
|
D371,261 |
|
|
|
7/2/1996 |
|
|
|
7/2/2010 |
|
TABLE (American Revival) |
|
|
29/030,006 |
|
|
|
10/20/1994 |
|
|
|
D371,260 |
|
|
|
7/2/1996 |
|
|
|
7/2/2010 |
|
SEAT (American Revival) |
|
|
29/029,998 |
|
|
|
10/20/1994 |
|
|
|
D366,160 |
|
|
|
1/16/1996 |
|
|
|
1/16/2010 |
|
BEDSTEAD (RENAISSANCE CANOPY BED) |
|
|
29/061,161 |
|
|
|
10/17/1996 |
|
|
|
D391,095 |
|
|
|
2/24/1998 |
|
|
|
2/24/2012 |
|
ENDBOARD (RENAISSANCE CANOPY BED) |
|
|
29/061,189 |
|
|
|
10/17/1996 |
|
|
|
D390,390 |
|
|
|
2/10/1998 |
|
|
|
2/10/2012 |
|
ARMOIRE (RENAISSANCE) |
|
|
29/062,887 |
|
|
|
11/27/1996 |
|
|
|
D390,042 |
|
|
|
2/3/1998 |
|
|
|
2/3/2012 |
|
CHEST (RENAISSANCE) |
|
|
29/063,139 |
|
|
|
11/27/1996 |
|
|
|
D387,580 |
|
|
|
12/16/1997 |
|
|
|
12/16/2011 |
|
BEDSTEAD (RENAISSANCE) |
|
|
29/061,163 |
|
|
|
10/17/1996 |
|
|
|
D391,781 |
|
|
|
3/10/1998 |
|
|
|
3/10/2012 |
|
ENDBOARD (RENAISSANCE) |
|
|
29/061,179 |
|
|
|
10/17/1996 |
|
|
|
D392,480 |
|
|
|
3/24/1998 |
|
|
|
3/24/2012 |
|
MIRROR (RENAISSANCE) |
|
|
29/063,144 |
|
|
|
11/27/1996 |
|
|
|
D387,568 |
|
|
|
12/16/1997 |
|
|
|
12/16/2011 |
|
MIRROR (RENAISSANCE) |
|
|
29/065,434 |
|
|
|
12/24/1996 |
|
|
|
D390,009 |
|
|
|
2/3/1998 |
|
|
|
2/3/2012 |
|
DRESSER (RENAISSANCE) |
|
|
29/063,113 |
|
|
|
11/27/1996 |
|
|
|
D389,655 |
|
|
|
1/27/1998 |
|
|
|
1/27/2012 |
|
ENDBOARD (RENAISSANCE) |
|
|
29/063,177 |
|
|
|
11/27/1996 |
|
|
|
D390,389 |
|
|
|
2/10/1998 |
|
|
|
2/10/2012 |
|
BEDSTEAD (RENAISSANCE) |
|
|
29/063,137 |
|
|
|
11/27/1996 |
|
|
|
D390,375 |
|
|
|
2/10/1998 |
|
|
|
2/10/2012 |
|
CHEST (RENAISSANCE) |
|
|
29/062,888 |
|
|
|
11/27/1996 |
|
|
|
D390,045 |
|
|
|
2/3/1998 |
|
|
|
2/3/2012 |
|
TABLE (RENAISSANCE) |
|
|
29/063,118 |
|
|
|
11/27/1996 |
|
|
|
D388,978 |
|
|
|
1/13/1998 |
|
|
|
1/13/2012 |
|
CHINA CABINET (SPLENDIDO) |
|
|
29/064,237 |
|
|
|
12/24/1996 |
|
|
|
D390,719 |
|
|
|
2/17/1998 |
|
|
|
2/17/2012 |
|
TABLE (RENAISSANCE) |
|
|
29/061,213 |
|
|
|
10/17/1996 |
|
|
|
D394,765 |
|
|
|
6/2/1998 |
|
|
|
6/2/2012 |
|
SIDEBOARD (STONE TERRACE SIDEBOARD) |
|
|
29/063,119 |
|
|
|
11/27/1996 |
|
|
|
D390,041 |
|
|
|
2/3/1998 |
|
|
|
2/3/2012 |
|
CHINA (STONE TERRACE CHINA) |
|
|
29/083,138 |
|
|
|
11/27/1996 |
|
|
|
D390,043 |
|
|
|
2/3/1998 |
|
|
|
2/3/2012 |
|
TABLE (STONE TERRACE DINING TABLE) |
|
|
29/063,120 |
|
|
|
11/27/1996 |
|
|
|
D368,979 |
|
|
|
1/13/1998 |
|
|
|
1/13/2012 |
|
BEDSTEAD (Xxxxxxxx) |
|
|
29/086,901 |
|
|
|
4/22/1998 |
|
|
|
D415,905 |
|
|
|
11/2/1999 |
|
|
|
11/2/2013 |
|
CHEST (Xxxxxxxx Collection) |
|
|
29/094,527 |
|
|
|
10/5/1998 |
|
|
|
D420,630 |
|
|
|
2/15/2000 |
|
|
|
2/15/2014 |
|
ARMOIRE (Xxxxxxxx Collection) |
|
|
29/086,885 |
|
|
|
4/22/1998 |
|
|
|
D416,403 |
|
|
|
11/16/1999 |
|
|
|
11/16/2013 |
|
MIRROR (Xxxxxxxx Collection) |
|
|
29/094,788 |
|
|
|
10/9/1998 |
|
|
|
D409,393 |
|
|
|
5/11/1999 |
|
|
|
5/11/2013 |
|
TABLE (Xxxxxxxx Collection) |
|
|
29/094,521 |
|
|
|
10/5/1998 |
|
|
|
D412,632 |
|
|
|
8/10/1999 |
|
|
|
8/10/2013 |
|
MIRROR (Encounter Collection) |
|
|
29/094,526 |
|
|
|
10/5/1998 |
|
|
|
D409,392 |
|
|
|
5/11/1999 |
|
|
|
5/11/2013 |
|
CHEST (Encounter Collection) |
|
|
29/086,908 |
|
|
|
4/22/1998 |
|
|
|
D416,144 |
|
|
|
11/9/1999 |
|
|
|
11/9/2013 |
|
BEDSTEAD (Encounter Collection) |
|
|
29/086,862 |
|
|
|
4/22/1998 |
|
|
|
D408,648 |
|
|
|
4/27/1999 |
|
|
|
4/27/2013 |
|
SIDEBOARD (Encounter Collection) |
|
|
29/094,524 |
|
|
|
10/5/1998 |
|
|
|
D417,346 |
|
|
|
12/7/1999 |
|
|
|
12/7/2013 |
|
DRESSER (Encounter Collection) |
|
|
29/094,524 |
|
|
|
10/5/1998 |
|
|
|
D428,280 |
|
|
|
7/18/2000 |
|
|
|
7/18/2014 |
|
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
PATENT STATUS REPORT
|
|
Attorney Client Communication |
|
|
|
|
Privileged Confidential |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
MIRROR (Trafalgar Collection) |
|
|
29/094,552 |
|
|
|
10/5/1998 |
|
|
|
D409,844 |
|
|
|
5/18/1999 |
|
|
|
5/18/2013 |
|
CHEST (Trafalgar Collection) |
|
|
29/094,516 |
|
|
|
10/5/1998 |
|
|
|
D420,833 |
|
|
|
2/22/2000 |
|
|
|
2/22/2014 |
|
SIDEBOARD (Trafalgar Collection) |
|
|
29/086,903 |
|
|
|
4/22/1998 |
|
|
|
D414,627 |
|
|
|
10/5/1999 |
|
|
|
10/5/2013 |
|
TABLE EDGE AND UNDERTOP MOLDING |
|
|
29/094,515 |
|
|
|
10/5/1998 |
|
|
|
D412,076 |
|
|
|
7/20/1999 |
|
|
|
7/20/2013 |
|
FURNITURE LEG (Trafalgar Collection) |
|
|
29/096,111 |
|
|
|
11/5/1998 |
|
|
|
D411,394 |
|
|
|
6/22/1999 |
|
|
|
6/22/2013 |
|
BEDSTEAD (Xxxxxxxxx Collection) |
|
|
29/095,063 |
|
|
|
10/15/1998 |
|
|
|
D419,329 |
|
|
|
1/25/2000 |
|
|
|
1/25/2014 |
|
BUFFET (Xxxxxxxxx Collection) |
|
|
29/112,324 |
|
|
|
10/14/1998 |
|
|
|
D444,317 S |
|
|
|
7/3/2001 |
|
|
|
7/3/2015 |
|
BOOKCASE (Xxxxxxxxx Collection) |
|
|
29/112,345 |
|
|
|
10/14/1998 |
|
|
|
D437,508 S |
|
|
|
2/13/2001 |
|
|
|
2/13/2015 |
|
BEDSTEAD (Xxxxxxxxx Collection) |
|
|
29/095,064 |
|
|
|
10/15/1998 |
|
|
|
D423,246 |
|
|
|
4/25/2000 |
|
|
|
4/25/2014 |
|
TABLE (Xxxxxxxxx Collection) |
|
|
29/095,074 |
|
|
|
10/15/1998 |
|
|
|
D414,057 |
|
|
|
9/21/1999 |
|
|
|
9/21/2013 |
|
SIDEBOARD (Xxxxxxxxx Collection) |
|
|
29/111,185 |
|
|
|
9/22/1999 |
|
|
|
D430,428 |
|
|
|
9/5/2000 |
|
|
|
9/5/2014 |
|
DRESSER (Xxxxxxxxx Collection) |
|
|
29/111,173 |
|
|
|
9/22/1999 |
|
|
|
D430,427 |
|
|
|
9/5/2000 |
|
|
|
9/5/2014 |
|
ARMOIRE (Xxxxxxxxx Collection) |
|
|
29/111,263 |
|
|
|
9/23/1999 |
|
|
|
D430,429 |
|
|
|
9/5/2000 |
|
|
|
9/5/2014 |
|
DRESSER (Xxxxxxxxx Collection) |
|
|
29/095,065 |
|
|
|
10/15/1998 |
|
|
|
D440,073 |
|
|
|
4/10/2001 |
|
|
|
4/10/2015 |
|
DRESSER (Xxxxxxxxx Collection) |
|
|
29/112,332 |
|
|
|
10/14/1999 |
|
|
|
D431,393 |
|
|
|
10/3/2000 |
|
|
|
10/3/2014 |
|
MIRROR (Xxxxxxxxx Collection) |
|
|
29/112,326 |
|
|
|
10/14/1999 |
|
|
|
D436,256 S |
|
|
|
1/16/2001 |
|
|
|
1/16/2015 |
|
CHEST (Xxxxxxxxx Collection) |
|
|
29/111,170 |
|
|
|
9/22/1999 |
|
|
|
D430,980 |
|
|
|
9/19/2000 |
|
|
|
9/19/2014 |
|
BED (Xxxxxxxxx Collection) |
|
|
29/112,317 |
|
|
|
10/14/1999 |
|
|
|
D429,084 |
|
|
|
8/8/2000 |
|
|
|
8/8/2014 |
|
BUFFET (Xxxxxxxxx Collection) |
|
|
29/112,319 |
|
|
|
10/14/1999 |
|
|
|
D430,754 |
|
|
|
9/12/2000 |
|
|
|
9/12/2014 |
|
CHINA (Xxxxxxxxx Collection) |
|
|
29/111,167 |
|
|
|
9/22/1999 |
|
|
|
D430,751 |
|
|
|
9/12/2000 |
|
|
|
9/12/2014 |
|
TABLE BASE(Xxxxxxxxx Collection) |
|
|
29/112,329 |
|
|
|
10/14/1999 |
|
|
|
D432,335 |
|
|
|
10/24/2000 |
|
|
|
10/24/2014 |
|
CHAIR (Xxxxxxxxx Collection) |
|
|
29/112,320 |
|
|
|
10/14/1999 |
|
|
|
D428,723 |
|
|
|
8/1/2000 |
|
|
|
8/1/2014 |
|
TABLE (Xxxxxxxxx Collection) |
|
|
29/112,330 |
|
|
|
10/14/1999 |
|
|
|
D431,738 |
|
|
|
10/10/2000 |
|
|
|
10/10/2014 |
|
TABLE (Xxxxxxxxx Collection) |
|
|
29/112,361 |
|
|
|
10/14/1999 |
|
|
|
D431,135 |
|
|
|
9/26/2000 |
|
|
|
9/26/2014 |
|
DESK (Xxxxxxxxx Collection) |
|
|
29/112,327 |
|
|
|
10/14/1999 |
|
|
|
D433,255 |
|
|
|
11/7/2000 |
|
|
|
11/7/2014 |
|
DESK (Xxxxxxxxx Collection) |
|
|
29/112,347 |
|
|
|
10/14/1999 |
|
|
|
D434,922 |
|
|
|
12/12/2000 |
|
|
|
12/12/2014 |
|
CONSOLE (Xxxxxxxxx Collection) |
|
|
29/112,331 |
|
|
|
10/14/1999 |
|
|
|
D431,935 |
|
|
|
10/17/2000 |
|
|
|
10/17/2014 |
|
STOOL (Xxxxxxxxx Collection) |
|
|
29/112,321 |
|
|
|
10/14/1999 |
|
|
|
D433,831 |
|
|
|
11/21/2000 |
|
|
|
11/21/2014 |
|
MIRROR (Xxxxxxxxx Collection) |
|
|
29/112,322 |
|
|
|
10/14/1999 |
|
|
|
D430,735 |
|
|
|
9/12/2000 |
|
|
|
9/12/2014 |
|
ARMOIRE (Xxxxxxxxx Collection) |
|
|
29/111,166 |
|
|
|
9/22/1999 |
|
|
|
D434,926 |
|
|
|
12/12/2000 |
|
|
|
12/12/2014 |
|
TABLE (Xxxxxxxxx) |
|
|
29/112,323 |
|
|
|
10/14/1999 |
|
|
|
D431,131 |
|
|
|
9/26/2000 |
|
|
|
9/26/2017 |
|
CREATIVE INTERIORS — HUTCH |
|
|
29/102,282 |
|
|
|
3/22/1999 |
|
|
|
D434,255 |
|
|
|
11/28/2000 |
|
|
|
11/28/2014 |
|
CREATIVE INTERIORS — DESKTOP |
|
|
29/112,333 |
|
|
|
10/14/1999 |
|
|
|
D432,824 |
|
|
|
10/31/2000 |
|
|
|
10/31/2014 |
|
CREATIVE INTERIORS — CORNER HUTCH |
|
|
29/112,350 |
|
|
|
10/14/1999 |
|
|
|
D430,763 |
|
|
|
9/12/2000 |
|
|
|
9/12/2014 |
|
HEADBOARD (American Expressions) |
|
|
29/,116,289 |
|
|
|
12/29/1999 |
|
|
|
D429,100 |
|
|
|
8/8/2000 |
|
|
|
8/8/2014 |
|
SEAT — (American Expressions) |
|
|
29/119,333 |
|
|
|
2/24/2000 |
|
|
|
D437,135 S |
|
|
|
2/6/2001 |
|
|
|
2/6/2015 |
|
CHINA CABINET (American Expressions) |
|
|
29/116,288 |
|
|
|
12/29/1999 |
|
|
|
D434,249 |
|
|
|
11/28/2000 |
|
|
|
11/28/2014 |
|
Last Updated: 3/29/07
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
PATENT STATUS REPORT
|
|
Attorney Client Communication |
|
|
|
|
Privileged Confidential |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
TABLE (American Expressions) |
|
|
29/116,598 |
|
|
|
1/6/2000 |
|
|
|
D433,849 |
|
|
|
11/21/2000 |
|
|
|
11/21/2014 |
|
ENTERTAINMENT CENTER (Pasadena) |
|
|
29/121,183 |
|
|
|
3/31/2000 |
|
|
|
D441,214 |
|
|
|
5/1/2001 |
|
|
|
5/1/2015 |
|
TABLE (Pasadena Collection) |
|
|
29/121,175 |
|
|
|
3/31/2000 |
|
|
|
D448,210 |
|
|
|
9/25/2001 |
|
|
|
9/25/2015 |
|
STORAGE TABLE (Pasadena Collection) |
|
|
29/121,142 |
|
|
|
3/31/2000 |
|
|
|
D440,791 S |
|
|
|
4/24/2001 |
|
|
|
4/24/2015 |
|
TABLE (Pasadena Collection) |
|
|
29/121,150 |
|
|
|
3/31/2000 |
|
|
|
D441,565 S |
|
|
|
5/8/2001 |
|
|
|
5/8/2015 |
|
CHINA (River Roads Collection) |
|
|
29/116,293 |
|
|
|
12/29/1999 |
|
|
|
D441,219 |
|
|
|
5/1/2001 |
|
|
|
5/1/2015 |
|
TABLE (River Roads Collection) |
|
|
29/116,290 |
|
|
|
12/29/1999 |
|
|
|
D438,032 S |
|
|
|
2/27/2001 |
|
|
|
2/27/2015 |
|
SIDEBOARD (River Roads Collection) |
|
|
29/116,273 |
|
|
|
12/29/1999 |
|
|
|
D437,150 S |
|
|
|
2/6/2001 |
|
|
|
2/6/2015 |
|
BEDSTEAD (Bellasera Collection) |
|
|
29/128,720 |
|
|
|
8/30/2000 |
|
|
|
D445,592 S |
|
|
|
7/31/2001 |
|
|
|
7/31/2015 |
|
CANOPY (Bellasera Collection) |
|
|
29/128,844 |
|
|
|
8/30/2000 |
|
|
|
D451,322 |
|
|
|
12/4/2001 |
|
|
|
12/4/2015 |
|
DRESSER (Bellasera Collection) |
|
|
29/128,840 |
|
|
|
8/30/2000 |
|
|
|
D448,205 |
|
|
|
9/25/2001 |
|
|
|
9/25/2015 |
|
DRESSER (Bellasera Collection) |
|
|
29/128,841 |
|
|
|
8/30/2000 |
|
|
|
D447,887 |
|
|
|
9/18/2001 |
|
|
|
9/18/2015 |
|
HEADBOARD — BELLASERA COLLECTION |
|
|
29/128,716 |
|
|
|
8/30/2000 |
|
|
|
D443,445 S |
|
|
|
6/12/2001 |
|
|
|
6/12/2015 |
|
FOOTBOARD — BELLASERA COLLECTION |
|
|
29/128,846 |
|
|
|
8/30/2000 |
|
|
|
D443,446 S |
|
|
|
6/12/2001 |
|
|
|
6/12/2015 |
|
DISPLAY CHINA — BELLASERA COLLECTION |
|
|
29/128,721 |
|
|
|
8/30/2000 |
|
|
|
D445,601 S |
|
|
|
7/31/2001 |
|
|
|
7/31/2015 |
|
CHINA CABINET — BELLASERA COLLECTION |
|
|
29/128,842 |
|
|
|
8/30/2000 |
|
|
|
D447,886 |
|
|
|
9/18/2001 |
|
|
|
9/18/2015 |
|
DOUBLE PEDESTAL TABLE — BELLASERA COLLECTION |
|
|
29/128,717 |
|
|
|
8/30/2000 |
|
|
|
D448,213 |
|
|
|
9/25/2001 |
|
|
|
9/25/2015 |
|
CHAIR — BELLASERA COLLECTION |
|
|
29/128,718 |
|
|
|
8/30/2000 |
|
|
|
D445,583 S |
|
|
|
7/31/2001 |
|
|
|
7/31/2015 |
|
TABLE — BELLASERA COLLECTION |
|
|
29/128,845 |
|
|
|
8/30/2000 |
|
|
|
D445,607 |
|
|
|
7/31/2001 |
|
|
|
7/31/2015 |
|
TABLE — BELLASERA COLLECTION |
|
|
29/128,763 |
|
|
|
8/30/2000 |
|
|
|
D449,186 |
|
|
|
10/16/2001 |
|
|
|
10/16/2015 |
|
DESK — BELLASERA COLLECTION |
|
|
29/128,719 |
|
|
|
8/30/2000 |
|
|
|
D445,610S |
|
|
|
7/31/2001 |
|
|
|
7/31/2015 |
|
CONSOLE — BELLASERA COLLECTION |
|
|
29/128,843 |
|
|
|
8/30/2000 |
|
|
|
D448,215 |
|
|
|
9/25/2001 |
|
|
|
9/25/2015 |
|
CONSOLE — BELLASERA COLLECTION |
|
|
29/145,497 |
|
|
|
7/23/2000 |
|
|
|
D459,620 S |
|
|
|
7/2/2002 |
|
|
|
7/2/2016 |
|
TABLE — XXXXXXXXX XXXXX (D/A) |
|
|
29/139,392 |
|
|
|
3/29/2001 |
|
|
|
D463,923 |
|
|
|
10/8/2002 |
|
|
|
10/8/2016 |
|
BUFFET — XXXXXXXXX XXXXX (D/A) |
|
|
29/139,356 |
|
|
|
3/29/2001 |
|
|
|
D457,750 |
|
|
|
5/28/2002 |
|
|
|
5/28/2016 |
|
CHINA CABINET — XXXXXXXXX XXXXX |
|
|
29/139,389 |
|
|
|
3/29/2001 |
|
|
|
D451,699 |
|
|
|
12/11/2001 |
|
|
|
12/11/2015 |
|
ARMOIRE — XXXXXXXXX XXXXX |
|
|
29/139,359 |
|
|
|
3/29/2001 |
|
|
|
D451,702 |
|
|
|
12/11/2001 |
|
|
|
12/11/2015 |
|
TABLE — XXXXXXXXX XXXXX (D/A) |
|
|
29/139,357 |
|
|
|
3/29/2001 |
|
|
|
D457,358 |
|
|
|
5/21/2002 |
|
|
|
5/21/2016 |
|
TABLE — XXXXXXXXX XXXXX (D/A) |
|
|
29/139,360 |
|
|
|
3/29/2001 |
|
|
|
D457,748 |
|
|
|
5/28/2002 |
|
|
|
5/28/2016 |
|
FURNITURE LEG — XXXXXXXXX XXXXX |
|
|
29/139,358 |
|
|
|
3/29/2001 |
|
|
|
D457,360 |
|
|
|
5/21/2002 |
|
|
|
5/21/2016 |
|
TABLE — XXXXXXXXX XXXXX (D/A) |
|
|
29/139,355 |
|
|
|
3/29/2001 |
|
|
|
D457,355 |
|
|
|
5/21/2002 |
|
|
|
5/21/2016 |
|
TABLE — XXXXXXXXX XXXXX (D/A) |
|
|
29/139,424 |
|
|
|
3/30/2001 |
|
|
|
D457,356 |
|
|
|
5/21/2002 |
|
|
|
5/21/2016 |
|
TABLE — XXXXXXXXX XXXXX (D/A) |
|
|
29/139,426 |
|
|
|
3/30/2001 |
|
|
|
D458,058 |
|
|
|
6/4/2002 |
|
|
|
6/4/2016 |
|
TABLE — XXXXXXXXX XXXXX (D/A) |
|
|
29/139,394 |
|
|
|
3/30/2001 |
|
|
|
D457,758 |
|
|
|
5/28/2002 |
|
|
|
5/28/2016 |
|
DISPLAY CHINA — XXXXXXXXX XXXXX |
|
|
29/139,423 |
|
|
|
3/30/2001 |
|
|
|
D451,708 |
|
|
|
12/11/2001 |
|
|
|
12/11/2015 |
|
BENCH — XXXXXXXXX XXXXX (D/A) |
|
|
29/139,422 |
|
|
|
3/30/2001 |
|
|
|
D457,333 |
|
|
|
5/21/2002 |
|
|
|
5/21/2016 |
|
SEAT — XXXXXXXXX XXXXX (D/A) |
|
|
29/139,421 |
|
|
|
3/30/2001 |
|
|
|
D455,574 |
|
|
|
4/16/2002 |
|
|
|
4/16/2016 |
|
Last Updated: 3/29/07
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
PATENT STATUS REPORT
|
|
Attorney Client Communication |
|
|
|
|
Privileged Confidential |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
HEADBOARD AND FOOTBOARD SET |
|
|
29/139,420 |
|
|
|
3/30/2001 |
|
|
|
D455,909 |
|
|
|
4/23/2002 |
|
|
|
4/23/2016 |
|
SEAT — XXXXXXXXX XXXXX (D/A) |
|
|
29/139,419 |
|
|
|
3/30/2001 |
|
|
|
D459,605S |
|
|
|
7/2/2002 |
|
|
|
7/2/2016 |
|
HEADBOARD — XXXXXXXXX XXXXX |
|
|
29/139,470 |
|
|
|
3/30/2001 |
|
|
|
D455,304 |
|
|
|
4/9/2002 |
|
|
|
4/9/2016 |
|
FOOTBOARD — XXXXXXXXX XXXXX |
|
|
29/139,454 |
|
|
|
3/30/2001 |
|
|
|
D455,582 |
|
|
|
4/16/2002 |
|
|
|
4/16/2016 |
|
MIRROR — BRITISH XXXXXX (D/A) |
|
|
29/147,695 |
|
|
|
8/31/2001 |
|
|
|
D460,865 |
|
|
|
7/30/2002 |
|
|
|
7/30/2016 |
|
HEADBOARD — BRITISH XXXXXX |
|
|
29/147,539 |
|
|
|
8/30/2001 |
|
|
|
D458,482 |
|
|
|
6/11/2002 |
|
|
|
6/11/2016 |
|
FOOTBOARD — BRITISH XXXXXX |
|
|
29/147,561 |
|
|
|
8/30/2001 |
|
|
|
D459,120 |
|
|
|
6/25/2002 |
|
|
|
6/25/2016 |
|
DRESSER — BRITISH XXXXXX (D/A) |
|
|
29/147,562 |
|
|
|
8/30/2001 |
|
|
|
D459,615S |
|
|
|
7/2/2002 |
|
|
|
7/2/2016 |
|
MIRROR — BRITISH XXXXXX (D/A) |
|
|
29/147,692 |
|
|
|
8/31/2001 |
|
|
|
D460,864 |
|
|
|
7/30/2002 |
|
|
|
7/30/2016 |
|
CHEST — BRITISH XXXXXX (D/A) |
|
|
29/147,694 |
|
|
|
8/31/2001 |
|
|
|
D460,636 |
|
|
|
7/23/2002 |
|
|
|
7/23/2016 |
|
ARMOIRE — BRITISH XXXXXX (D/A) |
|
|
29/147,536 |
|
|
|
8/30/2001 |
|
|
|
D461,970 |
|
|
|
8/27/2002 |
|
|
|
8/27/2016 |
|
BEDSTEAD — BRITISH XXXXXX (D/A) |
|
|
29/147,690 |
|
|
|
8/31/2001 |
|
|
|
D459,105 |
|
|
|
6/25/2002 |
|
|
|
6/25/2016 |
|
BUFFET — BRITISH XXXXXX (D/A) |
|
|
29/147,537 |
|
|
|
8/30/2001 |
|
|
|
D459,112 |
|
|
|
6/25/2002 |
|
|
|
6/25/2016 |
|
DISPLAY CHINA — BRITISH XXXXXX |
|
|
29/147,535 |
|
|
|
8/30/2001 |
|
|
|
D461,068 |
|
|
|
8/6/2002 |
|
|
|
8/6/2016 |
|
CHINA CABINET — BRITISH XXXXXX |
|
|
29/147,686 |
|
|
|
8/31/2001 |
|
|
|
D461,655 |
|
|
|
8/20/2002 |
|
|
|
8/20/2016 |
|
TABLE — BRITISH XXXXXX (D/A) |
|
|
29/147,697 |
|
|
|
8/31/2001 |
|
|
|
D460,883 |
|
|
|
7/30/2002 |
|
|
|
7/30/2016 |
|
TABLE — BRITISH XXXXXX (D/A) |
|
|
29/147,607 |
|
|
|
8/31/2001 |
|
|
|
D460,882 |
|
|
|
7/30/2002 |
|
|
|
7/30/2016 |
|
SEAT — BRITISH XXXXXX (D/A) |
|
|
29/147,687 |
|
|
|
8/31/2001 |
|
|
|
D459,905 |
|
|
|
7/9/2002 |
|
|
|
7/9/2016 |
|
SEAT — BRITISH XXXXXX (D/A) |
|
|
29/147,689 |
|
|
|
8/31/2001 |
|
|
|
D459,906 |
|
|
|
7/9/2002 |
|
|
|
7/9/2016 |
|
SEAT — BRITISH XXXXXX (D/A) |
|
|
29/147,684 |
|
|
|
8/31/2001 |
|
|
|
D459,102 |
|
|
|
6/25/2002 |
|
|
|
6/25/2016 |
|
TABLE — BRITISH XXXXXX (D/A) |
|
|
29/147,693 |
|
|
|
8/31/2001 |
|
|
|
D466,336 |
|
|
|
12/3/2002 |
|
|
|
12/3/2016 |
|
TABLE — BRITISH XXXXXX (D/A) |
|
|
29/147,551 |
|
|
|
8/30/2001 |
|
|
|
D461,339 |
|
|
|
8/13/2002 |
|
|
|
8/13/2016 |
|
TABLE — BRITISH XXXXXX (D/A) |
|
|
29/147,691 |
|
|
|
8/31/2001 |
|
|
|
D461,656 |
|
|
|
8/20/2002 |
|
|
|
8/20/2016 |
|
CHEST — BRITISH XXXXXX (D/A) |
|
|
29/147,688 |
|
|
|
8/31/2001 |
|
|
|
D460,292 |
|
|
|
7/16/2002 |
|
|
|
7/16/2016 |
|
TABLE — BRITISH XXXXXX (D/A) |
|
|
29/147,554 |
|
|
|
8/30/2001 |
|
|
|
D461,069 |
|
|
|
8/6/2002 |
|
|
|
8/6/2016 |
|
TABLE — BRITISH XXXXXX (D/A) |
|
|
29/147,698 |
|
|
|
8/31/2001 |
|
|
|
D460,881 |
|
|
|
7/30/2002 |
|
|
|
7/30/2016 |
|
CHEST — BRITISH XXXXXX (D/A) |
|
|
29/147,553 |
|
|
|
8/30/2001 |
|
|
|
D460,878 |
|
|
|
7/30/2002 |
|
|
|
7/30/2016 |
|
ENTERTAINMENT CENTER — BRITISH XXXXXX |
|
|
29/147,538 |
|
|
|
8/30/2001 |
|
|
|
D461,971 |
|
|
|
8/27/2002 |
|
|
|
8/27/2016 |
|
COMPUTER CENTER — BRITISH XXXXXX |
|
|
29/147,685 |
|
|
|
8/31/2001 |
|
|
|
D463,680 |
|
|
|
10/1/2002 |
|
|
|
10/1/2016 |
|
ENTERTAINMENT CENTER — BRITISH XXXXXX |
|
|
29/147,552 |
|
|
|
8/30/2001 |
|
|
|
D461,652 |
|
|
|
8/20/2002 |
|
|
|
8/20/2016 |
|
SEAT — BRITISH XXXXXX (D/A) |
|
|
29/147,683 |
|
|
|
8/31/2001 |
|
|
|
D458,470 |
|
|
|
6/11/2002 |
|
|
|
6/11/2016 |
|
TABLE — AMERICAN EXPRESSIONS |
|
|
29/136,709 |
|
|
|
2/6/2001 |
|
|
|
D449,184 |
|
|
|
10/16/2001 |
|
|
|
10/16/2015 |
|
TABLE — AMERICAN EXPRESSIONS |
|
|
29/152,260 |
|
|
|
12/12/2001 |
|
|
|
D462,852 |
|
|
|
9/17/2002 |
|
|
|
9/17/2016 |
|
TABLE — AMERICAN EXPRESSIONS |
|
|
29/152,264 |
|
|
|
12/12/2001 |
|
|
|
D466,728 |
|
|
|
12/10/2002 |
|
|
|
12/10/2016 |
|
TABLE — AMERICAN EXPRESSIONS |
|
|
29/152,259 |
|
|
|
12/12/2001 |
|
|
|
D462,850 |
|
|
|
9/17/2002 |
|
|
|
9/17/2016 |
|
ENTERTAINMENT CENTER — AMERICAN EXPRESSIONS |
|
|
29/136,727 |
|
|
|
2/6/2001 |
|
|
|
D451,698 |
|
|
|
12/11/2001 |
|
|
|
12/11/2015 |
|
SEAT — XXXXXXXXX (D/A) |
|
|
29/139,425 |
|
|
|
3/30/2001 |
|
|
|
D460,281 |
|
|
|
7/16/2002 |
|
|
|
7/16/2016 |
|
Last Updated: 3/29/07
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
PATENT STATUS REPORT
|
|
Attorney Client Communication |
|
|
|
|
Privileged Confidential |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
FWC — CANOPY TV BED (D/A) |
|
|
29/052,013 |
|
|
|
3/21/1996 |
|
|
|
D394,570 |
|
|
|
5/26/1998 |
|
|
|
5/26/2012 |
|
TABLE — XXXXXX COLLECTION (D/A) |
|
|
29/145,774 |
|
|
|
7/27/2001 |
|
|
|
D461,340 |
|
|
|
8/13/2002 |
|
|
|
8/13/2016 |
|
DRESSER — XXXXXX COLLECTION |
|
|
29/145,779 |
|
|
|
7/27/2001 |
|
|
|
D459,111 |
|
|
|
6/25/2002 |
|
|
|
6/25/2016 |
|
CHEST — XXXXXX COLLECTION |
|
|
29/156,173 |
|
|
|
25/25/2002 |
|
|
|
D465,351 |
|
|
|
11/12/2002 |
|
|
|
11/12/2016 |
|
ARMOIRE — XXXXXX COLLECTION |
|
|
29/156,132 |
|
|
|
2/22/2002 |
|
|
|
D464,506 |
|
|
|
10/22/2002 |
|
|
|
10/22/2016 |
|
HEADBOARD — XXXXXX COLLECTION |
|
|
29/156,124 |
|
|
|
2/22/2002 |
|
|
|
D466,344 |
|
|
|
12/3/2002 |
|
|
|
12/3/2016 |
|
BEDSTEAD — XXXXXX COLLECTION |
|
|
29/156,123 |
|
|
|
2/22/2002 |
|
|
|
D466,716 |
|
|
|
12/10/2002 |
|
|
|
12/10/2016 |
|
SIDEBOARD — XXXXXX COLLECTION |
|
|
29/156,135 |
|
|
|
2/22/2002 |
|
|
|
D465,105 |
|
|
|
11/5/2002 |
|
|
|
11/5/2016 |
|
DISPLAY CHINA — XXXXXX COLLECTION |
|
|
29/156,111 |
|
|
|
2/22/2002 |
|
|
|
D464,826 |
|
|
|
10/29/2002 |
|
|
|
10/29/2016 |
|
DRESSER — BRIDGEHAMPTON (D/A) |
|
|
29/156,130 |
|
|
|
2/22/2002 |
|
|
|
D465,104 |
|
|
|
11/5/2002 |
|
|
|
11/5/2016 |
|
CHEST — BRIDGEHAMPTON (D/A) |
|
|
29/156,075 |
|
|
|
2/22/2002 |
|
|
|
D464,505 |
|
|
|
10/22/2002 |
|
|
|
10/22/2016 |
|
HEADBOARD — BRIDGEHAMPTON (D/A) |
|
|
29/156,102 |
|
|
|
2/22/2002 |
|
|
|
D466,343 |
|
|
|
12/3/2002 |
|
|
|
12/3/2016 |
|
SIDEBOARD — BRIDGEHAMPTON (D/A) |
|
|
29/156,145 |
|
|
|
2/22/2002 |
|
|
|
D465,110 |
|
|
|
11/5/2002 |
|
|
|
11/5/2016 |
|
CHINA CABINET — BRIDGEHAMPTON (D/A) |
|
|
29/156,117 |
|
|
|
2/22/2002 |
|
|
|
D465,354 |
|
|
|
11/12/2002 |
|
|
|
11/12/2016 |
|
TABLE — BRIDGEHAMPTON (D/A) |
|
|
29/145,780 |
|
|
|
7/27/2001 |
|
|
|
D461,338 |
|
|
|
8/13/2002 |
|
|
|
8/13/2016 |
|
SEAT — BRIDGEHAMPTON (D/A) |
|
|
29/156,101 |
|
|
|
2/22/2002 |
|
|
|
D466,710 |
|
|
|
12/10/2002 |
|
|
|
12/10/2016 |
|
TABLE — BRIDGEHAMPTON (D/A) |
|
|
29/145,781 |
|
|
|
7/27/2001 |
|
|
|
D459,912 |
|
|
|
7/9/2002 |
|
|
|
7/9/2016 |
|
TABLE — BRIDGEHAMPTON (D/A) |
|
|
29/156,127 |
|
|
|
2/22/2002 |
|
|
|
D469,639 |
|
|
|
2/4/2003 |
|
|
|
2/4/2017 |
|
BOOKCASE — BRIDGEHAMPTON (D/A) |
|
|
29/156,013 |
|
|
|
2/22/2002 |
|
|
|
D465,103 |
|
|
|
11/5/2002 |
|
|
|
11/5/2016 |
|
BOOKCASE — BRIDGEHAMPTON (D/A) |
|
|
29/156,125 |
|
|
|
2/22/2002 |
|
|
|
D464,504 |
|
|
|
10/22/2002 |
|
|
|
10/22/2016 |
|
ENTERTAINMENT CENTER — BRIDGEHAMPTON |
|
|
29/156,009 |
|
|
|
2/22/2002 |
|
|
|
D465,106 |
|
|
|
11/5/2002 |
|
|
|
11/5/2016 |
|
DISPLAY CABINET — XXXX XXXX |
|
|
29/156,210 |
|
|
|
2/25/2002 |
|
|
|
D469,632 |
|
|
|
2/4/2003 |
|
|
|
2/4/2017 |
|
DISPLAY CABINET — XXXX XXXX |
|
|
29/156,157 |
|
|
|
2/25/2002 |
|
|
|
D469,986 |
|
|
|
2/11/2003 |
|
|
|
2/11/2017 |
|
TABLE BASE (D/A) |
|
|
29/159,214 |
|
|
|
4/17/2002 |
|
|
|
D470,343 |
|
|
|
2/18/2003 |
|
|
|
2/18/2017 |
|
TABLE — XXXX XXXX (D/A) |
|
|
29/159,213 |
|
|
|
4/17/2002 |
|
|
|
D474,048 |
|
|
|
5/6/2003 |
|
|
|
5/6/2017 |
|
TABLE — XXXX XXXX (D/A) |
|
|
29/159,216 |
|
|
|
4/17/2002 |
|
|
|
D470,344 |
|
|
|
2/18/2003 |
|
|
|
2/18/2017 |
|
SEAT — XXXX XXXX (D/A) |
|
|
29/159,215 |
|
|
|
4/17/2002 |
|
|
|
D469,267 |
|
|
|
1/9/2003 |
|
|
|
1/9/2017 |
|
SEAT — XXXX XXXX (D/A) |
|
|
29/159,207 |
|
|
|
4/17/2002 |
|
|
|
D469,266 |
|
|
|
1/28/2003 |
|
|
|
1/28/2017 |
|
DRESSER — XXXX XXXX (D/A) |
|
|
29/159,208 |
|
|
|
4/17/2002 |
|
|
|
D469,627 |
|
|
|
2/4/2003 |
|
|
|
2/4/2017 |
|
MIRROR — XXXX XXXX (D/A) |
|
|
29/159,209 |
|
|
|
4/17/2002 |
|
|
|
D469,261 |
|
|
|
1/28/2003 |
|
|
|
1/28/2017 |
|
CHEST (D/A) |
|
|
29/159,212 |
|
|
|
4/17/2002 |
|
|
|
D469,625 |
|
|
|
2/4/2003 |
|
|
|
2/4/2017 |
|
ARMOIRE — XXXX XXXX (D/A) |
|
|
29/159,211 |
|
|
|
4/17/2002 |
|
|
|
D469,273 |
|
|
|
1/28/2003 |
|
|
|
1/28/2017 |
|
HEADBOARD — XXXX XXXX (D/A) |
|
|
29/159,288 |
|
|
|
4/17/2002 |
|
|
|
D469,285 |
|
|
|
1/28/2003 |
|
|
|
1/28/2017 |
|
BEDSTEAD — XXXX XXXX (D/A) |
|
|
29/159,195 |
|
|
|
4/17/2002 |
|
|
|
D470,331 |
|
|
|
2/18/2003 |
|
|
|
2/18/2017 |
|
FURNITURE LEG — XXXX XXXX (D/A) |
|
|
29/159,231 |
|
|
|
4/17/2002 |
|
|
|
D472,078 |
|
|
|
3/25/2003 |
|
|
|
3/25/2017 |
|
TABLE — XXXX XXXX (D/A) |
|
|
29/159,194 |
|
|
|
4/17/2002 |
|
|
|
D472,076 |
|
|
|
3/25/2003 |
|
|
|
3/25/2017 |
|
TABLE — XXXX XXXX (D/A) |
|
|
29/159,230 |
|
|
|
4/17/2002 |
|
|
|
D469,991 |
|
|
|
2/11/2003 |
|
|
|
2/11/2017 |
|
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
PATENT STATUS REPORT
|
|
Attorney Client Communication |
|
|
|
|
Privileged Confidential |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
TABLE (D/A) |
|
|
29/159,210 |
|
|
|
4/17/2002 |
|
|
|
D469,987 |
|
|
|
2/11/2003 |
|
|
|
2/11/2017 |
|
TABLE — XXXX XXXX (D/A) |
|
|
29/159,227 |
|
|
|
4/17/2002 |
|
|
|
D469,988 |
|
|
|
2/11/2003 |
|
|
|
2/11/2017 |
|
TABLE — XXXX XXXX (D/A) |
|
|
29/159,228 |
|
|
|
4/17/2002 |
|
|
|
D469,989 |
|
|
|
2/11/2003 |
|
|
|
2/11/2017 |
|
CHEST — XXXX XXXX (D/A) |
|
|
29/159,229 |
|
|
|
4/17/2002 |
|
|
|
D469,276 |
|
|
|
1/28/2003 |
|
|
|
1/28/2017 |
|
CHEST — XXXX XXXX (D/A) |
|
|
29/159,226 |
|
|
|
4/17/2002 |
|
|
|
D470,346 |
|
|
|
2/18/2003 |
|
|
|
2/18/2017 |
|
SEAT — WINDEMERE (D/A) |
|
|
29/156,150 |
|
|
|
2/25/2002 |
|
|
|
D466,320 |
|
|
|
12/3/2002 |
|
|
|
12/3/2016 |
|
SEAT — WINDEMERE (D/A) |
|
|
29/158,510 |
|
|
|
4/4/2002 |
|
|
|
D466,322 |
|
|
|
12/3/2002 |
|
|
|
12/3/2016 |
|
ENDBOARD — WINDEMERE (D/A) |
|
|
29/156,211 |
|
|
|
2/25/2002 |
|
|
|
D466,731 |
|
|
|
12/10/2002 |
|
|
|
12/10/2016 |
|
TABLE — HBF EGG DESIGN (D/A) |
|
|
29/161,871 |
|
|
|
6/5/2002 |
|
|
|
D473,079 |
|
|
|
4/15/2003 |
|
|
|
4/15/2017 |
|
BED #1 ENDBOARD (STONE TERRACE) |
|
|
29/054,037 |
|
|
|
5/6/1996 |
|
|
|
D378,258 |
|
|
|
3/4/1997 |
|
|
|
3/4/2011 |
|
Bed #1 HEADBOARD/FOOTBOARD |
|
|
29/054,088 |
|
|
|
5/6/1996 |
|
|
|
D382,726 |
|
|
|
8/26/1997 |
|
|
|
8/26/2011 |
|
MIRROR — TRELLIS GARDEN (D/A) |
|
|
29/169,238 |
|
|
|
10/16/2002 |
|
|
|
D474,035 |
|
|
|
5/6/2003 |
|
|
|
5/6/2017 |
|
BEDSTEAD — TRELLIS GARDEN |
|
|
29/169,236 |
|
|
|
10/16/2002 |
|
|
|
D474,918 |
|
|
|
5/27/2003 |
|
|
|
5/27/2017 |
|
BEDSTEAD (STONE TERRACE) |
|
|
29/051,701 |
|
|
|
1/31/1996 |
|
|
|
D377,568 |
|
|
|
1/28/1997 |
|
|
|
1/28/2011 |
|
BEDSTEAD (STONE TERRACE) |
|
|
29/051,022 |
|
|
|
1/31/1996 |
|
|
|
D378,257 |
|
|
|
3/4/1997 |
|
|
|
3/4/2011 |
|
DRESSER — VERONA (D/A) |
|
|
29/169,241 |
|
|
|
10/16/2002 |
|
|
|
D480,896 |
|
|
|
10/21/2003 |
|
|
|
10/21/2017 |
|
MIRROR — VERONA (D/A) |
|
|
29/169,240 |
|
|
|
10/16/2002 |
|
|
|
D474,036 |
|
|
|
5/6/2003 |
|
|
|
5/6/2017 |
|
HEADBOARD — VERONA (D/A) |
|
|
29/169,266 |
|
|
|
10/16/2002 |
|
|
|
D475,224 |
|
|
|
6/3/2003 |
|
|
|
6/3/2017 |
|
DRESSER — XXXXXX (D/A) |
|
|
29/169,132 |
|
|
|
10/15/2002 |
|
|
|
D483,962 |
|
|
|
12/23/2003 |
|
|
|
12/23/2017 |
|
DRESSER — XXXXXX (D/A) |
|
|
29/169,131 |
|
|
|
10/15/2002 |
|
|
|
D482,901 |
|
|
|
12/2/2003 |
|
|
|
12/2/2017 |
|
CHEST — XXXXXX (D/A) |
|
|
29/181,308 |
|
|
|
5/8/2003 |
|
|
|
D486,328 |
|
|
|
4/13/2004 |
|
|
|
4/13/2018 |
|
CHEST — XXXXXX (D/A) |
|
|
29/181,337 |
|
|
|
5/8/2003 |
|
|
|
D486,670 |
|
|
|
2/17/2004 |
|
|
|
2/17/2018 |
|
CHEST — XXXXXX (D/A) |
|
|
29/181,309 |
|
|
|
5/8/2003 |
|
|
|
D488,324 |
|
|
|
4/13/2004 |
|
|
|
4/13/2018 |
|
HEADBOARD — XXXXXX (D/A) |
|
|
29/181,310 |
|
|
|
5/8/2003 |
|
|
|
D488,013 |
|
|
|
4/6/2004 |
|
|
|
4/6/20181 |
|
HEADBOARD — XXXXXX (D/A) |
|
|
29/182,204 |
|
|
|
5/21/2003 |
|
|
|
D488,014 |
|
|
|
4/6/2004 |
|
|
|
4/6/2018 |
|
BEDSTEAD — XXXXXX (D/A) |
|
|
29/181,306 |
|
|
|
5/8/2003 |
|
|
|
D487,648 |
|
|
|
3/23/2004 |
|
|
|
3/23/2018 |
|
POST — XXXXXX (D/A) |
|
|
29/181,312 |
|
|
|
5/8/2003 |
|
|
|
D488,008 |
|
|
|
4/6/2004 |
|
|
|
4/6/2018 |
|
BEDSTEAD — XXXXXX (D/A) |
|
|
29/181,342 |
|
|
|
5/8/2003 |
|
|
|
D486,667 |
|
|
|
2/17/2004 |
|
|
|
2/17/2018 |
|
CHINA CABINET — XXXXXX (D/A) |
|
|
29/181,330 |
|
|
|
5/8/2003 |
|
|
|
D488,645 |
|
|
|
4/20/2004 |
|
|
|
4/20/2018 |
|
TABLE — XXXXXX (D/A) |
|
|
29/181,336 |
|
|
|
5/8/2003 |
|
|
|
D486,328 |
|
|
|
2/10/2004 |
|
|
|
2/10/2018 |
|
SEAT — XXXXXX (D/A) |
|
|
29/181,320 |
|
|
|
5/8/2003 |
|
|
|
D486,318 |
|
|
|
2/10/2004 |
|
|
|
2/10/2018 |
|
SEAT — XXXXXX (D/A) |
|
|
29/181,331 |
|
|
|
5/8/2003 |
|
|
|
D485,996 |
|
|
|
2/3/2004 |
|
|
|
2/3/2018 |
|
TABLE — XXXXXX (D/A) |
|
|
29/181,333 |
|
|
|
5/8/2003 |
|
|
|
D489,201 |
|
|
|
5/4/2004 |
|
|
|
5/4/2018 |
|
FURNITURE LEG — XXXXXX (D/A) |
|
|
29/181,264 |
|
|
|
5/8/2003 |
|
|
|
D489,203 |
|
|
|
5/4/2004 |
|
|
|
5/4/2018 |
|
TABLE — XXXXXX (D/A) |
|
|
29/181,307 |
|
|
|
5/8/2003 |
|
|
|
D494,782 |
|
|
|
8/24/2004 |
|
|
|
8/24/2018 |
|
TABLE — XXXXXX (D/A) |
|
|
29/181,282 |
|
|
|
5/8/2003 |
|
|
|
D486,017 |
|
|
|
2/3/2004 |
|
|
|
2/3/2018 |
|
CHEST — XXXXXX (D/A) |
|
|
29/181,314 |
|
|
|
5/8/2003 |
|
|
|
D488,325 |
|
|
|
4/13/2004 |
|
|
|
4/13/2018 |
|
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
PATENT STATUS REPORT
|
|
Attorney Client Communication |
|
|
|
|
Privileged Confidential |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
TABLE — XXXXXX (D/A) |
|
|
29/181,328 |
|
|
|
5/8/2003 |
|
|
|
D487,649 |
|
|
|
3/23/2004 |
|
|
|
3/23/2018 |
|
TABLE — XXXXXX (D/A) |
|
|
29/181,332 |
|
|
|
5/8/2003 |
|
|
|
D490,254 |
|
|
|
5/25/2004 |
|
|
|
5/25/2018 |
|
DESK — (XXXXXX) — (D/A) |
|
|
29/181,279 |
|
|
|
5/8/2003 |
|
|
|
D488,018 |
|
|
|
2/3/2004 |
|
|
|
2/3/2018 |
|
CHEST — (XXXXXX) — (D/A) |
|
|
29/181,313 |
|
|
|
5/8/2003 |
|
|
|
D488,638 |
|
|
|
4/20/2004 |
|
|
|
4/20/2018 |
|
SEAT — (XXXXXX) — (D/A) |
|
|
39/181,278 |
|
|
|
5/8/2003 |
|
|
|
D485,447 |
|
|
|
1/20/2004 |
|
|
|
1/20/2018 |
|
BAR CABINET — (XXXXXX) — (D/A) |
|
|
29/181,281 |
|
|
|
5/8/2003 |
|
|
|
D488,637 |
|
|
|
4/20/2004 |
|
|
|
4/20/2018 |
|
ENTERTAINMENT CENTER FRONT |
|
|
29/181,280 |
|
|
|
5/8/2003 |
|
|
|
D488,648 |
|
|
|
4/20/2004 |
|
|
|
4/20/2018 |
|
D/A PILLOW DOOR (ATTACHE COLLECTION) |
|
|
29/190,705 |
|
|
|
9/26/2003 |
|
|
|
D502,823 |
|
|
|
3/15/2004 |
|
|
|
3/15/2018 |
|
D/A HEADBOARD (ATTACHE COLLECTION) |
|
|
29/190,699 |
|
|
|
9/25/2003 |
|
|
|
D497,503 |
|
|
|
10/26/2004 |
|
|
|
10/26/2018 |
|
D/A HEADBOARD |
|
|
29/194,034 |
|
|
|
11/18/2003 |
|
|
|
D500,219 |
|
|
|
12/28/2004 |
|
|
|
12/28/2018 |
|
D/A SEAT BACK |
|
|
29/194,035 |
|
|
|
11/18/2003 |
|
|
|
D497,747 |
|
|
|
11/2/2004 |
|
|
|
11/2/2018 |
|
D/A FURNITURE POST ORNAMENTATION |
|
|
29/194,042 |
|
|
|
11/18/2003 |
|
|
|
D502,824 |
|
|
|
3/15/2005 |
|
|
|
3/15/2019 |
|
D/A FURNITURE LEG (VILLA SOLEIL) |
|
|
29/194,033 |
|
|
|
11/18/2003 |
|
|
|
D502,029 |
|
|
|
2/22/2005 |
|
|
|
22/22/2019 |
|
D/A SEAT BACK (VILLA SOLEIL) |
|
|
29/194,009 |
|
|
|
11/18/2003 |
|
|
|
D514,851 |
|
|
|
2/14/2006 |
|
|
|
2/14/2020 |
|
BEDSTEAD — URBAN RETREAT COLLECTION |
|
|
29/205,288 |
|
|
|
5/12/2004 |
|
|
|
D509,087 |
|
|
|
9/6/2005 |
|
|
|
9/6/2019 |
|
DISPLAY CHINA — URBAN RETREAT COLLECTION |
|
|
29/205,283 |
|
|
|
5/12/2004 |
|
|
|
D507,899 |
|
|
|
8/2/2005 |
|
|
|
8/2/2019 |
|
SIDEBOARD — URBAN RETREAT COLLECTION |
|
|
29/205,273 |
|
|
|
5/12/2004 |
|
|
|
D504,250 |
|
|
|
4/26/2005 |
|
|
|
4/26/2019 |
|
ETAGERE — URBAN RETREAT COLLECTION |
|
|
29/205,286 |
|
|
|
5/12/2004 |
|
|
|
D512,585 |
|
|
|
12/13/2005 |
|
|
|
12/13/2019 |
|
D/A SIDEBOARD Xxxxxxxxx |
|
|
29/214,609 |
|
|
|
10/6/2004 |
|
|
|
D508,622 |
|
|
|
8/23/2005 |
|
|
|
8/23/2019 |
|
CHINA CABINET (RENAISSANCE) |
|
|
29/061,211 |
|
|
|
10/17/1996 |
|
|
|
D389,654 |
|
|
|
1/27/1998 |
|
|
|
1/27/2019 |
|
D/A HEADBOARD (VILLA SOLEIL) |
|
|
29/194,036 |
|
|
|
11/18/2003 |
|
|
|
D499,913 |
|
|
|
12/21/2004 |
|
|
|
12/21/2018 |
|
D/A FURNITURE POST SECTION |
|
|
29/194,038 |
|
|
|
11/18/2003 |
|
|
|
D499,906 |
|
|
|
12/21/2004 |
|
|
|
12/21/2018 |
|
D/A BRACKET FOOT (VILLA SOLEIL) |
|
|
29/194,037 |
|
|
|
11/18/2003 |
|
|
|
D506,177 |
|
|
|
8/9/2005 |
|
|
|
8/9/2019 |
|
FURNITURE CROWN MOLDING — IRVING PARK |
|
|
29/205,290 |
|
|
|
5/12/2004 |
|
|
|
D509,389 |
|
|
|
9/13/2005 |
|
|
|
9/13/2019 |
|
FURNITURE TOP WITH BORDER — IRVING PARK |
|
|
29/205,285 |
|
|
|
5/12/2004 |
|
|
|
D520,274 |
|
|
|
5/9/2006 |
|
|
|
5/9/2020 |
|
BEDSTEAD — IRVING PARK COLLECTION |
|
|
29/205,289 |
|
|
|
5/12/2004 |
|
|
|
D507,913 |
|
|
|
8/2/2005 |
|
|
|
8/2/2019 |
|
SEAT BACK — IRVING PARK COLLECTION |
|
|
29/205,299 |
|
|
|
5/12/2004 |
|
|
|
D513,679 |
|
|
|
1/24/2006 |
|
|
|
1/24/2020 |
|
FURNITURE POST — IRVING PARK COLLECTION |
|
|
29/205,297 |
|
|
|
5/12/2004 |
|
|
|
D506,891 |
|
|
|
7/5/2005 |
|
|
|
7/5/2019 |
|
DRESSER — URBAN RETREAT COLLECTION |
|
|
29/205,284 |
|
|
|
5/12/2004 |
|
|
|
D509,682 |
|
|
|
9/20/2005 |
|
|
|
9/20/2019 |
|
D/A SEAT BACK — VILLA SOLEIL COLLECTION |
|
|
29/237,485 |
|
|
|
9/1/2005 |
|
|
|
D520,272 |
|
|
|
5/9/2006 |
|
|
|
5/9/2020 |
|
OPEN LATTICE PANEL |
|
|
29/504,714 |
|
|
|
5/20/1996 |
|
|
|
D380,322 |
|
|
|
7/1/1997 |
|
|
|
7/1/2011 |
|
DRESSER (American Revival) |
|
|
29/050,392 |
|
|
|
2/16/1996 |
|
|
|
D376,495 |
|
|
|
12/17/1996 |
|
|
|
12/17/2010 |
|
D/A DRESSER — DIVISIONAL |
|
|
29/221,955 |
|
|
|
1/24/2005 |
|
|
|
D513,372 |
|
|
|
1/3/2006 |
|
|
|
1/3/2020 |
|
SEAT (C-I-P) — (D/A) |
|
|
29/044,539 |
|
|
|
9/26/1995 |
|
|
|
D391,411 |
|
|
|
3/3/1998 |
|
|
|
3/3/2012 |
|
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
PATENT STATUS REPORT
|
|
Attorney Client Communication |
|
|
|
|
Privileged Confidential |
LANEVENTURE PATENTS AND TRADEMARKS
|
|
|
|
|
Title |
|
File Type |
|
PTO INFORMATION |
T.M. WEATHERMASTER for household furniture, namely
sofas, love seats, chairs and end tables
|
|
Trademark
|
|
Serial #: 74/042,402
Reg.#: 1,629,206
Filed: 3/26/1990
Issued: 12/25/1990 |
|
|
|
|
|
T.M. CHAIRSIDER for furniture tables
|
|
Trademark
|
|
Serial #: 74/335,805
Reg.#: 1,788,188
Filed: 12/1/1992
Issued: 8/17/1993 |
|
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T.M. HICKORY TAVERN for sofa beds and sectional sofas
|
|
Trademark
|
|
Serial #: 73/120,800
Reg.#: 1,079,402
Filed: 3/29/1977
Issued: 12/13/1977 |
|
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|
T.M. AUTHENTICITY for retail store services
featuring gift items, home furnishings, furniture,
fireplaces and grills
|
|
Trademark
|
|
Serial #: 78/304,862
Reg.#: 2,973,830
Filed: 9/24/2003
Issued: 7/19/2005 |
|
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T.M. LEISURE LANE for furniture
|
|
Trademark
|
|
Serial #: 78/304,863
Reg.#: 3,136,484
Filed: 9/24/2003
Issued: 8/29/2006 |
|
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|
|
T.M. LANEVENTURE for candles, gazebos, arches and
obelisks, barbecue grills, outdoor fireplaces, lamps
and lanterns, gazebos made of wood and bridges made
wood, furniture, pillows, picture frames, and wall
hangings made of wood, jars, planters, urns, bowls
and candle holders, sofa scarves, rugs
|
|
Trademark
|
|
Serial #: 76/627,346
Reg.#: 3,125,438
Filed: 1/6/05
Issued: 8/8/2006 |
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T.M. LIVINGOUTDOORS for magazines featuring outdoor
furnishings, decorating and outdoor dining
|
|
Trademark
|
|
Serial #: 78/954,523
Reg.#: 8/17/2006
Filed:
Issued: |
Last Updated: 3/29/07
Last Printed: 3/29/07
By: Xxxx Xxxxx, Xxxxxx Xxxxxxx
xxxxxx@xxxx.xxx
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed
separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
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PATENT STATUS REPORT
|
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Attorney Client Communication |
|
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|
Privileged Confidential |
LANEVENTURE PATENTS AND TRADEMARKS
|
|
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|
|
Title |
|
File Type |
|
PTO INFORMATION |
|
Utility Patent Multi-Channel Sling Seat Frame
|
|
Patent
|
|
Inventors: Xxxxxx, Xxxxxxx
Serial #: 09/841,257
Patent No.: 6,779,849
Filed: 4/24/2001
Issued: 8/24/2004 |
|
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|
|
|
Design Patent Sling Seat (Vintage Garden)
|
|
Patent
|
|
Inventors: Xxxxxx
Serial #: 29/133,307
Patent No.#: D454,709
Filed: 11/28/2000
Issued: 3/26/2002 |
|
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|
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Design Patent Furniture Leaf Ornamentation (Vintage Garden)
|
|
Patent
|
|
Inventors: Xxxxxx
Serial #: 29/128,766
Patent No.#: D449,188
Filed: 8/31/2000
Issued: 10/16/2001 |
|
|
|
|
|
Design Patent Seat side Ornamentation (Cabana Joe’s) (60-01)
|
|
Patent
|
|
Inventors: Xxxxxxxxxx
Serial #: 29/150,592
Patent No.#: D463,147
Filed: 11/14/2001
Issued: 9/24/2002 |
|
|
|
|
|
Design Patent Headboard and Footboard Combination (Cabana
Joe’s) (9060-13, 14, 27, 37)
|
|
Patent
|
|
Inventors: Xxxxxxxxxx
Serial #: 29/150,606
Patent No.#: D466,327
Filed: 11/14/2001
Issued: 12/3/2002 |
|
|
|
|
|
Design Patent Chest (Cabana Joe’s (9060-44)
|
|
Patent
|
|
Inventors: Xxxxxxxxxx
Serial #: 29/150,605
Patent No.#: D462,851
Filed: 11/14/2001
Issued: 9/17/2002 |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed
separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
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|
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|
|
PATENT STATUS REPORT
|
|
Attorney Client Communication |
|
|
|
|
Privileged Confidential |
LANEVENTURE PATENTS AND TRADEMARKS
|
|
|
|
|
Title |
|
File Type |
|
PTO INFORMATION |
|
Design Patent Sofa (484-03)
|
|
Patent
|
|
Inventors: White
Serial #: 29/020,939
Patent No.#: D360,993
Filed: 4/5/1994
Issued: 8/8/1995 |
|
|
|
|
|
Design patent Backrest Cover Upholstered
Chair (Savannah Collection) (932-60)
|
|
Patent
|
|
Inventors: Xxxxx
Serial #: 29/057,024
Patent No.#: D387,603
Filed: 7/15/1996
Issued: 12/16/1997 |
|
|
|
|
|
Design Patent Chair (Xxxxxxxx Bay) (312-01)
|
|
Patent
|
|
Inventors: Xxxxxx
Serial #: 29/092,375
Patent No.#: D435,738
Filed: 8/18/1998
Issued: 1/2/2001 |
|
|
|
|
|
Design Patent Outdoor Modular Kitchen End
Unit (Weathermaster Outdoor Living Collection)
|
|
Patent
|
|
Inventors: Xxxxxxxx
Serial #: 29/163,760
Patent No.#: D475,552
Filed: 7/11/2002
Issued: 6/10/2003 |
|
|
|
|
|
Design Patent Seat Arm (Xxxxxx Xxx Collection)
|
|
Patent
|
|
Inventors: Xxxxxx
Serial #: 29/163,881
Patent No.#: D489,202
Filed: 7/12/2002
Issued: 5/4/2004 |
|
|
|
|
|
Design Patent Sofa (332-03)
|
|
Patent
|
|
Inventors: XxXxxx
Serial #: 29/022,451
Patent No.#: D360,994
Filed: 5/5/1994
Issued: 8/8/1995 |
|
|
|
|
|
Design Patent Ottoman (Xxxxxxxx Bay) (312-05)
|
|
Patent
|
|
Inventors: Xxxxxx
Serial #: 29/092,374
Patent No.#: D432,801
Filed: 8/18/1998
Issued: 10/31/2000 |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed
separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
PATENT STATUS REPORT
|
|
Attorney Client Communication |
|
|
|
|
Privileged Confidential |
LANEVENTURE PATENTS AND TRADEMARKS
|
|
|
|
|
Title |
|
File Type |
|
PTO INFORMATION |
|
Design Patent Seat Arm (Xxxxx Xxxxx Lakeridge)
|
|
Patent
|
|
Inventors: Xxxxxx
Serial #: 29/187,087
Patent No.#: D493,988
Filed: 7/28/2003
Issued: 8/10/2004 |
|
|
|
|
|
Design Patent Dry Bar (Xxxxx Xxxxx Lakeridge)
|
|
Patent
|
|
Inventors: Xxxxxx
Serial #: 29/187,133
Patent No.#: D501,104
Filed: 7/28/2003
Issued: 1/25/2005 |
|
|
|
|
|
Design Patent Seat (Xxxxxx Xxx — SKU 752-01)
|
|
Patent
|
|
Inventors: Xxxxxx
Serial #: 29/187,088
Patent No.#: D494,388
Filed: 7/28/2003
Issued: 8/17/2004 |
|
|
|
|
|
Design Patent Seat Arm — Chesapeake
Collection Cuddle Chair (71-51)
|
|
Patent
|
|
Inventors: Xxxxxx
Serial #: 29/196,247
Patent No.#: D501,745
Filed: 12/23/2003
Issued: 2/15/2005 |
|
|
|
|
|
Design Patent Table Chesapeake Collection
Potting Bench (9071-75)
|
|
Patent
|
|
Inventors: Xxxxxx
Serial #: 29/196,411
Patent No.#: D498,608
Filed: 12/23/2003
Issued: 11/23/04 |
|
|
|
|
|
Design Application Furniture Ornamentation
(Palm Beach Hotel Collection) (5800-03, 04)
|
|
Patent
|
|
Inventors: Xxxxxx, Xxxxxx
Serial #: 29/212,877
Filed: 9/9/2004 |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed
separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
PATENT STATUS REPORT
|
|
Attorney Client Communication |
|
|
|
|
Privileged Confidential |
LANEVENTURE PATENTS AND TRADEMARKS
|
|
|
|
|
Title |
|
File Type |
|
PTO INFORMATION |
|
Design Patent Seat (Palm Beach Hotel Collection Cuddle Chair)
|
|
Patent
|
|
Inventors: Xxxxxx, Xxxxxx
Serial #: 29/212,875
Patent No.#: D515,835
Filed: 9/9/2004
Issued: 2/28/2006 |
|
|
|
|
|
Design Patent Seat (Palm Beach Hotel Collection) (5803-01)
|
|
Patent
|
|
Inventors: Xxxxxx, Xxxxxx
Serial #: 29/212,867
Patent No.#: D515,834
Filed: 9/9/2004
Issued: 2/28/2006 |
|
|
|
|
|
Design Application Seat (Palm Beach Hotel Collection) (5805-01)
|
|
Patent
|
|
Inventors: Xxxxxx, Xxxxxx
Serial #: 29/212,876
Filed: 9/9/2004 |
|
|
|
|
|
Design Application for Seat (Kingston Style 780)
|
|
Patent
|
|
Inventors: Xxxxxxx
Xxxxxx, Xxxxx Xxxx, Xxxxx Xxxxx
Serial #: 29/275,620
Filed: 1/2/2007 |
|
|
|
|
|
Design Application for Seat (Spinnaker Style 792)
|
|
Patent
|
|
Inventors: Xxxxxxx
Xxxxxx, Xxxxx Xxxx, Xxxxx
Xxxxx
Serial #: 29/275,619
Filed: 1/2/2007 |
Last Updated: 3/29/07
Last Printed: 3/29/07
By: Xxxx Xxxxx, Xxxxxx Xxxxxxx
jhicks@wcsr.com
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed
separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
Thomasville Furniture Industries — Patent Portfolio
Date Generated: March 29,2007
|
|
|
|
|
|
|
Pat. No. |
|
Title |
1.
|
|
D527,916
|
|
Mirror |
2.
|
|
D527,204
|
|
Furniture |
3.
|
|
D525,459
|
|
Table |
4.
|
|
D521,280
|
|
Furniture leg |
5.
|
|
D520,276
|
|
Table top design |
6.
|
|
D520,274
|
|
Furniture top with border |
7.
|
|
D520,272
|
|
Seat back |
8.
|
|
D519,764
|
|
Headboard |
9.
|
|
D519,760
|
|
Pedestal |
10.
|
|
D519,759
|
|
Console |
11.
|
|
D519,745
|
|
Bedstead |
12.
|
|
D519,304
|
|
Furniture leg |
13.
|
|
D518,982
|
|
Pedestal |
14.
|
|
D518,981
|
|
Table |
15.
|
|
D518,668
|
|
Dining table |
16.
|
|
D517,835
|
|
Desk |
17.
|
|
D517,342
|
|
Headboard and footboard |
18.
|
|
D514,851
|
|
Seat back |
19.
|
|
D514,834
|
|
Seat frame |
20.
|
|
D514,359
|
|
Seat back |
21.
|
|
D514,346
|
|
Seat |
22.
|
|
D513,907
|
|
China |
23.
|
|
D513,901
|
|
Seat |
24.
|
|
D513,679
|
|
Seat back |
25.
|
|
D513,455
|
|
Seat |
26.
|
|
D513,372
|
|
Dresser |
27.
|
|
D512,845
|
|
Seat |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed
separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
Pat. No. |
|
Title |
28.
|
|
D512,585
|
|
Etagere |
29.
|
|
D511,635
|
|
Furniture ornamentation |
30.
|
|
D510,490
|
|
Bar |
31.
|
|
D510,489
|
|
Armoire |
32.
|
|
D510,211
|
|
Entertainment center |
33.
|
|
D509,682
|
|
Dresser |
34.
|
|
D509,389
|
|
Furniture crown molding |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed
separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
Thomasville Furniture Industries — Patent Portfolio
|
|
|
|
|
|
|
Pat. No. |
|
Title |
35.
|
|
D509,375
|
|
Box |
36.
|
|
D509,087
|
|
Endboard |
37.
|
|
D508,622
|
|
Sideboard |
38.
|
|
D508,177
|
|
Bracket foot |
39.
|
|
D507,913
|
|
Endboard |
40.
|
|
D507,899
|
|
Display china deck |
41.
|
|
D507,429
|
|
Chest |
42.
|
|
D506,891
|
|
Furniture post |
43.
|
|
D504,250
|
|
Sideboard |
44.
|
|
D502,824
|
|
Furniture post ornamentation |
45.
|
|
D502,823
|
|
Furniture pillow panel |
46.
|
|
D502,029
|
|
Furniture leg |
47.
|
|
D500,219
|
|
Headboard |
48.
|
|
D499,913
|
|
Headboard |
49.
|
|
D499,906
|
|
Furniture post section |
50.
|
|
D497,747
|
|
Seat back |
|
|
PAT. NO.
|
|
Title |
51.
|
|
D497,503
|
|
Headboard |
52.
|
|
D494,782
|
|
Table |
53.
|
|
D490,254
|
|
Table |
54.
|
|
D489,203
|
|
Furniture leg |
55.
|
|
D489,201
|
|
Table |
56.
|
|
D488,648
|
|
Entertainment center front |
57.
|
|
D488,645
|
|
China cabinet |
58.
|
|
D488,638
|
|
Chest |
59.
|
|
D488,637
|
|
Bar cabinet |
60.
|
|
D488,328
|
|
Chest |
61.
|
|
D488,325
|
|
Chest |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed
separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
Pat. No. |
|
Title |
62.
|
|
D488,324
|
|
Chest |
63.
|
|
D488,014
|
|
Headboard |
64.
|
|
D488,013
|
|
Headboard |
65.
|
|
D488,008
|
|
Post |
66.
|
|
D487,649
|
|
Table |
67.
|
|
D487,648
|
|
Bedstead |
68.
|
|
D486,670
|
|
Chest |
69.
|
|
D486,667
|
|
Bedstead |
70.
|
|
D486,328
|
|
Table |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed
separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
Thomasville Furniture Industries — Patent Portfolio
|
|
|
|
|
|
|
|
|
|
Pat. No. |
|
|
Title |
71.
|
|
|
D486,319 |
|
|
Seat |
72.
|
|
|
D486,017 |
|
|
Table |
73.
|
|
|
D486,016 |
|
|
Desk |
74.
|
|
|
D485,996 |
|
|
Seat |
75.
|
|
|
D485,447 |
|
|
Seat |
76.
|
|
|
D483,962 |
|
|
Dresser |
77.
|
|
|
D482,901 |
|
|
Dresser |
78.
|
|
|
D480,896 |
|
|
Dresser |
79.
|
|
|
6,609,546 |
|
|
Furniture with distressed appearance |
80.
|
|
|
D475,224 |
|
|
Headboard |
81.
|
|
|
D474,918 |
|
|
Bedstead |
82.
|
|
|
D474,048 |
|
|
Table |
83.
|
|
|
D474,036 |
|
|
Mirror |
84.
|
|
|
D474,035 |
|
|
Mirror |
85.
|
|
|
D473,079 |
|
|
Table |
86.
|
|
|
D472,078 |
|
|
Furniture leg |
87.
|
|
|
D472,076 |
|
|
Table |
88.
|
|
|
D470,346 |
|
|
Chest |
89.
|
|
|
D470,344 |
|
|
Table |
90.
|
|
|
D470,343 |
|
|
Table base |
91.
|
|
|
D470,331 |
|
|
Bedstead |
92.
|
|
|
D469,991 |
|
|
Table |
93.
|
|
|
D469,989 |
|
|
Table |
94.
|
|
|
D469,988 |
|
|
Table |
95.
|
|
|
D469,987 |
|
|
Table |
96.
|
|
|
D469,986 |
|
|
Display cabinet |
97.
|
|
|
D469,639 |
|
|
Table |
98.
|
|
|
D469,632 |
|
|
Display cabinet |
99.
|
|
|
D469,627 |
|
|
Dresser |
100.
|
|
|
D469,625 |
|
|
Chest |
101.
|
|
|
D469,285 |
|
|
Headboard |
102.
|
|
|
D469,276 |
|
|
Chest |
103.
|
|
|
D469,273 |
|
|
Armoire |
104.
|
|
|
D469,267 |
|
|
Seat |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed
separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
Pat. No. |
|
|
Title |
105.
|
|
|
D469,266 |
|
|
Seat |
106.
|
|
|
D469,261 |
|
|
Mirror |
107.
|
|
|
D466,731 |
|
|
Endboard |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed
separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
Thomasville Furniture Industries — Patent Portfolio
|
|
|
|
|
|
|
Pat. No. |
|
Title |
108.
|
|
D466,728
|
|
Table |
109.
|
|
D466,716
|
|
Bedstead |
110.
|
|
D466,710
|
|
Seat |
111.
|
|
D466,344
|
|
Headboard |
112.
|
|
D466,343
|
|
Headboard |
113.
|
|
D466,336
|
|
Table |
114.
|
|
D466,322
|
|
Seat |
115.
|
|
D466,320
|
|
Seat |
116.
|
|
D465,354
|
|
China cabinet |
117.
|
|
D465,351
|
|
Chest |
118.
|
|
D465,110
|
|
Sideboard |
119.
|
|
D465,106
|
|
Entertainment center |
120.
|
|
D465,104
|
|
Dresser |
121.
|
|
D465,103
|
|
Bookcase |
122.
|
|
D464,826
|
|
Display china |
123.
|
|
D464,506
|
|
Armoire |
124.
|
|
D464,505
|
|
Chest |
125.
|
|
D464,504
|
|
Bookcase |
126.
|
|
D463,680
|
|
Computer center |
127.
|
|
D462,852
|
|
Table |
128.
|
|
D462,850
|
|
Table |
129.
|
|
D461,971
|
|
Entertainment center |
130.
|
|
D461,970
|
|
Armoire |
131.
|
|
D461,656
|
|
Table |
132.
|
|
D461,655
|
|
China cabinet |
133.
|
|
D461,652
|
|
Entertainment center |
134.
|
|
D461,340
|
|
Table |
135.
|
|
D461,339
|
|
Table |
136.
|
|
D461,338
|
|
Table |
137.
|
|
D461,069
|
|
Table |
138.
|
|
D461,068
|
|
Display china |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed
separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
Pat. No. |
|
Title |
139.
|
|
D460,883
|
|
Table |
140.
|
|
D460,882
|
|
Table |
141.
|
|
D460,881
|
|
Table |
142.
|
|
D460,878
|
|
Chest |
143.
|
|
D460,865
|
|
Mirror |
144.
|
|
D460,864
|
|
Mirror |
Thomasville Furniture Industries — Patent Portfolio
|
|
|
|
|
|
|
145.
|
|
|
D460,636 |
|
|
Chest |
146.
|
|
|
D460,292 |
|
|
Chest |
147.
|
|
|
D460,281 |
|
|
Seat |
148.
|
|
|
D459,912 |
|
|
Table |
149.
|
|
|
D459,906 |
|
|
Seat |
150.
|
|
|
D459,905 |
|
|
Seat |
151.
|
|
|
D459,620 |
|
|
Console |
152.
|
|
|
D459,615 |
|
|
Dresser |
153.
|
|
|
D459,605 |
|
|
Seat |
154.
|
|
|
D469,120 |
|
|
Footboard |
155.
|
|
|
D459,112 |
|
|
Buffet |
156.
|
|
|
D459,111 |
|
|
Dresser |
157.
|
|
|
D459,105 |
|
|
Bedstead |
158.
|
|
|
D459,102 |
|
|
Seat |
159.
|
|
|
D458,482 |
|
|
Headboard |
160.
|
|
|
D458,470 |
|
|
Seat |
161.
|
|
|
D457,333 |
|
|
Bench |
162.
|
|
|
D455,574 |
|
|
Seat |
163.
|
|
|
D451,698 |
|
|
Entertainment center |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed
separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
Pat. No. |
|
|
Title |
164.
|
|
|
D451,322 |
|
|
Canopy |
165.
|
|
|
D449,186 |
|
|
Table |
166.
|
|
|
D449,184 |
|
|
Table |
167.
|
|
|
D448,215 |
|
|
Console |
168.
|
|
|
D448,213 |
|
|
Double pedestal table |
169.
|
|
|
D448,210 |
|
|
Table |
170.
|
|
|
D448,205 |
|
|
Dresser |
171.
|
|
|
D447,887 |
|
|
Dresser |
172.
|
|
|
D447,886 |
|
|
China cabinet |
173.
|
|
|
6,273,531 |
|
|
Revolving storage hutch |
174.
|
|
|
D445,610 |
|
|
Desk |
175.
|
|
|
D445,607 |
|
|
Table |
176.
|
|
|
D445,601 |
|
|
Display china |
177.
|
|
|
D445,592 |
|
|
Bedstead |
178.
|
|
|
D445,583 |
|
|
Chair |
179.
|
|
|
D444,317 |
|
|
Buffet |
180.
|
|
|
D443,446 |
|
|
Footboard |
181.
|
|
|
D443,445 |
|
|
Headboard |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed
separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
Thomasville Furniture Industries — Patent Portfolio
|
|
|
|
|
|
|
Pat. No. |
|
Title |
182.
|
|
D441,565
|
|
Table |
183.
|
|
D441,219
|
|
China cabinet |
184.
|
|
D441,214
|
|
Entertainment center |
185.
|
|
D440,791
|
|
Table |
186.
|
|
D440,073
|
|
Dresser |
187.
|
|
D438,032
|
|
Table |
188.
|
|
D437,150
|
|
Sideboard |
189.
|
|
D437,135
|
|
Seat |
190.
|
|
D434,926
|
|
Armoire |
191.
|
|
D434,922
|
|
Desk |
192.
|
|
D434,255
|
|
Hutch with rotatable support |
193.
|
|
D434,249
|
|
China cabinet |
194.
|
|
D433,849
|
|
Table |
195.
|
|
D432,824
|
|
Desktop with concave pull-out tray |
196.
|
|
D432,335
|
|
Table base |
197.
|
|
D431,935
|
|
Console |
198.
|
|
D431,738
|
|
Table |
199.
|
|
D431,393
|
|
Dresser |
200.
|
|
D431,135
|
|
Table |
201.
|
|
D431,131
|
|
Table |
202.
|
|
D430,980
|
|
Chest |
203.
|
|
D430,763
|
|
Corner hutch with rotatable support |
204.
|
|
D430,754
|
|
Buffet |
205.
|
|
D430,751
|
|
China curio |
206.
|
|
D430,429
|
|
Armoire |
207.
|
|
D430,428
|
|
Sideboard |
208.
|
|
D430,427
|
|
Dresser |
209.
|
|
D429,100
|
|
Headboard |
210.
|
|
D428,723
|
|
Chair |
211.
|
|
D428,280
|
|
Dresser |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed
separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
Pat. No. |
|
Title |
212.
|
|
D423,246
|
|
Bedstead |
213.
|
|
D421,354
|
|
Open lattice panel |
214.
|
|
D420,833
|
|
Chest |
215.
|
|
D420,530
|
|
Chest |
216.
|
|
D419,329
|
|
Bedstead |
217.
|
|
D417,346
|
|
Sideboard |
218.
|
|
D416,403
|
|
Armoire |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed
separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
Thomasville Furniture Industries — Patent Portfolio
|
|
|
|
|
|
|
Pat. No. |
|
Title |
219.
|
|
D416,144
|
|
Chest |
220.
|
|
D415,905
|
|
Bedstead |
221.
|
|
D414,627
|
|
Sideboard |
222.
|
|
D414,057
|
|
Table |
223.
|
|
D412,632
|
|
Table |
224.
|
|
D412,076
|
|
Table edge and undertop molding |
225.
|
|
D411,394
|
|
Furniture leg |
226.
|
|
D409,844
|
|
Mirror |
227.
|
|
D409,393
|
|
Mirror |
228.
|
|
D409,392
|
|
Mirror |
229.
|
|
D408,648
|
|
Bedstead |
230.
|
|
D407,912
|
|
Seat |
231.
|
|
D394,765
|
|
Table |
232.
|
|
D394,570
|
|
TV canopy |
233.
|
|
D392,480
|
|
Headboard |
234.
|
|
D391,781
|
|
Bedstead |
235.
|
|
D391,411
|
|
Seat |
236.
|
|
D391,095
|
|
Bedstead |
237.
|
|
D390,719
|
|
China cabinet |
238.
|
|
D390,390
|
|
Headboard |
239.
|
|
D390,389
|
|
Headboard |
240.
|
|
D390,375
|
|
Bedstead |
241.
|
|
D390,045
|
|
Chest |
242.
|
|
D390,043
|
|
China cabinet |
243.
|
|
D390,042
|
|
Armoire |
244.
|
|
D390,041
|
|
Sideboard |
245.
|
|
D390,009
|
|
Mirror |
246.
|
|
D389,655
|
|
Dresser |
247.
|
|
D389,654
|
|
China cabinet |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed
separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
Pat. No. |
|
Title |
248.
|
|
D388,979
|
|
Table |
249.
|
|
D388,978
|
|
Table |
250.
|
|
D387,580
|
|
Chest |
251.
|
|
D387,568
|
|
Mirror |
252.
|
|
D382,726
|
|
Headboard/footboard |
253.
|
|
D380,322
|
|
Open lattice panel |
254.
|
|
D379,119
|
|
Bottle holder |
255.
|
|
D378,791
|
|
Door front |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed
separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
Thomasville Furniture Industries — Patent Portfolio
|
|
|
|
|
|
|
Pat. No. |
|
Title |
256.
|
|
D378,258
|
|
Endboard |
257.
|
|
D378,257
|
|
Headboard and canopy unit |
258.
|
|
D377,568
|
|
Headboard |
259.
|
|
D376,495
|
|
Dresser |
260.
|
|
D376,489
|
|
Bedstead |
261.
|
|
D374,136
|
|
Curio console |
262.
|
|
D373,687
|
|
Bed |
263.
|
|
D373,491
|
|
Dresser |
264.
|
|
D372,376
|
|
Entertainment center |
265.
|
|
D372,375
|
|
China cabinet |
266.
|
|
D372,139
|
|
China cabinet |
267.
|
|
D372,136
|
|
Entertainment center |
268.
|
|
D371,261
|
|
Table |
269.
|
|
D371,260
|
|
Table |
270.
|
|
D371,019
|
|
Chest |
271.
|
|
D371,017
|
|
Curio console |
272.
|
|
D371,016
|
|
Curio cabinet |
273.
|
|
D371,015
|
|
Desk |
274.
|
|
D370,784
|
|
Mirror |
275.
|
|
D368,601
|
|
Bedstead |
276.
|
|
D368,182
|
|
Night stand |
277.
|
|
D368,178
|
|
Headboard and footboard set for a bed |
278.
|
|
D367,570
|
|
Bookcase |
279.
|
|
D367,566
|
|
Seat |
280.
|
|
D366,166
|
|
Sideboard |
281.
|
|
D366,160
|
|
Seat |
282.
|
|
D365,951
|
|
TV canopy |
283.
|
|
D364,759
|
|
Chest |
284.
|
|
D363,622
|
|
Table |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed
separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
Pat. No. |
|
Title |
285.
|
|
D362,131
|
|
Clock chest |
286.
|
|
D360,088
|
|
Wardrobe |
287.
|
|
D358,950
|
|
Clock chest |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed
separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
Broyhill Furniture Industries — Patent Portfolio
Date Generated: March 29,2007
|
|
|
|
|
|
|
Patent No. |
|
Title |
1.
|
|
D251,771
|
|
Table |
2.
|
|
D519,758
|
|
Table or cabinet base |
3.
|
|
D519,748
|
|
Cabinet |
4.
|
|
D519,741
|
|
Arm chair |
5.
|
|
D519,300
|
|
China base cabinet |
6.
|
|
D519,295
|
|
Chair |
7.
|
|
D518,978
|
|
Cabinet |
8.
|
|
D518,658
|
|
Chair |
9.
|
|
D518,317
|
|
Dropleaf table |
10.
|
|
D516,836
|
|
Shelf unit |
11.
|
|
D515,857
|
|
Headboard and/or footboard |
12.
|
|
D514,853
|
|
Headboard and/or footboard |
13.
|
|
D512,858
|
|
Table |
14.
|
|
D512,857
|
|
Table |
15.
|
|
D512,248
|
|
Cabinet |
16.
|
|
D511,425
|
|
China base cabinet |
17.
|
|
D511,056
|
|
China deck cabinet |
18.
|
|
D511,054
|
|
Chest of drawers |
19.
|
|
D511,052
|
|
Chest of drawers |
20.
|
|
D510,218
|
|
Headboard and/or footboard |
21.
|
|
D510,207
|
|
Chest of drawers |
22.
|
|
D509,971
|
|
Sideboard |
23.
|
|
D509,966
|
|
Rocking chair |
24.
|
|
D509,680
|
|
Chest of drawers |
25.
|
|
D509,679
|
|
Shelf and cabinet unit |
26.
|
|
D509,378
|
|
Chest of drawers |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed
separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
Patent No. |
|
Title |
27.
|
|
D509,377
|
|
Chest of drawers |
28.
|
|
D509,376
|
|
Chest of drawers |
29.
|
|
D509,075
|
|
Storage bench |
30.
|
|
D508,170
|
|
Desk hutch |
31.
|
|
D507,895
|
|
Furniture chest |
32.
|
|
D507,439
|
|
Headboard and/or footboard |
33.
|
|
D507,126
|
|
China deck cabinet |
34.
|
|
D506,884
|
|
Dining chest |
Broyhill Furniture Industries — Patent Portfolio
|
|
|
|
|
35.
|
|
D502,336
|
|
Dresser |
36.
|
|
D502,024
|
|
China base cabinet |
37.
|
|
D501,735
|
|
Entertainment base cabinet |
38.
|
|
D501,098
|
|
Entertainment deck cabinet |
39.
|
|
D499,909
|
|
Headboard and/or footboard |
40.
|
|
D498,947
|
|
Table |
41.
|
|
D498,085
|
|
Furniture chest |
42.
|
|
D498,084
|
|
China deck cabinet |
43.
|
|
D498,082
|
|
Vanity table |
44.
|
|
D498,081
|
|
Desk |
45.
|
|
D497,748
|
|
Headboard and/or footboard |
46.
|
|
D497,271
|
|
Dresser |
47.
|
|
D497,270
|
|
Furniture chest |
48.
|
|
D468,565
|
|
Headboard and/or footboard |
49.
|
|
D439,439
|
|
Bureau |
50.
|
|
D437,507
|
|
Table |
51.
|
|
D432,813
|
|
Table |
52.
|
|
D431,732
|
|
Table |
53.
|
|
D431,391
|
|
Cabinet |
54.
|
|
D431,120
|
|
Chair |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed
separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
Pat. No. |
|
Title |
55.
|
|
D430,752
|
|
Mobile server |
56.
|
|
D430,425
|
|
Hutch and sideboard cabinet |
57.
|
|
D429,918
|
|
Armoire |
58.
|
|
D429,917
|
|
Highboy |
59.
|
|
D429,915
|
|
Table |
60.
|
|
D429,430
|
|
Table |
61.
|
|
D428,741
|
|
Table |
62.
|
|
D428,733
|
|
Table |
63.
|
|
D427,439
|
|
Mirror |
64.
|
|
D424,837
|
|
Table |
65.
|
|
D416,145
|
|
Drawer dresser |
66.
|
|
D402,833
|
|
Poster headboard |
67.
|
|
D402,814
|
|
Vertical mirror |
68.
|
|
D402,813
|
|
Landscape mirror |
69.
|
|
D402,135
|
|
Door chest |
70.
|
|
D401,449
|
|
Drawer chest |
71.
|
|
D401,448
|
|
Door dresser |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed
separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
Broyhill Furniture Industries — Patent Portfolio
|
|
|
|
|
|
|
Pat. No. |
|
Title |
72.
|
|
D401,447
|
|
Night stand |
73.
|
|
D400,379
|
|
Poster footboard |
74.
|
|
D400,378
|
|
Panel headboard |
75.
|
|
D400,377
|
|
Panel footboard |
76.
|
|
D311,830
|
|
Entertainment cabinet unit |
77.
|
|
D295,702
|
|
Entertainment cabinet unit |
78.
|
|
D274,485
|
|
Seat |
79.
|
|
D271,259
|
|
Buffet |
80.
|
|
D264,785
|
|
Armoire |
81.
|
|
D262,927
|
|
Hutch |
82.
|
|
D260,835
|
|
Hutch |
83.
|
|
D260,465
|
|
Buffet |
84.
|
|
D259,377
|
|
Extensible end table |
85.
|
|
D259,079
|
|
Dining room chair |
86.
|
|
D258,855
|
|
Occasional table |
87.
|
|
D258,708
|
|
Occasional table |
88.
|
|
D257,921
|
|
Dining room chair |
89.
|
|
D257,489
|
|
Dining room table |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed
separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
Lane Furniture Industries — Patent Portfolio
Date Generated: March 29,2007
|
|
|
|
|
|
|
|
|
|
Patent No. |
|
Title |
1.
|
|
|
7,155,761 |
|
|
Interchangeable furniture system |
2.
|
|
|
D522,257 |
|
|
Chair |
3.
|
|
|
7,052,089 |
|
|
Multi-position headrest and mechanism therefor |
4.
|
|
|
D515,835 |
|
|
Seat |
5.
|
|
|
D515,834 |
|
|
Seat |
6.
|
|
|
6,945,599 |
|
|
Rocker recliner mechanism |
7.
|
|
|
D501,745 |
|
|
Seat arm |
8.
|
|
|
D501,104 |
|
|
Dry bar |
9.
|
|
|
D498,608 |
|
|
Table |
10.
|
|
|
D494,388 |
|
|
Seat |
11.
|
|
|
D493,988 |
|
|
Seat arm |
12.
|
|
|
D489,202 |
|
|
Seat arm |
13.
|
|
|
6,729,686 |
|
|
Chair and recliner mechanism |
14.
|
|
|
6,634,706 |
|
|
Rocking recliner chair |
15.
|
|
|
D475,552 |
|
|
Outdoor modular kitchen end unit |
16.
|
|
|
D475,545 |
|
|
Sofa |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed
separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
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IP Family |
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Status |
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|
#/Subcase |
|
Case |
|
Application |
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|
Publication |
|
Patent |
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Expiration |
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|
Country Name |
|
Type |
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Number/Date |
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|
|
Number/Date |
|
Number/Date |
|
Date |
|
Client Matter |
|
58040-06776/
|
|
DES
|
|
29/075994
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|
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D402833
|
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Granted
|
|
58040-06776 |
|
|
|
|
28-Aug-1997
|
|
|
|
|
|
22-Dec-1998
|
|
22-Dec-2012 |
|
|
|
|
|
|
CAClient Name:
|
|
Broyhill Furniture Industries |
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|
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|
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|
Agent Name:
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Attorney(s): KS
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CLS |
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Owner Name:
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CA Client Ref: |
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|
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|
Title:
|
|
POSTER HEADBOARD (DESIGN)
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|
|
|
Agent Ref: |
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|
|
|
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|
|
|
Inventor(s):
|
|
HAZEN, LARRY D.; Huffstetler, Gary A. |
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|
58040-06777/
|
|
DES
|
|
29/075998
|
|
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|
|
|
D400378
|
|
Granted
|
|
58040-06777 |
|
|
|
|
28-Aug-1997
|
|
|
|
|
|
03/Nov-1998
|
|
03-Nov-2012 |
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CAClient Name:
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Broyhill Furniture Industries |
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Agent Name:
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Attorney(s): KS
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CLS |
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Owner Name:
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CA Client Ref: |
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Title:
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|
PANEL HEADBOARD (DESIGN)
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|
Agent Ref: |
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|
Inventor(s):
|
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HAZEN, LARRY D. |
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|
58040-06778/
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|
DES
|
|
29/079917
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|
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|
|
|
D400379
|
|
Granted
|
|
58040-06778 |
|
|
|
|
28-AUG-1997
|
|
|
|
|
|
03-Nov-1998
|
|
03-Nov-2012 |
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|
|
CAClient Name:
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|
Broyhill Furniture Industries |
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Agent Name:
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|
Attorney(s): KS |
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Owner Name:
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CA Client Ref: |
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|
Title:
|
|
POSTER FOOTBOARD (DESIGN)
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|
Agent Ref: |
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|
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|
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|
|
|
Inventor(s):
|
|
HAZEN, LARRY D. |
|
|
|
|
|
|
|
|
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
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IP Family |
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Status |
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|
#/Subcase |
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Case |
|
Application |
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Publication |
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Patent |
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Expiration |
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|
Country Name |
|
Type |
|
Number/Date |
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|
Number/Date |
|
Number/Date |
|
Date |
|
Client Matter |
|
58040-06779/
|
|
DES
|
|
29/075941
|
|
|
|
|
|
D400377
|
|
Granted
|
|
58040-06779 |
|
|
|
|
28-Aug-1997
|
|
|
|
|
|
03-Nov-1998
|
|
03-Nov-2012 |
|
|
|
|
|
|
CAClient Name:
|
|
Broyhill Furniture Industries |
|
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|
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|
|
|
|
Agent Name:
|
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|
|
Attorney(s): KS
|
|
CLS |
|
|
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|
|
|
Owner Name:
|
|
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|
CA Client Ref: |
|
|
|
|
|
|
|
|
Title:
|
|
PANEL FOOTBOARD
|
|
|
|
Agent Ref: |
|
|
|
|
|
|
|
|
Inventor(s):
|
|
HAZEN, LARRY D. |
|
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|
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|
|
|
|
|
58040-06780-
|
|
DES
|
|
29/075993
|
|
|
|
|
|
D416145
|
|
Granted
|
|
58040-06780 |
|
|
|
|
28-Aug-1997
|
|
|
|
|
|
09-Nov-1999
|
|
09-Nov-2013 |
|
|
|
|
|
|
CAClient Name:
|
|
Broyhill Furniture Industries |
|
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Agent Name:
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Attorney(s): KS
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|
CLS |
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|
|
Owner Name:
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|
CA Client Ref: |
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|
|
|
|
|
|
|
Title:
|
|
DRAWER DRESSER (DESIGN)
|
|
|
|
Agent Ref: |
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|
|
|
|
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|
|
Inventor(s):
|
|
HAZEN, LARRY D. |
|
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|
|
|
|
58040-06781/
|
|
DES
|
|
29/075996
|
|
|
|
|
|
D401448
|
|
Granted
|
|
58040-06781 |
|
|
|
|
28-Aug-1997
|
|
|
|
|
|
24-Nov-1998
|
|
24-Nov-2012 |
|
|
|
|
|
|
CAClient Name:
|
|
Broyhill Furniture Industries |
|
|
|
|
|
|
|
|
|
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|
|
Agent Name:
|
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|
|
Attorney(s): KS
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|
CLS |
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|
|
|
Owner Name:
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|
|
CA Client Ref: |
|
|
|
|
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|
|
|
Title:
|
|
DOOR DRESSER (DESIGN)
|
|
|
|
Agent Ref: |
|
|
|
|
|
|
|
|
Inventor(s):
|
|
HAZEN, LARRY D.; Huffstetler, Gary
A. |
|
|
|
|
|
|
|
|
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
IP Family |
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|
|
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|
|
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|
Status |
|
|
#/Subcase |
|
Case |
|
Application |
|
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|
Publication |
|
Patent |
|
Expiration |
|
|
Country Name |
|
Type |
|
Number/Date |
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|
Number/Date |
|
Number/Date |
|
Date |
|
Client Matter |
|
58040-06782/
|
|
DES
|
|
29/076044
|
|
|
|
|
|
D401449
|
|
Granted
|
|
58040-06782 |
|
|
|
|
28-Aug-1997
|
|
|
|
|
|
24-Nov-1998
|
|
24-Nov-2012 |
|
|
|
|
|
|
CAClient Name:
|
|
Broyhill Furniture Industries |
|
|
|
|
|
|
|
|
|
|
|
|
Agent Name:
|
|
|
|
|
|
Attorney(s): KS
|
|
CLS |
|
|
|
|
|
|
Owner Name:
|
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|
|
CA Client Ref: |
|
|
|
|
|
|
|
|
Title:
|
|
DRAWER CHEST (DESIGN)
|
|
|
|
Agent Ref: |
|
|
|
|
|
|
|
|
Inventor(s):
|
|
HAZEN, LARRY D.; Huffstetler, Gary
A. |
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
58040-06783/
|
|
DES
|
|
29/075940
|
|
|
|
|
|
D 402135
|
|
Granted
|
|
58040-06783 |
|
|
|
|
28-Aug-1997
|
|
|
|
|
|
08-Dec-1998
|
|
08-Dec-2012 |
|
|
|
|
|
|
CAClient Name:
|
|
Broyhill Furniture Industries |
|
|
|
|
|
|
|
|
|
|
|
|
Agent Name:
|
|
|
|
|
|
Attorney(s): KS
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|
CLS |
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|
|
Owner Name:
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|
CA Client Ref: |
|
|
|
|
|
|
|
|
Title:
|
|
DOOR CHEST (DESIGN)
|
|
|
|
Agent Ref: |
|
|
|
|
|
|
|
|
Inventor(s):
|
|
HAZEN, LARRY D.; Huffstetler, Gary
A. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
58040-06784-
|
|
DES
|
|
29/075995
|
|
|
|
|
|
D401446
|
|
Granted
|
|
58040-06784 |
|
|
|
|
28-Aug-1997
|
|
|
|
|
|
24-Nov-1998
|
|
24-Nov 2012 |
|
|
|
|
|
|
CAClient Name:
|
|
Broyhill Furniture Industries |
|
|
|
|
|
|
|
|
|
|
|
|
Agent Name:
|
|
|
|
|
|
Attorney(s): KS
|
|
CLS |
|
|
|
|
|
|
Owner Name:
|
|
|
|
|
|
CA Client Ref: |
|
|
|
|
|
|
|
|
Title:
|
|
MAGNA CHEST (DESIGN)
|
|
|
|
Agent Ref: |
|
|
|
|
|
|
|
|
Inventor(s):
|
|
HAZEN, LARRY D.; Huffstetler, Gary A. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
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|
IP Family |
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|
Status |
|
|
#/Subcase |
|
Case |
|
Application |
|
|
|
Publication |
|
Patent |
|
Expiration |
|
|
Country Name |
|
Type |
|
Number/Date |
|
|
|
Number/Date |
|
Number/Date |
|
Date |
|
Client Matter |
|
58040-06785/
|
|
DES
|
|
29/075942
|
|
|
|
|
|
D401447
|
|
Granted
|
|
58040-06785 |
|
|
|
|
28-Aug-1997
|
|
|
|
|
|
24-Nov-1998
|
|
24-Nov-2012 |
|
|
|
|
|
|
CAClient Name:
|
|
Broyhill Furniture Industries |
|
|
|
|
|
|
|
|
|
|
|
|
Agent Name:
|
|
|
|
|
|
Attorney(s): KS
|
|
CLS |
|
|
|
|
|
|
Owner Name:
|
|
|
|
|
|
CA Client Ref: |
|
|
|
|
|
|
|
|
Title:
|
|
NIGHT STAND (DESIGN)
|
|
|
|
Agent Ref: |
|
|
|
|
|
|
|
|
Inventor(s):
|
|
HAZEN, LARRY D.; Huffstetler, Gary
A. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
58040-06786/
|
|
DES
|
|
29/076043
|
|
|
|
|
|
D402814
|
|
Granted
|
|
58040-06786 |
|
|
|
|
28-Aug-1997
|
|
|
|
|
|
22-Dec-1998
|
|
22-Dec-2012 |
|
|
|
|
|
|
CAClient Name:
|
|
Broyhill Furniture Industries |
|
|
|
|
|
|
|
|
|
|
|
|
Agent Name:
|
|
|
|
|
|
Attorney(s): KS
|
|
CLS |
|
|
|
|
|
|
Owner Name:
|
|
|
|
|
|
CA Client Ref: |
|
|
|
|
|
|
|
|
Title:
|
|
VERTICAL MIRROR
|
|
|
|
Agent Ref: |
|
|
|
|
|
|
|
|
Inventor(s):
|
|
HAZEN, LARRY D.; Huffstetler, Gary
A. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
58040-06787/
|
|
DES
|
|
29/075997
|
|
|
|
|
|
D402813
|
|
Granted
|
|
58040-06787 |
|
|
|
|
28-Aug-1997
|
|
|
|
|
|
22-Dec-1998
|
|
22-Dec-2012 |
|
|
|
|
|
|
CAClient Name:
|
|
Broyhill Furniture Industries |
|
|
|
|
|
|
|
|
|
|
|
|
Agent Name:
|
|
|
|
|
|
Attorney(s): KS
|
|
CLS |
|
|
|
|
|
|
Owner Name:
|
|
|
|
|
|
CA Client Ref: |
|
|
|
|
|
|
|
|
Title:
|
|
LANDSCAPE MIRROR (DESIGN)
|
|
|
|
Agent Ref: |
|
|
|
|
|
|
|
|
Inventor(s):
|
|
HAZEN, LARRY D.; Huffstetler, Gary
A. |
|
|
|
|
|
|
|
|
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
IP Family |
|
|
|
|
|
|
|
|
|
|
|
Status |
|
|
#/Subcase |
|
Case |
|
Application |
|
|
|
Publication |
|
Patent |
|
Expiration |
|
|
Country Name |
|
Type |
|
Number/Date |
|
|
|
Number/Date |
|
Number/Date |
|
Date |
|
Client Matter |
|
58040-09154/
|
|
DES
|
|
29/106280
|
|
|
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D 437507 S
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Granted
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58040-09154 |
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|
11-Jun-1999
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|
13-Feb-2001
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13-Feb-2015 |
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CAClient Name:
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Broyhill Furniture Industries |
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Agent Name:
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Attorney(s): KS
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CLS |
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Owner Name:
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CA Client Ref: |
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Title:
|
|
STORAGE COCKTAIL TABLE
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Agent Ref: |
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Inventor(s):
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(DESIGN) |
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|
HAZEN, LARRY D.; Huffstetler, Gary
A. |
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58040-09155/
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DES
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29/106285
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Des 429915
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Granted
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58040-09155 |
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11-Jun-1999
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|
29-Aug-2000
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|
29-Aug-2014 |
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CAClient Name:
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Broyhill Furniture Industries |
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Agent Name:
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Attorney(s): KS
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CLS |
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Owner Name:
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CA Client Ref: |
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Title:
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|
TRUNK COCKTAIL TABLE
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Agent Ref: |
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Inventor(s):
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(DESIGN) |
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|
HAZEN, LARRY D.; Huffstetler, Gary
A. |
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58040-09156/
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DES
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29/105945
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Des 431732
|
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Granted
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|
58040-09156 |
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|
04-Jun-1999
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|
|
10-Oct-2000
|
|
10-Oct-2014 |
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CAClient Name:
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Broyhill Furniture Industries |
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Agent Name:
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Attorney(s): KS
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CLS |
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Owner Name:
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CA Client Ref: |
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Title:
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|
STORAGE END TABLE (DESIGN)
|
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Agent Ref: |
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Inventor(s):
|
|
HAZEN, LARRY D.; Huffstetler, Gary
A. |
|
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|
|
|
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|
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|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
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IP Family |
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Status |
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#/Subcase |
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Case |
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Application |
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Publication |
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Patent |
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Expiration |
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Country Name |
|
Type |
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Number/Date |
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|
Number/Date |
|
Number/Date |
|
Date |
|
Client Matter |
|
58040-09157/1
|
|
DIV
|
|
29-114074
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|
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D432813
|
|
Granted
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|
58040-02083 |
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|
17-Nov-1999
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|
31-Oct-2000
|
|
31-Oct-2014 |
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|
|
CAClient Name:
|
|
Broyhill Furniture Industries |
|
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|
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|
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Agent Name:
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|
Attorney(s): KS
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CLS |
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Owner Name:
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CA Client Ref: |
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|
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Title:
|
|
RECTANGLE COCKTAIL TABLE
|
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|
Agent Ref: |
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|
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|
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|
|
Inventor(s):
|
|
HAZEN, LARRY D.; Huffstetler, Gary
A. |
|
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|
58040-09157/2
|
|
DES
|
|
29/106279
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|
Des 428733
|
|
Granted
|
|
58040-09157 |
|
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|
|
11-Jun-1999
|
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|
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|
|
01-Aug-2000
|
|
01-Aug-2014 |
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|
|
CAClient Name:
|
|
Broyhill Furniture Industries |
|
|
|
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|
|
Agent Name:
|
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|
|
Attorney(s): KS
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CLS |
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|
Owner Name:
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CA Client Ref: |
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|
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|
|
Title:
|
|
COMMODE END TABLE (DESIGN)
|
|
|
|
Agent Ref: |
|
|
|
|
|
|
|
|
Inventor(s):
|
|
HAZEN, LARRY D.; Huffstetler, Gary
A. |
|
|
|
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|
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|
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|
|
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|
|
58040-09159/
|
|
DES
|
|
29/105944
|
|
|
|
|
|
Des 429430
|
|
Granted
|
|
58040-09159 |
|
|
|
|
04-Jun-1999
|
|
|
|
|
|
15-Aug-2000
|
|
15-Aug-2014 |
|
|
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|
|
CAClient Name:
|
|
Broyhill Furniture Industries |
|
|
|
|
|
|
|
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|
|
|
Agent Name:
|
|
|
|
|
|
Attorney(s): KS
|
|
CLS |
|
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|
|
Owner Name:
|
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|
|
|
CA Client Ref: |
|
|
|
|
|
|
|
|
Title:
|
|
TABLE (DESIGN)
|
|
|
|
Agent Ref: |
|
|
|
|
|
|
|
|
Inventor(s):
|
|
HAZEN, LARRY D.; Huffstetler, Gary
A. |
|
|
|
|
|
|
|
|
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
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|
|
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|
|
|
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|
|
IP Family |
|
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|
|
|
|
Status |
|
|
#/Subcase |
|
Case |
|
Application |
|
|
|
Publication |
|
Patent |
|
Expiration |
|
|
Country Name |
|
Type |
|
Number/Date |
|
|
|
Number/Date |
|
Number/Date |
|
Date |
|
Client Matter |
|
58040-09160/
|
|
DES
|
|
29-106277
|
|
|
|
|
|
Des 429918
|
|
Granted
|
|
58040-09160 |
|
|
|
|
11-Jun-1999
|
|
|
|
|
|
29-Aug-2000
|
|
29-Aug-2014 |
|
|
|
|
|
|
CAClient Name:
|
|
Broyhill Furniture Industries |
|
|
|
|
|
|
|
|
|
|
|
|
Agent Name:
|
|
|
|
|
|
Attorney(s): KS
|
|
CLS |
|
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|
|
|
|
Owner Name:
|
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|
|
CA Client Ref: |
|
|
|
|
|
|
|
|
Title:
|
|
ARMOIRE (DESIGN)
|
|
|
|
Agent Ref: |
|
|
|
|
|
|
|
|
Inventor(s):
|
|
HAZEN, LARRY D.; Huffstetler, Gary
A. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
58040-09161/
|
|
DES
|
|
29/105943
|
|
|
|
|
|
Des 429917
|
|
Granted
|
|
58040-09161 |
|
|
|
|
04-Jun-1999
|
|
|
|
|
|
29-Aug-2000
|
|
29-Aug-2014 |
|
|
|
|
|
|
CAClient Name:
|
|
Broyhill Furniture Industries |
|
|
|
|
|
|
|
|
|
|
|
|
Agent Name:
|
|
|
|
|
|
Attorney(s): KS
|
|
CLS |
|
|
|
|
|
|
Owner Name:
|
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|
|
|
CA Client Ref: |
|
|
|
|
|
|
|
|
Title:
|
|
HIGHBOY (DESIGN)
|
|
|
|
Agent Ref: |
|
|
|
|
|
|
|
|
Inventor(s):
|
|
HAZEN, LARRY D.; Huffstetler, Gary
A. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
58040-091623/
|
|
DES
|
|
29/105946
|
|
|
|
|
|
D 439439 S
|
|
Granted
|
|
58040-09163 |
|
|
|
|
04-Jun-1999
|
|
|
|
|
|
27-Mar-2001
|
|
27-Mar-2015 |
|
|
|
|
|
|
CAClient Name:
|
|
Broyhill Furniture Industries |
|
|
|
|
|
|
|
|
|
|
|
|
Agent Name:
|
|
|
|
|
|
Attorney(s): KS
|
|
CLS |
|
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|
|
|
|
Owner Name:
|
|
|
|
|
|
CA Client Ref: |
|
|
|
|
|
|
|
|
Title:
|
|
BUREAU [DRESSER (DESIGN)]
|
|
|
|
Agent Ref: |
|
|
|
|
|
|
|
|
Inventor(s):
|
|
HAZEN, LARRY D.; Huffstetler, Gary
A. |
|
|
|
|
|
|
|
|
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
IP Family |
|
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|
|
|
|
|
|
|
|
Status |
|
|
#/Subcase |
|
Case |
|
Application |
|
|
|
Publication |
|
Patent |
|
Expiration |
|
|
Country Name |
|
Type |
|
Number/Date |
|
|
|
Number/Date |
|
Number/Date |
|
Date |
|
Client Matter |
|
58040-09164/
|
|
DES
|
|
29/106971
|
|
|
|
|
|
Des 431120
|
|
Granted
|
|
58040-09164 |
|
|
|
|
24-Jun-1999
|
|
|
|
|
|
26-Sep-2000
|
|
26-Sep-2014 |
|
|
|
|
|
|
CAClient Name:
|
|
Broyhill Furniture Industries |
|
|
|
|
|
|
|
|
|
|
|
|
Agent Name:
|
|
|
|
|
|
Attorney(s): KS
|
|
CLS |
|
|
|
|
|
|
Owner Name:
|
|
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|
|
|
CA Client Ref: |
|
|
|
|
|
|
|
|
Title:
|
|
LADDER BACK ARMCHAIR AND
|
|
|
|
Agent Ref: |
|
|
|
|
|
|
|
|
Inventor(s):
|
|
SIDECHAIR |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
HAZEN, LARRY D.; Huffstetler, Gary
A. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
58040-09165/
|
|
DES
|
|
29/106968
|
|
|
|
|
|
D 431391
|
|
Granted
|
|
58040-09165 |
|
|
|
|
24-Jun-1999
|
|
|
|
|
|
03-Oct-2000
|
|
03-Oct-2014 |
|
|
|
|
|
|
CAClient Name:
|
|
Broyhill Furniture Industries |
|
|
|
|
|
|
|
|
|
|
|
|
Agent Name:
|
|
|
|
|
|
Attorney(s): KS
|
|
CLS |
|
|
|
|
|
|
Owner Name:
|
|
|
|
|
|
CA Client Ref: |
|
|
|
|
|
|
|
|
Title:
|
|
CHINA DECK AND BASE CABINET
|
|
|
|
Agent Ref: |
|
|
|
|
|
|
|
|
Inventor(s):
|
|
(DESIGN) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
HAZEN, LARRY D.; Huffstetler, Gary
A. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
58040-09167/
|
|
DES
|
|
29/105941
|
|
|
|
|
|
D424837
|
|
Granted
|
|
58040-09167 |
|
|
|
|
04-Jun-1999
|
|
|
|
|
|
16-May-2000
|
|
16-May-2014 |
|
|
|
|
|
|
CAClient Name:
|
|
Broyhill Furniture Industries |
|
|
|
|
|
|
|
|
|
|
|
|
Agent Name:
|
|
|
|
|
|
Attorney(s): KS
|
|
CLS |
|
|
|
|
|
|
Owner Name:
|
|
|
|
|
|
CA Client Ref: |
|
|
|
|
|
|
|
|
Title:
|
|
TURNED LEG TABLE (DESIGN)
|
|
|
|
Agent Ref: |
|
|
|
|
|
|
|
|
Inventor(s):
|
|
HAZEN, LARRY D.; Huffstetler, Gary
A. |
|
|
|
|
|
|
|
|
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
IP Family |
|
|
|
|
|
|
|
|
|
|
|
Status |
|
|
#/Subcase |
|
Case |
|
Application |
|
|
|
Publication |
|
Patent |
|
Expiration |
|
|
Country Name |
|
Type |
|
Number/Date |
|
|
|
Number/Date |
|
Number/Date |
|
Date |
|
Client Matter |
|
58040-09168/
|
|
DES
|
|
29/106276
|
|
|
|
|
|
Des 428741
|
|
Granted
|
|
58040-09168 |
|
|
|
|
11-Jun-1999
|
|
|
|
|
|
01-Aug-2000
|
|
01-Aug-2014 |
|
|
|
|
|
|
CAClient Name:
|
|
Broyhill Furniture Industries |
|
|
|
|
|
|
|
|
|
|
|
|
Agent Name:
|
|
|
|
|
|
Attorney(s): KS
|
|
CLS |
|
|
|
|
|
|
Owner Name:
|
|
|
|
|
|
CA Client Ref: |
|
|
|
|
|
|
|
|
Title:
|
|
PEDESTAL TABLE (DESIGN)
|
|
|
|
Agent Ref: |
|
|
|
|
|
|
|
|
Inventor(s):
|
|
HAZEN, LARRY D.; Huffstetler, Gary
A. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
58040-09169/
|
|
DES
|
|
29/106281
|
|
|
|
|
|
Des 430425
|
|
Granted
|
|
58040-09169 |
|
|
|
|
11-Jun-1999
|
|
|
|
|
|
05-Sep-2000
|
|
05-Sep-2014 |
|
|
|
|
|
|
CAClient Name:
|
|
Broyhill Furniture Industries |
|
|
|
|
|
|
|
|
|
|
|
|
Agent Name:
|
|
|
|
|
|
Attorney(s): KS
|
|
CLS |
|
|
|
|
|
|
Owner Name:
|
|
|
|
|
|
CA Client Ref: |
|
|
|
|
|
|
|
|
Title:
|
|
HUTCH AND SIDEBOARD
|
|
|
|
Agent Ref: |
|
|
|
|
|
|
|
|
Inventor(s):
|
|
CABINET (DESIGN) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
HAZEN, LARRY D.; Huffstetler, Gary
A. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
58040-09170/
|
|
DES
|
|
29/105940
|
|
|
|
|
|
Des 730752
|
|
Granted
|
|
58040-09170 |
|
|
|
|
04-Jun-1999
|
|
|
|
|
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12-Sep-2000
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12-Sep-2014 |
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CAClient Name:
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Broyhill Furniture Industries |
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Agent Name:
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Attorney(s): KS
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CLS |
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Owner Name:
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CA Client Ref: |
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Title:
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MOBILE SERVER (DESIGN)
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Agent Ref: |
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Inventor(s):
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HAZEN, LARRY D.; Huffstetler, Gary
A. |
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[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
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58040-09478/
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DES
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29/105939
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Des 427439
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Granted
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58040-09478 |
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04-Jun-1999
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04-Jul-2000
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04-Jul-2014 |
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CAClient Name:
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Broyhill Furniture Industries |
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Agent Name:
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Attorney(s): KS
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CLS |
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Owner Name:
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CA Client Ref: |
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Title:
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LANDSCAPE MIRROR (DESIGN)
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Agent Ref: |
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Inventor(s):
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HAZEN, LARRY D.; Huffstetler, Gary
A. |
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58040-09479/1
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CON
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29/136977
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D468565 S
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Granted
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58040-07234 |
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09-Feb-2001
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14-Jan-2003
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04-Jun-2019 |
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CAClient Name:
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Broyhill Furniture Industries |
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Agent Name:
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Attorney(s): KS
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CLS |
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Owner Name:
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CA Client Ref: |
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Title:
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HEADBOARD AND/OR
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Agent Ref: |
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Inventor(s):
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FOOTBOARD FOR A BED |
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HAZEN, LARRY D.; Huffstetler, Gary
A. |
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58040-39420/01
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DES
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29/185588
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D498947 S
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Granted
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58040-39420 |
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30-Jun-2003
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30 Nov-2004
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30-Nov-2018 |
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CAClient Name:
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Broyhill Furniture Industries |
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Agent Name:
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Attorney(s): KS
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CLS |
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Owner Name:
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CA Client Ref:
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3365-03 |
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Title:
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TABLE (Design SHERATON DROP
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Agent Ref: |
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Inventor(s):
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LEAF TABLE |
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Katz, Jeffrey B.; Huffstetler, Gary A.; |
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Dergins, Scott C. |
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[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
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IP Family |
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Status |
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#/Subcase |
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Case |
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Application |
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Publication |
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Patent |
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Expiration |
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Type |
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Number/Date |
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Number/Date |
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Number/Date |
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Date |
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Client Matter |
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58040-39421/01
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DES
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29-185551
30-Jun-2003
CAClient Name:
Agent Name:
Owner Name:
Title:
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Broyhill Furniture Industries
FURNITURE CHEST (JACOBEAN HALL CHEST)
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D507895
02-Aug-2005
Attorney(s): KS
CA Client Ref:
Agent Ref:
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Granted
02-Aug-2019
CLS
3365-12
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58040-39421 |
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Inventor(s):
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Katz, Jeffrey B.; Huffstetler, Gary A.; Dergins, Scott C. |
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58040-39423/01
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DES
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29/186159
10-Jul-2003
CAClient Name:
Agent Name:
Owner Name:
Title:
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Broyhill Furniture Industries
(Bureau) Dresser
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D 497271 S
19-Oct-2004
Attorney(s): KS
CA Client Ref:
Agent Ref:
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Granted
19-Oct-2018
CLS
4365-34
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58040-39423 |
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Inventor(s):
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Katz, Jeffrey B.; Huffstetler, Gary A.; Dergins, Scott C. |
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58040-39424/01
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DES
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29/185574
30-Jun-2003
CAClient Name:
Agent Name:
Owner Name:
Title:
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Broyhill Furniture Industries
CHINA BASE CABINET
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D502024 S
22-Feb-2005
Attorney(s): KS
CA Client Ref:
Agent Ref:
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Granted
22-Feb-2019
CLS
5365-63
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58040-39424 |
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Inventor(s):
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Katz, Jeffrey B.; Huffstetler, Gary A.;
Dergins, Scott C. |
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[*] |
|
Certain confidential information contained in this document, marked with an
asterisk in brackets, has been omitted and filed separately with the Securities and Exchange
Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
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IP Family |
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Status |
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#/Subcase |
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Case |
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Application |
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Publication |
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Patent |
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Expiration |
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Country Name |
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Type |
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Number/Date |
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Number/Date |
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Number/Date |
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Date |
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Client Matter |
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58040-39425/01
|
|
DES
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29/185579
27-Jun-2003
CAClient Name:
Agent Name:
Owner Name:
Title:
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Broyhill Furniture Industries
STORAGE BENCH (Design)
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D509075 S
06-Sep-2005
Attorney(s): KS
CA Client Ref:
Agent Ref:
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Granted
06-Sep-2019
CLS
3365-35
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58040-39425 |
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Inventor(s):
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Katz, Jeffrey B.; Huffstetler, Gary A.;
Dergins, Scott C. |
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58040-39426/01
|
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DES
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29/185566
30-Jun-2003
CAClient Name:
Agent Name:
Owner Name:
Title:
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Broyhill Furniture Industries
ROCKING CHAIR
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D509966S
27-Sep-2005
Attorney(s): KS CA
Client Ref:
Agent Ref:
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|
Granted
27-Sep-2019
CLS
3365-91
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58040-39426 |
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Inventor(s):
|
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Katz, Jeffrey B.; Huffstetler, Gary A.;
Dergins, Scott C. |
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58040-39428/01
|
|
DES
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29/185890
02-Jul-2003
CAClient Name:
Agent Name:
Owner Name:
Title:
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Broyhill Furniture Industries
ENTERTAINMENT BASE CABINET
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D501735 S
15-Feb-2005
Attorney(s): KS
CA Client Ref:
Agent Ref:
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|
Granted
15-Feb-2019
CLS
3665-77
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58040-39428 |
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Inventor(s):
|
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Katz, Jeffrey B.; Huffstetler, Gary A.;
Dergins, Scott C. |
|
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[*] |
|
Certain confidential information contained in this document, marked with an
asterisk in brackets, has been omitted and filed separately with the Securities and Exchange
Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
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IP Family |
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Status |
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#/Subcase |
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Case |
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Application |
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Publication |
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Patent |
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Expiration |
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Country Name |
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Type |
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Number/Date |
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Number/Date |
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Number/Date |
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Date |
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Client Matter |
|
58040-39429/01
|
|
DES
|
|
29/185623
30-Jun-2003
CAClient Name:
Agent Name:
Owner Name:
Title:
|
|
Broyhill Furniture Industries
ENTERTAINMENT DECK CABINET
|
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D501098 S
25-Jan-2005
Attorney(s): KS
CA Client Ref:
Agent Ref:
|
|
Granted
25-Jan-2019
CLS
3665-78
|
|
58040-39429 |
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Inventor(s):
|
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Katz, Jeffrey B.; Huffstetler, Gary A.; |
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Dergins, Scott C. |
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58040-39430/01
|
|
DES
|
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29/185669
30-Jun-2003
CAClient Name:
Agent Name:
Owner Name:
Title:
|
|
Broyhill Furniture Industries
SHELF AND CABINET UNIT
|
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|
|
D509679S
20-Sep-2005
Attorney(s): KS
CA Client Ref:
Agent Ref:
|
|
Granted
20-Sep-2019
CLS
3665-57
|
|
58040-39430 |
|
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Inventor(s):
|
|
Katz, Jeffrey B.; Huffstetler, Gary A.;
Dergins, Scott C. |
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58040-39432/01
|
|
DES
|
|
29-185896
02-Jul-2003
CAClient Name:
Agent Name:
Owner Name:
Title:
|
|
Broyhill Furniture Industries
FURNITURE CHEST
|
|
|
|
D497270 S
19-Oct-2004
Attorney(s): KS
CA Client Ref:
Agent Ref:
|
|
Granted
19-Oct-2018
CLS
4365-25
|
|
58040-39432 |
|
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|
Inventor(s):
|
|
Katz, Jeffrey B.; Huffstetler, Gary A.;
Dergins, Scott C. |
|
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|
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|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an
asterisk in brackets, has been omitted and filed separately with the Securities and Exchange
Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
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IP Family |
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Status |
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#/Subcase |
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Case |
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Application |
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Publication |
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Patent |
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Expiration |
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Country Name |
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Type |
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Number/Date |
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Number/Date |
|
Number/Date |
|
Date |
|
Client Matter |
|
58040-39433/01
|
|
DES
|
|
29/185888
02-Jul-2003
CAClient Name:
Agent Name:
Owner Name:
Title:
|
|
Broyhill Furniture Industries
FURNITURE CHEST (Design)
|
|
|
|
D498085 S
09-Nov-2004
Attorney(s): KS
CA Client Ref:
Agent Ref:
|
|
Granted
09-Nov-2018
CLS
4365-28
|
|
58040-39433 |
|
|
|
|
Inventor(s):
|
|
KATZ ET AL; Huffstetler, Gary A.; |
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Dergins, Scott C.; Katz, Jeffrey B. |
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58040-39434/01
|
|
DES
|
|
29/186062
09-Jul-2003
CAClient Name:
Agent Name:
Owner Name:
Title:
|
|
Broyhill Furniture Industries
(Door) Dresser
|
|
|
|
D502336 S
01-Mar-2005
Attorney(s): KS
CA Client Ref:
Agent Ref:
|
|
Granted
01-Mar-2019
CLS
4365-32
|
|
58040-39434 |
|
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|
|
Inventor(s):
|
|
Katz, Jeffrey B.; Huffstetler, Gary A.;
Dergins, Scott C. |
|
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|
58040-39435/01
|
|
DES
|
|
29/186074
09-Jul-2003
CAClient Name:
Agent Name:
Owner Name:
Title:
|
|
Broyhill Furniture Industries
Vanity Table
|
|
|
|
D498082 S
09-Nov-2004
Attorney(s): KS
CA Client Ref:
Agent Ref:
|
|
Granted
09-Nov-2018
CLS
4365-35
|
|
58040-39435 |
|
|
|
|
Inventor(s):
|
|
Katz, Jeffrey B.; Huffstetler, Gary A.;
Dergins, Scott C. |
|
|
|
|
|
|
|
|
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an
asterisk in brackets, has been omitted and filed separately with the Securities and Exchange
Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
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|
IP Family |
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Status |
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#/Subcase |
|
Case |
|
Application |
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Publication |
|
Patent |
|
Expiration |
|
|
Country Name |
|
Type |
|
Number/Date |
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|
|
Number/Date |
|
Number/Date |
|
Date |
|
Client Matter |
|
58040-39437/01
|
|
DES
|
|
29/186171
10-Jul-2003
CAClient Name:
Agent Name:
Owner Name:
Title:
|
|
Broyhill Furniture Industries
(Sleigh) Headboard and/or Footboard
|
|
|
|
D497748 S
02-Nov-2004
Attorney(s): KS
CA Client Ref:
Agent Ref:
|
|
Granted
02-Nov-2018
CLS
4365-46
|
|
58040-39437 |
|
|
|
|
Inventor(s):
|
|
Katz, Jeffrey B.; Huffstetler, Gary A.;
Dergins, Scott C. |
|
|
|
|
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|
|
|
|
|
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|
|
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|
|
58040-39437/02
|
|
DES
|
|
CAClient Name:
Agent Name:
Owner Name:
Title:
|
|
Broyhill Furniture Industries
(Sleigh) Footboard
|
|
|
|
Unfiled
Attorney(s): KS
CA Client Ref:
Agent Ref:
|
|
CLS
4365-46
|
|
58040-39438 |
|
|
|
|
Inventor(s):
|
|
Katz, Jeffrey B.; Huffstetler, Gary A.;
Dergins, Scott C. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
58040-39439/01
|
|
DES
|
|
29/186158
10-Jul-2003
CAClient Name:
Agent Name:
Owner Name:
Title:
|
|
Broyhill Furniture Industries
(Feather Bed) Headboard and/or Footboard
|
|
|
|
D499909 S
21-Dec-2004
Attorney(s): KS
CA Client Ref:
Agent Ref:
|
|
Granted
21-Dec-2018
CLS
4365-74
|
|
58040-39439 |
|
|
|
|
Inventor(s):
|
|
Katz, Jeffrey B.; Huffstetler, Gary A.;
Dergins, Scott C. |
|
|
|
|
|
|
|
|
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an
asterisk in brackets, has been omitted and filed separately with the Securities and Exchange
Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
IP Family |
|
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|
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|
|
|
Status |
|
|
#/Subcase |
|
Case |
|
Application |
|
|
|
Publication |
|
Patent |
|
Expiration |
|
|
Country Name |
|
Type |
|
Number/Date |
|
|
|
Number/Date |
|
Number/Date |
|
Date |
|
Client Matter |
|
58040-39441/01
|
|
DES
|
|
29/185897
02-Jul-2003
CAClient Name:
Agent Name:
Owner Name:
Title:
|
|
Broyhill Furniture Industries
DESK (Design)
|
|
|
|
D498081 S
09-Nov-2004
Attorney(s): KS
CA Client Ref:
Agent Ref:
|
|
Granted
09-Nov-2018
CLS
4365-80
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58040-39441 |
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Inventor(s):
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Katz, Jeffrey B.; Huffstetler, Gary A.;
Dergins, Scott C. |
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58040-39442/01
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DES
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29/185891
02-Jul-2003
CAClient Name:
Agent Name:
Owner Name:
Title:
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Broyhill Furniture Industries
DESK HUTCH
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D508170 S
09-Aug-2005
Attorney(s): KS
CA Client Ref:
Agent Ref:
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Granted
09-Aug-2019
CLS
4365-82
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58040-39442 |
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Inventor(s):
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Katz, Jeffrey B.; Huffstetler, Gary A.;
Dergins, Scott C. |
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58040-39443/01
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DES
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29/185511
27-Jun-2033
CAClient Name:
Agent Name:
Owner Name:
Title:
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Broyhill Furniture Industries
SIDEBOARD
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D509971S
27-Sep-2005
Attorney(s): KS
CA Client Ref:
Agent Ref:
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Granted
27-Sep-2019
CLS
5365-14
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58040-39443 |
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Inventor(s):
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Katz, Jeffrey B.; Huffstetler, Gary A.;
Dergins, Scott C. |
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[*] |
|
Certain confidential information contained in this document, marked with an
asterisk in brackets, has been omitted and filed separately with the Securities and Exchange
Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
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Client Matter |
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58040-39444/01
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DES
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29/186063
09-Jul-2003
CAClient Name:
Agent Name:
Owner Name:
Title:
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Broyhill Furniture Industries
Dining Chest
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D506884 S
05-Jul-2005
Attorney(s): KS
CA Client Ref:
Agent Ref:
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Granted
05-Jul-2019
CLS
5365-60
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58040-39444 |
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Inventor(s):
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Katz, Jeffrey B.;
Huffstetler, Gary A.;
Dergins, Scott C. |
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58040-39445/01
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DES
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29/185445
27-Jun-2003
CAClient Name:
Agent Name:
Owner Name:
Title:
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Broyhill Furniture Industries
CHINA DECK CABINET
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D511056S
01-Nov-2005
Attorney(s): KS
CA Client Ref:
Agent Ref:
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Granted
01-Nov-2019
CLS
5365-64
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58040-39445 |
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Inventor(s):
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Katz, Jeffrey B.; Huffstetler, Gary A.; Dergins, Scott C. |
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58040-39446/01
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DES
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29/186157
10-Jul-2003
CAClient Name:
Agent Name:
Owner Name:
Title:
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Broyhill Furniture Industries
(Fowl Safe) China Base Cabinet
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D519300 S
25-Apr-2006
Attorney(s): KS
CA Client Ref:
Agent Ref:
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Granted
25-Apr-2020
CLS
5365-65
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58040-39446 |
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Inventor(s):
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Katz, Jeffrey B.; Huffstetler, Gary A.; Dergins, Scott C. |
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[*] |
|
Certain confidential information contained in this document, marked with an
asterisk in brackets, has been omitted and filed separately with the Securities and Exchange
Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
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IP Family |
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Application |
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Publication |
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Patent |
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Number/Date |
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58040-39447/01
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DES
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29/185492
27-Jun-2003
CAClient Name:
Agent Name:
Owner Name:
Title:
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Broyhill Furniture Industries
CHINA DECK CABINET
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D498084 S
09-Nov-2004
Attorney(s): KS
CA Client Ref:
Agent Ref:
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Granted
09-Nov-2018
CLS
5365-66
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58040-39447 |
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Inventor(s):
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Katz, Jeffrey B.; Huffstetler, Gary A.; Dergins, Scott C. |
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58040-39448/01
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DES
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29/185462
27-Jun-2003
CAClient Name:
Agent Name:
Owner Name:
Title:
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Broyhill Furniture Industries
CHINA BASE CABINET
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D511425 S
15-Nov-2005
Attorney(s): KS
CA Client Ref:
Agent Ref:
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Granted
15-Nov-2019
CLS
5365-67
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58040-39448 |
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Inventor(s):
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Katz, Jeffrey B.; Huffstetler, Gary A.; Dergins, Scott C. |
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58040-39449/01
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DES
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29/185646
30-Jun-2003
CAClient Name:
Agent Name:
Owner Name:
Title:
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Broyhill Furniture Industries
CHINA DECK CABINET
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D507126 S
12-Jul-2005
Attorney(s): KS
CA Client Ref:
Agent Ref:
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Granted
12-Jul-2019
CLS
5365-68
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58040-39449 |
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Inventor(s):
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Katz, Jeffrey B.; Huffstetler, Gary A.; Dergins, Scott C. |
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[*] |
|
Certain confidential information contained in this document, marked with an
asterisk in brackets, has been omitted and filed separately with the Securities and Exchange
Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
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IP Family |
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Status |
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#/Subcase |
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Case |
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Application |
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Publication |
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Patent |
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Expiration |
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Country Name |
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Type |
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Number/Date |
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Number/Date |
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Number/Date |
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Date |
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Client Matter |
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58040-39450/01
|
|
DES
|
|
29/186104
09-Jul-2003
CAClient Name:
Agent Name:
Owner Name:
Title:
|
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Broyhill Furniture Industries
Broyhill Furniture Industries, Inc.
(Banister) Arm Chair
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D519741 S
02-May-2006
Attorney(s): KS
CA Client Ref:
Agent Ref:
|
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Granted
02-May-2020
CLS
5365-82
|
|
58040-39450 |
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Inventor(s):
|
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Katz, Jeffrey B.; Huffstetler, Gary A.; Dergins, Scott C. |
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58040-44687/01
|
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DES
|
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29/202852
06-Apr-2004
CAClient Name:
Agent Name:
Owner Name:
Title:
|
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Broyhill Furniture Industries
Broyhill Furniture Industries, Inc.
TABLE (Sofa Table Console –
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D521771 S
30-May-2006
Attorney(s): KS
CA Client Ref:
Agent Ref:
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Allowed
30-May-2020
CLS
3306-09
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58040-44687 |
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Inventor(s):
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Charlestowne Square) |
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Katz, Jeffrey B.; Huffstetler, Gary A.; Dergins, Scott C. |
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58040-44688/01
|
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DES
|
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29/202937
07-Apr-2004
CAClient Name:
Agent Name:
Owner Name:
Title:
|
|
Broyhill Furniture Industries
Broyhill Furniture Industries, Inc.
Table or Cabinet Base (Curio Cabinet
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D-519758 S
02-May-2006
Attorney(s): KS
CA Client Ref:
Agent Ref:
|
|
Granted
02-May-2020
CLS
3306-17
|
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58040-44688 |
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Inventor(s):
|
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Base – Charlestowne Square) |
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Katz, Jeffrey B.; Huffstetler, Gary A.;
Dergins, Scott C. |
|
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|
[*] |
|
Certain confidential information contained in this document, marked with an
asterisk in brackets, has been omitted and filed separately with the Securities and Exchange
Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
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IP Family |
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Status |
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#/Subcase |
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Case |
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Application |
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Publication |
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Patent |
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Expiration |
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Country Name |
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Type |
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Number/Date |
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Number/Date |
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Number/Date |
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Date |
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Client Matter |
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58040-44689/01
|
|
DES
|
|
29/202991
07-Apr-2004
CAClient Name:
Agent Name:
Owner Name:
Title:
|
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Broyhill Furniture Industries
Broyhill Furniture Industries, Inc.
CABINET (CURIO CABINET DECK
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D519748 S
02-May-2006
Attorney(s): KS
CA Client Ref:
Agent Ref:
|
|
Granted
02-May-2020
CLS
3306-18
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58040-44689 |
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Inventor(s):
|
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(Shown with Base) – Charlestowne Square) |
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Katz, Jeffrey B.; Huffstetler, Gary A.;
Dergins, Scott C. |
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58040-44690/01
|
|
DES
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29/202936
07-Apr-2004
CAClient Name:
Agent Name:
Owner Name:
Title:
|
|
Broyhill Furniture Industries
Broyhill Furniture Industries, Inc.
Chest of Drawers (Demi Lune Hall
|
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D509378 S
13-Sep-2005
Attorney(s): KS
CA Client Ref:
Agent Ref:
|
|
Granted
13-Sep-2019
CLS
3306-19
|
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58040-44690 |
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Inventor(s):
|
|
Chest – Charlestowne Square) |
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Katz, Jeffrey B.; Huffstetler, Gary A.;
Dergins, Scott C. |
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58040-44691/01
|
|
DES
|
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29/202993
07-Apr-2004
CAClient Name:
Agent Name:
Owner Name:
Title:
|
|
Broyhill Furniture Industries
Broyhill Furniture Industries, Inc.
Dropleaf Table (Butterfly Dropleaf
|
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D518317S
04-Apr-2006
Attorney(s): KS
CA Client Ref:
Agent Ref:
|
|
Granted
04-Apr-2020
CLS
3306-24
|
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58040-44691 |
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Inventor(s):
|
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Table – Charlestowne Square) |
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Katz, Jeffrey B.; Huffstetler, Gary A.;
Dergins, Scott C. |
|
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|
[*] |
|
Certain confidential information contained in this document, marked with an
asterisk in brackets, has been omitted and filed separately with the Securities and Exchange
Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
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IP Family |
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Status |
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#/Subcase |
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Case |
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Application |
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Publication |
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Patent |
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Expiration |
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Country Name |
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Type |
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Number/Date |
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Number/Date |
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Number/Date |
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Date |
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Client Matter |
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58040-44692/01
|
|
DES
|
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29/202989
|
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D518978S
|
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Granted
|
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58040-44692 |
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07-Apr-2004
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18-Apr-2006
|
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18-Apr-2020 |
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CAClient Name:
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Broyhill Furniture Industries |
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Agent Name:
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Attorney(s): KS
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CLS |
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Owner Name:
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Broyhill Furniture Industries, Inc.
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CA Client Ref:
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|
3306-26 |
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Title:
|
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Cabinet (Curio Cabinet — Charlestowne
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Agent Ref: |
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Inventor(s):
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Square) |
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Katz, Jeffrey B.; Huffstetler, Gary A.; |
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Dergins, Scott C. |
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58040-44693/01
|
|
DES
|
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29-202992
|
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D511052S
|
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Granted
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58040-44693 |
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07-Apr-2004
|
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|
01-Nov-2005
|
|
01-Nov-2019 |
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|
|
CAClient Name:
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Broyhill Furniture Industries |
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Agent Name:
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Attorney(s): KS
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CLS |
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Owner Name:
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Broyhill Furniture Industries, Inc.
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CA Client Ref:
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4306-30 |
|
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Title:
|
|
Chest of Drawers (Drawer Dresser-
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Agent Ref: |
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Inventor(s):
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Charlestowne Square) |
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Katz, Jeffrey B.; Huffstetler, Gary A.; |
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Dergins, Scott C. |
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58040-44694/01
|
|
DES
|
|
29/202817
|
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|
|
D510207 S
|
|
Granted
|
|
58040-44694 |
|
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|
|
05-Apr-2004
|
|
|
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|
|
04-Oct-2005
|
|
04-Oct-2019 |
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|
CAClient Name:
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Broyhill Furniture Industries |
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Agent Name:
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Attorney(s): KS
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CLS |
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Owner Name:
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Broyhill Furniture Industries, Inc.
|
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CA Client Ref:
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|
4306-31 |
|
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|
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Title:
|
|
Chest of Drawers (Mule Chest —
|
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|
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Agent Ref: |
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Inventor(s):
|
|
Charlestowne Square) |
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Katz, Jeffrey B.; Huffstetler, Gary A.; |
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|
|
Dergins, Scott C. |
|
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|
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|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
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IP Family |
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Status |
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#/Subcase |
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Case |
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Application |
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Publication |
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Patent |
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Expiration |
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|
Country Name |
|
Type |
|
Number/Date |
|
|
|
Number/Date |
|
Number/Date |
|
Date |
|
Client Matter |
|
58040-44695/01
|
|
DES
|
|
29/202901
|
|
|
|
|
|
D509377 S
|
|
Granted
|
|
58040-44695 |
|
|
|
|
06-Apr-2004
|
|
|
|
|
|
13-Sep-2005
|
|
13-Sep-2019 |
|
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|
|
CAClient Name:
|
|
Broyhill Furniture Industries |
|
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|
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|
|
Agent Name:
|
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|
|
Attorney(s): KS
|
|
CLS |
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|
|
Owner Name:
|
|
Broyhill Furniture Industries, Inc.
|
|
|
|
CA Client Ref:
|
|
4306-34 |
|
|
|
|
|
|
Title:
|
|
Chest of Drawers (curved Front Bureau
|
|
|
|
Agent Ref: |
|
|
|
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|
|
Inventor(s):
|
|
— Charlestowne Square) |
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Katz, Jeffrey B.; Huffstetler, Gary A.; |
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Dergins, Scott C. |
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58040-44696/01
|
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DES
|
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29/202797
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D509680S
|
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Granted
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58040-44696 |
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05-Apr-2004
|
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20-Sep-2005
|
|
20-Sep-2019 |
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|
CAClient Name:
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Broyhill Furniture Industries |
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Agent Name:
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Attorney(s): KS
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CLS |
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Owner Name:
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Broyhill Furniture Industries, Inc.
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CA Client Ref:
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4306-41 |
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Title:
|
|
Chest of Drawers (Chest on Chest on
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Agent Ref: |
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|
Inventor(s):
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Chest — Charlestowne Square) |
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Katz, Jeffrey B.; Huffstetler, Gary A.; |
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Dergins, Scott C. |
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58040-44700/01
|
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DES
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29/202799
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D509376 S
|
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Granted
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58040-44700 |
|
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|
05-Apr-2004
|
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|
13-Sep-2005
|
|
13-Sep-2019 |
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|
CAClient Name:
|
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Broyhill Furniture Industries |
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Agent Name:
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Attorney(s): KS
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CLS |
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Owner Name:
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|
Broyhill Furniture Industries, Inc.
|
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CA Client Ref:
|
|
4306-93 |
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Title:
|
|
Chest of Drawers (Bow Front Night
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Agent Ref: |
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|
Inventor(s):
|
|
Chest — Charlestowne Square) |
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Katz, Jeffrey B.; Huffstetler, Gary A.; |
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Dergins, Scott C. |
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|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
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IP Family |
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Status |
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#/Subcase |
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Case |
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Application |
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Publication |
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Patent |
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Expiration |
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Country Name |
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Type |
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Number/Date |
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|
Number/Date |
|
Number/Date |
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Date |
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Client Matter |
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58040-44701/01
|
|
DES
|
|
29/202818
|
|
|
|
|
|
D516836 S
|
|
Granted
|
|
58040-44701 |
|
|
|
|
05-Apr-2004
|
|
|
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|
|
14-Mar-2006
|
|
14-Mar-2020 |
|
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|
|
CAClient Name:
|
|
Broyhill Furniture Industries |
|
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|
|
|
|
|
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|
|
Agent Name:
|
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|
|
Attorney(s): KS
|
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CLS |
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|
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Owner Name:
|
|
Broyhill Furniture Industries, Inc.
|
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|
|
CA Client Ref:
|
|
5306-12 |
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|
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Title:
|
|
SHELF UNIT (Design, Server Hutch)
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|
Agent Ref: |
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|
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|
Inventor(s):
|
|
Xxxx, Xxxxxxx X.; Xxxxxxxxxxx, Xxxx X.; |
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|
Xxxxxxx, Xxxxx X. |
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58040-44702/01
|
|
DES
|
|
29/202763
|
|
|
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|
|
D517840 S
|
|
Granted
|
|
58040-44702 |
|
|
|
|
05-Apr-2004
|
|
|
|
|
|
28-Mar-2006
|
|
28-Mar-2020 |
|
|
|
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|
|
CAClient Name:
|
|
Broyhill Furniture Industries |
|
|
|
|
|
|
|
|
|
|
|
|
Agent Name:
|
|
|
|
|
|
Attorney(s): KS
|
|
CLS |
|
|
|
|
|
|
Owner Name:
|
|
Broyhill Furniture Industries, Inc.
|
|
|
|
CA Client Ref:
|
|
5306-30/50 |
|
|
|
|
|
|
Title:
|
|
TABLE (Design, Pedestal Table)
|
|
|
|
Agent Ref: |
|
|
|
|
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|
|
Inventor(s):
|
|
Xxxx, Xxxxxxx X.; Xxxxxxxxxxx, Xxxx X.; |
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|
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|
|
Xxxxxxx, Xxxxx X. |
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|
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|
58040-44704/01
|
|
DES
|
|
29/202877
|
|
|
|
|
|
D512858 S
|
|
Granted
|
|
58040-44704 |
|
|
|
|
06-Apr-2004
|
|
|
|
|
|
20-Dec-2005
|
|
20-Dec-2019 |
|
|
|
|
|
|
CAClient Name:
|
|
Broyhill Furniture Industries |
|
|
|
|
|
|
|
|
|
|
|
|
Agent Name:
|
|
|
|
|
|
Attorney(s): KS |
|
|
|
|
|
|
|
|
Owner Name:
|
|
Broyhill Furniture Industries, Inc.
|
|
|
|
CA Client Ref: |
|
|
|
|
|
|
|
|
Title:
|
|
TABLE (Desigh, Pedestal Table)
|
|
|
|
Agent Ref: |
|
|
|
|
|
|
|
|
Inventor(s):
|
|
Xxxx, Xxxxxxx X.; Xxxxxxxxxxx, Xxxx X.; |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Xxxxxxx, Xxxxx X. |
|
|
|
|
|
|
|
|
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
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|
|
IP Family |
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|
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|
|
|
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|
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|
|
Status |
|
|
#/Subcase |
|
Case |
|
Application |
|
|
|
Publication |
|
Patent |
|
Expiration |
|
|
Country Name |
|
Type |
|
Number/Date |
|
|
|
Number/Date |
|
Number/Date |
|
Date |
|
Client Matter |
|
58040-44705/01
|
|
DES
|
|
29/202853
|
|
|
|
|
|
D512857 S
|
|
Granted
|
|
58040-44705 |
|
|
|
|
06-Apr-2004
|
|
|
|
|
|
20-Dec-2005
|
|
20-Dec-2019 |
|
|
|
|
|
|
CAClient Name:
|
|
Broyhill Furniture Industries |
|
|
|
|
|
|
|
|
|
|
|
|
Agent Name:
|
|
|
|
|
|
Attorney(s): KS
|
|
CLS |
|
|
|
|
|
|
Owner Name:
|
|
|
|
|
|
CA Client Ref:
|
|
5306-44 |
|
|
|
|
|
|
Title:
|
|
Table (Pedestal Table — Charlestowne
|
|
|
|
Agent Ref: |
|
|
|
|
|
|
|
|
Inventor(s):
|
|
Square) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Xxxx, Xxxxxxx X.; Xxxxxxxxxxx, Xxxx X.; |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Xxxxxxx, Xxxxx X. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
58040-44707/01
|
|
DES
|
|
29/02820
|
|
|
|
|
|
D5110548
|
|
Granted
|
|
58040-44707 |
|
|
|
|
05-Apr-2004
|
|
|
|
|
|
01-Nov-2005
|
|
01-Nov-2019 |
|
|
|
|
|
|
CAClient Name:
|
|
Broyhill Furniture Industries |
|
|
|
|
|
|
|
|
|
|
|
|
Agent Name:
|
|
|
|
|
|
Attorney(s): KS
|
|
CLS |
|
|
|
|
|
|
Owner Name:
|
|
|
|
|
|
CA Client Ref:
|
|
5306-67 |
|
|
|
|
|
|
Title:
|
|
CHEST OF DRAWERS (Design,
|
|
|
|
Agent Ref: |
|
|
|
|
|
|
|
|
Inventor(s):
|
|
China Base) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Xxxx, Xxxxxxx X.; Xxxxxxxxxxx, Xxxx X.; |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Xxxxxxx, Xxxxx X. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
58040-44708/01
|
|
DES
|
|
29/202796
|
|
|
|
|
|
D512248 S
|
|
Granted
|
|
58040-44708 |
|
|
|
|
05-Apr-2004
|
|
|
|
|
|
06-Dec-2005
|
|
06-Dec-2019 |
|
|
|
|
|
|
CAClient Name:
|
|
Broyhill Furniture Industries |
|
|
|
|
|
|
|
|
|
|
|
|
Agent Name:
|
|
|
|
|
|
Attorney(s): KS
|
|
CLS |
|
|
|
|
|
|
Owner Name:
|
|
|
|
|
|
CA Client Ref:
|
|
5306-68 |
|
|
|
|
|
|
Title:
|
|
CABINET (Design, China Deck)
|
|
|
|
Agent Ref: |
|
|
|
|
|
|
|
|
Inventor(s):
|
|
Xxxx, Xxxxxxx X.; Xxxxxxxxxxx, Xxxx X.; |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Xxxxxxx, Xxxxx X. |
|
|
|
|
|
|
|
|
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
IP Family |
|
|
|
|
|
|
|
|
|
|
|
Status |
|
|
#/Subcase |
|
Case |
|
Application |
|
|
|
Publication |
|
Patent |
|
Expiration |
|
|
Country Name |
|
Type |
|
Number/Date |
|
|
|
Number/Date |
|
Number/Date |
|
Date |
|
Client Matter |
|
58040-44709/01
|
|
DES
|
|
29/202821
|
|
|
|
|
|
D518658 S
|
|
Granted
|
|
58040-44709 |
|
|
|
|
05-Apr-2004
|
|
|
|
|
|
11-Apr-2006
|
|
11-Apr-2020 |
|
|
|
|
|
|
CAClient Name:
|
|
Broyhill Furniture Industries |
|
|
|
|
|
|
|
|
|
|
|
|
Agent Name:
|
|
|
|
|
|
Attorney(s): KS
|
|
CLS |
|
|
|
|
|
|
Owner Name:
|
|
Broyhill Furniture Industries, Inc.
|
|
|
|
CA Client Ref:
|
|
5306-80 |
|
|
|
|
|
|
Title:
|
|
CHAIR (Design, Ladderback Arm
|
|
|
|
Agent Ref: |
|
|
|
|
|
|
|
|
Inventor(s):
|
|
Chair) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Xxxx, Xxxxxxx X.; Xxxxxxxxxxx, Xxxx X.; |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Xxxxxxx, Xxxxx X. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
58040-44710/01
|
|
DES
|
|
29/202798
|
|
|
|
|
|
D519295 S
|
|
Granted
|
|
58040-44710 |
|
|
|
|
05-Apr-2004
|
|
|
|
|
|
25-Apr-2006
|
|
25-Apr-2020 |
|
|
|
|
|
|
CAClient Name:
|
|
Broyhill Furniture Industries |
|
|
|
|
|
|
|
|
|
|
|
|
Agent Name:
|
|
|
|
|
|
Attorney(s): KD
|
|
CLS |
|
|
|
|
|
|
Owner Name:
|
|
Broyhill Furniture Industries, Inc.
|
|
|
|
CA Client Ref:
|
|
5306-86 |
|
|
|
|
|
|
Title:
|
|
Chair (Splatback Arm Chair —
|
|
|
|
Agent Ref: |
|
|
|
|
|
|
|
|
Inventor(s):
|
|
Charlestowne Square) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Xxxx, Xxxxxxx X.; Xxxxxxxxxxx, Xxxx X.; |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Xxxxxxx, Xxxxx X. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
58040-44711/01
|
|
DES
|
|
29/202819
|
|
|
|
|
|
D510218 S
|
|
Granted
|
|
58040-44711 |
|
|
|
|
05-Apr-2004
|
|
|
|
|
|
04-Oct-2005
|
|
04-Oct-2019 |
|
|
|
|
|
|
CAClient Name:
|
|
Broyhill Furniture Industries |
|
|
|
|
|
|
|
|
|
|
|
|
Agent Name:
|
|
|
|
|
|
Attorney(s): KS
|
|
CLS |
|
|
|
|
|
|
Owner Name:
|
|
|
|
|
|
CA Client Ref:
|
|
4306-64 |
|
|
|
|
|
|
Title:
|
|
HEADBOARD AND/OR
|
|
|
|
Agent Ref: |
|
|
|
|
|
|
|
|
Inventor(s):
|
|
FOOTBOARD (Design, Empire Poster |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Headboard) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Xxxx, Xxxxxxx X.; Xxxxxxxxxxx, Xxxx X.; |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Xxxxxxx, Xxxxx X. |
|
|
|
|
|
|
|
|
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
IP Family |
|
|
|
|
|
|
|
|
|
|
|
Status |
|
|
#/Subcase |
|
Case |
|
Application |
|
|
|
Publication |
|
Patent |
|
Expiration |
|
|
Country Name |
|
Type |
|
Number/Date |
|
|
|
Number/Date |
|
Number/Date |
|
Date |
|
Client Matter |
|
58040-44712/01
|
|
DES
|
|
29/202822
|
|
|
|
|
|
D507439 S
|
|
Granted
|
|
58040-44712 |
|
|
|
|
05-Apr-2004
|
|
|
|
|
|
19-Jul-2005
|
|
19-Jul-2019 |
|
|
|
|
|
|
CAClient Name:
|
|
Broyhill Furniture Industries |
|
|
|
|
|
|
|
|
|
|
|
|
Agent Name:
|
|
|
|
|
|
Attorney(s): KS
|
|
CLS |
|
|
|
|
|
|
Owner Name:
|
|
|
|
|
|
CA Client Ref:
|
|
5306-52/53 |
|
|
|
|
|
|
Title:
|
|
HEADBOARD AND/OR
|
|
|
|
Agent Ref: |
|
|
|
|
|
|
|
|
Inventor(s):
|
|
FOOTBOARD (Design, Poster |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Headboard & Footboard) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Xxxx, Xxxxxxx X.; Xxxxxxxxxxx, Xxxx X.; |
|
|
|
|
|
|
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Xxxxxxx, Xxxxx X. |
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58040-44712/02
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DES
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39/224283
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D515857 S
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Granted
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58040-53458 |
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28-Feb-2005
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28-Feb-2006
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28-Feb-2020 |
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CAClient Name:
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Broyhill Furniture Industries |
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Agent Name:
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Attorney(s): KS
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CLS |
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Owner Name:
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CA Client Ref:
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5306-52/53 |
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Title:
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HEADBOARD AND/OR
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Agent Ref: |
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Inventor(s):
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FOOTBOARD (Design, Poster |
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Headboard & Footboard) |
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Xxxx, Xxxxxxx X.; Xxxxxxxxxxx, Xxxx X.; |
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Xxxxxxx, Xxxxx X. |
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58040-44713/01
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DES
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29/203923
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D514853 S
|
|
Granted
|
|
58040-44713 |
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|
|
21-Apr-2004
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14 Feb-2006
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14-Feb-2020 |
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CAClient Name:
|
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Broyhill Furniture Industries |
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Agent Name:
|
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Attorney(s): KS
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CLS |
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Owner Name:
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CA Client Ref: |
|
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|
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|
|
Title:
|
|
Headboard and/or Footboard (Empire
|
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|
|
Agent Ref: |
|
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|
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|
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Inventor(s):
|
|
Poster Footboard) |
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Xxxx, Xxxxxxx X.; Xxxxxxxxxxx, Xxxx X.; |
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Xxxxxxx, Xxxxx X. |
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[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
SCHEDULE V
TO
SECURITY AGREEMENT
U.S. Trademark Registrations; Foreign Trademark Registrations; U.S. Trademark
Applications; Foreign Trademark Applications; Trademark Licenses
[To be completed for each Grantor]
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
Thursday, March 29, 2007
TRADEMARKS FOR CURRENT OWNER
THOMASVILLE FURNITURE INDUSTRIES, INC.
|
|
|
|
|
|
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|
Docket Number |
|
|
|
|
|
Application Number |
|
Registration Number |
|
Next Renewal Date |
Xxxx Name |
|
Country |
|
Status |
|
Application Date |
|
Registration Date |
|
Expiration Date |
TFI0111
BERKELEY
Goods: 000 Xxxxxxxxx
|
|
Xxxxxx Xxxxxx
|
|
Registered
|
|
78/592,980
3/23/2005
|
|
3,095,261
5/23/2006
|
|
5/23/2016
5/23/2016 |
|
|
|
|
|
|
|
|
|
|
|
TFI0042
BRIDGEHAMPTON
Goods: 000 Xxxxxxxxx
|
|
Xxxxxx Xxxxxx
|
|
Registered
|
|
78/095,771
7/21/2000
|
|
2,543,575
2/28/2002
|
|
2/28/2012
2/28/2012 |
|
|
|
|
|
|
|
|
|
|
|
TFI0002
BRIDGES 2.0
Goods: 000 Xxxxxxxxx
|
|
Xxxxxx Xxxxxx
|
|
Registered
|
|
78/228,617
3/21/2003
|
|
2,870,815
8/3/2004
|
|
8/3/2014
8/3/2014 |
|
|
|
|
|
|
|
|
|
|
|
TFI0041
BRITISH XXXXXX
Goods: 000 Xxxxxxxxx
|
|
Xxxxxx Xxxxxx
|
|
Registered
|
|
78/105,252
8/7/2001
|
|
2/566,122
4/30/2002
|
|
4/30/2012
4/30/2012 |
|
|
|
|
|
|
|
|
|
|
|
TFI0078
XXXXXXX
Goods: 000
Xxxxxxxxx, xxxxxx
xxxxxxxxxx xxxxxx
|
|
Xxxxxx Xxxxxx
|
|
Registered
|
|
78/291,073
8/22/2003
|
|
2,928,330
2/22/2005
|
|
2/22/2015
2/22/2015 |
|
|
|
|
|
|
|
|
|
|
|
TFI0035
CHANGEABLES
Goods: 000 Xxxxxxxxx
|
|
Xxxxxx Xxxxxx
|
|
Registered
|
|
76/295,839
8/8/2001
|
|
2,644,391
10/29/2002
|
|
10/29/2012
10/29/2012 |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
Trademarks by Current Owner
|
|
Page 12 of 22
|
|
MDCIPMaster |
Thursday, March 29, 2007
TRADEMARKS FOR CURRENT OWNER
THOMASVILLE FURNITURE INDUSTRIES, INC.
|
|
|
|
|
|
|
|
|
|
|
Docket Number |
|
|
|
|
|
Application Number |
|
Registration Number |
|
Next Renewal Date |
Xxxx Name |
|
Country |
|
Status |
|
Application Date |
|
Registration Date |
|
Expiration Date |
TFI0034
CITY LIGHTS
Goods: 000 Xxxxxxxxx
|
|
Xxxxxx Xxxxxx
|
|
Registered
|
|
78/313,986
9/17/2001
|
|
2,644,425
10/29/2002
|
|
10/29/2012
10/29/2012 |
|
|
|
|
|
|
|
|
|
|
|
TFI0009
COLLECTOR’S CHERRY
Goods: 000 Xxxxxxxxx
|
|
Xxxxxx Xxxxxx
|
|
Registered
|
|
78/213,831
2/12/2003
|
|
2,874,401
8/17/2004
|
|
8/17/2014
8/17/2014 |
|
|
|
|
|
|
|
|
|
|
|
TFI0050
COLOR CAFÉ
Goods: 000 Xxxxxxxxx
|
|
Xxxxxx Xxxxxx
|
|
Registered
|
|
75/484,928
5/14/1998
|
|
2,449,564
5/8/2001
|
|
5/8/2011
5/8/2011 |
|
|
|
|
|
|
|
|
|
|
|
TFI0139
COLORPLAY
Goods: 000 Xxxxxxxxx
|
|
Xxxxxx Xxxxxx
|
|
Registered
|
|
77/102,268
2/8/2007 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
TFI0027
DESIGNER SELECTIONS
Goods: 020 Furniture
|
|
United States
|
|
Registered
|
|
76/394,172
4/10/2002
|
|
2,787,312
11/25/2003
|
|
11/25/2013
11/25/2013 |
|
|
|
|
|
|
|
|
|
|
|
TFI0030
DONATELLA
Goods: 020 Furniture
|
|
United States
|
|
Registered
|
|
76/394,027
4/10/2002
|
|
2,787,894
9/23/2003
|
|
9/23/2013
9/23/2013 |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
Trademarks by Current Owner
|
|
Page 13 of 22
|
|
MDCIPMaster |
Thursday, March 29, 2007
TRADEMARKS FOR CURRENT OWNER
THOMASVILLE FURNITURE INDUSTRIES, INC.
|
|
|
|
|
|
|
|
|
|
|
Docket Number |
|
|
|
|
|
Application Number |
|
Registration Number |
|
Next Renewal Date |
Xxxx Name |
|
Country |
|
Status |
|
Application Date |
|
Registration Date |
|
Expiration Date |
TFI0044
ECS
Goods: 000 Xxxxxxxxx
|
|
Xxxxxx Xxxxxx
|
|
Registered
|
|
78/071,436
8/18/2000
|
|
2,779,915
11/4/2003
|
|
11/4/2013
11/4/2013 |
|
|
|
|
|
|
|
|
|
|
|
TFI0012
XXXXXX
Goods: 020 Furniture
|
|
United States
|
|
Registered
|
|
78/161,089
9/5/2002
|
|
2,767,666
11/25/2003
|
|
11/25/2013
11/25/2013 |
|
|
|
|
|
|
|
|
|
|
|
TFI0043
ENHANCED COMFORT SYSTEM
Goods: 000 Xxxxxxxxx
|
|
Xxxxxx Xxxxxx
|
|
Registered
|
|
78/071,442
8/16/2000
|
|
2,530,762
1/15/2002
|
|
1/15/2012
1/15/2012 |
|
|
|
|
|
|
|
|
|
|
|
TFI0062
ESTATES A DIVISION OF
THOMASVILLE FURNITURE
INDUSTRIES
Goods: 020 Furniture
|
|
United States
|
|
Registered
|
|
78/240,703
4/22/2003
|
|
2,840,288
5/11/2004
|
|
5/11/2014
5/11/2014 |
|
|
|
|
|
|
|
|
|
|
|
TFI0130
FELICITY
Goods: 000 Xxxxxxxxx
|
|
Xxxxxx Xxxxxx
|
|
Registered
|
|
78/802,535
1/30/2006 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
TFI0048
FINISHING TOUCHES
Goods: 000 Xxxxxxxxx
|
|
Xxxxxx Xxxxxx
|
|
Registered
|
|
75/580,836
11/2/1998
|
|
2,328,531
3/14/2000
|
|
3/14/2010
3/14/2010 |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
Trademarks by Current Owner
|
|
Page 14 of 22
|
|
MDCIPMaster |
Thursday, March 29, 2007
TRADEMARKS FOR CURRENT OWNER
THOMASVILLE FURNITURE INDUSTRIES, INC.
|
|
|
|
|
|
|
|
|
|
|
Docket Number |
|
|
|
|
|
Application Number |
|
Registration Number |
|
Next Renewal Date |
Xxxx Name |
|
Country |
|
Status |
|
Application Date |
|
Registration Date |
|
Expiration Date |
TFI0085
FOUNDERS
Goods: 000 Xxxxxxxxx
|
|
Xxxxxx Xxxxxx
|
|
Registered
|
|
74/246,218
2/13/1992
|
|
1,741,335
12/22/1992
|
|
12/22/2012
12/22/2012 |
|
|
|
|
|
|
|
|
|
|
|
TFI0068
FOUNDERS
Goods: 000 Xxxxxxxx
|
|
Xxxxxx Xxxxxx
|
|
Registered
|
|
71/601,898
8/8/1950
|
|
556,638
3/25/1952
|
|
3/25/2012
3/25/2012 |
|
|
|
|
|
|
|
|
|
|
|
TFI0057
FOUNDERS FURNITURE
|
|
United States
|
|
Registered |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Goods: 020 Occasional, bedroom entertainment, kitchen and home office furniture, namely, coffee tables, end tables, recliner tables, telephone
stands, dressers, mirrors, chests, nightstands, headboards, chifforobes, wardrobes, armoires, vanities, entertainment centers, TV/VCR carts and
stands, home theater centers, tape and electronics storage units, room organizers, utility carts, microwave oven carts, pantries, buffets,
hutches, dry sinks, tables chairs, servers, desks, bookcases, open wall units, door wall unites, file cabinets, workstations, carts, and
storage cabinets |
|
|
|
|
|
|
|
|
|
|
|
TFI0075
FROM THE FOUR CORNERS
Goods: 020 Furniture
|
|
United States
|
|
Registered
|
|
78/254,918
5/27/2003
|
|
2,807,368
11/30/2004
|
|
11/30/2014
11/30/2014 |
|
|
|
|
|
|
|
|
|
|
|
TFI0113
HBF
|
|
United States
|
|
Registered
|
|
73/544,326
6/21/1985
|
|
1,373,849
12/3/1985
|
|
12/3/2015
12/3/2015 |
Goods: 020 Office furniture, namely chairs, tables, table desks, mirrors, sofas, loveseats and settees |
|
|
|
|
|
|
|
|
|
|
|
XXX0000
XXXXXXX XXXXXXXX XXXXXXXXX
|
|
Xxxxxx Xxxxxx
|
|
Registered
|
|
73/597,893
5/9/1986
|
|
1,437,342
4/21/1987
|
|
4/21/2017
4/21/2017 |
Goods: 020 Office furniture, namely, chairs, tables, table desks, sofas, loveseats and settees |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
Trademarks by Current Owner
|
|
Page 15 of 22
|
|
MDCIPMaster |
Thursday, March 29, 2007
TRADEMARKS FOR CURRENT OWNER
THOMASVILLE FURNITURE INDUSTRIES, INC.
|
|
|
|
|
|
|
|
|
|
|
Docket Number |
|
|
|
|
|
Application Number |
|
Registration Number |
|
Next Renewal Date |
Xxxx Name |
|
Country |
|
Status |
|
Application Date |
|
Registration Date |
|
Expiration Date |
TFI0114
HICKORY CHAIR
|
|
United States
|
|
Registered
|
|
72/436,904
9/26/1972
|
|
985,949
6/11/1974
|
|
6/11/2014
6/11/2014 |
Goods: 020 Living room, dining room, bedroom and occasional furniture |
|
|
|
|
|
|
|
|
|
|
|
TFI0115
HICKORY TAVERN
Goods: 020 Sofa beds and sectional sofas
|
|
United States
|
|
Registered
|
|
73/120,800
3/29/1977
|
|
1,079,402
12/3/1977
|
|
12/3/2007
12/3/2007 |
|
|
|
|
|
|
|
|
|
|
|
XXX0000
XXXXXXXX XXXXX
|
|
Xxxxxx Xxxxxx
|
|
Registered
|
|
73,683,099
9/6/1987
|
|
1,492,273
6/14/1988
|
|
6/14/2008
6/14/2008 |
Goods: 020 Upholstered furniture, namely softas, chairs, sleepers and loveseats |
|
|
|
|
|
|
|
|
|
|
|
TFI0083
IRVING PARK
Goods: 000 Xxxxxxxxx
|
|
Xxxxxx Xxxxxx
|
|
Registered
|
|
78/316,556
10/21/2003
|
|
2,934,240
3/15/2005
|
|
3/15/2015
3/15/2015 |
|
|
|
|
|
|
|
|
|
|
|
TFI0038
XXXX XXXX
Goods: 000 Xxxxxxxxx
|
|
Xxxxxx Xxxxxx
|
|
Registered
|
|
76/240,159
4/12/2001
|
|
2,610,642
8/20/2002
|
|
8/20/2012
8/20/2012 |
|
|
|
|
|
|
|
|
|
|
|
TFI0138
LUMINE
Goods: 000 Xxxxxxxxx
|
|
Xxxxxx Xxxxxx
|
|
Filed
|
|
77/053,659
11/30/2008 |
|
|
|
|
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
Trademarks by Current Owner
|
|
Page 16 of 22
|
|
MDCIPMaster |
Thursday, March 29, 2007
TRADEMARKS FOR CURRENT OWNER
THOMASVILLE FURNITURE INDUSTRIES, INC.
|
|
|
|
|
|
|
|
|
|
|
Docket Number |
|
|
|
|
|
Application Number |
|
Registration Number |
|
Next Renewal Date |
Xxxx Name |
|
Country |
|
Status |
|
Application Date |
|
Registration Date |
|
Expiration Date |
TFI0005
MARTINQUE
Goods: 020 Furniture
|
|
United States
|
|
Registered
|
|
78/229,068
3/24/2003
|
|
2,830,074
4/6/2004
|
|
4/6/2014
4/6/2014 |
|
|
|
|
|
|
|
|
|
|
|
TFI0016
XXXXXXX
Goods: 000 Xxxxxxxxx
|
|
Xxxxxx Xxxxxx
|
|
Registered
|
|
76/161,112
9/5/2002
|
|
2,833,441
4/13/2004
|
|
4/13/2014
4/13/2014 |
|
|
|
|
|
|
|
|
|
|
|
TFI0046
MISSION ARTS
Goods: 000 Xxxxxxxxx
|
|
Xxxxxx Xxxxxx
|
|
Registered
|
|
75/912,884
2/8/2000
|
|
2/530,577
1/15/2002
|
|
1/15/2012
1/15/2012 |
|
|
|
|
|
|
|
|
|
|
|
TFI0140
NANTUCKET BAY
Goods: 020 Office furniture
|
|
United States
|
|
Filed
|
|
77/131,880
3/15/2007 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
TFI0132
NOCTURNE
Goods: 000 Xxxxxxxxx
|
|
Xxxxxx Xxxxxx
|
|
Filed
|
|
78/904,439
8/9/2008 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
TFI0020
RENOVATIONS
Goods: 000 Xxxxx-xx-xxxxxxxx xxxxxxxxx
|
|
Xxxxxx Xxxxxx
|
|
Registered
|
|
76/289,103
8/8/2001
|
|
2,782,528
11/11/2003
|
|
11/11/2013
11/11/2013 |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
Trademarks by Current Owner
|
|
Page 17 of 22
|
|
MDCIPMaster |
Thursday, March 29, 2007
TRADEMARKS FOR CURRENT OWNER
THOMASVILLE FURNITURE INDUSTRIES, INC.
|
|
|
|
|
|
|
|
|
|
|
Docket Number |
|
|
|
|
|
Application Number |
|
Registration Number |
|
Next Renewal Date |
Xxxx Name |
|
Country |
|
Status |
|
Application Date |
|
Registration Date |
|
Expiration Date |
TFI0037
RIBBONS & BOWS
Goods: 000 Xxxxxxxxx
|
|
Xxxxxx Xxxxxx
|
|
Registered
|
|
76/244,380
4/20/2001
|
|
2,609,357
8/20/2002
|
|
8/20/2012
8/20/2012 |
|
|
|
|
|
|
|
|
|
|
|
TFI0010
RIVERVIEW
Goods: 000 Xxxxxxxxx
|
|
Xxxxxx Xxxxxx
|
|
Registered
|
|
78/220,321
2/28/2003
|
|
2,870,804
8/3/2004
|
|
8/3/2014
8/3/2014 |
|
|
|
|
|
|
|
|
|
|
|
TFI0029
SAN PIETRO
Goods: 000 Xxxxxxxxx
|
|
Xxxxxx Xxxxxx
|
|
Registered
|
|
76/393,937
4/10/2002
|
|
2,778,518
10/28/2003
|
|
10/28/2013
10/28/2013 |
|
|
|
|
|
|
|
|
|
|
|
TFI0131
SO YOU
Goods: 000 Xxxxxxxxx
|
|
Xxxxxx Xxxxxx
|
|
Filed
|
|
78/822,803
2/24/2008 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
TFI0040
ST. ETIENNE
Goods: 000 Xxxxxxxxx
|
|
Xxxxxx Xxxxxx
|
|
Registered
|
|
76/105,253
8/6/2000
|
|
2,584,537
4/23/2002
|
|
4/23/2012
4/23/2012 |
|
|
|
|
|
|
|
|
|
|
|
TFI0008
STONY BROOK
Goods: 000 Xxxxxxxxx
|
|
Xxxxxx Xxxxxx
|
|
Registered
|
|
78/161,095
9/5/2002
|
|
2,872,633
8/10/2004
|
|
8/10/2014
8/10/2014 |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
Trademarks by Current Owner
|
|
Page 18 of 22
|
|
MDCIPMaster |
Thursday, March 29, 2007
TRADEMARKS FOR CURRENT OWNER
THOMASVILLE FURNITURE INDUSTRIES, INC.
|
|
|
|
|
|
|
|
|
|
|
Docket Number |
|
|
|
|
|
Application Number |
|
Registration Number |
|
Next Renewal Date |
Xxxx Name |
|
Country |
|
Status |
|
Application Date |
|
Registration Date |
|
Expiration Date |
TFI0038
SUMMER COTTAGE
Goods: 000 Xxxxxxxxx
|
|
Xxxxxx Xxxxxx
|
|
Registered
|
|
76/152,222
10/23/2000
|
|
2,575,584
6/4/2002
|
|
6/4/2012
6/4/2012 |
|
|
|
|
|
|
|
|
|
|
|
TFI0133
T Branding Element
Goods: 020 Furniture
042 Retail furniture store services
|
|
United States
|
|
Filed
|
|
76/904,440
6/8/2008 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
TFI0033
THE COLLECTION OF A LIFETIME
Goods: 020 Furniture
|
|
United States
|
|
Registered
|
|
78/315,408
9/20/2001
|
|
2,604,583
6/6/2002
|
|
6/6/2012
6/6/2012 |
|
|
|
|
|
|
|
|
|
|
|
TFI0120
THOMASVILLE
|
|
United States
|
|
Registered
|
|
78/718,080
9/22/2005
|
|
3,157,546
10/17/2006
|
|
10/17/2016
10/17/2016 |
Goods: 006 Cabinet hardware made of metal, namely, pulls, knobs, and handles
021 Cabinet hardware made of ceramics, namely pulls, knobs, and handles |
|
|
|
|
|
|
|
|
|
|
|
TFI0122
THOMASVILLE
|
|
United States
|
|
Filed
|
|
78/718,078
9/22/2005 |
|
|
|
|
Goods: 019 Flooring, namely, ceramic tiles, solid wood flooring, engineered wood flooring, floor tiles of wood, laminate flooring parquet wood
flooring
000 Xxxxxxx |
|
|
|
|
|
|
|
|
|
|
|
XXX0000
XXXXXXXXXXX
|
|
Xxxxxx Xxxxxx
|
|
Registered
|
|
78/718,083
9/22/2005
|
|
3,141,738
9/12/2006
|
|
9/12/2016
9/12/2016 |
Goods: 020 Home accessories, namely, picture frames, document frames, and decorative mirrors |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
Trademarks by Current Owner
|
|
Page 19 of 22
|
|
MDCIPMaster |
Thursday, March 29, 2007
TRADEMARKS FOR CURRENT OWNER
THOMASVILLE FURNITURE INDUSTRIES, INC.
|
|
|
|
|
|
|
|
|
|
|
Docket Number |
|
|
|
|
|
Application Number |
|
Registration Number |
|
Next Renewal Date |
Xxxx Name |
|
Country |
|
Status |
|
Application Date |
|
Registration Date |
|
Expiration Date |
TFI0125
THOMASVILLE
|
|
United States
|
|
Registered
|
|
78/718,085
9/22/2006
|
|
3,141,739
9/12/2006
|
|
9/12/2016
9/12/2016 |
Goods: 011 Ceiling fans, electric light fixtures, electric luminaires, lamps |
|
|
|
|
|
|
|
|
|
|
|
TFI1231
THOMASVILLE (Block Letters)
Goods: 000 Xxxxxxxxx xxxxxxxxx
|
|
Xxxxxx Xxxxxx
|
|
Registered
|
|
216,776
5/23/1979
|
|
1,151,730
4/21/1981
|
|
4/21/2011
4/21/2011 |
|
|
|
|
|
|
|
|
|
|
|
TFI0045
THOMASVILLE CABINETRY
Goods: 020 Kitchen cabinets
and furniture cabinets
|
|
United States
|
|
Registered
|
|
76/071,441
6/16/2000
|
|
2,555,117
4/2/2002
|
|
4/2/2012
4/2/2012 |
|
|
|
|
|
|
|
|
|
|
|
TFI0121
THOMASVILLE CABINETRY
|
|
United States
|
|
Registered
|
|
76/718,061
8/22/2005
|
|
3,157,547
10/17/2006
|
|
10/17/2016
10/17/2016 |
Goods: 006 Cabinet hardware made of metal, namely, pulls, knobs, and handles
021 Cabinet hardware made of ceramics, namely, pulls, knobs, and handles |
|
|
|
|
|
|
|
|
|
|
|
XXX0000
XXXXXXXXXXX XXXXXXXX
|
|
Xxxxxx Xxxxxx
|
|
Filed
|
|
78/718,079
9/22/2005 |
|
|
|
|
Goods: 019 Flooring, namely, ceramic tiles, solid wood flooring engineered wood flooring, floor tiles of wood, laminate flooring, parquet wood
flooring
027 Carpets |
|
|
|
|
|
|
|
|
|
|
|
TFI1232
THOMASVILLE GALLERY (block
letters)
Goods: 42 Retail furniture store services
|
|
United States
|
|
Registered
|
|
555,030
8/23/1985
|
|
1,450,110
7/28/1987
|
|
7/28/2007
7/28/2007 |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
Trademarks by Current Owner
|
|
Page 20 of 22
|
|
MDCIPMaster |
Thursday, March 29, 2007
TRADEMARKS FOR CURRENT OWNER
THOMASVILLE FURNITURE INDUSTRIES, INC.
|
|
|
|
|
|
|
|
|
|
|
Docket Number |
|
|
|
|
|
Application Number |
|
Registration Number |
|
Next Renewal Date |
Xxxx Name |
|
Country |
|
Status |
|
Application Date |
|
Registration Date |
|
Expiration Date |
XXX0000
|
|
Xxxxxx Xxxxxx |
|
Registered |
|
78/382,501
|
|
2,994,625
|
|
9/13/2015
|
THOMASVILLE HOME ACCENTS |
|
|
|
|
|
2/5/2004 |
|
9/13/2005 |
|
9/13/2015 |
Goods: 020 Home accessories, namely, picture frames and decorative mirrors |
|
|
|
|
|
|
|
|
|
|
|
XXX0000
|
|
Xxxxxx Xxxxxx |
|
Registered |
|
74/268,231
|
|
1,741,957
|
|
12/22/2012
|
THOMASVILLE HOM FURNISHINGS |
|
|
|
|
|
3/23/1992 |
|
12/22/1992 |
|
12/22/2012 |
(Block
Letters) Goods: 42 Retail
furniture store
services |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
XXX0000
|
|
Xxxxxx Xxxxxx |
|
Registered |
|
78/718,087
|
|
3,141,749
|
|
9/12/2016
|
THOMASVILLE LIGHTING |
|
|
|
|
|
9/22/2005 |
|
9/12/2006 |
|
9/12/2016 |
Goods: 011 Ceiling fans, electric light fixtures, electric luminaires, lamps |
|
|
|
|
|
|
|
|
|
|
|
XXX0000
|
|
Xxxxxx Xxxxxx |
|
Registered |
|
76/393,940
|
|
2,767,893
|
|
9/23/2013
|
TOMBOLO
|
|
|
|
|
|
4/10/2002 |
|
9/23/2003 |
|
9/23/2013 |
Goods: 000 Xxxxxxxxx |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
XXX0000
|
|
Xxxxxx Xxxxxx |
|
Registered |
|
76/394,173
|
|
2,789,542
|
|
12/2/2013
|
TOULON
|
|
|
|
|
|
4/10/2002 |
|
12/2/2003 |
|
12/2/2013 |
Goods: 000 Xxxxxxxxx |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
XXX0000
|
|
Xxxxxx Xxxxxx |
|
Registered |
|
76/361,220
|
|
2,854,457
|
|
6/15/2014
|
TRELLIS GARDEN
|
|
|
|
|
|
2/8/2002 |
|
6/15/2004 |
|
6/15/2014 |
Goods: 020 Furniture |
|
|
|
|
|
|
|
|
|
|
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
Trademarks by Current Owner
|
|
Page 21 of 22
|
|
MDCIPMaster |
Thursday, March 29, 2007
TRADEMARKS FOR CURRENT OWNER
THOMASVILLE FURNITURE INDUSTRIES, INC.
|
|
|
|
|
|
|
|
|
|
|
Docket Number |
|
|
|
|
|
Application Number |
|
Registration Number |
|
Next Renewal Date |
Xxxx Name |
|
Country |
|
Status |
|
Application Date |
|
Registration Date |
|
Expiration Date |
TFI0078
URBAN RETREAT
Goods: 000 Xxxxxxxxx
|
|
Xxxxxx Xxxxxx
|
|
Registered
|
|
78/278,138
7/24/2003
|
|
2,903,956
11/16/2004
|
|
11/16/2014
11/16/2014 |
|
|
|
|
|
|
|
|
|
|
|
TFI0038
VIGNETTES
Goods: 020 Furniture
|
|
United States
|
|
Registered
|
|
76/269,105
6/8/2001
|
|
2,673,082
1/7/2003
|
|
1/7/2013
1/7/2013 |
|
|
|
|
|
|
|
|
|
|
|
TFI0003
VILLA SOLEIL
Goods: 020 Furniture
|
|
United States
|
|
Registered
|
|
78/228,821
3/21/2003
|
|
2,872,825
8/10/2004
|
|
8/10/2014
8/10/2014 |
|
|
|
|
|
|
|
|
|
|
|
TFI0100
XXXXXX
Goods: 000 Xxxxxxxxx
|
|
Xxxxxx Xxxxxx
|
|
Registered
|
|
78/227,044
3/19/2001
|
|
2,610,632
8/20/2002
|
|
8/20/2012
8/20/2012 |
|
|
|
|
|
|
|
|
|
|
|
TFI0001
WHERE STYLE LIVES
Goods: 020 Furniture
|
|
United States
|
|
Registered
|
|
78/381,222
2/8/2002
|
|
2,757,267
8/26/2003
|
|
8/26/2013
8/26/2013 |
|
|
|
|
|
|
|
|
|
|
|
TFI0052
WORKSTYLES
Goods: 000 Xxxxxxxxx
|
|
Xxxxxx Xxxxxx
|
|
Registered
|
|
75/437,181
2/19/1998
|
|
2,273,834
8/31/1999
|
|
8/31/2009
8/31/2009 |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in brackets, has been omitted and filed separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
Trademarks by Current Owner
|
|
Page 22 of 00
|
|
XXXXXXxxxxx |
Xxxx Furniture Industries, — Trademark Portfolio
Date Generated: March 29,2007
FEDERAL
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Trademark/ |
|
Status/ |
|
Brief |
|
|
|
|
Ref. # |
|
SN/RN |
|
Status Date |
|
Goods/Services |
|
Owner |
|
Notes |
f-1
|
|
“THE MOST
COMFORTABLE SEAT IN
THE HOUSE.”
RN:1,172,308
|
|
Renewed 8 & 15
Oct 6, 2001
|
|
(Int’l Class:20)
Recliner chairs
|
|
Lane Furniture
Industries, Inc.
(Mississippi Corp.)
0000 Xxxxxxx 000
Xxxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
f-2
|
|
ACTION RECLINING
CHAIR COMPANY
SN: 78-670672
|
|
Pending —
Suspension Letter
mailed August 24,
2006
|
|
(Int’l Class: 20)
Upholstered recliner
chairs, upholstered
rocker recliner
chairs and case goods
primarily for
residential use,
namely, furniture,
desks, credenzas,
free standing storage
closets, book cases,
filing cabinets and
tables
|
|
Lane Furniture
Industries, Inc.
(Mississippi Corp.)
0000 Xxxxxxx 000
Xxxxx Xxxxxx, XX
00000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
f-3
|
|
AROMA-TITE PRESSURE
TESTED
RN:643,268
|
|
Renewed 8 & 15
March 26, 1997
|
|
(Int’l Class: 20)
Cedar chests.
|
|
Lane Furniture
Industries, Inc.
(Mississippi Corp.)
0000 Xxxxxxx 000
Xxxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
f-4
|
|
AUTHENTICITY
RN:2,973,830
|
|
Registered
July 19,2005
|
|
(Int’l Class: 35)
Retail store services
featuring gift items,
home furnishings,
furniture, fireplaces
and grills
|
|
Lane Furniture
Industries, Inc.
(Mississippi Corp.)
Xxxxxxx 00 Xxxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
f-5
|
|
CHAIRSIDER
RN:1,788,188
|
|
Renewed 8 & 15
August 17, 2003
|
|
(Int’l Class: 20)
Furniture tables
|
|
Lane Furniture
Industries, Inc.
(Mississippi Corp.)
Xxxxxxx 00, Xxxxx
Xxx 0000
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an
asterisk in brackets, has been omitted and filed separately with the Securities and
Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Trademark/ |
|
Status/ |
|
Brief |
|
|
|
|
Ref. # |
|
SN/RN |
|
Status Date |
|
Goods/Services |
|
Owner |
|
Notes |
f-6
|
|
COMFORT LINK
RN:2,360,633
|
|
Registered 8 Filed
June 20, 2000
|
|
(Int’l Class: 35)
Providing marketing
information via a
global information
network to
applicant’s
independent dealers
and employees
(Int’l Class: 42)
Providing technical
information via a
global information
network to
applicant’s
independent dealers
and employees
|
|
Lane Furniture
Industries, Inc.
(Mississippi Corp.)
0000 Xxxxxxx 000
Xxxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-7
|
|
COMFORT SHOWCASE
RN: 2,111,207
|
|
Registered 8 & 15
January 10, 2004
|
|
(Int’l Class: 20)
Upholstered recliner
chairs and
upholstered rocker
recliner chairs and
upholstered sleep
sofas
|
|
Lane Furniture
Industries, Inc.
(Mississippi Corp.)
0000 Xxxxxxx 000
Xxxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-8
|
|
COMFORTKING
RN: 2,254,055
|
|
Registered 8 & 15
May 9, 2005
|
|
(Int’l Class: 20)
Recliners
|
|
Lane Furniture
Industries, Inc.
(Mississippi Corp.)
0000 Xxxxxxx 000
Xxxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-9
|
|
COMFORTMAX
RN:2,961,504
|
|
Registered
June 7, 2005
|
|
(Int’l Class: 20)
Furniture
|
|
Lane Furniture
Industries, Inc.
(Mississippi Corp.)
0000 Xxxxxxx 000
Xxxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-10
|
|
HICKORY TAVERN
RN:1,079,402
|
|
Registered 8 & 15
December 13, 1997
|
|
(Int’l Class: 20)
Sofa beds and
sectional sofas
|
|
Thomasville
Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX
00000 |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an
asterisk in brackets, has been omitted and filed separately with the Securities and
Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Trademark/ |
|
Status/ |
|
Brief |
|
|
|
|
Ref. # |
|
SN/RN |
|
Status Date |
|
Goods/Services |
|
Owner |
|
Notes |
f-11
|
|
HIDE-A-XXXXX
XX: 2,079,056
|
|
Registered 8 & 15
August 29, 2004
|
|
(Int’l Class: 20)
Reclining chairs,
sofas and sectionals
|
|
Lane Furniture
Industries, Inc.
(Mississippi Corp.)
0000 Xxxxxxx 000
Xxxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-12
|
|
IREST
SN:77-020096
|
|
Pending —
Non-Final Action
Mailed January 19,
2007
|
|
(Int’l Class: 20)
Furniture
|
|
Lane Furniture
Industries, Inc.
(Mississippi Corp.)
0000 Xxxxxxx 000
Xxxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-13
|
|
XXXX
XX: 682,876
|
|
Registered 8 & 15
August 4, 1999
|
|
(Int’l Class: 20)
Tables of all kinds,
dressers, chests,
beds, night stands,
desks, powder tables,
benches, buffets,
china cabinets and
hutches, chairs, room
dividers, bookcases,
accent pieces,
teacarts, mobilbars,
and wardrobes
|
|
Lane Furniture
Industries, Inc.
(Mississippi Corp.)
0000 Xxxxxxx 000
Xxxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-14
|
|
XXXX
XX:983,330
|
|
Registered 8 & 15
May 7, 2004
|
|
(Int’l Class: 20)
Wood
furniture-namely,
tables of all kinds,
dressers, chests,
beds, nightstands,
desks, powder tables,
benches, buffets,
china cabinets and
hutches, chairs,
portable room
dividers, bookcases,
teacarts, mobilbars,
armoires, estageres,
record cabinets, tape
storage compartments,
home bar units,
mirrors, dining room
and
|
|
Lane Furniture Industries, Inc.
(Mississippi Corp.)
0000 Xxxxxxx 000 Xxxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-15
|
|
LANE HOME
FURNISHINGS AND
DESIGN
RN: 2,752,103
|
|
Registered
August 19, 2003
|
|
(Int’l Class: 20)
Furniture
|
|
Lane Furniture Industries, Inc.
(Mississippi Corp.)
0000 Xxxxxxx 000 Xxxxx
Xxxxxx, XX 00000 |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an
asterisk in brackets, has been omitted and filed separately with the Securities and
Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
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|
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|
|
|
|
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|
|
Trademark/ |
|
Status/ |
|
Brief |
|
|
|
|
Ref. # |
|
SN/RN |
|
Status Date |
|
Goods/Services |
|
Owner |
|
Notes |
f-16
|
|
LANE KIDS
RN: 2,592,625
|
|
Registered
July 9, 2002
|
|
(Int’l Class: 20)
Furniture for children
|
|
Lane Furniture Industries, Inc.
(Mississippi Corp.)
0000 Xxxxxxx 000 Xxxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-17
|
|
LANEVENTURE
RN:3,125,438
|
|
Registered
August 8, 2006
|
|
(Int’l Class: 20)
Furniture, pillows,
picture frames, and
garden ornaments in
the nature of wooden
obelisks
(Int’l Class: 6)
Metal gazebox, metal
architectural arches
and garden ornaments
in the nature of
metal obelisks
(Int’l Class: 11)
Barbecue grills and
outdoor fireplaces
(Int’l Class: 19)
Gazebos made of wood,
and wooden
architectural arches
(Int’l Class: 4)
Candles
(Int’l Class: 21)
Decorative jars,
planters for flowers
and plants, urns,
bowls and candle
holders not of
precious metal
(Int’l Class: 24)
Sofa scarves in the
nature of a sofa
throw
(Int’l Class: 27)
Rugs
|
|
Lane Furniture Industries, Inc.
(Mississippi Corp.)
0000 Xxxxxxx 000 Xxxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-18
|
|
LEATHER II AND
DESIGN
RN:1,564,564
|
|
Registered 8 & 15
December 15, 1995
|
|
(Int’l Class: 20)
Chairs
|
|
Lane Furniture Industries, Inc.
(Mississippi Corp.)
0000 Xxxxxxx 000 Xxxxx
Xxxxxx, XX 00000 |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an
asterisk in brackets, has been omitted and filed separately with the Securities and
Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Trademark/ |
|
Status/ |
|
Brief |
|
|
|
|
Ref. # |
|
SN/RN |
|
Status Date |
|
Goods/Services |
|
Owner |
|
Notes |
f-19
|
|
LEATHER REST
RN:2,411,793
|
|
Registered
December 12, 2000
|
|
(Int’l Class: 20)
Furniture composed
primarily of leather
|
|
Lane Furniture Industries, Inc.
(Mississippi Corp.)
0000 Xxxxxxx 000 Xxxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
x-00-
|
|
XXXXXXX XXXX
XX:3,136,484
|
|
Registered
August 29, 2006
|
|
(Int’l Class: 20)
Furniture
|
|
Lane Furniture Industries, Inc.
(Mississippi Corp.)
0000 Xxxxxxx 000 Xxxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-21
|
|
LIVINGOUTDOORS
SN:78-954523
|
|
Pending-Publication
Review Complete
Supplemental
Register
March 5, 2007
|
|
(Int’l Class: 16)
Magazines featuring
outdoor furnishings,
decorating and
outdoor dining
|
|
Lane Furniture Industries, Inc.
(Mississippi Corp.)
0000 Xxxxxxx 000 Xxxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-22
|
|
PREMIERE GLIDE
RN:2,106415
|
|
Registered 8 & 15
May 6, 2004
|
|
(Int’l Class: 20)
Recliners and motion
furniture
|
|
Lane Furniture Industries, Inc.
(Mississippi Corp.)
0000 Xxxxxxx 000 Xxxxx
Xxxxxx, XX 00000 |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an
asterisk in brackets, has been omitted and filed separately with the Securities and
Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
Trademark/ |
|
Status/ |
|
Brief |
|
|
|
|
Ref. # |
|
SN/RN |
|
Status Date |
|
Goods/Services |
|
Owner |
|
Notes |
f-23
|
|
SNUGGLER
RN:2,262,041
|
|
Registered 8 & 15
April 15, 2005
|
|
(Int’l Class: 20)
Sleep sofas and
recliners
|
|
Lane Furniture
Industries, Inc.
(Mississippi Corp.)
0000 Xxxxxxx 000
Xxxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
f-24
|
|
VIRGINIA MAID AND
DESIGN
RN:517,218
|
|
Renewed Principal
Register — Sec.
2(F) 8 & 15
November 1, 1989
|
|
(Int’l Class: 20)
[Cedar wardrobes,
cedar chifforobes,
cedar closets, and
cedar chests designed
for the destroying of
and the protection
against moths and
eggs and worms in
clothing, etc.]
|
|
Lane Furniture
Industries, Inc.
(Mississippi Corp.)
0000 Xxxxxxx 000
Xxxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
f-25
|
|
WALLSAVER
RN:1,071,857
|
|
Registered 8 & 15
August 23, 1997
|
|
(Int’l Class: 20)
Rocker recliner chairs
|
|
Lane Furniture
Industries, Inc.
(Mississippi Corp.)
0000 Xxxxxxx 000
Xxxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
f-26
|
|
WEATHERMASTER
RN:1,629,206
|
|
Registered 8 & 15
December 25, 2000
|
|
(Int’l Class: 20)
Household furniture,
namely-sofas, love
seats, chairs and end
tables
|
|
Lane Furniture
Industries, Inc.
(Mississippi Corp.)
0000 Xxxxxxx 000
Xxxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an
asterisk in brackets, has been omitted and filed separately with the Securities and
Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
Thomasville Furniture Industries, — Trademark Portfolio
Date Generated: March 29,2007
FEDERAL
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Trademark/ |
|
Status/ |
|
Brief |
|
|
|
|
Ref. # |
|
SN/RN |
|
Status Date |
|
Goods/Services |
|
Owner |
|
Notes |
f-1
|
|
AT HOME WITH
HICKORY CHAIR
RN:1,565,151
|
|
Registered 8 & 15
October 20, 1995
|
|
(Int’l Class:20)
(Interior
decorating
services)
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxx-Xxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-2
|
|
ATTACHE
RN:3,019,559
|
|
Registered
November 29, 2005
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-3
|
|
BEDROOM IN A BOX
FOUNDERS FURNITURE
AND DESIGN
RN:2,973,203
|
|
Registered
July 19,2005
|
|
(Int’l Class:20)
Furniture, namely
bedroom furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-4
|
|
BELLASERA
RN:2,420,100
|
|
Registered
January 9, 2001
|
|
(Int’l Class:20)
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-5
|
|
BERKELEY
|
|
Registered
May 23, 2006
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
x-0
|
|
XXXXXXXX XXXX
COLLECTION
RN:1,895,110
|
|
Renewed 8 & 15
May 23,2005
|
|
(Int’l Class:20)
Upholstered living
and dining room
furniture
|
|
Century Furniture Uc
(Ltd. Liab. Jt. St. Co.)
000 00xx Xxxxxx
Xxxxxxx, XX 00000 |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an
asterisk in brackets, has been omitted and filed separately with the Securities and
Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Trademark/ |
|
Status/ |
|
Brief |
|
|
|
|
Ref. # |
|
SN/RN |
|
Status Date |
|
Goods/Services |
|
Owner |
|
Notes |
f-7
|
|
BRIDGEHAMPTON
RN:2,543,575
|
|
Registered
February 26, 2002
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-8
|
|
BRIDGES 2.0
RN:2,870,615
|
|
Registered
August 3, 2004
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-9
|
|
BRITISH XXXXXX
XX:2,566,122
|
|
Registered
April 30,2002
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-10
|
|
XXXXXXX
RN:2,928,330
|
|
Registered
February 22, 2005
|
|
(Int’l Class:20)
Furniture, namely,
occasional tables
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-11
|
|
CHANGEABLES
RN;2,644,391
|
|
Registered
October 29, 2002
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-12
|
|
CITY LIGHTS
RN:2,644,425
|
|
Registered
October 29, 2002
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-13
|
|
COLLECTOR’S CHERRY
RN:2,874,401
|
|
Registered
Principal
Register-Sec2(F)
August 17, 2004
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an
asterisk in brackets, has been omitted and filed separately with the Securities and
Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Trademark/ |
|
Status/ |
|
Brief |
|
|
|
|
Ref. # |
|
SN/RN |
|
Status Date |
|
Goods/Services |
|
Owner |
|
Notes |
f-14
|
|
COLOR CAFÉ
RN:2,449,564
|
|
Registered 8 & 15
November 2, 2006
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-15
|
|
COLORPLAY
SN:77-102268
|
|
Pending
March 27,
2007
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-16
|
|
COTSWOLD COTTAGE
RN:2,224,149
|
|
Registered 8 & 15
September 30, 2005
|
|
(Int’l Class:20)
Furniture
|
|
Century Furniture Uc
(Ltd. Liab. Jt. St. Co.)
000 00xx Xxxxxx
Xxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-17
|
|
DESIGNER SELECTIONS
RN:2,787,312
|
|
Registered
November 25, 2003
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-18
|
|
DONATELLA
RN:2,767,894
|
|
Registered
September 23, 2003
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-19
|
|
ECS
RN:2,779,915
|
|
Registered
November 4, 2003
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-20
|
|
XXXXXX
RN:2,787,666
|
|
Registered
November 25, 2003
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an
asterisk in brackets, has been omitted and filed separately with the Securities and
Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Trademark/ |
|
Status/ |
|
Brief |
|
|
|
|
Ref. # |
|
SN/RN |
|
Status Date |
|
Goods/Services |
|
Owner |
|
Notes |
f-21
|
|
ENHANCED COMFORT
SYSTEM
RN:2,530,762
|
|
Registered
January 15, 2002
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-22
|
|
ESTATES A DIVISION
OF THOMASVILLE
FURNITURE
RN:2,840,286
|
|
Registered
May 11, 2004
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-23
|
|
FELICITY
SN:78-802535
|
|
Allowed — Intent
to Use Notice of
Allowance Issued
December 12, 2006
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-24
|
|
FINISHING TOUCHES
RN:2,328,531
|
|
Registered 8 & 15
June 22, 2005
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-25
|
|
FOUNDERS
RN:556,636
|
|
Renewed 8 & 15
March 25, 2002
|
|
(Int’l Class:20)
[Cocktail tables,
coffee tables, end
tables, lamp
tables, step
tables, corner
tables, bookcases,
cabinets, dinette
tables, chairs,
desks, sofas,
loveseats, and foot
stools]
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-26
|
|
FOUNDERS
RN:1,741,335
|
|
Renewed 8 & 15
December 22, 2002
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an
asterisk in brackets, has been omitted and filed separately with the Securities and
Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Trademark/ |
|
Status/ |
|
Brief |
|
|
|
|
Ref. # |
|
SN/RN |
|
Status Date |
|
Goods/Services |
|
Owner |
|
Notes |
f-27
|
|
FOUNDERS
FURNITURE
RN:2,298,475
|
|
Registered
8 & 15
April 22,2005
|
|
(Int’l Class:20)
Occasional,
bedroom,
entertainment,
kitchen and home
office furniture,
namely, coffee
tables, end tables,
recliner tables,
telephone stands,
dressers, mirrors,
chests,
nightstands,
headboards,
chifforobes,
wardrobes,
armoires, vanities,
entertainment
centers, tv/vcr
carts and stands,
home theater
centers, tape and
electronics storage
units
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-28
|
|
FROM THE FOUR
CORNERS
RN:2,907,356
|
|
Registered
November 30, 2004
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-29
|
|
FURNITURE CRAFTSMEN
RN:1,925,483
|
|
Renewed Principal
Register — Sec
2(F) 8 & 15
October 10, 2005
|
|
(Int’l Class:20)
Furniture
|
|
Century Furniture Uc
(Ltd. Liab. Jt. St. Co.)
000 00xx Xxxxxx
Xxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-30
|
|
HBF
RN:1,373,849
|
|
Renewed 8 & 15
December 3, 2005
|
|
(Int’l Class:20)
Office furniture,
namely chairs,
tables, table
desks, mirrors,
sofas, loveseats
and settees
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-31
|
|
HICKORY BUSINESS
FURNITURE
RN:1,437,342
|
|
Registered
Principal Register
Sec. 2(F) 8 & 15
August 26, 1992
|
|
(Int’l Class:20)
Office furniture,
namely chairs,
tables, table
desks, mirrors,
sofas, loveseats
and settees
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-32
|
|
HICKORY CHAIR
RN:985,949
|
|
Renewed 8 & 15
June 11, 2004
|
|
(Int’l Class:20)
Living room, dining
room, bedroom and
occasional
furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an
asterisk in brackets, has been omitted and filed separately with the Securities and
Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Trademark/ |
|
Status/ |
|
Brief |
|
|
|
|
Ref. # |
|
SN/RN |
|
Status Date |
|
Goods/Services |
|
Owner |
|
Notes |
f-33
|
|
HICKORY TAVERN
RN:1,079,402
|
|
Renewed 8 & 15
December 13, 1997
|
|
(Int’l Class:20)
Sofa beds and
sectional sofas
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-34
|
|
HIGHLAND HOUSE
RN:1,492,273
|
|
Registered 8 & 15
April 11, 1994
|
|
(Int’l Class:20)
Upholstered
furniture, namely
sofas, chairs,
sleepers and
loveseats
|
|
Century Furniture Uc
(Ltd. Liab. Jt. St. Co.)
000 00xx Xxxxxx
Xxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-35
|
|
IRVING PARK
RN:2,934,240
|
|
Registered
March 15, 2005
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
x-00
|
|
XXXX XXXX
RN:2,610,642
|
|
Registered
August 20, 2002
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-37
|
|
LUMINE
SN: 77-053659
|
|
Pending
March 27, 2007
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-38
|
|
MARTINIQUE
RN:2,830,074
|
|
Registered
April 6, 2004
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-39
|
|
XXXXXXX
XX:2,833,441
|
|
Registered
Supplemental
Register
April 13,
2004
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an
asterisk in brackets, has been omitted and filed separately with the Securities and
Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Trademark/ |
|
Status/ |
|
Brief |
|
|
|
|
Ref. # |
|
SN/RN |
|
Status Date |
|
Goods/Services |
|
Owner |
|
Notes |
f-40
|
|
MISSION ARTS
RN:2,530,577
|
|
Registered
January 15, 2002
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-41
|
|
NANTUCKET BAY
SN:77-131880
|
|
Pending —
Initialized
March
19, 2007
|
|
(Int’l Class:20)
Office furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-42
|
|
NOCTURNE
SN: 78-904439
|
|
Pending-Suspension
Letter Mailed
November 15, 2006
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-43
|
|
RENOVATIONS
RN:2,782,526
|
|
Registered
November 11, 2003
|
|
(Int’l Class:20)
Ready-to-assemble
furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-44
|
|
RIBBONS & BOWS
RN:2,609,357
|
|
Registered
Principal Register
Sec. 2(F) August
20, 2002
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-45
|
|
RIVERVIEW
RN:2,870,604
|
|
Registered
August 3, 2004
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-46
|
|
SAN PIETRO
RN:2,778,518
|
|
Registered
October 28, 2003
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an
asterisk in brackets, has been omitted and filed separately with the Securities and
Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Trademark/ |
|
Status/ |
|
Brief |
|
|
|
|
Ref. # |
|
SN/RN |
|
Status Date |
|
Goods/Services |
|
Owner |
|
Notes |
f-47
|
|
SIGNEX
RN:1,511,730
|
|
Registered 8 & 15
April 1, 1994
|
|
(Int’l Class:20)
Pressure sensitive
paper for use in
computer graphics
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-48
|
|
SO YOU
SN:78-822803
|
|
Allowed-Intent to
Use Notice of
Allowance Issued
December 12, 2006
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-49
|
|
ST. XXXXXXX
XX:2,564,537
|
|
Registered
April 23, 2002
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-50
|
|
STONY BROOK
RN:2,872,633
|
|
Registered
August 10, 2004
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-51
|
|
SUMMER COTTAGE
RN:2,575,584
|
|
Registered
June 4, 2002
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-52
|
|
T AND DESIGN
SN:78-904440
|
|
Pending —
Non-Final Action
Mailed November 15,
2006
|
|
(Int’l Class:20)
Furniture
(Int’l Class: 42)
Retail furniture
store services
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-53
|
|
THE COLLECTION OF A
LIFETIME
RN:2,604,583
|
|
Registered
August 6, 2002
|
|
(Int’l Class: 20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an
asterisk in brackets, has been omitted and filed separately with the Securities and
Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Trademark/ |
|
Status/ |
|
Brief |
|
|
|
|
Ref. # |
|
SN/RN |
|
Status Date |
|
Goods/Services |
|
Owner |
|
Notes |
f-54
|
|
THOMASVILLE
RN:1,151,730
|
|
Renewed 8 & 15
April 21, 2001
|
|
(Int’l Class: 20)
Household furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-55
|
|
THOMASVILLE
SN:78-718078
|
|
Allowed-Intent to
use 1st
Extension of Time
Granted Principal
Register Sec 2(F)
March 12, 2007
|
|
(Int’l Class: 19)
Flooring, namely,
ceramic tiles,
solid wood
flooring,
engineered wood
flooring, floor
tiles of wood,
laminate flooring,
parquet wood
flooring
(Int’l Class: 27)
Carpets
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-56
|
|
THOMASVILLE
RN: 3,157,546
|
|
Registered
October 17, 2006
|
|
(Int’l Class:6)
Cabinet hardware
made of metal,
namely, pulls,
knobs, and handles
(Int’l Class: 21)
Cabinet hardware
made of ceramics,
namely, pulls,
knobs, and handles
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-57
|
|
THOMASVILLE
RN:3,141,738
|
|
Registered
Principal Register
Sec. 2(F) September
12, 2006
|
|
(Int’l Class:20)
Home accessories,
namely, picture
frames, document
frames, and
decorative mirrors
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-58
|
|
THOMASVILLE
RN:3,141,739
|
|
Registered
Principal Register
Sec. 2(F) September
12, 2006
|
|
(Int’l Class:20)
Ceiling fans,
electric lighting
fixtures, electric
luminaires, lamps
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-59
|
|
THOMASVILLE
CABINETRY
RN:2,555,117
|
|
Registered
April 2, 2002
|
|
(Int’l Class:20)
Kitchen cabinets
and furniture
cabinets
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an
asterisk in brackets, has been omitted and filed separately with the Securities and
Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Trademark/ |
|
Status/ |
|
Brief |
|
|
|
|
Ref. # |
|
SN/RN |
|
Status Date |
|
Goods/Services |
|
Owner |
|
Notes |
f-60
|
|
THOMASVILLE
CABINETRY
RN:3,157,547
|
|
Registered
October 17, 2006
|
|
(Int’l Class: 6)
Cabinet hardware
made of metal,
namely, pulls,
knobs, and handles
(Int’l Class: 21)
Cabinet hardware
made of ceramics,
namely, pulls
knobs, and handles
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-61
|
|
THOMASVILLE FLOORING
SN:78-718079
|
|
Allowed-Intent to
Use Notice of
Allowance Issued
October 3, 2006
|
|
(Int’l Class: 19)
Flooring, namely,
ceramic tiles,
solid wood
flooring,
engineered wood
flooring, floor
tiles of wood,
laminate flooring,
parquet wood
flooring
(Int’l Class: 27)
Carpets
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-62
|
|
THOMASVILLE GALLERY
RN:1,450,110
|
|
Registered 8 & 15
November 13, 1992
|
|
(Int’l Class: 42)
Retail furniture
store services
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-63
|
|
THOMASVILLE HOME
ACCENTS
RN:2,994,525
|
|
Registered
September 13, 2005
|
|
(Int’l Class:20)
Home accessories,
namely picture
frames and
decorative mirrors
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-64
|
|
THOMASVILLE HOME
FURNISHINGS
RN:1,741,957
|
|
Renewed Principal
Register-Sec 2(F) 8
& 15
December 22,
2002
|
|
(Int’l Class:20)
Retail furniture
store services
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-65
|
|
THOMASVILLE LIGHTING
RN:3,141,740
|
|
Registered
September 12, 2006
|
|
(Int’l Class:20)
Ceiling fans,
electric lighting
fixtures, electric
luminaires, lamps
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an
asterisk in brackets, has been omitted and filed separately with the Securities and
Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Trademark/ |
|
Status/ |
|
Brief |
|
|
|
|
Ref. # |
|
SN/RN |
|
Status Date |
|
Goods/Services |
|
Owner |
|
Notes |
f-66
|
|
TOMBOLO
RN:2,767,893
|
|
Registered
September 23, 2003
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-67
|
|
TOULON
RN:2,789,542
|
|
Registered December
2, 2003
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-68
|
|
TRELLIS GARDEN
RN:2,854,457
|
|
Registered June
15, 2004
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-69
|
|
URBAN RETREAT
RN:2,903,956
|
|
Registered November
16, 2004
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-70
|
|
VIGNETTES
RN:2,673,082
|
|
Registered January
7, 2003
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-71
|
|
VILLA SOLEIL
RN:2,872,825
|
|
Registered August
10, 2004
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-72
|
|
XXXXXX
XX:2,610,632
|
|
Registered August
20, 2002
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an
asterisk in brackets, has been omitted and filed separately with the Securities and
Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Trademark/ |
|
Status/ |
|
Brief |
|
|
|
|
Ref. # |
|
SN/RN |
|
Status Date |
|
Goods/Services |
|
Owner |
|
Notes |
f-73
|
|
WHERE STYLE LIVES
RN:2,757,267
|
|
Registered August
26,2003
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-74
|
|
WORKSTYLES
Rn:2,273,834
|
|
Registered 8 & 15
April 6, 2005
|
|
(Int’l Class:20)
Furniture
|
|
Thomasville Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
STATE
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
State/ |
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Status & |
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Ref. # |
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Trademark |
|
Date |
|
Goods/Services |
|
Owner |
|
Notes |
s-1
|
|
THOMASVILLE
|
|
GA: Renewed
November 9, 1988
|
|
(Int’l Class:20)
Furniture and
upholstery
|
|
Thomasville
Furniture
Industries, Inc.
(Delaware Corp.)
000 X. Xxxx Xxxxxx
Xxxxxxxxxxx, XX 00000 |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an
asterisk in brackets, has been omitted and filed separately with the Securities and
Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
Broyhill Furniture Industries, — Trademark Portfolio
Date Generated: March 29,2007
FEDERAL
|
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Trademark/ |
|
Status/ |
|
Brief |
|
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|
Ref. # |
|
SN/RN |
|
Status Date |
|
Goods/Services |
|
Owner |
|
Notes |
f-1
|
|
ACCENTS
RN:1,713,462
|
|
Registered 8 & 15
September 8, 2002
|
|
(Int’l Class: 20)
Various items made
of silver; namely,
candlestick holders,
figurines and flower
vases
(Int’l Class: 21)
Statues made of
clay, glass,
porcelain and
hydracal, various
items made of
pewter, namely,
candlestick holders,
pitchers, planters
and flower
(Int’l Class: 24)
Linens, namely,
bedspreads, throw
blankets and afghans
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
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|
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|
|
|
|
f-2
|
|
ANHURST
RN:2,573,611
|
|
Registered
May 28,
2002
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-3
|
|
AQUITAINE
RN:2,593,971
|
|
Registered
July 16,
2002
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-4
|
|
ARGYLE
RN:2,644,118
|
|
Registered October
29, 2002
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-5
|
|
ATTIC HEIRLOOMS
RN:2,777,319
|
|
Registered October
28, 2003
|
|
(Int’l Class: 20)
Bedroom, dining
room, living room,
great room, and
entertainment room
furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an
asterisk in brackets, has been omitted and filed separately with the Securities and
Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
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|
|
|
Trademark/ |
|
Status/ |
|
Brief |
|
|
|
|
Ref. # |
|
SN/RN |
|
Status Date |
|
Goods/Services |
|
Owner |
|
Notes |
f-6
|
|
BED & BREAKFAST
RN:1,553,758
|
|
Registered 8 & 15
June 30,1995
|
|
(Int’l Class: 20)
Dressers, chests,
beds, china
cabinets, chairs,
night stands,
mirrors, hutches,
head boards, foot
boards, servers, and
curio cabinets
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-7
|
|
BIG COUNTRY
RN:2,777,463
|
|
Registered October
28, 2003
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-8
|
|
BIG VALLEY
RN:3,034,886
|
|
Registered December
27, 2005
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
x-0
|
|
XXXXXXXX XXXX
RN:2,756,206
|
|
Registered August
26, 2003
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-10
|
|
BROOKRIDGE
RN:2,838,860
|
|
Registered May 4,
2004
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-11
|
|
BROYHILL
RN:658,809
|
|
Renewed Principal
Register-Sec. 2(F)
8 & 15
February 25, 1998
|
|
(Int’l Class: 20)
Bedroom, dining room
and living room
furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-12
|
|
BROYHILL AND DESIGN
RN:1,319,405
|
|
Renewed 8 & 15
February 12, 2005
|
|
(Int’l Class: 20)
Bedroom, dining
room, living room,
occasional and
casual furniture
wall units and
upholstered
furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an
asterisk in brackets, has been omitted and filed separately with the Securities and
Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Trademark/ |
|
Status/ |
|
Brief |
|
|
|
|
Ref. # |
|
SN/RN |
|
Status Date |
|
Goods/Services |
|
Owner |
|
Notes |
f-13
|
|
BROYHILL AND DESIGN
RN:1,446,458
|
|
Registered 8 & 15
October 22, 1992
|
|
(Int’l Class: 20)
Bedroom furniture
such as dressers,
mirrors, chests,
beds, bookcases,
night stands, desk
chairs, and desks,
dining room
furniture including
tables, chairs,
chinas, servers,
buffets, living room
furniture including
sofas, chairs,
rockers, loveseats,
converta-sofas,
reclining chairs,
upholstered motion
furniture,
occasional
furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-14
|
|
BROYHILL EXPRESS
RN:2,604,349
|
|
Registered
August 6, 2002
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-15
|
|
BROYHILL LEATHER
RN:2,509,955
|
|
Registered
November 20, 2001
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-16
|
|
BROYHILL PREMIER
AND DESIGN
RN:683,678
|
|
Renewed 8 & 15
August 18, 1999
|
|
(Int’l Class: 20)
Bedroom, dining
room, and living
room furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-17
|
|
BROYHILL SHOWCASE
GALLERY AND DESIGN
RN:1,233,112
|
|
Renewed 8 & 15
March 29, 2003
|
|
(Int’l Class: 42)
Retail furniture
store services
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-18
|
|
BROYHILL SHOWCASE
GALLERY AND DESIGN
RN:1,617,154
|
|
Renewed 8 & 15
October 9, 2000
|
|
(Int’l Class: 42)
Retail furniture
store services
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an
asterisk in brackets, has been omitted and filed separately with the Securities and
Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Trademark/ |
|
Status/ |
|
Brief |
|
|
|
|
Ref. # |
|
SN/RN |
|
Status Date |
|
Goods/Services |
|
Owner |
|
Notes |
f-19
|
|
CANYON RIDGE
RN:2,834,678
|
|
Registered April
20, 2004
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-20
|
|
XXXXXXXX
XX:2,683,568
|
|
Registered February
4, 2003
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
x-00
|
|
XXXXXXXXXXXX XXXXXX
RN:2,844,693
|
|
Registered May 25,
2004
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-22
|
|
CHICHESTER
RN:2,495,876
|
|
Registered
October 9, 2001
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-23
|
|
CIRCUMFERENCE
RN:2,683,565
|
|
Registered February
4, 2003
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-24
|
|
CLING FREE
RN:1,148,435
|
|
Renewed 8 & 15
March 17, 2001
|
|
(Int’l Class: 20)
Drawers for bedroom
and dining room
furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-25
|
|
CONTINENTAL TAPESTRY
RN:2,641,469
|
|
Registered October
29, 2002
|
|
(Int’l Class: 20)
Household bedroom,
dining room and
living room
furniture excluding
furniture to be used
in the bathroom and
woven tapestries
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-26
|
|
CONTINENTS
RN:3,065,523
|
|
Registered
March 7,
2006
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an
asterisk in brackets, has been omitted and filed separately with the Securities and
Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Trademark/ |
|
Status/ |
|
Brief |
|
|
|
|
Ref. # |
|
SN/RN |
|
Status Date |
|
Goods/Services |
|
Owner |
|
Notes |
f-27
|
|
COTSWOLD COTTAGE
RN:2,224,149
|
|
Registered 8 & 15
September 30, 2005
|
|
(Int’l Class: 20)
Furniture
|
|
Century Furniture Uc
(Ltd. Liab. Jt. St. Co.)
000 00xx Xxxxxx
Xxxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-28
|
|
CROSSPOINT
RN:2,940,166
|
|
Registered April
12, 2005
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-29
|
|
XXXXXXXX
XX:2,582,023
|
|
Registered
June 18,
2002
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
x-00
|
|
XXXXXXX XXXXXX
RN:2,683,566
|
|
Registered February
4, 2003
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-31
|
|
EASE BACK
RN:2,448,599
|
|
Registered
May 8,
2001
|
|
(Int’l Class: 20)
Full-size recliner
and ottoman sold
through specialty
furniture retailers
and specialty
furniture
departments of
department stores
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-32
|
|
EASTWINDS TAPESTRY
RN: 2,710,690
|
|
Registered April
29, 2003
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-33
|
|
ELK RIVER
RN: 3,070,545
|
|
Registered
March 21, 2006
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-34
|
|
EVERY 30 SECONDS
SOMEONE CHOOSES
BROYHILL
RN:2,662,593
|
|
Registered December
17, 2002
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an
asterisk in brackets, has been omitted and filed separately with the Securities and
Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Trademark/ |
|
Status/ |
|
Brief |
|
|
|
|
Ref. # |
|
SN/RN |
|
Status Date |
|
Goods/Services |
|
Owner |
|
Notes |
f-35
|
|
EVERY THIRTY
SECONDS SOMEONE
CHOOSES BROYHILL
RN:2n674n437
|
|
Registered January
14, 2003
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-36
|
|
FULLY RECLINING
UPHOLSTERY
RN:2.398,914
|
|
Registered
Principal Register
Sec 2(F) October
31, 2000
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-37
|
|
GARDEN RETREAT
RN:2,405,362
|
|
Registered November
21, 2000
|
|
(Int’l Class: 20)
Pre-assembled indoor
household furniture
sold through
specialty furniture
stores and furniture
departments of
department stores
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-38
|
|
GLENCOE
RN:2,834,679
|
|
Registered April
20, 2004
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-39
|
|
GREAT FURNITURE ANY WAY YOU LOOK AT
IT
RN:2,028,695
|
|
Registered 8 & 15
September 17, 2002
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-40
|
|
GX
RN:2,411,418
|
|
Registered
December 5, 2000
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-41
|
|
GX MIDTOWN
RN:2,702,009
|
|
Registered
April 1,
2003
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-42
|
|
HIGHLIGHTS
RN:2,399,289
|
|
Registered October
32, 2000
|
|
(Int’l Class: 20)
Indoor household
furniture sold in
specialty furniture
stores or specialty
furniture
departments of
department stores
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an
asterisk in brackets, has been omitted and filed separately with the Securities and
Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Trademark/ |
|
Status/ |
|
Brief |
|
|
|
|
Ref. # |
|
SN/RN |
|
Status Date |
|
Goods/Services |
|
Owner |
|
Notes |
f-43
|
|
HOME SOLUTIONS BY
BROYHILL
SN:78-838906
|
|
Pending — Priority
Action Counted
Mailed
March 26,
2007
|
|
(Int’l Class: 6)
Decorative tabletop
pieces of
non-precious metal
(Int’l Class: 11)
Electric lighting
fixtures, namely
floor lamps, sconces
and table lamps
(Int’l Class: 20)
Decorative tabletop
pieces of resin,
mirrors, decorative
tabletop pieces of
wood, pillows
(Int’l Class: 24)
Bed spreads, quilts,
throws
(Int’l Class: 16)
Sculptures of paper
mach and paintings
and art prints
(Int’l Class: 21)
Decorative tabletop
pieces of ceramic,
glass and natural
fiber, dinnerware
(Int’l Class: 27)
Rugs
(Int’l Class: 26)
Artificial greenery,
trees, flowers,
flower arrangements
and plants
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-44
|
|
HUES
RN:2,287,217
|
|
Registered 8 & 15
February 4, 2005
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-45
|
|
INDULGENCE
RN:2,270,687
|
|
Registered 8 & 15
January 21, 2005
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an
asterisk in brackets, has been omitted and filed separately with the Securities and
Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Trademark/ |
|
Status/ |
|
Brief |
|
|
|
|
Ref. # |
|
SN/RN |
|
Status Date |
|
Goods/Services |
|
Owner |
|
Notes |
f-46
|
|
LAKESHORE
RN:2,709,572
|
|
Registered
April 22, 203
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-47
|
|
LARGO
RN:2,784,459
|
|
Registered November
18, 2003
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-48
|
|
LENOIR HOUSE
RN:682,871
|
|
Registered 8 & 15
August 4, 1999
|
|
(Int’l Class: 20)
Bedroom, dining room
and upholstered
furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-49
|
|
XXXXXXXX
XX:2,899,658
|
|
Registered
November 2, 2004
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-50
|
|
LOVE YOUR HOME
RN:1,444,174
|
|
Registered 8 & 15
November 12, 1992
|
|
(Int’l Class: 20)
Bedroom, dining
room, occasional and
casual furniture,
wall units and
upholstered
furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-51
|
|
MADISON COURT
RN:3,003,890
|
|
Registered October
4, 2005
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
x-00
|
|
XXXXXX XXXXXX
XX:2,210,662
|
|
Registered 8 & 15
May 4, 2004
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-53
|
|
MILLWOOD CREEK
RN:1,556,875
|
|
Registered 8 & 15
July 6, 1995
|
|
(Int’l Class: 20)
Bedroom, dining
room, occasional and
upholstery furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an
asterisk in brackets, has been omitted and filed separately with the Securities and
Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Trademark/ |
|
Status/ |
|
Brief |
|
|
|
|
Ref. # |
|
SN/RN |
|
Status Date |
|
Goods/Services |
|
Owner |
|
Notes |
f-54
|
|
XXXXXXXXX
XX:2,903,268
|
|
Registered
November 16, 2004
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-55
|
|
MISCELLANEOUS DESIGN
RN:1,761,401
|
|
Registered 8 & 15
March 30, 2003
|
|
(Int’l Class: 20)
Bedroom furniture;
namely, dressers,
mirrors, chests,
beds, bookcases,
night stands, desk
chairs, and desks;
dining room
furniture in the
nature of tables,
chairs, china
cabinets, servers,
buffets; living room
furniture namely,
sofas, chairs,
rockers, love seats,
sofa beds and
occasional
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-56
|
|
MISCELLANEOUS DESIGN
RN:2,538,152
|
|
Registered
February 12, 2002
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-57
|
|
PACIFIC HEIGHTS
RN:3,023,780
|
|
Registered December
6, 2005
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-58
|
|
PAINTER’S SHED
RN:3,028,887
|
|
Registered
December 13, 2005
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-59
|
|
PAMLICO
RN:2,547,382
|
|
Registered
March 12, 2002
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-60
|
|
PLANTATION MANOR
RN:2,642,606
|
|
Registered
October 29, 2002
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an
asterisk in brackets, has been omitted and filed separately with the Securities and
Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Trademark/ |
|
Status/ |
|
Brief |
|
|
|
|
Ref. # |
|
SN/RN |
|
Status Date |
|
Goods/Services |
|
Owner |
|
Notes |
x-00
|
|
XXXXXXXX XXXX
XX:0,000,000
|
|
Registered
August 7, 2001
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-62
|
|
POINT SUR
RN:2,479,107
|
|
Registered
August 21, 2001
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-63
|
|
PRESIDIO
RN:2,655,590
|
|
Registered
December 3, 2002
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-64
|
|
PRINTER’S ROW
RN:2,365,951
|
|
Registered
July 11, 2000
|
|
(Int’l Class: 20)
Household furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-65
|
|
RALEIGH COURT
RN:3,032,227
|
|
Registered
December 20, 2005
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-66
|
|
REDONDO
RN:2,756,183
|
|
Registered
August 26, 2003
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-67
|
|
RICHMOND XXXX
XX:2,671,462
|
|
Registered
January 7, 2003
|
|
(Int’l Class: 20)
Household furniture;
namely a variety of
tables including
cocktail tables, end
tables, sofa tables
and dining room
tables, bedroom
furniture, dining
room furniture,
bookcases and
entertainment units
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an
asterisk in brackets, has been omitted and filed separately with the Securities and
Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Trademark/ |
|
Status/ |
|
Brief |
|
|
|
|
Ref. # |
|
SN/RN |
|
Status Date |
|
Goods/Services |
|
Owner |
|
Notes |
f-68
|
|
ROARING GAP
RN:2,597,739
|
|
Registered
July 23, 2002
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-69
|
|
XXXXXXXX
XX:3,034,885
|
|
Registered
December 27, 2005
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-70
|
|
ST. KITTS
RN:2,683,567
|
|
Registered
February 4, 2003
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-71
|
|
THE BRITISH EMPIRE
COLLECTION
RN:2,519,058
|
|
Registered
December 18, 2001
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-72
|
|
THE BROYHILL
DIFFERENCE
RN:1,382,355
|
|
Renewed 8 & 15
February 11, 2006
|
|
(Int’l Class: 20)
Bedroom furniture,
including mattresses
and box springs,
dining room, living
room, occasional and
casual furniture
[and upholstered
furniture]
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-73
|
|
THE GOOD NIGHT
SLEEPER BY BROYHILL
RN:1,456,548
|
|
Registered 8 & 15
February 4, 1993
|
|
(Int’l Class: 20)
Sofa sleepers
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-74
|
|
TROPICAL RETREAT
RN:3,067,552
|
|
Registered
March 14, 2006
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-75
|
|
ULTRALUX
RN:1,523,519
|
|
Registered 8 & 15
September 24, 1994
|
|
(Int’l Class: 20)
Upholstered furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an
asterisk in brackets, has been omitted and filed separately with the Securities and
Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Trademark/ |
|
Status/ |
|
Brief |
|
|
|
|
Ref. # |
|
SN/RN |
|
Status Date |
|
Goods/Services |
|
Owner |
|
Notes |
f-76
|
|
ULTRA-PLUSH
RN:1,674,264
|
|
Renewed 8
Accepted
February 4, 2002
|
|
(Int’l Class: 20)
Cushioned furniture
and cushions for
furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-77
|
|
URBAN VIEW
RN:3,040,885
|
|
Registered
January 10, 2006
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-78
|
|
VILLA MARCHE
RN:3,015,326
|
|
Registered
November 15, 2005
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-79
|
|
VILLAGE TAPESTRY
RN:2,524,617
|
|
Registered
January 1, 2002
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-80
|
|
VINTAGE WORLD
RN:2,916,240
|
|
Registered
January 4, 2005
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-81
|
|
XXXXXX LANDING
RN:2,573,610
|
|
Registered
May 28, 2002
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
|
|
|
|
|
|
f-82
|
|
YORKSHIRE MARKET
RN:2,784,242
|
|
Registered
November 18, 2003
|
|
(Int’l Class: 20)
Furniture
|
|
Broyhill Furniture
Industries, Inc.
(North Carolina Corp.)
Xxx Xxxxxxxx Xxxx
Xxxxxx, XX 00000 |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an
asterisk in brackets, has been omitted and filed separately with the Securities and
Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Status |
|
|
|
|
|
|
|
|
|
|
|
|
Client Ref |
|
|
App Number |
|
|
App Date |
|
|
|
|
Trademark |
|
|
|
Number |
|
|
Reg Number |
|
|
Reg Date |
|
Next Action(s) |
|
Due Date(s) |
ACCENTS
|
|
|
|
Registered
|
|
|
74/114301 |
|
|
13-Nov- 1990
|
|
Next Renewal
|
|
08-Sep-2012 |
Country: |
|
United States of America |
|
08-Sep-1992 |
|
|
|
|
Classes: |
|
1713462 |
|
|
|
|
|
|
Goods: |
|
14 Int., 21 Int., 24 Int. |
|
|
|
|
|
|
|
|
14 Int.: VARIOUS ITEMS MADE OF SILVER; NAMELY,
CANDLESTICK HOLDERS, FIGURINES AND FLOWER VASES. |
|
|
|
|
|
|
|
|
21 Int.: STATUES MADE OF CLAY, GLASS, PORCELAIN AND
HYDRACAL, VARIOUS ITEMS MADE OF PEWTER; NAMELY,
CANDLESTICK HOLDER, PITCHERS, PLANTERS AND FLOWER VASES,
AND VARIOUS ITEMS MADE OF BRASS; NAMELY, CANDLESTICK
HOLDERS, PITCHERS, PLANTERS AND FLOWER VASES. |
|
|
|
|
|
|
|
|
24 Int.: LINENS; NAMELY, BEDSPREADS, THROW BLANKETS AND
AFGHANS. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ANHURST
|
|
|
|
Registered
|
|
|
76/310773 |
|
|
10-Sep-2001
|
|
Aff of Use-5 Year
|
|
28-May-2007 |
Country:
|
|
United States of America
|
|
|
|
|
2573611 |
|
|
28-May-2002 |
|
|
|
|
Classes:
|
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
|
|
Goods:
|
|
20 Int.: FURNITURE |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
AQUITAINE
|
|
|
|
Registered
|
|
|
76/166830 |
|
|
16-Nov-2000
|
|
Aff of Use-5 Year
|
|
16-Jul-2007 |
Country:
|
|
United States of America
|
|
|
|
|
2593971 |
|
|
16-Jul-2002 |
|
|
|
|
Classes:
|
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
|
|
Goods:
|
|
20 Int.: FURNITURE |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ARGYLE
|
|
|
|
Registered
|
|
|
76/202262 |
|
|
30-Jan-2001
|
|
Aff of Use-5 Year
|
|
29-Oct-2007 |
Country:
|
|
United States of America
|
|
|
|
|
2644188 |
|
|
29-Oct-2002 |
|
|
|
|
Classes:
|
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
|
|
Goods:
|
|
20 Int.: FURNITURE |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ATTIC
HEIRLOOMS |
|
Registered |
|
|
76/339717 |
|
|
19-Nov-2001 |
|
Aff of Use-5 Year |
|
28-Oct-2008 |
Country:
|
|
United States of America
|
|
|
|
|
2777319 |
|
|
28-Oct-2003 |
|
|
|
|
Classes:
|
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int.: BEDROOM, DINING ROOM, LIVING
ROOM, GREAT ROOM, AND ENTERTAINMENT ROOM
FURNITURE |
|
|
|
|
|
|
|
|
|
|
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Status |
|
|
|
|
|
|
|
|
|
|
|
|
Client Ref |
|
|
App Number |
|
|
App Date |
|
|
|
|
Trademark |
|
|
|
Number |
|
|
Reg Number |
|
|
Reg Date |
|
Next Action(s) |
|
Due Date(s) |
BED &
BREAKFAST
|
|
Registered |
|
|
73/761191 |
|
|
31-Oct-1988 |
|
First Renewal |
|
29-Aug-2009 |
Country:
|
|
United States of America
|
|
|
|
|
1553758 |
|
|
29-Aug-1989 |
|
|
|
|
Classes:
|
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int.: DRESSERS, CHESTS, BEDS, CHINA
CABINETS, CHAIRS, NIGHT STANDS, MIRRORS,
HUTCHES, HEAD BOARDS, FOOT BOARDS,
SERVERS, AND CURIO CABINETS |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
BIG
COUNTRY
|
|
Registered
|
|
|
76/415569 |
|
|
04-Jun-2002
|
|
Aff of Use-5 Year
|
|
28-Oct-2008 |
Country:
|
|
United States of America
|
|
|
|
|
2777463 |
|
|
28-Oct-2003 |
|
|
|
|
Classes:
|
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
|
|
Goods:
|
|
20 Int.: FURNITURE |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
BIG
VALLEY
|
|
|
|
Registered
|
|
|
78/465055 |
|
|
10-Aug-2004
|
|
Aff of Use-5 Year
|
|
27-Dec-2010 |
Country:
|
|
United States of America
|
|
|
|
|
3034886 |
|
|
27-Dec-2005 |
|
|
|
|
Classes:
|
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
|
|
Goods:
|
|
20 Int.: FURNITURE |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
XXXXXXXX
PARK
|
|
Registered |
|
|
78/153957 |
|
|
14-Aug-2002 |
|
Aff of Use-5 Year |
|
26-Aug-2008 |
Country:
|
|
United States of America
|
|
|
|
|
2756206 |
|
|
26-Aug-2003 |
|
|
|
|
Classes:
|
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
|
|
Goods:
|
|
20 Int.: FURNITURE |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
BROOKRIDGE
|
|
|
|
Registered
|
|
|
78/264665 |
|
|
19-Jun-2003
|
|
Aff of Use-5 Year
|
|
04-May-2009 |
Country:
|
|
United States of America
|
|
|
|
|
2838860 |
|
|
04-May-2004 |
|
|
|
|
Classes:
|
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
|
|
Goods:
|
|
20 Int.: FURNITURE |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
BROYHILL
|
|
|
|
Registered
|
|
|
365041 |
|
|
01-Sep-1981
|
|
Next Renewal
|
|
01-Sep-2012 |
Country:
|
|
Australia
|
|
|
|
|
A365041 |
|
|
01-Sep-1981 |
|
|
|
|
Classes:
|
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
|
|
Goods:
|
|
20 Int.: FURNITURE |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Status |
|
|
|
|
|
|
|
|
|
|
|
|
Client Ref |
|
|
App Number |
|
|
App Date |
|
|
|
|
Trademark |
|
|
|
Number |
|
|
Reg Number |
|
|
Reg Date |
|
Next Action(s) |
|
Due Date(s) |
BROYHILL
|
|
|
|
Registered
|
|
|
AM 2082/91 |
|
|
01-Sep-1981
|
|
Next Renewal
|
|
16-Dec-2011 |
Country:
|
|
Austria
|
|
|
|
|
98503 |
|
|
16-Dec-1981 |
|
|
|
|
Classes:
|
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
|
|
Goods:
|
|
20 Int.: FURNITURE |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
BROYHILL
|
|
|
|
Registered
|
|
|
644788 |
|
|
28-Aug-1981
|
|
Next Renewal
|
|
28-Aug-2011 |
Country:
|
|
Benelux
|
|
|
|
|
375690 |
|
|
28-Aug-1981 |
|
|
|
|
Classes:
|
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
|
|
Goods:
|
|
20 Int.: FURNITURE |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
BROYHILL
|
|
|
|
Registered
|
|
|
476432 |
|
|
05-Oct-1981
|
|
Next Renewal
|
|
04-Feb-2013 |
Country:
|
|
Canada
|
|
|
|
|
276214 |
|
|
04-Feb-1983 |
|
|
|
|
Classes:
|
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int.: BEDROOM FURNITURE,
NAMELY, DRESSERS, MIRRORS,
CHESTS, BEDS, BOOKCASE UNITS,
NIGHT STANDS, DESK CHAIRS AND
DESKS; DINING ROOM FURNITURE,
NAMELY, TABLES, CHAIRS, CHINAS,
SERVERS, BUFFETS; LIVING ROOM
FURNITURE, NAMELY, SOFAS, CHAIRS,
ROCKERS, LOVE SEATS,
COVERTA-SOFAS; AND OCCASIONAL
FURNITURE, NAMELY, COCKTAIL
TABLES, COMMODE END TABLES, CHAIR
SIDE COMMODES, HEXAGON COMMODES,
SNACK TABLES, OCCASIONAL TABLES,
SOFA CONSOLES, OCTOGONAL COCKTAIL
TABLES, TEA CARTS, ETAGERES, CARD
TABLES, WALL CONSOLES, BAR UNITS
AND DESK UNITS |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
BROYHILL
|
|
|
|
Registered
|
|
|
A 3603/81 |
|
|
28-Aug-1981
|
|
Next Renewal
|
|
10-Sep-2012 |
Country:
|
|
Denmark
|
|
|
|
|
03235/1982 |
|
|
10-Sep-1982 |
|
|
|
|
Classes:
|
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int.: FURNITURE FOR HOME
AND/OR RESIDENTIAL USE |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
BROYHILL
|
|
|
|
Registered
|
|
|
310870 |
|
|
31-Jul-1996
|
|
Next Renewal
|
|
31-Jul-2016 |
Country:
|
|
European Community
|
|
|
|
|
310870 |
|
|
27-Jan-1999 |
|
|
|
|
Classes:
|
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int.: FURNITURE AND PARTS AND
FITTINGS THEREFOR |
|
|
|
|
|
|
|
|
|
|
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Status |
|
|
|
|
|
|
|
|
|
|
|
|
Client Ref |
|
|
App Number |
|
|
App Date |
|
|
|
|
Trademark |
|
|
|
Number |
|
|
Reg Number |
|
|
Reg Date |
|
Next Action(s) |
|
Due Date(s) |
BROYHILL
|
|
|
|
Registered
|
|
|
3818/82 |
|
|
02-Jul-1982
|
|
Next Renewal
|
|
21-May-2014 |
Country:
|
|
Finland
|
|
|
|
|
88955 |
|
|
21-May-1984 |
|
|
|
|
Classes:
|
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
|
|
Goods:
|
|
20 Int.: ARTICLES OF FURNITURE |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
BROYHILL
|
|
|
|
Registered
|
|
|
608123 |
|
|
24-Sep-1981
|
|
Next Renewal
|
|
25-Aug-2011 |
Country:
|
|
France
|
|
|
|
|
1689561 |
|
|
24-Sep-1981 |
|
|
|
|
Classes: |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Goods: |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
BROYHILL
|
|
|
|
Registered
|
|
|
B
68758/20WZ
|
|
|
27-Aug-1981
|
|
Next Renewal
|
|
31-Aug-2011 |
Country:
|
|
Germany
|
|
|
|
|
1029866 |
|
|
24-Feb-1982 |
|
|
|
|
Classes:
|
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int.: ARTICLES OF FURNITURE |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
BROYHILL
|
|
|
|
Registered
|
|
|
|
|
|
10-Nov-1981
|
|
Next Renewal
|
|
10-Nov-2012 |
Country:
|
|
Guemsey
|
|
|
|
|
1164378 |
|
|
24-Feb-1982 |
|
|
|
|
Classes:
|
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int.: FURNITURE AND PARTS AND FITTINGS
THEREFOR |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
BROYHILL
|
|
|
|
Registered
|
|
|
1479/1995 |
|
|
04-Dec-1995
|
|
Next Renewal
|
|
30-Apr-2016 |
Country:
|
|
Iceland
|
|
|
|
|
435/1996 |
|
|
30-Apr-1996 |
|
|
|
|
Classes:
|
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
|
|
Goods:
|
|
20 Int.: FURNITURE |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
BROYHILL
|
|
|
|
Registered
|
|
|
2790 |
|
|
06-Oct-1981
|
|
Next Renewal
|
|
06-Oct-2012 |
Country:
|
|
Ireland
|
|
|
|
|
101864 |
|
|
06-Oct-1981 |
|
|
|
|
Classes:
|
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int.: FURNITURE; ARTICLES INCLUDED IN
CLASS 20 MADE WHOLLY OR PRINCIPALLY OF WOOD,
CORK, REEDS, CANE, WICKER, CELLULOID, OR OF
IMITATIONS OF ANY OF THESE MATERIALS OR OF
PLASTICS |
|
|
|
|
|
|
|
|
|
|
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Status |
|
|
|
|
|
|
|
|
|
|
|
|
Client Ref |
|
|
App Number |
|
|
App Date |
|
|
|
|
Trademark |
|
|
|
Number |
|
|
Reg Number |
|
|
Reg Date |
|
Next Action(s) |
|
Due Date(s) |
BROYHILL
|
|
|
|
Registered
|
|
|
M191C004919 |
|
|
28-Jun-1991
|
|
Next Renewal
|
|
28-Jun-2011 |
Country:
|
|
Italy
|
|
|
|
|
624744 |
|
|
16-Jun-1994 |
|
|
|
|
Classes:
|
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
|
|
Goods:
|
|
20 Int.: FURNITURE (MOBILI) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
BROYHILL
|
|
|
|
Registered
|
|
|
|
|
|
10-Nov-1995
|
|
Next Renewal
|
|
10-Nov-2012 |
Country:
|
|
Jersey
|
|
|
|
|
6867 |
|
|
31-Jul-1996 |
|
|
|
|
Classes:
|
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int.: FURNITURE AND PARTS AND FITTINGS
THEREFOR |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
BROYHILL
|
|
|
|
Registered
|
|
|
120889 |
|
|
22-Aug-1991
|
|
Next Renewal
|
|
22-Aug-2011 |
Country:
|
|
Mexico
|
|
|
|
|
402990 |
|
|
23-Dec-1991 |
|
|
|
|
Classes:
|
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
|
|
Goods:
|
|
20 Int.: FURNITURE |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
BROYHILL
|
|
|
|
Registered
|
|
|
812317 |
|
|
26-Aug-1981
|
|
Next Renewal
|
|
04-Nov-2012 |
Country:
|
|
Norway
|
|
|
|
|
112336 |
|
|
04-Nov-1982 |
|
|
|
|
Classes:
|
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
|
|
Goods:
|
|
20 Int.: FURNITURE |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
BROYHILL
|
|
|
|
Registered
|
|
|
35/1/1403 |
|
|
06-Nov-1982
|
|
Next Renewal
|
|
13-Dec-2011 |
Country:
|
|
Saudia Arabia
|
|
|
|
|
112/17 |
|
|
06-Nov-1982 |
|
|
|
|
Classes:
|
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
|
|
Goods:
|
|
20 Int.: FURNITURE |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
BROYHILL
|
|
|
|
Registered
|
|
|
1645617 |
|
|
28-Jun-1991
|
|
Next Renewal
|
|
28-Jun-2011 |
Country:
|
|
Spain
|
|
|
|
|
1645617 |
|
|
06-Apr-1992 |
|
|
|
|
Classes: |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Goods: |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Status |
|
|
|
|
|
|
|
|
|
|
|
|
Client Ref |
|
|
App Number |
|
|
App Date |
|
|
|
|
Trademark |
|
|
|
Number |
|
|
Reg Number |
|
|
Reg Date |
|
Next Action(s) |
|
Due Date(s) |
BROYHILL
|
|
|
|
Registered
|
|
|
81-4475 |
|
|
28-Aug-1981
|
|
Next Renewal
|
|
08-Jan-2012 |
Country:
|
|
Sweden
|
|
|
|
|
179604 |
|
|
08-Jan-1982 |
|
|
|
|
Classes:
|
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int.: FURNITURE, MIRRORS, PICTURE FRAMES;
ARTICLES (NOT INCLUDED IN OTHER CLASSES) OF
WOOD, CORK, REEDS, CANE, WICKER, HORN, BONE,
IVORY, WHALEBONE, SHELL, AMBER, MOTHER-OF-PEARL,
MEERSCHAUM, CELLULOID, SUBSTITUTES FOR ALL THESE
MATERIALS, OR OF PLASTICS |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
BROYHILL
|
|
|
|
Registered
|
|
|
4620 |
|
|
27-Aug-1981
|
|
Next Renewal
|
|
27-Aug-2011 |
Country:
|
|
Switzerland
|
|
|
|
|
314514 |
|
|
27-Aug-1981 |
|
|
|
|
Classes:
|
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
|
|
Goods:
|
|
20 Int.: FURNITURE |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
BROYHILL
|
|
|
|
Registered
|
|
|
(74) 19444 |
|
|
11-May-1985
|
|
Next Renewal
|
|
30-Apr-2016 |
Country:
|
|
Taiwan
|
|
|
|
|
324373 |
|
|
01-May-1986 |
|
|
|
|
Classes:
|
|
73 Int. |
|
|
|
|
|
|
|
|
|
|
|
|
Goods:
|
|
73 Int.: ALL KINDS OF FURNITURE |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
BROYHILL
|
|
|
|
Registered
|
|
|
85007988 |
|
|
15-Feb-1996
|
|
Next Renewal
|
|
30-Apr-2016 |
Country:
|
|
Taiwan
|
|
|
|
|
760031 |
|
|
01-May-1997 |
|
|
|
|
Classes:
|
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
|
|
Goods:
|
|
20 Int.: MIRRORS, BEDS |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
BROYHILL
|
|
|
|
Registered
|
|
|
1164378 |
|
|
10-Nov-1981
|
|
Next Renewal
|
|
10-Nov-2012 |
Country:
|
|
United Kingdom
|
|
|
|
|
1164378 |
|
|
10-Nov-1981 |
|
|
|
|
Classes:
|
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int.: FURNITURE AND PARTS AND FITTINGS
THEREFOR |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
BROYHILL
|
|
|
|
Registered
|
|
|
72/034911 |
|
|
05-Aug-1957
|
|
Next Renewal
|
|
25-Feb-2008 |
Country:
|
|
Xxxxxx Xxxxxx xx Xxxxxxx
|
|
|
|
|
000000 |
|
|
25-Feb-1958 |
|
|
|
|
Classes:
|
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int.: BEDROOM, DINING ROOM, AND LIVING ROOM
FURNITURE |
|
|
|
|
|
|
|
|
|
|
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Status |
|
|
|
|
|
|
|
|
|
|
|
|
Client Ref |
|
|
App Number |
|
|
App Date |
|
|
|
|
Trademark |
|
|
|
Number |
|
|
Reg Number |
|
|
Reg Date |
|
Next Action(s) |
|
Due Date(s) |
BROYHILL
|
|
|
|
Registered
|
|
|
7849/81 |
|
|
07-Sep-1981
|
|
Next Renewal
|
|
19-Oct-2009 |
Country:
|
|
Venezuela
|
|
|
|
|
111220-F |
|
|
19-Oct-1984 |
|
|
|
|
Classes:
|
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int.: FURNITURE [MIRRORS PICTURE
FRAMES; GOODS (NOT INCLUDED IN OTHER
CLASSES) OF XXXXX, CORK, REED, CANE,
WICKER, HORN, BONE,IVORY, WHALEBONE,
SHELL, AMBER, MOTHER-OF-PEARL,
MEERSCHAUM AND SUBSTITUTES FOR ALL
THESE MATERIALS, OR OF PLASTICS] |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
BROYHILL
& DESIGN
|
|
Registered |
|
|
|
|
|
10-Nov-1981 |
|
Next Renewal |
|
10-Nov-2012 |
Country:
|
|
Guernsey
|
|
|
|
|
1164379 |
|
|
20-Aug-1996 |
|
|
|
|
Classes:
|
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int.: FURNITURE AND PARTS AND
FITTINGS THEREFOR |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
BROYHILL &
DESIGN
|
|
Registered |
|
|
|
|
|
10-Nov-1995 |
|
Next Renewal |
|
10-Nov-2012 |
Country:
|
|
Jersey
|
|
|
|
|
6869 |
|
|
31-Jul-1996 |
|
|
|
|
Classes:
|
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int.: FURNITURE AND PARTS AND
FITTINGS THEREFOR |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
BROYHILL &
DESIGN
|
|
Registered |
|
|
85007987 |
|
|
15-Feb-1996 |
|
Next Renewal |
|
30-Apr-2016 |
Country:
|
|
Taiwan
|
|
|
|
|
758191 |
|
|
16-Apr-1997 |
|
|
|
|
Classes:
|
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
|
|
Goods:
|
|
20 Int.: MIRRORS, BEDS |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
BROYHILL &
PINSHEEL
DESIGN
|
|
Registered |
|
|
60931/84 |
|
|
11-Jun-1984 |
|
Next Renewal |
|
28-Oct-2016 |
Country:
|
|
Japan
|
|
|
|
|
0000000 |
|
|
28-Oct-1986 |
|
|
|
|
Classes:
|
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int.: FURNITURES, INDOOR WINDOW
BLINDS (SHADE) (FURNITURE), BLINDS OF
XXXX, RATTAN OR BAMBOO (SUDARE), BEAD
CURTAINS FOR DECORATION, ORIENTAL
SINGLE PANEL STANDING PARTITION
(TSUITATE), WOOD OR PLASTICS,
ARTIFICIAL MODEL FOOD SAMPLES,
MAN-MADE GARDEN PONDS (STRUCTURES),
RITUAL EQUIPMENT [AND ALL OTHER GOODS
BELONGING TO THIS CLASS] |
|
|
|
|
|
|
|
|
|
|
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Status |
|
|
|
|
|
|
|
|
|
|
|
|
Client Ref |
|
|
App Number |
|
|
App Date |
|
|
|
|
Trademark |
|
|
|
Number |
|
|
Reg Number |
|
|
Reg Date |
|
Next Action(s) |
|
Due Date(s) |
BROYHILL & PINSHEEL DESIGN
|
|
Registered |
|
|
12707/1984 |
|
|
20-Aug-1984 |
|
Next Renewal |
|
06-Sep-2015 |
Country:
|
|
Korea, Republic of
|
|
|
|
|
10-116368 |
|
|
06-Sep-1985 |
|
|
|
|
Classes:
|
|
20 Int., 26 Int. |
|
|
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int., [26] Int.: CHINA CABINETS, CUPBOARDS,
TABLES, BOOK CHESTS, DINING TABLES, MORROR
STANDS, COUCHES, CHAIRS, BEDS, AND WARDROBES
26 Int., [26] Int.: CHINA CABINETS, CUPBOARDS,
TABLES, BOOK CHESTS, DINING TABLES, MORROR
STANDS, COUCHES, CHAIRS, BEDS, AND WARDROBES |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
BROYHILL & PINSHEEL DESIGN
|
|
Registered |
|
|
(74)19447 |
|
|
11-May-1985 |
|
Next Renewal |
|
30-Apr-2016 |
Country:
|
|
Taiwan
|
|
|
|
|
324375 |
|
|
01-May-1986 |
|
|
|
|
Classes:
|
|
73 Int. |
|
|
|
|
|
|
|
|
|
|
|
|
Goods:
|
|
73 Int.: ALL KINDS OF FURNITURE |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
BROYHILL & PINSHEEL DESIGN
|
|
Registered |
|
|
1164379 |
|
|
10-Nov-1981 |
|
Next Renewal |
|
10-Nov-2012 |
Country:
|
|
United Kingdom
|
|
|
|
|
1164379 |
|
|
10-Nov-1981 |
|
|
|
|
Classes:
|
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int.: FURNITURE AND PARTS AND FITTINGS
THEREFOR |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
BROYHILL & PINSHEEL DESIGN
|
|
Registered |
|
|
73/465530 |
|
|
13-Feb-1984 |
|
Next Renewal |
|
12-Feb-2015 |
Country:
|
|
United States of America
|
|
|
|
|
1319405 |
|
|
12-Feb-1985 |
|
|
|
|
Classes:
|
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int.: BEDROOM, DINING ROOM, LIVING ROOM,
OCCASIONAL AND CASUAL FURNITURE, WALL UNITS AND
UPHOLSTERED FURNITURE |
|
|
|
|
|
|
|
|
|
|
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Status |
|
|
|
|
|
|
|
|
|
|
|
|
Client Ref |
|
App Number |
|
App Date |
|
|
|
|
Trademark |
|
|
|
Number |
|
Reg Number |
|
Reg Date |
|
Next Action(s) |
|
Due Date(s) |
BROYHILL AND PINSHEEL DESIGN
|
|
Registered |
|
73/630088 |
|
28-Nov-1986 |
|
Next Renewal |
|
07-Jul-2017 |
Country: |
|
United States of America |
|
|
|
1446458 |
|
07-Jul-1987 |
|
|
|
|
Classes: |
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int.: BEDROOM FURNITURE SUCH AS DRESSERS, MIRRORS,
CHESTS, BEDS, BOOKCASES, NIGHT STANDS, DESK CHAIRS, AND
DESKS; DINING ROOM FURNITURE INCLUDING TABLES, CHAIRS,
CHINAS, SERVERS, BUFFETS; LIVING ROOM FURNITURE INCLUDING
SOFAS, CHAIRS, ROCKERS, LOVESEATS, CONVERTA-SOFAS,
RECLINING CHAIRS, UPHOLSTERED MOTION FURNITURE;
OCCASIONAL FURNITURE INCLUDING COCKTAIL TABLES, COMMODE
END TABLES, CHAIR SIDE COMMODES, HEXAGON COMMODES, SNACK
TABLES, OCCASIONAL TABLES, SOFA CONSOLES, OCTAGONAL
COCKTAILS, ETAGERES, ENTERTAINMENT CENTERS; AND
MATTRESSES |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
BROYHILL EXPRESS
|
|
Registered |
|
76/263951 |
|
30-May-2001 |
|
Aff of Use-5 Year |
|
06-Aug-2007 |
Country: |
|
United States of America |
|
|
|
2604349 |
|
06-Aug-2002 |
|
|
|
|
Classes: |
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int.: FURNITURE |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
BROYHILL LEATHER
|
|
Registered |
|
76/188785 |
|
02-Jan-2001 |
|
First Renewal |
|
20-Nov-2011 |
Country: |
|
United States of America |
|
|
|
2509955 |
|
20-Nov-2001 |
|
|
|
|
Classes: |
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int.: FURNITURE |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
BROYHILL PREMIER AND DESIGN
|
|
Registered |
|
(74) 19445 |
|
11-May-1985 |
|
Next Renewal |
|
30-Apr-2016 |
Country: |
|
Taiwan |
|
|
|
324374 |
|
01-May-1986 |
|
|
|
|
Classes: |
|
73 Int. |
|
|
|
|
|
|
|
|
|
|
Goods: |
|
73 Int.: CHAIR, SOFA, LOVESEAT, SLEEPER
SOFA, RECLINER, OTTOMAN, TABLE, DINING
CHAIR, CHINA CABINETS, HUTCH, CURIO,
BOOKCASE/ENTERTAINMENT UNITS/AUDIO UNIT,
HEADBOARD, FOOTBOARD, CHEST, DRESSER,
NIGHT STAND, COCKTAIL TABLE, END TABLE,
SOFA TABLEAND ARMOIRE |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
BROYHILL PREMIER AND DESIGN
|
|
Registered |
|
85007986 |
|
15-Feb-1996 |
|
Next Renewal |
|
30-Apr-2016 |
Country: |
|
Taiwan |
|
|
|
758190 |
|
16-Apr-1997 |
|
|
|
|
Classes: |
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int.: MIRRORS, BEDS |
|
|
|
|
|
|
|
|
|
|
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Status |
|
App |
|
|
|
|
|
|
|
|
|
|
Client Ref |
|
Number |
|
App Date |
|
|
|
|
Trademark |
|
|
|
Number |
|
Reg Number |
|
Reg Date |
|
Next Action(s) |
|
Due Date(s) |
BROYHILL PREMIER AND DESIGN |
|
Registered |
|
72/057338 |
|
18-Aug-1958 |
|
Next Renewal |
|
18-Aug-2009 |
Country: |
|
Xxxxxx Xxxxxx xx Xxxxxxx |
|
|
|
000000 |
|
18-Aug-1959 |
|
Renewed |
|
18-Aug-2009 |
Classes: |
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int.: BEDROOM, DINING ROOM, AND LIVING
ROOM FURNITURE |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
BROYHILL SHOWCASE GALLERY AND DESIGN |
|
Registered |
|
73/313485 |
|
05-Jun-1981 |
|
Next Renewal |
|
29-Mar-2013 |
Country: |
|
United States of America |
|
|
|
1233112 |
|
29-Mar-1983 |
|
Renewed |
|
29-Mar-2013 |
Classes: |
|
42 Int. |
|
|
|
|
|
|
|
|
|
|
Goods: |
|
42 Int.: RETAIL FURNITURE STORE SERVICES |
|
|
|
|
|
|
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BROYHILL SHOWCASE GALLERY AND DESIGN |
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Registered |
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73/801858 |
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22-May-1989 |
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Next Renewal |
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09-Oct-2010 |
Country: |
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United States of America |
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1617154 |
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09-Oct-1990 |
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Classes: |
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42 Int. |
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Goods: |
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42 Int.: RETAIL FURNITURE STORE SERVICES |
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CANYON RIDGE |
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Registered |
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78/262888 |
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16-Jun-2003 |
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Aff of Use-5 Year |
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20-Apr-2009 |
Country: |
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United States of America |
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2834678 |
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20-Apr-2004 |
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Classes: |
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20 Int. |
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Goods: |
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20 Int.: FURNITURE |
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XXXXXXXX |
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Registered |
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76/408984 |
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16-May-2002 |
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Aff of Use-5 Year |
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04-Feb-2008 |
Country: |
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United States of America |
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2683568 |
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04-Feb-2003 |
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Classes: |
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20 Int. |
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Goods: |
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20 Int.: FURNITURE |
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CHARLESTOWNE SQUARE |
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Registered |
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78/171694 |
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07-Oct-2002 |
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Aff of Use-5 Year |
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25 May-2009 |
Country: |
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United States of America |
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2844693 |
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25-May-2004 |
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Classes: |
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20 Int. |
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Goods: |
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20 Int.: FURNITURE |
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[*] |
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Certain confidential information contained in this document, marked with an asterisk in
brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
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Status |
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Client Ref |
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App Number |
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App Date |
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Trademark |
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Number |
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Reg Number |
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Reg Date |
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Next Action(s) |
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Due Date(s) |
CIRCUMFERENCE |
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Registered |
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76/408980 |
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16-May-2002 |
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Aff of Use-5 Year |
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04-Feb-2008 |
Country: |
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United States of America |
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2683565 |
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04-Feb-2003 |
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Classes: |
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20 Int. |
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Goods: |
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20 Int.: FURNITURE |
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CLING FREE |
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Registered |
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73/139963 |
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06-Sep-1977 |
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Next Renewal |
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17-Mar-2011 |
Country: |
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United States of America |
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1148435 |
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17-Mar-1981 |
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Classes: |
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20 Int. |
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Goods: |
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20 Int.: DRAWERS FOR BEDROOM AND
DINING ROOM FURNITURE |
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CONTINENTAL TAPESTRY |
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Registered |
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75/651843 |
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02-Mar-1999 |
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Aff of Use-5 Year |
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29-Oct-2007 |
Country: |
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United States of America |
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2641469 |
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29-Oct-2002 |
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Classes: |
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20 Int. |
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Goods: |
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20 Int.: HOUSEHOLD BEDROOM, DINING ROOM AND
LIVING ROOM FURNITURE EXCLUDING FURNITURE
TO BE USED IN THE BATHROOM AND WOVEN
TAPESTRIES |
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CONTINENTS |
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Registered |
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78/537665 |
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23-Dec-2004 |
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Aff of Use-5 Year |
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07-Mar-2012 |
Country: |
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United States of America |
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3065523 |
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07-Mar-2006 |
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Classes: |
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20 Int. |
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Goods: |
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20 Int.: FURNITURE |
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CROSSPOINT |
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Registered |
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78/400681 |
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13-Apr-2004 |
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Aff of Use-5 Year |
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12-Apr-2010 |
Country: |
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United States of America |
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2940166 |
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12-Apr-2005 |
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Classes: |
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20 Int. |
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Goods: |
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20 Int.: FURNITURE |
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XXXXXXXX |
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Registered |
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76/295945 |
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07-Aug-2001 |
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Aff of Use-5 Year |
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18-Jun-2007 |
Country: |
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United States of America |
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2582023 |
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18-Jun-2002 |
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Classes: |
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20 Int. |
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Goods: |
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20 Int.: FURNITURE |
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[*] |
|
Certain confidential information contained in this document, marked with an asterisk in
brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
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Status |
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Client Ref |
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App Number |
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App Date |
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Trademark |
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Number |
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Reg Number |
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Reg Date |
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Next Action(s) |
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Due Date(s) |
XXXXXXX SQUARE |
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Registered |
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76/408981 |
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16-May-2002 |
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Aff of Use-5 Year |
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04-Feb-2008 |
Country: |
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United States of America |
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2683566 |
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04-Feb-2003 |
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Classes: |
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20 Int. |
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Goods: |
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20 Int.: FURNITURE |
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EASTWINDS TAPESTRY |
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Registered |
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76/295943 |
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07-Aug-2001 |
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Aff of Use-5 Year |
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29-Apr-2008 |
Country: |
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United States of America |
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2710690 |
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29-Apr-2003 |
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Classes: |
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20 Int. |
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Goods: |
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20 Int.: FURNITURE |
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ELK RIVER |
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Registered |
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78/533195 |
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15-Dec-2004 |
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Aff of Use-5 Year |
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21-Mar-2012 |
Country: |
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United States of America |
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3070545 |
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21-Mar-2006 |
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Classes: |
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20 Int. |
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Goods: |
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20 Int.: FURNITURE |
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EVERY 30 SECONDS SOMEONE CHOOSES BROYHILL |
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Registered |
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76/331474 |
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30-Oct-2001 |
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Aff of Use-5 Year |
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17-Dec-2007 |
Country: |
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United States of America |
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2662593 |
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17-Dec-2002 |
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Classes: |
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20 Int. |
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Goods: |
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20 Int.: FURNITURE (first use in commerce 6-8-1999) |
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EVERY THIRTY SECONDS SOMEONE CHOOSES BROYHILL |
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Registered |
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76/329230 |
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24-Oct-2001 |
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Aff of Use-5 Year |
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14-Jan-2008 |
Country: |
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United States of America |
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2674437 |
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14-Jan-2003 |
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Classes: |
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20 Int. |
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Goods: |
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20 Int.: FURNITURE (first use in commerce 6-8-1999) |
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GLENCOE |
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Registered |
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78/262895 |
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16-Jun-2003 |
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Aff of Use-5 Year |
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20-Apr-2009 |
Country: |
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United States of America |
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2834679 |
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20-Apr-2004 |
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Classes: |
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20 Int. |
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Goods: |
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20 Int.: FURNITURE |
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[*] |
|
Certain confidential information contained in this document, marked with an asterisk in
brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
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Status |
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Client Ref |
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App Number |
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App Date |
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Trademark |
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Number |
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Reg Number |
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Reg Date |
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Next Action(s) |
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Due Date(s) |
GX MIDTOWN |
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Registered |
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76/349706 |
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10-Dec-2001 |
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Aff of Use-5 Year |
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01-Apr-2008 |
Country: |
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United States of America |
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2702009 |
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01-Apr-2003 |
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Classes: |
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20 Int. |
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Goods: |
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20 Int.: FURNITURE |
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HOME SOLUTIONS BY BROYHILL |
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Registered |
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78/838906 |
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16-Mar-2006 |
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Reporting Letter |
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02-Apr-2007 |
Country: |
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United States of America |
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Due |
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Classes: |
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06 Int., 11 Int., 16 Int., 20 Int., 21 Int., 24 Int., 26 Int., 27 Int. |
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Goods: |
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06 Int.: DECORATIVE TABLETOP PIECES OF NON-PRECIOUS METAL
11 Int.: ELECTRIC LIGHTING FIXTURES,NAMELY FLOOR LAMPS,
SCONES AND TALBE LAMBS
16 Int.: SCULPTURES OF PAPER MACHE; PAINTINGS AND ART PRINTS
20 Int.: [SCULPTURES OF PAPRE MACHE] DECORATIVE TABLETOP
PIECES OF RESIN, MIRRORS; DECORATIVE TABLETOP PIECES
OF WOOD; PILLOWS
21 Int.: DECORATIVE TABLETOP PIECES OF CERAMIC, GLASS, AND
NATURAL FIBER [AND RESIN]; DINNERWARE
24 Int.: BED SPREADS; QUILTS; THROWS
26 Int.: ARTIFICIAL GREENERY, TREES, FLOWERS, FLOWER
ARRANGEMENTS AND PLANTS
27 Int.: RUGS |
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HUES |
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Registered |
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75/421570 |
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22-Jan-1998 |
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First Renewal |
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19-Oct-2009 |
Country: |
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United States of America |
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2287217 |
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19-Oct-1999 |
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Classes: |
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20 Int. |
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Goods: |
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20 Int.: FURNITURE |
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INDULGENCE |
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Registered |
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75/509106 |
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26-Jun-1998 |
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First Renewal |
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17-Aug-2009 |
Country: |
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United States of America |
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2270687 |
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17-Aug-1999 |
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Classes: |
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20 Int. |
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Goods: |
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20 Int.: FURNITURE |
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LAKESHORE |
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Registered |
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78/145752 |
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19-Jul-2002 |
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Aff of Use-5 Year |
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22-Apr-2008 |
Country: |
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United States of America |
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2709572 |
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22-Apr-2003 |
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Classes: |
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20 Int. |
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Goods: |
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20 Int.: FURNITURE |
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[*] |
|
Certain confidential information contained in this document, marked with an asterisk in
brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
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Status |
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Client Ref |
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App Number |
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App Date |
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Trademark |
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Number |
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Reg Number |
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Reg Date |
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Next Action(s) |
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Due Date(s) |
LARGO |
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Registered |
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78/201989 |
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10-Jan-2003 |
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Aff of Use-5 Year |
|
18-Nov-2008 |
Country: |
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United States of America |
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|
2784459 |
|
18-Nov-2003 |
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Classes: |
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20 Int. |
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Goods: |
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20 Int.: FURNITURE |
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LENOIR HOUSE |
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Registered |
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72/066531 |
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27-Jan-1959 |
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Next Renewal |
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04-Aug-2009 |
Country: |
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Xxxxxx Xxxxxx xx Xxxxxxx |
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000000 |
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04-Aug-1959 |
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Renewed |
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04-Aug-2009 |
Classes: |
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20 Int. |
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Goods: |
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20 Int.: BEDROOM, DINING ROOM AND
UPHOLSTERED FURNITURE |
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LINVILLE |
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Registered |
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78/262900 |
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16-Jun-2003 |
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Aff of Use-5 Year |
|
02-Nov-2009 |
Country: |
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United States of America |
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|
2899658 |
|
02-Nov-2004 |
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Classes: |
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20 Int. |
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Goods: |
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20 Int.: FURNITURE |
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LOVE YOUR HOME |
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Registered |
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73/628613 |
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04-Nov-1986 |
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First Renewal |
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23-Jun-2007 |
Country: |
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United States of America |
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|
1444174 |
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23-Jun-1987 |
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Classes: |
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20 Int. |
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Goods: |
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20 Int.: BEDROOM, DINING ROOM, OCCASIONAL AND
CASUAL FURNITURE, WALL UNITS AND
UPHOLSTERED FURNITURE |
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MADISON COURT |
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Registered |
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78/385875 |
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17-Mar-2004 |
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Aff of Use-5 Year |
|
04-Oct-2010 |
Country: |
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United States of America |
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|
3003890 |
|
04-Oct-2005 |
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Classes: |
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20 Int. |
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Goods: |
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20 Int.: FURNITURE |
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MAISON LENOIR |
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Registered |
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75/354247 |
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09-Sep-1997 |
|
First Renewal |
|
15-Dec-2008 |
Country: |
|
United States of America |
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|
2210662 |
|
15-Dec-1998 |
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Classes: |
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20 Int. |
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Goods: |
|
20 Int.: FURNITURE |
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|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in
brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
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|
Status |
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Client Ref |
|
App Number |
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App Date |
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Trademark |
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|
Number |
|
Reg Number |
|
Reg Date |
|
Next Action(s) |
|
Due Date(s) |
MILLWOOD CREEK |
|
Registered |
|
73/776424 |
|
17-Jan-1989 |
|
First Renewal |
|
19-Sep-2009 |
Country: |
|
United States of America |
|
|
|
1556875 |
|
19-Sep-1989 |
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Classes: |
|
20 Int. |
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Goods: |
|
20 Int.: BEDROOM, DINING ROOM AND
UPHOLSTERED FURNITURE |
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|
XXXXXXXXX |
|
Registered |
|
78/262901 |
|
16-Jun-2003 |
|
Aff of Use-5 Year |
|
16-Nov-2009 |
Country: |
|
United States of America |
|
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|
2903268 |
|
16-Nov-2004 |
|
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Classes: |
|
20 Int. |
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Goods: |
|
20 Int.: FURNITURE |
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|
MISCELLANEOUS DESIGN (TRUCK DESIGN) |
|
Registered |
|
76/231373 |
|
27-Mar-2001 |
|
Aff of Use-5 Year |
|
12-Feb-2008 |
Country: |
|
United States of America |
|
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|
2538152 |
|
12-Feb-2002 |
|
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Classes: |
|
20 Int. |
|
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Goods: |
|
20 Int.: FURNITURE |
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|
PACIFIC HEIGHTS |
|
Registered |
|
78/533154 |
|
15-Dec-2004 |
|
Aff of Use-5 Year |
|
06-Dec-2010 |
Country: |
|
United States of America |
|
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|
3023780 |
|
06-Dec-2005 |
|
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Classes: |
|
N/A |
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Goods: |
|
N/A: FURNITURE |
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|
PAINTER’S SHED |
|
Registered |
|
78/533191 |
|
15-Dec-2004 |
|
Aff of Use-5 Year |
|
13-Dec-2010 |
Country: |
|
United States of America |
|
|
|
3028887 |
|
13-Dec-2005 |
|
|
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|
Classes: |
|
20 Int. |
|
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Goods: |
|
20 Int.: FURNITURE |
|
|
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|
PAMLICO |
|
Registered |
|
76/296703 |
|
07-Aug-2001 |
|
Aff of Use-5 Year |
|
12-Mar-2008 |
Country: |
|
United States of America |
|
|
|
2547382 |
|
12-Mar-2002 |
|
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|
Classes: |
|
20 Int. |
|
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|
Goods: |
|
20 Int.: FURNITURE |
|
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|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in
brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
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Status |
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Client Ref |
|
App Number |
|
App Date |
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Trademark |
|
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|
Number |
|
Reg Number |
|
Reg Date |
|
Next Action(s) |
|
Due Date(s) |
PINWHEEL DESIGN |
|
Registered |
|
74/290844 |
|
06-Jul-1992 |
|
Next Renewal |
|
30-Mar-2013 |
Country: |
|
United States of America |
|
|
|
30-Mar-1993 |
|
Renewed |
|
30-Mar-2013 |
Classes: |
|
1761401 |
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int.
20 Int.: BEDROOM FURNITURE; NAMELY, DRESSERS,
MIRRORS, CHESTS, BEDS, BOOKCASES, NIGHT STANDS,
DESK CHAIRS, AND DESKS: DINING ROOM FURNITURE IN
THE NATURE OF TABLES, CHAIRS, CHINA CABINETS,
SERVERS, BUFFETS; LIVING ROOM FURNITURE; NAMELY,
SOFAS CHAIRS, ROCKERS, LOVE SEATS, SOFA BEDS AND
OCCASIONAL FURNITURE; NAMELY, COCKTAIL TABLES,
COMMODE END TABLES, CHAIR SIDE COMMODES,
HEXAGON COMMODES, SNACK TABLES, OCCASIONAL
TABLES, SOFA CONSOLES, OCTAGONAL COCKTAIL
TABLES, ETAGERES, CARD TABLES, WALL CONSOLES,
BAR FURNITURE AND DESKS |
|
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|
PLANTATION MANOR |
|
Registered |
|
76/341869 |
|
26-Nov-2001 |
|
Aff of Use-5 Year |
|
29-Oct-2007 |
Country: |
|
United States of America |
|
|
|
2642606 |
|
29-Oct-2002 |
|
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|
Classes: |
|
20 Int. |
|
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Goods: |
|
20 Int.: FURNITURE |
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|
PLEASANT ISLE |
|
Registered |
|
76/130763 |
|
19-Sep-2000 |
|
Aff of Use-5 Year |
|
07-Aug-2007 |
Country: |
|
United States of America |
|
|
|
2475918 |
|
07-Aug-2001 |
|
|
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|
Classes: |
|
20 Int. |
|
|
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Goods: |
|
20 Int.: FURNITURE |
|
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|
PRESIDIO |
|
Registered |
|
76/130828 |
|
19-Sep-2000 |
|
Aff of Use-5 Year |
|
03-Dec-2007 |
Country: |
|
United States of America |
|
|
|
2655590 |
|
03-Dec-2002 |
|
|
|
|
Classes: |
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int.: FURNITURE |
|
|
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|
|
RALEIGH COURT |
|
Registered |
|
78/533184 |
|
15-Dec-2004 |
|
Aff of Use-5 Year |
|
20-Dec-2010 |
Country: |
|
United States of America |
|
|
|
3032227 |
|
20-Dec-2005 |
|
|
|
|
Classes: |
|
20 Int. |
|
|
|
|
|
|
|
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|
|
Goods: |
|
20 Int.: FURNITURE |
|
|
|
|
|
|
|
|
|
|
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in
brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
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|
Status |
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|
Client Ref |
|
App Number |
|
App Date |
|
|
|
|
Trademark |
|
|
|
Number |
|
Reg Number |
|
Reg Date |
|
Next Action(s) |
|
Due Date(s) |
REDONDO |
|
Registered |
|
78/145743 |
|
19-Jul-2002 |
|
Aff of Use-5 Year |
|
26-Aug-2008 |
Country: |
|
United States of America |
|
|
|
2756183 |
|
26-Aug-2003 |
|
|
|
|
Classes: |
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int.: FURNITURE |
|
|
|
|
|
|
|
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|
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|
|
|
|
|
|
|
|
|
|
RICHMOND HILL |
|
Registered |
|
76/295942 |
|
07-Aug-2001 |
|
Aff of Use-5 Year |
|
07-Jan-2008 |
Country: |
|
United States of America |
|
|
|
2671462 |
|
07-Jan-2003 |
|
|
|
|
Classes: |
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int.: HOUSEHOLD FURNITURE; NAMELY A VARIETY
OF TABLES INCLUDING COCKTAIL TABLES, END
TABLES, SOFA TABLES AND DINING ROOM TABLES,
BEDROOM FURNITURE, DINING ROOM FURNITURE,
BOOKCASES AND ENTERTAINMENT UNITS |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ROARING GAP |
|
Registered |
|
76/279225 |
|
02-Jul-2001 |
|
Aff of Use-5 Year |
|
23-Jul-2007 |
Country: |
|
United States of America |
|
|
|
2597739 |
|
23-Jul-2002 |
|
|
|
|
Classes: |
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int.: FURNITURE |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
XXXXXXXX |
|
Registered |
|
78/465049 |
|
10-Aug-2004 |
|
Aff of Use-5 Year |
|
27-Dec-2010 |
Country: |
|
United States of America |
|
|
|
3034885 |
|
27-Dec-2005 |
|
|
|
|
Classes: |
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int.: FURNITURE |
|
|
|
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|
|
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|
|
|
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|
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|
|
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|
|
|
|
|
|
ST. KITTS |
|
Registered |
|
76/408982 |
|
16-May-2002 |
|
Aff of Use-5 Year |
|
04-Feb-2008 |
Country: |
|
United States of America |
|
|
|
2683567 |
|
04-Feb-2003 |
|
|
|
|
Classes: |
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int.: FURNITURE |
|
|
|
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|
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|
|
|
|
|
|
|
|
|
|
|
THE BRITISH EMPIRE COLLECTION |
|
Registered |
|
75/651842 |
|
02-Mar-1999 |
|
Aff of Use-5 Year |
|
18-Dec-2007 |
Country: |
|
United States of America |
|
|
|
2519058 |
|
18-Dec-2001 |
|
|
|
|
Classes: |
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int.: FURNITURE |
|
|
|
|
|
|
|
|
|
|
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in
brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Status |
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|
|
|
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|
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|
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|
|
|
Client Ref |
|
App Number |
|
App Date |
|
|
|
|
Trademark |
|
|
|
Number |
|
Reg Number |
|
Reg Date |
|
Next Action(s) |
|
Due Date(s) |
THE BROYHILL DIFFERENCE |
|
Registered |
|
73/550836 |
|
29-Jul-1985 |
|
Next Renewal |
|
11-Feb-2016 |
Country: |
|
United States of America |
|
|
|
1382355 |
|
11-Feb-1986 |
|
|
|
|
Classes: |
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int.: BEDROOM FURNITURE, INCLUDING
MATTRESSES AND BOX SPRINGS, DINING ROOM,
LIVING ROOM, OCCASIONAL AND CASUAL
FURNITURE [AND UPHOLSTERED FURNITURE] |
|
|
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|
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|
|
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|
|
|
|
|
|
THE GOOD NIGHT SLEEPER BY BROYHILL |
|
Registered |
|
73/646308 |
|
24-Feb-1987 |
|
First Renewal |
|
08-Sep-2007 |
Country: |
|
United States of America |
|
|
|
1456548 |
|
08-Sep-1987 |
|
|
|
|
Classes: |
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int.: SOFA SLEEPERS |
|
|
|
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|
|
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|
|
|
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|
|
|
|
|
|
|
|
|
|
TROPICAL RETREAT |
|
Registered |
|
78/460290 |
|
02-Aug-2004 |
|
Aff of Use-6 Year |
|
14-Mar-2012 |
Country: |
|
United States of America |
|
|
|
3067552 |
|
14-Mar-2006 |
|
|
|
|
Classes: |
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int.: FURNITURE |
|
|
|
|
|
|
|
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|
|
|
|
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|
|
|
|
|
|
|
|
|
|
ULTRALUX |
|
Registered |
|
73/729376 |
|
19-May-1988 |
|
First Renewal |
|
07-Feb-2009 |
Country: |
|
United States of America |
|
|
|
1523519 |
|
07-Feb-1989 |
|
|
|
|
Classes: |
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int.: UPHOLSTERED FURNITURE |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ULTRA-PLUSH |
|
Registered |
|
74/178474 |
|
21-Jun-1991 |
|
Next Renewal |
|
04-Feb-2012 |
Country: |
|
United States of America |
|
|
|
1674264 |
|
04-Feb-1992 |
|
|
|
|
Classes: |
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int.: CUSHIONED FURNITURE AND CUSHIONS
FOR FURNITURE |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
URBAN VIEW |
|
Registered |
|
78/504598 |
|
22-Oct-2004 |
|
Aff of Use-5 Year |
|
10-Jan-2011 |
Country: |
|
United States of America |
|
|
|
3040885 |
|
10-Jan-2006 |
|
|
|
|
Classes: |
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int.: FURNITURE |
|
|
|
|
|
|
|
|
|
|
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in
brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Status |
|
|
|
|
|
|
|
|
|
|
|
|
Client Ref |
|
App Number |
|
App Date |
|
|
|
|
Trademark |
|
|
|
Number |
|
Reg Number |
|
Reg Date |
|
Next Action(s) |
|
Due Date(s) |
VILLA MARCHE’ |
|
Registered |
|
78/460305 |
|
02-Aug-2004 |
|
Aff of Use-5 Year |
|
15-Nov-2010 |
Country: |
|
United States of America |
|
|
|
3015326 |
|
15-Nov-2005 |
|
|
|
|
Classes: |
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int.: FURNITURE |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
VINTAGE WORLD |
|
Registered |
|
78/295288 |
|
03-Sep-2003 |
|
Aff of Use-5 Year |
|
04-Jan-2010 |
Country: |
|
United States of America |
|
|
|
2916240 |
|
04-Jan-2005 |
|
|
|
|
Classes: |
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int.: FURNITURE |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
XXXXXX LANDING |
|
Registered |
|
76/310723 |
|
10-Sep-2001 |
|
Aff of Use-5 Year |
|
28-May-2007 |
Country: |
|
United States of America |
|
|
|
2573610 |
|
28-May-2002 |
|
|
|
|
Classes: |
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int.: FURNITURE |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
YORKSHIRE MARKET |
|
Registered |
|
78/157833 |
|
26-Aug-2002 |
|
Aff of Use-5 Year |
|
18-Nov-2008 |
Country: |
|
United States of America |
|
|
|
2784272 |
|
18-Nov-2003 |
|
|
|
|
Classes: |
|
20 Int. |
|
|
|
|
|
|
|
|
|
|
Goods: |
|
20 Int.: FURNITURE |
|
|
|
|
|
|
|
|
|
|
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk in
brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
SCHEDULE 3.12
Material Agreements
1. |
|
Furniture Brands International, Inc. 1992 Stock Option Plan, as amended |
2. |
|
Furniture Brands International, Inc. 1999 Long-Term Incentive Plan, as amended |
3. |
|
Furniture Brands Internal, Inc. 2005 Long-Term Performance Bonus Plan |
4. |
|
Form of Stock Option Grant Letter |
5. |
|
Form of Restricted Stock Grant Letter |
6. |
|
Form of Indemnification Agreement between the Company and the Company’s
directors |
7. |
|
Furniture Brands International, Inc. Amended and Restated Restricted Stock Plan
for Outside Directors, dated as of January 27, 2005. |
8. |
|
Retirement Plan for Directors |
9. |
|
First Amendment to Retirement Plan for Directors |
10. |
|
Furniture Brands International, Inc. Executive Incentive Plan, as amended on
October 25, 2001 |
11. |
|
Thomasville Furniture Industries, Inc. Executive Incentive Plan, as amended on
January 24, 2002 |
12. |
|
Drexel Heritage Furniture Industries, Inc. Executive Incentive Plan, dated
January 24, 2002 |
13. |
|
Form of Executive Incentive Plan Grant Letter to Company Executives |
14. |
|
Form of Executive Incentive Plan Grant Letter to Operating Company Executives |
15. |
|
Employment Agreement, dated as of January 1, 2000, between the Company and
Xxxxxxx X. Xxxxxxxx |
16. |
|
Employment Agreement, dated as of February 10, 2004, between the Company and
Xxxx X. Xxx. |
17. |
|
Employment Agreement, dated as of February 7, 2005, between the Company and
Xxxxxx X. Xxxxx |
18. |
|
Employment Agreement, dated as of August 1, 1996, between the Company and Xxxx
Xxxxxxxxxxxx |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
19. |
|
Employment Agreement, dated as of September 6, 2005, between Thomasville Furniture
Industries, Inc. and Xxxxx X. Xxxxxxx |
20. |
|
Form of Agreement Not To Compete between the Company and Xxxxxxx X. Xxxxxxxx,
Xxxx X. Xxx, and Xxxx Xxxxxxxxxxxx |
21. |
|
Furniture Brands Supplemental Executive Retirement Plan, dated as of January 1,
2002 |
22. |
|
Form of Deferred Executive Compensation Agreement |
23. |
|
Form of Cash Option Deferred Executive Compensation Agreement |
24. |
|
Furniture Brands International, Inc. Deferred Compensation Plan, effective
January 1, 2006 |
25. |
|
Form of Long-Term Performance Cash Bonus Letter |
26. |
|
Employment Agreement dated as of June 14, 2007 between the Company and Xxxxx
Xxxxxxxxxx |
00. |
|
Change of Control Agreement dated June 19, 2007 between the Company and Xxxxx
X. Xxxxxxx and Xxxx Xxxxxxxxxxxx |
28. |
|
Executive Severance Plan dated June 19, 2007 between the Company and Xxxxx X.
Xxxxxxx and Xxxx Xxxxxxxxxxxx |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
SCHEDULE 3.14
Insurance
(See attached)
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
FURNITURE BRANDS INTERNATIONAL, INC.
SCHEDULE 3.14
Insurance
|
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|
|
POLICY |
|
|
|
|
|
|
|
GENERAL DESCRIPTION |
DESCRIPTION |
|
PERIOD |
|
POLICY NUMBER |
|
CARRIER |
|
and LIMITS (A) (B) |
Property Coverages (A) |
|
June 1, 2007-2008 |
|
|
|
All-Risk Property
|
|
|
|
FM387
|
|
Factory Mutual Insurance Company
|
|
All-Risk Replacement Cost Property
coverage (up to a general policy
aggregate of $[*]), including flood
and earth movement coverage (with
various limits up to $[*]) for real
property, personal property and
inventory. Also includes: replacement cost coverage for
Accounts Receivable (up to $[*] per
occurrence) and for Inland Transit
(up to $[*] per occurrence). |
|
|
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|
|
|
|
|
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|
|
Ocean Cargo
|
|
|
|
|
88446C |
|
|
American Home Assurance Company
|
|
Ocean Cargo: Up to $[*] per
conveyance; $[*] on deck. Inland
Transit to/from Mexico: up to $[*]
per conveyance. |
|
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|
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|
|
|
|
|
|
Casualty Coverages(B) |
|
June 30, 2007-2008 |
|
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|
|
|
General Liability
|
|
|
|
XX0000000
|
|
American Home Assurance Company
|
|
General Liability coverage, including
personal and advertising injury and
products liability coverage with a
$[*] per occurrence/$[*] general
aggregate limit. |
|
|
|
|
|
|
|
|
|
|
|
Auto Liability
|
|
|
|
|
1468720 |
|
|
American Home Assurance Company
|
|
Auto Liability coverage with a $[*]
combined single (per accident) limit. |
|
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|
|
|
|
|
|
|
|
Insured Workers Compensation
|
|
|
|
WC1558325 (OR)
WC1558349 (MI)
XX0000000 (CA)
WC1558352 (WI)
WC1660208 (FL)
WC1558350 (AOS) |
|
Insurance Company of the State of PA
Illinois National Insurance Company
American Home Assurance Company
National Union fire Insurance Co. of
Pittsburgh
Insurance Company of the State of PA
American Home Assurance Company
|
|
Insured Workers Compensation with
statutory limits and up to $[*] in
Employers Liability (all states
except NC, MS and VA). |
|
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|
|
|
|
|
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|
|
Excess Workers Compensation
|
|
|
|
EWC006479
|
|
Midwest Employers Casualty Company
|
|
Excess Workers Compensation in states
where Furniture Brands self-insures
workers compensation; NC, MS and VA.
Statutory limits and up to $[*]
Employers Liability coverage are
provided. |
|
Umbrella Liability
|
|
|
|
BE9834999
AEC937381804
US0000665DLI07A |
|
National Union Fire Insurance Co. of
Pittsburgh
American Guarantee and Liability
Insurance Company
XL Insurance America, Inc.
|
|
Excess Liability Coverage: Up to
$[*] excess of FB’s primary Casualty
coverage;
+ $[*] excess of $[*];
+$[*] excess of $[*]. |
|
|
|
(A) |
|
Complete copies of Furniture Brands’ Property and Ocean Cargo policies were provided. Please see the policies for actual terms and conditions, and specific limits and deductibles. |
|
(B) |
|
The Declarations Pages were provided for all of the Furniture Brands’ Casualty policies. Please see the Declaration Pages for additional information on specific coverages, limits and deductibles. |
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
SCHEDULE 3.15
Capitalization and Subsidiaries
Subsidiaries
Furniture Brands International, Inc. — Delaware
Direct Subsidiaries of Furniture Brands International, Inc.
Furniture Brands Retail Operations, Inc. — Delaware
Furniture Brands Export Co., Ltd. — Barbados (shell)
Broyhill Furniture Industries, Inc. — North Carolina
Direct Subsidiaries of Broyhill Furniture Industries, Inc.
Broyhill Transport, Inc. — North Carolina
Broyhill Retail, Inc. — Delaware
Broyhill Home Furnishings, Inc. — Delaware
Lane Furniture Industries, Inc. — Mississippi
Direct Subsidiaries of Lane Furniture Industries, Inc.
Action Transport, Inc. — Delaware
The Lane Company, Inc. — Virginia
Laneventure, Inc. — Delaware
Lane Home Furnishings Retail, Inc. — Delaware
HDM Furniture Industries, Inc. — Delaware
Direct Subsidiaries of HDM Furniture Industries, Inc.
Henredon Furniture Industries, Inc. — Delaware (shell)
Drexel Heritage Furniture Industries, Inc. — Delaware (shell)
HDM Transport, Inc. — North Carolina
HDM Retail, Inc. — Delaware
Direct Subsidiaries of HDM Retail, Inc.
Henredon Designer Showrooms, Inc. — Delaware (shell)
Xxxxxxxx-Xxxxx Furniture Industries, Inc. — Delaware
Direct Subsidiaries of Xxxxxxxx-Xxxxx Furniture Industries, Inc.
Xxxxxxxx-Xxxxx Home Furnishings, Inc. — Delaware
Xxxxxxxx-Xxxxx Asia Holdings Limited — Vanuatu
Direct Subsidiaries of Xxxxxxxx-Xxxxx Asia Holdings Limited
Xxxxxxxx-Xxxxx Cebu, Inc. — Philippines
X. X. Xxxxxxxx-Xxxxx Indonesia — Indonesia
Xxxxxxxx-Xxxxx Limited — Hong Kong
Xxxxxxxx-Xxxxx Export (L) Bhd. — Labuan
Decorative Hardware Solutions (L) Bhd. — Labuan
Thomasville Furniture Industries, Inc. — Delaware
Direct Subsidiaries of Thomasville Furniture Industries, Inc.
Xxxxxx, Inc. — Delaware (shell)
Thomasville Chair Company — North Carolina (shell)
Thomasville Upholstery, Inc. — Delaware (shell)
Fayette Enterprises, Inc. — Mississippi
Thomasville Home Furnishings, Inc. — Delaware
Hickory Business Furniture, Inc. — North Carolina
Thomasville Retail, Inc. — Virginia
All Subsidiaries are corporations.
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
SCHEDULE 6.01
Existing Indebtedness
1. |
|
$8,000,000 Mississippi Business Finance Corporation Taxable Industrial Revenue Bonds
Series 1998 (Action merger Sub, Inc. Project); Trustmark National, as trustee for the Bond |
2. |
|
Guaranty of the Indebtedness described in item 1 above by Furniture Brands, Broyhill,
Lane and Thomasville. |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
SCHEDULE 6.02
Existing Liens
The following is a list of any Lien on any property or asset of any Borrower or any
Subsidiary existing on the date of the
Credit Agreement.
(See attached)
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
FINANCING |
|
|
|
|
|
|
|
|
SECURED |
|
STATEMENT |
|
FILING |
|
|
DEBTOR |
|
JURISDICTION |
|
PARTY |
|
NO. |
|
DATE |
|
COLLATERAL DESCRIPTION |
Furniture Brands
Retail Operations,
Inc. (Debtor is
Furniture Brands
Retail OPS, Inc.
|
|
Missouri
Secretary of State
|
|
Miresco Investment
Services, Inc.
0000 Xxxxxxxx Xxxxx
Xxxxx 000
Xxxxxxx, XX 00000
|
|
20070066884B
|
|
06/11/07
|
|
Consigned Inventory of Rugs
and Floor Coverings |
|
|
|
|
|
|
|
|
|
|
|
Broyhill Furniture
Industries, Inc.
|
|
North Carolina
Secretary of State
|
|
GE Capital Consumer
Card Co.
0000 Xxxxx Xxxxxx Xxxxx
Xxxxx, XX 00000
|
|
20030131493H
|
|
12/30/03
|
|
Credit card program —
precautionary filing (See
Exhibit) |
|
|
|
|
|
|
|
|
|
|
|
Broyhill Furniture
Industries, Inc.
|
|
North Carolina
Secretary of State
|
|
XXX Xxxxxxxxxxx
000 Xxxxx Xxxxxx
Xxxxxxxxx, XX 00000
and
Fleet Business Credit,
LLC
Xxx Xxxxx Xxxxxx Xxxxx
Xxxxxxx, XX 00000
|
|
20040029562A
|
|
03/26/04
|
|
Symmetrix 8530-73 and other
items described therein |
|
|
|
|
|
|
|
|
|
|
|
Broyhill Furniture
Industries, Inc.
|
|
North Carolina
Secretary of State
|
|
Pitney Xxxxx Credit
Corporation
00 Xxxxxxxxx Xxxxx
Xxxxxxx, XX 00000
|
|
20060021955A
|
|
03/06/06
|
|
All equipment manufactured,
sold, distributed or
financed by Pitney Xxxxx
Inc. and/or its
subsidiaries, including
Pitney Xxxxx Credit
Corporation. |
|
|
|
|
|
|
|
|
|
|
|
Drexel Heritage
Furniture
Industries, Inc.
|
|
Delaware
Secretary of State
|
|
GE Capital Consumer
Card Co.
0000 Xxxxx Xxxxxx Xxxxx
Xxxxx, XX 00000
|
|
4052422 5
|
|
02/25/04
|
|
Credit card program —
precautionary filing (See
Exhibit) |
|
|
|
|
|
|
|
|
|
|
|
Drexel Heritage
Furniture
Industries, Inc.
|
|
Delaware
Secretary of State
|
|
Crown Credit Company
00 X. Xxxxxxxxxx Xxxxxx
Xxx Xxxxxx, XX 00000
|
|
5362307 2
|
|
11/22/05
|
|
Crown lift trucks |
|
|
|
|
|
|
|
|
|
|
|
HDM Furniture
Industries, Inc.
|
|
Delaware
Secretary of State
|
|
Crown Credit Company
00 X. Xxxxxxxxxx Xxxxxx
Xxx Xxxxxx, XX 00000
|
|
6247277 7
|
|
07/18/06
|
|
Crown lift trucks |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
FINANCING |
|
|
|
|
|
|
|
|
SECURED |
|
STATEMENT |
|
FILING |
|
|
DEBTOR |
|
JURISDICTION |
|
PARTY |
|
NO. |
|
DATE |
|
COLLATERAL DESCRIPTION |
HDM Furniture
Industries, Inc.
|
|
Delaware
Secretary of State
|
|
Miresco Promotional
Sales,
Inc.
0000 Xxxxxxxx Xxxxx,
Xxxxx 000
Xxxxxxx, XX 00000
|
|
20070021695C
|
|
03/05/07
|
|
Consigned inventory and goods |
|
|
|
|
|
|
|
|
|
|
|
HDM Retail, Inc.
|
|
Delaware
Secretary of State
|
|
Systel Business
Equipment
0000 Xxx Xxxxx
Xxxxxx Xxxx
Xxxxx, XX 00000
|
|
7233534 6
|
|
06/20/07
|
|
Ricoh items
(See Ex. A) |
Thomasville Furniture Industries, Inc.
Judgment Liens
Davidson County, North Carolina: No. 98 M 000-00-00-000, docketed 6/10/98; Xxxxxxxx Door Sales of
Winston Salem Inc., v. Thomasville Furniture Ind., $13,695.00 plus $4.00 costs
Davidson County, North Carolina: No. 98 M 000 00-00-000, docketed 6/22/98; High Point Sprinkler
Inc. v. Thomasville Furniture Industries, $2,339.41 plus $4.25 costs
Action Transport, Inc.
Federal Tax Xxxx
Xxx County, Mississippi: No. 2004-0176, filed 9/30/04 for $6,870.88
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
SCHEDULE 6.04
Existing Investments
See Schedule 3.15 and the following:
Money Market Accounts
|
|
|
|
|
Name of Grantor |
|
Name and Address of Institution |
|
Account Number |
Furniture Brands International, Inc.
|
|
US Bank Inst. Trust
|
|
[*] |
|
|
One XX Xxxx Xxxxx
Xx. Xxxxx, XX 00000
Attn: Xxxxxxx Xxxxxxx
(000) 000-0000 T
(000) 000-0000 F |
|
|
|
|
|
|
|
Furniture Brands
International, Inc.
|
|
Evergreen Investments
(Wachovia Bank)
00 Xxxx 00xx Xxxxxx
Xxx Xxxx, XX 00000
Attn: Xxxx Xxxxxxx
(000) 000-0000 T
(000) 000-0000 F
|
|
[*] |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
Other Miscellaneous Accounts
|
|
|
|
|
|
|
|
|
Name and Address of |
|
|
|
|
Name of Grantor |
|
Institution |
|
Account Number |
|
Type of Account |
Furniture Brands
International, Inc.
|
|
Deutsche Bank
00 Xxxx Xxxxxx
Xxx Xxxx, XX 00000
Attn: Xxxxxxx Xxxxxx
(000) 000-0000 T
(000) 000-0000 F
|
|
[*]
|
|
Nassau Sweep |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
SCHEDULE 6.10
Existing Restrictions
1. Encumbrances and restrictions set forth in the documents relating to the $8,000,000
Mississippi Business Finance Corporation Taxable Industrial Revenue Bonds Series 1998 (Action
Merger Sub, Inc. Project.)
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
EXHIBIT A
ASSIGNMENT AND ASSUMPTION
This Assignment and Assumption (the “Assignment and Assumption”) is dated as of the
Effective Date set forth below and is entered into by and between [Insert name of Assignor] (the
“Assignor”) and [Insert name of Assignee] (the “Assignee”). Capitalized terms used
but not defined herein shall have the meanings given to them in the Credit Agreement identified
below (as amended, the “Credit Agreement”), receipt of a copy of which is hereby
acknowledged by the Assignee. The Standard Terms and Conditions set forth in Annex 1 attached
hereto are hereby agreed to and incorporated herein by reference and made a part of this Assignment
and Assumption as if set forth herein in full.
For an agreed consideration, the Assignor hereby irrevocably sells and assigns to the
Assignee, and the Assignee hereby irrevocably purchases and assumes from the Assignor, subject to
and in accordance with the Standard Terms and Conditions and the Credit Agreement, as of the
Effective Date inserted by the Administrative Agent as contemplated below (i) all of the Assignor’s
rights and obligations in its capacity as a Lender under the Credit Agreement and any other
documents or instruments delivered pursuant thereto to the extent related to the amount and
percentage interest identified below of all of such outstanding rights and obligations of the
Assignor under the respective facilities identified below (including any letters of credit,
guarantees, and swingline loans included in such facilities) and (ii) to the extent permitted to be
assigned under applicable law, all claims, suits, causes of action and any other right of the
Assignor (in its capacity as a Lender) against any Person, whether known or unknown, arising under
or in connection with the Credit Agreement, any other documents or instruments delivered pursuant
thereto or the loan transactions governed thereby or in any way based on or related to any of the
foregoing, including contract claims, tort claims, malpractice claims, statutory claims and all
other claims at law or in equity related to the rights and obligations sold and assigned pursuant
to clause (i) above (the rights and obligations sold and assigned pursuant to clauses (i) and (ii)
above being referred to herein collectively as the “Assigned Interest”). Such sale and
assignment is without recourse to the Assignor and, except as expressly provided in this Assignment
and Assumption, without representation or warranty by the Assignor.
|
|
|
|
|
1.
|
|
Assignor:
|
|
|
|
|
|
|
|
2.
|
|
Assignee:
|
|
|
|
|
|
|
[and is an Affiliate/Approved Fund of [identify Lender]] |
|
|
|
|
|
3.
|
|
Borrower(s):
|
|
Furniture Brands International, Inc. and certain of its Subsidiaries |
|
|
|
|
|
4.
|
|
Administrative Agent:
|
|
JPMorgan Chase Bank, N.A., as the administrative agent under the Credit Agreement |
|
|
|
|
|
5.
|
|
Credit Agreement:
|
|
The $550,000,000 Credit Agreement dated as of August 9, 2007 among Furniture Brands
International, Inc., the other Loan Parties named therein, the Lenders parties thereto, JPMorgan
Chase Bank, N.A., as Administrative Agent, and the other agents parties thereto |
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Aggregate Amount of |
|
Amount of |
|
|
Facility Assigned |
|
Commitment/Loans for |
|
Commitment/Loans |
|
Percentage Assigned of |
Commitment |
|
all Lenders |
|
Assigned |
|
Commitment/Loans1 |
|
|
$ |
|
|
$ |
|
|
|
% |
|
|
|
$ |
|
|
$ |
|
|
|
% |
|
|
|
$ |
|
|
$ |
|
|
|
% |
|
Effective Date: ___, 20___ [TO BE INSERTED BY ADMINISTRATIVE AGENT AND WHICH SHALL
BE THE EFFECTIVE DATE OF RECORDATION OF TRANSFER IN THE REGISTER THEREFOR.]
The Assignee agrees to deliver to the Administrative Agent a completed Administrative Questionnaire
in which the Assignee designates one or more Credit Contacts to whom all syndicate-level
information (which may contain material non-public information about the Borrower, the Loan Parties
and their Related Parties or their respective securities) will be made available and who may
receive such information in accordance with the Assignee’s compliance procedures and applicable
laws, including Federal and state securities laws.
The terms set forth in this Assignment and Assumption are hereby agreed to:
|
|
|
|
|
|
|
|
|
ASSIGNOR |
|
|
|
|
|
|
|
|
|
[NAME OF ASSIGNOR] |
|
|
|
|
|
|
|
|
|
By: |
|
|
|
|
|
|
|
|
Title:
|
|
|
|
|
|
|
|
|
|
|
|
ASSIGNEE |
|
|
|
|
|
|
|
|
|
[NAME OF ASSIGNEE] |
|
|
|
|
|
|
|
|
|
By: |
|
|
|
|
|
|
|
|
Title:
|
|
|
|
|
|
1 |
|
Set forth, to at least 9 decimals, as a
percentage of the Commitment/Loans of all Lenders thereunder. |
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
[Consented to and]2 Accepted:
[NAME OF ADMINISTRATIVE AGENT], as
Administrative Agent
|
|
|
|
|
By
|
|
|
|
|
Title: |
|
|
|
|
|
|
|
|
|
[Consented to:]3 |
|
|
|
|
|
|
|
[NAME OF RELEVANT PARTY] |
|
|
|
|
|
|
|
By
|
|
|
|
|
Title:
|
|
|
|
|
|
|
|
2 |
|
To be added only if the consent of the
Administrative Agent is required by the terms of the Credit Agreement. |
|
3 |
|
To be added only if the consent of the
Borrower and/or other parties (e.g. Swingline Lender, Issuing Bank) is required
by the terms of the Credit Agreement. |
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
ANNEX 1
STANDARD TERMS AND CONDITIONS FOR
ASSIGNMENT AND ASSUMPTION
1. Representations and Warranties.
1.1 Assignor. The Assignor (a) represents and warrants that (i) it is the legal and
beneficial owner of the Assigned Interest, (ii) the Assigned Interest is free and clear of any
lien, encumbrance or other adverse claim and (iii) it has full power and authority, and has taken
all action necessary, to execute and deliver this Assignment and Assumption and to consummate the
transactions contemplated hereby; and (b) assumes no responsibility with respect to (i) any
statements, warranties or representations made in or in connection with the Credit Agreement or any
other Loan Document, (ii) the execution, legality, validity, enforceability, genuineness,
sufficiency or value of the Loan Documents or any collateral thereunder, (iii) the financial
condition of the Borrower, any of its Subsidiaries or Affiliates or any other Person obligated in
respect of any Loan Document or (iv) the performance or observance by the Borrower, any of its
Subsidiaries or Affiliates or any other Person of any of their respective obligations under any
Loan Document.
1.2. Assignee. The Assignee (a) represents and warrants that (i) it has full power
and authority, and has taken all action necessary, to execute and deliver this Assignment and
Assumption and to consummate the transactions contemplated hereby and to become a Lender under the
Credit Agreement, (ii) it satisfies the requirements, if any, specified in the Credit Agreement
that are required to be satisfied by it in order to acquire the Assigned Interest and become a
Lender, (iii) from and after the Effective Date, it shall be bound by the provisions of the Credit
Agreement as a Lender thereunder and, to the extent of the Assigned Interest, shall have the
obligations of a Lender thereunder, (iv) it has received a copy of the Credit Agreement, together
with copies of the most recent financial statements delivered pursuant to Section 5.01 thereof, as
applicable, and such other documents and information as it has deemed appropriate to make its own
credit analysis and decision to enter into this Assignment and Assumption and to purchase the
Assigned Interest on the basis of which it has made such analysis and decision independently and
without reliance on the Administrative Agent or any other Lender, and (v) if it is a Foreign
Lender4, attached to the Assignment and Assumption is any documentation required to be
delivered by it pursuant to the terms of the Credit Agreement, duly completed and executed by the
Assignee; and (b) agrees that (i) it will, independently and without reliance on the Administrative
Agent, the Assignor or any other Lender, and based on such documents and information as it shall
deem appropriate at the time, continue to make its own credit decisions in taking or not taking
action under the Loan Documents, and (ii) it will perform in accordance with their terms all of the
obligations which by the terms of the Loan Documents are required to be performed by it as a
Lender.
2. Payments. From and after the Effective Date, the Administrative Agent shall make
all payments in respect of the Assigned Interest (including payments of principal, interest, fees
and other amounts) to the Assignor for amounts which have accrued to but excluding the Effective
Date and to the Assignee for amounts which have accrued from and after the Effective Date.
3. General Provisions. This Assignment and Assumption shall be binding upon, and
inure to the benefit of, the parties hereto and their respective successors and assigns. This
Assignment
|
|
|
4 |
|
The concept of “Foreign Lender” should be
conformed to the section in the Credit Agreement governing withholding taxes
and gross-up. |
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
and Assumption may be executed in any number of counterparts, which together shall constitute
one instrument. Delivery of an executed counterpart of a signature page of this Assignment and
Assumption by facsimile shall be effective as delivery of a manually executed counterpart of this
Assignment and Assumption. This Assignment and Assumption shall be governed by, and construed in
accordance with, the law of the State of
Illinois.
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
EXHIBIT B
BORROWING BASE CERTIFICATE
(See Attached)
|
|
|
[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
|
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BORROWING BASE REPORT
Furniture Brands — Combined
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Rpt # |
Obligor Number: N/A
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Date: |
Loan Number: 801703422000
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Period Covered: ___________ to ____________ |
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Finished |
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Raw Materials |
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WIP |
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Goods |
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In-Transit |
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Total |
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COLLATERAL CATEGORY |
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A/R |
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Inventory |
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Inventory |
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Inventory |
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Inventory |
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Inventory |
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Total Eligible Collateral |
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0.00 |
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Description |
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1 Beginning balance (Previous report — Line 8) |
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0.00 |
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2 Additions to Collateral (Gross Sales or Purchases) |
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0.00 |
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3 Other Additions (Add back any non-A/R cash in line
3) |
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0.00 |
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4 Deductions to Collateral (Cash Received) |
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0.00 |
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5 Deductions to Collateral (Discounts, other) |
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0.00 |
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6 Deductions to Collateral (Credit Memos, all) |
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0.00 |
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7 Other non-cash credits to A/R |
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0.00 |
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8 Total Ending Collateral Balance |
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0.00 |
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0.00 |
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0.00 |
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0.00 |
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|
0.00 |
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|
0.00 |
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9 Less Ineligible — Extended Terms |
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0.00 |
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|
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10 Less Ineligible — Past Due |
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0.00 |
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11 Less Ineligible — Federal Government |
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0.00 |
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12 Less Ineligible — Chargebacks (Current) |
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0.00 |
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13 Less Ineligible — Other (attach schedule) |
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0.00 |
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14 Total Ineligibles — Accounts Receivable |
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0.00 |
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15 Less Ineligible — Packaging Supplies |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
|
0.00 |
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16 Less Ineligible — Inventory Offsite not covered |
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0.00 |
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0.00 |
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0.00 |
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|
0.00 |
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|
0.00 |
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17 Less Ineligible — Inventory WIP |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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18 Less Ineligible — Consigned |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
|
0.00 |
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|
0.00 |
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19 Less Ineligible — Other (attach schedule) |
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0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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20 Total Ineligibles Inventory Appraisal |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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21 Total Eligible Collateral — Appraisal |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
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|
22 In Transit Inventory Cap ($40MM) |
|
|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
|
0.00 |
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|
|
0.00 |
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23 Advance Rate Percentage |
|
|
65 |
% |
|
#DIV/0! |
|
#DIV/0! |
|
#DIV/0! |
|
|
53 |
% |
|
#DIV/0! |
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|
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|
24 Net Available — Appraisal Borrowing Base Value |
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
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|
|
0.00 |
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|
|
0.00 |
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|
0.00 |
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25 Reserves (Other) |
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26 Total Borrowing Base Value — Appraisal |
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|
0.00 |
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|
0.00 |
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|
|
0.00 |
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|
0.00 |
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|
|
0.00 |
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|
0.00 |
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27 Less Ineligible — WIP |
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0.00 |
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0.00 |
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0.00 |
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0.00 |
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0.00 |
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28 Less Ineligible — ACCESSORIES |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
|
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|
29 Less Ineligible — Slow Moving Inventory |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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30 Total Ineligible Inventory per exam |
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0.00 |
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|
0.00 |
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0.00 |
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|
0.00 |
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|
0.00 |
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31 Total Eligible Collateral — Exam |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
32 Advance Rate Percentage |
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|
85 |
% |
|
|
70 |
% |
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70 |
% |
|
|
70 |
% |
|
|
70 |
% |
|
|
70 |
% |
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|
33 Net Available — Borrowing Base Value |
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|
0.00 |
|
|
|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
34 Reserves (Other) |
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35 Total Borrowing Base Value — Per Exam |
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
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|
0.00 |
|
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|
36 Lower of Appraisal Calculation or Exam Calculation |
|
|
0.00 |
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|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
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|
37 Total Availability/CAPS |
|
|
0.00 |
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38 Revolver Line |
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|
555,000,000.00 |
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|
Total Revolver Line |
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|
550,000,000.00 |
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|
39 Maximum Borrowing Limit (Lesser of 37. or 38)* |
|
|
0.00 |
|
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|
|
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|
|
|
|
|
|
|
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|
|
Total Available |
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|
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|
|
|
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|
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|
|
40 Suppressed Availability |
|
|
0 |
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|
|
|
LOAN STATUS |
|
|
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|
41 Previous Loan Balance (Previous Report Line 44) |
|
|
|
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|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
|
|
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|
|
42 Less: A. Net Collections (Same as line 4) |
|
|
|
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
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|
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|
|
|
|
|
|
B. Adjustments/Other ______ |
|
|
|
|
|
|
|
|
|
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|
|
43 Add: A. Request for Funds |
|
|
|
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
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|
|
B. Adjustments/Other ______ |
|
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|
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44 New Loan Balance |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
|
|
Total New Loan Balance: |
|
|
0.00 |
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45 Letters of Credit/Bankers Acceptance Outstanding |
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0.00 |
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46 Availability Not Borrowed (Lines 39 less 43 & 44) |
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0.00 |
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Pursuant to, and in accordance with, the terms and provisions of that certain Credit Agreement (“Agreement”), between JPMorgan Chase Bank, N.A. (“Chase”), as Administrative Agent for the Lenders, the Loan
Parties and Furniture Brands International, et. al (“Borrower”). Borrower is executing and delivering to Chase this Collateral Report accompanied by supporting data (collectively referred to as the “Report”).
Borrower warrants and represents to Chase that this Report is true and correct, and is based on information contained in Borrower’s own financial accounting records. Borrower, by the execution of this
Report, hereby ratifies, confirms and affirms all of the terms, conditions and provisions of the Agreement, and further certifies on this ______ day of _______________, 20__, that the Borrower
is in compliance with said Agreement.
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BORROWER NAME: Furniture Brands International, Inc.
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AUTHORIZED SIGNATURE: |
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[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
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BORROWING BASE REPORT
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Broyhill
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Rpt # |
Obligor Number:
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Date: |
Loan Number:
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Period Covered: ___________ to ____________ |
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Finished |
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Raw Materials |
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WIP |
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Goods |
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In-Transit |
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Total |
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COLLATERAL CATEGORY |
|
A/R |
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Inventory |
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Inventory |
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Inventory |
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Inventory |
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Inventory |
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Total Eligible Collateral |
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0.00 |
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Description |
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1 Beginning balance (Previous report — Line 8) |
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0.00 |
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2 Additions to Collateral (Gross Sales or Purchases) |
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0.00 |
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3 Other Additions (Add back any non-A/R cash in line
3) |
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0.00 |
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4 Deductions to Collateral (Cash Received) |
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0.00 |
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5 Deductions to Collateral (Discounts, other) |
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0.00 |
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6 Deductions to Collateral (Credit Memos, all) |
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0.00 |
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7 Other non-cash credits to A/R |
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0.00 |
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8 Total Ending Collateral Balance |
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0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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9 Less Ineligible — Extended Terms |
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|
0.00 |
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|
|
|
|
|
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10 Less Ineligible — Past Due |
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0.00 |
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11 Less Ineligible — Federal Government |
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|
0.00 |
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12 Less Ineligible — Chargebacks (Current) |
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|
0.00 |
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13 Less Ineligible — Other (attach schedule) |
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|
0.00 |
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14 Total Ineligibles — Accounts Receivable |
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|
0.00 |
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15 Less Ineligible — Packaging Supplies |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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16 Less Ineligible — Inventory Offsite not covered |
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|
0.00 |
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|
0.00 |
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|
0.00 |
|
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|
0.00 |
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|
0.00 |
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17 Less Ineligible — Inventory WIP |
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|
0.00 |
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|
|
0.00 |
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|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
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18 Less Ineligible — Consigned |
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|
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|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
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|
|
0.00 |
|
|
|
0.00 |
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19 Less Ineligible — Other (attach schedule) |
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|
|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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20 Total Ineligibles Inventory Appraisal |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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21 Total Eligible Collateral — Appraisal |
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|
0.00 |
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|
|
0.00 |
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|
|
0.00 |
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|
|
0.00 |
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|
|
0.00 |
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|
|
0.00 |
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|
22 In Transit Inventory Cap ($40MM) |
|
|
0.00 |
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|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
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|
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|
23 Advance Rate Percentage |
|
|
65 |
% |
|
#DIV/0! |
|
#DIV/0! |
|
#DIV/0! |
|
|
53 |
% |
|
#DIV/0! |
|
|
|
|
|
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|
|
24 Net Available — Appraisal Borrowing Base Value |
|
|
0.00 |
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|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
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|
25 Reserves (Other) |
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26 Total Borrowing Base Value — Appraisal |
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|
0.00 |
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|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
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|
0.00 |
|
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|
27 Less Ineligible — WIP |
|
|
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|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
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28 Less Ineligible — ACCESSORIES |
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|
|
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
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|
29 Less Ineligible — Slow Moving Inventory |
|
|
|
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
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|
30 Total Ineligible Inventory per exam |
|
|
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|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
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|
31 Total Eligible Collateral — Exam |
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
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|
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|
|
32 Advance Rate Percentage |
|
|
85 |
% |
|
|
70 |
% |
|
|
70 |
% |
|
|
70 |
% |
|
|
70 |
% |
|
|
70 |
% |
|
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|
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|
|
33 Net Available — Borrowing Base Value |
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
|
|
|
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|
|
34 Reserves (Other) |
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|
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|
|
35 Total Borrowing Base Value — Per Exam |
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
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|
|
|
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|
36 Lower of Appraisal Calculation or Exam Calculation |
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
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|
|
37 Total Availability/CAPS |
|
|
0.00 |
|
|
|
|
|
|
|
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|
|
|
|
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38 Revolver Line |
|
|
555,000,000.00 |
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Total Revolver Line |
|
|
550,000,000.00 |
|
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|
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|
|
39 Maximum Borrowing Limit (Lesser of 37. or 38)* |
|
|
0.00 |
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|
|
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|
|
|
|
|
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|
|
Total Available |
|
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|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
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|
|
40 Suppressed Availability |
|
|
0 |
|
|
|
|
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|
|
|
|
|
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|
|
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|
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|
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|
|
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|
|
|
LOAN STATUS |
|
|
|
|
|
|
|
|
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|
|
|
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|
|
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|
|
|
|
|
|
|
|
|
|
41 Previous Loan Balance (Previous Report Line 44) |
|
|
|
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
|
|
|
|
|
|
42 Less: A. Net Collections (Same as line 4) |
|
|
|
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
B. Adjustments/Other _______ |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
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|
|
43 Add: A. Request for Funds |
|
|
|
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
|
|
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|
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|
|
|
|
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|
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|
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|
|
B. Adjustments/Other _______ |
|
|
|
|
|
|
|
|
|
|
|
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|
|
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|
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44 New Loan Balance |
|
|
0.00 |
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|
0.00 |
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|
0.00 |
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|
|
0.00 |
|
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|
0.00 |
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|
0.00 |
|
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Total New Loan Balance: |
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|
0.00 |
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45 Letters of Credit/Bankers Acceptance Outstanding |
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0.00 |
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46 Availability Not Borrowed (Lines 39 less 43 & 44) |
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0.00 |
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Pursuant to, and in accordance with, the terms and provisions of that certain Credit Agreement (“Agreement”), between JPMorgan Chase Bank, N.A. (“Chase”), as Administrative Agent for the Lenders, the Loan
Parties and Furniture Brands International, et. al (“Borrower”). Borrower is executing and delivering to Chase this Collateral Report accompanied by supporting data (collectively referred to as the “Report”).
Borrower warrants and represents to Chase that this Report is true and correct, and is based on information contained in Borrower’s own financial accounting records. Borrower, by the execution of this
Report, hereby ratifies, confirms and affirms all of the terms, conditions and provisions of the Agreement, and further certifies on this ______ day of _______________, 20__, that the Borrower
is in compliance with said Agreement.
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BORROWER NAME: Broyhill Furniture Industries, Inc.
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AUTHORIZED SIGNATURE: |
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[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
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BORROWING BASE REPORT
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Lane
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Rpt # |
Obligor Number:
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Date: |
Loan Number:
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Period Covered: ___________ to ____________ |
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Finished |
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Raw Materials |
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WIP |
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Goods |
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In-Transit |
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Total |
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COLLATERAL CATEGORY |
|
A/R |
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Inventory |
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Inventory |
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Inventory |
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Inventory |
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Inventory |
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Total Eligible Collateral |
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0.00 |
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Description |
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1 Beginning balance (Previous report — Line 8) |
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0.00 |
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2 Additions to Collateral (Gross Sales or Purchases) |
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0.00 |
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3 Other Additions (Add back any non-A/R cash in line
3) |
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0.00 |
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4 Deductions to Collateral (Cash Received) |
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0.00 |
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5 Deductions to Collateral (Discounts, other) |
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0.00 |
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6 Deductions to Collateral (Credit Memos, all) |
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0.00 |
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7 Other non-cash credits to A/R |
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0.00 |
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8 Total Ending Collateral Balance |
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0.00 |
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|
0.00 |
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0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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9 Less Ineligible — Extended Terms |
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0.00 |
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|
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|
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10 Less Ineligible — Past Due |
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0.00 |
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11 Less Ineligible — Federal Government |
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|
0.00 |
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12 Less Ineligible — Chargebacks (Current) |
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0.00 |
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13 Less Ineligible — Other (attach schedule) |
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0.00 |
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14 Total Ineligibles — Accounts Receivable |
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0.00 |
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15 Less Ineligible — Packaging Supplies |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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16 Less Ineligible — Inventory Offsite not covered |
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|
0.00 |
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|
0.00 |
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|
0.00 |
|
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|
0.00 |
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|
0.00 |
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17 Less Ineligible — Inventory WIP |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
|
0.00 |
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|
0.00 |
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18 Less Ineligible — Consigned |
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|
0.00 |
|
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|
0.00 |
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|
0.00 |
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|
|
0.00 |
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|
0.00 |
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19 Less Ineligible — Other (attach schedule) |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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20 Total Ineligibles Inventory Appraisal |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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21 Total Eligible Collateral — Appraisal |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
22 In Transit Inventory Cap ($40MM) |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
|
0.00 |
|
|
|
0.00 |
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23 Advance Rate Percentage |
|
|
65 |
% |
|
#DIV/0! |
|
#DIV/0! |
|
#DIV/0! |
|
|
53 |
% |
|
#DIV/0! |
|
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|
24 Net Available — Appraisal Borrowing Base Value |
|
|
0.00 |
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|
0.00 |
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|
|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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25 Reserves (Other) |
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26 Total Borrowing Base Value — Appraisal |
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|
0.00 |
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|
0.00 |
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|
|
0.00 |
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|
0.00 |
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|
|
0.00 |
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|
0.00 |
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27 Less Ineligible — WIP |
|
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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28 Less Ineligible — ACCESSORIES |
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|
0.00 |
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|
0.00 |
|
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|
0.00 |
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|
0.00 |
|
|
|
0.00 |
|
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|
29 Less Ineligible — Slow Moving Inventory |
|
|
|
|
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|
0.00 |
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|
|
0.00 |
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|
0.00 |
|
|
|
0.00 |
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|
0.00 |
|
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|
30 Total Ineligible Inventory per exam |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
|
0.00 |
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|
31 Total Eligible Collateral — Exam |
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
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|
0.00 |
|
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|
32 Advance Rate Percentage |
|
|
85 |
% |
|
|
70 |
% |
|
|
70 |
% |
|
|
70 |
% |
|
|
70 |
% |
|
|
70 |
% |
|
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|
33 Net Available — Borrowing Base Value |
|
|
0.00 |
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|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
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|
0.00 |
|
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|
34 Reserves (Other) |
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|
35 Total Borrowing Base Value — Per Exam |
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
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|
36 Lower of Appraisal Calculation or Exam Calculation |
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
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|
37 Total Availability/CAPS |
|
|
0.00 |
|
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|
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38 Revolver Line |
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555,000,000.00 |
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Total Revolver Line |
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550,000,000.00 |
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39 Maximum Borrowing Limit (Lesser of 37. or 38)* |
|
|
0.00 |
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|
Total Available |
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|
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|
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|
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|
|
40 Suppressed Availability |
|
|
0 |
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|
|
LOAN STATUS |
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|
|
41 Previous Loan Balance (Previous Report Line 44) |
|
|
|
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|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
|
|
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|
|
42 Less: A. Net Collections (Same as line 4) |
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|
|
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
|
|
|
|
|
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|
|
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|
|
B. Adjustments/Other ________ |
|
|
|
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|
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|
|
43 Add: A. Request for Funds |
|
|
|
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
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|
|
B. Adjustments/Other ________ |
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|
|
|
|
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|
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|
|
44 New Loan Balance |
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
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|
|
0.00 |
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|
|
0.00 |
|
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|
0.00 |
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|
Total New Loan Balance: |
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|
0.00 |
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45 Letters of Credit/Bankers Acceptance Outstanding |
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0.00 |
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46 Availability Not Borrowed (Lines 39 less 43 & 44) |
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0.00 |
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Pursuant to, and in accordance with, the terms and provisions of that certain Credit Agreement (“Agreement”), between JPMorgan Chase Bank, N.A. (“Chase”), as Administrative Agent for the Lenders, the Loan
Parties and Furniture Brands International, et. al (“Borrower”). Borrower is executing and delivering to Chase this Collateral Report accompanied by supporting data (collectively referred to as the “Report”).
Borrower warrants and represents to Chase that this Report is true and correct, and is based on information contained in Borrower’s own financial accounting records. Borrower, by the execution of this
Report, hereby ratifies, confirms and affirms all of the terms, conditions and provisions of the Agreement, and further certifies on this ______ day of _______________, 20__, that the Borrower
is in compliance with said Agreement.
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BORROWER NAME: Lane Furniture Industriesl, Inc.
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AUTHORIZED SIGNATURE: |
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[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
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BORROWING BASE REPORT
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HDM
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Rpt # |
Obligor Number:
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Date: |
Loan Number:
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Period Covered: ___________ to ____________ |
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Finished |
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Raw Materials |
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WIP |
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Goods |
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In-Transit |
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Total |
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COLLATERAL CATEGORY |
|
A/R |
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Inventory |
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Inventory |
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Inventory |
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Inventory |
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Inventory |
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Total Eligible Collateral |
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0.00 |
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Description |
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1 Beginning balance (Previous report — Line 8) |
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0.00 |
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2 Additions to Collateral (Gross Sales or Purchases) |
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0.00 |
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3 Other Additions (Add back any non-A/R cash in line
3) |
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0.00 |
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4 Deductions to Collateral (Cash Received) |
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0.00 |
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5 Deductions to Collateral (Discounts, other) |
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0.00 |
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6 Deductions to Collateral (Credit Memos, all) |
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0.00 |
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7 Other non-cash credits to A/R |
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0.00 |
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8 Total Ending Collateral Balance |
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0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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9 Less Ineligible — Extended Terms |
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0.00 |
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|
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10 Less Ineligible — Past Due |
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0.00 |
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11 Less Ineligible — Federal Government |
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|
0.00 |
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12 Less Ineligible — Chargebacks (Current) |
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0.00 |
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13 Less Ineligible — Other (attach schedule) |
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0.00 |
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14 Total Ineligibles — Accounts Receivable |
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0.00 |
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15 Less Ineligible — Packaging Supplies |
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0.00 |
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0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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16 Less Ineligible — Inventory Offsite not covered |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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17 Less Ineligible — Inventory WIP |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
|
0.00 |
|
|
|
0.00 |
|
|
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18 Less Ineligible — Consigned |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
|
0.00 |
|
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|
0.00 |
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19 Less Ineligible — Other (attach schedule) |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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20 Total Ineligibles Inventory Appraisal |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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21 Total Eligible Collateral — Appraisal |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
|
0.00 |
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|
0.00 |
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|
22 In Transit Inventory Cap ($40MM) |
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|
0.00 |
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|
0.00 |
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|
|
0.00 |
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|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
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|
23 Advance Rate Percentage |
|
|
65 |
% |
|
#DIV/0! |
|
#DIV/0! |
|
#DIV/0! |
|
|
53 |
% |
|
#DIV/0! |
|
|
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|
|
24 Net Available — Appraisal Borrowing Base Value |
|
|
0.00 |
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|
|
0.00 |
|
|
|
0.00 |
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|
|
0.00 |
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|
|
0.00 |
|
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|
0.00 |
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|
25 Reserves (Other) |
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26 Total Borrowing Base Value — Appraisal |
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|
0.00 |
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|
0.00 |
|
|
|
0.00 |
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|
|
0.00 |
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|
|
0.00 |
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|
0.00 |
|
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|
27 Less Ineligible — WIP |
|
|
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|
0.00 |
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|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
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|
0.00 |
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28 Less Ineligible — ACCESSORIES |
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|
|
|
0.00 |
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|
|
0.00 |
|
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|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
|
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|
29 Less Ineligible — Slow Moving Inventory |
|
|
|
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
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|
|
0.00 |
|
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|
30 Total Ineligible Inventory per exam |
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|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
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|
|
0.00 |
|
|
|
0.00 |
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|
31 Total Eligible Collateral — Exam |
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
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|
32 Advance Rate Percentage |
|
|
85 |
% |
|
|
70 |
% |
|
|
70 |
% |
|
|
70 |
% |
|
|
70 |
% |
|
|
70 |
% |
|
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|
33 Net Available — Borrowing Base Value |
|
|
0.00 |
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|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
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|
34 Reserves (Other) |
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|
35 Total Borrowing Base Value — Per Exam |
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
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|
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|
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|
36 Lower of Appraisal Calculation or Exam Calculation |
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
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|
37 Total Availability/CAPS |
|
|
0.00 |
|
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|
|
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38 Revolver Line |
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555,000,000.00 |
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Total Revolver Line |
|
|
550,000,000.00 |
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|
|
39 Maximum Borrowing Limit (Lesser of 37. or 38)* |
|
|
0.00 |
|
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|
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|
Total Available |
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|
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|
|
|
|
|
|
|
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|
|
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|
|
40 Suppressed Availability |
|
|
0 |
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|
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|
|
LOAN STATUS |
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|
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|
|
41 Previous Loan Balance (Previous Report Line 44) |
|
|
|
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
|
|
|
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|
|
42 Less: A. Net Collections (Same as line 4) |
|
|
|
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
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|
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|
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|
|
B. Adjustments/Other ________ |
|
|
|
|
|
|
|
|
|
|
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|
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|
|
43 Add: A. Request for Funds |
|
|
|
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
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|
|
B. Adjustments/Other ________ |
|
|
|
|
|
|
|
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|
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|
44 New Loan Balance |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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Total New Loan Balance: |
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0.00 |
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45 Letters of Credit/Bankers Acceptance Outstanding |
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0.00 |
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46 Availability Not Borrowed (Lines 39 less 43 & 44) |
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0.00 |
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Pursuant to, and in accordance with, the terms and provisions of that certain Credit Agreement (“Agreement”), between JPMorgan Chase Bank, N.A. (“Chase”), as Administrative Agent for the Lenders, the Loan
Parties and Furniture Brands International, et. al (“Borrower”). Borrower is executing and delivering to Chase this Collateral Report accompanied by supporting data (collectively referred to as the “Report”).
Borrower warrants and represents to Chase that this Report is true and correct, and is based on information contained in Borrower’s own financial accounting records. Borrower, by the execution of this
Report, hereby ratifies, confirms and affirms all of the terms, conditions and provisions of the Agreement, and further certifies on this ______ day of _______________, 20__, that the Borrower
is in compliance with said Agreement.
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BORROWER NAME: HDM Furniture Industries, Inc.
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AUTHORIZED SIGNATURE: |
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[*] |
|
Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
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BORROWING BASE REPORT
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Thomasville
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Rpt # |
Obligor Number:
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Date: |
Loan Number:
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Period Covered: ___________ to ____________ |
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Finished |
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Raw Materials |
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WIP |
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Goods |
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In-Transit |
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Total |
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COLLATERAL CATEGORY |
|
A/R |
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Inventory |
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Inventory |
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Inventory |
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Inventory |
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Inventory |
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Total Eligible Collateral |
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0.00 |
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Description |
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1 Beginning balance (Previous report — Line 8) |
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0.00 |
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2 Additions to Collateral (Gross Sales or Purchases) |
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0.00 |
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3 Other Additions (Add back any non-A/R cash in line
3) |
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0.00 |
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4 Deductions to Collateral (Cash Received) |
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0.00 |
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5 Deductions to Collateral (Discounts, other) |
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0.00 |
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6 Deductions to Collateral (Credit Memos, all) |
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0.00 |
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7 Other non-cash credits to A/R |
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0.00 |
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8 Total Ending Collateral Balance |
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0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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9 Less Ineligible — Extended Terms |
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0.00 |
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|
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10 Less Ineligible — Past Due |
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0.00 |
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11 Less Ineligible — Federal Government |
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|
0.00 |
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12 Less Ineligible — Chargebacks (Current) |
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0.00 |
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13 Less Ineligible — Other (attach schedule) |
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0.00 |
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14 Total Ineligibles — Accounts Receivable |
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0.00 |
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15 Less Ineligible — Packaging Supplies |
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0.00 |
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0.00 |
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0.00 |
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|
0.00 |
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|
0.00 |
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16 Less Ineligible — Inventory Offsite not covered |
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0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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17 Less Ineligible — Inventory WIP |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
|
0.00 |
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|
|
0.00 |
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18 Less Ineligible — Consigned |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
|
0.00 |
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|
0.00 |
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19 Less Ineligible — Other (attach schedule) |
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|
0.00 |
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0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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20 Total Ineligibles Inventory Appraisal |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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21 Total Eligible Collateral — Appraisal |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
22 In Transit Inventory Cap ($40MM) |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
23 Advance Rate Percentage |
|
|
65 |
% |
|
#DIV/0! |
|
#DIV/0! |
|
#DIV/0! |
|
|
53 |
% |
|
#DIV/0! |
|
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|
|
24 Net Available — Appraisal Borrowing Base Value |
|
|
0.00 |
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|
0.00 |
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|
|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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25 Reserves (Other) |
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26 Total Borrowing Base Value — Appraisal |
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|
0.00 |
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|
0.00 |
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|
|
0.00 |
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|
0.00 |
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|
|
0.00 |
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|
0.00 |
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27 Less Ineligible — WIP |
|
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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|
0.00 |
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28 Less Ineligible — ACCESSORIES |
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|
|
0.00 |
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|
0.00 |
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|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
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|
29 Less Ineligible — Slow Moving Inventory |
|
|
|
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|
0.00 |
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|
|
0.00 |
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|
|
0.00 |
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|
|
0.00 |
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|
|
0.00 |
|
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|
30 Total Ineligible Inventory per exam |
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|
0.00 |
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|
0.00 |
|
|
|
0.00 |
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|
|
0.00 |
|
|
|
0.00 |
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|
31 Total Eligible Collateral — Exam |
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
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|
0.00 |
|
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|
32 Advance Rate Percentage |
|
|
85 |
% |
|
|
70 |
% |
|
|
70 |
% |
|
|
70 |
% |
|
|
70 |
% |
|
|
70 |
% |
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|
33 Net Available — Borrowing Base Value |
|
|
0.00 |
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|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
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|
0.00 |
|
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|
34 Reserves (Other) |
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|
35 Total Borrowing Base Value — Per Exam |
|
|
0.00 |
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|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
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|
36 Lower of Appraisal Calculation or Exam Calculation |
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
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|
37 Total Availability/CAPS |
|
|
0.00 |
|
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38 Revolver Line |
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555,000,000.00 |
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Total Revolver Line |
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|
550,000,000.00 |
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|
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39 Maximum Borrowing Limit (Lesser of 37. or 38)* |
|
|
0.00 |
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|
Total Available |
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|
|
|
|
|
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|
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|
|
40 Suppressed Availability |
|
|
0 |
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|
|
LOAN STATUS |
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|
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|
|
41 Previous Loan Balance (Previous Report Line 44) |
|
|
|
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|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
|
|
|
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|
|
42 Less: A. Net Collections (Same as line 4) |
|
|
|
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
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|
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|
|
B. Adjustments/Other _______ |
|
|
|
|
|
|
|
|
|
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|
|
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|
|
43 Add: A. Request for Funds |
|
|
|
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
|
|
0.00 |
|
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|
|
B. Adjustments/Other _______ |
|
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|
|
|
|
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44 New Loan Balance |
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0.00 |
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0.00 |
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0.00 |
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0.00 |
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0.00 |
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0.00 |
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Total New Loan Balance: |
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0.00 |
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45 Letters of Credit/Bankers Acceptance Outstanding |
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0.00 |
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46 Availability Not Borrowed (Lines 39 less 43 & 44) |
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0.00 |
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Pursuant to, and in accordance with, the terms and provisions of that certain Credit Agreement (“Agreement”), between JPMorgan Chase Bank, N.A. (“Chase”), as Administrative Agent for the Lenders, the Loan
Parties and Furniture Brands International, et. al (“Borrower”). Borrower is executing and delivering to Chase this Collateral Report accompanied by supporting data (collectively referred to as the “Report”).
Borrower warrants and represents to Chase that this Report is true and correct, and is based on information contained in Borrower’s own financial accounting records. Borrower, by the execution of this
Report, hereby ratifies, confirms and affirms all of the terms, conditions and provisions of the Agreement, and further certifies on this ______ day of _______________, 20__, that the Borrower
is in compliance with said Agreement.
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BORROWER NAME: Thomasville Furniture Industries, Inc.
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AUTHORIZED SIGNATURE: |
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[*] |
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Certain confidential information contained in this document, marked with an asterisk
in brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
EXHIBIT C
COMPLIANCE CERTIFICATE
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To: |
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The Lenders parties to the
Credit Agreement Described Below |
This Compliance Certificate is furnished pursuant to that certain Credit Agreement dated as of
August 9, 2007 (as amended, modified, renewed or extended from time to time, the “Agreement”) among
Furniture Brands International, Inc. (the “Company”), the other Loan Parties, the Lenders party
thereto and JPMorgan Chase Bank, N.A., as Administrative Agent for the Lenders and as the Issuing
Bank. Unless otherwise defined herein, capitalized terms used in this Compliance Certificate have
the meanings ascribed thereto in the Agreement.
THE UNDERSIGNED HEREBY CERTIFIES THAT:
1. I am the duly elected of the Company;
2. I have reviewed the terms of the Agreement and I have made, or have caused to be made
under my supervision, a detailed review of the transactions and conditions of the Company and its
Subsidiaries during the accounting period covered by the attached financial statements [for
quarterly financial statements add: and such financial statements present fairly in all material
respects the financial condition and results of operations of the Borrower and its consolidated
Subsidiaries on a consolidated basis in accordance with GAAP consistently applied, subject to
normal year-end audit adjustments and the absence of footnotes];
3. The examinations described in paragraph 2 did not disclose, except as set forth below, and
I have no knowledge of (i) the existence of any condition or event which constitutes a Default
during or at the end of the accounting period covered by the attached financial statements or as of
the date of this Certificate or (ii) any material change in GAAP or in the application thereof that
has occurred since the date of the audited financial statements referred to in Section 3.04 of the
Agreement;
4. I hereby certify that no Loan Party has changed (i) its name, (ii) its chief executive
office, (iii) principal place of business, (iv) the type of entity it is or (v) its state of
incorporation or organization without having given the Agent the notice required by Section 4.10 of
the Security Agreement;
5. If applicable, Schedule I attached hereto sets forth financial data and
computations evidencing the Borrowers’ compliance with certain covenants of the Agreement, all of
which data and computations are true, complete and correct; and
6. If applicable, Schedule II hereto sets forth the computation of Average
Availability for the fiscal quarter ended ___________, 20_.
Described below are the exceptions, if any, to paragraph 3 by listing, in detail, the (i)
nature of the condition or event, the period during which it has existed and the action which the
Loan Parties have taken, are taking, or propose to take with respect to each such condition or
event or (i) the material change in GAAP or the application thereof and the effect of such change
on the attached financial statements:
[*] Certain confidential information contained in this document, marked with an asterisk in
brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended.
The foregoing certifications, together with the computations set forth in Schedule I and
Schedule II hereto and the financial statements delivered with this Certificate in support hereof,
are made and delivered this day of ______, _____.
[*] Certain confidential information contained in this document, marked with an asterisk in
brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended.
SCHEDULE I
Compliance as of _________, ____ with
Provisions of Section ____ and ____ of
the Agreement
[*] Certain confidential information contained in this document, marked with an asterisk in
brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended.
SCHEDULE II
Borrower’s Applicable Rate Calculation
[*] Certain confidential information contained in this document, marked with an asterisk in
brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended.
EXHIBIT D
JOINDER AGREEMENT
THIS JOINDER AGREEMENT (this “Agreement”), dated as of ___________, 2007, is entered into
between ______________________, a _________________ (the “New Subsidiary”) and JPMORGAN CHASE BANK,
N.A., in its capacity as administrative agent (the “Administrative Agent”) under that certain
Credit Agreement, dated as of August 9, 2007 among Furniture Brands International, Inc. (the
“Company”), the other Loan Parties party thereto, the Lenders party thereto and the Administrative
Agent (as the same may be amended, modified, extended or restated from time to time, the “Credit
Agreement”). All capitalized terms used herein and not otherwise defined shall have the meanings
set forth in the Credit Agreement.
The New Subsidiary and the Administrative Agent, for the benefit of the Lenders, hereby agree
as follows:
1. The New Subsidiary hereby acknowledges, agrees and confirms that, by its execution of this
Agreement, the New Subsidiary will be deemed to be a Loan Party under the Credit Agreement and a
“Loan Guarantor” for all purposes of the Credit Agreement and shall have all of the obligations of
a Loan Party and a Loan Guarantor thereunder as if it had executed the Credit Agreement. The New
Subsidiary hereby ratifies, as of the date hereof, and agrees to be bound by, all of the terms,
provisions and conditions contained in the Credit Agreement, including without limitation (a) all
of the representations and warranties of the Loan Parties set forth in Article III of the Credit
Agreement, (b) all of the covenants set forth in Articles V and VI of the Credit Agreement and (c)
all of the guaranty obligations set forth in Article X of the Credit Agreement. Without limiting
the generality of the foregoing terms of this paragraph 1, the New Subsidiary, subject to the
limitations set forth in Section 10.10 of the Credit Agreement, hereby guarantees, jointly and
severally with the other Loan Guarantors, to the Administrative Agent and the Lenders, as provided
in Article X of the Credit Agreement, the prompt payment and performance of the Guaranteed
Obligations in full when due (whether at stated maturity, as a mandatory prepayment, by
acceleration or otherwise) strictly in accordance with the terms thereof and agrees that if any of
the Guaranteed Obligations are not paid or performed in full when due (whether at stated maturity,
as a mandatory prepayment, by acceleration or otherwise), the New Subsidiary will, jointly and
severally together with the other Loan Guarantors, promptly pay and perform the same, without any
demand or notice whatsoever, and that in the case of any extension of time of payment or renewal of
any of the Guaranteed Obligations, the same will be promptly paid in full when due (whether at
extended maturity, as a mandatory prepayment, by acceleration or otherwise) in accordance with the
terms of such extension or renewal. *[The New Subsidiary has delivered to the Administrative Agent
an executed Loan Guaranty.]*
2. If required, the New Subsidiary is, simultaneously with the execution of this Agreement,
executing and delivering such Collateral Documents (and such other documents and instruments) as
requested by the Administrative Agent in accordance with the Credit Agreement.
3. The address of the New Subsidiary for purposes of Section 9.01 of the Credit Agreement is
as follows:
4. The New Subsidiary hereby waives acceptance by the Administrative Agent and the Lenders of
the guaranty by the New Subsidiary upon the execution of this Agreement by the New Subsidiary.
[*] Certain confidential information contained in this document, marked with an asterisk in
brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended.
5. This Agreement may be executed in any number of counterparts, each of which when so
executed and delivered shall be an original, but all of which shall constitute one and the same
instrument.
6. THIS AGREEMENT AND THE RIGHTS AND OBLIGATIONS OF THE PARTIES HEREUNDER SHALL BE GOVERNED BY
AND CONSTRUED AND INTERPRETED IN ACCORDANCE WITH THE LAWS OF THE STATE OF
ILLINOIS.
IN WITNESS WHEREOF, the New Subsidiary has caused this Agreement to be duly executed by its
authorized officer, and the Administrative Agent, for the benefit of the Lenders, has caused the
same to be accepted by its authorized officer, as of the day and year first above written.
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[NEW SUBSIDIARY] |
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By: |
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Name: |
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Title: |
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Acknowledged and accepted: |
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JPMORGAN CHASE BANK, N.A., as Administrative Agent |
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By: |
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Name: |
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Title: |
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[*] Certain confidential information contained in this document, marked with an asterisk in
brackets, has been omitted and filed separately with the Securities and Exchange Commission
pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended.