Amendment No. 4 TO THE INTERCOMPANY AGREEMENT
Exhibit 26(c)(18):
Amendment No. 4 to the Intercompany Agreement between Directed Services LLC and
Security Life of Denver Insurance Company
Amendment No. 4 TO THE INTERCOMPANY AGREEMENT
This Amendment No. 4, effective as of May 01, 2015, amends the Intercompany Agreement, dated as of December 22, 2010, as amended (the “Agreement”), by and between Directed Services LLC (“DSL”) and Security Life of Denver Insurance Company (“SLD”).
W I T N E S S E T H
WHEREAS, DSL is an investment adviser for certain U.S. registered investment companies (“Funds”) and a registered broker-dealer distributing variable insurance contracts; and
WHEREAS, SLD is an insurance company which offers a variety of insurance products, including variable annuities; Funds advised by DSL are made available through sub-accounts to purchasers of these insurance products; and
WHEREAS, DSL pays to SLD the amounts derived from applying the annual rates listed in Schedule A against the average net assets invested in the Funds by SLD and by SLD non-insurance customers during the prior calendar month; and
WHEREAS, Schedule A is reviewed at least once each calendar quarter and may be modified at any time by mutual written consent; and.
WHEREAS, the parties desire to clarify the Agreement by replacing Schedule A;
NOW, THEREFORE, the parties agree as follows:
1. Schedule A to the Agreement is deleted in its entirety and is replaced with the attached Amended Schedule A.
2. Capitalized terms used in this Amendment and not otherwise defined shall have the meanings ascribed to them in the Agreement.
3. This Amendment may be executed in several counterparts, each of which shall be an original, but all of which together will constitute one and the same instrument.
4. In all other respects, the Agreement is hereby confirmed and remains in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment No. 4 to be executed as of the day and year first above written.
|
DIRECTED SERVICES LLC |
SECURITY LIFE OF DENVER INSURANCE COMPANY |
|
By: /s/ Xxxxx X. Xxxxxxx |
By: /s/ Xxxx Xxxxxxx |
|
Name: Xxxxx X. Xxxxxxx |
Name: Xxxx Xxxxxxx |
|
Title: Executive Vice President |
Title: Vice President |
|
Amended Schedule A |
|
||||
|
|||||
|
This Schedule is effective as of May 1, 2015. |
|
||||
|
|||||
|
As described in Section 1
SLD shall be paid at the rates set forth immediately below. In the case of funds
of funds, payments will apply to the shares of the fund of funds held
directly at the rate specified and will also apply to shares of underlying
funds held indirectly through the fund of funds at the rates specified for
those underlying funds calculated in the same manner as if the underlying
funds were held directly. |
|
||||
|
Fund Type |
Fund |
Rate |
|||
|
VIM Fixed |
Voya Aggregate Bond Portfolio |
X.XXX% |
|
||
|
VIM Fixed |
Voya Global Bond Portfolio |
X.XXX% |
|
||
|
VIM Fixed |
Voya High Yield Portfolio |
X.XXX% |
|
||
|
Funds of Funds |
Voya Index Solution Portfolios |
X.XXX% |
|
||
|
VIM Equity/Balanced |
Voya Large Cap Growth Portfolio |
X.XXX% |
|
||
|
VIM Equity/Balanced |
Voya Large Cap Value Portfolio |
X.XXX% |
|
||
|
VIM Fixed |
Voya Limited Maturity Bond Portfolio |
X.XXX% |
|
||
|
VIM Fixed |
Voya Liquid Assets Portfolio |
X.XXX% |
|
||
|
VIT Portfolios |
Voya Multi-Manager Large Cap Core Portfolio |
X.XXX% |
|
||
|
Funds of Funds |
Voya Retirement Portfolios |
X.XXX% |
|
||
|
Funds of Funds |
Voya Solution Portfolios |
X.XXX% |
|
||
|
VIM Equity/Balanced |
Voya U.S. Stock Index Portfolio |
X.XXX% |
|
||
|
VPI Portfolios |
VY® American Century Small-Mid Cap Value Portfolio |
X.XXX% |
|
||
|
VPI Portfolios |
VY® Baron Growth Portfolio |
X.XXX% |
|
||
|
VIT Portfolios |
VY® BlackRock Inflation Protected Bond Portfolio |
X.XXX% |
|
||
|
VIT Portfolios |
VY® Clarion Real Estate Portfolio |
X.XXX% |
|
||
|
VPI Portfolios |
VY® Columbia Contrarian Core Portfolio |
X.XXX% |
|
||
|
VPI Portfolios |
VY® Columbia Small Cap Value II Portfolio |
X.XXX% |
|
||
|
VIT Portfolios |
VY® DFA World Equity Portfolio |
X.XXX% |
|
||
|
Fidelity Feeder |
VY® Fidelity® VIP Contrafund® Portfolio |
X.XXX% |
|
||
|
Fidelity Feeder |
VY® Fidelity® VIP Equity-Income Portfolio |
X.XXX% |
|
||
|
Fidelity Feeder |
VY® Fidelity® VIP Mid Cap Portfolio |
X.XXX% |
|
||
|
VIT Portfolios |
VY® FMR Diversified Mid Cap Portfolio |
X.XXX% |
|
||
|
VIT Portfolios |
VY® Franklin Income Portfolio |
X.XXX% |
|
||
|
VIT Portfolios |
VY® Franklin Mutual Shares Portfolio |
X.XXX% |
|
||
|
Funds of Funds |
VY® Franklin Xxxxxxxxx Founding Strategy Portfolio |
X.XXX% |
|
||
|
VPI Portfolios |
VY® Invesco Xxxxxxxx Portfolio |
X.XXX% |
|
||
|
VPI Portfolios |
VY® Invesco Equity and Income Portfolio |
X.XXX% |
|
||
|
VIT Portfolios |
VY® Invesco Growth and Income Portfolio |
X.XXX% |
|
||
|
VIT Portfolios |
VY® JPMorgan Emerging Markets Equity Portfolio |
X.XXX% |
|
||
|
VPI Portfolios |
VY® JPMorgan Mid Cap Value Portfolio |
X.XXX% |
|
||
|
VIT Portfolios |
VY® JPMorgan Small Cap Core Equity Portfolio |
X.XXX% |
|
||
|
VIT Portfolios |
VY® Xxxxxx Xxxxxxx Global Franchise Portfolio |
X.XXX% |
|
||
|
VPI Portfolios |
VY® Xxxxxxxxxxx Global Portfolio |
X.XXX% |
|
||
|
VPI Portfolios |
VY® Pioneer High Yield Portfolio |
X.XXX% |
|
||
|
VIT Portfolios |
VY® X. Xxxx Price Capital Appreciation Portfolio |
X.XXX% |
|
||
|
VPI Portfolios |
VY® X. Xxxx Price Diversified Mid Cap Growth Portfolio |
X.XXX% |
|
||
|
VIT Portfolios |
VY® X. Xxxx Price Equity Income Portfolio |
X.XXX% |
|
||
|
VPI Portfolios |
VY® X. Xxxx Price Growth Equity Portfolio |
X.XXX% |
|
||
|
VIT Portfolios |
VY® X. Xxxx Price International Stock Portfolio |
X.XXX% |
|
||
|
VPI Portfolios |
VY® Xxxxxxxxx Foreign Equity Portfolio |
X.XXX% |
|
||
|
VIT Portfolios |
VY® Xxxxxxxxx Global Growth Portfolio |
X.XXX% |
|
||
