March 21, 2013
March 21, 2013
Xxx Xxxxxx Capital Group, LLC
000 Xxxxxxxxx Xx.
28th Floor
Boston, Massachusetts 02116
Re: | Sub-Investment Advisory Agreement with Xxx Xxxxxx Capital Group, LLC |
dated February 17, 2012 (the “Sub-Investment Advisory Agreement”) |
Ladies and Gentlemen:
Pursuant to the Sub-Investment Advisory Agreement, we are hereby providing notification of the name change of ASTON Small Cap Growth Fund to ASTON/LMCG Small Cap Growth Fund and the addition of ASTON Small Cap Fund (the “Additional Fund”), a series of Aston Funds. Attached hereto is amended Schedule A to the Sub-Investment Advisory Agreement to reflect, among other things, the appropriate effective date and initial term for the Additional Fund.
By acknowledging below, you agree to render the investment advisory and management services to the Additional Fund under the terms of the Sub-Investment Advisory Agreement and the amended Schedule A attached hereto.
ASTON ASSET MANAGEMENT, LP | ||
By: | /s/ Xxxxxxx Xxxxxxxx | |
Name: | Xxxxxxx Xxxxxxxx | |
Title: | President |
Accepted this 25th day of March, 2013
XXX XXXXXX CAPITAL GROUP, LLC | ||
By: | /s/ Xxxxxx X. Tower III | |
Name: | Xxxxxx X. Xxxxx III | |
Title: | COO/CCO |
SCHEDULE A
Fund |
Effective Date |
Initial Term | ||
ASTON/LMCG Small Cap Growth Fund |
February 17, 2012 | December 31, 2013 | ||
ASTON Small Cap Fund |
January 31, 2013 | December 31, 2013 | ||
ASTON/LMCG Emerging Markets Fund |
March 26, 2013 | December 31, 2014 |