AMENDMENT NO. 4 TO MASTER INVESTMENT ADVISORY AGREEMENT
AMENDMENT
NO. 4
TO
This Amendment dated as of February 12, 2010, amends the Master Investment Advisory
Agreement (the “Agreement”), dated November 25, 2003, between AIM Sector Funds, a Delaware
statutory trust, and Invesco Advisers, Inc., a Delaware corporation.
W I T N E S S E T H:
WHEREAS, the parties desire to amend the Agreement to add the following series portfolios -
Invesco Mid-Cap Value Fund, Invesco Small-Mid Special Value Fund, Invesco Special Value Fund,
Invesco Technology Sector Fund, Invesco U.S. Mid Cap Value Fund, Invesco U.S. Small Cap Value Fund,
Invesco U.S. Small/Mid Cap Value Fund, Invesco Value Fund, Invesco Value II Fund, Invesco Xxx
Xxxxxx American Value Fund, Invesco Xxx Xxxxxx Capital Growth Fund, Invesco Xxx Xxxxxx Xxxxxxxx
Fund, Invesco Xxx Xxxxxx Enterprise Fund, Invesco Xxx Xxxxxx Mid Cap Growth Fund, Invesco Xxx
Xxxxxx Small Cap Value Fund, Invesco Xxx Xxxxxx Technology Fund, Invesco Xxx Xxxxxx Utility Fund
and Invesco Xxx Xxxxxx Value Opportunities Fund;
NOW, THEREFORE, the parties agree as follows;
1. | Appendix A and Appendix B to the Agreement are hereby deleted in their entirety and replaced with the following: |
“APPENDIX A
FUNDS AND EFFECTIVE DATES
FUNDS AND EFFECTIVE DATES
Name of Fund | Effective Date of Advisory Agreement | |
AIM Energy Fund
|
November 25, 2003 | |
AIM Financial Services Fund
|
November 25, 2003 | |
AIM Gold & Precious Metals Fund
|
November 25, 2003 | |
AIM Leisure Fund
|
November 25, 2003 | |
AIM Technology Fund
|
November 25, 2003 | |
AIM Utilities Fund
|
November 25, 2003 | |
Invesco Mid-Cap Value Fund
|
February 12, 2010 | |
Invesco Small-Mid Special Value Fund
|
February 12, 2010 | |
Invesco Special Value Fund
|
February 12, 2010 | |
Invesco Technology Sector Fund
|
February 12, 2010 |
Name of Fund | Effective Date of Advisory Agreement | |
Invesco U.S. Mid Cap Value Fund
|
February 12, 0000 | |
Xxxxxxx X.X. Small Cap Value Fund
|
February 12, 0000 | |
Xxxxxxx X.X. Small/Mid Cap Value Fund
|
February 12, 2010 | |
Invesco Value Fund
|
February 12, 2010 | |
Invesco Value II Fund
|
February 12, 2010 | |
Invesco Xxx Xxxxxx American Value Fund
|
February 12, 2010 | |
Invesco Xxx Xxxxxx Capital Growth Fund
|
February 12, 2010 | |
Invesco Xxx Xxxxxx Xxxxxxxx Fund
|
February 12, 2010 | |
Invesco Xxx Xxxxxx Enterprise Fund
|
February 12, 2010 | |
Invesco Xxx Xxxxxx Mid Cap Growth Fund
|
February 12, 2010 | |
Invesco Xxx Xxxxxx Small Cap Value Fund
|
February 12, 2010 | |
Invesco Xxx Xxxxxx Technology Fund
|
February 12, 2010 | |
Invesco Xxx Xxxxxx Utility Fund
|
February 12, 2010 | |
Invesco Xxx Xxxxxx Value Opportunities Fund
|
February 12, 2010 |
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APPENDIX B
COMPENSATION TO THE ADVISOR
COMPENSATION TO THE ADVISOR
The Trust shall pay the Adviser, out of the assets of a Fund, as full compensation for all
services rendered, an advisory fee for such Fund set forth below. Such fee shall be calculated by
applying the following annual rates to the average daily net assets of such Fund for the calendar
year computed in the manner used for the determination of the net asset value of shares of such
Fund.
AIM Energy Fund
AIM Financial Services Fund
AIM Gold & Precious Metals Fund
AIM Leisure Fund
AIM Technology Fund
AIM Utilities Fund
AIM Financial Services Fund
AIM Gold & Precious Metals Fund
AIM Leisure Fund
AIM Technology Fund
AIM Utilities Fund
Net Assets | Annual Rate | |||
First $350 million |
0.75 | % | ||
Next $350 million |
0.65 | % | ||
Next $1.3 billion |
0.55 | % | ||
Next $2 billion |
0.45 | % | ||
Next $2 billion |
0.40 | % | ||
Next $2 billion |
0.375 | % | ||
Over $8 billion |
0.35 | % |
Invesco Mid-Cap Value Fund
Net Assets | Annual Rate | |||
First $1 billion |
0.72 | % | ||
Over $1 billion |
0.65 | % |
Invesco Small-Mid Special Value Fund
Invesco U.S. Small/Mid Cap Value Fund
Invesco U.S. Small/Mid Cap Value Fund
Net Assets | Annual Rate | |||
All Assets |
0.67 | % |
Invesco Special Value Fund
Invesco U.S. Small Cap Value Fund
Invesco Xxx Xxxxxx Small Cap Value Fund
Invesco U.S. Small Cap Value Fund
Invesco Xxx Xxxxxx Small Cap Value Fund
Net Assets | Annual Rate | |||
First $500 million |
0.67 | % | ||
Next $500 million |
0.645 | % | ||
Over $1 billion |
0.62 | % |
3
Invesco Technology Sector Fund
Net Assets | Annual Rate | |||
First $500 million |
0.67 | % | ||
Next $2.5 billion |
0.645 | % | ||
Over $3 billion |
0.62 | % |
Invesco U.S. Mid Cap Value Fund
Invesco Xxx Xxxxxx American Value Fund
Invesco Xxx Xxxxxx American Value Fund
Net Assets | Annual Rate | |||
First $1 billion |
0.72 | % | ||
Over $1 billion |
0.65 | % |
Invesco Value Fund
Net Assets | Annual Rate | |||
First $1 billion |
0.42 | % | ||
Next $1 billion |
0.37 | % | ||
Next $1 billion |
0.32 | % | ||
Over $3 billion |
0.27 | % |
Invesco Value II Fund
Invesco Xxx Xxxxxx Capital Growth Fund
Invesco Xxx Xxxxxx Xxxxxxxx Fund
Invesco Xxx Xxxxxx Enterprise Fund
Invesco Xxx Xxxxxx Capital Growth Fund
Invesco Xxx Xxxxxx Xxxxxxxx Fund
Invesco Xxx Xxxxxx Enterprise Fund
Net Assets | Annual Rate | |||
First $1 billion |
0.50 | % | ||
Next $1 billion |
0.45 | % | ||
Next $1 billion |
0.40 | % | ||
Over $3 billion |
0.35 | % |
Invesco Xxx Xxxxxx Mid Cap Growth Fund
Invesco Xxx Xxxxxx Value Opportunities Fund
Invesco Xxx Xxxxxx Value Opportunities Fund
Net Assets | Annual Rate | |||
First $500 million |
0.75 | % | ||
Next $500 million |
0.70 | % | ||
Over $1 billion |
0.65 | % |
4
Invesco Xxx Xxxxxx Technology Fund
Net Assets | Annual Rate | |||
First $500 million |
0.90 | % | ||
Next $500 million |
0.85 | % | ||
Over $1 billion |
0.80 | % |
Invesco Xxx Xxxxxx Utility Fund
Net Assets | Annual Rate | |||
First $500 million |
0.65 | % | ||
Next $500 million |
0.60 | % | ||
Over $1 billion |
0.55 | %” |
2. | In all other respects, the Agreement is hereby confirmed and remains in full force and effect. |
5
IN WITNESS WHEREOF, the parties have caused this Agreement to be executed by their respective
officers on the date first written above.
AIM SECTOR FUNDS | ||||||||
Attest:
|
/s/ Xxxxxxx Xxxxxxx
|
By: | /s/ Xxxx X. Xxxx
|
|||||
Senior Vice President | ||||||||
(SEAL) |
||||||||
INVESCO ADVISERS, INC. | ||||||||
Attest:
|
/s/ Xxxxxxx Xxxxxxx | By: | /s/ Xxxx X. Xxxx | |||||
Assistant Secretary | Xxxx X. Xxxx | |||||||
Senior Vice President | ||||||||
(SEAL) |
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