EXHIBIT 13(a)
LUTHERAN BROTHERHOOD MONEY MARKET FUND
SUBSCRIPTION AGREEMENT
--------------------------------------
Lutheran Brotherhood Money Market Fund (the "Fund"), a series of The
Lutheran Brotherhood Family of Funds, an unincorporated association of the
type commonly referred to as a business trust organized under the laws of
the State of Delaware (the "Trust"), and Lutheran Brotherhood Money Market
Fund, Inc., an unincorporated association of the type commonly referred to
as a business trust organized under the laws of the Commonwealth of
Massachusetts (the "Purchaser"), hereby agree with each other as follows:
1. The Fund hereby offers the Purchaser and the Purchaser hereby
purchases one (1) share of beneficial interest, $.001 par value per share,
of the Fund (the "Share") at a price of $10.00. The Fund hereby
acknowledges receipt from the Purchaser of payment in full for the Share.
2. The Purchaser represents and warrants to the Fund that in
connection with its purchase of the Share hereunder, it understands that:
(i) the Share has not been registered under the Securities Act of 1933, as
amended (the "1933 Act"); (ii) the sale of the Share to the Purchaser is
made in reliance on such sale being exempt under Section 4(2) of the 1933
Act as not involving any public offering; and (iii) in part, the reliance
of the Fund on such exemption is predicated on the representation, which the
Purchaser hereby confirms, that the Purchaser is acquiring the Share for
investment for its own account as the sole beneficial owner thereof, and not
with a view to or in connection with any resale or distribution of the Share
or of any interest therein. The Purchaser hereby agrees that it will not
sell, assign or transfer the Share or any interest therein unless and until
the Share has been registered under the 1933 Act or the Fund has received an
opinion of counsel indicating that said sale, assignment or transfer will
not violate the provisions of the 1933 Act or any rules or regulations
promulgated thereunder.
3. The names "The Lutheran Brotherhood Family of Funds", "Lutheran
Brotherhood Money Market Fund", "Trustees of The Lutheran Brotherhood Family
of Funds" and "Trustees of Lutheran Brotherhood Money Market Fund" refer,
respectively, to the Trust, the Fund, and the Trustees of the Trust as
trustees but not individually or personally, acting from time to time under
the Trust's Master Trust Agreement dated July 15, 1993, which is hereby
referred to and a copy of which is on file at the principal office of the
Trust. The obligations of "The Lutheran Brotherhood Family of Funds" and
the "Lutheran Brotherhood Money Market Fund" entered into in the name or on
behalf thereof by any of the Trustees, representatives or agents of the
Trust or the Fund are made not individually, but in such capacities, and are
not binding upon any of the Trustees, holders of shares of beneficial
interest of the Fund or representatives of the Trustees personally, but bind
only the Trust assets, and all persons dealing with the Fund or the Trust
must look solely to the Trust property for the enforcement of any claims
against the Fund or the Trust.
IN WITNESS WHEREOF, the parties hereto have executed this Agreement as
of the 21st day of July, 1993.
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THE LUTHERAN BROTHERHOOD
FAMILY OF FUNDS, on behalf
of its Lutheran Brotherhood
Money Market Fund series
By: /s/Xxxx X. Xxxxxxxx
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LUTHERAN BROTHERHOOD
MONEY MARKET FUND
By: /s/Xxxx X. Xxxxxxxx
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LUTHERAN BROTHERHOOD OPPORTUNITY GROWTH FUND
SUBSCRIPTION AGREEMENT
--------------------------------------------
Lutheran Brotherhood Opportunity Growth Fund (the "Fund"), a series of
The Lutheran Brotherhood Family of Funds, an unincorporated association of
the type commonly referred to as a business trust organized under the laws
of the State of Delaware (the "Trust"), and Lutheran Brotherhood Opportunity
Growth Fund, Inc., a corporation organized under the laws of the State of
Minnesota (the "Purchaser"), hereby agree with each other as follows:
1. The Fund hereby offers the Purchaser and the Purchaser hereby
purchases one (1) share of beneficial interest, $.001 par value per share,
of the Fund (the "Share") at a price of $10.00. The Fund hereby
acknowledges receipt from the Purchaser of payment in full for the Share.
2. The Purchaser represents and warrants to the Fund that in
connection with its purchase of the Share hereunder, it understands that:
(i) the Share has not been registered under the Securities Act of 1933, as
amended (the "1933 Act"); (ii) the sale of the Share to the Purchaser is
made in reliance on such sale being exempt under Section 4(2) of the 1933
Act as not involving any public offering; and (iii) in part, the reliance
of the Fund on such exemption is predicated on the representation, which the
Purchaser hereby confirms, that the Purchaser is acquiring the Share for
investment for its own account as the sole beneficial owner thereof, and not
with a view to or in connection with any resale or distribution of the Share
or of any interest therein. The Purchaser hereby agrees that it will not
sell, assign or transfer the Share or any interest therein unless and until
the Share has been registered under the 1933 Act or the Fund has received an
opinion of counsel indicating that said sale, assignment or transfer will
not violate the provisions of the 1933 Act or any rules or regulations
promulgated thereunder.
3. The names "The Lutheran Brotherhood Family of Funds", "Lutheran
Brotherhood Opportunity Growth Fund", "Trustees of The Lutheran Brotherhood
Family of Funds" and "Trustees of Lutheran Brotherhood Opportunity Growth
Fund" refer, respectively, to the Trust, the Fund, and the Trustees of the
Trust as trustees but not individually or personally, acting from time to
time under the Trust's Master Trust Agreement dated July 15, 1993, which is
hereby referred to and a copy of which is on file at the principal office of
the Trust. The obligations of "The Lutheran Brotherhood Family of Funds"
and the "Lutheran Brotherhood Opportunity Growth Fund" entered into in the
name or on behalf thereof by any of the Trustees, representatives or agents
of the Trust or the Fund are made not individually, but in such capacities,
and are not binding upon any of the Trustees, holders of shares of
beneficial interest of the Fund or representatives of the Trustees
personally, but bind only the Trust assets, and all persons dealing with the
Fund or the Trust must look solely to the Trust property for the enforcement
of any claims against the Fund or the Trust.
IN WITNESS WHEREOF, the parties hereto have executed this Agreement as
of the 21st day of July, 1993.
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THE LUTHERAN BROTHERHOOD
FAMILY OF FUNDS, on behalf
of its Lutheran Brotherhood
Opportunity Growth Fund series
By: /s/Xxxx X. Xxxxxxxx
---------------------------
LUTHERAN BROTHERHOOD
OPPORTUNITY GROWTH FUND, INC.
By: /s/Xxxx X. Xxxxxxxx
---------------------------
LUTHERAN BROTHERHOOD MUNICIPAL BOND FUND
SUBSCRIPTION AGREEMENT
----------------------------------------
Lutheran Brotherhood Municipal Bond Fund (the "Fund"), a series of The
Lutheran Brotherhood Family of Funds, an unincorporated association of the
type commonly referred to as a business trust organized under the laws of
the State of Delaware (the "Trust"), and Lutheran Brotherhood Municipal Bond
Fund, Inc., a corporation organized under the laws of the State of Minnesota
(the "Purchaser"), hereby agree with each other as follows:
1. The Fund hereby offers the Purchaser and the Purchaser hereby
purchases one (1) share of beneficial interest, $.001 par value per share,
of the Fund (the "Share") at a price of $10.00. The Fund hereby
acknowledges receipt from the Purchaser of payment in full for the Share.
2. The Purchaser represents and warrants to the Fund that in
connection with its purchase of the Share hereunder, it understands that:
(i) the Share has not been registered under the Securities Act of 1933, as
amended (the "1933 Act"); (ii) the sale of the Share to the Purchaser is
made in reliance on such sale being exempt under Section 4(2) of the 1933
Act as not involving any public offering; and (iii) in part, the reliance
of the Fund on such exemption is predicated on the representation, which the
Purchaser hereby confirms, that the Purchaser is acquiring the Share for
investment for its own account as the sole beneficial owner thereof, and not
with a view to or in connection with any resale or distribution of the Share
or of any interest therein. The Purchaser hereby agrees that it will not
sell, assign or transfer the Share or any interest therein unless and until
the Share has been registered under the 1933 Act or the Fund has received an
opinion of counsel indicating that said sale, assignment or transfer will
not violate the provisions of the 1933 Act or any rules or regulations
promulgated thereunder.
3. The names "The Lutheran Brotherhood Family of Funds", "Lutheran
Brotherhood Municipal Bond Fund", "Trustees of The Lutheran Brotherhood
Family of Funds" and "Trustees of Lutheran Brotherhood Municipal Bond Fund"
refer, respectively, to the Trust, the Fund, and the Trustees of the Trust
as trustees but not individually or personally, acting from time to time
under the Trust's Master Trust Agreement dated July 15, 1993, which is
hereby referred to and a copy of which is on file at the principal office of
the Trust. The obligations of "The Lutheran Brotherhood Family of Funds"
and the "Lutheran Brotherhood Municipal Bond Fund" entered into in the name
or on behalf thereof by any of the Trustees, representatives or agents of
the Trust or the Fund are made not individually, but in such capacities, and
are not binding upon any of the Trustees, holders of shares of beneficial
interest of the Fund or representatives of the Trustees personally, but bind
only the Trust assets, and all persons dealing with the Fund or the Trust
must look solely to the Trust property for the enforcement of any claims
against the Fund or the Trust.
IN WITNESS WHEREOF, the parties hereto have executed this Agreement as
of the 21st day of July, 1993.
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THE LUTHERAN BROTHERHOOD
FAMILY OF FUNDS, on behalf
of its Lutheran Brotherhood
Municipal Bond Fund series
By: /s/Xxxx X. Xxxxxxxx
---------------------------
LUTHERAN BROTHERHOOD
MUNICIPAL BOND FUND, INC.
By: /s/Xxxx X. Xxxxxxxx
---------------------------
LUTHERAN BROTHERHOOD HIGH YIELD FUND
SUBSCRIPTION AGREEMENT
------------------------------------
Lutheran Brotherhood High Yield Fund (the "Fund"), a series of The
Lutheran Brotherhood Family of Funds, an unincorporated association of the
type commonly referred to as a business trust organized under the laws of
the State of Delaware (the "Trust"), and Lutheran Brotherhood High Yield
Fund, Inc., a corporation organized under the laws of the State of Minnesota
(the "Purchaser"), hereby agree with each other as follows:
1. The Fund hereby offers the Purchaser and the Purchaser hereby
purchases one (1) share of beneficial interest, $.001 par value per share,
of the Fund (the "Share") at a price of $10.00. The Fund hereby
acknowledges receipt from the Purchaser of payment in full for the Share.
2. The Purchaser represents and warrants to the Fund that in
connection with its purchase of the Share hereunder, it understands that:
(i) the Share has not been registered under the Securities Act of 1933, as
amended (the "1933 Act"); (ii) the sale of the Share to the Purchaser is
made in reliance on such sale being exempt under Section 4(2) of the 1933
Act as not involving any public offering; and (iii) in part, the reliance
of the Fund on such exemption is predicated on the representation, which the
Purchaser hereby confirms, that the Purchaser is acquiring the Share for
investment for its own account as the sole beneficial owner thereof, and not
with a view to or in connection with any resale or distribution of the Share
or of any interest therein. The Purchaser hereby agrees that it will not
sell, assign or transfer the Share or any interest therein unless and until
the Share has been registered under the 1933 Act or the Fund has received an
opinion of counsel indicating that said sale, assignment or transfer will
not violate the provisions of the 1933 Act or any rules or regulations
promulgated thereunder.
3. The names "The Lutheran Brotherhood Family of Funds", "Lutheran
Brotherhood High Yield Fund", "Trustees of The Lutheran Brotherhood Family
of Funds" and "Trustees of Lutheran Brotherhood High Yield Fund" refer,
respectively, to the Trust, the Fund, and the Trustees of the Trust as
trustees but not individually or personally, acting from time to time under
the Trust's Master Trust Agreement dated July 15, 1993, which is hereby
referred to and a copy of which is on file at the principal office of the
Trust. The obligations of "The Lutheran Brotherhood Family of Funds" and
the "Lutheran Brotherhood High Yield Fund" entered into in the name or on
behalf thereof by any of the Trustees, representatives or agents of the
Trust or the Fund are made not individually, but in such capacities, and are
not binding upon any of the Trustees, holders of shares of beneficial
interest of the Fund or representatives of the Trustees personally, but bind
only the Trust assets, and all persons dealing with the Fund or the Trust
must look solely to the Trust property for the enforcement of any claims
against the Fund or the Trust.
IN WITNESS WHEREOF, the parties hereto have executed this Agreement as
of the 21st day of July, 1993.
--------
THE LUTHERAN BROTHERHOOD
FAMILY OF FUNDS, on behalf
of its Lutheran Brotherhood
High Yield Fund series
By: /s/Xxxx X. Xxxxxxxx
---------------------------
LUTHERAN BROTHERHOOD
HIGH YIELD FUND, INC.
By: /s/Xxxx X. Xxxxxxxx
---------------------------
LUTHERAN BROTHERHOOD INCOME FUND
SUBSCRIPTION AGREEMENT
--------------------------------
Lutheran Brotherhood Income Fund (the "Fund"), a series of The
Lutheran Brotherhood Family of Funds, an unincorporated association of the
type commonly referred to as a business trust organized under the laws of
the State of Delaware (the "Trust"), and Lutheran Brotherhood Income Fund,
Inc., a corporation organized under the laws of the State of Minnesota
(the "Purchaser"), hereby agree with each other as follows:
1. The Fund hereby offers the Purchaser and the Purchaser hereby
purchases one (1) share of beneficial interest, $.001 par value per share,
of the Fund (the "Share") at a price of $10.00. The Fund hereby
acknowledges receipt from the Purchaser of payment in full for the Share.
2. The Purchaser represents and warrants to the Fund that in
connection with its purchase of the Share hereunder, it understands that:
(i) the Share has not been registered under the Securities Act of 1933, as
amended (the "1933 Act"); (ii) the sale of the Share to the Purchaser is
made in reliance on such sale being exempt under Section 4(2) of the 1933
Act as not involving any public offering; and (iii) in part, the reliance
of the Fund on such exemption is predicated on the representation, which the
Purchaser hereby confirms, that the Purchaser is acquiring the Share for
investment for its own account as the sole beneficial owner thereof, and not
with a view to or in connection with any resale or distribution of the Share
or of any interest therein. The Purchaser hereby agrees that it will not
sell, assign or transfer the Share or any interest therein unless and until
the Share has been registered under the 1933 Act or the Fund has received an
opinion of counsel indicating that said sale, assignment or transfer will
not violate the provisions of the 1933 Act or any rules or regulations
promulgated thereunder.
3. The names "The Lutheran Brotherhood Family of Funds", "Lutheran
Brotherhood Income Fund", "Trustees of The Lutheran Brotherhood Family of
Funds" and "Trustees of Lutheran Brotherhood Income Fund" refer,
respectively, to the Trust, the Fund, and the Trustees of the Trust as
trustees but not individually or personally, acting from time to time under
the Trust's Master Trust Agreement dated July 15, 1993, which is hereby
referred to and a copy of which is on file at the principal office of the
Trust. The obligations of "The Lutheran Brotherhood Family of Funds" and
the "Lutheran Brotherhood Income Fund" entered into in the name or on behalf
thereof by any of the Trustees, representatives or agents of the Trust or
the Fund are made not individually, but in such capacities, and are not
binding upon any of the Trustees, holders of shares of beneficial interest
of the Fund or representatives of the Trustees personally, but bind only the
Trust assets, and all persons dealing with the Fund or the Trust must look
solely to the Trust property for the enforcement of any claims against the
Fund or the Trust.
IN WITNESS WHEREOF, the parties hereto have executed this Agreement as
of the 21st day of July, 1993.
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THE LUTHERAN BROTHERHOOD
FAMILY OF FUNDS, on behalf
of its Lutheran Brotherhood
Income Fund series
By: /s/Xxxx X. Xxxxxxxx
---------------------------
LUTHERAN BROTHERHOOD
INCOME FUND, INC.
By: /s/Xxxx X. Xxxxxxxx
---------------------------
LUTHERAN BROTHERHOOD FUND
SUBSCRIPTION AGREEMENT
-------------------------
Lutheran Brotherhood Fund (the "Fund"), a series of The Lutheran
Brotherhood Family of Funds, an unincorporated association of the type
commonly referred to as a business trust organized under the laws of the
State of Delaware (the "Trust"), and Lutheran Brotherhood Fund, Inc., a
corporation organized under the laws of the State of Minnesota (the
"Purchaser"), hereby agree with each other as follows:
1. The Fund hereby offers the Purchaser and the Purchaser hereby
purchases one (1) share of beneficial interest, $.001 par value per share,
of the Fund (the "Share") at a price of $10.00. The Fund hereby
acknowledges receipt from the Purchaser of payment in full for the Share.
2. The Purchaser represents and warrants to the Fund that in
connection with its purchase of the Share hereunder, it understands that:
(i) the Share has not been registered under the Securities Act of 1933, as
amended (the "1933 Act"); (ii) the sale of the Share to the Purchaser is
made in reliance on such sale being exempt under Section 4(2) of the 1933
Act as not involving any public offering; and (iii) in part, the reliance
of the Fund on such exemption is predicated on the representation, which the
Purchaser hereby confirms, that the Purchaser is acquiring the Share for
investment for its own account as the sole beneficial owner thereof, and not
with a view to or in connection with any resale or distribution of the Share
or of any interest therein. The Purchaser hereby agrees that it will not
sell, assign or transfer the Share or any interest therein unless and until
the Share has been registered under the 1933 Act or the Fund has received an
opinion of counsel indicating that said sale, assignment or transfer will
not violate the provisions of the 1933 Act or any rules or regulations
promulgated thereunder.
3. The names "The Lutheran Brotherhood Family of Funds", "Lutheran
Brotherhood Fund", "Trustees of The Lutheran Brotherhood Family of Funds"
and "Trustees of Lutheran Brotherhood Fund" refer, respectively, to the
Trust, the Fund, and the Trustees of the Trust as trustees but not
individually or personally, acting from time to time under the Trust's
Master Trust Agreement dated July 15, 1993, which is hereby referred to and
a copy of which is on file at the principal office of the Trust. The
obligations of "The Lutheran Brotherhood Family of Funds" and the "Lutheran
Brotherhood Fund" entered into in the name or on behalf thereof by any of
the Trustees, representatives or agents of the Trust or the Fund are made
not individually, but in such capacities, and are not binding upon any of
the Trustees, holders of shares of beneficial interest of the Fund or
representatives of the Trustees personally, but bind only the Trust assets,
and all persons dealing with the Fund or the Trust must look solely to the
Trust property for the enforcement of any claims against the Fund or the
Trust.
IN WITNESS WHEREOF, the parties hereto have executed this Agreement as
of the 21st day of July, 1993.
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THE LUTHERAN BROTHERHOOD
FAMILY OF FUNDS, on behalf
of its Lutheran Brotherhood
Fund series
By: /s/Xxxx X. Xxxxxxxx
---------------------------
LUTHERAN BROTHERHOOD FUND
By: /s/Xxxx X. Xxxxxxxx
---------------------------
