FORM OF AMENDMENT NO. 4 TO THE MUTUAL FUNDS SERVICE AGREEMENT
Exhibit (h)(1)(v)
FORM OF AMENDMENT NO. 4
TO THE
MUTUAL FUNDS SERVICE AGREEMENT
AMENDMENT NO. 4 to the Mutual Funds Service Agreement dated as of [March , 2012] between EQ Advisors Trust, a Delaware statutory trust (“Trust”) and AXA Equitable Funds Management Group, LLC (“FMG LLC”), a Delaware limited liability company (“FMG LLC” or “Administrator”) (“Amendment No. 4”).
The Trust and FMG LLC agree to modify the Mutual Funds Service Agreement dated as of May 1, 2011, as amended, (“Agreement”) as follows:
1. | New Portfolios: All Asset Aggressive-Alt 25 Portfolio, All Asset Moderate Growth-Alt 15 Portfolio, AXA Aggressive Strategy Portfolio, EQ/Emerging Markets Equity PLUS Portfolio, EQ/High Yield Bond Portfolio EQ/International Small Cap PLUS Portfolio, EQ/Natural Resources PLUS Portfolio, EQ/PIMCO Real Return Portfolio and EQ/Real Estate PLUS Portfolio are hereby added to the Agreement on the terms and conditions contained in the Agreement. |
2. | Name Change: The name of the All Asset Allocation Portfolio is changed to All Asset Growth-Alt 20 Portfolio. |
3. | Schedule A: With respect to Schedule A of the Agreement, the EQ/PIMCO Real Return Portfolio shall be considered part of All Portfolios for purposes of determining the compensation to be paid by the Trust to FMG LLC for services rendered pursuant to the Agreement. |
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 4 as of the date first above set forth.
EQ ADVISORS TRUST | AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC | |||||||
By: |
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By: |
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Xxxxx Xxxxx | Xxxxxx X. Xxxxx | |||||||
Chief Financial Officer and Treasurer | Chairman, Chief Executive Officer and President |
SCHEDULE A
AMENDMENT NO. 4
MUTUAL FUNDS SERVICE AGREEMENT
Fees and Expenses
Trust Administration, Accounting and Compliance Fees
Portfolio(s) |
Fee | |
All Portfolios (except as noted below) | 0.12% of the first $3 billion; 0.11% of the next $3 billion; 0.105% of the next $4 billion; 0.10% of the next $20 billion; and 0.0975% thereafter, (based on average daily net assets) plus $30,000 per Portfolio. | |
EQ/AXA Franklin Small Cap Value Core Portfolio EQ/Emerging Markets Equity PLUS Portfolio EQ/Equity Growth PLUS Portfolio EQ/Franklin Core Balanced Portfolio EQ/Global Bond PLUS Portfolio EQ/Global Multi-Sector Equity Portfolio EQ/High Yield Bond Portfolio EQ/International Core PLUS Portfolio EQ/International Small Cap PLUS Portfolio EQ/International Value PLUS EQ/Large Cap Core PLUS Portfolio EQ/Large Cap Growth PLUS Portfolio EQ/Large Cap Value PLUS Portfolio EQ/Mid Cap Value PLUS Portfolio EQ/Mutual Large Cap Equity Portfolio EQ/Natural Resources PLUS Portfolio EQ/Quality Bond PLUS Portfolio EQ/Real Estate PLUS Portfolio EQ/Xxxxxxxxx Global Equity Portfolio (collectively, the “Hybrid Portfolios”) |
0.15% of the first $20 billion of the Hybrid Portfolios aggregate average daily net assets; 0.125% of the next $5 billion of the Hybrid Portfolios aggregate average daily net assets; 0.10% thereafter; plus $32,500 per Portfolio, plus $32,500 for each allocated portion of the Portfolio. | |
All Asset Growth-Alt 20 Portfolio (formerly, All Asset Allocation Portfolio) All Asset Moderate Growth-Alt 15 Portfolio All Asset Aggressive-Alt 25 Portfolio AXA Aggressive Strategy Portfolio AXA Balanced Strategy Portfolio AXA Conservative Growth Strategy Portfolio AXA Conservative Strategy Portfolio AXA Growth Strategy Portfolio AXA Moderate Growth Strategy Portfolio EQ/Franklin Xxxxxxxxx Allocation Portfolio AXA Ultra Conservative Strategy Portfolio |
0.15% of the first $15 billion of each AXA Allocation Portfolio’s aggregate average daily net assets; 0.125% of the next $5 billion of each AXA Allocation Portfolio’s aggregate average daily net assets; 0.10% of each AXA Allocation Portfolio’s aggregate average daily net assets thereafter; plus $32,500 per Portfolio. |
Portfolio(s) |
Fee | |
ATM International Portfolio ATM Large Cap Portfolio ATM Mid Cap Portfolio ATM Small Cap Portfolio AXA Tactical Manager 2000 Portfolio AXA Tactical Manager 400 Portfolio AXA Tactical Manager 500 Portfolio AXA Tactical Manager International Portfolio EQ/AllianceBernstein Dynamic Wealth Strategies Portfolio (collectively, the “Tactical Manager Portfolios”) |
0.15% of the first $20 billion of the Tactical Manager Portfolios aggregate average daily net assets; 0.125% of the next $5 billion of the Tactical Manager Portfolios aggregate average daily net assets; 0.10% thereafter; plus $32,500 per Portfolio, plus $32,500 for each allocated portion of the Portfolio. |