1
EXHIBIT 4.2(a)(2)
--------------------------------------------------------------------------------
EKCO GROUP, INC.,
Issuer
THE GUARANTORS NAMED HEREIN
and
STATE STREET BANK AND TRUST COMPANY
(successor to FLEET NATIONAL BANK),
Trustee
--------------------
First Supplemental Indenture
Dated as of January 16, 1998
to
Indenture
Dated as of March 25, 1996
---------------------
$125,000,000
9 1/4 % Senior Notes due 2006
2
FIRST SUPPLEMENTAL INDENTURE, dated as of January 16, 1998, among EKCO
GROUP, INC., a corporation duly organized and existing under the laws of the
State of Delaware (herein called "the Company") and having its principal office
at 00 Xxxx Xxxxx Xxxx, Xxxxxx, Xxx Xxxxxxxxx 00000, the Guarantors whose
signatures appear below (each a "Subsidiary" and collectively the
"Subsidiaries"), and STATE STREET BANK AND TRUST COMPANY (successor to FLEET
NATIONAL BANK), as Trustee (herein called the "Trustee") to the INDENTURE, dated
as of March 25, 1996, among the Company, the Initial Guarantors described
therein and the Trustee (herein called the "Indenture").
RECITALS OF THE COMPANY
The Company, the Initial Guarantors and the Trustee have heretofore
executed and delivered the Indenture, pursuant to which the Company has duly
issued an aggregate of $125,000,000 principal amount of its 9 1/4 % Senior Notes
due 2006 (herein called the "Securities").
The Company, directly or indirectly, owns beneficially and of record
100% of the capital stock of each of APP Holding Corporation ("APP Holding") and
Aspen Pet Products, Inc. ("Aspen Pet Products", and together with APP Holding,
the "New Guarantors"). Each of the New Guarantors has derived and will derive
direct and indirect economic benefit from the issuance of the Securities;
accordingly, the New Guarantors have duly authorized the execution and delivery
of this Supplemental Indenture to provide for its guarantee with respect to the
Securities as set forth in the Indenture.
All things necessary to make this Supplemental Indenture a valid
agreement of the New Guarantors and the Guarantees of the New Guarantors, when
this Supplemental Indenture is executed by it, the valid obligations of the New
Guarantors in accordance with its terms, have been done.
NOW, THEREFORE, THIS SUPPLEMENTAL INDENTURE WITNESSETH:
For and in consideration of the premises and the terms and conditions
of the Indenture, it is mutually covenanted and agreed, for the equal
proportionate benefit of all Holders of the Securities, as follows:
2
3
ARTICLE ONE
Subsidiary Guarantees
SECTION 1.01. SUBSIDIARY GUARANTEE.
Each of the New Guarantors by the execution of this Supplemental
Indenture, hereby covenants and agrees to be and become a Guarantor and to be
bound by all of the terms and conditions of the Indenture, including without
limitation the Guarantee of the Securities set forth in Article XI of the
Indenture, with the same force and effect as though each has been a signatory to
the Indenture and had executed and delivered its Subsidiary guarantee endorsed
on the Securities.
ARTICLE TWO
Definitions and Other Provisions
of General Application
SECTION 2.01 DEFINITIONS, INCORPORATION OF PROVISIONS.
Terms used herein without definition shall have the meaning prescribed
therefor in the Indenture. The provisions of Articles I and XI, both inclusive,
are incorporated herein with the same force and effect as though set forth
herein in their entirety.
SECTION 2.02. INDENTURE PROVISIONS.
Except as specifically amended by this Supplemental Indenture, the
Indenture shall remain in full force and effect.
SECTION 2.03 GOVERNING LAW.
This Supplemental Indenture shall be governed by and construed in
accordance with the laws of the State of New York.
3
4
IN WITNESS WHEREOF, the parties hereto have caused this Supplemental
Indenture to be duly executed, all as of the day and year first above written.
EKCO GROUP, INC.
Attest: By: /s/ XXXXXX X. XXXXXXXXXX
-----------------------
Name: Xxxxxx X. XxXxxxxxxx
Title: Executive Vice President
/s/ XXXX XXX XXXXXXX Finance and Administration
------------------- and Chief Financial Officer
Xxxx Xxx Xxxxxxx, Secretary
STATE STREET BANK AND TRUST COMPANY,
as Trustee
By: /s/ XXXXXXX X. XXXXXXX
---------------------
Name: Xxxxxxx X. Xxxxxxx
Title: Vice President
[Guarantors signatures on next page]
4
5
GUARANTORS:
APP HOLDING CORPORATION EKCO MANUFACTURING OF OHIO, INC.
By: /s/ XXXXXX X. XXXXXXXXXX By: /s/ XXXXXX X. XXXXXXXXXX
------------------------ ------------------------
Name: Xxxxxx X. XxXxxxxxxx Name: Xxxxxx X. XxXxxxxxxx
Title: Vice President and Title: Vice President and
Chief Financial Officer Chief Financial Officer
ASPEN PET PRODUCTS, INC. XXXXXX-XXXXXX, INC.
By: /s/ XXXXXX X. XXXXXXXXXX By: /s/ XXXXXX X. XXXXXXXXXX
------------------------ ------------------------
Name: Xxxxxx X. XxXxxxxxxx Name: Xxxxxx X. XxXxxxxxxx
Title: Vice President and Title: Vice President and
Chief Financial Officer Chief Financial Officer
B. VIA INTERNATIONAL CLEANING SPECIALTY COMPANY
HOUSEWARES, INC.
By: /s/ XXXXXX X. XXXXXXXXXX By: /s/ XXXXXX X. XXXXXXXXXX
------------------------ ------------------------
Name: Xxxxxx X. XxXxxxxxxx Name: Xxxxxx X. XxXxxxxxxx
Title: Vice President and Title: Vice President and
Chief Financial Officer Chief Financial Officer
EKCO DISTRIBUTION EKCO HOUSEWARES, INC.
OF ILLINOIS, INC.
By: /s/ XXXXXX X. XXXXXXXXXX By: /s/ XXXXXX X. XXXXXXXXXX
------------------------ ------------------------
Name: Xxxxxx X. XxXxxxxxxx Name: Xxxxxx X. XxXxxxxxxx
Title: Vice President and Title: Sr. Vice President and
Chief Financial Officer Chief Financial Officer
XXXXXXX BRUSH WOODSTREAM CORPORATION
MANUFACTURING CO.
By: /s/ XXXXXX X. XXXXXXXXXX By: /s/ XXXXXX X. XXXXXXXXXX
------------------------ ------------------------
Name: Xxxxxx X. XxXxxxxxxx Name: Xxxxxx X. XxXxxxxxxx
Title: Vice President and Title: Vice President and
Chief Financial Officer Chief Financial Officer
5
