UNDERWRITING AGREEMENT Schedule A Jacobs & Company Mutual Fund Abacus Value Fund The Rational Investor® Fund The Biondo Fund Critical Math Fund The Gaming and Casino Fund Biltmore Enhanced Index Fund Biltmore Contrarian Momentum Fund Biltmore...
Schedule A
Xxxxxx & Company Mutual Fund
Abacus Value Fund
The Rational Investor® Fund
The Xxxxxx Fund
Critical Math Fund
The Gaming and Casino Fund
Biltmore Enhanced Index Fund
Biltmore Contrarian Momentum Fund
Biltmore Momentum/Dynamic ETF Fund
This schedule was amended on December 19, 2005 to add The Xxxxxx and Critical Math Funds.
This schedule was amended on March 6, 2006 to add The Gaming and Casino Fund.
This schedule was amended on March 23, 2006 to add Biltmore Enhanced Index Fund, Biltmore Contrarian Momentum Fund and Biltmore Momentum/Dynamic ETF Fund.
Schedule B-7
Biltmore Enhanced Index Fund
Biltmore Contrarian Momentum Fund
Biltmore Momentum/Dynamic ETF Fund
Fee Schedule
Service Fee
For services performed hereunder, the Trust shall pay an annual fee of $15,000 for the first Fund and $5,000 for each additional Fund, PLUS 0.01% per annum of each Fund's average daily net assets, payable monthly in arrears.
Out-of-Pocket Expenses
The Fund(s) shall pay all reasonable out-of-pocket expenses incurred by AFD in connection with activities performed for the Fund(s) hereunder including, without limitation:
· typesetting, printing and distribution of prospectuses and shareholder reports
· production, printing, distribution and placement of advertising and sales literature and materials
· engagement of designers, free-xxxxx writers and public relations firms
· long-distance telephone lines, services and charges
· postage
· overnight delivery charges
· NASD fees
· marketing expenses
· record retention fees
· travel, lodging and meals
· Standard NSCC charges
IN WITNESS WHEREOF, the parties hereto have executed this Schedule to the Underwriting Agreement dated March 23, 2006.
NORTHERN LIGHTS FUND TRUST AQUARIUS FUND DISTRIBUTORS, LLC
By: /s/ Xxxxxxx X. Xxxxxx_______ By: /s/ Xxxxx Xxxxxxx_____________
Xxxxxxx X. Xxxxxx, President Xxxxx Xxxxxxx, President
