SCHEDULE A
SCHEDULE A
XXXXX FARGO FUNDS MANAGEMENT
INVESTMENT MANAGEMENT AGREEMENT
XXXXX FARGO FUNDS TRUST
|
Xxxxx Fargo Funds Trust |
Fee as % of Avg. Daily Net Asset Value |
|
|
Adjustable Rate Government Fund |
First 1B Next 4B Next 3B Next 2B Over 10B |
0.35 0.325 0.29 0.265 0.255 |
|
Alternative Strategies Fund |
First 500M Next 500M Next 1B Next 2B Next 1B Next 5B Over 10B |
1.75 1.725 1.70 1.675 1.65 1.64 1.63 |
|
Asia Pacific Fund |
First 500M Next 500M Next 1B Next 2B Next 1B Next 5B Over 10B |
1.00 0.95 0.90 0.875 0.85 0.84 0.83 |
|
C&B Mid Cap Value Fund |
First 500M Next 1B Next 2B Next 1B Next 5B Over 10B |
0.75 0.725 0.70 0.675 0.65 0.64 0.63 |
|
C&B Large Cap Value Fund± |
First 5B Next 5B Over 10B |
0.05 0.04 0.03 |
|
California Limited-Term Tax-Free Fund |
First 500M Next 2B Next 2B Next 5B Over 10B |
0.40 0.35 0.325 0.29 0.28 |
|
California Municipal Money Market Fund |
First 5B Next 5B Over 10B |
0.15 0.14 0.13 |
|
California Tax-Free Fund |
First 500M Next 2B Next 2B Next 5B Over 10B |
0.40 0.35 0.325 0.29 0.28 |
|
Capital Growth Fund |
First 500M Next 1B Next 2B Next 1B Next 3B Next 2B Next 2B Next 4B Over 16B |
0.70 0.675 0.65 0.625 0.60 0.59 0.565 0.555 0.53 0.505 |
|
Cash Investment Money Market Fund |
First 5B Next 5B Over 10B |
0.15 0.14 0.13 |
|
Colorado Tax-Free Fund |
First 500M Next 2B Next 2B Next 5B Over 10B |
0.40 0.35 0.325 0.29 0.28 |
|
Common Stock Fund |
First 500M Next 1B Next 2B Next 1B Next 5B Over 10B |
0.80 0.75 0.70 0.675 0.65 0.64 0.63 |
|
Conservative Income Fund |
First 1B Next 4B Next 5B Over 10B |
0.25 0.225 0.19 0.18 |
|
Core Bond Fund± |
First 5B Next 5B Over 10B |
0.05 0.04 0.03 |
|
Disciplined U.S. Core Fund |
First 1B Next 4B Next 5B Over 10B |
0.35 0.325 0.29 0.28 |
|
Discovery Fund |
First 500M Next 1B Next 2B Next 1B Next 5B Over 10B |
0.80 0.75 0.70 0.675 0.65 0.64 0.63 |
|
Diversified Capital Builder Fund |
First 500M Next 2B Next 2B Next 5B Over 10B |
0.65 0.60 0.55 0.525 0.49 0.48 |
|
Diversified Equity Fund |
First 500M Next 500M Next 2B Next 2B Next 5B Over 10B |
0.30 0.28 0.26 0.24 0.23 0.22 |
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Diversified Income Builder Fund |
First 500M Next 2B Next 2B Next 5B Over 10B
|
0.55 0.525 0.50 0.475 0.44 0.43 |
|
Diversified International Fund |
First 500M Next 1B Next 2B Next 1B Next 5B Over 10B |
0.90 0.85 0.80 0.775 0.75 0.74 0.73 |
|
Dow Xxxxx Target Today Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dow Xxxxx Target 2010 Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dow Xxxxx Target 2015 Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dow Xxxxx Target 2020 Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dow Xxxxx Target 2025 Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
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Dow Xxxxx Target 2030 Fund
|
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dow Xxxxx Target 2035 Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dow Xxxxx Target 2040 Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dow Xxxxx Target 2045 Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dow Xxxxx Target 2050 Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dow Xxxxx Target 2055 Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dow Xxxxx Target 2060 Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dynamic Target Date Today Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dynamic Target Date 2015 Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dynamic Target Date 2020 Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dynamic Target Date 2025 Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dynamic Target Date 2030 Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dynamic Target Date 2035 Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dynamic Target Date 2040 Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dynamic Target Date 2045 Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dynamic Target Date 2050 Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dynamic Target Date 2055 Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dynamic Target Date 2060 Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Emerging Growth Fund± |
First 5B Next 5B Over 10B |
0.05 0.04 0.03 |
|
Emerging Markets Equity Fund |
First 500M Next 1B Next 2B Next 1B Next 3B Next 2B Over 10B |
1.15 1.10 1.05 1.025 1.00 0.99 0.965 0.955 |
|
Emerging Markets Equity Income Fund |
First 500M Next 1B Next 2B Next 1B Next 3B Next 2B Over 10B |
1.15 1.10 1.05 1.025 1.00 0.99 0.965 0.955 |
|
Endeavor Select Fund |
First 500M Next 1B Next 2B Next 1B Next 3B Next 2B Next 2B Next 4B Over 16B |
0.70 0.675 0.65 0.625 0.60 0.59 0.565 0.555 0.53 0.505 |
|
Enterprise Fund |
First 500M Next 1B Next 2B Next 1B Next 5B Over 10B |
0.75 0.725 0.70 0.675 0.65 0.64 0.63 |
|
Global Long/Short Fund |
First 500M Next 1B Next 2B Next 1B Next 5B Over 10B |
1.30 1.25 1.20 1.175 1.15 1.14 1.13 |
|
Global Opportunities Fund |
First 500M Next 1B Next 2B Next 1B Next 5B Over 10B |
0.95 0.925 0.90 0.875 0.85 0.84 0.83 |
|
Government Money Market Fund |
First 5B Next 5B Over 10B |
0.15 0.14 0.13 |
|
Government Securities Fund |
First 500M Next 2B Next 2B Next 5B Over 10B |
0.45 0.425 0.40 0.375 0.34 0.33 |
|
Growth Balanced Fund |
First 500M Next 500M Next 2B Next 2B Next 5B Over 10B |
0.30 0.28 0.26 0.24 0.23 0.22 |
|
Growth Fund |
First 500M Next 1B Next 2B Next 1B Next 3B Next 2B Next 2B Next 4B Over 16B |
0.80 0.75 0.70 0.675 0.65 0.64 0.615 0.605 0.58 0.555 |
|
Heritage Money Market Fund
|
First 5B Next 5B Over 10B |
0.15 0.14 0.13 |
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High Income Fund |
First 500M Next 2B Next 2B Next 5B Over 10B
|
0.55 0.525 0.50 0.475 0.44 0.43 |
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High Yield Bond Fund |
First 500M Next 2B Next 2B Next 5B Over 10B
|
0.55 0.525 0.50 0.475 0.44 0.43 |
|
High Yield Municipal Bond Fund |
First 500M Next 500M Next 2B Next 2B Next 5B Over 10B |
0.50 0.475 0.45 0.425 0.39 0.38 |
|
Income Plus Fund1 |
First 500M Next 500M Next 2B Next 2B Next 5B Over 10B |
0.45 0.40 0.375 0.34 0.33 |
|
Index Asset Allocation Fund |
First 500M Next 2B Next 2B Next 5B Over 10B |
0.65 0.60 0.55 0.525 0.49 0.48 |
|
Index Fund± |
First 5B Next 5B Over 10B |
0.05 0.04 0.03 |
|
Intermediate Tax/AMT Free Fund |
First 500M Next 2B Next 2B Next 5B Over 10B |
0.40 0.35 0.325 0.29 0.28 |
|
International Bond Fund |
First 500M Next 2B Next 2B Next 5B Over 10B |
0.60 0.575 0.55 0.525 0.49 0.48 |
|
International Equity Fund |
First 500M Next 1B Next 2B Next 1B Next 5B Over 10B |
0.90 0.85 0.80 0.775 0.75 0.74 0.73 |
|
International Value Fund± |
First 5B Next 5B Over 10B |
0.05 0.04 0.03 |
|
Intrinsic Small Cap Value Fund |
First 500M Next 1B Next 1B Next 1B Next 1B Next 5B Over 10B |
0.85 0.80 0.775 0.75 0.73 0.72 0.71 |
|
Intrinsic Value Fund |
First 500M Next 500M Next 1B Next 2B Next 1B Next 3B Next 2B Next 2B Next 4B Over 16B
Next 4B Over 16B |
0.70 0.675 0.65 0.625 0.60 0.59 0.565 0.555 0.53 0.505 |
|
Intrinsic World Equity Fund |
First 500M Next 500M Next 1B Next 2B Next 1B Next 5B Over 10B |
0.85 0.80 0.75 0.725 0.70 0.69 0.68
|
|
Large Cap Core Fund |
First 500M Next 500M Next 1B Next 2B Next 1B Next 3B Next 2B Next 2B Next 4B Over 16B |
0.70 0.675 0.65 0.625 0.60 0.59 0.565 0.555 0.53 0.505 |
|
Large Cap Growth Fund |
First 500M Next 500M Next 1B Next 2B Next 1B Next 3B Next 2B Next 2B Next 4B Over 16B |
0.70 0.675 0.65 0.625 0.60 0.59 0.565 0.555 0.53 0.505 |
|
Large Company Value Fund |
First 500M Next 500M Next 1B Next 2B Next 1B Next 3B Next 2B Next 2B Next 4B Over 16B |
0.70 0.675 0.65 0.625 0.60 0.59 0.565 0.555 0.53 0.505 |
|
Managed Account CoreBuilder Shares Series M |
0.00 |
|
|
Minnesota Tax-Free Fund |
First 500M Next 500M Next 2B Next 2B Next 5B Over 10B |
0.40 0.375 0.35 0.325 0.29 0.28 |
|
Moderate Balanced Fund |
First 500M Next 500M Next 2B Next 2B Next 5B Over 10B |
0.30 0.28 0.26 0.24 0.23 0.22 |
|
Money Market Fund |
First 1B Next 4B Next 5B Next 5B Next 10B Over 25B |
0.35 0.325 0.29 0.28 0.255 0.23 |
|
Municipal Bond Fund |
First 500M Next 500M Next 2B Next 2B Next 5B Over 10B |
0.40 0.375 0.35 0.325 0.29 0.28 |
|
Municipal Cash Management Money Market Fund |
First 5B Next 5B Over 10B |
0.15 0.14 0.13 |
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Municipal Money Market Fund |
First 1B Next 4B Next 5B Next 5B Next 10B Over 25B |
0.35 0.325 0.29 0.28 0.255 0.23 |
|
National Tax-Free Money Market Fund |
First 5B Next 5B Over 10B |
0.15 0.14 0.13 |
|
North Carolina Tax-Free Fund |
First 500M Next 500M Next 2B Next 2B Next 5B Over 10B |
0.40 0.375 0.35 0.325 0.29 0.28 |
|
Omega Growth Fund |
First 500M Next 500M Next 1B Next 2B Next 1B Next 3B Next 2B Next 2B Next 4B Over 16B |
0.80 0.75 0.70 0.675 0.65 0.64 0.615 0.605 0.58 0.555 |
|
Opportunity Fund |
First 500M Next 500M Next 1B Next 2B Next 1B Next 5B Over 10B |
0.75 0.725 0.70 0.675 0.65 0.64 0.63 |
|
Pennsylvania Tax-Free Fund |
First 500M Next 500M Next 2B Next 2B Next 5B Over 10B |
0.40 0.375 0.35 0.325 0.29 0.28 |
|
First 500M Next 500M Next 1B Next 2B Next 1B Next 5B Over 10B |
0.65 0.60 0.55 0.525 0.50 0.49 0.48 |
|
|
Premier Large Company Growth Fund |
First 500M Next 500M Next 1B Next 2B Next 1B Next 3B Next 2B Next 2B Next 4B Over 16B |
0.70 0.675 0.65 0.625 0.60 0.59 0.565 0.555 0.53 0.505 |
|
Real Return Fund± |
First 5B Next 5B Over 10B |
0.05 0.04 0.03 |
|
Short Duration Government Bond Fund |
First 1B Next 4B Next 3B Next 2B Over 10B |
0.35 0.325 0.29 0.265 0.255 |
|
Short-Term Bond Fund |
First 1B Next 4B Next 3B Next 2B Over 10B |
0.35 0.325 0.29 0.265 0.255 |
|
Short-Term High Yield Bond Fund |
First 500M Next 500M Next 2B Next 2B Next 5B Over 10B |
0.50 0.475 0.45 0.425 0.39 0.38 |
|
Short-Term Municipal Bond Fund |
First 1B Next 4B Next 3B Next 2B Over 10B |
0.35 0.325 0.29 0.265 0.255 |
|
Small Cap Opportunities Fund |
First 500M Next 500M Next 1B Next 1B Next 1B Next 1B Next 5B Over 10B |
0.85 0.825 0.80 0.775 0.75 0.73 0.72 0.71 |
|
Small Cap Value Fund |
First 500M Next 500M Next 1B Next 1B Next 1B Next 1B Next 5B Over 10B |
0.85 0.825 0.80 0.775 0.75 0.73 0.72 0.71 |
|
Small Company Growth Fund± |
First 5B Next 5B Over 10B |
0.05 0.04 0.03 |
|
Small Company Value Fund± |
First 5B Next 5B Over 10B |
0.05 0.04 0.03 |
|
Small/Mid Cap Value Fund |
First 500M Next 500M Next 1B Next 2B Next 1B Next 5B Over 10B |
0.75 0.725 0.70 0.675 0.65 0.64 0.63 |
|
Special Mid Cap Value Fund |
First 500M Next 500M Next 1B Next 2B Next 1B Next 5B Over 10B |
0.75 0.725 0.70 0.675 0.65 0.64 0.63 |
|
Special Small Cap Value Fund |
First 500M Next 500M Next 1B Next 1B Next 1B Next 1B Next 5B Over 10B |
0.85 0.825 0.80 0.775 0.75 0.73 0.72 0.71 |
|
Specialized Technology Fund |
First 500M Next 500M Next 1B Next 2B Next 1B Next 5B Over 10B |
0.90 0.875 0.85 0.825 0.80 0.79 0.78 |
|
Strategic Income Fund |
First 500M Next 500M Next 2B Next 2B Next 5B Over 10B |
0.525 0.50 0.475 0.45 0.415 0.405 |
|
Strategic Municipal Bond Fund |
First 500M Next 500M Next 2B Next 2B Next 5B Over 10B |
0.40 0.375 0.35 0.325 0.29 0.28 |
|
Traditional Small Cap Growth Fund |
First 500M Next 500M Next 1B Next 1B Next 1B Next 1B Next 5B Over 10B |
0.85 0.825 0.80 0.775 0.75 0.73 0.72 0.71 |
|
Treasury Plus Money Market Fund |
First 5B Next 5B Over 10B |
0.15 0.14 0.13 |
|
Ultra Short-Term Income Fund |
First 1B Next 4B Next 3B Next 2B Over 10B |
0.35 0.325 0.29 0.265 0.255 |
|
Ultra Short-Term Municipal Income Fund |
First 1B Next 4B Next 3B Next 2B Over 10B |
0.35 0.325 0.29 0.265 0.255 |
|
Utility & Telecommunications Fund |
First 500M Next 500M Next 1B Next 2B Next 1B Next 5B Over 10B |
0.65 0.60 0.55 0.525 0.50 0.49 0.48 |
|
WealthBuilder Conservative Allocation Portfolio |
First 1B Next 4B Next 5B Over 10B |
0.25 0.225 0.19 0.18 |
|
WealthBuilder Equity Portfolio |
First 1B Next 4B Next 5B Over 10B |
0.25 0.225 0.19 0.18 |
|
WealthBuilder Growth Allocation Portfolio |
First 1B Next 4B Next 5B Over 10B |
0.25 0.225 0.19 0.18 |
|
WealthBuilder Growth Balanced Portfolio |
First 1B Next 4B Next 5B Over 10B |
0.25 0.225 0.19 0.18 |
|
WealthBuilder Moderate Balanced Portfolio |
First 1B Next 4B Next 5B Over 10B |
0.25 0.225 0.19 0.18 |
|
WealthBuilder Tactical Equity Portfolio |
First 1B Next 4B Next 5B Over 10B |
0.25 0.225 0.19 0.18 |
|
Wisconsin Tax-Free Fund |
First 500M Next 500M Next 2B Next 2B Next 5B Over 10B |
0.40 0.375 0.35 0.325 0.29 0.28 |
|
100% Treasury Money Market Fund |
First 1B Next 4B Next 5B Next 5B Next 10B Over 25B |
0.35 0.325 0.29 0.28 0.255 0.23 |
Most recent approval by the Board of Trustees: November 18, 2015
Schedule A amended: December 1, 2015
±As long as the Fundinvests all (or substantially all) of its assets in a single, registered, open-end management investment company in accordance with Section 12(d)(1)(E) under the 1940 Act, the Fund pays Funds Management an investment management fee for the Fund-level administrative services set forth in Section 2(b) of the Investment Management Agreement. At the time the Fund invests some of its assets in two or more registered, open-end management investment companies in accordance with Section 12(d)(1)(G) under the 1940 Act, the Fund shall pay Funds Management an investment management fee for combined asset allocation services and fund-level administrative services at the rates shown in the table that follows.
|
Dormant Investment Management Fee as % of Avg. Daily Net Asset Value |
|
|
First 5B Next 5B Over 10B |
0.30 0.29 0.28 |
The foregoing fee schedule is agreed to as of December 1, 2015 and shall remain in effect until changed in writing by the parties.
XXXXX FARGO FUNDS TRUST
By:
X. Xxxxx Xxxxxxx
Secretary
XXXXX FARGO FUNDS MANAGEMENT, LLC
By:
Xxxx Xxxxx
Senior Vice President
1. On November 18, 2015 the Board of Trustees of Xxxxx Fargo Funds Trust approved the name change of the Income Plus Fund to the Core Plus Bond Fund effective on or about February 1, 2016.
