EX-99.B(h)(5)(v)
AMENDMENT TO
PARTICIPATION AGREEMENT
THIS AMENDMENT to the Participation Agreement ("Amendment") is entered into
and is effective this 1/st/ day of May, 2002 by and among American Enterprise
Life Insurance Company (the "Company") and Xxxxx Fargo Variable Trust (the
"Trust") and Xxxxxxxx Inc. (the "Underwriter").
WHEREAS, The parties to this Amendment have previously executed that
certain Participation Agreement dated March 3, 2000 ("Agreement"); and
WHEREAS, the parties to this Amendment wish to amend the Agreement to allow
for the addition of new Contracts.
NOW THEREFORE, in consideration of the terms, covenants and conditions
contained herein and other good and valuable consideration, the receipt and
sufficiency of which are hereby acknowledged, the parties to this Amendment
agree to amend the Agreement as follows:
1. Schedules A and C of the Agreement are hereby deleted in their entirety and
are replaced with the Schedules A and C attached hereto and incorporated by
reference.
2. In the event of a conflict between the terms of this Amendment and the
Agreement, it is the intention of the parties that the terms of this
Amendment shall control and the Agreement shall be interpreted on that
basis.
3. Except as modified by this Amendment, the Agreement is hereby ratified and
confirmed and shall remain in full force and effect.
IN WITNESS WHEREOF, each party has executed this Amendment by a duly
authorized officer.
AMERICAN ENTERPRISE LIFE INSURANCE Attest:
COMPANY
By: /s/ Xxxxx X. Xxxxxx By: /s/ Xxxx Xxxxx Xxxxxxx
------------------------------ ------------------------------
Printed Printed
Name: Xxxxx X. Xxxxxx Name: Xxxx Xxxxx Xxxxxxx
As Its: Executive Vice President, As Its: Assistant Secretary
Annuities
XXXXX FARGO VARIABLE TRUST XXXXXXXX INC.
By: /s/ C. Xxxxx Xxxxxxx By: /s/ Xxxxxxx X. Xxxxx, Xx
------------------------------ ------------------------------
Printed Printed
Name: C. Xxxxx Xxxxxxx Name: Xxxxxxx X. Xxxxx, Xx.
As Its: Secretary As Its: Vice President
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SCHEDULE A
Separate Accounts and Contracts
Subject to the Participation Agreement
--------------------------------------
Separate Account: American Enterprise Variable Annuity Account
Established July 15, 1987
Contracts: Xxxxx Fargo Advantage/SM/ Variable Annuity and Xxxxx Fargo
Advantage/SM/ Builder Variable Annuity; Contract Form
Numbers 44209 and 44210 and state variations thereof.
American Express Signature One Variable Annuity/SM/;
Contract Form Number 240180 and state variations thereof.
Xxxxx Fargo FlexChoice/SM/ Variable Annuity; Contract Form
Numbers 271496 and 271491 and state variations thereof.
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SCHEDULE C
Other Funds Available under the Contracts
-----------------------------------------
Xxxxx Fargo Advantage/SM/ Variable Annuity
Xxxxx Fargo Advantage/SM/ Builder Variable Annuity
AXP(R) Variable Portfolio - Blue Chip Advantage Fund
AXP(R) Variable Portfolio - Capital Resource Fund
AXP(R) Variable Portfolio - Diversified Equity Income Fund
AXP(R) Variable Portfolio - Extra Income Fund
AXP(R) Variable Portfolio - Federal Income Fund
AXP(R) Variable Portfolio - New Dimensions Fund(R)
AXP(R) Variable Portfolio - Small Cap Advantage Fund
AIM V.I. Capital Appreciation Fund
AIM V.I. Premier Equity Fund
The Dreyfus Socially Responsible Growth Fund, Inc. - Initial Share Class
Fidelity VIP Dynamic Capital Appreciation Portfolio (Service Class 2)
Fidelity VIP High Income Portfolio (Service Class 2)
Fidelity VIP Mid Cap Portfolio (Service Class 2)
FTVIPT Franklin Income Securities Fund - Class 2
FTVIPT Franklin Real Estate Fund - Class 2
FTVIPT Franklin Small Cap Fund - Class 2
FTVIPT Franklin Value Securities Fund - Class 2
FTVIPT Franklin Mutual Shares Securities Fund - Class 2
Xxxxxxx Xxxxx VIT CORE/SM/ U.S. Equity Fund
Xxxxxxx Xxxxx VIT Mid Cap Value Fund
MFS(R) Investors Trust Series - Initial Class (previously MFS(R) Growth
with Income Series)
MFS(R) Utilities Series - Initial Class
Xxxxxxxxxxx Global Securities Fund/VA Service Shares
Xxxxxxxxxxx Strategic Bond Fund/VA Service Shares
Xxxxxx VT Health Sciences Funds - Class 1B Shares
Xxxxxx VT International Growth Fund - Class 1B Shares
Xxxxxx VT Vista Fund - Class 1B Shares
American Express Signature One Variable Annuity/SM/
AXP(R) Variable Portfolio - Blue Chip Advantage Fund
AXP(R) Variable Portfolio - Bond Fund
AXP(R) Variable Portfolio - Capital Resource Fund
AXP(R) Variable Portfolio - Cash Management Fund
AXP(R) Variable Portfolio - Diversified Equity Income Fund
AXP(R) Variable Portfolio - Extra Income Fund
AXP(R) Variable Portfolio - Federal Income Fund
AXP(R) Variable Portfolio - Growth Fund
AXP(R) Variable Portfolio - Managed Fund
AXP(R) Variable Portfolio - New Dimensions Fund(R)
AXP(R) Variable Portfolio - Small Cap Advantage Fund
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American Express Signature One Variable Annuity/SM/ (continued)
AIM V.I. Capital Appreciation Fund
AIM V.I. Capital Development Fund
AIM V.I. Value Fund
Alliance VP Premier Growth Portfolio (Class B)
Alliance VP Technology Portfolio (Class B)
Alliance VP U.S. Government/High Grade Securities Portfolio (Class B)
Baron Capital Funds Trust Capital Asset Fund - Insurance Shares
Credit Suisse Warburg Pincus Trust - Emerging Growth Portfolio (previously
Warburg Pincus Trust - Emerging Growth Portfolio)
Fidelity VIP III Growth & Income Portfolio (Service Class)
Fidelity VIP III Mid Cap Portfolio (Service Class)
Fidelity VIP Overseas Portfolio (Service Class)
FTVIPT Franklin Real Estate Fund - Class 2
FTVIPT Franklin Mutual Shares Securities Fund - Class 2
FTVIPT Xxxxxxxxx International Smaller Companies Fund - Class 2
Xxxxxxx Sachs VIT Capital Growth Fund
Xxxxxxx Xxxxx VIT CORE/SM/ U.S. Equity Fund
Xxxxxxx Xxxxx VIT Internatioinal Equity Fund
Janus Aspen Series Aggressive Growth Portfolio: Service Shares
Janus Aspen Series Global Technology Portfolio: Service Shares
Janus Aspen Series Growth Portfolio: Service Shares
Janus Aspen Series International Growth Portfolio: Service Shares
X.X. Xxxxxx U.S. Disciplined Equity Portfolio
Lazard Retirement Series Equity Portfolio
Lazard Retirement Series International Equity Portfolio
MFS(R) New Discovery Series - Initial Class
MFS(R) Research Series - Initial Class
MFS(R)Utilities Series - Initial Class
Royce Capital Fund Micro-Cap Portfolio
Royce Capital Fund Small-Cap Portfolio (previously Royce Premier Portfolio)
Third Avenue Value Portfolio
Xxxxxx International Small Cap
Xxxxxx U.S. Small Cap
Xxxxx Fargo Flexchoice/SM/ Variable Annuity
AXP(R) Variable Portfolio - Blue Chip Advantage Fund
AXP(R) Variable Portfolio - Capital Resource Fund
AXP(R) Variable Portfolio - Diversified Equity Income Fund
AXP(R) Variable Portfolio - Extra Income Fund
AXP(R) Variable Portfolio - Federal Income Fund
AXP(R) Variable Portfolio - New Dimensions Fund(R)
AXP(R) Variable Portfolio - Small Cap Advantage Fund
AIM V.I. Capital Appreciation Fund
AIM V.I. Capital Development Fund
AIM V.I. Value Fund
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Xxxxx Fargo Flexchoice/SM/ Variable Annuity (continued)
The Dreyfus Socially Responsible Growth Fund, Inc. - Initial Share Class
Fidelity VIP Dynamic Capital Appreciation Portfolio (Service Class 2)
Fidelity VIP High Income Portfolio (Service Class 2)
Fidelity VIP Mid Cap Portfolio (Service Class 2)
FTVIPT Franklin Income Securities Fund - Class 2
FTVIPT Franklin Real Estate Fund - Class 2
FTVIPT Franklin Small Cap Fund - Class 2
FTVIPT Franklin Mutual Shares Securities Fund - Class 2
Xxxxxxx Xxxxx VIT CORE/SM/ U.S. Equity Fund
Xxxxxxx Xxxxx VIT Mid Cap Value Fund
MFS(R) Investors Trust Series - Initial Class (previously MFS(R) Growth with
Income Series)
MFS(R) Utilities Series - Initial Class
Xxxxxx VT International Growth Fund - Class 1B Shares
Xxxxxx VT Vista Fund - Class 1B Shares
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AMENDMENT TO
PARTICIPATION AGREEMENT
THIS AMENDMENT to the Participation Agreement ("Amendment") is entered into
and is effective this 15/th/ day of September, 2002 by and among American
Enterprise Life Insurance Company (the "Company") and Xxxxx Fargo Variable Trust
(the "Trust") and Xxxxxxxx Inc. (the "Underwriter").
WHEREAS, The parties to this Amendment have previously executed that
certain Participation Agreement dated March 3, 2000, as amended ("Agreement");
and
WHEREAS, the parties desire to amend their respective obligations with
regard shareholder communications; and
WHEREAS, the parties to this Amendment wish to amend the Agreement to allow
for the deletion of a Contract.
NOW THEREFORE, in consideration of the terms, covenants and conditions
contained herein and other good and valuable consideration, the receipt and
sufficiency of which are hereby acknowledged, the parties to this Amendment
agree to amend the Agreement as follows:
4. Section 3.1 is deleted in its entirety and is hereby replaced with the
following:
3.1 The Underwriter shall provide the Company, at the Company's expense,
with as many copies of the Trust's current prospectus as the Company
may reasonably request. If requested by the Company in lieu thereof,
the Trust shall provide, at the Trust's expense, such documentation
including a final copy of a current prospectus set in type, a computer
disk or other medium agreed to by the parties and other assistance as
is reasonably necessary in order for the Company to print the
prospectus (or more frequently if the Trust's prospectus is amended
more frequently), in which case the Trust shall reimburse the Company
for the cost of printing and distributing such prospectus to existing
Contract owners or participants. The Company shall bear the cost of
printing and distributing such prospectus to prospective Contract
owners or participants.
5. Section 3.3 is deleted in its entirety and is hereby replaced with the
following:
3.3 The Trust, at its expense, shall provide the Company with copies of
its proxy material, if any, reports to shareholders and other
communications to shareholders in such quantity as the Company shall
reasonably require. If requested by the Company in lieu thereof, the
Trust shall provide, at the Trust's expense, such documentation
including a final copy of a current reports to shareholders and other
communications to shareholders set in type, a computer disk or other
medium agreed to by the parties and other assistance as is reasonably
necessary in order for the Company to print the
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reports to shareholders and other communications to shareholders, in
which case the Trust shall reimburse the Company for the cost of
printing such materials. The Trust shall bear the cost of distributing
proxy material, reports to shareholders and other communications to
existing Contract owners or participants.
6. Schedules A and C of the Agreement are hereby deleted in their entirety and
are replaced with the Schedules A and C attached hereto and incorporated by
reference.
7. In the event of a conflict between the terms of this Amendment and the
Agreement, it is the intention of the parties that the terms of this
Amendment shall control and the Agreement shall be interpreted on that
basis.
8. Except as modified by this Amendment, the Agreement is hereby ratified and
confirmed and shall remain in full force and effect.
IN WITNESS WHEREOF, each party has executed this Amendment by a duly
authorized officer.
AMERICAN ENTERPRISE LIFE INSURANCE Attest:
COMPANY
By: /s/ Xxxxx X. Xxxxxx By: /s/ Xxxx Xxxxx Xxxxxxx
------------------------------ ------------------------------
Printed Printed
Name: Xxxxx X. Xxxxxx Name: Xxxx Xxxxx Xxxxxxx
As Its: Executive Vice President, As Its: Assistant Secretary
Annuities
XXXXX FARGO VARIABLE TRUST XXXXXXXX INC.
By: /s/ C. Xxxxx Xxxxxxx By: /s/ Xxxxxxx X. Xxxxx, Xx
------------------------------ ------------------------------
Printed Printed
Name: C. Xxxxx Xxxxxxx Name: Xxxxxxx X. Xxxxx, Xx.
As Its: Secretary As Its: Vice President
dc-376480
SCHEDULE A
Separate Accounts and Contracts
Subject to the Participation Agreement
--------------------------------------
Separate Account: American Enterprise Variable Annuity Account Established July
15, 1987
Contracts: Xxxxx Fargo Advantage/SM/ Variable Annuity and Xxxxx Fargo
Advantage/SM/ Builder Variable Annuity; Contract Form Numbers
44209 and 44210 and state variations thereof.
American Express Signature One Variable Annuity/SM/; Contract
Form Number 240180 and state variations thereof.
dc-376480
SCHEDULE C
Other Funds Available under the Contracts
-----------------------------------------
Xxxxx Fargo Advantage/SM/ Variable Annuity
Xxxxx Fargo Advantage/SM/ Builder Variable Annuity
AXP(R) Variable Portfolio - Blue Chip Advantage Fund
AXP(R) Variable Portfolio - Capital Resource Fund
AXP(R) Variable Portfolio - Diversified Equity Income Fund
AXP(R) Variable Portfolio - Extra Income Fund
AXP(R) Variable Portfolio - Federal Income Fund
AXP(R) Variable Portfolio - New Dimensions Fund
AXP(R) Variable Portfolio - Small Cap Advantage Fund
AIM V.I. Capital Appreciation Fund
AIM V.I. Premier Equity Fund
The Dreyfus Socially Responsible Growth Fund, Inc. - Initial Share Class
Fidelity VIP Dynamic Capital Appreciation Portfolio (Service Class 2)
Fidelity VIP High Income Portfolio (Service Class 2)
Fidelity VIP Mid Cap Portfolio (Service Class 2)
FTVIPT Franklin Income Securities Fund - Class 2
FTVIPT Franklin Real Estate Fund - Class 2
FTVIPT Franklin Small Cap Fund - Class 2
FTVIPT Franklin Value Securities Fund - Class 2
FTVIPT Franklin Mutual Shares Securities Fund - Class 2
Xxxxxxx Xxxxx VIT CORE/SM/ U.S. Equity Fund
Xxxxxxx Xxxxx VIT Mid Cap Value Fund
MFS(R) Investors Trust Series - Initial Class (previously MFS(R) Growth
with Income Series)
MFS(R) Utilities Series - Initial Class
Xxxxxxxxxxx Global Securities Fund/VA Service Shares
Xxxxxxxxxxx Strategic Bond Fund/VA Service Shares
Xxxxxx VT Health Sciences Funds - Class 1B Shares
Xxxxxx VT International Growth Fund - Class 1B Shares
Xxxxxx VT Vista Fund - Class 1B Shares
American Express Signature One Variable Annuity/SM/
AXP(R) Variable Portfolio - Blue Chip Advantage Fund
AXP(R) Variable Portfolio - Bond Fund
AXP(R) Variable Portfolio - Capital Resource Fund
AXP(R) Variable Portfolio - Cash Management Fund
AXP(R) Variable Portfolio - Diversified Equity Income Fund
AXP(R) Variable Portfolio - Extra Income Fund
AXP(R) Variable Portfolio - Federal Income Fund
AXP(R) Variable Portfolio - Growth Fund
AXP(R) Variable Portfolio - Managed Fund
AXP(R) Variable Portfolio - New Dimensions Fund(R)
AXP(R) Variable Portfolio - Small Cap Advantage Fund
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American Express Signature One Variable Annuity/SM/ (continued)
AIM V.I. Capital Appreciation Fund
AIM V.I. Capital Development Fund
AIM V.I. Value Fund Alliance VP Premier Growth Portfolio (Class B)
Alliance VP Technology Portfolio (Class B) Alliance
VP U.S. Government/High Grade Securities Portfolio (Class B)
Baron Capital Funds Trust Capital Asset Fund - Insurance Shares
Credit Suisse Warburg Pincus Trust - Emerging Growth Portfolio (previously
Warburg Pincus Trust - Emerging Growth Portfolio)
Fidelity VIP III Growth & Income Portfolio (Service Class)
Fidelity VIP III Mid Cap Portfolio (Service Class)
Fidelity VIP Overseas Portfolio (Service Class)
FTVIPT Franklin Real Estate Fund - Class 2
FTVIPT Franklin Mutual Shares Securities Fund - Class 2
FTVIPT Xxxxxxxxx International Smaller Companies Fund - Class 2
Xxxxxxx Sachs VIT Capital Growth Fund
Xxxxxxx Xxxxx VIT CORE/SM/ U.S. Equity Fund
Xxxxxxx Xxxxx VIT Internatioinal Equity Fund
Janus Aspen Series Aggressive Growth Portfolio: Service Shares
Janus Aspen Series Global Technology Portfolio: Service Shares
Janus Aspen Series Growth Portfolio - Service Shares
Janus Aspen Series International Growth Portfolio: Service Shares
X.X. Xxxxxx U.S. Disciplined Equity Portfolio
Lazard Retirement Series Equity Portfolio
Lazard Retirement Series International Equity Portfolio
MFS(R) New Discovery Series - Initial Class
MFS(R) Research Series - Initial Class
MFS(R)Utilities Series - Initial Class
Royce Capital Fund Micro-Cap Portfolio
Royce Capital Fund Small-Cap Portfolio (previously Royce Premier Portfolio)
Third Avenue Value Portfolio
Xxxxxx International Small Cap
Xxxxxx U.S. Small Cap
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AMENDMENT TO
PARTICIPATION AGREEMENT
THIS AMENDMENT to the Participation Agreement ("Amendment") is entered into
and is effective this 2/nd/ day of January, 2003 by and among American
Enterprise Life Insurance Company (the "Company") and Xxxxx Fargo Variable Trust
(the "Trust") and Xxxxxxxx Inc. (the "Underwriter").
WHEREAS, The parties to this Amendment have previously executed that
certain Participation Agreement dated March 3, 2000, as amended ("Agreement");
and
WHEREAS, the parties to this Amendment wish to amend the Agreement to allow
for the addition of a Contract and deletion of an existing Contract.
NOW THEREFORE, in consideration of the terms, covenants and conditions
contained herein and other good and valuable consideration, the receipt and
sufficiency of which are hereby acknowledged, the parties to this Amendment
agree to amend the Agreement as follows:
9. Schedules A and C of the Agreement are hereby deleted in their entirety and
are replaced with the Schedules A and C attached hereto and incorporated by
reference.
10. In the event of a conflict between the terms of this Amendment and the
Agreement, it is the intention of the parties that the terms of this
Amendment shall control and the Agreement shall be interpreted on that
basis.
11. Except as modified by this Amendment, the Agreement is hereby ratified and
confirmed and shall remain in full force and effect.
IN WITNESS WHEREOF, each party has executed this Amendment by a duly
authorized officer.
AMERICAN ENTERPRISE LIFE INSURANCE Attest:
COMPANY
By: /s/ Xxxxx X. Xxxxxx By: /s/ Xxxx Xxxxx Xxxxxxx
------------------------------ ------------------------------
Printed Printed
Name: Xxxxx X. Xxxxxx Name: Xxxx Xxxxx Xxxxxxx
As Its: Executive Vice President, As Its: Assistant Secretary
Annuities
dc-376480
XXXXX FARGO VARIABLE TRUST XXXXXXXX INC.
By: /s/ C. Xxxxx Xxxxxxx By: /s/ Xxxxxxx X. Xxxxx, Xx
------------------------------ ------------------------------
Printed Printed
Name: C. Xxxxx Xxxxxxx Name: Xxxxxxx X. Xxxxx, Xx.
As Its: Secretary As Its: Vice President
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SCHEDULE A
Separate Accounts and Contracts
Subject to the Participation Agreement
--------------------------------------
Separate Account: American Enterprise Variable Annuity Account Established July
15, 1987
Contracts: Xxxxx Fargo Advantage Choice Variable Annuity; Contract Form
Numbers 271491 and 271496
Xxxxx Fargo Advantage/SM/ Variable Annuity and Xxxxx Fargo
Advantage/SM/ Builder Variable Annuity; Contract Form Numbers
44209 and 44210 and state variations thereof.
American Express Signature One Variable Annuity/SM/; Contract
Form Number 240180 and state variations thereof.
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SCHEDULE C
Other Funds Available under the Contracts
-----------------------------------------
Xxxxx Fargo Advantage Choice Variable Annuity
AXP(R) Variable Portfolio - Blue Chip Advantage Fund
AXP(R) Variable Portfolio - Capital Resource Fund
AXP(R) Variable Portfolio - Diversified Equity Income Fund
AXP(R) Variable Portfolio - Extra Income Fund
AXP(R) Variable Portfolio - Federal Income Fund
AXP(R) Variable Portfolio - New Dimensions Fund(R)
AXP(R) Variable Portfolio - Partners Small Cap Value Fund
AXP(R) Variable Portfolio - Small Cap Advantage Fund
AIM V.I. Capital Appreciation Fund, Series I
AIM V.I. Premier Equity Fund, Series I
The Dreyfus Socially Responsible Growth Fund, Inc. - Initial Share Class
Fidelity VIP Dynamic Capital Appreciation Portfolio (Service Class 2)
Fidelity VIP High Income Portfolio (Service Class 2)
Fidelity VIP Mid Cap Portfolio (Service Class 2)
FTVIPT Franklin Income Securities Fund - Class 2
FTVIPT Franklin Real Estate Fund - Class 2
FTVIPT Franklin Small Cap Fund - Class 2
FTVIPT Franklin Small Cap Value Securities Fund - Class 2
FTVIPT Franklin Mutual Shares Securities Fund - Class 2
Xxxxxxx Xxxxx VIT CORE/SM/ U.S. Equity Fund
Xxxxxxx Xxxxx VIT Mid Cap Value Fund
MFS(R) Investors Trust Series - Initial Class
MFS(R) Utilities Series - Initial Class
Xxxxxxxxxxx Global Securities Fund/VA Service Shares
Xxxxxxxxxxx Strategic Bond Fund/VA Service Shares
Xxxxxx VT Health Sciences Funds - Class 1B Shares
Xxxxxx VT International Growth Fund - Class 1B Shares
Xxxxxx VT Vista Fund - Class 1B Shares
Xxxxx Fargo Advantage/SM/ Variable Annuity
Xxxxx Fargo Advantage/SM/ Builder Variable Annuity
AXP(R) Variable Portfolio - Blue Chip Advantage Fund
AXP(R) Variable Portfolio - Capital Resource Fund
AXP(R) Variable Portfolio - Diversified Equity Income Fund
AXP(R) Variable Portfolio - Extra Income Fund
AXP(R) Variable Portfolio - Federal Income Fund
AXP(R) Variable Portfolio - New Dimensions Fund
AXP(R) Variable Portfolio - Small Cap Advantage Fund
AIM V.I. Capital Appreciation Fund, Series I
AIM V.I. Premier Equity Fund, Series I
The Dreyfus Socially Responsible Growth Fund, Inc. - Initial Share Class
Fidelity VIP Dynamic Capital Appreciation Portfolio (Service Class 2)
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Xxxxx Fargo Advantage/SM/ Variable Annuity
Xxxxx Fargo Advantage/SM/ Builder Variable Annuity (continued)
Fidelity VIP High Income Portfolio (Service Class 2)
Fidelity VIP Mid Cap Portfolio (Service Class 2)
FTVIPT Franklin Income Securities Fund - Class 2
FTVIPT Franklin Real Estate Fund - Class 2
FTVIPT Franklin Small Cap Fund - Class 2
FTVIPT Franklin Small Cap Value Securities Fund - Class 2
FTVIPT Franklin Mutual Shares Securities Fund - Class 2
Xxxxxxx Xxxxx VIT CORE/SM/ U.S. Equity Fund
Xxxxxxx Xxxxx VIT Mid Cap Value Fund
MFS(R) Investors Trust Series - Initial Class
MFS(R) Utilities Series - Initial Class
Xxxxxxxxxxx Global Securities Fund/VA Service Shares
Xxxxxxxxxxx Strategic Bond Fund/VA Service Shares
Xxxxxx VT Health Sciences Funds - Class 1B Shares
Xxxxxx VT International Growth Fund - Class 1B Shares
Xxxxxx VT Vista Fund - Class 1B Shares
American Express Signature One Variable Annuity/SM/
AXP(R) Variable Portfolio - Blue Chip Advantage Fund
AXP(R) Variable Portfolio - Bond Fund
AXP(R) Variable Portfolio - Capital Resource Fund
AXP(R) Variable Portfolio - Cash Management Fund
AXP(R) Variable Portfolio - Diversified Equity Income Fund
AXP(R) Variable Portfolio - Extra Income Fund
AXP(R) Variable Portfolio - Federal Income Fund
AXP(R) Variable Portfolio - Growth Fund
AXP(R) Variable Portfolio - Managed Fund
AXP(R) Variable Portfolio - New Dimensions Fund(R)
AXP(R) Variable Portfolio - Small Cap Advantage Fund
AIM V.I. Capital Appreciation Fund, Series I
AIM V.I. Capital Development Fund, Series I
AIM V.I. Value Fund, Series I
Alliance VP Premier Growth Portfolio (Class B)
Alliance VP Technology Portfolio (Class B)
Alliance VP U.S. Government/High Grade Securities Portfolio (Class B)
Baron Capital Funds Trust Capital Asset Fund - Insurance Shares
Credit Suisse Warburg Pincus Trust - Emerging Growth Portfolio (previously
Warburg Pincus Trust - Emerging Growth Portfolio)
Fidelity VIP III Growth & Income Portfolio (Service Class)
Fidelity VIP III Mid Cap Portfolio (Service Class)
Fidelity VIP Overseas Portfolio (Service Class)
FTVIPT Franklin Real Estate Fund - Class 2
FTVIPT Franklin Mutual Shares Securities Fund - Class 2
FTVIPT Xxxxxxxxx Foreign Securities Fund - Class 2
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American Express Signature One Variable Annuity/SM/ (continued)
Xxxxxxx Xxxxx VIT Capital Growth Fund
Xxxxxxx Sachs VIT CORE/SM/ U.S. Equity Fund
Xxxxxxx Xxxxx VIT Internatioinal Equity Fund
Janus Aspen Series Aggressive Growth Portfolio: Service Shares
Janus Aspen Series Global Technology Portfolio: Service Shares
Janus Aspen Series Growth Portfolio - Service Shares
Janus Aspen Series International Growth Portfolio: Service Shares
X.X. Xxxxxx U.S. Disciplined Equity Portfolio
Lazard Retirement Series Equity Portfolio
Lazard Retirement Series International Equity Portfolio
MFS(R) New Discovery Series - Initial Class
MFS(R) Research Series - Initial Class
MFS(R)Utilities Series - Initial Class
Royce Capital Fund Micro-Cap Portfolio
Royce Capital Fund Small-Cap Portfolio (previously Royce Premier Portfolio)
Third Avenue Value Portfolio
Xxxxxx International Small Cap
Xxxxxx U.S. Smaller Companies
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