FIRST AMENDMENT TO NOVATED DISTRIBUTION AGREEMENT
Exhibit(e)(ii)
FIRST AMENDMENT TO
NOVATED DISTRIBUTION AGREEMENT
This first amendment (“Amendment”) to the novated Distribution Agreement (the “Agreement”) dated as of September 30, 2021, by and between Driehaus Mutual Funds (the “Client”) and Foreside Financial Services, LLC (“Distributor”) is entered into as of April 30, 2024 (the “Effective Date”).
WHEREAS, Client and Distributor (“Parties”) desire to amend Exhibit A of the Agreement to reflect and updated Funds list; and,
WHEREAS, Section 18 of the Agreement requires that all amendments and modifications to the Agreement be in writing and executed by the Parties.
NOW THEREFORE, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the Parties hereby agree as follows:
1. | Capitalized terms not otherwise defined herein shall have the meanings set forth in Agreement. |
2. | Exhibit A of the Agreement is hereby deleted in its entirety and replaced by Exhibit A attached hereto. |
3. | Except as expressly amended hereby, all of the provisions of the Agreement shall remain unamended and in full force and effect to the same extent as if fully set forth herein. |
4. | This Amendment shall be governed by, and the provisions of this Amendment shall be construed and interpreted under and in accordance with, the laws of the State of Delaware. |
IN WITNESS WHEREOF, the Parties hereto have caused this Amendment to be executed in their names and on their behalf by and through their duly authorized officers, as of the Effective Date.
DRIEHAUS MUTUAL FUNDS | FORESIDE FINANCIAL SERVICES, LLC | ||||
By: | /s/ Xxxxx XxXxxxxxxx | By: | /s/ Xxxxxx Xxxxx | ||
Xxxxx XxXxxxxxxx, Chief Legal Officer | Xxxxxx Xxxxx, President |
EXHIBIT A
Fund Names
Driehaus Event Driven Fund
Driehaus Global Fund
Driehaus Emerging Markets Growth Fund
Driehaus Emerging Markets Small Cap Growth Fund
Driehaus International Small Cap Growth Fund
Driehaus Micro Cap Growth Fund
Driehaus Small Cap Growth Fund
Driehaus Small/Mid Cap Growth Fund
Driehaus International Developed Equity Fund