AMENDMENT TO THE AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT
Exhibit h5aii
AMENDMENT TO THE AMENDED AND RESTATED
This Amendment to the Amended and Restated Expense Limitation Agreement is hereby made as of the 1st day of June, 2015, between The MainStay Funds and MainStay Funds Trust (each a “Trust” and collectively, the “Trusts”), on behalf of each of the series of the Trusts, and New York Life Investment Management LLC (the “Manager”) (“Amendment”).
WHEREAS, each Trust and the Manager are parties to an Amended and Restated Expense Limitation Agreement, dated February 27, 2015 (the “Agreement”); and
WHEREAS, the parties hereby wish to amend Schedule A of the Agreement to reflect the (i) name change of MainStay Short Term Bond Fund to MainStay Tax Advantaged Short Term Bond Fund; and (ii) change the fee with respect to MainStay Tax Advantaged Short Term Bond Fund.
NOW, THEREFORE, the parties agree as follows:
(i) | Effective June 1, 2015, Schedule A is hereby amended to reflect the name change of MainStay Short Term Bond Fund to MainStay Tax Advantaged Short Term Bond Fund, as set forth in the Schedule attached hereto. |
(ii) | Effective June 1, 2015, Schedule A is hereby amended to reflect the change the fee with respect to MainStay Tax Advantaged Short Term Bond Fund, as set forth in the Schedule attached hereto. |
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IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the date first above written.
By: /s/ Xxxx X. Xxxxxxxxxx
Name: Xxxx X. Xxxxxxxxxx
Title: Treasurer and Principal Financial and Accounting Officer
THE MAINSTAY FUNDS
By: /s/ Xxxx X. Xxxxxxxxxx
Name: Xxxx X. Xxxxxxxxxx
Title: Treasurer and Principal Financial and Accounting Officer
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
By: /s/Xxxxxxx X. Xxxxxx
Name: Xxxxxxx X. Xxxxxx
Title: President
SCHEDULE
FUND | Total Annual Operating Expense Limit (as a percent of average daily net asset) |
MainStay Tax Advantaged Short Term Bond Fund |
Expense Limitation until August 29, 2016: Class A: 0.80%
|