FORM OF AMENDMENT NO. 7 TO THE AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT
Exhibit (d)(1)(xiv)
FORM OF
AMENDMENT NO. 7
TO THE
AMENDED AND RESTATED
INVESTMENT MANAGEMENT AGREEMENT
Amendment No. 7 to the Amended and Restated Investment Management Agreement (“Amendment No. 7”), dated as of [May 1, 2005], between EQ Advisors Trust, a Delaware business trust the (“Trust”) and AXA Equitable Life Insurance Company, a New York stock life insurance company (“AXA Equitable” or “Manager”).
The Trust and AXA Equitable agree to modify and amend the Amended and Restated Investment Management Agreement dated as of May 1, 2000 (“Agreement”) and as amended by Amendment No. 1 dated as of September 1, 2000, Amendment No. 2 dated as of September 1, 2001, Amendment No. 3 dated as of November 22, 2002, Amendment No. 4 dated as of May 2, 2003, Amendment No. 5 dated as of July 8, 2004 and Amendment No. 6 dated as of October 25, 2004 (collectively, the “Amendments”), as follows:
| 1. | Appendix A. Appendix A to the Agreement and Amendments, which set forth the Portfolios of the Trust for which Equitable is appointed investment manager is hereby replaced in its entirety by Appendix A attached hereto, and |
| 2. | Appendix B. Appendix B to the Agreement and Amendments, which set forth the fees payable to Equitable with respect to each Portfolio, is hereby replaced in its entirety by Appendix B attached hereto. |
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in fully force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 7 as of the date first above set forth.
| EQ ADVISORS TRUST | AXA EQUITABLE LIFE INSURANCE COMPANY | |||
| Xxxxxxx X. Xxxxxxxxx |
Xxxxxx X. Xxxxx | |||
| Chief Financial Officer |
Senior Vice President | |||
APPENDIX A
AMENDMENT NO. 7
AMENDED AND RESTATED
INVESTMENT MANAGEMENT AGREEMENT
Portfolios
| EQ/Alliance Common Stock Portfolio |
EQ/Janus Large Cap Growth Portfolio | |
| EQ/Alliance Growth and Income Portfolio |
EQ/X.X. Xxxxxx Core Bond Portfolio | |
| EQ/Alliance Intermediate Government Securities Portfolio |
||
| EQ/Alliance International Portfolio |
EQ/Lazard Small Cap Value Portfolio | |
| EQ/Alliance Premier Growth Portfolio |
EQ/Xxxxxxx Focus Portfolio | |
| EQ/Alliance Quality Bond Portfolio |
EQ/Mercury Basic Value Equity Portfolio | |
| EQ/Alliance Small Cap Growth Portfolio |
||
| EQ/Xxxxxxxxx Diversified Value Portfolio |
EQ/Mercury International Value Portfolio | |
| EQ/Xxxxxxx Socially Responsible Portfolio |
||
| EQ/Capital Guardian International Portfolio |
EQ/MFS Investors Trust Portfolio | |
| EQ/Capital Guardian Research Portfolio |
||
| EQ/Capital Guardian U.S. Equity Portfolio |
EQ/MFS Emerging Growth Companies Portfolio | |
| EQ/Emerging Markets Equity Portfolio |
EQ/Money Market Portfolio | |
| EQ/Evergreen Omega Portfolio |
EQ/Xxxxxx Growth & Income Value Portfolio | |
| EQ/Equity 500 Index Portfolio |
EQ/Xxxxxx Voyager Portfolio | |
| EQ/FI Mid Cap Portfolio |
EQ/Small Company Index Portfolio | |
| EQ/FI Small/Mid Cap Value Portfolio |
EQ/Xxxxx Fargo Xxxxxxxxxx Small Cap Portfolio | |
| EQ/Lord Xxxxxx Growth and Income Portfolio |
||
| EQ/Lord Xxxxxx Mid Cap Value Portfolio |
||
| EQ/Lord Xxxxxx Large Cap Core Portfolio |
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| EQ/Xxx Xxxxxx Xxxxxxxx Portfolio |
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| EQ/Xxx Xxxxxx Mid Cap Growth Portfolio |
APPENDIX B
AMENDMENT NO. 7
TO THE AMENDED AND RESTATED
INVESTMENT MANAGEMENT AGREEMENT
The Trust shall pay the Manager, at the end of each calendar month, compensation computed daily at an annual rate equal to the following:
(as a percentage of average daily net assets) (fee on all assets)
| Index Portfolios |
|||
| EQ/Equity 500 Index |
0.250 | % | |
| EQ/Small Company Index |
0.250 | % |
(as a percentage of average daily net assets)
| Debt Portfolios |
First $750 Million |
Next $750 Million |
Next $1 Billion |
Next $2.5 Billion |
Thereafter |
||||||||||
| EQ/Alliance Intermediate Government Securities |
0.500 | % | 0.475 | % | 0.450 | % | 0.430 | % | 0.420 | % | |||||
| EQ/Money Market |
0.350 | % | 0.325 | % | 0.300 | % | 0.280 | % | 0.270 | % | |||||
| EQ/Alliance Quality Bond |
0.525 | % | 0.500 | % | 0.475 | % | 0.455 | % | 0.445 | % | |||||
| EQ/X.X. Xxxxxx Core Bond |
0.450 | % | 0.425 | % | 0.400 | % | 0.380 | % | 0.370 | % |
(as a percentage of average daily net assets)
| Equity Portfolios |
First $1 Billion |
Next $1 Billion |
Next $3 Billion |
Next $5 Billion |
Thereafter |
||||||||||
| EQ/Alliance Common Stock |
0.550 | % | 0.500 | % | 0.475 | % | 0.450 | % | 0.425 | % | |||||
| EQ/Alliance Growth and Income |
0.600 | % | 0.550 | % | 0.525 | % | 0.500 | % | 0.475 | % | |||||
| EQ/Alliance International |
0.750 | % | 0.700 | % | 0.675 | % | 0.650 | % | 0.625 | % | |||||
| EQ/Alliance Premier Growth |
0.900 | % | 0.850 | % | 0.825 | % | 0.800 | % | 0.775 | % | |||||
| EQ/Alliance Small Cap Growth |
0.750 | % | 0.700 | % | 0.675 | % | 0.650 | % | 0.625 | % | |||||
| EQ/Xxxxxxxxx Diversified Value |
0.650 | % | 0.600 | % | 0.575 | % | 0.550 | % | 0.525 | % | |||||
| EQ/Xxxxxxx Socially Responsible |
0.650 | % | 0.600 | % | 0.575 | % | 0.550 | % | 0.525 | % | |||||
| EQ/Capital Guardian International |
0.850 | % | 0.800 | % | 0.775 | % | 0.750 | % | 0.725 | % | |||||
| EQ/Capital Guardian Research |
0.650 | % | 0.600 | % | 0.575 | % | 0.550 | % | 0.525 | % | |||||
| EQ/Capital Guardian U.S. Equity |
0.650 | % | 0.600 | % | 0.575 | % | 0.550 | % | 0.525 | % | |||||
| EQ/Evergreen Omega |
0.650 | % | 0.600 | % | 0.575 | % | 0.550 | % | 0.525 | % | |||||
| EQ/FI Small/Mid Cap Value |
0.750 | % | 0.700 | % | 0.675 | % | 0.650 | % | 0.625 | % | |||||
| EQ/FI Mid Cap |
0.700 | % | 0.650 | % | 0.625 | % | 0.600 | % | 0.575 | % | |||||
| EQ/Janus Large Cap Growth |
0.900 | % | 0.850 | % | 0.825 | % | 0.800 | % | 0.775 | % | |||||
| EQ/Lazard Small Cap Value |
0.750 | % | 0.700 | % | 0.675 | % | 0.650 | % | 0.625 | % | |||||
| EQ/Xxxxxxx Focus |
0.900 | % | 0.850 | % | 0.825 | % | 0.800 | % | 0.775 | % | |||||
| EQ/Mercury Basic Value Equity |
0.600 | % | 0.550 | % | 0.525 | % | 0.500 | % | 0.475 | % | |||||
| EQ/Mercury International Value |
0.850 | % | 0.800 | % | 0.775 | % | 0.750 | % | 0.725 | % | |||||
| EQ/MFS Emerging Growth Companies |
0.650 | % | 0.600 | % | 0.575 | % | 0.550 | % | 0.525 | % | |||||
| EQ/MFS Investors Trust |
0.600 | % | 0.550 | % | 0.525 | % | 0.500 | % | 0.475 | % | |||||
| EQ/Emerging Markets Equity |
1.150 | % | 1.100 | % | 1.075 | % | 1.050 | % | 1.025 | % | |||||
| EQ/Xxxxxx Growth & Income Value |
0.600 | % | 0.550 | % | 0.525 | % | 0.500 | % | 0.475 | % | |||||
| EQ/Xxxxxx Voyager |
0.650 | % | 0.600 | % | 0.575 | % | 0.550 | % | 0.525 | % | |||||
| EQ/Xxxxx Fargo Xxxxxxxxxx Small Cap Portfolio |
0.750 | % | 0.700 | % | 0.675 | % | 0.650 | % | 0.625 | % | |||||
| EQ/Lord Xxxxxx Growth and Income Portfolio |
0.650 | % | 0.600 | % | 0.575 | % | 0.550 | % | 0.525 | % | |||||
| EQ/Lord Xxxxxx Mid Cap Value Portfolio |
0.700 | % | 0.650 | % | 0.625 | % | 0.600 | % | 0.575 | % |
(as a percentage of average daily net assets)
| Equity Portfolios |
First $1 Billion |
Next $1 Billion |
Next $3 Billion |
Next $5 Billion |
Thereafter |
||||||||||
| EQ/Lord Xxxxxx Large Cap Core Portfolio |
0.650 | % | 0.600 | % | 0.575 | % | 0.550 | % | 0.525 | % | |||||
| EQ/Xxx Xxxxxx Xxxxxxxx Portfolio |
0.650 | % | 0.600 | % | 0.575 | % | 0.550 | % | 0.525 | % | |||||
| EQ/Xxx Xxxxxx Mid Cap Growth Portfolio |
0.700 | % | 0.650 | % | 0.625 | % | 0.600 | % | 0.575 | % |
