VOTING TRUST EXTENSION AGREEMENT
THIS AGREEMENT entered into by and among those holders of Common Shares of SIFCO Industries,
Inc. executing and delivering this Agreement (“Shareholders”) and XXXXXX X. XXXXXXX and XXXXXXX X.
XXXXX, III, as Trustees and their successors in trust (said named Trustees and their successors
being hereinafter called the “Trustees”);
WITNESSES
As of February 1, 2007 certain shareholders of SIFCO Industries, Inc.(the “Company”) entered
into a Voting Trust Agreement (the “Trust Agreement”)with respect to their shares of Common Stock
in the Company; and
Pursuant to Section 14 of the Trust Agreement, the term of Trust Agreement may be extended for
an additional period not to exceed ten years upon the concurrence of the holders of Trust
Certificates representing not less than 85% of the 2,002,049 shares deposited under the Trust
Agreement, (after giving effect to stock dividends issued subsequent to the date of the Trust
Agreement, the “Trust Shares”); and
The shareholders constituting the holders of Trust Certificates representing not less than 85%
of the Trust Shares, wish to extend the term of the Trust Agreement, on the terms and conditions
set forth therein, for an additional three (3) years from January 31, 2010.
(a) the execution of this Agreement by the holders of not less than 1,702,000 shares of Common
Stock of the Company, such number representing not less than 85% of the Trust Shares,
Or
(b) the presentation to the Company of a certificate signed by the Secretary of the meeting, certifying that at a meeting duly called and held for the purpose of considering an extension, at a place in Cuyahoga County, Ohio, specified in a notice given either by the Trustees or a Trust Certificate holder, not less than ten (10) nor more than thirty (30)days prior to such meeting to each Trust Certificate holder under the Trust Agreement, the holders of Trust Certificates representing not less than eighty-five (85) percent of the Trust Shares voted in favor of this extension.
(b) the presentation to the Company of a certificate signed by the Secretary of the meeting, certifying that at a meeting duly called and held for the purpose of considering an extension, at a place in Cuyahoga County, Ohio, specified in a notice given either by the Trustees or a Trust Certificate holder, not less than ten (10) nor more than thirty (30)days prior to such meeting to each Trust Certificate holder under the Trust Agreement, the holders of Trust Certificates representing not less than eighty-five (85) percent of the Trust Shares voted in favor of this extension.
Page 1 of 7
TRUSTEES: |
||||
/s/ Xxxxxx X. Xxxxxxx | ||||
Xxxxxx X. Xxxxxxx | ||||
/s/ Xxxxxxx X. Xxxxx, III | ||||
Xxxxxxx X. Xxxxx, III | ||||
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VOTING TRUST EXTENSION AGREEMENT
TO JANUARY 31, 2013
TO JANUARY 31, 2013
SHAREHOLDER | NUMBER OF SHARES | SIGNATURE | DATE | ||||||
Xxxxxxx Xxxxxxxxx Xxxxxxx TTEE
|
71,077 | /s/ Xxxxxxx X Xxxxxxx | 1/14/10 | ||||||
FRW Trust FBO PSG
|
171,207 | By: | /s/ Xxxxxxx Wear | 1/21/10 | |||||
PNC Bank, NA, Trustee
|
Its: | Vice President | |||||||
Xxxxxxx Xxxxxxxxx
|
153,229 | /s/ Xxxxxxx Xxxxxxxxx | 1/12/10 | ||||||
Xxxxxx Xxxxxxxxx
|
400 | /s/ Xxxxxx Xxxxxxxxx | 1/12/10 | ||||||
Xxxxxx Xxxxxxxxx
|
35,615 | /s/ Xxxxxx Xxxxxxxxx | 1/19/20 | ||||||
Xxxxxx Xxxxxxxxx
|
35,615 | /s/ Xxxxxx Xxxxxxxxx | 1/16/10 | ||||||
Xxxxxxx Xxxxxxxxx
|
35,615 | /s/ Xxxxxxx Xxxxxxxxx | 1/14/10 | ||||||
Xxxxx Xxxxxx
|
33,140 | /s/ Xxxxx Xxxxxx | 1/14/10 | ||||||
Xxxxxx Xxxxxx
|
33,140 | /s/ Xxxxxx Xxxxxx | 1/12/10 | ||||||
Xxxxxx Xxxxxxx
|
115,079 | /s/ Xxxxxx Xxxxxxx | 1/19/10 | ||||||
Xxxxxxxx Xxxxxx
|
35,925 | /s/ Xxxxxxxx Xxxxxx | 1/19/10 | ||||||
Xxxxxxxx Xxxxxx custodian for: |
|||||||||
Xxxxxx Xxxxxx
|
17,600 | /s/ Xxxxxxxx Xxxxxx | 1/19/10 | ||||||
Xxxxxxxx Xxxxxx custodian for: |
|||||||||
Xxxxx Xxxxxx
|
6,200 | /s/ Xxxxxxxx Xxxxxx | 1/19/10 | ||||||
Xxxxx Xxxxxxx
|
35,575 | /s/ Xxxxx Xxxxxxx | 1/19/10 | ||||||
Xxxxx Xxxxxxx custodian for: |
|||||||||
Xxxxxxx Xxxxxxx
|
17,600 | /s/ Xxxxx Xxxxxxx | 1/19/10 | ||||||
Xxxxx Xxxxxxx custodian for: |
|||||||||
Xxxxxx Xxxxxxx
|
2,000 | /s/ Xxxxx Xxxxxxx | 1/19/10 | ||||||
Page 3 of 7
VOTING TRUST EXTENSION AGREEMENT
TO JANUARY 31, 2013
TO JANUARY 31, 2013
SHAREHOLDER | NUMBER OF SHARES | SIGNATURE | DATE | ||||||
Xxxxx Xxxxxxx
|
123,723 | /s/Xxxxx Xxxxxxx | 1/18/10 | ||||||
Xxxxxx Xxxxxxx Jr.
|
31,900 | /s/ Xxxxxx Xxxxxxx, Jr | 1/20/10 | ||||||
Xxxxx Xxxxxxx
|
32,700 | /s/ Xxxxx Xxxxxxx | 1/15/10 | ||||||
CHS Foundation Xxxxxxx Xxxxxxxxx Xxxxxxx, Trustee |
56,163 | /s/ Xxxxxxx X Xxxxxxx
|
1/14/10 |
Page 4 of 7
VOTING TRUST EXTENSION AGREEMENT
TO JANUARY 31, 2013
TO JANUARY 31, 2013
SHAREHOLDER | NUMBER OF SHARES | SIGNATURE | DATE | |||||
CHS IR Trust — FBO C Xxxxx III
|
57,067 | By: | /s/ Xxxxxxx Wear | 1/21/10 | ||||
PNC Bank, NA, Trustee
|
Its: | Vice President | ||||||
RS IR Trust — FBO C Xxxxx III
|
121,678 | By: | /s/ Xxxxxxx Wear | 1/21/10 | ||||
PNC Bank, NA, Trustee
|
Its: | Vice President | ||||||
Xxxxxxx Xxxxx III
|
61,666 | /s/ Xxxxxxx Xxxxx III | 1/19/10 | |||||
Xxxxx Xxxxx
|
5,575 | /s/ Xxxxx Xxxxx | 1/19/10 | |||||
Xxxxxxxx Xxxxx
|
7,442 | /s/ Xxxxxxxx Xxxxx | 1/20/10 | |||||
Xxxxxxx Xxxxx III Trustee for: |
||||||||
Xxxxxxxx Xxxxx (TTEE)
|
14,250 | /s/ Xxxxxxx Xxxxx III | 1/19/10 | |||||
C Xxxxx Xxxxx
|
7,309 | /s/ C Xxxxx Xxxxx | 1/19/10 | |||||
Xxxxxxx Xxxxx III Trustee for: |
||||||||
C Xxxxx Xxxxx (TTEE)
|
14,250 | /s/ Xxxxxxx Xxxxx III | 1/19/10 | |||||
Page 5 of 7
VOTING TRUST EXTENSION AGREEMENT
TO JANUARY 31, 2013
TO JANUARY 31, 2013
SHAREHOLDER | NUMBER OF SHARES | SIGNATURE | DATE | |||||
CHS IR Trust FBO X Xxxxxxx PNC Bank, NA, Trustee |
57,067 | By: Its: |
/s/ Xxxxxxx Wear
|
1/21/10 | ||||
RS IR Trust FBO X Xxxxxxx PNC Bank, NA, Trustee |
121,678 | By: Its: |
/s/ Xxxxxxx Wear
|
1/21/10 | ||||
Xxxxxxx Xxxxxxx
|
57,541 | /s/Xxxxxxx Xxxxxxx | 1/15/10 | |||||
Xxxxxx X Xxxxxx III
|
20,863 | /s/ Xxxxxx x Xxxxxx III | 1/14/10 | |||||
Xxxxxx X Xxxxxx III custodian for: |
||||||||
Skylar X Xxxxxx
|
4,250 | /s/ Xxxxxx x Xxxxxx III | 1/14/10 | |||||
Xxxx Xxxxxx
|
20,863 | /s/ Xxxx Xxxxxx | 1/20/10 | |||||
Xxxx Xxxxxx custodian for: |
||||||||
Xxxxxxx Xxxxxx
|
4,250 | /s/ Xxxx Xxxxxx | 1/20/10 | |||||
Xxxx Xxxxxx custodian for: |
||||||||
Xxxxxxx Xxxxxx
|
4,250 | /s/ Xxxx Xxxxxx | 1/20/10 | |||||
Xxxx Xxxxxx custodian for: |
||||||||
Xxxxxx Xxxxxx
|
1,000 | /s/ Xxxx Xxxxxx | 1/20/10 | |||||
Xxxx Xxxxxx
|
20,863 | /s/ Xxxx Xxxxxx | 1/14/10 | |||||
Xxxxx Xxxxxx Xxxxxx
|
6,613 | /s/ Xxxxx X Xxxxxx | 1/15/10 | |||||
Xxxxxxx Xxxxxxx Trustee for: |
||||||||
Xxxxx Xxxxxx Trappe (TTEE)
|
14,250 | /s/Xxxxxxx Xxxxxxx | 1/15/10 | |||||
Xxxxxxx Xxxxx
|
1,800 | /s/ Xxxxxxx Xxxxx | 1/24/10 | |||||
Page 6 of 7
VOTING TRUST EXTENSION AGREEMENT
TO JANUARY 31, 2013
TO JANUARY 31, 2013
SHAREHOLDER | NUMBER OF SHARES | SIGNATURE | DATE | |||||
CHS IR Trust FBO H Xxxxx PNC Bank, NA, Trustee |
57,068 | By: Its: |
/s/ Xxxxxxx Wear
|
1/21/10 | ||||
RS IR Trust FBO H Xxxxx PNC Bank, NA, Trustee |
121,678 | By: Its: |
/s/ Xxxxxxx Wear
|
1/21/10 | ||||
Xxxxxx X. Xxxxx
|
75,592 | /s/ Xxxxxx X. Xxxxx | 1/15/10 | |||||
Xxxxxxx Xxx Xxxxx
|
6,255 | /s/ Xxxxxxx Xxx Xxxxx | 1/15/10 | |||||
Xxxxxx Xxxxx Trustee for: |
||||||||
Xxxxxxx X Xxxxx (TTEE)
|
15,300 | /s/ Xxxxxx X. Xxxxx | 1/15/10 | |||||
Xxxxxxxxx Xxxxx Xxxxx
|
8,576 | /s/ Xxxxxxxxx X. Xxxxx | 1/15/10 | |||||
Xxxxxx Xxxxx Trustee for: |
||||||||
C Xxxxx Xxxxx (TTEE)
|
15,300 | /s/ Xxxxxx X. Xxxxx | 1/15/10 | |||||
Page 7 of 7