PLEDGE AND SECURITY AGREEMENT
Exhibit
10.13
[*] THE
CONFIDENTIAL PORTION HAS BEEN OMITTED PURSUANT TO A REQUEST FOR
CONFIDENTIAL TREATMENT AND THE OMITTED MATERIAL HAS BEEN FILED
SEPARATELY WITH THE COMMISSION.
EXECUTION COPY
THIS PLEDGE AND SECURITY AGREEMENT (as it may be amended or modified from time to time, the
“Security Agreement”) is entered into as of November 25, 2009 by and between ALTRA
HOLDINGS, INC., a Delaware corporation (“Holdings”), ALTRA INDUSTRIAL MOTION, INC., a
Delaware corporation, the other Subsidiaries of Holdings named on the signature pages hereto (each
a “Grantor”, and collectively, the “Grantors”), and The Bank of New York Mellon
Trust Company, N.A., in its capacity as collateral agent (the “Collateral Agent”) for the
benefit of itself and the Holders.
PRELIMINARY STATEMENT
The Grantors, The Bank of New York Mellon Trust Company, N.A., as Trustee and Collateral
Agent, and the Holders are entering into an Indenture dated as of the date hereof (as it may be
amended or modified from time to time, the “Indenture”). Each Grantor is entering into
this Security Agreement in order to induce the Holders to purchase the Notes under the Indenture
and to secure the Secured Obligations that such Grantor has agreed to guarantee pursuant to Article
11 of the Indenture.
ACCORDINGLY, the Grantors and the Collateral Agent, on behalf of the Holders, hereby agree as
follows:
ARTICLE I
DEFINITIONS
DEFINITIONS
1.1. Terms Defined in Indenture. All capitalized terms used herein and not otherwise
defined shall have the meanings assigned to such terms in the Indenture.
1.2. Terms Defined in UCC. Terms defined in the UCC which are not otherwise defined
in this Security Agreement are used herein as defined in the UCC.
1.3. Definitions of Certain Terms Used Herein. As used in this Security Agreement, in
addition to the terms defined in the Preliminary Statement, the following terms shall have the
following meanings:
“Account Debtor” means any Person who is or who may become obligated to any Grantor
under, with respect to our on account of an account.
“Accounts” shall have the meaning set forth in Article 9 of the UCC.
“Administrative Agent” shall mean JPMorgan Chase Bank, N.A., or such successor
administrative agent of which the Collateral Agent may receive notice from time to time in
accordance with the Intercreditor Agreement.
“Article” means a numbered article of this Security Agreement, unless another document
is specifically referenced.
“Assigned Contracts” means, with respect to any Grantor, collectively, all of such
Grantors’ rights and remedies under, and all moneys and claims for money due or to become due to
such Grantor under those contracts and other agreements between such Grantor and any party other
than the Collateral Agent, and any other material contracts, and any and all amendments,
supplements, extensions, and renewals thereof, including all rights and claims of such Grantor now
or hereafter existing: (a) under any insurance, indemnities, warranties, and guarantees provided
for or arising out of or in connection with any of the foregoing agreements; (b) for any damages
arising out of or for breach or default under or in connection with any of the foregoing contracts;
(c) to all other amounts from time to time paid or payable under or in connection with any of the
foregoing agreements; or (d) to exercise or enforce any and all covenants, remedies, powers and
privileges thereunder.
“Cash Management Bank” means (a) as of the Closing Date, JPMorgan Chase Bank, N.A., in
its capacity as the principal depositary bank for the Grantors, and (b) at any time after the
Closing Date, any one or more Lenders (as defined in the Credit Agreement) selected by the
Grantors, with the prior written consent of the Administrative Agent, to become the successor
principal depository bank for the Grantors; provided, that, unless the Administrative Agent
otherwise consents in writing, no Person shall become the successor “Cash Management Bank” unless
and until such Person shall have entered into a Control Agreement with the Grantors and the
Administrative Agent in form and substance reasonably acceptable to the Administrative Agent.
“Chattel Paper” shall have the meaning set forth in Article 9 of the UCC.
“Closing Date” means the date of the Indenture.
“Collateral” shall have the meaning set forth in Article II.
“Collateral Access Agreement” means any landlord waiver or other agreement, in form
and substance satisfactory to the Collateral Agent, between the Collateral Agent and any third
party (including any bailee, consignee, customs broker, or other similar Person) in possession of
any Collateral or any landlord of any Grantor for any real property where any Collateral is
located, as such landlord waiver or other agreement may be amended, restated, or otherwise modified
from time to time.
“Collateral Report” means any certificate, report or other document delivered by any
Grantor to the Collateral Agent with respect to the Collateral pursuant to any Second Priority
Document.
“Collection Account” means the account at JPMorgan Chase Bank, N.A., so designated by
the Administrative Agent, in a written notice delivered to the Grantors, to be the “Collection
Account”, to which funds on deposit in Deposit Accounts, Securities Accounts and Lock Boxes (other
than Excluded Accounts (as defined in the Credit Agreement)) and all payments received in respect
of Accounts shall be remitted at all times during an Availability Trigger Period (as defined in the
Credit Agreement).
“Commercial Tort Claims” means “commercial tort claims” as set forth in Article 9 of
the UCC and shall include, without limitation, the existing commercial tort claims of the Grantors
set forth in Exhibit C-2 attached hereto.
“Company” means Altra Industrial Motion, Inc., a Delaware corporation.
“Control” shall have the meaning set forth in Article 8 or, if applicable, in Section
9-104, 9-105, 9-106 or 9-107 of Article 9 of the UCC.
“Control Agreement” means an agreement, in form and substance reasonably satisfactory
to the Collateral Agent, among (a) the applicable Grantor, (b) a banking institution, securities
broker or securities intermediary at which such Grantor maintains a Deposit Account or a Securities
Account, and (c) the Collateral Agent, providing for the Collateral Agent to have control over the
funds or securities and other financial assets held in such Deposit Account or Securities Account.
“Copyrights” means, with respect to any Person, all of such Person’s right, title, and
interest in and to the following: (a) all copyrights, rights and interests in copyrights, works
protectable by copyright, copyright registrations, and copyright applications; (b) all renewals of
any of the foregoing; (c) all income, royalties, damages, and payments now or hereafter due and/or
payable under any of the foregoing, including, without limitation, damages or payments for past or
future infringements for any of the foregoing; (d) the right to xxx for past, present, and future
infringements of any of the foregoing; and (e) all rights corresponding to any of the foregoing
throughout the world.
“Credit Agreement” means that certain Credit Agreement, to be entered into as of the
date hereof, by and among the Administrative Agent, the Grantors and the Lenders.
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“Default” means any event or condition which constitutes an Event of Default or which
upon notice, lapse of time or both would, unless cured or waived, become an Event of Default.
“Deposit Accounts” shall have the meaning set forth in Article 9 of the UCC.
“Discharge of First Priority Credit Agreement Secured Obligations” shall have the
meaning assigned to such term in the Intercreditor Agreement.
“dispose” shall mean, with respect to any property, any conveyance, sale, lease,
sublease, assignment, transfer or other disposition of such property (including (i) by way of
merger or consolidation, (ii) any sale and leaseback transaction and (iii) any synthetic lease).
“Documents” shall have the meaning set forth in Article 9 of the UCC.
“Equipment” shall have the meaning set forth in Article 9 of the UCC.
“Event of Default” means an event described in Section 5.1.
“Exhibit” refers to a specific exhibit to this Security Agreement, unless another
document is specifically referenced.
“Fixtures” shall have the meaning set forth in Article 9 of the UCC.
“General Intangibles” shall have the meaning set forth in Article 9 of the UCC.
“Goods” shall have the meaning set forth in Article 9 of the UCC.
“Indenture” shall have the meaning assigned to such term in the first recital.
“Instruments” shall have the meaning set forth in Article 9 of the UCC.
“Intercreditor Agreement” means that certain Intercreditor and Subordination
Agreement, dated as of the date hereof, by and among the Administrative Agent, the Collateral
Agent, The Bank of New York Mellon Trust Company, N.A., as Trustee under the Indenture, Holdings,
Company, those certain subsidiaries of Company identified as Borrowers on the signature pages
thereto and those certain subsidiaries of Company identified as Guarantors on the signature pages
thereto.
“Inventory” shall have the meaning set forth in Article 9 of the UCC.
“Investment Property” shall have the meaning set forth in Article 9 of the UCC.
“Letter-of-Credit Rights” shall have the meaning set forth in Article 9 of the UCC.
“Licenses” means, with respect to any Person, all of such Person’s right, title, and
interest in and to (a) any and all licensing agreements or similar arrangements in and to its
Patents, Copyrights, or Trademarks, (b) all income, royalties, damages, claims, and payments now or
hereafter due or payable under and with respect thereto, including, without limitation, damages and
payments for past and future breaches thereof, and (c) all rights to xxx for past, present, and
future breaches thereof.
“Lock Boxes” means any postal lock boxes established by the Grantors with any banking
institution, securities broker, securities intermediary or other financial institution.
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“Patents” means, with respect to any Person, all of such Person’s right, title, and
interest in and to: (a) any and all patents and patent applications; (b) all inventions and
improvements described and claimed therein; (c) all reissues, divisions, continuations, renewals,
extensions, and continuations-in-part thereof; (d) all income, royalties, damages, claims, and
payments now or hereafter due or payable under and with respect thereto, including, without
limitation, damages and payments for past and future infringements thereof; (e) all rights to xxx
for past, present, and future infringements thereof; and (f) all rights corresponding to any of the
foregoing throughout the world.
“Pledged Collateral” means all Instruments, Securities and other Investment Property
of the Grantors, whether or not physically delivered to the Collateral Agent pursuant to this
Security Agreement; provided, however, Pledged Collateral shall not include more than 65% of the
issued and outstanding Equity Interests entitled to vote (within the meaning of Treas. Reg. Section
1.956-2(c)(2)) owned by each Grantor in each Foreign Subsidiary.
“Receivables” means the Accounts, Chattel Paper, Documents, Investment Property,
Instruments and any other rights or claims to receive money which are General Intangibles or which
are otherwise included as Collateral.
“Required Holders” means, at any time, Holders of a majority in aggregate principal
amount of the Notes then outstanding.
“Section” means a numbered section of this Security Agreement, unless another document
is specifically referenced.
“Secured Obligations” means all obligations of the Grantors with respect to the
Notes pursuant to the Indenture.
“Securities Account” has the meaning assigned to such term in Article 8 of the UCC.
“Security” has the meaning set forth in Article 8 of the UCC.
“Security Agreement” means that certain Pledge and Security Agreement, dated as
of the date hereof, between the Grantor and the Administrative Agent, for the benefit of the
Administrative Agent and the Lenders, and any other pledge or security agreement entered into,
after the date hereof by any Grantor, or any other Person, as the same may be amended, restated or
otherwise modified from time to time.
“Stock Rights” means all dividends, instruments or other distributions and any other
right or property which the Grantors shall receive or shall become entitled to receive for any
reason whatsoever with respect to, in substitution for or in exchange for any Equity Interest
constituting Collateral, any right to receive an Equity Interest and any right to receive earnings,
in which the Grantors now have or hereafter acquire any right, issued by an issuer of such Equity
Interest.
“Supporting Obligations” shall have the meaning set forth in Article 9 of the UCC.
“Trademarks” means, with respect to any Person, all of such Person’s right, title, and
interest in and to the following: (a) all trademarks (including service marks), trade names, trade
dress, and trade styles and the registrations and applications for registration thereof and the
goodwill of the business symbolized by the foregoing; (b) all licenses of the foregoing, whether as
licensee or licensor; (c) all renewals of the foregoing; (d) all income, royalties, damages, and
payments now or hereafter due or payable with respect thereto, including, without limitation,
damages, claims, and payments for past and future infringements thereof; (e) all rights to xxx for
past, present, and future infringements of the foregoing, including the right to settle suits
involving claims and demands for royalties owing; and (f) all rights corresponding to any of the
foregoing throughout the world.
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“UCC” means the Uniform Commercial Code, as in effect from time to time, of the State
of New York or of any other state the laws of which are required as a result thereof to be applied
in connection with the attachment, perfection or priority of, or remedies with respect to,
Collateral Agent’s or any Holder’s Lien on any Collateral.
The foregoing definitions shall be equally applicable to both the singular and plural forms of
the defined terms.
ARTICLE II
GRANT OF SECURITY INTEREST
GRANT OF SECURITY INTEREST
To secure the prompt and complete payment and performance of the Secured Obligations, each
Grantor hereby pledges, assigns and grants to the Collateral Agent, on behalf of and for the
ratable benefit of the Holders, a security interest in all of its right, title and interest in, to
and under all personal property and other assets, whether now owned by or owing to, or hereafter
acquired by or arising in favor of such Grantor (including under any trade name or derivations
thereof), and whether owned or consigned by or to, or leased from or to, such Grantor, and
regardless of where located (all of which will be collectively referred to as the
“Collateral”), including:
(i) | all Accounts; | ||
(ii) | all Chattel Paper; | ||
(iii) | all Copyrights, Patents and Trademarks; | ||
(iv) | all Documents; | ||
(v) | all Equipment; | ||
(vi) | all Fixtures; | ||
(vii) | all General Intangibles; | ||
(viii) | all Goods; | ||
(ix) | all Instruments; | ||
(x) | all Inventory; | ||
(xi) | all Investment Property; | ||
(xii) | all cash or cash equivalents; | ||
(xiii) | all letters of credit, Letter-of-Credit Rights and Supporting Obligations; | ||
(xiv) | all Deposit Accounts with any bank or other financial institution; | ||
(xv) | all Securities Accounts with any bank or other financial institution; | ||
(xvi) | all Commercial Tort Claims; | ||
(xvii) | all Assigned Contracts; and | ||
(xviii) | all accessions to, substitutions for and replacements, proceeds (including Stock Rights), insurance proceeds and products of the foregoing, together with all books and records, customer lists, credit files, computer files, programs, printouts and other computer materials and records related thereto and any General Intangibles at any time evidencing or relating to any of the foregoing. |
Notwithstanding anything herein to the contrary, in no event shall the Collateral include, and
no Grantor shall be deemed to have granted a security interest in, the following: (i) any of such
Grantor’s rights or interests in or under, any lease, license, contract or agreement to which such
Grantor is a party to the extent, but only to the extent that such a grant would, under the terms
of such lease, license, contract or agreement constitute or result in (a) the abandonment,
invalidation or unenforceability of any right, title or interest of such Grantor
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therein or (b) a breach or termination pursuant to the terms of, or a default under such
lease, license, contract or agreement (other than to the extent that any such term would be
rendered ineffective pursuant to Sections 9-406, 9-407, 9-408 or 9-409 of the UCC (or any successor
provision or provisions) of any relevant jurisdiction or any other applicable law (including any
bankruptcy or insolvency laws) or principles of equity), provided, that (x) immediately
upon the ineffectiveness, lapse or termination of any such provision, the Collateral shall include,
and such Grantor shall be deemed to have granted a security interest in, all such rights and
interests as if such provision had never been in effect and (y) to the extent that any such lease,
license, contract or agreement would otherwise constitute Collateral (but for the provisions of
this paragraph), all proceeds resulting from the sale or disposition by any Grantor of any rights
of such Grantor under such lease, license, contract or agreement shall constitute Collateral, (ii)
any equipment or other fixed or capital assets owned by a Grantor acquired after the date hereof
that is subject to a Lien securing a purchase money financing, project financing or capital or
finance lease obligation permitted to be incurred pursuant to the Indenture if the contract or
other agreement in which such Lien is granted (or the documentation providing for such purchase
money, project financing or capital or finance lease obligation) prohibits the creation of any
other Lien on such property, provided, that immediately upon the ineffectiveness, lapse or
termination of any such provision, the Collateral shall include, and such Grantor shall be deemed
to have granted a security interest in, all such rights and interests as if such provision had
never been in effect, (iii) more than 65% of the issued and outstanding Equity Interests entitled
to vote (within the meaning of Treas. Reg. Section 1.956-2(c)(2)) in each Foreign Subsidiary, and
(iv) any Trademark applications filed in the U.S. Patent and Trademark Office on the basis of such
Grantor’s “intent-to-use” such trademark, unless and until acceptable evidence of use of the
trademark has been filed with and accepted by the U.S. Patent and Trademark Office pursuant to
Section 1(c) or Section 1(d) of the Xxxxxx Act (15 U.S.C. 1051, et seq.), to the extent that
granting a lien in such Trademark application prior to such filing would adversely affect the
enforceability or validity of such Trademark application.
ARTICLE III
REPRESENTATIONS AND WARRANTIES
REPRESENTATIONS AND WARRANTIES
Each Grantor represents and warrants to the Collateral Agent and the Holders that:
3.1. Title, Perfection and Priority. Such Grantor has good and valid rights in or the
power to transfer the Collateral and title to the Collateral with respect to which it has purported
to grant a security interest hereunder, free and clear of all Liens except for Liens permitted
under Section 4.1(e), and has full power and authority to grant to the Collateral Agent the
security interest in such Collateral pursuant hereto. When financing statements have been filed in
the appropriate offices against such Grantor in the locations listed on Exhibit F, the
Collateral Agent will have a fully perfected second priority security interest in that Collateral
of the Grantor in which a security interest may be perfected by filing, subject only to Liens
permitted under Section 4.1(e).
3.2. Type and Jurisdiction of Organization, Organizational and Identification Numbers.
The type of entity of such Grantor, its state of organization, the organizational number issued to
it by its state of organization and its federal employer identification number are set forth on
Exhibit A.
3.3. Principal Location. Such Grantor’s mailing address and the location of its place
of business (if it has only one) or its chief executive office (if it has more than one place of
business), are disclosed in Exhibit A; such Grantor has no other places of business except
those set forth in Exhibit A.
3.4. Collateral Locations. All of such Grantor’s locations where Collateral is
located are listed on Exhibit A. All of said locations are owned by such Grantor except
for locations (i) which are leased by the Grantor as lessee and designated in Part VII(b)
of Exhibit A and (ii) at which Inventory is held in a public warehouse or is otherwise held
by a bailee or on consignment as designated in Part VII(c) of Exhibit A.
3.5. Deposit Accounts; Securities Accounts; Lock Boxes. All of such Grantor’s Deposit
Accounts, Securities Accounts and Lock Boxes are listed on Exhibit B.
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3.6. Exact Names. Such Grantor’s name in which it has executed this Security
Agreement is the exact name as it appears in such Grantor’s organizational documents, as amended,
as filed with such Grantor’s jurisdiction of organization. Such Grantor has not, during the past
five years, been known by or used any other corporate or fictitious name, or been a party to any
merger or consolidation, or been a party to any acquisition.
3.7. Letter-of-Credit Rights; Chattel Paper; Commercial Tort Claims. Exhibit
C-1 lists all Letter-of-Credit Rights and Chattel Paper of such Grantor having a value in
excess of $500,000, individually. Set forth on Exhibit C-2 is a description of each
Commercial Tort Claim of such Grantor having a value in excess of $500,000, individually (including
a listing of the parties, description of the dispute, and, if available, case number). All action
by the Grantor necessary or desirable to protect and perfect the Collateral Agent’s Lien on each
item listed on Exhibits C-1 and C-2 (including the delivery of all originals and the
placement of a legend on all Chattel Paper as required hereunder) has been duly taken. The
Collateral Agent will have a fully perfected second priority security interest in the Collateral
listed on Exhibits C-1 and C-2, subject only to Liens permitted under Section
4.1(e).
3.8. Accounts and Chattel Paper.
(a) The names of the obligors, amounts owing, due dates and other information with respect to
its Accounts and Chattel Paper are and will be correctly stated in all records of such Grantor
relating thereto and in all invoices and Collateral Reports with respect thereto furnished to the
Collateral Agent by such Grantor from time to time. As of the time when each Account or each item
of Chattel Paper arises, such Grantor shall be deemed to have represented and warranted that such
Account or Chattel Paper, as the case may be, and all records relating thereto, are genuine and in
all respects what they purport to be.
(b) With respect to its Accounts, except as specifically disclosed on the most recent
Collateral Report, (i) all Accounts represent bona fide sales of Inventory or rendering of services
to Account Debtors in the ordinary course of such Grantor’s business and are not evidenced by a
judgment, Instrument or Chattel Paper; (ii) there are no setoffs, claims or disputes existing or
asserted with respect thereto and such Grantor has not made any agreement with any Account Debtor
for any extension of time for the payment thereof, any compromise or settlement for less than the
full amount thereof, any release of any Account Debtor from liability therefor, or any deduction
therefrom except a discount or allowance allowed by such Grantor in the ordinary course of its
business for prompt payment and disclosed to the Collateral Agent; (iii) to such Grantor’s
knowledge, there are no facts, events or occurrences which in any way impair the validity or
enforceability thereof or could reasonably be expected to reduce the amount payable thereunder as
shown on such Grantor’s books and records and any invoices, statements and Collateral Reports with
respect thereto; (iv) such Grantor has not received any notice of proceedings or actions which are
threatened or pending against any Account Debtor which might result in any adverse change in such
Account Debtor’s financial condition; and (v) such Grantor has no knowledge that any Account Debtor
is unable generally to pay its debts as they become due.
(c) In addition, with respect to all of its Accounts, (i) the amounts shown on all invoices,
statements and Collateral Reports with respect thereto are actually and absolutely owing to such
Grantor as indicated thereon and are not in any way contingent; and (ii) to such Grantor’s
knowledge, all Account Debtors have the capacity to contract.
3.9. Inventory. With respect to any of its Inventory scheduled or listed on the most
recent Collateral Report, (a) such Inventory (other than Inventory in transit) is located at one of
such Grantor’s locations set forth on Exhibit A, (b) no Inventory (other than Inventory in
transit) is now, or shall at any time or times hereafter be stored at any other location except as
permitted by Section 4.1(g), (c) such Grantor has good, indefeasible and merchantable title to such
Inventory and such Inventory is not subject to any Lien or security interest or document whatsoever
except for the Lien granted to the Collateral Agent, for the benefit of the Collateral Agent and
Holders, and except for Permitted Liens, (d) except as specifically disclosed in the most recent
Collateral Report, such Inventory is of good and merchantable quality, free from any defects, (e)
such Inventory is not subject to any licensing, patent, royalty, trademark, trade name or copyright
agreements with any third parties
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which would require any consent of any third party upon sale or disposition of that Inventory
or the payment of any monies to any third party upon such sale or other disposition, (f) such
Inventory has been substantially produced in accordance with the Federal Fair Labor Standards Act
of 1938, as amended, and all rules, regulations and orders thereunder and (g) the completion of
manufacture, sale or other disposition of such Inventory by the Collateral Agent following an Event
of Default shall not require the consent of any Person and shall not constitute a breach or default
under any contract or agreement to which such Grantor is a party or to which such property is
subject.
3.10. Intellectual Property. Such Grantor does not have any interest in, or title to,
any Patent, Trademark or Copyright except as set forth in Exhibit D, which exhibit shall be
delivered to the Collateral Agent not later than thirty (30) days after the Closing Date pursuant
to Section 4.7(f). This Security Agreement is effective to create a valid and continuing Lien and,
upon filing of appropriate financing statements in the offices listed on Exhibit F and this
Security Agreement with the United States Copyright Office and the United States Patent and
Trademark Office, fully perfected second priority security interests in favor of the Collateral
Agent on such Grantor’s Patents, Trademarks and Copyrights, such perfected security interests are
enforceable as such as against any and all creditors of and purchasers from such Grantor; and all
action necessary or desirable to protect and perfect the Collateral Agent’s Lien on such Grantor’s
Patents, Trademarks or Copyrights shall have been duly taken.
3.11. Filing Requirements. None of its Equipment is covered by any certificate of
title, except for motor vehicles having an aggregate value not in excess of $2,500,000. None of
the Collateral owned by it is of a type for which security interests or liens may be perfected by
filing under any federal statute except for (a) motor vehicles and (b) Patents, Trademarks and
Copyrights held by such Grantor and described in Exhibit D.
3.12. No Financing Statements, Security Agreements. No financing statement or
security agreement describing all or any portion of the Collateral which has not lapsed or been
terminated naming such Grantor as debtor has been filed or is of record in any jurisdiction except
(a) for financing statements or security agreements naming the Collateral Agent on behalf of the
Holders as the secured party and (b) in connection with Liens permitted by Section 4.1(e).
3.13. Pledged Collateral.
(a) Exhibit E sets forth a complete and accurate list of all Pledged Collateral owned
by such Grantor. Such Grantor is the direct, sole beneficial owner and sole holder of record of
the Pledged Collateral listed on Exhibit E as being owned by it, free and clear of any
Liens, except for Permitted Liens. Such Grantor further represents and warrants that (i) all
Pledged Collateral owned by it constituting an Equity Interest has been (to the extent such
concepts are relevant with respect to such Pledged Collateral) duly authorized, validly issued, are
fully paid and non-assessable, (ii) with respect to any certificates delivered to the Collateral
Agent representing an Equity Interest (or, prior to the Discharge of First Priority Credit
Agreement Secured Obligations, the Administrative Agent), either such certificates are Securities
as defined in Article 8 of the UCC as a result of actions by the issuer or otherwise, or, if such
certificates are not Securities, such Grantor has so informed the Collateral Agent and the Grantor
has taken steps to perfect its security interest therein as a General Intangible, (iii) all such
Pledged Collateral held by a securities intermediary is covered by a Control Agreement among such
Grantor, the securities intermediary and the Collateral Agent (or, prior to the Discharge of First
Priority Credit Agreement Secured Obligations, the Administrative Agent in accordance with the
Intercreditor Agreement) pursuant to which the Administrative Agent or Collateral Agent, as the
case may be, has Control and (iv) all Pledged Collateral which represents Indebtedness owed to such
Grantor has been duly authorized, authenticated or issued and delivered by the issuer of such
Indebtedness, is the legal, valid and binding obligation of such issuer and such issuer is not in
default thereunder.
(b) In addition, (i) none of the Pledged Collateral owned by it has been issued or transferred
in violation of the securities registration, securities disclosure or similar laws of any
jurisdiction to which such issuance or transfer may be subject, (ii) there are existing no options,
warrants, calls or commitments of any character whatsoever relating to such Pledged Collateral or
which obligate the issuer of any Equity Interest
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included in the Pledged Collateral to issue additional Equity Interests, and (iii) except as
otherwise provided in the Intercreditor Agreement prior to the Discharge of First Priority Credit
Agreement Secured Obligations, no consent, approval, authorization, or other action by, and no
giving of notice, filing with, any governmental authority or any other Person is required for the
pledge by such Grantor of such Pledged Collateral pursuant to this Security Agreement or for the
execution, delivery and performance of this Security Agreement by such Grantor, or for the exercise
by the Collateral Agent of the voting or other rights provided for in this Security Agreement or
for the remedies in respect of the Pledged Collateral pursuant to this Security Agreement, except
as may be required in connection with such disposition by laws affecting the offering and sale of
securities generally.
(c) Except as set forth in Exhibit E, such Grantor owns 100% of the issued and
outstanding Equity Interests which constitute Pledged Collateral owned by it and none of the
Pledged Collateral which represents Indebtedness owed to such Grantor is subordinated in right of
payment to other Indebtedness or subject to the terms of an indenture.
ARTICLE IV
COVENANTS
COVENANTS
From the date of this Security Agreement, and thereafter until this Security Agreement is
terminated, each Grantor agrees that:
4.1. General.
(a) Collateral Records. Such Grantor will maintain complete and accurate books and
records with respect to the Collateral, and furnish to the Collateral Agent updates with respect to
Exhibits X, X, X-0, X-0, X, X, X xxx
X hereto in accordance with Section 4.1(c) and such reports relating to such Collateral as
the Collateral Agent shall from time to time request.
(b) Authorization to File Financing Statements; Ratification. In accordance with and
subject to the Intercreditor Agreement, such Grantor hereby agrees to file and deliver to the
Collateral Agent all financing statements and other documents and take such other actions as may
from time to time be necessary in order to maintain, subject to Permitted Liens, a second perfected
security interest in and, if applicable, Control of, the Collateral owned by such Grantor.
(c) Further Assurances. Such Grantor will, if so requested by the Collateral Agent,
furnish to the Collateral Agent, as often as the Collateral Agent requests, statements and
schedules further identifying and describing the Collateral owned by it and such other reports and
information in connection with its Collateral as the Collateral Agent may reasonably request, all
in such detail as the Collateral Agent may specify. Such Grantor also agrees to take any and all
actions necessary to defend title to the Collateral against all persons and to defend the security
interest of the Collateral Agent in its Collateral and the priority thereof against any Lien not
expressly permitted hereunder. For purposes of this Security Agreement, all references to
Exhibits A, B, C-1, C-2, D, E, F and
G hereto shall be deemed to refer to each such exhibit as updated from time to time
pursuant to supplements and amendments delivered by the Grantor to the Collateral Agent.
(d) Disposition of Collateral. Such Grantor will not consummate an Asset Sale, except
for dispositions specifically permitted pursuant to Section 4.10 of the Indenture.
(e) Liens. Such Grantor will not create, incur, or suffer to exist any Lien on the
Collateral owned by it except Permitted Liens.
(f) Other Financing Statements. Such Grantor will not authorize the filing of any
financing statement naming it as debtor covering all or any portion of the Collateral owned by it,
except in connection with a Lien permitted by Section 4.1(e). Such Grantor acknowledges that it is
not authorized to file any financing statement or amendment or termination statement with respect
to any financing statement, except as permitted by the Indenture (or, prior to the Discharge of
First Priority Credit Agreement Secured Obligations,
9
the Administrative Agent in accordance with the Intercreditor Agreement), subject to such
Grantor’s rights under Section 9-509(d)(2) of the UCC.
(g) Locations. Such Grantor will not (i) maintain any Collateral owned by it at any
location other than those locations listed on Exhibit A, (ii) otherwise change, or add to,
such except as permitted by the Indenture, or (iii) change its principal place of business or chief
executive office from the location identified on Exhibit A, to the extent prohibited under
the Indenture.
(h) Compliance with Terms. Such Grantor will perform and comply with all obligations
in respect of the Collateral owned by it and all agreements to which it is a party or by which it
is bound relating to such Collateral.
4.2. Receivables.
(a) Collection of Receivables. Except as otherwise provided in this Security
Agreement, such Grantor will collect and enforce, at such Grantor’s sole expense, all amounts due
or hereafter due to such Grantor under the Receivables owned by it.
(b) Electronic Chattel Paper. Such Grantor shall take all steps necessary to grant
the Collateral Agent (or, prior to the Discharge of First Priority Credit Agreement Secured
Obligations, the Administrative Agent in accordance with the Intercreditor Agreement) Control of
all electronic chattel paper in accordance with the UCC and all “transferable records” as defined
in each of the Uniform Electronic Transactions Act and the Electronic Signatures in Global and
National Commerce Act.
4.3. Inventory and Equipment.
(a) Maintenance of Goods. Such Grantor will do all things necessary to maintain,
preserve, protect and keep its Inventory and the Equipment in good repair and working and saleable
condition, except for damaged or defective goods arising in the ordinary course of such Grantor’s
business and except for ordinary wear and tear in respect of the Equipment.
(b) Inventory Count; Perpetual Inventory System. Such Grantor will conduct a physical
count of its Inventory at least once per fiscal year, and after and during the continuation of an
Event of Default, at such other times as the Collateral Agent requests. Such Grantor, at its own
expense upon request of the Collateral Agent, shall deliver to the Collateral Agent the results of
each physical verification, which such Grantor has made, or has caused any other Person to make on
its behalf, of all or any portion of its Inventory. Such Grantor will maintain a perpetual
inventory reporting system at all times.
(c) Equipment. Such Grantor will not (unless permitted by the Indenture) alter or
remove any identifying symbol or number on any of such Grantor’s Equipment constituting Collateral.
4.4. Delivery of Instruments, Securities, Chattel Paper and Documents. Such Grantor
will (a) deliver to the Collateral Agent (or, prior to the Discharge of First Priority Credit
Agreement Secured Obligations, the Administrative Agent in accordance with the Intercreditor
Agreement) promptly following the execution of this Security Agreement the originals of (x) all
Chattel Paper having a value in excess of $500,000 and (y) all Securities and Instruments, in each
case constituting Collateral owned by it (if any then exist), (b) hold in trust for the Collateral
Agent or the Administrative Agent, as the case may be, upon receipt and immediately thereafter
deliver to the Collateral Agent or the Administrative Agent, as the case may be, any such Chattel
Paper, Securities and Instruments constituting Collateral, (c) upon the Collateral Agent’s request
(or, prior to the Discharge of First Priority Credit Agreement Secured Obligations, at the request
of the Administrative Agent in accordance with the Intercreditor Agreement), deliver to the
Administrative Agent or Collateral Agent, as the case may be, (and thereafter hold in trust for the
Collateral Agent or the Administrative Agent, as the case may be, upon receipt and immediately
deliver to the Collateral Agent or the Administrative Agent, as the case may be) any Document
evidencing or constituting Collateral and (d) upon the Collateral Agent’s request, deliver to the
Collateral Agent a duly executed amendment to this Security Agreement, in the
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form of Exhibit G hereto (the “Amendment”), pursuant to which such Grantor
will pledge such additional Collateral. Such Grantor hereby authorizes the Collateral Agent to
attach each Amendment to this Security Agreement and agrees that all additional Collateral owned by
it set forth in such Amendments shall be considered to be part of the Collateral. Notwithstanding
anything to the contrary contained in this Security Agreement or any other Collateral Document, not
later than thirty (30) days after the Closing Date, such Grantor shall deliver to the Collateral
Agent (or, prior to the Discharge of the First Lien Credit Agreement Secured Obligations, the
Administrative Agent) the original certificates representing the Equity Interests of Foreign
Subsidiaries which constitute Pledged Collateral owned by such Grantor as of the Closing Date,
together with executed undated powers for each such certificate.
4.5. Uncertificated Pledged Collateral.
(a) Subject to the provisions of the Intercreditor Agreement, such Grantor will cause the
issuers of Equity Interests which constitute Pledged Collateral owned by such Grantor to comply
with any and all instructions originated by the Collateral Agent regarding such Equity Interests,
notwithstanding anything to the contrary in any other agreement between such Grantor and such
issuers. Such Grantor further agrees that it shall cause the issuers of Equity Interests which
constitute Pledged Collateral owned by such Grantor not to certificate such Equity Interests or
register any party other than such Grantor, another Grantor or the Collateral Agent or the
Collateral Agent’s designee as the registered owner of any portion of such Equity Interests, or
allow any party other than the Collateral Agent or its designee to become the holder of any such
Equity Interests or an entitlement thereto, in each case without the prior written consent of the
Collateral Agent.
(b) Subject to the provisions of the Intercreditor Agreement, such Grantor will permit the
Collateral Agent from time to time to cause the appropriate issuers (and, if held with a securities
intermediary, such securities intermediary) of uncertificated securities or other types of Pledged
Collateral owned by it not represented by certificates to xxxx their books and records with the
numbers and face amounts of all such uncertificated securities or other types of Pledged Collateral
not represented by certificates and all rollovers and replacements therefor to reflect the Lien of
the Collateral Agent granted pursuant to this Security Agreement. Without limiting the foregoing,
such Grantor will, with respect to any such Pledged Collateral held with a securities intermediary,
cause such securities intermediary to enter into a Control Agreement with the Collateral Agent (or,
prior to the Discharge of First Priority Credit Agreement Secured Obligations, the Administrative
Agent in accordance with the Intercreditor Agreement), in form and substance satisfactory to the
Collateral Agent or the Administrative Agent, as the case may be, and giving the Collateral Agent
or the Administrative Agent, as the case may be, Control.
(c) Subject to the provisions of the Intercreditor Agreement, each Grantor that is an issuer
of uncertificated securities which constitute Pledged Collateral hereby acknowledges and agrees
that (i) if the Collateral Agent shall be deemed to have “control” over such uncertificated
securities within the meaning of Section 8-106 of the UCC, (ii) such Grantor shall comply with all
instructions originated by the Collateral Agent regarding such unceritificated securities, (iii)
such Grantor shall market its books and records to reflect the Lien of the Collateral Agent in such
uncertificated securities, and (iv) such Grantor shall not register any transfer of any portion of
such uncertificated securities to any Person other than to another Grantor or to the Collateral
Agent or the Collateral Agent’s designee.
(d) Subject to the provisions of the Intercreditor Agreement, each of the parties hereto
acknowledges and agrees that this Security Agreement evidences the Collateral Agent’s “control”
over all “uncertificated securities” and “investment property” constituting Pledged Collateral in
accordance with the applicable provisions of, and as such terms are defined in, Articles 8 and 9 of
the UCC.
4.6. Pledged Collateral.
(a) Changes in Capital Structure of Issuers. If prohibited by the Indenture, such
Grantor will not (i) permit or suffer any issuer of an Equity Interest constituting Pledged
Collateral owned by it to dissolve, merge, liquidate, retire any of its Equity Interests or other
Instruments or Securities evidencing
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ownership, reduce its capital, sell or encumber all or substantially all of its assets (except
for Permitted Liens and sales of assets permitted pursuant to Section 4.1(d)) or merge or
consolidate with any other entity, or (ii) vote any such Pledged Collateral in favor of any of the
foregoing.
(b) Issuance of Additional Securities. Such Grantor will not permit or suffer the
issuer of an Equity Interest constituting Pledged Collateral owned by it to issue additional Equity
Interests, any right to receive the same or any right to receive earnings, except to such Grantor
or another Grantor or another Grantor.
(c) Registration of Pledged Collateral. Such Grantor will permit any registrable
Pledged Collateral owned by it to be registered in the name of the Collateral Agent or its nominee
(or, prior to the Discharge of First Priority Credit Agreement Secured Obligations, the
Administrative Agent or its nominee) in accordance with the Intercreditor Agreement) at any time at
the option of the Required Holders.
(d) Exercise of Rights in Pledged Collateral.
(i) Without in any way limiting the foregoing and subject to clause (ii) below, such
Grantor shall have the right to exercise all voting rights or other rights relating to the
Pledged Collateral owned by it for all purposes not inconsistent with this Security
Agreement, the Indenture or any other Second Priority Document; provided, however, that
except as requested by the Administrative Agent pursuant to the Intercreditor Agreement, no
vote or other right shall be exercised or action taken which would have the effect of
impairing the rights of the Collateral Agent in respect of such Pledged Collateral.
(ii) Such Grantor will permit the Collateral Agent or its nominee (or, prior to the
Discharge of First Priority Credit Agreement Secured Obligations, the Administrative Agent
or its nominee in accordance with the Intercreditor Agreement) at any time after the
occurrence and during the continuance of an Event of Default, without notice, to exercise
all voting rights or other rights relating to the Pledged Collateral owned by it, including,
without limitation, exchange, subscription or any other rights, privileges, or options
pertaining to any Equity Interest or Investment Property constituting such Pledged
Collateral as if it were the absolute owner thereof.
(iii) Such Grantor shall be entitled to collect and receive for its own use all cash
dividends and interest paid in respect of the Pledged Collateral owned by it to the extent
not in violation of the Indenture; and
(iv) All cash dividends and interest paid in respect of the Pledged Collateral owned by
Grantor shall, if and for so long as the Administrative Agent elects Full Cash Dominion (as
defined in the Credit Agreement) in accordance with the terms of the Credit Agreement, be
delivered to the Collateral Agent (or, prior to the Discharge of First Priority Credit
Agreement Secured Obligations, the Administrative Agent in accordance with the Intercreditor
Agreement) to hold as Pledged Collateral and shall, if received by such Grantor, be received
in trust for the benefit of the Collateral Agent (or, prior to the Discharge of First
Priority Credit Agreement Secured Obligations, the Administrative Agent in accordance with
the Intercreditor Agreement), be segregated from the other property or funds of such
Grantor, and be forthwith delivered to the Collateral Agent (or, prior to the Discharge of
First Priority Credit Agreement Secured Obligations, the Administrative Agent in accordance
with the Intercreditor Agreement) as Pledged Collateral in the same form as so received
(with any necessary endorsement).
4.7. Intellectual Property.
(a) Such Grantor will use its best efforts to secure all consents and approvals necessary or
appropriate for the assignment to or benefit of the Collateral Agent (or, prior to the Discharge of
First Priority Credit Agreement Secured Obligations, the Administrative Agent in accordance with
the Intercreditor Agreement) of any License held by such Grantor and to enforce the security
interests granted hereunder; provided, however, that the foregoing shall not apply to any License
for the use of intellectual property where such License is for the use of intellectual property
that is commercially available.
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(b) Such Grantor shall notify the Collateral Agent immediately if it knows or has reason to
know that any application or registration relating to any Patent, Trademark or Copyright (now or
hereafter existing) may become abandoned or dedicated, or of any adverse determination or
development (including the institution of, or any such determination or development in, any
proceeding in the United States Patent and Trademark Office, the United States Copyright Office or
any court) regarding such Grantor’s ownership of any Patent, Trademark or Copyright, its right to
register the same, or to keep and maintain the same.
(c) In no event shall such Grantor, either directly or through any agent, employee, licensee
or designee, file an application for the registration of any Patent, Trademark or Copyright with
the United States Patent and Trademark Office, the United States Copyright Office or any similar
office or agency without giving the Collateral Agent prior written notice thereof, and such Grantor
shall execute and deliver any and all security agreements necessary to evidence the Collateral
Agent’s second priority security interest on such Patent, Trademark or Copyright, and the General
Intangibles of such Grantor relating thereto or represented thereby.
(d) Such Grantor shall take all actions necessary to maintain and pursue each application, to
obtain the relevant registration and to maintain the registration of each of its Patents,
Trademarks and Copyrights (now or hereafter existing), including the filing of applications for
renewal, affidavits of use, affidavits of noncontestability and opposition and interference and
cancellation proceedings, except if such Patent, Trademark or Copyright is not material to the
conduct of such Grantor’s business.
(e) Such Grantor shall, unless it shall reasonably determine that such Patent, Trademark or
Copyright is in no way material to the conduct of its business or operations, promptly xxx for
infringement, misappropriation or dilution and to recover any and all damages for such
infringement, misappropriation or dilution, and shall take such other actions as the Collateral
Agent (or, prior to the Discharge of First Priority Credit Agreement Secured Obligations, the
Administrative Agent in accordance with the Intercreditor Agreement) shall deem appropriate under
the circumstances to protect such Patent, Trademark or Copyright. In the event that such Grantor
institutes suit because any of its Patents, Trademarks or Copyrights constituting Collateral is
infringed upon, or misappropriated or diluted by a third party, such Grantor shall comply with
Section 4.8.
(f) Notwithstanding anything to the contrary contained in this Security Agreement or any other
Second Priority Document, not later than thirty (30) days after the Effective Date, such Grantor
shall (i) deliver to the Collateral Agent the results of patent and trademark searches of the U.S.
Patent and Trademark Office databases, evidencing ownership of all Patents and Trademarks held by
such Grantor, together with a true, correct and complete listing of all Patents and Trademarks
(including any licenses of the foregoing) in which such Grantor has an ownership interest, which
listing shall be attached to this Security Agreement as Exhibit D, and (ii) execute and
deliver in favor of the Collateral Agent (x) a patent security agreement and (y) a trademark
security agreement, in each case in forms attached hereto as Exhibits I and J,
respectively.
4.8. Commercial Tort Claims. Such Grantor shall promptly, and in any event within
fifteen (15) Business Days after the same is acquired by it, notify the Collateral Agent of any
Commercial Tort Claim acquired by it having a value in excess of $500,000 and such Grantor shall
enter into an amendment to this Security Agreement, in the form of Exhibit G hereto,
granting to Collateral Agent a first priority security interest (subject to the Intercreditor
Agreement) in such commercial tort claim.
4.9. Letter-of-Credit Rights. If such Grantor is or becomes the beneficiary of a
letter of credit having a value in excess of $500,000, it shall promptly, and in any event within
two Business Days after becoming a beneficiary, notify the Collateral Agent thereof and cause the
issuer and/or confirmation bank to (i) consent to the assignment of any Letter-of-Credit Rights to
the Collateral Agent (or, prior to the Discharge of First Priority Credit Agreement Secured
Obligations, the Administrative Agent in accordance with the Intercreditor Agreement) and (ii)
agree to direct all payments thereunder to a Deposit Account at the Collateral Agent (or, prior to
the Discharge of First Priority Credit Agreement Secured Obligations, the Administrative Agent in
accordance with the Intercreditor Agreement), all in form and substance reasonably satisfactory to
the
13
Collateral Agent (or, prior to the Discharge of First Priority Credit Agreement Secured
Obligations, the Administrative Agent in accordance with the Intercreditor Agreement).
4.10. Federal, State or Municipal Claims. Such Grantor will promptly notify the
Collateral Agent of any Collateral which constitutes a claim against the United States government
or any state or local government or any instrumentality or agency thereof having a value in excess
of $1,000,000, the assignment of which claim is restricted by federal, state or municipal law.
4.11. No Interference. Such Grantor agrees that it will not interfere with any right,
power and remedy of the Collateral Agent provided for in this Security Agreement or now or
hereafter existing at law or in equity or by statute or otherwise, or the exercise or beginning of
the exercise by the Collateral Agent of any one or more of such rights, powers or remedies.
4.12. Insurance.
(a) In the event any Collateral is located in any area that has been designated by the Federal
Emergency Management Agency as a “Special Flood Hazard Area”, such Grantor shall purchase and
maintain flood insurance on such Collateral (including any personal property which is located on
any real property leased by such Grantor within a “Special Flood Hazard Area”). The amount of
flood insurance required by this Section shall be in an amount equal to the lesser of the total
amount of the Notes or the total replacement cost value of the improvements.
(b) All insurance policies required hereunder shall name the Collateral Agent (for the benefit
of the Collateral Agent and the Holders) (or, prior to the Discharge of First Priority Credit
Agreement Secured Obligations, the Administrative Agent and the Lenders in accordance with the
Intercreditor Agreement) as an additional insured or as loss payee, as applicable, and shall
contain loss payable clauses or mortgagee clauses, through customary endorsements which provide
that: (i) all proceeds thereunder with respect to any Collateral shall be payable to the Collateral
Agent (or, prior to the of First Priority Credit Agreement Secured Obligations, the Administrative
Agent in accordance with the Intercreditor Agreement) to be held, remitted to the Grantors or
applied against the Secured Obligations as provided in the Indenture or the Credit Agreement, as
the case may be; (ii) no such insurance shall be affected by any act or neglect of the insured or
owner of the property described in such policy; and (iii) such policy and loss payable or mortgagee
clauses may be canceled, amended, or terminated only upon at least thirty (30) days prior written
notice given to the Collateral Agent or the Administrative Agent, as the case may be.
(c) All premiums on any such insurance shall be paid when due by such Grantor, and copies of
the policies delivered to the Collateral Agent. If such Grantor fails to obtain any insurance as
required by this Section, the Collateral Agent may obtain such insurance at the Grantor’s expense.
By purchasing such insurance, the Collateral Agent shall not be deemed to have waived any Default
arising from the Grantor’s failure to maintain such insurance or pay any premiums therefor.
4.13. Collateral Access Agreements. Such Grantor shall use commercially reasonable
efforts to obtain, within 120 days following the Closing Date, a Collateral Access Agreement, from
(x) the lessor of each leased property and (y) from any bailee or consignee with respect to any
warehouse, processor or converter facility or other location, in each case where inventory having a
fair market value in excess of $500,000 is stored or located or where machinery or equipment having
a fair market value in excess of $500,000 is stored or located, which agreement or letter shall
provide access rights, contain a waiver or subordination of all Liens or claims that the landlord,
bailee or consignee may assert against the Collateral at that location; provided, however, to the
extent the Collateral Access Agreement relates to any Lease entered into after the date of the
Indenture, such Grantor shall use commercially reasonable efforts to obtain such Collateral Access
Agreement within 90 days following the Closing Date. After the Closing Date, no real property or
warehouse space shall be leased by such Grantor and no Inventory shall be shipped to a processor or
converter under arrangements established after the Closing Date, unless and until a satisfactory
Collateral Access Agreement shall first have been obtained with respect to such location (unless
the fair market value of the inventory at such location, or the
14
fair market value of the machinery and equipment at such location, is less than $500,000).
Such Grantor shall timely and fully pay and perform its obligations under all leases and other
agreements with respect to each leased location or third party warehouse where any Collateral is or
may be located.
4.14. Control Agreements. As soon as practicable but in no event later than March 25,
2010, unless waived by the Administrative Agent, which waiver shall be evidenced by the delivery of
a written notice to the Collateral Agent with respect to this Section 4.14, the Grantors shall
cause each depository bank or other institution where the Grantors continue to maintain any Deposit
Accounts or Securities Accounts (other than Excluded Accounts) to enter into a Control Agreement
with respect to such Deposit Account or Securities Account; provided, that, in the event the
Grantors are not able to obtain a Control Agreement with respect to any Deposit Account or
Securities Account (other than Excluded Accounts) as of March 25, 2010, then the Grantors shall
close each such Deposit Account or Securities Account (other than an Excluded Account) for which a
Control Agreement was not obtained, and shall transfer all cash or securities (or proceeds thereof)
maintained in such accounts to new Deposit Accounts or Securities Accounts maintained with a
depository bank, securities broker, securities intermediary or other financial institution that is
a party to a Control Agreement. The Grantors will (i) provide prompt written notice to the
Collateral Agent of the establishment of any Deposit Account or Securities Account after the
Closing Date and (ii) contemporaneous with the establishment of such Deposit Account or Securities
Account (other than an Excluded Account), obtain a Control Agreement with respect to such Deposit
Account or Securities Account. For the avoidance of doubt, the Grantors shall enter into a Control
Agreement with respect to the Collection Account and any other Accounts (other than Excluded
Accounts) established by the Grantors
4.15. Change of Name or Location; Change of Fiscal Year. Such Grantor shall not (a)
change its name as it appears in official filings in the state of its incorporation or
organization, (b) change its chief executive office, principal place of business, mailing address,
corporate offices or warehouses or locations at which Collateral is held or stored, or the location
of its records concerning the Collateral as set forth in the Security Agreement, (c) change the
type of entity that it is, (d) change its organization identification number, if any, issued by its
state of incorporation or other organization, or (e) change its state of incorporation or
organization, in each case, unless the Collateral Agent shall have received at least twenty (20)
days prior written notice of such change and such Grantor shall have acknowledged in writing that
such change will not adversely affect the validity, perfection or priority of the Collateral
Agent’s security interest in the Collateral; provided, that any new location shall be in the
continental U.S. Such Grantor shall not change its fiscal year which currently ends on December
31.
4.16. Assigned Contracts. Such Grantor will use its best efforts to secure all
consents and approvals necessary or appropriate for the assignment to or for the benefit of the
Collateral Agent (or, prior to the Discharge of First Priority Credit Agreement Secured
Obligations, the Administrative Agent in accordance with the Intercreditor Agreement) of any
Assigned Contract held by such Grantor and to enforce the security interests granted hereunder,
except where the failure to obtain such consent or approval could not reasonably be expected to
result in a Material Adverse Effect. Such Grantor shall fully perform all of its obligations under
each of its Assigned Contracts, and shall enforce all of its rights and remedies thereunder, in
each case, as it deems appropriate in its business judgment; provided, however, that such Grantor
shall not take any action or fail to take any action with respect to its Assigned Contracts which
would cause the termination of an Assigned Contract unless the Grantor shall have reasonably
determined that the termination of such Assigned Contract would not have a Material Adverse Effect.
Without limiting the generality of the foregoing, such Grantor shall take all action necessary or
appropriate to permit, and shall not take any action which would have any materially adverse effect
upon, the full enforcement of all indemnification rights under its Assigned Contracts. Such
Grantor shall notify the Collateral Agent in writing, promptly after such Grantor becomes aware
thereof, of any event or fact which could give rise to a claim by it for indemnification in an
amount in excess of $500,000 under any of its Assigned Contracts, and shall diligently pursue such
right to recover such claim and report to the Collateral Agent on all further developments with
respect thereto. If Full Cash Dominion shall be in effect, such Grantor shall deposit into a
Deposit Account at the Collateral Agent (or, prior to the Discharge of First Priority Credit
Agreement Secured Obligations, the Administrative Agent in accordance with the Intercreditor
Agreement) or subject to a Control Agreement for application to the Secured Obligations all amounts
received
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by such Grantor as indemnification or otherwise pursuant to its Assigned Contracts. Subject
to the Discharge of the First Priority Credit Agreement Secured Obligations, if such Grantor shall
fail after the Collateral Agent’s demand to pursue diligently any right under its Assigned
Contracts, or if an Event of Default then exists, the Collateral Agent may, and at the direction of
the Required Holders shall, directly enforce such right in its own or such Grantor’s name and may
enter into such settlements or other agreements with respect thereto as the Collateral Agent or the
Required Holders, as applicable, shall determine. In any suit, proceeding or action brought by the
Collateral Agent for the benefit of the Holders under any Assigned Contract for any sum owing
thereunder or to enforce any provision thereof, such Grantor shall indemnify and hold the
Collateral Agent and Holders harmless from and against all expense, loss or damage suffered by
reason of any defense, setoff, counterclaims, recoupment, or reduction of liability whatsoever of
the obligor thereunder arising out of a breach by such Grantor of any obligation thereunder or
arising out of any other agreement, indebtedness or liability at any time owing from such Grantor
to or in favor of such obligor or its successors. All such obligations of such Grantor shall be
and remain enforceable only against such Grantor and shall not be enforceable against the
Collateral Agent or the Holders. Notwithstanding any provision hereof to the contrary, such
Grantor shall at all times remain liable to observe and perform all of its duties and obligations
under its Assigned Contracts, and the Collateral Agent’s or any Holder’s exercise of any of their
respective rights with respect to the Collateral shall not release such Grantor from any of such
duties and obligations. Neither the Collateral Agent nor any Holder shall be obligated to perform
or fulfill any of such Grantor’s duties or obligations under its Assigned Contracts or to make any
payment thereunder, or to make any inquiry as to the nature or sufficiency of any payment or
property received by it thereunder or the sufficiency of performance by any party thereunder, or to
present or file any claim, or to take any action to collect or enforce any performance, any payment
of any amounts, or any delivery of any property.
ARTICLE V
EVENTS OF DEFAULT AND REMEDIES
EVENTS OF DEFAULT AND REMEDIES
5.1. Events of Default. The occurrence of any one or more of the following events
shall constitute an Event of Default hereunder:
(a) Any representation or warranty made by or on behalf of any Grantor under or in connection
with this Security Agreement shall be materially false as of the date on which made.
(b) The breach by any Grantor of any of the terms or provisions of Article IV or
Article VII.
(c) The breach by any Grantor (other than a breach which constitutes an Event of Default under
any other Section of this Article V) of any of the terms or provisions of this Security
Agreement which is not remedied within twenty (20) days of receipt of notice by such Grantor of
written notice from either the Required Holders or the Collateral Agent of such breach.
(d) The occurrence of any “Event of Default” under, and as defined in, the Indenture.
(e) Any Equity Interest which is included within the Collateral shall at any time constitute a
Security or the issuer of any such Equity Interest shall take any action to have such interests
treated as a Security unless (i) all certificates or other documents constituting such Security
have been delivered to the Collateral Agent (or, prior to the Discharge of First Priority Credit
Agreement Secured Obligations, the Administrative Agent) and such Security is properly defined as
such under Article 8 of the UCC of the applicable jurisdiction, whether as a result of actions by
the issuer thereof or otherwise, or (ii) either the Collateral Agent or the Administrative Agent
has entered into a Control Agreement with the issuer of such Security or with a securities
intermediary relating to such Security and such Security is defined as such under Article 8 of the
UCC of the applicable jurisdiction, whether as a result of actions by the issuer thereof or
otherwise.
5.2. Remedies.
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(a) Subject to the Intercreditor Agreement, upon the occurrence and during the continuance of
an Event of Default, the Collateral Agent may exercise any or all of the following rights and
remedies:
(i) those rights and remedies provided in this Security Agreement, the Indenture, or
any other Second Priority Document; provided, that this Section 5.2(a) shall not be
understood to limit any rights or remedies available to the Collateral Agent and the Holders
prior to an Event of Default;
(ii) those rights and remedies available to a secured party under the UCC (whether or
not the UCC applies to the affected Collateral) or under any other applicable law
(including, without limitation, any law governing the exercise of a bank’s right of setoff
or bankers’ lien) when a debtor is in default under a security agreement;
(iii) after the Discharge of First Priority Credit Agreement Secured Obligations, give
notice of sole control or any other instruction under any Control Agreement or any other
control agreement with any securities intermediary and take any action therein with respect
to such Collateral;
(iv) after the Discharge of First Priority Credit Agreement Secured Obligations,
without notice (except as specifically provided in Section 8.1 or elsewhere herein), demand
or advertisement of any kind to any Grantor or any other Person, enter the premises of any
Grantor where any Collateral is located (through self-help and without judicial process) to
collect, receive, assemble, process, appropriate, sell, lease, assign, grant an option or
options to purchase or otherwise dispose of, deliver, or realize upon, the Collateral or any
part thereof in one or more parcels at public or private sale or sales (which sales may be
adjourned or continued from time to time with or without notice and may take place at any
Grantor’s premises or elsewhere), for cash, on credit or for future delivery without
assumption of any credit risk, and upon such other terms as the Collateral Agent may deem
commercially reasonable; and
(v) after the Discharge of First Priority Credit Agreement Secured Obligations,
concurrently with written notice to the applicable Grantor, transfer and register in its
name or in the name of its nominee the whole or any part of the Pledged Collateral, to
exchange certificates or instruments representing or evidencing Pledged Collateral for
certificates or instruments of smaller or larger denominations, to exercise the voting and
all other rights as a holder with respect thereto, to collect and receive all cash
dividends, interest, principal and other distributions made thereon and to otherwise act
with respect to the Pledged Collateral as though the Collateral Agent were the outright
owner thereof.
(b) The Collateral Agent, on behalf of the Holders, may comply with any applicable state or
federal law requirements in connection with a disposition of the Collateral and compliance will not
be considered to adversely affect the commercial reasonableness of any sale of the Collateral.
(c) After the Discharge of First Priority Credit Agreement Secured Obligations, the Collateral
Agent shall have the right upon any such public sale or sales and, to the extent permitted by law,
upon any such private sale or sales, to purchase for the benefit of the Collateral Agent and the
Holders, the whole or any part of the Collateral so sold, free of any right of equity redemption,
which equity redemption the Grantor hereby expressly releases.
(d) After the Discharge of First Priority Credit Agreement Secured Obligations, until the
Collateral Agent is able to effect a sale, lease, or other disposition of Collateral, the
Collateral Agent shall have the right to hold or use Collateral, or any part thereof, to the extent
that it deems appropriate for the purpose of preserving Collateral or its value or for any other
purpose deemed appropriate by the Collateral Agent. The Collateral Agent may, if it so elects,
seek the appointment of a receiver or keeper to take possession of Collateral and to enforce any of
the Collateral Agent’s remedies (for the benefit of the Collateral Agent and Holders), with respect
to such appointment without prior notice or hearing as to such appointment.
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(e) Notwithstanding the foregoing, neither the Collateral Agent nor the Holders shall be
required to (i) make any demand upon, or pursue or exhaust any of their rights or remedies against,
any Grantor, any other obligor, guarantor, pledgor or any other Person with respect to the payment
of the Secured Obligations or to pursue or exhaust any of their rights or remedies with respect to
any Collateral therefor or any direct or indirect guarantee thereof, (ii) marshal the Collateral or
any guarantee of the Secured Obligations or to resort to the Collateral or any such guarantee in
any particular order, or (iii) effect a public sale of any Collateral.
(f) Each Grantor recognizes that the Collateral Agent may be unable to effect a public sale of
any or all the Pledged Collateral and may be compelled to resort to one or more private sales
thereof in accordance with clause (a) above. Each Grantor also acknowledges that any
private sale may result in prices and other terms less favorable to the seller than if such sale
were a public sale and, notwithstanding such circumstances, agrees that any such private sale shall
not be deemed to have been made in a commercially unreasonable manner solely by virtue of such sale
being private. The Collateral Agent shall be under no obligation to delay a sale of any of the
Pledged Collateral for the period of time necessary to permit any Grantor or the issuer of the
Pledged Collateral to register such securities for public sale under the Securities Act of 1933, as
amended, or under applicable state securities laws, even if the applicable Grantor and the issuer
would agree to do so.
5.3. Grantor’s Obligations Upon Default. Subject to the Intercreditor Agreement, upon
the request of the Collateral Agent after the occurrence and during the continuance of an Event of
Default, each Grantor will:
(a) assemble and make available to the Collateral Agent the Collateral and all books and
records relating thereto at any place or places specified by the Collateral Agent, whether at a
Grantor’s premises or elsewhere;
(b) after the Discharge of First Priority Credit Agreement Secured Obligations, permit the
Collateral Agent, by the Collateral Agent’s representatives and agents, to enter, occupy and use
any premises where all or any part of the Collateral, or the books and records relating thereto, or
both, are located, to take possession of all or any part of the Collateral or the books and records
relating thereto, or both, to remove all or any part of the Collateral or the books and records
relating thereto, or both, and to conduct sales of the Collateral, without any obligation to pay
the Grantor for such use and occupancy;
(c) after the Discharge of First Priority Credit Agreement Secured Obligations, prepare and
file, or cause an issuer of Pledged Collateral to prepare and file, with the Securities and
Exchange Commission or any other applicable government agency, registration statements, a
prospectus and such other documentation in connection with the Pledged Collateral as necessary, and
furnish to the Collateral Agent or cause an issuer of Pledged Collateral to furnish to the
Collateral Agent any information regarding the Pledged Collateral in such detail as the Collateral
Agent may specify;
(d) take, or cause an issuer of Pledged Collateral to take, any and all actions necessary to
register or qualify the Pledged Collateral to enable the Collateral Agent to consummate a public
sale or other disposition of the Pledged Collateral; and
(e) at its own expense, cause the independent certified public accountants then engaged by
each Grantor to prepare and deliver to the Collateral Agent the following reports with respect to
the applicable Grantor: (i) a reconciliation of all Accounts; (ii) an aging of all Accounts; (iii)
trial balances; and (iv) a test verification of such Accounts.
5.4. Grant of Intellectual Property License. For the purpose of enabling the
Collateral Agent to exercise the rights and remedies under this Article V following the
occurrence and during the continuance of an Event of Default, each Grantor hereby (a) grants to the
Collateral Agent, for the benefit of the Collateral Agent and the Holders, an irrevocable,
nonexclusive license (exercisable without payment of royalty or other compensation to any Grantor)
to use, license or sublicense any intellectual property rights now owned or
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hereafter acquired by such Grantor, and wherever the same may be located, and including in
such license access to all media in which any of the licensed items may be recorded or stored and
to all computer software and programs used for the compilation or printout thereof and (b)
irrevocably agrees that the Collateral Agent may sell any of such Grantor’s Inventory directly to
any person, including without limitation persons who have previously purchased the Grantor’s
Inventory from such Grantor and in connection with any such sale or other enforcement of the
Collateral Agent’s rights under this Security Agreement, may sell Inventory which bears any
Trademark owned by or licensed to such Grantor and any Inventory that is covered by any Copyright
owned by or licensed to such Grantor and the Collateral Agent may finish any work in process and
affix any Trademark owned by or licensed to such Grantor and sell such Inventory as provided
herein.
ARTICLE VI
ACCOUNT VERIFICATION; ATTORNEY IN FACT; PROXY
ACCOUNT VERIFICATION; ATTORNEY IN FACT; PROXY
6.1. Account Verification. Subject to the Intercreditor Agreement and after the
occurrence and the continuance of an Event of Default, the Collateral Agent may at any time, in the
Collateral Agent’s own name, in the name of a nominee of the Collateral Agent, or in the name of
any Grantor communicate (by mail, telephone, facsimile or otherwise) with the Account Debtors of
any such Grantor, parties to contracts with any such Grantor and obligors in respect of Instruments
of any such Grantor to verify with such Persons, to the Collateral Agent’s satisfaction, the
existence, amount, terms of, and any other matter relating to, Accounts, Instruments, Chattel
Paper, payment intangibles and/or other Receivables; provided, that unless an Event of Default
shall have occurred and be continuing, the Collateral Agent shall notify the Grantors prior to
contacting Account Debtors.
6.2. Authorization for Secured Party to Take Certain Action.
(a) Subject to the Intercreditor Agreement, each Grantor irrevocably authorizes the Collateral
Agent at any time and from time to time in the sole discretion of the Collateral Agent and appoints
the Collateral Agent as its attorney in fact (i) to execute on behalf of such Grantor as debtor and
to file financing statements necessary or desirable to perfect and to maintain the perfection and
priority of the Collateral Agent’s security interest in the Collateral, (ii) to endorse and collect
any cash proceeds of the Collateral, (iii) to file a carbon, photographic or other reproduction of
this Security Agreement or any financing statement with respect to the Collateral as a financing
statement and to file any other financing statement or amendment of a financing statement (which
does not add new collateral or add a debtor) in such offices necessary or desirable to perfect and
to maintain the perfection and priority of the Collateral Agent’s security interest in the
Collateral, (iv) to contact and enter into one or more agreements with the issuers of
uncertificated securities which are Pledged Collateral or with securities intermediaries holding
Pledged Collateral as may be necessary or advisable to give the Collateral Agent Control over such
Pledged Collateral, (v) to apply the proceeds of any Collateral received by the Collateral Agent to
the Secured Obligations as provided in Section 7.4, (vi) to discharge past due taxes, assessments,
charges, fees or Liens on the Collateral (except for such Liens as are specifically permitted
hereunder), (vii) to contact Account Debtors for any reason, (viii) to demand payment or enforce
payment of the Receivables in the name of the Collateral Agent or such Grantor and to endorse any
and all checks, drafts, and other instruments for the payment of money relating to the Receivables,
(ix) to sign such Grantor’s name on any invoice or xxxx of lading relating to the Receivables,
drafts against any Account Debtor of the Grantor, assignments and verifications of Receivables, (x)
to exercise all of such Grantor’s rights and remedies with respect to the collection of the
Receivables and any other Collateral, (xi) to settle, adjust, compromise, extend or renew the
Receivables, (xii) to settle, adjust or compromise any legal proceedings brought to collect
Receivables, (xiii) to prepare, file and sign such Grantor’s name on a proof of claim in bankruptcy
or similar document against any Account Debtor of such Grantor, (xiv) to prepare, file and sign
such Grantor’s name on any notice of Lien, assignment or satisfaction of Lien or similar document
in connection with the Receivables, (xv) to change the address for delivery of mail addressed to
such Grantor to such address as the Collateral Agent may designate and to receive, open and dispose
of all mail addressed to such Grantor, and (xvi) to do all other acts and things necessary to carry
out this Security Agreement; and such Grantor agrees to reimburse the Collateral Agent on demand
for any payment made or any expense incurred by the Collateral Agent in
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connection with any of the foregoing; provided, that this authorization shall not relieve such
Grantor of any of its obligations under this Security Agreement or under the Indenture.
Notwithstanding the foregoing authorization, in no event shall the Collateral Agent be
obligated to prepare or file any financing statements whatsoever, or to maintain the perfection of
the security interest granted hereunder.
(b) All acts of said attorney or designee are hereby ratified and approved. The powers
conferred on the Collateral Agent, for the benefit of the Collateral Agent and Holders, under this
Section 6.2 are solely to protect the Collateral Agent’s interests in the Collateral and shall not
impose any duty upon the Collateral Agent or any Holder to exercise any such powers. The
Collateral Agent agrees that, except for the powers granted in Section 6.2(a)(i), (iii) and (iv)
and Section 6.2(a)(xvi), it shall not exercise any power or authority granted to it unless an Event
of Default has occurred and is continuing.
6.3. Proxy. SUBJECT TO AND IN ACCORDANCE WITH THE INTERCREDITOR AGREEMENT, EACH
GRANTOR HEREBY IRREVOCABLY CONSTITUTES AND APPOINTS THE COLLATERAL AGENT AS ITS PROXY AND
ATTORNEY-IN-FACT (AS SET FORTH IN SECTION 6.2 ABOVE) WITH RESPECT TO ITS PLEDGED COLLATERAL,
INCLUDING THE RIGHT TO VOTE SUCH PLEDGED COLLATERAL, WITH FULL POWER OF SUBSTITUTION TO DO SO. IN
ADDITION TO THE RIGHT TO VOTE ANY SUCH PLEDGED COLLATERAL, THE APPOINTMENT OF THE COLLATERAL AGENT
AS PROXY AND ATTORNEY-IN-FACT SHALL INCLUDE THE RIGHT TO EXERCISE ALL OTHER RIGHTS, POWERS,
PRIVILEGES AND REMEDIES TO WHICH A HOLDER OF SUCH PLEDGED COLLATERAL WOULD BE ENTITLED (INCLUDING
GIVING OR WITHHOLDING WRITTEN CONSENTS OF SHAREHOLDERS, CALLING SPECIAL MEETINGS OF SHAREHOLDERS
AND VOTING AT SUCH MEETINGS). SUCH PROXY SHALL BE EFFECTIVE, AUTOMATICALLY AND WITHOUT THE
NECESSITY OF ANY ACTION (INCLUDING ANY TRANSFER OF ANY SUCH PLEDGED COLLATERAL ON THE RECORD BOOKS
OF THE ISSUER THEREOF) BY ANY PERSON (INCLUDING THE ISSUER OF SUCH PLEDGED COLLATERAL OR ANY
OFFICER OR AGENT THEREOF), UPON THE OCCURRENCE OF A DEFAULT.
6.4. Nature of Appointment; Limitation of Duty. THE APPOINTMENT OF THE COLLATERAL
AGENT AS PROXY AND ATTORNEY-IN-FACT IN THIS ARTICLE VI IS COUPLED WITH AN INTEREST AND
SHALL BE IRREVOCABLE UNTIL THE DATE ON WHICH THIS SECURITY AGREEMENT IS TERMINATED IN ACCORDANCE
WITH SECTION 8.14. NOTWITHSTANDING ANYTHING CONTAINED HEREIN, NEITHER THE COLLATERAL AGENT, NOR ANY
HOLDER, NOR ANY OF THEIR RESPECTIVE AFFILIATES, OFFICERS, DIRECTORS, EMPLOYEES, AGENTS OR
REPRESENTATIVES SHALL HAVE ANY DUTY TO EXERCISE ANY RIGHT OR POWER GRANTED HEREUNDER OR OTHERWISE
OR TO PRESERVE THE SAME AND SHALL NOT BE LIABLE FOR ANY FAILURE TO DO SO OR FOR ANY DELAY IN DOING
SO, EXCEPT IN RESPECT OF DAMAGES ATTRIBUTABLE SOLELY TO THEIR OWN GROSS NEGLIGENCE OR WILLFUL
MISCONDUCT AS DETERMINED BY A COURT OF COMPETENT JURISDICTION; PROVIDED, THAT IN NO EVENT SHALL
THEY BE LIABLE FOR ANY PUNITIVE, EXEMPLARY, INDIRECT OR CONSEQUENTIAL DAMAGES.
ARTICLE VII
DEPOSIT ACCOUNTS, SECURITIES ACCOUNTS, LOCK BOXES;
COLLECTION AND APPLICATION OF COLLATERAL PROCEEDS
DEPOSIT ACCOUNTS, SECURITIES ACCOUNTS, LOCK BOXES;
COLLECTION AND APPLICATION OF COLLATERAL PROCEEDS
7.1. Perfected Security Interests in Accounts. After the Discharge of First Priority
Credit Agreement Secured Obligations, the Collateral Agent will have a valid, enforceable,
perfected first priority security interest (subject to Permitted Liens) in all Accounts (including
the Collection Account), the Deposit Accounts, the Securities Accounts and Lock Boxes by Control.
No Grantor has granted or shall grant Control of any Account (including the Collection Account),
the Deposit Accounts, the Securities Accounts or the Lock Boxes (in each case, including an
Excluded Account) to any person other than the Collateral Agent or the Administrative Agent
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to secure the Secured Obligations (as defined herein, with respect to the Collateral Agent,
and as defined in the Credit Agreement, with respect to the Administrative Agent).
7.2. Covenant Regarding New Deposit Accounts, Securities Accounts and Lock Boxes.
Before opening or replacing any Deposit Account or Securities Account, or establishing a new Lock
Box, each Grantor shall (a) ensure that such action complies with the Indenture (or, prior to the
Discharge of First Priority Credit Agreement Secured Obligations, shall obtain in writing the
consent of the Administrative Agent in accordance with the Intercreditor Agreement) to the opening
of such Deposit Account, Securities Account or Lock Box, and (b) cause each bank or financial
institution in which it seeks to open a Deposit Account, Securities Account or Lock Box (in each
case, other than an Excluded Account) to enter into a Control Agreement with the Collateral Agent
(or, prior to the Discharge of First Priority Credit Agreement Secured Obligations, the
Administrative Agent in accordance with the Intercreditor Agreement) in order to give the
Administrative Agent or Collateral Agent, as the case may be, dominion and control over such
Deposit Account, Securities Account or Lock Box.
7.3. Application of Proceeds; Deficiency. Subject to the Intercreditor Agreement, in
the case of any sale or other disposition of Collateral by the Collateral Agent in the exercise of
its remedies provided herein or in any other Collateral Document, the proceeds of such sale shall
be applied (and allocated) by the Collateral Agent in accordance with Section 4.10 of the
Indenture. In the event that the proceeds from any sale or other disposition of Collateral are
insufficient to pay all Secured Obligations in full, the Grantors shall remain liable for any
deficiency, including any attorneys’ fees and other expenses incurred by the Collateral Agents or
any Holder to collect such deficiency.
ARTICLE VIII
GENERAL PROVISIONS
GENERAL PROVISIONS
8.1. Waivers. Each Grantor hereby waives notice of the time and place of any public
sale or the time after which any private sale or other disposition of all or any part of the
Collateral may be made. To the extent such notice may not be waived under applicable law, any
notice made shall be deemed reasonable if sent to the Grantors, addressed as set forth in
Article IX, at least ten days prior to (i) the date of any such public sale or (ii) the
time after which any such private sale or other disposition may be made. To the maximum extent
permitted by applicable law, each Grantor waives all claims, damages, and demands against the
Collateral Agent or any Holder arising out of the repossession, retention or sale of the
Collateral, except such as arise solely out of the gross negligence or willful misconduct of the
Collateral Agent or such Holder as finally determined by a court of competent jurisdiction. To the
extent it may lawfully do so, each Grantor absolutely and irrevocably waives and relinquishes the
benefit and advantage of, and covenants not to assert against the Collateral Agent or any Holder,
any valuation, stay, appraisal, extension, moratorium, redemption or similar laws and any and all
rights or defenses it may have as a surety now or hereafter existing which, but for this provision,
might be applicable to the sale of any Collateral made under the judgment, order or decree of any
court, or privately under the power of sale conferred by this Security Agreement, or otherwise.
Except as otherwise specifically provided herein, each Grantor hereby waives presentment, demand,
protest or any notice (to the maximum extent permitted by applicable law) of any kind in connection
with this Security Agreement or any Collateral.
8.2. Limitation on Collateral Agent’s and Holders’ Duty with Respect to the
Collateral. The Collateral Agent shall have no obligation to clean-up or otherwise prepare the
Collateral for sale. The Collateral Agent shall use reasonable care with respect to the Collateral
in its possession or under its control. Neither the Collateral Agent nor any Holder shall have any
other duty as to any Collateral in its possession or control or in the possession or control of any
agent or nominee of the Collateral Agent or such Holder, or any income thereon or as to the
preservation of rights against prior parties or any other rights pertaining thereto. To the extent
that applicable law imposes duties on the Collateral Agent to exercise remedies in a commercially
reasonable manner, each Grantor acknowledges and agrees that it is commercially reasonable for the
Collateral Agent (i) to fail to incur expenses deemed significant by the Collateral Agent to
prepare Collateral for disposition or otherwise to transform raw material or work in process into
finished goods or other finished products for disposition, (ii) to fail to obtain third party
consents for access to Collateral to be disposed of, or to obtain or, if not required by other law,
to fail to obtain governmental or third party consents for the collection or disposition
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of Collateral to be collected or disposed of, (iii) to fail to exercise collection remedies
against Account Debtors or other Persons obligated on Collateral or to remove Liens on or any
adverse claims against Collateral, (iv) to exercise collection remedies against Account Debtors and
other Persons obligated on Collateral directly or through the use of collection agencies and other
collection specialists, (v) to advertise dispositions of Collateral through publications or media
of general circulation, whether or not the Collateral is of a specialized nature, (vi) to contact
other Persons, whether or not in the same business as such Grantor, for expressions of interest in
acquiring all or any portion of such Collateral, (vii) to hire one or more professional auctioneers
to assist in the disposition of Collateral, whether or not the Collateral is of a specialized
nature, (viii) to dispose of Collateral by utilizing internet sites that provide for the auction of
assets of the types included in the Collateral or that have the reasonable capacity of doing so, or
that match buyers and sellers of assets, (ix) to dispose of assets in wholesale rather than retail
markets, (x) to disclaim disposition warranties, such as title, possession or quiet enjoyment, (xi)
to purchase insurance or credit enhancements to insure the Collateral Agent against risks of loss,
collection or disposition of Collateral or to provide to the Collateral Agent a guaranteed return
from the collection or disposition of Collateral, or (xii) to the extent deemed appropriate by the
Collateral Agent, to obtain the services of other brokers, investment bankers, consultants and
other professionals to assist the Collateral Agent in the collection or disposition of any of the
Collateral. Each Grantor acknowledges that the purpose of this Section 8.2 is to provide
non-exhaustive indications of what actions or omissions by the Collateral Agent would be
commercially reasonable in the Collateral Agent’s exercise of remedies against the Collateral and
that other actions or omissions by the Collateral Agent shall not be deemed commercially
unreasonable solely on account of not being indicated in this Section 8.2. Without limitation upon
the foregoing, nothing contained in this Section 8.2 shall be construed to grant any rights to any
Grantor or to impose any duties on the Collateral Agent that would not have been granted or imposed
by this Security Agreement or by applicable law in the absence of this Section 8.2.
Anything herein contained to the contrary notwithstanding, (a) each Grantor shall remain
liable under this Security Agreement and under each of the underlying contracts to which such
Grantor is a party described herein to perform all of its duties and obligations thereunder to the
same extent as if this Security Agreement had not been executed, (b) the exercise by the Collateral
Agent or the Noteholders of any of their rights, remedies or powers hereunder shall not release any
Grantor from any of its duties or obligations under this Security Agreement or such underlying
contracts described herein and (c) neither the Noteholders nor the Trustee shall have any
obligation or liability under such underlying contracts by reason of or arising out of this
Security Agreement, nor shall the Noteholders or the Trustee be obligated to perform any of the
obligations or duties of any of the Grantors hereunder or any of the contracts described herein.
Beyond the exercise of reasonable care in the custody thereof, the Collateral Agent shall have
no duty as to any Collateral in its possession or control or in the possession or control of any
agent or bailee or any income thereon or as to preservation of rights against prior parties or any
other rights pertaining thereto. The Collateral Agent shall be deemed to have exercised reasonable
care in the custody of the Collateral in its possession if the Collateral is accorded treatment
substantially equal to that which it accords its own property. The Collateral Agent shall not be
responsible for filing any financing or continuation statements or recording any documents or
instruments in any public office at any time or times or otherwise perfecting or maintaining the
perfection of any security interest in the Collateral. The Collateral Agent shall not be
responsible for the existence, genuineness or value of any of the Collateral or for the validity,
perfection, priority or enforceability of the Liens in any of the Collateral, whether impaired by
operation of law or by reason of any of any action or omission to act on its part hereunder, except
to the extent such action or omission constitutes gross negligence, bad faith or willful misconduct
on the part of the Collateral Agent. Nor shall the Collateral Agent be responsible for the
validity or sufficiency of the Collateral or any agreement or assignment contained therein, for the
validity of the title of the Grantors to the Collateral, for insuring the Collateral or for the
payment of taxes, charges, assessments or Liens upon the Collateral or otherwise as to the
maintenance of the Collateral.
The Collateral Agent shall be under no obligation to exercise any of its rights or powers
vested in it by this Security Agreement, at the request, order or direction of any Required
Holders, pursuant to the provisions of this Security Agreement, unless such Required Holders shall
have offered to the Collateral Agent reasonable
22
security or indemnity satisfactory to it against the costs, expenses and liabilities
(including, without limitation, attorneys’ fees) which might be incurred therein or thereby.
In the event that the Collateral Agent is required to acquire title to an asset for any
reason, or take any managerial action of any kind in regard thereto, in order to carry out any duty
for the benefit of another, which in the Collateral Agent’s sole discretion may cause it to be
considered an “owner or operator” under the provisions of the Comprehensive Environmental Response,
Compensation and Liability Act (“CERCLA”), 42 U.S.C. §9601, et seq., or otherwise cause it to incur
liability under CERCLA or any other federal, state or local law, the Collateral Agent reserves the
right, instead of taking such action, to either resign as or arrange for the transfer of the title
or control of the asset to a court-appointed receiver. The Collateral Agent shall not be liable to
any Person for any environmental claims or contribution actions under any federal, state or local
law, rule or regulation by reason of the Collateral Agent’s actions and conduct as authorized,
empowered and directed hereunder or relating to the discharge, release or threatened release of
hazardous materials into the environment. If at any time it is necessary or advisable for any real
property to be possessed, owned, operated or managed by any Person (including the Collateral Agent,
the Required Holders shall direct the Collateral Agent to appoint an appropriately qualified Person
(excluding the Collateral Agent who such Required Holders shall designate to possess, own, operate
or manage, as the case may be, such real property.
8.3. Compromises and Collection of Collateral. The Grantors and the Collateral Agent
recognize that setoffs, counterclaims, defenses and other claims may be asserted by obligors with
respect to certain of the Receivables, that certain of the Receivables may be or become
uncollectible in whole or in part and that the expense and probability of success in litigating a
disputed Receivable may exceed the amount that reasonably may be expected to be recovered with
respect to a Receivable. In view of the foregoing, each Grantor agrees that the Collateral Agent
(or, prior to the Discharge of First Priority Credit Agreement Secured Obligations, the
Administrative Agent in accordance with the Intercreditor Agreement) may at any time and from time
to time, if an Event of Default has occurred and is continuing, compromise with the obligor on any
Receivable, accept in full payment of any Receivable such amount as the Collateral Agent in its
sole discretion shall determine or abandon any Receivable, and any such action by the Collateral
Agent shall be commercially reasonable so long as the Collateral Agent acts in good faith based on
information known to it at the time it takes any such action.
8.4. Secured Party Performance of Debtor Obligations. Without having any obligation
to do so, the Collateral Agent (or, prior to the Discharge of First Priority Credit Agreement
Secured Obligations, the Administrative Agent in accordance with the Intercreditor Agreement) may
perform or pay any obligation which any Grantor has agreed to perform or pay in this Security
Agreement and the Grantors shall reimburse the Collateral Agent for any amounts paid by the
Collateral Agent pursuant to this Section 8.4. The Grantors’ obligation to reimburse the
Collateral Agent pursuant to the preceding sentence shall be a Secured Obligation payable on
demand.
8.5. Specific Performance of Certain Covenants. Each Grantor acknowledges and agrees
that a breach of any of the covenants contained in Sections 4.1(d), 4.1(e), 4.4, 4.5, 4.6, 4.7,
4.8, 4.9, 4.10, 4.12, 4.13, 4.14, 4.15, 4.16, 5.3, or 8.7 or in Article VII will cause
irreparable injury to the Collateral Agent and the Holders, that the Collateral Agent and Holders
have no adequate remedy at law in respect of such breaches and therefore agrees, without limiting
the right of the Collateral Agent or the Holders to seek and obtain specific performance of other
obligations of the Grantors contained in this Security Agreement, that the covenants of the
Grantors contained in the Sections referred to in this Section 8.5 shall be specifically
enforceable against the Grantors.
8.6. Dispositions Not Authorized. No Grantor is authorized to sell or otherwise
dispose of the Collateral except as set forth in Section 4.1(d) and notwithstanding any course of
dealing between any Grantor and the Collateral Agent or other conduct of the Collateral Agent, no
authorization to sell or otherwise dispose of the Collateral (except as set forth in Section
4.1(d)) shall be binding upon the Collateral Agent unless such authorization is in writing signed
by the Collateral Agent with the consent or at the direction of the Required Holders.
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8.7. No Waiver; Amendments; Cumulative Remedies. No delay or omission of the
Collateral Agent or any Holder to exercise any right or remedy granted under this Security
Agreement shall impair such right or remedy or be construed to be a waiver of any Default or an
acquiescence therein, and any single or partial exercise of any such right or remedy shall not
preclude any other or further exercise thereof or the exercise of any other right or remedy. No
waiver, amendment or other variation of the terms, conditions or provisions of this Security
Agreement whatsoever shall be valid unless in writing signed by the Collateral Agent with the
concurrence or at the direction of the Holders required under Section 9.02 of the Indenture, and
then only to the extent in such writing specifically set forth. All rights and remedies contained
in this Security Agreement or by law afforded shall be cumulative and all shall be available to the
Collateral Agent and the Holders until the Secured Obligations have been paid in full.
8.8. Limitation by Law; Severability of Provisions. All rights, remedies and powers
provided in this Security Agreement may be exercised only to the extent that the exercise thereof
does not violate any applicable provision of law, and all the provisions of this Security Agreement
are intended to be subject to all applicable mandatory provisions of law that may be controlling
and to be limited to the extent necessary so that they shall not render this Security Agreement
invalid, unenforceable or not entitled to be recorded or registered, in whole or in part. Any
provision in any this Security Agreement that is held to be inoperative, unenforceable, or invalid
in any jurisdiction shall, as to that jurisdiction, be inoperative, unenforceable, or invalid
without affecting the remaining provisions in that jurisdiction or the operation, enforceability,
or validity of that provision in any other jurisdiction, and to this end the provisions of this
Security Agreement are declared to be severable.
8.9. Reinstatement. This Security Agreement shall remain in full force and effect and
continue to be effective should any petition be filed by or against any Grantor for liquidation or
reorganization, should any Grantor become insolvent or make an assignment for the benefit of any
creditor or creditors or should a receiver or trustee be appointed for all or any significant part
of any Grantor’s assets, and shall continue to be effective or be reinstated, as the case may be,
if at any time payment and performance of the Secured Obligations, or any part thereof, is,
pursuant to applicable law, rescinded or reduced in amount, or must otherwise be restored or
returned by any obligee of the Secured Obligations, whether as a “voidable preference,” “fraudulent
conveyance,” or otherwise, all as though such payment or performance had not been made. In the
event that any payment, or any part thereof, is rescinded, reduced, restored or returned, the
Secured Obligations shall be reinstated and deemed reduced only by such amount paid and not so
rescinded, reduced, restored or returned.
8.10. Benefit of Agreement. The terms and provisions of this Security Agreement shall
be binding upon and inure to the benefit of the Grantors, the Collateral Agent and the Holders and
their respective successors and assigns (including all persons who become bound as a debtor to this
Security Agreement), except that no Grantor shall have the right to assign its rights or delegate
its obligations under this Security Agreement or any interest herein, without the prior written
consent of the Collateral Agent (except in connection with a Change of Control). No sales of
participations, assignments, transfers, or other dispositions of any agreement governing the
Secured Obligations or any portion thereof or interest therein shall in any manner impair the Lien
granted to the Collateral Agent, for the benefit of the Collateral Agent and the Holders,
hereunder.
8.11. Survival of Representations. All representations and warranties of the Grantors
contained in this Security Agreement shall survive the execution and delivery of this Security
Agreement.
8.12. Taxes and Expenses. Any taxes (including income taxes) payable or ruled payable
by Federal or State authority in respect of this Security Agreement shall be paid by the Grantors,
together with interest and penalties, if any. The Grantors shall reimburse the Collateral Agent
for any and all out-of-pocket expenses and internal charges (including reasonable attorneys’,
auditors’ and accountants’ fees and reasonable time charges of attorneys, paralegals, auditors and
accountants who may be employees of the Collateral Agent) paid or incurred by the Collateral Agent
in connection with the preparation, execution, delivery, administration, collection and enforcement
of this Security Agreement and in the audit, analysis, administration, collection, preservation or
sale of the Collateral (including the expenses and charges associated with any periodic or special
audit of the Collateral). Any and all costs and expenses incurred by the Grantors in the
performance of actions required pursuant to the terms hereof shall be borne solely by the Grantors.
24
8.13. Headings. The title of and section headings in this Security Agreement are for
convenience of reference only, and shall not govern the interpretation of any of the terms and
provisions of this Security Agreement.
8.14. Termination. This Security Agreement shall continue in effect (notwithstanding
the fact that from time to time there may be no Secured Obligations outstanding) until (i) the
Indenture has terminated pursuant to its express terms and (ii) all of the Secured Obligations have
been indefeasibly paid and performed in full.
8.15. Entire Agreement. This Security Agreement embodies the entire agreement and
understanding between the Grantors and the Collateral Agent relating to the Collateral and
supersedes all prior agreements and understandings between the Grantors and the Collateral Agent
relating to the Collateral.
8.16. CHOICE OF LAW. THIS SECURITY AGREEMENT SHALL BE GOVERNED BY, AND CONSTRUED IN
ACCORDANCE WITH, THE INTERNAL LAWS (AND NOT THE LAW OF CONFLICTS) OF THE STATE OF NEW YORK, BUT
GIVING EFFECT TO FEDERAL LAWS APPLICABLE TO NATIONAL BANKS.
8.17. CONSENT TO JURISDICTION. EACH GRANTOR HEREBY IRREVOCABLY SUBMITS TO THE
NON-EXCLUSIVE JURISDICTION OF ANY U.S. FEDERAL OR NEW YORK STATE COURT SITTING IN NEW YORK, NEW
YORK IN ANY ACTION OR PROCEEDING ARISING OUT OF OR RELATING TO THIS SECURITY AGREEMENT OR ANY OTHER
SECOND PRIORITY DOCUMENT AND EACH GRANTOR HEREBY IRREVOCABLY AGREES THAT ALL CLAIMS IN RESPECT OF
SUCH ACTION OR PROCEEDING MAY BE HEARD AND DETERMINED IN ANY SUCH COURT AND IRREVOCABLY WAIVES ANY
OBJECTION IT MAY NOW OR HEREAFTER HAVE AS TO THE VENUE OF ANY SUCH SUIT, ACTION OR PROCEEDING
BROUGHT IN SUCH A COURT OR THAT SUCH COURT IS AN INCONVENIENT FORUM. NOTHING HEREIN SHALL LIMIT
THE RIGHT OF THE COLLATERAL AGENT OR ANY HOLDER TO BRING PROCEEDINGS AGAINST ANY GRANTOR IN THE
COURTS OF ANY OTHER JURISDICTION. ANY JUDICIAL PROCEEDING BY ANY GRANTOR AGAINST THE COLLATERAL
AGENT OR ANY HOLDER OR ANY AFFILIATE OF THE AGENT OR ANY HOLDER INVOLVING, DIRECTLY OR INDIRECTLY,
ANY MATTER IN ANY WAY ARISING OUT OF, RELATED TO, OR CONNECTED WITH THIS SECURITY AGREEMENT OR ANY
OTHER SECOND PRIORITY DOCUMENT SHALL BE BROUGHT ONLY IN A COURT IN NEW YORK, NEW YORK.
8.18. WAIVER OF JURY TRIAL. EACH GRANTOR, THE COLLATERAL AGENT AND EACH HOLDER HEREBY
WAIVE TRIAL BY JURY IN ANY JUDICIAL PROCEEDING INVOLVING, DIRECTLY OR INDIRECTLY, ANY MATTER
(WHETHER SOUNDING IN TORT, CONTRACT OR OTHERWISE) IN ANY WAY ARISING OUT OF, RELATED TO, OR
CONNECTED WITH THIS SECURITY AGREEMENT OR ANY OTHER SECOND PRIORITY DOCUMENT OR THE RELATIONSHIP
ESTABLISHED THEREUNDER.
8.19. Indemnity. Each Grantor hereby agrees to indemnify the Collateral Agent and the
Holders, and their respective successors, assigns, agents and employees, from and against any and
all liabilities, damages, penalties, suits, costs, and expenses of any kind and nature (including,
without limitation, all expenses of litigation or preparation therefor whether or not the
Collateral Agent or any Holder is a party thereto) imposed on, incurred by or asserted against the
Collateral Agent or the Holders, or their respective successors, assigns, agents and employees, in
any way relating to or arising out of the execution and delivery of this Security Agreement or any
actions taken or omitted to be taken by the Collateral Agent or the Holders in accordance with the
terms of this Security Agreement, or the manufacture, purchase, acceptance, rejection, ownership,
delivery, lease, possession, use, operation, condition, sale, return or other disposition of any
Collateral (including, without limitation, latent and other defects, whether or not discoverable by
the Collateral Agent or the Holders or any Grantor, and any claim for Patent, Trademark or
Copyright infringement).
25
8.20. Counterparts. This Security Agreement may be executed in any number of
counterparts, all of which taken together shall constitute one agreement, and any of the parties
hereto may execute this Security Agreement by signing any such counterpart.
8.21. Post-Closing Matters. Each of the Parties hereto acknowledges and consents that
the documents and deliverables set forth in Exhibit H will be provided by the party
responsible therefor in the manner set forth in such Exhibit on or prior to the due date specified
in such Exhibit.
ARTICLE IX
NOTICES
NOTICES
9.1. Sending Notices. Any notice required or permitted to be given under this
Security Agreement shall be sent by United States mail, telecopier, personal delivery or nationally
established overnight courier service, and shall be deemed received (a) when received, if sent by
hand or overnight courier service, or mailed by certified or registered mail notices or (b) when
sent, if sent by telecopier (except that, if not given during normal business hours for the
recipient, shall be deemed to have been given at the opening of business on the next Business Day
for the recipient), in each case addressed to the Grantors at the notice address set forth on
Exhibit A, and to the Collateral Agent and the Holders at the addresses set forth in
accordance with Section 13.02 of the Indenture. In addition to the foregoing, the Collateral Agent
shall have the benefits accorded to the Trustee in the Notice provision under the Indenture.
9.2. Change in Address for Notices. Each of the Grantors, the Collateral Agent and
the Holders may change the address for service of notice upon it by a notice in writing to the
other parties.
ARTICLE X
THE COLLATERAL AGENT
THE COLLATERAL AGENT
The Bank of New York Mellon Trust Company, N.A. has been appointed Collateral Agent for the
Holders hereunder pursuant to Article 10 of the Indenture. It is expressly understood and agreed
by the parties to this Security Agreement that any authority conferred upon the Collateral Agent
hereunder is subject to the terms of the delegation of authority made by the Holders to the
Collateral Agent pursuant to the Indenture, and that the Collateral Agent has agreed to act (and
any successor Collateral Agent shall act) as such hereunder only on the express conditions
contained in such Article 10. In acting under and by virtue of this Security Agreement, the
Collateral Agent shall have all of the rights, protections and immunities granted to the Collateral
Agent and the Trustee under the Indenture, and all such rights, protections and immunities are
incorporated by reference herein, mutatis mutandis. Any successor Collateral Agent shall be
entitled to all the rights, interests and benefits of the Collateral Agent hereunder. No Holder or
Holders shall have the right to initiate any legal action on its or their own behalf under this
Security Agreement unless permitted to do so under the terms of the Indenture.
ARTICLE XI
SUBORDINATION
SUBORDINATION
The lien and security interest evidenced by this Security Agreement and the exercise of
any right or remedy by the Collateral Agent in respect thereof is junior and subordinate to the
interest of JPMorgan Chase Bank, N.A., individually and as Administrative Agent and is subject to
the provisions of the Intercreditor Agreement.
[Signature Page Follows]
26
EXECUTION COPY
IN WITNESS WHEREOF, the Grantors and the Collateral Agent have executed this Security
Agreement as of the date first above written.
GRANTORS: | ||||||
ALTRA HOLDINGS, INC. | ||||||
ALTRA INDUSTRIAL MOTION, INC. | ||||||
By | /s/ Xxxxx X. Xxxxxx | |||||
Name: Xxxxx X. Xxxxxx | ||||||
Title: Vice President, Legal and Human Resources, General Counsel and Secretary |
||||||
AMERICAN ENTERPRISES MPT CORP. | ||||||
XXXXXXX GEAR LLC | ||||||
AMERICAN ENTERPRISES MPT HOLDINGS, LLC | ||||||
AMERIDRIVES INTERNATIONAL, LLC | ||||||
FORMSPRAG LLC | ||||||
WARNER ELECTRIC LLC | ||||||
WARNER ELECTRIC TECHNOLOGY LLC | ||||||
BOSTON GEAR LLC | ||||||
XXXXXX MANUFACTURING CORPORATION | ||||||
WARNER ELECTRIC INTERNATIONAL HOLDING, INC. | ||||||
XX XXXX’X CORPORATION | ||||||
XX XXXX’X INCORPORATED | ||||||
XX XXXX’X ENTERPRISES, INC. | ||||||
INERTIA DYNAMICS, LLC | ||||||
By | /s/ Xxxxx X. Xxxxxx | |||||
Name: Xxxxx X. Xxxxxx | ||||||
Title: Secretary |
COLLATERAL AGENT | ||||||
THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Collateral Agent |
||||||
By | /s/ Xxxxxxx Xxxxxx | |||||
Name: Xxxxxxx Xxxxxx | ||||||
Title: Senior Associate |
EXHIBIT A
(See Sections 3.2, 3.3, 3.4, 3.9 and 9.1 of Security Agreement)
(See Sections 3.2, 3.3, 3.4, 3.9 and 9.1 of Security Agreement)
NOTICE ADDRESS FOR ALL GRANTORS
c/o Altra Holdings, Inc.
000 Xxxxxxx Xx., Xxxxx 000
Xxxxxxxxx, XX 00000
Attention: Chief Financial Officer
Facsimile: (000) 000-0000
000 Xxxxxxx Xx., Xxxxx 000
Xxxxxxxxx, XX 00000
Attention: Chief Financial Officer
Facsimile: (000) 000-0000
INFORMATION AND COLLATERAL LOCATIONS OF GRANTORS
I. | General Information |
Name of Grantor | State | Entity Type | Org. No | Tax No. | ||||||
DE | C Corp. | 3870357 | 00-0000000 | |||||||
Altra Industrial Motion, Inc.
|
DE | C Corp. | 3878606 | 00-0000000 | ||||||
American Enterprises MPT Corp.
|
DE | C Corp. | 2673186 | 00-0000000 | ||||||
American Enterprises MPT
Holdings, LLC
|
DE | LLC | 2686543 | 00-0000000 | ||||||
Ameridrives International, LLC
|
DE | LLC | 2673483 | 00-0000000 | ||||||
Boston Gear LLC
|
DE | LLC | 3822981 | 00-0000000 | ||||||
Formsprag LLC
|
DE | LLC | 3534967 | 00-0000000 | ||||||
Inertia Dynamics, LLC
|
DE | LLC | 4046002 | 00-0000000 | ||||||
Xxxxxx Manufacturing Corporation
|
DE | C Corp. | 0817664 | 00-0000000 | ||||||
Xxxxxxx Gear LLC
|
DE | LLC | 2765519 | 00-0000000 | ||||||
XX Xxxx’x Corporation
|
DE | C Corp. | 2531112 | 00-0000000 | ||||||
XX Xxxx’x Enterprises, Inc.
|
DE | C Corp. | 3102375 | 00-0000000 | ||||||
XX Xxxx’x Incorporated
|
PA | C Corp. | 394660 | 00-0000000 | ||||||
Warner Electric International
Holding, Inc.
|
DE | C Corp. | 3142042 | 00-0000000 | ||||||
Warner Electric LLC
|
DE | LLC | 3142038 | 00-0000000 | ||||||
Warner Electric Technology LLC
|
DE | LLC | 3142046 | 00-0000000 |
II. | Place of Business (if it has only one) or Chief Executive Office (if more than one place of business) and Mailing Address: | |
Chief Executive Office/Mailing Address of Each Grantor: |
c/o Altra Holdings, Inc.
000 Xxxxxxx Xx., Xxxxx 000
Xxxxxxxxx, XX 00000
Attention: Chief Financial Officer
Facsimile: (000) 000-0000
000 Xxxxxxx Xx., Xxxxx 000
Xxxxxxxxx, XX 00000
Attention: Chief Financial Officer
Facsimile: (000) 000-0000
III. | Locations of Collateral: |
(a) | Properties Owned by the Grantors: |
Grantor/Owner | Street | City | State | Country | ZIP | |||||||
Warner Electric LLC
|
000 Xxxxxxx Xxxxxx | Xxxxx Xxxxxx | XX | XXX | 00000 | |||||||
Warner Electric, LLC
|
000 X. Xxxxx Xxxxxx | Xxxxxxxx Xxxx | XX | XXX | 00000 | |||||||
XX Xxxx’x Corporation
|
000 Xxxx Xxxxxxxxxx Xxxxxx | Xx. Xxxxxxxx | XX | XXX | 00000 | |||||||
Formsprag LLC
|
00000 Xxxxxx Xxxx | Xxxxxx | XX | XXX | 00000 |
Grantor/Owner | Street | City | State | Country | ZIP | |||||||
Xxxxxx Manufacturing
Corporation
|
0000-00 Xxxxxx Xxxxxx | Xxxxxxxx | XX | XXX | 00000 | |||||||
XX Xxxx’x Corporation
|
000 Xxxxx Xxxxx Xxxxxx | Xxxxxxxxxxxx | XX | XXX | 00000 | |||||||
XX Xxxx’x Corporation
|
0000 Xxxxx Xxx Xxxx | Xxxxxxxx | XX | XXX | 00000 | |||||||
Ameridrives International LLC
|
0000 Xxxxxxxxxx Xxxxxx | Xxxx | XX | XXX | 00000 | |||||||
XX Xxxx’x Corporation
|
00 Xxxxxx Xx. | Xxxxxxxxxxxx | XX | XXX | 00000 | |||||||
XX Xxxx’x Corporation
|
000 Xxxxxxx Xxxx | Xxxxxxxxxxx | XX | XXX | 00000 | |||||||
Warner Electric LLC
|
0000 Xxxxxx Xxxx | Xxxxxxx Xxxxx | XX | XXX | 00000 | |||||||
XX Xxxx’x Corporation
|
0000 Xxxxxx Xxxxxx Xxxx | Xxx Xxxxxx | XX | XXX | 00000 |
Vehicle | Location | VIN | ||
2006 CHEVROLET XXXXXXXXX
|
Xxxxxxxxxxxx, XX | 0XXXX00X00X000000 | ||
1990 INTERNATIONAL BOX TRUCK
|
Chambersburg, PA | 0XXXXXXX0XX000000 | ||
1985 FORD 4-WHEEL TRUCK
|
Chambersburg, PA | 0XXXX00X0XXX00000 | ||
0000 XXX XXXXXX XXXXXX
|
Xxxxxxxxxxxx, XX | 0XXXX00X0XX000000 | ||
2001 CHEVROLET XXXXXX
|
Xxxxxxxxxxxx, XX | 0X0XX00XX00000000 | ||
1998 CHEVROLET PICKUP
|
Xxxxxxxxxxxx, XX | 0XXXX00X0XX000000 | ||
2002 FORD TAURUS
|
Xxxxxxxxxxxx, XX | 0XXXX00X00X000000 | ||
1972 CHEVROLET DUMP TRUCK
|
Chambersburg, PA | CCE532V120791 | ||
2003 CHEVROLET XXXXXXXX
|
Xxxxxxxxxxxx, XX | 0XXXX00X00X000000 | ||
2001 CHEVROLET IMPALA
|
Xxx Xxxxxx, XX | 0X0XX00XX00000000 | ||
2000 FORD F350 TRUCK
|
San Marcos, TX | 0XXXX00X0XXX00000 | ||
0000 XXXXX XXXXXX
|
Xxxxxxx Xxxxx, XX | 0XXXX00000X000000 | ||
0000 XXXXX XXXXXX
|
Xxxxxxx Xxxxx, XX | 0XXXX00X00X000000 | ||
1995 DODGE PICKUP
|
Xxxxxxx Xxxxx, XX | 0X0XX00X0XX000000 | ||
1999 FORD PICKUP
|
Xxxxxx, XX | 0XXX00X0XXX00000 | ||
1993 FORD XX-000 XXXXXX
|
Xxx Xxxxxxxx, XX | 0XXXX00X0XXX00000 | ||
0000 XXXXXXXXXXXXX XXX XXXXX
|
Xxx Xxxxxxxx, XX | 0XXXXXXX00X000000 | ||
1994 FORD F-350XL
|
Xxxxx Xxxxxx, XX | 0XXXX00XXXXX00000 | ||
1998 DODGE DAKOTA PICKUP
|
Xxxxx Xxxxxx, XX | 0X0XX00X0XX0000000 | ||
0000 XXXXXXX XXXXXXX XXX
|
Xxxxxxxx, XX | 0XXXX00X00X000000 | ||
0000 XXXXX XXXXX XXXXXXX
|
Xxxxxxxx, XX | 0X0XX00X00X000000 | ||
0000 XXX XXXXXX XXXXXX
|
Xxxxxxxx, XX | 0XXXX00X0XX000000 | ||
0000 XXXXX XXXXXXX
|
Xxxxxxxx, XX | 0X0XX00X0XX000000 | ||
2007 HYUNDAI ENTOURAGE
|
Syracuse, NY | XXXXX000000000000 | ||
0000 XXXXXXXX XXXXXXXX
|
Xxxxxxxx, XX | 0X0XX0000X000000 | ||
0000 XXXXX XXXXXXX
|
Xxxxx Xxx, XX | 0X0XX00X0XX000000 | ||
1999 CHEVY X0000
|
Xxxxx Xxx, XX | 0XXXX00XXXX000000 | ||
0000 XXXXX XXXXXX
|
Xxxxxxx Xxxxx, XX | 0XXXX0000X0000000 | ||
2004 FORD X000
|
Xxx Xxxxxx, XX | XXXX00X00XX00000 | ||
1996 FORD 250
|
Charlotte, NC | 0XXXX00X0XXX00000 |
(b) | Properties Leased by the Grantors (Include Landlord’s Name): |
Grantor/Lessee | Landlord | Street | City | State | Country | ZIP | ||||||||
Inertia Dynamics,
LLC
|
Xxxxxxxxx Properties, LLC | 00 Xxxxxxxxxx Xxxx Xxxx | Xxx Xxxxxxxx | XX | XXX | 00000 |
Grantor/Lessee | Landlord | Street | City | State | Country | ZIP | ||||||||
Warner Electric LLC
|
Xxxxxxxxx Development Group | 000 Xxxxxxxx Xxxxxx | Xxxxx Xxxxxx | XX | XXX | 00000 | ||||||||
Warner Electric LLC
|
Long Family Properties, LLC | 000 Xxxxxxx Xxxxxx | Xxxxx Xxxxxx | XX | XXX | 00000 | ||||||||
Formsprag LLC
|
Xxxxxxxx Xxxxxxxxx | 000 X. Xxxxxxxx Xxxx, Xxxxx 000 | Xxxx Xxxxx | XX | XXX | 00000 | ||||||||
Warner Electric LLC
|
The Krenger CO. | 0000 Xxxxxx Xxxxx | Xxxxxxxxx | XX | XXX | 00000 | ||||||||
Warner Electric LLC
|
Precision Realty Corporation | 000 X. Xxxxxxx Xxxxxx | Xxxxxxxx City | IN | USA | 46725 | ||||||||
Sun Life Assurance Company of Canada | 000 Xxxxxxx Xxxxxx | Xxxxxxxxx | XX | XXX | 00000 | |||||||||
Formsprag LLC
|
Xxxxxx X. Fecteku | 00000 Xxxxxx Xxxx | Xxxxxx | XX | XXX | 00000 | ||||||||
Boston Gear LLC
|
Xxxx X.X. Xx Xxxxx | 000 Xxxxxxx Xxxxx | Xxxxxxxxx | XX | XXX | 00000 | ||||||||
XX Xxxx’x, Inc.
|
Prologis NA3 TRS II LLC | 0000 Xxxxx Xxxxxx | Xxxx | XX | XXX | 00000 | ||||||||
Xxxxxxx Gear LLC
|
Wheatfield Business Park, LP. | 0000 Xxxxxxx Xxxxx Xxxxxxxxx | Xxxxxxx Xxxxx | XX | XXX | 00000 | ||||||||
Ameridrives
International LLC
|
Xxxxx X. Xxxxx and Xxxx Xxxxxxx-Xxxxx | 00 X. Xxxxx Xxxx, Xxxxx 0X | Xxx Xxxx | XX | XXX | 00000 | ||||||||
Warner Electric LLC
|
Grapevine Realty, LLC | 0000 Xxxxxxxxx Xxxxxxx, Xxxxx 000 | Xxxxxxxxx | XX | XXX | 00000 | ||||||||
Boston Gear LLC
|
Caddo Investments LP | 0000 Xxxxx Xxxxxxx Xxxxxxxxxx | Xxxxx | XX | XXX | 00000 | ||||||||
Ameridrives
International LLC
|
Xxxxxx X. Xxxxxx and Xxxxx X. Xxxxxx | 0000 XX 0000, Xxxxx X | Xxx Xxxxxxxxx | XX | XXX | 00000 | ||||||||
Warner Electric LLC
|
Waukesha East Commerce Center | 0000 Xxxxx Xxxxxx | Xxxxxxxx | XX | XXX | 00000 | ||||||||
Ameridrives
International LLC
|
X. X. Xxxxxx Properties, LLC | 0000 Xxxxxxx Xxxx | Xxxxx Xxx | XX | XXX | 00000 | ||||||||
XX Xxxx’x
Enterprises, Inc.
|
Belflint + Xxxxx | 0000 Xxxxxx Xxxx, Xxxxx 000 | Xxxxxxxxxx | XX | XXX | 00000 |
(c) | Public Warehouses or other Locations pursuant to Bailment or Consignment Arrangements (include name of Warehouse Operator or other Bailee or Consignee): |
Grantor | Landlord | Purpose | Street | City | State | Country | ZIP | |||||||||
Ameridrives International LLC |
Xxxxxxxx Machining Industries Inc. | Storage of raw materials, finished goods inventory, work in progress inventory, fixed assets and machinery | 0 Xxxxxx Xxxxxx | Xxxxxxxxx | Xxxx | XXX | 00000 | |||||||||
Inertia Dynamics,
LLC
|
Advanced DC Motors | Inventory storage | 0000 Xxx Xxxxxxx Xxxx Xxxxx | Xxxx Xxxxxxxx | Xxx Xxxx | XXX | 00000 | |||||||||
Xxxxxx
Manufacturing
Corporation
|
Xxxxxx Korea (not affiliated with Xxxxxx Manufacturing Corporation or Alta Industrial Motion, Inc.) | Finished goods inventory consignment | 660-2 Bokjung-Dong, SunjungGu, Sungnam-Si | Gyunggi Do | — | Republic of Korea | — |
Grantor | Landlord | Purpose | Street | City | State | Country | ZIP | |||||||||
Xxxxxx
Manufacturing
Corporation
|
Xxxxxx Canada ULC | General | 000 Xxxxxx Xxxxxx | Xxxxxxxxx | Xxxxxxx | Xxxxxx | — | |||||||||
XX Xxxx’x, Inc.
|
International Distribution Corporation | Inventory storage | 0000 Xxxxxx Xxxxxx | Xxxxxxx | Xxxxx | XXX | 00000 | |||||||||
XX Xxxx’x, Inc.
|
Kaman Industrial | Inventory storage | 0000 XX Xxxxxx | Xxxxxxxx | XX | XXX | 00000 | |||||||||
XX Xxxx’x, Inc.
|
Industrial Products Company | Inventory Business | 000 Xxxxx Xxx. Bldg. 3 | San Marcos | TX | USA | 78666 | |||||||||
XX Xxxx’x, Inc.
|
XX Xxxx’x Canada Ltd. | General | 0000 Xxxxxxxx Xx. #0 | Xxxxxxxxxxx | XX | Xxxxxx | — | |||||||||
XX Xxxx’x, Inc.
|
Industrial Blaju S. A. de C.V. | General | Av. Comision Federal de Electricidad #850, Parque Industrial Millenium, 78395 San Xxxx Potosi | San Xxxx Potosi | — | Mexico | — | |||||||||
XX Xxxx’x, Inc.
|
Industrial Blaju S. A. de C.V. | General | Oriente 237 Xx. 000, Xxxxxxx Xxxxxxxx Xxxxxxxx, 00000 | Xxxxxx, D.F. | — | Mexico | — | |||||||||
XX Xxxx’x, Inc.
|
XX Xxxx’x Canada Ltd. | General | 0000 00xx Xxx. | Xxxxxxxx | Xxxxxxx | Xxxxxx | — | |||||||||
XX Xxxx’x, Inc.
|
XX Xxxx’x Canada Ltd. | General | 0000 Xxxxx Xx. Xxxxx Xx. Laurent | Ville St. Laurent, Montreal | Quebec | Canada | — | |||||||||
Xxxxxx
Manufacturing
Corporation
|
Iron Mountain | Document retention | 0000 Xxxxx Xx. | Xxxx Xxxxxxxx | XX | XXX | 00000 | |||||||||
Xxxxxx
Manufacturing
Corporation
|
Empire Archives | Document retention | 0000 Xxxxx Xxxxxx Xx. | Xxxxxxxx | XX | XXX | 00000 | |||||||||
Formsprag LLC
|
Chicago Aluminum Castings Co. Inc. | Inventory and equipment storage | 0000 Xxxx Xxxxx Xxx. | Xxxxxxx | XX | XXX | 00000 | |||||||||
Formsprag LLC
|
Master Machine & Repair | Inventory and equipment storage | 0000 X. Xxxxxxxxxxxxx | Xxxxxxx Xxxx | XX | XXX | 00000 | |||||||||
Formsprag LLC
|
Industrial Boring | Inventory and equipment storage | 00000 Xxxxxxxxxx | Xxxxxx | XX | XXX | 00000 | |||||||||
Formsprag LLC
|
North Tool & Mfg. Co. | Inventory and equipment storage | 00000 X. 00 Xxxx Xx. | Xxxxxxxxxx | XX | XXX | 00000 | |||||||||
Formsprag LLC
|
ARC Services of Macomb | Inventory and equipment storage | 00000 Xxxxxxx | Xxxxxxx Xxx | XX | XXX | 00000 | |||||||||
Formsprag LLC
|
D & D Machine Movers | Inventory and equipment storage | 00000 Xxxxxxxxx Xxxxxxx | Xxxxxxxxx | XX | XXX | 00000 | |||||||||
Formsprag LLC
|
Xxxxxxxx Tool Company | Inventory and equipment storage | 00000 Xxxxxx | Xxxxxxx | XX | XXX | 00000 |
Grantor | Landlord | Purpose | Street | City | State | Country | ZIP | |||||||||
Formsprag LLC
|
Iron Mountain | Document retention | 00000 Xxxx Xx. | Xxxxxx | XX | XXX | 00000 | |||||||||
Formsprag LLC
|
Iron Mountain | Document retention | 0000 Xxxxx Xxxxxxxx Xxxx | Xxxxxx | XX | XXX | 00000 | |||||||||
Formsprag LLC
|
Boston Gear – Canada Warehouse | Inventory and equipment storage | 0000 Xxxxxxxx Xx. #0 | Xxxxxxxxxxx | XX | Xxxxxx | — |
EXHIBIT B
(See Section 3.5 of Security Agreement)
(See Section 3.5 of Security Agreement)
DEPOSIT ACCOUNTS
Check here if | Description of | |||||||
Deposit Account is | Deposit Account | |||||||
a Collection | if not a Collection | |||||||
Name of Grantor | Name of Institution | Account Number | Account | Account | ||||
See attached
consolidated bank
account listing. |
LOCK BOXES
Name of Grantor | Name of Institution | Lock Box Number | ||
See attached consolidated bank
account listing. |
SECURITIES ACCOUNTS
Name of Grantor | Name of Institution | Account Number | ||||
Altra Industrial Motion, Inc.
|
[*] | [*] | ||||
[*] | [*] | |||||
[*] | [*] |
Bank Account Data Collection
Location:
|
[*] | |||
Submitted by:
|
[*] | |||
Phone #:
|
[*] | |||
Email:
|
[*] |
Global Bank Account Information
Interest | ||||||||||||||||
Bearing (Y | Maximum | |||||||||||||||
Bank | Company Name | Account Type | or N) | Currency | Annual Fees | Amt. Held | Purpose | |||||||||
[*] | [*] | [*] | [*] | [*] | [*] | [*] | ||||||||||
[*] | [*] | [*] | [*] | [*] | [*] | [*] | ||||||||||
[*] | [*] | [*] | [*] | [*] | [*] | [*] | ||||||||||
[*] | [*] | [*] | [*] | [*] | [*] | [*] | ||||||||||
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Authorized Signers:
Xxxx Xxxxxxxxxxx
Xxxxxxxxx Xxxxxx
Xxxx Xxxxxxxxx
Xxxxxxxxx Xxxxxx
Xxxx Xxxxxxxxx
Bank Account Data Collection
Location:
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Submitted by:
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Email:
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EXHIBIT C-1
(See Section 3.7 of Security Agreement)
(See Section 3.7 of Security Agreement)
LETTER OF CREDIT RIGHTS
None.
CHATTEL PAPER
None.
EXHIBIT C-2
(See definition of Commercial Tort Claims)
(See definition of Commercial Tort Claims)
EXISTING COMMERCIAL TORT CLAIMS
None.
EXHIBIT D
(See Section 3.10 and 3.11 of Security Agreement)
(See Section 3.10 and 3.11 of Security Agreement)
INTELLECTUAL PROPERTY RIGHTS
PATENTS
Name of Grantor | Patent Description | Patent Number | Issue Date | |||
See attached
Consolidated Patent
List |
PATENT APPLICATIONS
Name of Grantor | Patent Application | Application Filing Date | Application Serial Number | |||
See attached
Consolidated Patent
List |
TRADEMARKS
Name of Grantor | Trademark | Registration Date | Registration Number | |||
See attached
Consolidated
Trademark List |
TRADEMARK APPLICATIONS
Name of Grantor | Trademark Application | Application Filing Date | Application Serial Number | |||
See attached
Consolidated
Trademark List |
COPYRIGHTS
Name of Grantor | Copyright | Registration Date | Registration Number | |||
None |
COPYRIGHT APPLICATIONS
Name of Grantor | Copyright Application | Application Filing Date | Application Serial Number | |||
None |
Issuing | Registration | Registration / | Application | |||||||||||||||||
IP Type | Jurisdiction | Owner Entity | Title / Description | Number | Issue Date | Number | Filing Date | Status | ||||||||||||
Patent
|
Canada | Warner Electric Technology Inc. | IMPROVED BI-DIRECTIONAL BACK STOPPING CLUTCH | 2024208 | 07/03/2001 | 2024208 | 08/29/1990 | Active | ||||||||||||
Patent
|
Canada | Warner Electric Technology Inc. | ELECTROMAGNETIC COUPLING DISC AND METHOD OF MAKING THE DISC | 1315218 | 3/30/1993 | 614020 | 9/28/1989 | Active | ||||||||||||
Patent
|
Europe | Warner Electric Technology Inc. | ARMATURE ASSEMBLY FOR AN ELECTROMAGNETIC COUPLING | EP0552011 | 3/26/1997 | 93300169.5 | 1/12/1993 | Active | ||||||||||||
Patent
|
Europe | Warner Electric Technology Inc. | ARMATURE FOR SELECTIVELY ENGAGEABLE AND DISENGAGEABLE COUPLING | EP1171721 | 05/03/2006 | 09109241.0 | 02/14/2001 | Active | ||||||||||||
Patent
|
Europe | Warner Electric Technology Inc. | CLUTCH WITH SPACER FOR SUPPORTING A BEARING | EP0604190 | 9/3/1997 | 93310365.7 | 12/21/1993 | Active | ||||||||||||
Patent
|
Europe | Warner Electric Technology Inc. | ELECTROMAGNETIC CLUTCH WITH PERMANENT MAGNET BRAKE | EP0637022 | 5/29/1996 | 92309229.0 | 10/9/1992 | Active | ||||||||||||
Patent
|
Europe | Warner Electric Technology Inc. | ELECTROMAGNETIC FRICTION BRAKEWITH IMPROVED MOUNTING PINS | EP0434272 | 7/20/1994 | 90313378 | 12/10/1990 | Active | ||||||||||||
Patent
|
Europe | Warner Electric Technology Inc. | HIGH STRENGTH ELECTROMAGNETIC COUPLING DISC | EP0645550 | 03/29/1995 | 94306356.0 | 8/30/1994 | Active | ||||||||||||
Patent
|
Europe | Warner Electric Technology Inc. | MAG STOP CLUTCH WITH CENTER POLE | EP’0953784 | 9/22/2004 | 99303330.7 | 4/28/99 | Active | ||||||||||||
Patent
|
Europe | Warner Electric Technology Inc. | METHOD OF MAKING AN ELECTROMAGNETIC COUPLING DISC | EP0521640 | 1/18/1995 | 92305695.6 | 6/22/1992 | Active | ||||||||||||
Patent
|
Europe | Warner Electric Technology Inc. | METHOD OF MANUFACTURING A ROTOR FOR AN ELECTROMAGNETIC CLUTCH ASSEMBLY | XX0000000 | 10/16/2002 | 98302223.7 | 03/24/1998 | Active | ||||||||||||
Patent
|
Europe | Warner Electric Technology Inc. | ROTOR FOR ELECTROMAGNETIC COUPLING | EP0614023 | 5/21/1997 | 94301526.3 | 3/3/1994 | Active | ||||||||||||
Patent
|
Europe | Warner Electric Technology Inc. | SOUND-DAMPING ARMATURE ASSEMBLY FOR AN ELECTROMAGNETIC COUPLING | EP0614022 | 12/11/1996 | 94301484.5 | 3/2/1994 | Active | ||||||||||||
Patent
|
Europe | Warner Electric Technology Inc. | UNIDRIVE ARMATURE HUB | EP0643236 | 3/15/1995 | 94306652.2 | 9/9/1994 | Active | ||||||||||||
Patent
|
Europe | Warner Electric Technology Inc. | ARMATURE ASSEMBLY FOR AN ELECTROMAGNETIC COUPLING | EP00713026 | 3/28/2001 | 95203457.7 | 1/12/1993 | Active | ||||||||||||
Patent
|
Europe | Warner Electric Technology Inc. | SPRAG RETAINER WITH ROTATIONAL RESTRAINT | EP0602889 | 6/22/1994 | 93309865.9 | 12/9/1993 | Active | ||||||||||||
Patent
|
Europe | Warner Electric Technology LLC | Rotational Coupling Device | EP1893884 | 11/25/2009 | 06770520.2 | 1/10/2008 | Active | ||||||||||||
Patent
|
France | Warner Electric Technology LLC | Rotational Coupling Device | EP1893884 | 11/25/2009 | 06770520.2 | 1/10/2008 | Active | ||||||||||||
Patent
|
France | Warner Electric Technology Inc. | ARMATURE FOR SELECTIVELY ENGAGEABLE AND DISENGAGEABLE COUPLING | EP1171721 | 05/03/2006 | 09109241.0 | 02/14/2001 | Active | ||||||||||||
Patent
|
France | Warner Electric Technology Inc. | ARMATURE ASSEMBLY FOR AN ELECTROMAGNETIC COUPLING | EP0552011 | 3/26/1997 | 93300169.5 | 1/12/1993 | Active | ||||||||||||
Patent
|
France | Warner Electric Technology Inc. | CLUTCH BRAKE ASSEMBLY | 2727485 | 07/17/1998 | 9514181 | 011/30/1995 | Active | ||||||||||||
Patent
|
France | Warner Electric Technology Inc. | HIGH STRENGTH ELECTROMAGNETIC COUPLING DISC | EP0645550 | 3/29/1995 | 94306356.0 | 8/30/1994 | Active | ||||||||||||
Patent
|
France | Warner Electric Technology Inc. | CLUTCH WITH SPACER FOR SUPPORTING A BEARING | EP0604190 | 9/3/1997 | 93310365.7 | 12/21/1993 | Active | ||||||||||||
Patent
|
France | Warner Electric Technology Inc. | ELECTROMAGNETIC CLUTCH WITH PERMANENT MAGNET BRAKE | EP0637022 | 5/29/1996 | 92309229.0 | 10/9/1992 | Active | ||||||||||||
Patent
|
France | Warner Electric Technology Inc. | ELECTROMAGNETIC COUPLING DISCS AND METHOD OF MAKING THE SAME. | 9106536 | 1/20/1995 | 9106536 | 5/30/1991 | Active |
Issuing | Registration | Registration / | Application | |||||||||||||||||
IP Type | Jurisdiction | Owner Entity | Title / Description | Number | Issue Date | Number | Filing Date | Status | ||||||||||||
Patent
|
France | Warner Electric Technology Inc. | ELECTROMAGNETIC FRICTION BRAKEWITH IMPROVED MOUNTING PINS | EP0434272 | 7/20/1994 | 90313378 | 12/10/1990 | Active | ||||||||||||
Patent
|
France | Warner Electric Technology Inc. | METHOD OF MAKING AN ELECTROMAGNETIC COUPLING DISC | EP0521640 | 1/18/1995 | 92305695.6 | 6/22/1992 | Active | ||||||||||||
Patent
|
France | Warner Electric Technology Inc. | METHOD OF MANUFACTURING A ROTOR FOR AN ELECTROMAGNETIC CLUTCH ASSEMBLY | XX0000000 | 10/16/2002 | 98302223.7 | 03/24/1998 | Active | ||||||||||||
Patent
|
France | Warner Electric Technology Inc. | ROTOR FOR ELECTROMAGNETIC COUPLING | EP0614023 | 5/21/1997 | 94301526.3 | 3/3/1994 | Active | ||||||||||||
Patent
|
France | Warner Electric Technology Inc. | SOUND DAMPING ARMATURE ASSEMBLY FOR AN ELECTROMAGNETIC COUPLING | 9902452 | 12/22/2000 | 9902452 | 2/26/1999 | Active | ||||||||||||
Patent
|
France | Warner Electric Technology Inc. | SOUND-DAMPING ARMATURE ASSEMBLY FOR AN ELECTROMAGNETIC COUPLING | EP0614022 | 12/11/1996 | 94301484.5 | 3/2/1994 | Active | ||||||||||||
Patent
|
France | Warner Electric Technology Inc. | UNIDAMP ARMATURE | 9103732 | 2/10/1995 | 9103732 | 3/27/1991 | Active | ||||||||||||
Patent
|
France | Warner Electric Technology Inc. | UNIDRIVE ARMATURE HUB | EP0643236 | 3/15/1995 | 94306652.2 | 9/9/1994 | Active | ||||||||||||
patent
|
France | Warner Electric Technology Inc. | MAG STOP CLUTCH WITH CENTER POLE | EP’0953784 | 9/22/2004 | 99303330.7 | 4/28/1999 | Active | ||||||||||||
Patent
|
France | Warner Electric Technology Inc. | ARMATURE ASSEMBLY FOR AN ELECTROMAGNETIC COUPLING | EP00713026 | 3/28/2001 | 95203457.7 | 1/12/1993 | Active | ||||||||||||
Patent
|
France | Warner Electric Technology Inc. | SPRAG RETAINER WITH ROTATIONAL RESTRAINT | EP0602889 | 6/22/1994 | 93309865.9 | 12/9/1993 | Active | ||||||||||||
Patent
|
Germany | Warner Electric Technology LLC | Rotational Coupling Device | EP1893884 | 11/25/2009 | 06770520.2 | 1/10/2008 | Active | ||||||||||||
Patent
|
Germany | Warner Electric Technology Inc. | ARMATURE FOR SELECTIVELY ENGAGEABLE AND DISENGAGEABLE COUPLING | EP1171721 | 05/03/2006 | 09109241.0 | 02/14/2001 | Active | ||||||||||||
Patent
|
Germany | Warner Electric Technology Inc. | ARMATURE ASSEMBLY FOR AN ELECTROMAGNETIC COUPLING | EP0552011 | 3/26/1997 | 93300169.5 | 1/12/1993 | Active | ||||||||||||
Patent
|
Germany | Warner Electric Technology Inc. | HIGH STRENGTH ELECTROMAGNETIC COUPLING DISC | EP0645550 | 3/29/1995 | 94306356.0 | 8/30/1994 | Active | ||||||||||||
Patent
|
Germany | Warner Electric Technology Inc. | CLUTCH WITH SPACER FOR SUPPORTING A BEARING | EP0604190 | 9/3/1997 | 93310365.7 | 12/21/1993 | Active | ||||||||||||
Patent
|
Germany | Warner Electric Technology Inc. | ELECTROMAGNETIC CLUTCH WITH PERMANENT MAGNET BRAKE | EP0637022 | 5/29/1996 | 69211088.7 | 10/9/1992 | Active | ||||||||||||
Patent
|
Germany | Warner Electric Technology Inc. | ELECTROMAGNETIC COUPLING DISCS AND METHOD OF MAKING THE SAME | G9106611.5 | 10/24/1991 | G9106611.5 | 5/29/1991 | Active | ||||||||||||
Patent
|
Germany | Warner Electric Technology Inc. | ELECTROMAGNETIC FRICTION BRAKEWITH IMPROVED MOUNTING PINS | EP0434272 | 7/20/1994 | 90313378.3 | 12/10/1990 | Active | ||||||||||||
Patent
|
Germany | Warner Electric Technology Inc. | METHOD OF MAKING AN ELECTROMAGNETIC COUPLING DISC | EP0521640 | 1/18/1995 | 69201221.4 | 6/22/1992 | Active | ||||||||||||
Patent
|
Germany | Warner Electric Technology Inc. | METHOD OF MANUFACTURING A ROTOR FOR AN ELECTROMAGNETIC CLUTCH ASSEMBLY | XX0000000 | 10/16/2002 | 98302223.7 | 03/14/1998 | Active | ||||||||||||
Patent
|
Germany | Warner Electric Technology Inc. | ROTOR FOR ELECTROMAGNETIC COUPLING | EP0614023 | 5/21/1997 | 94301526.3 | 3/3/1994 | Active | ||||||||||||
Patent
|
Germany | Warner Electric Technology Inc. | SOUND-DAMPING ARMATURE ASSEMBLY FOR AN ELECTROMAGNETIC COUPLING | EP0614022 | 12/11/1996 | 69401077.4 | 3/2/1994 | Active | ||||||||||||
Patent
|
Germany | Warner Electric Technology Inc. | UNIDAMP ARMATURE | P4108975.8-12 | 01/30/2003 | P4108975.8 | 03/19/1991 | Active | ||||||||||||
Patent
|
Germany | Warner Electric Technology Inc. | UNIDRIVE ARMATURE HUB | EP0643236 | 3/15/1995 | 94306652.2 | 9/9/1994 | Active | ||||||||||||
Patent
|
Germany | Warner Electric Technology Inc. | ELECTROMAGNETIC COUPLING DISCS AND METHOD OF MAKING THE SAME | 4,117,614 | 3/3/2005 | P4117614.6 | 5/29/1991 | Active | ||||||||||||
Patent
|
Germany | Warner Electric Technology Inc. | UNIDAMP ARMATURE | G9103369.1 | 8/1/1991 | G9103369.1 | 3/19/1991 | Active | ||||||||||||
patent
|
Germany | Warner Electric Technology Inc. | MAG STOP CLUTCH WITH CENTER POLE | EP’0953784 | 9/22/2004 | 99303330.7 | 4/28/1999 | Active |
Issuing | Registration | Registration / | Application | |||||||||||||||||
IP Type | Jurisdiction | Owner Entity | Title / Description | Number | Issue Date | Number | Filing Date | Status | ||||||||||||
Patent
|
Germany | Warner Electric Technology Inc. | ARMATURE ASSEMBLY FOR AN ELECTROMAGNETIC COUPLING | EP00713026 | 3/28/2001 | 95203457.7 | 1/12/1993 | Active | ||||||||||||
Patent
|
Germany | Warner Electric Technology Inc. | SPRAG RETAINER WITH ROTATIONAL RESTRAINT | EP0602889 | 6/22/1994 | 93309865.9 | 12/9/1993 | Active | ||||||||||||
Patent
|
Xxxxxx | Xxxxxx Electric Technology Inc. | ANTI-SLIP INESERT FOR A BACKSTOPPING CLUTCH | 152,385 | 08/05/2009 | 152385 | 10/20/2002 | Active | ||||||||||||
Patent
|
Xxxxxx | Xxxxxx Electric Technology Inc. | IMPROVED BI-DIRECTIONAL BACK STOPPING CLUTCH | 95688 | 11/19/1992 | 95688 | 9/14/1990 | Active | ||||||||||||
Patent
|
Xxxxxx | Xxxxxx Electric Technology Inc. | SPRAG RETAINER WITH ROTATIONAL RESTRAINT | 107584 | 11/12/1993 | 107584 | 11/12/1993 | Active | ||||||||||||
Patent
|
Italy | Warner Electric Technology LLC | Rotational Coupling Device | EP1893884 | 11/25/2009 | 06770520.2 | 1/10/2008 | Active | ||||||||||||
Patent
|
Italy | Warner Electric Technology Inc. | ELECTROMAGNETIC CLUTCH WITH PERMANENT MAGNET BRAKE | EP0637022 | 5/29/1996 | 92309229.0 | 10/9/1992 | Active | ||||||||||||
Patent
|
Italy | Warner Electric Technology Inc. | ELECTROMAGNETIC FRICTION BRAKEWITH IMPROVED MOUNTING PINS | EP0434272 | 7/20/1994 | 90313378 | 12/10/1990 | Active | ||||||||||||
Patent
|
Italy | Warner Electric Technology Inc. | METHOD OF MANUFACTURING A ROTOR FOR AN ELECTROMAGNETIC CLUTCH ASSEMBLY | XX0000000 | 10/16/2002 | 98302223.7 | 03/24/1998 | Active | ||||||||||||
patent
|
Italy | Warner Electric Technology Inc. | MAG STOP CLUTCH WITH CENTER POLE | EP’0953784 | 9/22/2004 | 99303330.7 | 4/28/1999 | Active | ||||||||||||
Patent
|
Italy | Warner Electric Technology Inc. | ARMATURE ASSEMBLY FOR AN ELECTROMAGNETIC COUPLING | EP0552011 | 3/26/1997 | 93300169.5 | 1/12/1993 | Active | ||||||||||||
Patent
|
Italy | Warner Electric Technology Inc. | ARMATURE ASSEMBLY FOR AN ELECTROMAGNETIC COUPLING | EP00713026 | 3/28/2001 | 95203457.7 | 1/12/1993 | Active | ||||||||||||
Patent
|
Italy | Warner Electric Technology Inc. | UNIDAMP ARMATURE | 1,244,554 | 7/15/1994 | RM91A000202 | 3/27/1991 | Active | ||||||||||||
Patent
|
Italy | Warner Electric Technology Inc. | SPRAG RETAINER WITH ROTATIONAL RESTRAINT | EP0602889 | 6/22/1994 | 93309865.9 | 12/9/1993 | Active | ||||||||||||
Patent
|
Japan | Warner Electric Technology Inc. | CLUTCH BRAKE ASSEMBLY | 3,723,872 | 09/30/2005 | 329,410/95 | 11/27/1995 | Active | ||||||||||||
Patent
|
Japan | Warner Electric Technology Inc. | ELECTROMAGNETIC CLUTCH WITH PERMANENT MAGNET BRAKE | 3,507,954 | 1/9/2004 | 288,154/92 | 10/05/1992 | Active | ||||||||||||
Patent
|
Japan | Warner Electric Technology Inc. | ELECTROMAGNETIC COUPLING DISC AND METHOD OF MAKING THE DISC | 2761413 | 3/20/1998 | 275764/89 | 10/23/1989 | Active | ||||||||||||
Patent
|
Japan | Warner Electric Technology Inc. | HIGH STRENGTH ELECTROMAGNETIC COUPLING DISC | 3,966,368 | 08/29/2007 | 227,370/94 | 08/30/1994 | Active | ||||||||||||
Patent
|
Japan | Warner Electric Technology Inc. | METHOD OF MAKING AN ELECTROMAGNETIC COUPLING DISC | 3316595 | 06/14/2002 | 191,371/92 | 06/26/1992 | Active | ||||||||||||
Patent
|
Japan | Warner Electric Technology Inc. | ELECTROMAGNETIC SYNCHRONIZING AND SHIFTING CLUTCH — ESS | 3,433,269 | 5/30/2003 | 343,834/91 | 10/28/1991 | Active | ||||||||||||
Patent
|
Japan | Warner Electric Technology Inc. | UNIDAMP ARMATURE | 3074398 | 06/09/2000 | 133666/91 | 03/28/1991 | Active | ||||||||||||
Patent
|
Japan | Warner Electric Technology Inc. | ARMATURE ASSEMBLY FOR AN ELECTROMAGNETIC COUPLING | 3,820,554 | 6/30/2006 | 2004-14,295 | 1/22/2004 | Active | ||||||||||||
Patent
|
Japan | Warner Electric Technology Inc. | ARMATURE ASSEMBLY FOR AN ELECTROMAGNETIC COUPLING | 3,538,848 | 4/2/2004 | 19425/93 | 1/13/1993 | Active | ||||||||||||
Patent
|
Malaysia | Warner Electric Technology LLC | ANTI-SLIP INESERT FOR A BACKSTOPPING CLUTCH | MY-117,623-A | 7/31/2004 | P120011880 | 04/20/2001 | Active | ||||||||||||
Patent
|
Mexico | Warner Electric Technology Inc. | ARMATURE FOR SELECTIVELY ENGAGEABLE AND DISENGAGEABLE COUPLING | 232,309 | 11/23./2005 | PA/a/2001/010462 | 10/16/2001 | Active |
Issuing | Registration | Registration / | Application | |||||||||||||||||
IP Type | Jurisdiction | Owner Entity | Title / Description | Number | Issue Date | Number | Filing Date | Status | ||||||||||||
Patent
|
Mexico | Warner Electric Technology Inc. | ARMATURE FOR SELECTIVELY ENGAGEABLE AND DISENGAGEABLE COUPLING | 238,848 | 07/24/2006 | PA/A/2005/007753 | 7/21/2005 | Active | ||||||||||||
Patent
|
Singapore | Warner Electric Technology Inc. | ANTI-SLIP INESERT FOR A BACKSTOPPING CLUTCH | 92,564 | 02/28/2005 | 200206523-3 | 04/19/2001 | Active | ||||||||||||
Patent
|
Singapore | Warner Electric Technology Inc. | FORMLOCK SHOES WITH FLATS | 52,991 | 04/30/2004 | 9702069-7 | 06/27/1997 | Active | ||||||||||||
Patent
|
Singapore | Warner Electric Technology Inc. | Liquid Cooled Brake assembley | 141,736 | 8/31/2009 | 200802767-4 | 4/11/2008 | Active | ||||||||||||
Patent
|
South Korea | Warner Electric Technology Inc. | ARMATURE FOR SELECTIVELY ENGAGEABLE AND DISENGAGEABLE COUPLING | 828,851 | 05/02/2008 | 7013844/2001 | 10/29/2001 | Active | ||||||||||||
Patent
|
South Korea | Warner Electric Technology Inc. | ELECTROMAGNETIC CLUTCH WITH PERMANENT MAGNET BRAKE | 232799 | 9/8/1999 | 18665/1992 | 10/10/1992 | Active | ||||||||||||
Patent
|
South Korea | Warner Electric Technology Inc. | MAG STOP CLUTCH WITH CENTER POLE | 530,579 | 11/16/2005 | 15334/1999 | 4/29/1999 | Active | ||||||||||||
Patent
|
South Korea | Warner Electric Technology Inc. | SOUND DAMPING ARMATURE ASSEMBLY FOR AN ELECTROMAGNETIC COUPLING | 519,028 | 09/27/2005 | 6203/1999 | 2/25/1999 | Active | ||||||||||||
Patent
|
South Korea | Warner Electric Technology Inc. | SUPPORTING HUB FOR CLUTCH AND PUMP ASSEMBLY | 323,800 | 1/25/2002 | 23609 | 11/8/1993 | Active | ||||||||||||
Patent
|
South Korea | Warner Electric Technology Inc. | METHOD OF MAKING AN ELECTROMAGNETIC COUPLING DISC | 215,247 | 5/21/1999 | 11273/1992 | 6/26/1992 | Active | ||||||||||||
Patent
|
South Korea | Warner Electric Technology Inc. | ARMATURE FOR SELECTIVELY ENGAGEABLE AND DISENGAGEABLE COUPLING | 855153 | 08/22/2008 | 7024365/2007 | 10/23/2007 | Active | ||||||||||||
Patent
|
Spain | Warner Electric Technology LLC | Rotational Coupling Device | EP1893884 | 11/25/2009 | 06770520.2 | 1/10/2008 | Active | ||||||||||||
Patent
|
Spain | Warner Electric Technology Inc. | MAG STOP CLUTCH WITH CENTER POLE | EP’0953784 | 9/22/2004 | 99303330.7 | 4/28/1999 | Active | ||||||||||||
Patent
|
Taiwan | Warner Electric Technology Inc. | ELECTROMAGNETIC CLUTCH WITH PERMANENT MAGNET BRAKE | NI61152 | 6/23/1993 | 81105630 | 7/16/1992 | Active | ||||||||||||
Patent
|
Turkey | Warner Electric Technology Inc. | ANTI-SLIP INESERT FOR A BACKSTOPPING CLUTCH | TR2002 02428B | 7/21/2003 | 02/2428 | 10/24/2002 | Active | ||||||||||||
Patent
|
United Kingdom | Warner Electric Technology LLC | Rotational Coupling Device | EP1893884 | 11/25/2009 | 06770520.2 | 1/10/2008 | Active | ||||||||||||
Patent
|
United Kingdom | Warner Electric Technology Inc. | ARMATURE FOR SELECTIVELY ENGAGEABLE AND DISENGAGEABLE COUPLING | EP1171721 | 05/03/2006 | 09109241.0 | 02/14/2001 | Active | ||||||||||||
Patent
|
United Kingdom | Warner Electric Technology Inc. | ARMATURE ASSEMBLY FOR AN ELECTROMAGNETIC COUPLING | EP0552011 | 3/26/1997 | 93300169.5 | 1/12/1993 | Active | ||||||||||||
Patent
|
United Kingdom | Warner Electric Technology Inc. | CLUTCH BRAKE ASSEMBLY | 2,295,656 | 08/12/1998 | 9524410.9 | 11/29/1995 | Active | ||||||||||||
Patent
|
United Kingdom | Warner Electric Technology Inc. | HIGH STRENGTH ELECTROMAGNETIC COUPLING DISC | EP0645550 | 3/29/1995 | 94306356.0 | 8/30/1994 | Active | ||||||||||||
Patent
|
United Kingdom | Warner Electric Technology Inc. | CLUTCH WITH SPACER FOR SUPPORTING A BEARING | EP0604190 | 9/3/1997 | 93310365.7 | 12/21/1993 | Active | ||||||||||||
Patent
|
United Kingdom | Warner Electric Technology Inc. | ELECTROMAGNETIC CLUTCH WITH PERMANENT MAGNET BRAKE | EP0637022 | 5/29/1996 | 92309229.0 | 10/9/1992 | Active | ||||||||||||
Patent
|
United Kingdom | Warner Electric Technology Inc. | ELECTROMAGNETIC COUPLING DISCS AND METHOD OF MAKING THE SAME | 2244529 | 2/2/1994 | 9111037.9 | 5/22/1991 | Active | ||||||||||||
Patent
|
United Kingdom | Warner Electric Technology Inc. | ELECTROMAGNETIC FRICTION BRAKEWITH IMPROVED MOUNTING PINS | EP0434272 | 7/20/1994 | 90313378 | 12/10/1990 | Active | ||||||||||||
Patent
|
United Kingdom | Warner Electric Technology Inc. | IMPROVED BI-DIRECTIONAL BACK STOPPING CLUTCH | 2,237,855 | 1/12/1994 | 9021038.6 | 9/27/1990 | Active | ||||||||||||
Patent
|
United Kingdom | Warner Electric Technology Inc. | METHOD OF MAKING AN ELECTROMAGNETIC COUPLING DISC | EP0521640 | 1/18/1995 | 92305695.6 | 6/22/1992 | Active |
Issuing | Registration | Registration / | Application | |||||||||||||||||
IP Type | Jurisdiction | Owner Entity | Title / Description | Number | Issue Date | Number | Filing Date | Status | ||||||||||||
Patent
|
United Kingdom | Warner Electric Technology Inc. | METHOD OF MANUFACTURING A ROTOR FOR AN ELECTROMAGNETIC CLUTCH ASSEMBLY |
XX0000000 | 10/16/2002 | 98302223.7 | 03/24/1998 | Active | ||||||||||||
Patent
|
United Kingdom | Warner Electric Technology Inc. | ROTOR FOR ELECTROMAGNETIC COUPLING | EP0614023 | 5/21/1997 | 94301526.3 | 3/3/1994 | Active | ||||||||||||
Patent
|
United Kingdom | Warner Electric Technology Inc. | SOUND DAMPING ARMATURE ASSEMBLY FOR AN ELECTROMAGNETIC COUPLING | 2,339,861 | 07/24/2002 | 9904390.3 | 2/25/1999 | Active | ||||||||||||
Patent
|
United Kingdom | Warner Electric Technology Inc. | SOUND-DAMPING ARMATURE ASSEMBLY FOR AN ELECTROMAGNETIC COUPLING | EP0614022 | 12/11/1996 | 94301484.5 | 3/2/1994 | Active | ||||||||||||
Patent
|
United Kingdom | Warner Electric Technology Inc. | UNIDAMP ARMATURE | 2243195 | 3/30/1994 | 9106125.9 | 3/22/1991 | Active | ||||||||||||
Patent
|
United Kingdom | Warner Electric Technology Inc. | UNIDRIVE ARMATURE HUB | EP0643236 | 3/15/1995 | 94306652.2 | 9/9/1994 | Active | ||||||||||||
Patent
|
United Kingdom | Warner Electric Technology Inc. | MAG STOP CLUTCH WITH CENTER POLE | EP’0953784 | 9/22/2004 | 99303330.7 | 4/28/1999 | Active | ||||||||||||
Patent
|
United Kingdom | Warner Electric Technology Inc. | ARMATURE ASSEMBLY FOR AN ELECTROMAGNETIC COUPLING | EP0713026 | 3/28/2001 | 95203457.7 | 1/12/1993 | Active | ||||||||||||
Patent
|
United Kingdom | Warner Electric Technology Inc. | SPRAG RETAINER WITH ROTATIONAL RESTRAINT | EP0602889 | 6/22/1994 | 93309865.9 | 12/9/1993 | Active | ||||||||||||
Patent Appl.
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Australia | Warner Electric Technology LLC | AquaMaKKs Brake (Liquid Cooled Brake With Support Columns) | 2008214106 | 8/13/2009 | Pending | ||||||||||||||
Patent Appl.
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Australia | Warner Electric Technology LLC | “Safety Control for Release of Backstopping Clutch” | 2009202888 | 07/17/2009 | Pending | ||||||||||||||
Patent Appl.
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Australia | Warner Electric Technology LLC | Torque Arm Assembly for a Backstopping Clutch | 2008247581 | 11/5/2009 | Pending | ||||||||||||||
Patent Appl.
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Brazil | Warner Electric Technology LLC | Liquid Cooled Brake assembley | PI 0618103-1 | 4/30/2008 | Pending | ||||||||||||||
Patent Appl.
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Brazil | Warner Electric Technology LLC | BALANCED FLOW COOLING WATER JACKET | PI 0611804-0 | 4/30/2008 | Pending | ||||||||||||||
Patent Appl.
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Canada | Warner Electric Technology LLC | Improved Drive Assenmly with lightweight backstop clutch | 2597653 | 08/10/2007 | Pending | ||||||||||||||
Patent Appl.
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Canada | Warner Electric Technology LLC | Automatically released bi-directional overunning clutch | 2640240 | 7/24/2008 | Pending | ||||||||||||||
Patent Appl.
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Chili | Warner Electric Technology LLC | AquaMaKKs Brake (Liquid Cooled Brake With Support Columns) | 301-08 | 01/31/2008 | Pending | ||||||||||||||
Patent Appl.
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China | Warner Electric Technology LLC | AquaMaKKs Brake (Liquid Cooled Brake With Support Columns) | 200880003823.2 | 07/31/2009 | Pending | ||||||||||||||
Patent Appl.
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China | Warner Electric Technology LLC | [*] | [*] | [*] | [*] | ||||||||||||||
Patent Appl.
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Europe | Warner Electric Technology LLC | Rotational Coupling Device | 06760061.9 | 1/10/2008 | Pending | ||||||||||||||
Patent Appl.
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Europe | Warner Electric Technology LLC | Rotational Coupling Device | 06760062.7 | 1/10/2008 | Pending | ||||||||||||||
Patent Appl.
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Europe | Warner Electric Technology Inc. | Liquid Cooled Brake assembley | 06817212.1 | 4/24/2008 | Pending | ||||||||||||||
Patent Appl.
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Europe | Warner Electric Technology LLC | BALANCED FLOW COOLING WATER JACKET | 06817231.1 | 4/24/2008 | Pending | ||||||||||||||
Patent Appl.
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Europe | Warner Electric Technology LLC | Automatically released bi-directional overunning clutch | 07762680.2 | 7/15/2008 | Pending | ||||||||||||||
Patent Appl.
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Europe | Warner Electric Technology LLC | Rotational Coupling Device | 07754729.7 | 9/29/2008 | Pending | ||||||||||||||
Patent Appl.
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Europe | Warner Electric Technology LLC | OVERRUNNING CLUTCH | 07783919.9 | 11/20/2008 | Pending | ||||||||||||||
Patent Appl.
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Europe | Warner Electric Technology LLC | AquaMaKKs Brake (Liquid Cooled Brake With Support Columns) | 08714083.6. | 07/28/2009 | Pending | ||||||||||||||
Patent Appl.
|
Germany | Warner Electric Technology Inc. | CLUTCH BRAKE ASSEMBLY | 19544321.7 | 11/28/1995 | Pending | ||||||||||||||
Patent Appl.
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Germany | Warner Electric Technology Inc. | SOUND DAMPING ARMATURE ASSEMBLY FOR AN ELECTROMAGNETIC COUPLING | 19908439.4 | 2/26/1999 | Pending | ||||||||||||||
Patent Appl.
|
India | Warner Electric Technology Inc. | Liquid Cooled Brake assembley | 2125/CHENP/2008 | 4/29/2008 | Pending |
Issuing | Registration | Registration / | Application | |||||||||||||||
IP Type | Jurisdiction | Owner Entity | Title / Description | Number | Issue Date | Number | Filing Date | Status | ||||||||||
Patent Appl.
|
India | Warner Electric Technology LLC | BALANCED FLOW COOLING WATER JACKET | 2692/CHENP/2008 | 5/29/2008 | Pending | ||||||||||||
Patent Appl.
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Japan | Warner Electric Technology Inc. | ARMATURE FOR SELECTIVELY ENGAGEABLE AND DISENGAGEABLE COUPLING | 2001-563,800 | 10/29/2001 | Pending | ||||||||||||
Patent Appl.
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Japan | Warner Electric Technology Inc. | SOUND-DAMPING ARMATURE ASSEMBLY FOR AN ELECTROMAGNETIC COUPLING | 54761/94 | 3/2/1994 | Pending | ||||||||||||
Patent Appl.
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Japan | Warner Electric Technology LLC | Rotational Coupling Device | 2008-515719 | 12/3/2007 | Pending | ||||||||||||
Patent Appl.
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Japan | Warner Electric Technology LLC | Rotational Coupling Device | 2008-515720 | 12/3/2007 | Pending | ||||||||||||
Patent Appl.
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Japan | Warner Electric Technology LLC | Rotational Coupling Device | TBD | 9/29/2008 | Pending | ||||||||||||
Patent Appl.
|
Japan | Warner Electric Technology LLC | Rotational Coupling Device | 2008-515721 | 12/3/2007 | Pending | ||||||||||||
Patent Appl.
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Japan | Warner Electric Technology LLC | Rotational Coupling Device | 2009-504258 | 9/29/2008 | Pending | ||||||||||||
Patent Appl.
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Japan | Warner Electric Technology LLC | OVERRUNNING CLUTCH | 2009-511247 | 11/18/2008 | Pending | ||||||||||||
Patent Appl.
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Japan | ??? | SOUND DAMPING ARMATURE ASSEMBLY FOR AN ELECTROMAGNETIC COUPLING | 50,440/99 | 02/26/1999 | Pending | ||||||||||||
Patent Appl.
|
Mexico | Warner Electric Technology LLC | Rotational Coupling Device | MX/a/2007/014993 | 11/28/2007 | Pending | ||||||||||||
Patent Appl.
|
Mexico | Warner Electric Technology LLC | Rotational Coupling Device | MX/a/2007/014992 | 11/28/2007 | Pending | ||||||||||||
Patent Appl.
|
Mexico | Warner Electric Technology LLC | Rotational Coupling Device | MX/a/2007/014996 | 11/28/2007 | Pending | ||||||||||||
Patent Appl.
|
Mexico | Warner Electric Technology Inc. | Liquid Cooled Brake assembley | MX/a/2008/005291 | 4/23/2008 | Pending | ||||||||||||
Patent Appl.
|
Mexico | Warner Electric Technology LLC | BALANCED FLOW COOLING WATER JACKET | MX/a/2008/005290 | 4/23/2008 | Pending | ||||||||||||
Patent Appl.
|
PCT | Warner Electric Technology LLC | Sparag Retainer for OVERRUNNING CLUTCH | PCT/US2008/079310 | 10/09/2008 | Pending | ||||||||||||
Patent Appl.
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PCT | Warner Electric Technology LLC | Rotational Coupling Device With Sealed Key | PCT/US09/044679 | 5/20/2009 | Pending | ||||||||||||
Patent Appl.
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PCT | Warner Electric Technology LLC | [*] | [*] | [*] | [*] | ||||||||||||
Patent Appl.
|
Russia | Warner Electric Technology LLC | Liquid Cooled Brake assembley | 2008121805 | 5/30/2008 | Pending | ||||||||||||
Patent Appl.
|
Russia | Warner Electric Technology LLC | BALANCED FLOW COOLING WATER JACKET | 2008121806 | 5/30/2008 | Pending | ||||||||||||
Patent Appl.
|
Singapore | Warner Electric Technology LLC | BALANCED FLOW COOLING WATER JACKET | 200802768-2. | 4/11/2008 | Pending | ||||||||||||
Patent Appl.
|
Singapore | Warner Electric Technology LLC | AquaMaKKs Brake (Liquid Cooled Brake With Support Columns) | 200904860-4. | 07/17/2009 | Pending | ||||||||||||
Patent Appl.
|
South Africa | Warner Electric Technology LLC | AquaMaKKs Brake (Liquid Cooled Brake With Support Columns) | 2009/05050 | 7/20/2009 | Pending | ||||||||||||
Patent Appl.
|
South Korea | Warner Electric Technology LLC | Rotational Coupling Device | 00-0000-0000000 | 1/9/2008 | Pending |
Issuing | Registration | Registration / | Application | |||||||||||||||||
IP Type | Jurisdiction | Owner Entity | Title / Description | Number | Issue Date | Number | Filing Date | Status | ||||||||||||
Patent Appl.
|
South Korea | Warner Electric Technology LLC | Rotational Coupling Device | 00-0000-0000000 | 1/9/2008 | Pending | ||||||||||||||
Patent Appl.
|
South Korea | Warner Electric Technology LLC | Rotational Coupling Device | 00-0000-0000000 | 1/9/2008 | Pending | ||||||||||||||
Patent Appl.
|
South Korea | Warner Electric Technology LLC | Rotational Coupling Device | 00-0000-0000000 | 9/24/2008 | Pending | ||||||||||||||
Patent Appl.
|
Taiwan | Warner Electric Technology LLC | Automatically released bi-directional overunning clutch | 096102358 | 1/22/2007 | Pending | ||||||||||||||
Patent
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USA | Inertia Dynamics, LLC | Electromagnetic disc brake with rubber friction disk braking surface | 6161659 | 12/19/2000 | 09/167006 | 09/29/1998 | Active | ||||||||||||
Patent
|
USA | Inertia Dynamics, LLC | Clutch system and method | 6488133 | 12/3/2002 | 09/528690 | 03/20/2000 | Active | ||||||||||||
Patent
|
USA | Inertia Dynamics, LLC | Elevator brake assembly | 6675939 | 01/13/2004 | 09/773722 | 01/31/2001 | Active | ||||||||||||
Patent
|
USA | Warner Electric Technology LLC | ARMATURE ASSEMBLY FOR AN ELECTROMAGNETIC COUPLING | 5,150,779 | 9/29/1992 | 07/820344 | 1/14/1992 | Active | ||||||||||||
Patent
|
USA | Inertia Dynamics, LLC | Power-off brake with manual release | 5915507 | 06/29/1999 | 08/932904 | 09/17/1997 | Active | ||||||||||||
Patent
|
USA | Inertia Dynamics, LLC | Electric clutch and brake | 6047805 | 04/11/2000 | 08/937816 | 09/29/1997 | Active | ||||||||||||
Patent
|
USA | Inertia Dynamics, LLC | Electro-mechanical variable speed clutch | 5979630 | 11/9/1999 | 08/938862 | 09/26/1997 | Active | ||||||||||||
Patent
|
USA | Warner Electric Technology LLC | UNIDAMP ARMATURE | 5,036,964 | 8/6/1991 | 07/500,466 | 3/28/1990 | Active | ||||||||||||
Patent
|
USA | Warner Electric Technology LLC | ELECTROMAGNETIC COUPLING DISCS AND METHOD OF MAKING THE SAME. | 5,096,036 | 3/17/1992 | 07/531,465 | 5/31/1990 | Active | ||||||||||||
Patent
|
USA | Warner Electric Technology LLC | APPARATUS FOR RESISTANCE BONDING ELECTROMAGNETIC COILS | 5,091,619 | 2/25/1992 | 07/543,706 | 6/26/1990 | Active | ||||||||||||
Patent
|
USA | Warner Electric Technology LLC | FIELD ASSEMBLY FOR AN ELECTROMAGNET | 5,250,921 | 10/5/1993 | 07/600,199 | 10/19/1990 | Active | ||||||||||||
Patent
|
USA | Warner Electric Technology LLC | ELECTROMAGNETIC SYNCHRONIZING AND SHIFTING CLUTCH — ESS | 5,052,534 | 10/1/1991 | 07/605,517 | 10/30/1990 | Active | ||||||||||||
Patent
|
USA | Warner Electric Technology LLC | LOW COST SPRAG RETAINER | 5,070,976 | 12/10/1991 | 07/634,903 | 12/27/1990 | Active | ||||||||||||
Patent
|
USA | Warner Electric Technology LLC | DIGITAL CONTROL SYSTEM FOR ELECTROMAGNETIC CLUTCH | 5,094,332 | 3/10/1992 | 07/664,075 | 12/31/1990 | Active | ||||||||||||
Patent
|
USA | Warner Electric Technology LLC | ELECTROMAGNETIC COUPLING ARMATURE ASSEMBLY WITH FLUX ISOLATOR SPRINGS | 5,119,915 | 6/9/1992 | 07/700,439 | 5/15/1991 | Active | ||||||||||||
Patent
|
USA | Warner Electric Technology LLC | METHOD OF MAKING AN ELECTROMAGNETIC COUPLING DISC | 5,125,255 | 6/30/1992 | 07/721,972 | 6/27/1991 | Active | ||||||||||||
Patent
|
USA | Warner Electric Technology LLC | ELECTROMAGNETIC CLUTCH WITH PERMANENT MAGNET BRAKE | 5,119,918 | 6/9/1992 | 07/774,92 | 10/11/1991 | Active | ||||||||||||
Patent
|
USA | Ameridrives International, LLC | Driveshaft with slip joint seal | 5,230,658 | 07/27/1993 | 07/864,307 | 04/06/1992 | Active | ||||||||||||
Patent
|
USA | XX Xxxxx Enterprises, Inc. | Shaft Mountable Bushing and Hub for Industrail xxxx transmission | 5304101 | 4/19/1994 | 07/919223 | 7/27/1992 | Active | ||||||||||||
Patent
|
USA | Warner Electric Technology LLC | SPLIT TUBE HAVING RETAINABLE ENDS | 5,280,829 | 1/25/1994 | 07/931,638 | 8/18/1992 | Active | ||||||||||||
Patent
|
USA | Warner Electric Technology LLC | SUPPORTING HUB FOR CLUTCH AND PUMP ASSEMBLY | 5,310,034 | 5/10/1994 | 07/973,291 | 11/9/1992 | Active | ||||||||||||
Patent
|
USA | Warner Electric Technology LLC | SPRAG RETAINER WITH ROTATIONAL RESTRAINT | 5,337,869 | 8/16/1994 | 07/991,021 | 12/15/1992 | Active | ||||||||||||
Patent
|
USA | Warner Electric Technology LLC | CLUTCH WITH SPACER FOR SUPPORTING A BEARING | 5,285,882 | 2/15/1994 | 07/996,122 | 12/23/1992 | Active | ||||||||||||
Patent
|
USA | Warner Electric Technology LLC | SOUND-DAMPING ARMATURE ASSEMBLY FOR AN ELECTROMAGNETIC COUPLING | 5,372,228 | 12/13/1994 | 08/026,499 | 3/4/1993 | Active |
Issuing | Registration | Registration / | Application | |||||||||||||||
IP Type | Jurisdiction | Owner Entity | Title / Description | Number | Issue Date | Number | Filing Date | Status | ||||||||||
Patent
|
USA | Warner Electric Technology LLC | ROTOR FOR ELECTROMAGNETIC COUPLING | 5,305,865 | 4/26/1994 | 08/026,995 | 3/5/1993 | Active | ||||||||||
Patent
|
USA | Warner Electric Technology LLC | HIGH STRENGTH ELECTROMAGNETIC COUPLING DISC | 5,445,259 | 8/29/1995 | 08/114,320 | 8/30/1993 | Active | ||||||||||
Patent
|
USA | Warner Electric Technology LLC | UNIDRIVE ARMATURE HUB | 5,370,209 | 12/6/1994 | 08/119,729 | 9/10/1993 | Active | ||||||||||
Patent
|
USA | Warner Electric Technology LLC | CLUTCH BRAKE ASSEMBLY | 5,549,186 | 8/27/1996 | 08/346,622 | 11/30/1994 | Active | ||||||||||
Patent
|
USA | XX Xxxxx Enterprises, Inc. | Flexible Coupling with End Stress Relief Structure | 5611732 | 3/18/1997 | 08/512,137 | 8/7/1995 | Active | ||||||||||
Patent
|
USA | Warner Electric Technology LLC | METHOD OF MANUFACTURING A COMPONENT FOR AN ELECTROMAGNETIC FRICTION CLUTCHASSEMBLY |
5,708,955 | 1/13/1998 | 08/558,906 | 11/16/1995 | Active | ||||||||||
Patent
|
USA | Ameridrives International, LLC | Driveshaft with sealed slip joint seal | 5,655,968 | 08/12/1997 | 08/646,202 | 05/07/1996 | Active | ||||||||||
Patent
|
USA | Warner Electric Technology LLC | FORMLOCK SHOES WITH FLATS | 5,865,284 | 2/2/1999 | 08/666,068 | 6/21/1996 | Active | ||||||||||
Patent
|
USA | Warner Electric Technology LLC | METHOD OF MANUFACTURING A ROTOR FOR AN ELECTROMAGNETIC CLUTCH ASSEMBLY |
5,920,981 | 7/13/1999 | 08/823,990 | 3/25/1997 | Active | ||||||||||
Patent
|
USA | Warner Electric Technology LLC | SOUND DAMPING ARMATURE ASSEMBLY FOR AN ELECTROMAGNETIC COUPLING | 6,194,803 | 2/27/2001 | 09/032,572 | 2/27/1998 | Active | ||||||||||
Patent
|
USA | Warner Electric Technology LLC | MAG STOP CLUTCH WITH CENTER POLE | 5,971,121 | 10/26/1999 | 09/070,068 | 4/30/1998 | Active | ||||||||||
Patent
|
USA | Warner Electric Technology LLC | ARMATURE FOR A SELECTIVELY ENGAGEABLE AND DISENGAGEABLE COUPLING | 6,364,084 | 4/2/2002 | 09/515779 | 2/29/2000 | Active | ||||||||||
Patent
|
USA | Warner Electric Technology LLC | ANTI-SLIP INESERT FOR A BACKSTOPPING CLUTCH | 6,257,388 | 7/10/2001 | 09/556510 | 4/24/2000 | Active | ||||||||||
Patent
|
USA | Warner Electric Technology LLC | METHOD FOR MAKING AN ARMATURTE ASSEMBLEY | 6,591,477 | 7/7/2003 | 09/684,117 | 10/06/2000 | Active | ||||||||||
Patent
|
USA | Xxxx Corporation | ARMATURE FOR A SELECTIVELY ENGAGEABLE AND DISENGAGEABLE COUPLING | 6,557,236 | 05/06/2003 | 10/027,095 | 12/20/2001 | Active | ||||||||||
Patent
|
USA | Warner Electric LLC | Electromechanical screw drive actuator | 6,927,513 | 8/9/2005 | 10/609,883 | 6/30/2003 | Active | ||||||||||
Patent
|
USA | Warner Electric Technology LLC | IMPROVED DRIVE ASSEMBLY WITH LIGHTWEIGHT BACKSTOPPPING CLUTCH | 7,261,196 | 08/28/2007 | 11/064, 611 | 02/24/05 | Active | ||||||||||
Patent
|
USA | Warner Electric Technology LLC | Rotational Coupling Device | 11/150670 | 6/10/2005 | Active | ||||||||||||
Patent
|
USA | Warner Electric Technology LLC | Rotational Coupling Device | 7,493,996 | 2/24/2009 | 11/150671 | 6/10/2005 | Active | ||||||||||
Patent
|
USA | XX Xxxxx Enterprises, Inc. | Flexible Coupling Device | 7,390,265 | 6/24/2008 | 11/256,463 | 10/21/2005 | Active | ||||||||||
Patent
|
USA | Warner Electric Technology LLC | BALANCED FLOW COOLING WATER JACKET | 7,374,027 | 5/20/2008 | 11/263,394 | 10/31/2005 | Active | ||||||||||
Patent
|
USA | Warner Electric Technology LLC | Liquid Cooled Brake assembley | 7,591,349 | 9/22/2009 | 11/263,399 | 10/31/2005 | Active | ||||||||||
Patent
|
USA | Warner Electric Technology LLC | Rotational Coupling Device | 7,527,134 | 5/5/2009 | 11/278,448 | 4/3/2006 | Active | ||||||||||
Patent
|
USA | Warner Electric Technology LLC | Automatically released bi-directional overunning clutch | 7,389,863 | 6/24/2008 | 11/341,763 | 01/27/2006 | Active | ||||||||||
Patent
|
USA | Warner Electric Technology LLC | AquaMaKKs Brake (Liquid Cooled Brake With Support Columns) | 11/670,698 | 2/2/2007 | Active | ||||||||||||
Patent
|
USA | Warner Electric Technology LLC | Torque Arm Assembly for a Backstopping Clutch | 11/743,894 | 5/3/2007 | Active | ||||||||||||
Patent
|
USA | Warner Electric Technology LLC | Overrunning Clutch | 11/750,733 | 5/18/2007 | Active | ||||||||||||
Patent
|
USA | Warner Electric Technology LLC | Sparag Retainer for OVERRUNNING CLUTCH | 11/871,542 | 10/12/2007 | Active | ||||||||||||
Patent
|
USA | Warner Electric Technology LLC | BALANCED FLOW COOLING WATER JACKET | 12/016,504 | 1/18/2008 | Active | ||||||||||||
Patent
|
USA | Warner Electric Technology LLC | Rotational Coupling Device | 12/048,638 | 3/14/2008 | Active | ||||||||||||
Patent
|
USA | Warner Electric Technology LLC | DUAL ACTUATOR FRICTION BRAKE ASSEMBLY | 7,556,128 | 7/7/2009 | 11/263,395 | 10/31/2005 | Active | ||||||||||
Patent Appl.
|
USA | Warner Electric Technology LLC | “Dual Actuator Friction Brake Assembly” | 12/364,116 | 2/2/2009 | Pending | ||||||||||||
Patent Appl.
|
USA | Warner Electric Technology LLC | Rotational Coupling Device | 11/150027 | 6/10/2005 | Pending | ||||||||||||
Patent Appl.
|
USA | Xxxxxx Manufacturing Corporation | Bearing assembly for a steering assembly | 7,637,667 | 12/29/2009 | 11/773,715 | 7/5/2007 | Active |
Issuing | Registration | Registration / | Application | |||||||||||||
IP Type | Jurisdiction | Owner Entity | Title / Description | Number | Issue Date | Number | Filing Date | Status | ||||||||
Patent Appl.
|
USA | Warner Electric Technology LLC | Rotational Coupling Device With Sealed Key | 12/124,699 | 5/21/2008 | Pending | ||||||||||
Patent Appl.
|
USA | Warner Electric Technology LLC | “Safety Control for Release of Backstopping Clutch” | 12/175,995 | 07/18/2008 | Pending | ||||||||||
Patent Appl.
|
USA | Warner Electric Technology LLC | [*] | [*] | [*] | [*] | ||||||||||
Patent Appl.
|
USA | Warner Electric Technology LLC | [*] | [*] | [*] | [*] |
NOTES:
Warner Electric Technology, Inc.
A number of patents and trademarks owned by Warner Electric Technology LLC remain in the former name (Warner Electric Technology, Inc.) of the company on the records of various foreign patent and trademark offices. Efforts to record the change in name are in progress with respect to some of the patents and trademarks. For others, a conscious decision was made to hold off on recordation pending some other action relating to the property (e.g., the next renewal of a trademark registration). For yet others, a decision was made not to record the change in name in view of a decision to allow various registrations or patents to lapse).
A number of patents and trademarks owned by Warner Electric Technology LLC remain in the former name (Warner Electric Technology, Inc.) of the company on the records of various foreign patent and trademark offices. Efforts to record the change in name are in progress with respect to some of the patents and trademarks. For others, a conscious decision was made to hold off on recordation pending some other action relating to the property (e.g., the next renewal of a trademark registration). For yet others, a decision was made not to record the change in name in view of a decision to allow various registrations or patents to lapse).
Issuing | Registration | Registration / | Application | |||||||||||||||||
IP Type | Jurisdiction | Owner Entity | Title / Description | Number | Issue Date | Number | Filing Date | Status | ||||||||||||
TM
|
Argentina | Warner Electric Technology Inc. | WICIHITA & Desgn (stylized) | 1,970,585 | 02/16/2004 | 2472032 | 10/29/2003 | Active | ||||||||||||
TM
|
Argentina | XX Xxxxx Enterprises, Inc. | Dura-Flex | 1,783,301 | 3/27/2000 | 2,066,443 | 1/23/1997 | Active | ||||||||||||
TM
|
Australia | Boston Gear LLC | BOSTON GEAR | 522543 | 11/6/1989 | 11/06/1989 | Active | |||||||||||||
TM
|
Australia | Warner Electric Technology Inc. | XXXXXXX | 000000 | 06/29/1993 | 564784 | 10/03/1991 | Active | ||||||||||||
TM
|
Australia | Warner Electric Technology Inc. | WICHITA | 640944 | 08/05/1996 | 640944 | 09/16/1994 | Active | ||||||||||||
TM
|
Australia | Warner Electric Technology LLC | WARNER LINEAR | 1,125,414 | 7/21/2006 | 1125414 | 7/21/2006 | Active | ||||||||||||
TM
|
Australia | Altra Industrial Motion, Inc. | A&Design | 1185473 | 07/03/2007 | 1185473 | 07/03/2007 | Active | ||||||||||||
TM
|
Australia | XX Xxxxx Enterprises, Inc. | Sure-Flex & Design (stylized) | B375,472 | 5/13/1982 | B375,472 | 5/13/1982 | Active | ||||||||||||
TM
|
Austria | Warner Electric Technology LLC | WARNER | 36391 | 04/13/1957 | AM 2025/56 | 10/24/1956 | Active | ||||||||||||
TM
|
Austria | Warner Electric Technology Inc. | WARNER ELECTRIC AND BACKGROUND DESIGN | 50589 | 07/19/1963 | AM 760/63 | 03/26/1963 | Active | ||||||||||||
TM
|
Benelux | Warner Electric Technology LLC | FORMSPRAG | 15729 | 01/21/1971 | 248 | 01/21/1971 | Active | ||||||||||||
TM
|
Benelux | Warner Electric Technology LLC | XXXXXXX | 000000 | 10/21/1991 | 770814 | Active | |||||||||||||
TM
|
Benelux | Warner Electric Technology LLC | WARNER | 42990 | 01/12/1972 | 6207 | 06/15/1971 | Active | ||||||||||||
TM
|
Benelux | Warner Electric Technology Inc. | WARNER ELECTRIC AND BACKGROUND DESIGN | 44210 | 06/28/1971 | 6777 | 06/28/1971 | Active | ||||||||||||
TM
|
Benelux | Warner Electric Technology LLC | XXXXXXX | 00000 | 09/20/1971 | 12065 | 09/20/1971 | Active | ||||||||||||
TM
|
Benelux | XX Xxxxx Enterprises, Inc. | Sure-Flex | 0316801 | 10/20/1972 | 0316801 | 10/20/1972 | Active | ||||||||||||
TM
|
Brazil | Warner Electric Technology Inc. | FORMSPRAG | 770219144 | 04/20/1982 | X | 08/12/1997 | Active | ||||||||||||
TM
|
Brazil | Warner Electric Technology Inc. | WARNER ELECTRIC AND BACKGROUND DESIGN | 007069901 | 02/25/1980 | 9738/M-72 | 06/14/1972 | Active | ||||||||||||
TM
|
Brazil | Warner Electric Technology LLC | WICHITA | 006788939 | 10/10/1978 | 21912 | 08/12/1971 | Active | ||||||||||||
TM
|
Brazil | XX Xxxxx Inc. | Sure-Flex | 810,942,631 | 3/19/1985 | 810,942,631 | 8/23/1982 | Active | ||||||||||||
TM Appl.
|
Brazil | Formsprag LLC | Cebmag | 829.095.985 | 4/13/2007 | Pending | ||||||||||||||
TM
|
Brazil | Formsprag LLC | Cecon | 829.095.993 | 10/6/2009 | 829.095.993 | 4/13/2007 | Pending | ||||||||||||
TM
|
Brazil | Formsprag LLC | Marland | 829.096.000 | 10/6/2009 | 829.096.000 | 4/13/2007 | Pending | ||||||||||||
TM Appl.
|
Brazil | Altra Industrial Motion, Inc. | A&Design | 829278044 | 07/31/2007 | Pending | ||||||||||||||
TM Appl.
|
Brazil | Formsprag LLC | BC MA | 901417858 | 1/22/2009 | Pending | ||||||||||||||
TM Appl.
|
Canada | Altra Industrial Motion, Inc. | A & Design | 1374252 | 11/30/2007 | Pending | ||||||||||||||
TM
|
Canada | Boston Gear LLC | BEAR-N-BRONZ & Design | TMA116839 | 02/05/1960 | 252099 | 07/23/1959 | Active | ||||||||||||
TM
|
Canada | Boston Gear LLC | BG & Design | TMA116836 | 02/05/1960 | 252095 | 07/23/1959 | Active | ||||||||||||
TM
|
Canada | Boston Gear LLC | XXXX-XXXXX | TMA118130 | 05/20/1960 | 252100 | 07/23/1959 | Active | ||||||||||||
TM
|
Canada | Boston Gear LLC | BOSTON GEAR & Design | TMA172185 | 10/23/1970 | 318048 | 11/29/1968 | Active | ||||||||||||
TM
|
Canada | Warner Electric Technology LLC | FORMSPRAG | TMA108144 | 09/27/1957 | 0239971 | 03/21/1957 | Active | ||||||||||||
TM
|
Canada | Warner Electric Technology Inc. | XXXXXX KOOL | TMA568894 | 10/06/2002 | 1001794 | 01/12/1999 | Active | ||||||||||||
TM
|
Canada | Boston Gear LLC | RATIO MOTOR | UCA6161 | 06/18/1936 | 168466 | 06/18/1936 | Active | ||||||||||||
TM
|
Canada | Boston Gear LLC | RATIO PAX | XXX000000 | 7/4/1975 | 374799 | 05/01/1974 | Active | ||||||||||||
TM
|
Canada | Boston Gear LLC | RIGHT-90 | TMA143118 | 12/17/1965 | 288461 | 04/01/1965 | Active | ||||||||||||
TM
|
Canada | Warner Electric Technology LLC | WARNER | UCA50550 | 04/20/1954 | 0224428 | 04/20/1954 | Active | ||||||||||||
TM
|
Canada | Warner Electric Technology LLC | WARNER ELECTRIC | TMA-134253 | 01/17/1964 | 277382 | 08/19/1963 | Active | ||||||||||||
TM
|
Canada | Warner Electric Technology LLC | WICHITA | TMA120129 | 09/19/1958 | 247460 | 09/19/1958 | Active | ||||||||||||
TM
|
Canada | American Enterprises MPT L.P. | AMERICAN | UCA0045654 | 06/11/1952 | 215415 | 06/11/1952 | Active | ||||||||||||
TM
|
Canada | American Enterprises MPT L.P. | AMERIGEAR | UCA0043128 | 06/11/1952 | 215414 | 06/11/1952 | Active | ||||||||||||
TM
|
Canada | Warner Electric Technology LLC | SHEAVE-GRIP | TMA728275 | 11/13/2008 | 1,176,042 | 4/28/2003 | Active | ||||||||||||
TM
|
Canada | Boston Gear LLC | CENTRIC | TMA324230 | 02/27/1987 | 562625 | 05/13/1986 | Active | ||||||||||||
TM
|
Canada | Xxxxxx Manufacturing Corporation | XXXXXX | TMA 354757 | 4/21/1989 | 608151 | 5/27/1998 | Active | ||||||||||||
TM
|
Canada | Warner Electric Technology LLC | GFR | TMA492416 | 4/16/1998 | 845220 | 5/15/1997 | Active |
Issuing | Registration | Registration / | Application | |||||||||||||||||
IP Type | Jurisdiction | Owner Entity | Title / Description | Number | Issue Date | Number | Filing Date | Status | ||||||||||||
TM
|
Canada | Warner Electric Technology LLC | WARNER LINEAR | TMA774,406 | 7/30/2009 | 1310145 | 7/21/2006 | Active | ||||||||||||
TM
|
Canada | XX Xxxxx Enterprises, Inc. | Formflex | TMA215307 | 8/13/1976 | 352,690 | 4/26/1972 | Active | ||||||||||||
TM
|
Canada | XX Xxxxx Enterprises, Inc. | Speedlign | TMA665,131 | 5/29/2006 | 1,223,603 | 7/14/2004 | Active | ||||||||||||
TM
|
Canada | XX Xxxxx Enterprises, Inc. | Sure-Flex | XXX000000 | 3/1/1991 | 645,519 | 11/23/1989 | Active | ||||||||||||
TM
|
Canada | XX Xxxxx Enterprises, Inc. | Qt Power Chain | TMA623,038 | 10/20/2004 | 1,157,003 | 10/25/2002 | Active | ||||||||||||
TM
|
Canada | XX Xxxxx Enterprises, Inc. | Xxxxx@Work | TMA626,975 | 11/29/2004 | 1,157,004 | 10/25/2002 | Active | ||||||||||||
TM
|
Canada | Xxxx Corp. | Disc-O-Torque | TMA171577 | 9/25/1970 | 325923 | 9/16/1969 | Active | ||||||||||||
TM Appl.
|
Canada | XX Xxxxx Enterprises, Inc. | G-Flex | 1406538 | 8/7/2008 | Pending | ||||||||||||||
TM
|
Chile | Warner Electric Technology Inc. | WICHITA | 543319 | 06/25/1999 | 435364 | 12/14/1998 | Active | ||||||||||||
TM
|
China | Warner Electric Technology Inc. | FORMSPRAG | 520390 | 05/30/1990 | 8927113 | Active | |||||||||||||
TM
|
China | Warner Electric Technology Inc. | WICHITA | 520391 | 05/30/1990 | 8927115 | 08/08/1989 | Active | ||||||||||||
TM
|
China | Warner Electric Technology LLC | WARNER LINEAR | 5,655,144 | 9/7/2009 | 5655144 | 10/12/2006 | Active | ||||||||||||
TM
|
Colombia | Warner Electric Technology Inc. | WICHITA | 121609 | 02/26/1987 | 92.355.818 | 08/19/1983 | Active | ||||||||||||
TM
|
Europe (CTM) | XX Xxxxx Inc. | Dura-Flex | 507277 | 10/2/2000 | 507.277 | 4/2/1997 | Active | ||||||||||||
TM Appl.
|
Europe (CTM) | Altra Industrial Motion, Inc. | A&Design | 006067953 | 05/16/2008 | 006067953 | 07/04/2007 | Active | ||||||||||||
TM
|
Europe (CTM) | Warner Electric Technology LLC | WARNER LINEAR | 5,214,648 | 5/11/2007 | 5214648 | 7/21/2006 | Active | ||||||||||||
TM
|
Finland | Warner Electric Technology Inc. | MAGNUM | 111882 | 05/20/1991 | T198601641 | 04/24/1986 | Active | ||||||||||||
TM
|
Finland | Warner Electric Technology LLC | MISTRAL | TM 142083 | 01/22/1996 | T199104906 | 10/16/1991 | Active | ||||||||||||
TM
|
Finland | Warner Electric Technology Inc. | MAXIM | TM 110492 | 02/05/1991 | T198601642 | 04/24/1986 | Active | ||||||||||||
TM
|
France | Boston Gear LLC | BOSTON | 1624494 | 04/12/1991 | INPI121128 | 04/13/1989 | Active | ||||||||||||
TM
|
France | Boston Gear LLC | BOSTON GEAR | 1624493 | 04/12/1991 | INPI121227 | 04/03/1989 | Active | ||||||||||||
TM
|
France | Warner Electric Technology LLC | FORMSPRAG | 1197077 | 03/10/1972 | 622349 | Active | |||||||||||||
TM
|
France | Warner Electric Technology Inc. | MISTRAL | 1700743 | 10/22/1991 | Active | ||||||||||||||
TM
|
France | Warner Electric Technology LLC | WARNER ELECTRIC | 1547742 | 08/01/1968 | 940649 | Active | |||||||||||||
TM
|
France | Warner Electric Technology Inc. | WARNER & Design | 1,230,455 | 04/18/1958 | Active | ||||||||||||||
TM
|
France | Warner Electric Technology Inc. | WICHITA | 1248360 | 09/19/1958 | 1248360 | Active | |||||||||||||
TM
|
France | XX Xxxxx Enterprises, Inc. | Speedlign | 1,286,266 | 6/19/1974 | 717,131 | 6/19/1974 | Active | ||||||||||||
TM
|
France | XX Xxxxx Enterprises, Inc. | Sure-Flex | 023196347 | 11/27/2002 | 023196347 | 11/27/2002 | Active | ||||||||||||
TM
|
Germany | Warner Electric Technology LLC | FORMSPRAG | 708841 | 11/28/1957 | 708 841/7 (F 7773) | 04/02/1957 | Active | ||||||||||||
TM
|
Germany | Warner Electric Technology LLC | FORMSPRAG PCE | 998923 | 03/07/1980 | D34116/7WZ | 06/07/1979 | Active | ||||||||||||
TM
|
Germany | Warner Electric Technology LLC | XXXXXX KOOL | 1,039,311 | 10/06/1982 | D36687/7 | 10/08/1981 | Active | ||||||||||||
TM
|
Germany | Warner Electric Technology LLC | MISTRAL | 2025422 | 11/30/1992 | T32561 | 10/19/1991 | Active | ||||||||||||
TM
|
Germany | Warner Electric Technology Inc. | XXXXXXX | 39511829.8 | 02/05/1996 | X | 03/16/1995 | Active | ||||||||||||
TM
|
Germany | Warner Electric Technology LLC | XXXXXXX HEIDELBERG | 784371 | 02/24/1964 | ST06038 | 03/29/1963 | Active | ||||||||||||
TM
|
Germany | Warner Electric Technology Inc. | WARNER & Design | 674860 | 04/22/1955 | W04058 | 05/27/1953 | Active | ||||||||||||
TM
|
Germany | Warner Electric Technology LLC | WARNER ELECTRIC | 39552705.8 | 12/12/1996 | 39552705.8 | 12/27/1995 | Active | ||||||||||||
TM
|
Germany | XX Xxxxx Enterprises, Inc. | Form-Flex | 1,053,953 | 9/16/1991 | 1,053,953 | 9/16/1991 | Active | ||||||||||||
TM
|
Germany | XX Xxxxx Enterprises, Inc. | Speedlign | 935,511 | 9/17/1975 | M39270 | 6/10/1974 | Active | ||||||||||||
TM
|
Germany | XX Xxxxx Enterprises, Inc. | SureFlex | 926,107 | 12/17/1974 | W24959 | 5/4/1973 | Active | ||||||||||||
TM
|
Germany | Warner Electric Technology LLC | GFR | 39,333,006 | 12/9/1997 | 39333006.5 | 7/14/1997 | Active | ||||||||||||
TM
|
Germany | Warner Electric Technology LLC | GFR | 39,807,235 | 3/27/1998 | 39807235.3 | 2/11/1998 | Active | ||||||||||||
TM
|
Great Britain | XX Xxxxx Enterprises, Inc. | SureFlex | B998,327 | 9/13/1972 | B998,327 | 9/13/1972 | Active | ||||||||||||
TM
|
Great Britain | XX Xxxxx Enterprises, Inc. | Dura-Flex | 1,105,120 | 11/22/1978 | 1105120 | 11/22/1978 | Active | ||||||||||||
TM
|
Great Britain | XX Xxxxx Enterprises, Inc. | Speedlign | 1,029,397 | 5/13/1974 | 1,029,397 | 5/13/1974 | Active | ||||||||||||
TM
|
Hong Kong | Warner Electric Technology LLC | WARNER LINEAR | 300685206 | 7/21/2006 | 300685206 | 7/21/2006 | Active | ||||||||||||
TM
|
Hong Kong | Altra Industrial Motion, Inc. | A&Design | 300906066 | 07/05/2007 | 300906066 | 07/05/2007 | Active |
Issuing | Registration | Registration / | Application | |||||||||||||||||
IP Type | Jurisdiction | Owner Entity | Title / Description | Number | Issue Date | Number | Filing Date | Status | ||||||||||||
TM
|
India | Warner Electric Technology LLC | FORMSPRAG | 694707 | 05/11/2005 | 694707 | 01/17/1996 | Active | ||||||||||||
TM
|
India | Warner Electric Technology Inc. | XXXXXXX | 662847 | 04/19/1995 | 04/19/1995 | Active | |||||||||||||
TM
|
India | Xxxx Corporation | WARNER ELECTRIC | 672106 | 06/06/1996 | 07/06/1995 | Active | |||||||||||||
TM
|
India | Warner Electric Technology LLC | WICHITA | 694708 | 01/09/2004 | 694708 | 01/17/1996 | Active | ||||||||||||
TM Appl.
|
India | Altra Industrial Motion, Inc. | A&Design | 1584305 | 07/25/2007 | Pending | ||||||||||||||
TM
|
Xxxxxx | Xxxxxx Electric Technology Inc. | XXXXXXX | 00000 | 06/09/1988 | 57106 | 09/07/1983 | Active | ||||||||||||
TM
|
Italy | Warner Electric Technology Inc. | FORMSPRAG | 781,460 | 05/27/1958 | X | 04/23/1957 | Active | ||||||||||||
TM
|
Italy | Warner Electric Technology Inc. | WARNER | 1,075,774 | 11/26/1976 | X | 03/20/1973 | Active | ||||||||||||
TM
|
Italy | Warner Electric Technology Inc. | WARNER ELECTRIC AND BACKGROUND DESIGN | 454836 | 11/12/1966 | X | 03/26/1963 | Active | ||||||||||||
TM
|
Italy | Warner Electric Technology Inc. | WICHITA | 847,574 | 11/19/1959 | RM98C004872 | 10/13/1958 | Active | ||||||||||||
TM
|
Italy | XX Xxxxx Inc. | Sure-Flex | 1037180 | 9/25/1974 | MI2003002784 | 9/25/1992 | Active | ||||||||||||
TM
|
Japan | Warner Electric Technology LLC | FORMSPRAG | 1169444 | 11/06/1975 | 127386/1971 | 11/24/1971 | Active | ||||||||||||
TM
|
Japan | Warner Electric Technology LLC | FORMSPRAG | 4018891 | 06/27/1997 | 135207/1995 | 12/28/1995 | Active | ||||||||||||
TM
|
Japan | Warner Electric Technology LLC | XXXXXX KOOL | 1759530 | 04/23/1985 | 84256/1981 | 10/08/1981 | Active | ||||||||||||
TM
|
Japan | Warner Electric Technology LLC | MISTRAL | 4033376 | 07/25/1997 | 100751/1991 | 09/27/1991 | Active | ||||||||||||
TM
|
Japan | Warner Electric Technology LLC | PCE | 1551186 | 11/26/1982 | 85449/1978 | 11/22/1978 | Active | ||||||||||||
TM
|
Japan | Warner Electric Technology LLC | XXXXXXX | 4109923 | 02/06/1998 | 14030/95 | 02/17/1995 | Active | ||||||||||||
TM
|
Japan | Warner Electric Technology LLC | WARNER | 452198 | 09/28/1954 | 564/1954 | 01/13/1954 | Active | ||||||||||||
TM
|
Japan | Warner Electric Technology LLC | WARNER ELECTRIC | 1719848 | 10/31/1984 | 91915/1981 | 11/02/1981 | Active | ||||||||||||
TM
|
Japan | Warner Electric Technology LLC | WARNER ELECTRIC | 2294610 | 01/31/1991 | 91914/81 | 11/02/1981 | Active | ||||||||||||
TM
|
Japan | Warner Electric Technology LLC | WICHITA | 2246130 | 07/30/1990 | 34043/77 | 05/19/1977 | Active | ||||||||||||
TM
|
Japan | Warner Electric Technology Inc. | MAXIM | 2,477,,826 | 11/30/92 | 40400/1986 | 04/18/1986 | Active | ||||||||||||
TM
|
Japan | Altra Industrial Motion, Inc. | A&Design | 5126277 | 04/04/2008 | 2007-075745 | 07/05/2007 | Active | ||||||||||||
TM
|
Japan | XX Xxxxx Enterprises, Inc. | Sure-Flex | 1,923,250 | 12/24/1986 | 40,343/1982 | 5/12/1982 | Active | ||||||||||||
TM
|
Japan | XX Xxxxx Enterprises, Inc. | SureFlex and Katakana | 1,740,974 | 1/23/1995 | 7-700836 | 1/13/1995 | Active | ||||||||||||
TM
|
Japan | XX Xxxxx Enterprises, Inc. | Dura-Flex | 4,166,483 | 7/10/1998 | 27318/97 | 3/17/1997 | Active | ||||||||||||
TM
|
Japan | XX Xxxxx Inc. | Form-Flex | 1,975,830 | 8/19/1987 | 41,517/85 | 8/19/1987 | Active | ||||||||||||
TM
|
Malaysia | Warner Electric Technology Inc. | XXXXXXX | 95/02683 | 03/28/2000 | 95/02683 | 03/28/1995 | Active | ||||||||||||
TM
|
Mexico | IMO Industries Inc. | BOSTON GEAR | 473663 | 9/15/1994 | 161734 | 02/26/1993 | Active | ||||||||||||
TM
|
Mexico | IMO Industries Inc. | BOSTON GEAR | 658794 | 3/24/2000 | 161733 | 02/26/1993 | Active | ||||||||||||
TM
|
Mexico | Warner Electric Technology LLC | FORMSPRAG | 205855 | 09/02/1997 | 114172 | 06/22/1997 | Active | ||||||||||||
TM
|
Mexico | Warner Electric Technology LLC | WARNER | 92550 | 04/14/1958 | 76668 | 01/29/1957 | Active | ||||||||||||
TM
|
Mexico | Warner Electric Technology LLC | WARNER ELECTRIC AND BACKGROUND DESIGN | 115936 | 01/01/1964 | 109532 | 03/04/1963 | Active | ||||||||||||
TM
|
Mexico | Warner Electric Technology Inc. | XXXXXXX | 00000 | 12/09/1958 | 84314 | 09/06/1958 | Active | ||||||||||||
TM
|
Mexico | Warner Electric Technology Inc. | SHEAVE-GRIP | 786,246 | 03/31/2003 | 590,675 | 03/04/2003 | Active | ||||||||||||
TM
|
Mexico | Warner Electric Technology LLC | WARNER LINEAR | 1,060,801 | 7/17/2008 | 796,858 | 7/28/2006 | Active | ||||||||||||
TM
|
Mexico | Altra Industrial Motion, Inc. | A&Design | 1053502 | 08/12/2008 | 873655 | 08/07/2007 | Active | ||||||||||||
TM
|
Mexico | Xxxxxxx Power Transmission Corp. | GFR | 631,573 | 10/29/1999 | 302944 | 07/30/1997 | Active | ||||||||||||
TM
|
Mexico | XX Xxxxx Enterprises, Inc. | Dura-Flex | 552,086 | 6/26/1997 | 297,615 | 6/9/1997 | Active | ||||||||||||
TM
|
Mexico | XX Xxxxx Enterprises, Inc. | Qt Power Chain | 818826 | 1/26/2004 | 573133 | 10/20/2002 | Active | ||||||||||||
TM
|
Mexico | XX Xxxxx Enterprises, Inc. | Xxxxx@Work | 904275 | 10/24/2005 | 573134 | 10/30/2002 | Active | ||||||||||||
TM
|
Mexico | XX Xxxxx Enterprises, Inc. | Speedlign | 896028 | 8/23/2005 | 666,531 | 7/14/2004 | Active | ||||||||||||
TM Appl.
|
Mexico | XX Xxxxx Enterprises, Inc. | G-Flex | 1,120,117 | 9/10/2009 | 953824 | 8/11/2008 | Active |
Issuing | Registration | Registration / | Application | |||||||||||||||||
IP Type | Jurisdiction | Owner Entity | Title / Description | Number | Issue Date | Number | Filing Date | Status | ||||||||||||
Unregistered TM
|
n/a | Warner Electric LLC | Bear Rugged-Mobile Tough | n/a | n/a | n/a | n/a | n/a | ||||||||||||
Unregistered TM
|
n/a | Warner Electric LLC | BearTrac | n/a | n/a | n/a | n/a | n/a | ||||||||||||
Unregistered TM
|
n/a | Warner Electric LLC | Kodiak | n/a | n/a | n/a | n/a | n/a | ||||||||||||
TM
|
Peru | Warner Electric Technology LLC | XXXXXXX | 00000 | 04/27/1999 | 75634 | 12/11/1998 | Active | ||||||||||||
TM
|
Singapore | Warner Electric Technology Inc. | WARNER ELECTRIC AND BACKGROUND DESIGN | T82/01188Z | 03/07/1988 | T82/01188Z | 03/09/1982 | Active | ||||||||||||
TM
|
Singapore | Warner Electric Technology LLC | WARNER LINEAR | T06/20041C | 9/26/2006 | T06/20041C | 9/26/2006 | Active | ||||||||||||
TM
|
Singapore | Altra Industrial Motion, Inc. | A&Design | T07/15070C | 07/06/2007 | T0715070C | 07/06/2007 | Active | ||||||||||||
TM
|
Singapore | XX Xxxxx Enterprises, Inc. | SureFlex | T82/02556B | 5/21/1982 | 2556/82 | 5/21/1982 | Active | ||||||||||||
TM
|
South Africa | Warner Electric Technology Inc. | WICHITA | 81/6897 | 09/17/1981 | 81/6897 | 09/17/1981 | Active | ||||||||||||
TM Appl.
|
South Africa | Altra Industrial Motion, Inc. | A&Design | 2007/14502 | 07/05/2007 | Pending | ||||||||||||||
TM Appl.
|
South Africa | Formsprag LLC | Marland | 2009/17809 | 9/11/2009 | Pending | ||||||||||||||
TM
|
South Korea | Warner Electric Technology LLC | WARNER ELECTRIC AND BACKGROUND DESIGN | 84202 | 09/30/1982 | 1982-0000088 | 01/07/1982 | Active | ||||||||||||
TM
|
South Korea | Warner Electric Technology LLC | WARNER ELECTRIC AND BACKGROUND DESIGN | 85916 | 11/23/1982 | 1982-0000086 | 01/07/1982 | Active | ||||||||||||
TM
|
South Korea | Warner Electric Technology LLC | XXXXXXX | 000000 | 01/08/1985 | 1983-0011882 | 08/23/1983 | Active | ||||||||||||
TM
|
South Korea | Warner Electric Technology LLC | WARNER LINEAR | 00-0000000 | 8/7/2007 | 40-2006-0051431 | 10/12/2006 | Active | ||||||||||||
TM
|
South Korea | Altra Industrial Motion, Inc. | A&Design | 00-0000000 | 01/08/2009 | 40-2007-0039600 | 07/25/2007 | Active | ||||||||||||
TM
|
South Korea | XX Xxxxx Enterprises, Inc. | Form-Flex | 140,855 | 5/25/1987 | 7981/1986 | 5/25/1997 | Active | ||||||||||||
TM
|
Spain | Warner Electric Technology LLC | FORMSPRAG | 2006258(3) | 07/05/1996 | 2006258(3) | Active | |||||||||||||
TM
|
Spain | Warner Electric Technology Inc. | XXXXXX KOOL & Design | 1662162 | 06/05/1992 | 1662161 | 10/17/1991 | Active | ||||||||||||
TM
|
Spain | Warner Electric Technology LLC | MAGNUM | 1,142,629 | 10/02/1989 | 04/11/1986 | Active | |||||||||||||
TM
|
Spain | Warner Electric Technology LLC | WARNER ELECTRIC | 2010756 | 10/27/1997 | 2010756 | 02/07/1996 | Active | ||||||||||||
TM
|
Spain | Warner Electric Technology Inc. | WICHITA | 1045719 | 04/05/1984 | 1045719 | 08/30/1983 | Active | ||||||||||||
TM
|
Sweden | Warner Electric Technology LLC | FORMSPRAG | 83978 | 12/20/1957 | Active | ||||||||||||||
TM
|
Sweden | Warner Electric Technology LLC | WARNER ELECTRIC | 323081 | 04/25/1997 | 95-14891 | 12/27/1995 | Active | ||||||||||||
TM
|
Sweden | Warner Electric Technology Inc. | WARNER ELECTRIC AND BACKGROUND DESIGN | 109892 | 05/19/1964 | 63-01313 | 03/27/1963 | Active | ||||||||||||
TM
|
Sweden | Warner Electric Technology Inc. | WICHATA | 90967 | 12/16/1960 | 3038 | 09/25/1958 | Active | ||||||||||||
TM
|
Switzerland | Warner Electric Technology LLC | FORMCHROME | P-412221 | 10/18/1994 | 07371/1993.0 | 05/17/1993 | Active | ||||||||||||
TM
|
Switzerland | Warner Electric Technology LLC | FORM-LOCK | P-412226 | 10/18/1994 | 7378/1993.2 | 05/17/1993 | Active | ||||||||||||
TM
|
Switzerland | Warner Electric Technology LLC | FORMSPRAG | P-287755 | 04/26/1997 | 01681/1977 | 04/01/1997 | Active | ||||||||||||
TM
|
Switzerland | Warner Electric Technology LLC | FORMSPRAG & Design | P-412187 | 10/14/1994 | 07373/1993.3 | 05/17/1993 | Active | ||||||||||||
TM
|
Switzerland | Warner Electric Technology Inc. | RL | P-414247 | 01/31/1995 | 7376/1993.9 | 05/17/1993 | Active | ||||||||||||
TM
|
Switzerland | Warner Electric Technology Inc. | WARNER & Design | P-406103 | 10/11/1993 | 2801/1993.6 | Active | |||||||||||||
TM
|
Switzerland | Warner Electric Technology LLC | WARNER ELECTRIC | P-438835 | 03/27/1997 | 14050/1995 | 12/28/1995 | Active | ||||||||||||
TM
|
Switzerland | Warner Electric Technology LLC | WICHITA & Design | P-300175 | 10/09/1979 | 03810/1978 | 08/17/1978 | Active | ||||||||||||
TM
|
Switzerland | XX Xxxxx Enterprises, Inc. | Sure-Flex | 405,626 | 9/14/1992 | 01605/1993 | 9/14/1992 | Active | ||||||||||||
TM
|
Taiwan | Warner Electric Technology Inc. | WARNER & Design | 192580 | 10/01/1982 | 70043208 | 12/29/1981 | Active |
Issuing | Registration | Registration / | Application | |||||||||||||||||
IP Type | Jurisdiction | Owner Entity | Title / Description | Number | Issue Date | Number | Filing Date | Status | ||||||||||||
TM
|
Taiwan | Warner Electric Technology Inc. | WARNER ELECTRIC AND BACKGROUND DESIGN | 64628 | 06/16/1993 | 81047228 | 09/21/1992 | Active | ||||||||||||
TM
|
Taiwan | Warner Electric Technology Inc. | WICHITA | 245903 | 05/16/1984 | (72)52506 | 12/21/1983 | Active | ||||||||||||
TM
|
Taiwan | Warner Electric Technology Inc. | WARNER ELECTRIC AND DESIGN | 192,580 | 9/20/2002 | Active | ||||||||||||||
TM
|
Taiwan | Warner Electric Technology LLC | WARNER LINEAR | 1,264,315 | 6/1/2007 | 095037880 | 7/24/2006 | Active | ||||||||||||
TM
|
Taiwan | Altra Industrial Motion, Inc. | A&Design | 1310870 | 05/16/2008 | 096031868 | 07/05/2007 | Active | ||||||||||||
TM
|
Taiwan | XX Xxxxx Inc. | Dura-Flex | 807,300 | 7/1/1998 | (86)5713 | 2/1/1997 | Active | ||||||||||||
TM
|
Thailand | Warner Electric Technology LLC | WARNER LINEAR | Kor275083 | 10/26/2006 | 642919 | 10/26/2006 | Active | ||||||||||||
TM
|
Thailand | Altra Industrial Motion, Inc. | A&Design | Kor296763 | 07/25/2007 | 668284 | 07/25/2007 | Active | ||||||||||||
TM
|
United Kingdom | XX Xxxxx Enterprises, Inc. | SureFlex | B998,327 | 9/13/1972 | B998,327 | 9/13/1972 | Active | ||||||||||||
TM
|
United Kingdom | XX Xxxxx Enterprises, Inc. | Dura-Flex | 1,105,120 | 11/22/1978 | 1105120 | 11/22/1978 | Active | ||||||||||||
TM
|
United Kingdom | XX Xxxxx Enterprises, Inc. | Speedlign | 1,029,397 | 5/13/1974 | 1,029,397 | 5/13/1974 | Active | ||||||||||||
TM
|
United Kingdom | Warner Electric Technology LLC | AUTOGAP | 795572 | 09/17/1959 | 09/17/1959 | Active | |||||||||||||
TM
|
United Kingdom | Warner Electric Technology Inc. | MAGNUM | 879962 | 05/25/1965 | 879962 | 05/25/1965 | Active | ||||||||||||
TM
|
United Kingdom | Warner Electric Technology Inc. | MAGNUM | 1263574 | 09/15/1989 | 1263574 | 03/27/1986 | Active | ||||||||||||
TM
|
United Kingdom | Warner Electric Technology LLC | MISTRAL | 1475775 | 06/27/1997 | 09/07/1991 | Active | |||||||||||||
TM
|
United Kingdom | Warner Electric Technology LLC | WARNER | 792664 | 06/29/1959 | 792664 | Active | |||||||||||||
TM
|
United Kingdom | Warner Electric Technology LLC | WARNER | 710,641 | 09/17/1952 | 710641 | 07/15/1952 | Active | ||||||||||||
TM
|
United Kingdom | Warner Electric Technology LLC | WICHITA | 2192400 | 09/29/2000 | 2192400 | 03/20/1999 | Active | ||||||||||||
TM
|
United Kingdom | Warner Electric Technology LLC | WICHATA | 783301 | 10/29/1958 | 783301 | 10/29/1958 | Active | ||||||||||||
TM
|
United Kingdom | Warner Electric Technology Inc. | DURA-FLEX | 1,105,120 | 11/22/78 | Active | ||||||||||||||
TM
|
United Kingdom | Warner Electric Technology Inc. | FORMSPRAG | 2380616 | 6/24/2005 | 12/17/2004 | Active | |||||||||||||
TM
|
United Kingdom | Boston Gear LLC | CENTRIC | 1259254 | 1/30/1986 | 1259254 | 1/30/1986 | Active | ||||||||||||
TM
|
USA | Boston Gear LLC | ACE | 1771190 | 5/18/1993 | 74253998 | 3/10/1992 | Active | ||||||||||||
TM
|
USA | Ameridrives International, LLC | AMERICAN | 0529539 | 8/22/1950 | 71578852 | 4/29/1949 | Active | ||||||||||||
TM
|
USA | Ameridrives International, LLC | AMERICARDAN | 2,488,262 | 09/11/01 | 75621192 | 01/15/1999 | Active | ||||||||||||
TM
|
USA | Ameridrives International, LLC | AMERIDISC & Design | 0802185 | 1/18/1966 | 72219296 | 5/19/1965 | Active | ||||||||||||
TM
|
USA | Ameridrives International, LLC | AMERIDRIVES | 2168489 | 6/23/1998 | 75204229 | 11/25/1996 | Active | ||||||||||||
TM
|
USA | Ameridrives International, LLC | AMERIFLEX | 1000720 | 12/31/1974 | 72444883 | 1/2/1973 | Active | ||||||||||||
TM
|
USA | Warner Electric Technology LLC | AUTOGAP | 681,746 | 07/14/1959 | 72046678 | 2/26/1958 | Active | ||||||||||||
TM
|
USA | Boston Gear LLC | BEAR-N-BRONZ | 0603829 | 3/29/1955 | 71665847 | 5/6/1954 | Active | ||||||||||||
TM
|
USA | Boston Gear LLC | BG & Design | 0298486 | 10/25/1932 | 71327723 | 6/4/1932 | Active | ||||||||||||
TM
|
USA | Boston Gear LLC | BOSTRONG & Design | 0837074 | 10/17/1967 | 72251147 | 7/27/1966 | Active | ||||||||||||
TM
|
USA | Boston Gear LLC | XXXX-XXXXX | 0547544 | 9/4/1951 | 71597836 | 5/20/1950 | Active | ||||||||||||
TM
|
USA | Boston Gear LLC | XXXX-XXXXX | 0612905 | 9/27/1955 | 71677082 | 11/22/1954 | Active | ||||||||||||
TM
|
USA | Boston Gear LLC | XXXX-FLEX | 1111218 | 1/16/1979 | 73163090 | 3/21/1978 | Active | ||||||||||||
TM
|
USA | Boston Gear LLC | BOSTON | 0522912 | 3/28/1950 | 71535926 | 9/27/1947 | Active | ||||||||||||
TM
|
USA | Boston Gear LLC | BOSTON & Design | 1374572 | 12/10/1985 | 73514378 | 12/19/1984 | Active | ||||||||||||
TM
|
USA | Boston Gear LLC | BOSTON GEAR | 0905805 | 1/12/1971 | 72338165 | 9/17/1969 | Active | ||||||||||||
TM
|
USA | Boston Gear LLC | BOSTON GEAR | 0905846 | 1/12/1971 | 72338166 | 9/17/1969 | Active | ||||||||||||
TM
|
USA | Boston Gear LLC | BOSTONE | 1131198 | 2/26/1980 | 73163091 | 3/21/1978 | Active | ||||||||||||
TM
|
USA | Formsprag LLC | CEBMAG | 1352456 | 08/06/1985 | 73513313 | 12/13/1984 | Active | ||||||||||||
TM
|
USA | Formsprag LLC | CECON | 2871858 | 08/10/04 | 78/300,412 | 09/15/2003 | Active | ||||||||||||
TM
|
USA | Boston Gear LLC | CENTRIC | 1365217 | 10/15/1985 | 73434105 | 7/11/1983 | Active | ||||||||||||
TM
|
USA | Boston Gear LLC | DCX | 1689927 | 6/2/1992 | 74151919 | 3/27/1991 | Active | ||||||||||||
TM
|
USA | Boston Gear LLC | DCX PLUS | 1794125 | 9/21/1993 | 74151939 | 3/27/1991 | Active | ||||||||||||
TM
|
USA | Xxxxxxx Gear LLC | DELROYD | 3025384 | 12/13/2005 | 76/586088 | 4/12/2004 | Active |
Issuing | Registration | Registration / | Application | |||||||||||||||||
IP Type | Jurisdiction | Owner Entity | Title / Description | Number | Issue Date | Number | Filing Date | Status | ||||||||||||
TM
|
USA | Warner Electric Technology LLC | ELECTRO-MODULE | 0838675 | 11/14/1967 | 72200306 | 8/20/1964 | Active | ||||||||||||
TM
|
USA | Warner Electric Technology LLC | ELECTRO-PACK | 0741888 | 12/11/1962 | 72127440 | 9/7/1961 | Active | ||||||||||||
TM
|
USA | Warner Electric Technology LLC | F AND DESIGN | 0743735 | 01/15/1963 | 72125482 | 8/7/1961 | Active | ||||||||||||
TM
|
USA | Warner Electric Technology LLC | FORMCHROME | 0867512 | 04/01/1969 | 72300576 | 6/17/1968 | Active | ||||||||||||
TM
|
USA | Warner Electric Technology LLC | FORM-LOCK | 0870852 | 06/10/1969 | 72300575 | 6/17/1968 | Active | ||||||||||||
TM
|
USA | Warner Electric Technology LLC | FORMSRPAG & Design | 0444642 | 01/15/1952 | 71510384 | 10/7/1946 | Active | ||||||||||||
TM
|
USA | Warner Electric Technology LLC | FORMSPRAG | 1216418 | 11/16/1982 | 73326809 | 9/4/1981 | Active | ||||||||||||
TM
|
USA | Warner Electric Technology LLC | XXXXXX KOOL | 1258259 | 11/22/1983 | 73334553 | 10/28/1981 | Active | ||||||||||||
TM
|
USA | Warner Electric Technology LLC | LLH | 1759504 | 03/23/1993 | 74303730 | 8/13/1992 | Active | ||||||||||||
TM
|
USA | Warner Electric Technology LLC | MAG STOP | 1,851,941 | 08/30/1994 | 74327472 | 11/2/1992 | Active | ||||||||||||
TM
|
USA | Warner Electric Technology LLC | MAGNUM | 2,892,316 | 10/12/2004 | 76/336,606 | 11/13/2001 | Active | ||||||||||||
TM
|
USA | Formsprag LLC | MARLAND | 2667819 | 12/31/2002 | 76118280 | 8/28/2000 | Active | ||||||||||||
TM
|
USA | Warner Electric Technology LLC | MESUR-FIL | 0990826 | 08/13/1974 | 72464823 | 8/6/1973 | Active | ||||||||||||
TM
|
USA | Warner Electric Technology LLC | MISTRAL | 2168734 | 06/30/1998 | 74240876 | 1/28/1992 | Active | ||||||||||||
TM
|
USA | Boston Gear LLC | MOTOR MULTIPLIER | 1131648 | 3/11/1980 | 73184680 | 9/5/1978 | Active | ||||||||||||
TM
|
USA | Xxxxxxx Gear LLC | NGC & Design | 3031121 | 12/20/2005 | 76/586087 | 4/12/2004 | Active | ||||||||||||
TM
|
USA | Xxxxxxx Gear LLC | Xxxxxxx | 3031120 | 12/20/2005 | 76/586086 | 4/12/2004 | Active | ||||||||||||
TM
|
USA | Boston Gear LLC | OPTIMOUNT | 0670192 | 11/25/1958 | 72046238 | 2/20/1958 | Active | ||||||||||||
TM
|
USA | Warner Electric Technology LLC | PCE | 1136601 | 06/03/1980 | 73193726 | 11/17/1978 | Active | ||||||||||||
TM
|
USA | Boston Gear LLC | RATIOPAX | 0985828 | 6/11/1974 | 72456678 | 5/7/1973 | Active | ||||||||||||
TM
|
USA | Boston Gear LLC | RATIOTROL | 0743713 | 1/15/1963 | 72137450 | 2/7/1962 | Active | ||||||||||||
TM
|
USA | Warner Electric Technology LLC | SHEAVE-GRIP | 3,085,816 | 4/25/2006 | 76/498,191 | 3/14/2003 | Active | ||||||||||||
TM
|
USA | Warner Electric Technology LLC | XXXXXXX | 0000000 | 09/28/1993 | 74038916 | 3/16/1990 | Active | ||||||||||||
TM
|
USA | Warner Electric Technology LLC | UNIMODULE | 1678062 | 03/03/1992 | 74053993 | 4/30/1990 | Active | ||||||||||||
TM
|
USA | Warner Electric Technology LLC | WARNER & Design | 0527445 | 07/11/1950 | 71528385 | 7/11/1947 | Active | ||||||||||||
TM
|
USA | Warner Electric Technology LLC | WARNER ELECTRIC | 1,026,080 | 12/02/1975 | 73035013 | 10/18/1974 | Active | ||||||||||||
TM
|
USA | Ameridrives International, LLC | AMERIGEAR | 2,951,600 | 5/17/2005 | 78/373,119 | 2/24/2004 | Active | ||||||||||||
TM
|
USA | Ameridrives International, LLC | THE AMERICAN FULLY CROWNED TOOTH | 2980971 | 5/10/2005 | 78/373,135 | 2/24/2004 | Active | ||||||||||||
TM
|
USA | Boston Gear LLC | POSIVENT | 2875347 | 08/17/2004 | 76/423,536 | 06/20/2002 | Active | ||||||||||||
TM
|
USA | Boston Gear LLC | STABILI SEAL | 3,131,135 | 08/15/2006 | 78/564,645 | 02/10/2005 | Active | ||||||||||||
TM
|
USA | Warner Electric Technology Inc. | WICHITA CLUTCH | 3039567 | 01/10/2006 | 76/620135 | 11/12/04 | Active | ||||||||||||
TM
|
USA | Altra Industrial Motion, Inc. | A&Design | 3,146,781 | 09/19/2006 | 78/560930 | 02/04/2005 | Active | ||||||||||||
TM
|
USA | Warner Electric Technology LLC | AQUAMAKKS | 3,490,449 | 08/19/2008 | 78/821,282 | 02/23/2006 | Active | ||||||||||||
TM
|
USA | Warner Electric Technology LLC | Warner Electric | 3,287,916 | 09/04/2007 | 78/790,162 | 01/12/2006 | Active | ||||||||||||
TM
|
USA | Boston Gear LLC | CENTRIGARD | 3,374,068 | 1/22/2008 | 78/774,995 | 12/16/2005 | Active | ||||||||||||
TM
|
USA | Altra Industrial Motion, Inc. | Altra Industrial Motion | 3360155 | 12/25/2007 | 76/621069 | 11/17/2004 | Active | ||||||||||||
TM
|
USA | Warner Electric Technology LLC | Warner Linear | 3,413,352 | 04/15/2008 | 78/910,851 | 06/19/2006 | Active | ||||||||||||
TM
|
USA | Altra Industrial Motion, Inc. | A-Track | 3,263,081 | 07/10/2007 | 78/790085 | 1/12/2006 | Active | ||||||||||||
TM
|
USA | Xxxxxx Manufacturing Corporation | XXXXXX | 1216354 | 11/16/1982 | 73277508 | 9/11/1980 | Active | ||||||||||||
TM
|
USA | Xxxxxx Manufacturing Corporation | KILROL | 2827924 | 3/30/2004 | 78213978 | 2/12/2003 | Active | ||||||||||||
TM
|
USA | Warner Electric Technology LLC | GFR | 3,494,910 | 9/2/2008 | 77/247,944 | 08/06/07 | Active | ||||||||||||
TM
|
USA | Warner Electric Technology LLC | B-Track | 3,609,446 | 4/21/2009 | 77/237,461 | 07/24/2007 | Active | ||||||||||||
TM
|
USA | XX Xxxxx Enterprises, Inc. | All-Pro | 2,165,737 | 6/16/1998 | 75/290,731 | 5/12/1997 | Active | ||||||||||||
TM
|
USA | XX Xxxxx North Carolina, Inc. | Braketron | 1,164,393 | 8/11/1981 | 73/254,657 | 3/19/1980 | Active | ||||||||||||
TM
|
USA | XX Xxxxx Enterprises, Inc. | Deck & Design (stylized lettering) | 1,409,209 | 9/16/1986 | 73/581,633 | 2/7/1986 | Active |
Issuing | Registration | Registration / | Application | |||||||||||||||||
IP Type | Jurisdiction | Owner Entity | Title / Description | Number | Issue Date | Number | Filing Date | Status | ||||||||||||
TM
|
USA | XX Xxxxx Enterprises, Inc. | Disc-O-Torque | 859,264 | 10/29/1968 | 72/285,224 | 11/20/1967 | Active | ||||||||||||
TM
|
USA | XX Xxxxx Enterprises, Inc. | Dura-Flex | 1,116,828 | 4/24/1979 | 73/158,649 | 2/13/1978 | Active | ||||||||||||
TM
|
USA | XX Xxxxx Enterprises, Inc. | First In Couplings | 1,361,466 | 9/24/1985 | 73/526,310 | 3/11/1985 | Active | ||||||||||||
TM
|
USA | XX Xxxxx Enterprises, Inc. | Form-Flex | 2,152,362 | 4/21/1998 | 75/273,175 | 4/11/1997 | Active | ||||||||||||
TM
|
USA | XX Xxxxx Enterprises, Inc. | Xxxxx | 2,191,918 | 9/29/1998 | 75/251,697 | 2/28/1997 | Active | ||||||||||||
TM
|
USA | XX Xxxxx Enterprises, Inc. | Qt Power Chain | 2,723,745 | 6/10/2003 | 76/403,299 | 5/2/2002 | Active | ||||||||||||
TM
|
USA | XX Xxxxx Enterprises, Inc. | Roto-Cam | 859,263 | 10/29/1968 | 72/285,223 | 11/20/1967 | Active | ||||||||||||
TM
|
USA | XX Xxxxx Enterprises, Inc. | Speedlign | 2,991,827 | 9/6/2005 | 78/350,700 | 1/12/2004 | Active | ||||||||||||
TM
|
USA | XX Xxxxx Enterprises, Inc. | Sure Grip (Stylized) | 645,415 | 5/14/1957 | 71/640,418 | 1/6/1953 | Active | ||||||||||||
TM
|
USA | XX Xxxxx Enterprises, Inc. | Sure-Flex | 668,649 | 10/21/1958 | 72/043,720 | 1/9/1958 | Active | ||||||||||||
TM
|
USA | XX Xxxxx Enterprises, Inc. | Sure-Grip | 646,423 | 6/4/1957 | 71/575,508 | 3/15/1949 | Active | ||||||||||||
TM
|
USA | XX Xxxxx Enterprises, Inc. | Sure-Grip | 1,109,150 | 12/19/1978 | 73/136,699 | 8/8/1977 | Active | ||||||||||||
TM
|
USA | XX Xxxxx Enterprises, Inc. | Ultra-V | 1,001,969 | 1/21/1975 | 73/001,734 | 10/9/1973 | Active | ||||||||||||
TM
|
USA | XX Xxxxx Enterprises, Inc. | Ultra-V | 1,001,970 | 1/21/1975 | 73/003,203 | 10/10/1973 | Active | ||||||||||||
TM
|
USA | XX Xxxxx Enterprises, Inc. | W XX Xxxx’x (and design) | 2,059,245 | 5/6/1997 | 75/107,136 | 5/20/1996 | Active | ||||||||||||
TM
|
USA | XX Xxxxx Enterprises, Inc. | G-Flex | 3,501,631 | 9/16/2008 | 77/397,102. | 2/14/2008 | Active | ||||||||||||
TM
|
USA | Inertia Dynamics, LLC | Unibrake | 0809205 | 05/31/1966 | 72/219817 | 05/26/1965 | Active | ||||||||||||
TM Appl.
|
USA | Xxxxxx Manufacturing Corporation | HI-TECH WORRY BEADS | 78/775,032 | 12/16/2005 | Pending | ||||||||||||||
TM Appl.
|
USA | Formsprag LLC | BC MA | 77/649,950 | 1/15/2009 | Pending | ||||||||||||||
Unregistered TM
|
USA | Inertia Dynamics, LLC | IDI | |||||||||||||||||
TM
|
USA | Warner Electric Technology LLC | WARNER ELECTRIC | 0726202 | 01/09/1962 | 72105397 | 9/28/1960 | Active | ||||||||||||
TM
|
USA | Warner Electric Technology LLC | WICHITA | 1565483 | 11/14/1989 | 73753251 | 8/29/1988 | Active | ||||||||||||
TM
|
Venezuela | Warner Electric Technology Inc. | WICHITA | 120263 | 04/25/1986 | 7010-83 | 09/01/1983 | Active | ||||||||||||
TM
|
Vietnam | Warner Electric Technology Inc. | WARNER | 9997 | 12/11/1993 | 11808 | 03/20/1993 | Active | ||||||||||||
NOTES: | ||||||||||||||||||||
American Enterprises MPT L.P. | ||||||||||||||||||||
This entity is the owner of record of a pair of Canadian registrations. The changes in the company’s name from American Enterprises MPT L.P. to Ameridrives International L.P. (on 04/25/1997) and later from Ameridrives International L.P. to Ameridrives International LLC (on 12/21/2005) have not yet been recorded against the registrations. | ||||||||||||||||||||
Xxxx Corporation | ||||||||||||||||||||
This entity is the owner of record of an Indian trademark registration for “WARNER ELECTRIC.” The assignment of the registration from Xxxx Corporation to Warner Electric Technology, Inc. and the subsequent name change from Warner Electric Technology, Inc. to Warner Electric Technology LLC have been submitted for recordation. Xxxx Corporation is also the owner of record of a Canadian trademark registration for “DISC-O-TORQUE” relating to XX Xxxxx. No action has been taken to address the change in ownership of this registration in view of instructions given in 2000 to a prior law firm for XX Xxxxx to allow the registration to lapse (the registration actually remains in force until 2015. |
Issuing | Registration | Registration / | Application | |||||||||||||||||
IP Type | Jurisdiction | Owner Entity | Title / Description | Number | Issue Date | Number | Filing Date | Status | ||||||||||||
Xxxxxxx Power Transmission Corp. | ||||||||||||||||||||
This entity is the owner of record on a Mexican registration for “GFR.” Assignments from Xxxxxxx Power Transmission Corp. to Xxxx Holdings GmbH and from Xxxx Holdings GmbH to Warner Electric Technology LLC have been submitted for recordation and the process is ongoing. | ||||||||||||||||||||
IMO Industries, Inc. | ||||||||||||||||||||
This entity is the owner of record on a pair of Mexican registrations for “BOSTON GEAR”. An assignment of the Mexican registrations to Boston Gear LLC is in the process of being recorded. | ||||||||||||||||||||
Warner Electric Technology, Inc. | ||||||||||||||||||||
A number of patents and trademarks owned by Warner Electric Technology LLC remain in the former name (Warner Electric Technology, Inc.) of the company on the records of various foreign patent and trademark offices. Efforts to record the change in name are in progress with respect to some of the patents and trademarks. For others, a conscious decision was made to hold off on recordation pending some other action relating to the property (e.g., the next renewal of a trademark registration). For yet others, a decision was made not to record the change in name in view of a decision to allow various registrations or patents to lapse). |
INTELLECTUAL PROPERTY LICENSES
Name of Grantor | Name of Agreement | Date of Agreement | Parties to Agreement | |||
[*]
|
License Agreement | August 17, 2009 | Ameridrives International, LLC | |||
The Grantors own or
license certain
off-the-shelf
software, which
software is
ready-made and
available for sale,
lease, or license
to the general
public. |
||||||
From time to time
in the course of
manufacturing
products for their
customers, certain
customers may grant
the Grantors
limited licenses to
certain of their
intellectual
property. |
EXHIBIT E
(See Section 3.13 of Security Agreement and Definition of “Pledged Collateral”)
(See Section 3.13 of Security Agreement and Definition of “Pledged Collateral”)
LIST OF PLEDGED COLLATERAL, SECURITIES AND OTHER INVESTMENT PROPERTY
STOCKS
Percentage of | ||||||||||||||||
Name of | Certificate | Number of | Outstanding | |||||||||||||
Grantor | Issuer | Number(s) | Shares | Class of Stock | Shares | |||||||||||
Altra Industrial Motion, Inc. | C-2 | 1,000 | Common Stock, $0.001 par value | 100% | ||||||||||||
Altra Industrial
Motion, Inc.
|
American Enterprises MPT Corp. | 102 | 999 | Common Stock, $0.001 par value | 100% | |||||||||||
Altra Industrial
Motion, Inc.
|
Warner Electric LLC | 002 | 1 | LLC Interests | 100% | |||||||||||
Altra Industrial
Motion, Inc.
|
Warner Electric Technology LLC | 002 | 1 | LLC Interests | 100% | |||||||||||
Altra Industrial
Motion, Inc.
|
Boston Gear LLC | 001 | 1 | LLC Interests | 100% | |||||||||||
Altra Industrial
Motion, Inc.
|
Xxxxxx Manufacturing Corporation | 102 | 10 | Stock, no par value | 100% | |||||||||||
Altra Industrial
Motion, Inc.
|
Warner Electric International Holding, Inc. | 2 | 1,000 | Stock, $1.00 par value | 100% | |||||||||||
Altra Industrial
Motion, Inc.
|
Inertia Dynamics, LLC | 002 | 100% | LLC Interests | 100% | |||||||||||
Altra Industrial
Motion, Inc.
|
XX Xxxx’x Corporation | C-2 | 1,000 | Common Stock, $0.01 par value | 100% | |||||||||||
American
Enterprises MPT
Corp.
|
American Enterprises MPT Holdings, LLC | 001 | 100% | LLC Interests | 100% | |||||||||||
American
Enterprises MPT
Corp.
|
Ameridrives International LLC | 001 | 100% | LLC Interests | 100% | |||||||||||
American
Enterprises MPT
Corp.
|
Xxxxxxx Gear LLC | 001 | 1 | LLC Interests | 100% | |||||||||||
American
Enterprises MPT
Corp.
|
Formsprag LLC | 004 | 861,429 | Units | 100% | |||||||||||
XX Xxxx’x
Corporation
|
XX Xxxx’x Incorporated | 2 | 1,125,000 | Common Stock, $0.10 par value | 100% | |||||||||||
XX Xxxx’x
Incorporated
|
XX Xxxx’x Enterprises Inc. | 2 | 3,000 | Common Stock, $0.01 par value | 100% | |||||||||||
XX Xxxx’x
Incorporated
|
X.X. Xxxx’x Canada Ltd. | 1015 | 3,415 | Common Shares | 65% |
Percentage of | ||||||||||||||||
Name of | Certificate | Number of | Outstanding | |||||||||||||
Grantor | Issuer | Number(s) | Shares | Class of Stock | Shares | |||||||||||
XX Xxxx’x
Incorporated
|
Industrial Blaju, S.A. de C.V. | 2 | 25,229,382 | Capital Stock, $1.00 par value | 65% | |||||||||||
Xxxxxx
Manufacturing
Corporation
|
3091780 Nova Scotia Company | 5, 7 | 130 | Common Shares, no par value | 65% | |||||||||||
Warner Electric
International
Holding, Inc.
|
Warner Electric UK Group Ltd. | 6 | 2,456,508 | Ordinary Shares of £1 each, fully paid | 65% | |||||||||||
Warner Electric
International
Holding, Inc. *
|
Warner Electric (Holding) SAS | 65% | ||||||||||||||
Warner Electric
International
Holding, Inc. *
|
Warner Electric Group GmbH | 65% | ||||||||||||||
Warner Electric
International
Holding, Inc.*
|
Warner Electric (Netherlands) Holding, B.V. | 65% |
* | NOTE: Certificates for these entities will be provided post-closing. |
BONDS
Name of | ||||||||||
Grantor | Issuer | Number | Face Amount | Coupon Rate | Maturity | |||||
N/A |
GOVERNMENT SECURITIES
Name of | ||||||||||||
Grantor | Issuer | Number | Type | Face Amount | Coupon Rate | Maturity | ||||||
N/A |
OTHER SECURITIES OR OTHER INVESTMENT PROPERTY
(CERTIFICATED AND UNCERTIFICATED)
(CERTIFICATED AND UNCERTIFICATED)
Percentage Ownership | ||||||
Name of Grantor | Issuer | Description of Collateral | Interest | |||
See below. |
Existing Joint Ventures
Warner Electric LLC holds 40% of Elastomeric Actuators Inc.
EXHIBIT F
(See Section 3.1 of Security Agreement)
(See Section 3.1 of Security Agreement)
OFFICES IN WHICH FINANCING STATEMENTS HAVE BEEN FILED
Name of Grantor | Jurisdiction | |
DE | ||
Altra Industrial Motion, Inc.
|
DE | |
American Enterprises MPT Corp.
|
DE | |
American Enterprises MPT Holdings, LLC
|
DE | |
Ameridrives International, LLC
|
DE | |
Boston Gear LLC
|
DE | |
Formsprag LLC
|
DE | |
Inertia Dynamics, LLC
|
DE | |
Kilian Manufacturing Corporation
|
DE | |
Nuttall Gear LLC
|
DE | |
XX Xxxx’x Corporation
|
DE | |
XX Xxxx’x Enterprises, Inc.
|
DE | |
XX Xxxx’x Incorporated
|
PA | |
Warner Electric International Holding, Inc.
|
XX | |
Xxxxxx Electric LLC
|
XX | |
Xxxxxx Electric Technology LLC
|
DE |
EXHIBIT G
(See Section 4.4 and 4.8 of Security Agreement)
(See Section 4.4 and 4.8 of Security Agreement)
AMENDMENT
This Amendment, dated , is delivered pursuant to Section 4.4 of the Security
Agreement referred to below. All defined terms herein shall have the meanings ascribed thereto or
incorporated by reference in the Security Agreement. The undersigned hereby certifies that the
representations and warranties in Article III of the Security Agreement are and continue to be true
and correct. The undersigned further agrees that this Amendment may be attached to that certain
Pledge and Security Agreement, dated , , between the undersigned, as the
Grantors, and The Bank of New York Mellon Trust Company, N.A., as the Collateral Agent, (the
“Security Agreement”) and that the Collateral listed on Schedule I to this
Amendment shall be and become a part of the Collateral referred to in said Security Agreement and
shall secure all Secured Obligations referred to in said Security Agreement.
By: | ||||||
Name: | ||||||
Title: | ||||||
SCHEDULE I TO AMENDMENT
STOCKS
Percentage of | ||||||||||
Name of | Certificate | Number of | Outstanding | |||||||
Grantor | Issuer | Number(s) | Shares | Class of Stock | Shares | |||||
BONDS
Name of | ||||||||||
Grantor | Issuer | Number | Face Amount | Coupon Rate | Maturity | |||||
GOVERNMENT SECURITIES
Name of | ||||||||||||
Grantor | Issuer | Number | Type | Face Amount | Coupon Rate | Maturity | ||||||
OTHER SECURITIES OR OTHER INVESTMENT PROPERTY
(CERTIFICATED AND UNCERTIFICATED)
(CERTIFICATED AND UNCERTIFICATED)
Percentage Ownership | ||||||
Name of Grantor | Issuer | Description of Collateral | Interest | |||
[Add description of custody accounts or arrangements with securities intermediary, if applicable]
COMMERCIAL TORT CLAIMS
Case Number; Name of | ||||||
Court where Case was | ||||||
Name of Grantor | Description of Claim | Parties | Filed | |||
EXHIBIT H
(See Section 8.21 of Security Agreement)
(See Section 8.21 of Security Agreement)
Post Closing Matters
Responsible | ||||||
Document/Deliverable | Party | Due Date | ||||
1.
|
Deliver to the Collateral Agent the results of patent and trademark searches of the U.S. Patent and Trademark Office databases, together with an Exhibit D attached hereto, listing all Patents and Trademarks (including any licenses of the foregoing) in which such Grantor has an ownership interest, in each case as required under Section 4.7(f) hereof. | Grantors | 12/25/09 | |||
2.
|
Execute and deliver to the Collateral Agent (x) a patent security agreement and (y) a trademark security agreement as required under Section 4.7(f) hereof. | Grantors | 12/25/09 | |||
3.
|
Deliver to the Collateral Agent copies of existing appraisals with respect to each of the Premises. | Grantors | 12/25/09 | |||
4.
|
Deliver to the Collateral Agent certificates of insurance and binder to comply with Xxxxx 00, Xxxxx 28 and Xxxxx 75 with respect to all property, casualty and liability insurance policies (identifying the Collateral Agent as loss payee and additional insured and mortgagee) maintained by the Grantors, together with copies of endorsements to such policies indicating that the Collateral Agent has been named as loss payee and additional insured and mortgagee. | Grantors | 12/25/09 | |||
5.
|
Deliver to the Collateral Agent a Mortgage and other related items with respect to each of the Premises as required under Section 4.20 of the Indenture. | Grantors | 2/23/10 | |||
6.
|
Deliver to the Collateral Agent copies of existing surveys and Phase I environmental reports with respect to each of the Premises. | Grantors | 2/23/10 | |||
7.
|
Deliver to the Collateral Agent certificates evidencing flood insurance, if required, for each of the Premises, and certificates evidencing hazard insurance for each of the Premises. | Grantors | 2/23/10 | |||
8.
|
Execute and deliver to the Collateral Agent Control Agreements as required under Section 4.14 hereof. | Grantors | 3/25/10 |
Responsible | ||||||
Document/Deliverable | Party | Due Date | ||||
9.
|
Execute and deliver to the Collateral Agent Collateral Access Agreements as required under Section 4.13 and pursuant to Section 4.21 of the Indenture. | Grantors | 2/23/10 (for Leases entered
into after the date of the
Indenture) 3/25/10 (for all other Collateral Access Agreements) |
|||
10.
|
Execute and deliver to the Collateral Agent and Officers’ Certificate certifying that all post-closing matters set forth on this Exhibit H have been executed and/or delivered to the Collateral Agent as set forth herein (which Officers’ Certificate the Trustee and the Collateral Agent shall be entitled to rely on as to the satisfaction of such post-closing matters). | Grantors | 3/25/10 |