Amendment No. 8 To Transfer Agency And Shareholder Services Agreement
Exhibit 99(h)(2)(h)
Amendment No. 8 To
Transfer Agency And Shareholder Services Agreement
This Amendment No. 8 To Transfer Agency And Shareholder Services Agreement ("Amendment No. 7"), dated as of July 17, 2023 (“Effective Date”), is being entered into by and among BNY Mellon Investment Servicing (US) Inc. ("BNYM"), Xxxxxxx & Xxxxxx Fund, Inc. ("Investment Company"), on its own behalf and on behalf of each M&N Fund (as defined in the Current Agreement) and Xxxxxxx & Xxxxxx Advisors, LLC ("Company"), as service provider to Exeter Trust Company.
Background
The parties previously entered into the Transfer Agency And Shareholder Services Agreement, made as of March 1, 2017, Amendment No. 1 To Transfer Agency And Shareholder Services Agreement dated as of March 10, 2017, Amendment No. 2 To Transfer Agency And Shareholder Services Agreement dated as of June 12, 2017, Amendment No. 3 To Transfer Agency And Shareholder Services Agreement dated as of October 11, 2017, Amendment No. 4 Transfer Agency And Shareholder Services Agreement dated as of January 1, 2018, Amendment No. 5 To Transfer Agency And Shareholder Services Agreement dated as of March 4, 2020 and Amendment No. 6 To Transfer Agency And Shareholder Services Agreement dated as of November 4, 2020 and Amendment No. 7 To Transfer Agency and Shareholder Services Agreement dated as of August 26, 2021 ("Current Agreement"). The parties wish to amend the Current Agreement as set forth in this Amendment No. 8.
Terms
In consideration of the mutual promises contained herein and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties, intending to be legally bound, agree to all statements made above and as follows:
1. Modifications to Current Agreement. The Current Agreement is hereby amended by deleting Schedule B and replacing it in its entirety with the Schedule B attached to Amendment No. 8 To Transfer Agency And Shareholder Services Agreement, dated as of June 15, 2023, among BNYM, Investment Company and Company.
2. Remainder of Current Agreement. Except as specifically modified by this Amendment No. 8, all terms and conditions of the Current Agreement shall remain in full force and effect.
3. Governing Law. The governing law provision of the Current Agreement shall be the governing law provision of this Amendment No. 8.
4. Entire Agreement. This Amendment No. 8 constitutes the final, complete, exclusive and fully integrated record of the agreement of the parties with respect to the subject matter herein and the amendment of the Current Agreement with respect to such subject matter, and supersedes all prior and contemporaneous proposals, agreements, contracts, representations and understandings, whether written, oral or electronic, between the parties with respect to the same subject matter.
5. Signatures; Counterparts. The parties expressly agree that this Amendment No. 8 may be executed in one or more counterparts and expressly agree that such execution may occur by manual signature on a physically delivered copy of Amendment No. 8, by a manual signature on a copy of Amendment No. 8 transmitted by facsimile transmission, by a manual signature on a copy of Amendment No. 8 transmitted as an imaged document attached to an email, or by "Electronic Signature", which is hereby defined to mean inserting an image, representation or symbol of a signature into an electronic copy of Amendment No. 8 by electronic, digital or other technological methods. Each counterpart executed in accordance with the foregoing shall be deemed an original, with all such counterparts together constituting one and the same instrument. The exchange of executed counterparts of this Amendment No. 8 or of executed signature pages to counterparts of this Amendment No. 8, in either case by facsimile transmission or as an imaged document attached to an email transmission, shall constitute effective execution and delivery of this Amendment No. 8 and may be used for all purposes in lieu of a manually executed and physically delivered copy of this Amendment No. 8.
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IN WITNESS WHEREOF, each of the parties hereto has caused this Amendment No. 8 To Transfer Agency And Shareholder Services Agreement to be executed as of the Effective Date by its duly authorized representative indicated below. An authorized representative, if executing this Amendment No. 8 by Electronic Signature, affirms authorization to execute this Amendment No. 8 by Electronic Signature and that the Electronic Signature represents an intent to enter into this Amendment No. 8 and an agreement with its terms.
BNY Mellon Investment Servicing (US) Inc.
| By: | /s/ Xxxxxxx Xxxxxx |
| Name: | Xxxxxxx Xxxxxx |
| Title: | Senior Vice President |
Xxxxxxx & Xxxxxx Advisors, LLC
| By: | /s/ Xxxxx X. Xxxxxx |
| Name: | Xxxxx X. Xxxxxx |
| Title: | Corporate Secretary |
Xxxxxxx & Xxxxxx Fund, Inc.,
on its own behalf and on behalf of each
M&N Fund, each in its individual and separate capacity
| By: | /s/ Xxxxxxxxx Xxxxx |
| Name: | Xxxxxxxxx Xxxxx |
| Title: | Corporate Secretary |
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SCHEDULE B
Dated: June 15, 2023
THIS SCHEDULE B is Schedule B to that certain Transfer Agency And Shareholder Services Agreement, dated as of October 11, 2017, by and among BNY Mellon Investment Servicing (US) Inc., Xxxxxxx & Xxxxxx Advisors, LLC, as service provider to Exeter Trust Company, and Xxxxxxx & Xxxxxx Fund, Inc., on its own behalf and on behalf of the Portfolios of Xxxxxxx & Xxxxxx Fund, Inc. listed on this Schedule B.
Portfolios
Xxxxxxx & Xxxxxx Fund, Inc.
| Core Bond Series | Class I, S, W and Z |
| Credit Series | Class W |
| Disciplined Value Series | Class I, S, W and Z |
| Diversified Tax Exempt Series | Class A and W |
| Equity Series | Class S and W |
| New York Tax Exempt Series1 | Class A and W |
| Overseas Series | Class I, S, W and Z |
| Pro-Blend Conservative Term Series | Class I, R, L, S and W |
| Pro-Blend Moderate Term Series | Class I, R, L, S and W |
| Pro-Blend Extended Term Series | Class I, R, L, S and W |
| Pro-Blend Maximum Term Series | Class I, R, L, S and W |
| Rainier International Discovery Series | Class I, S, W and Z |
| Real Estate Series | Class I, S, W and Z |
| Unconstrained Bond Series | Class I, S and W |
| Callodine Equity Income Series | Class I, S and Z |
Exeter Trust Company
| Xxxxxxx & Xxxxxx Disciplined Value CIT | Class U |
| Xxxxxxx & Xxxxxx Global Equity CIT | Class I and Z |
| Xxxxxxx & Xxxxxx Retirement Target Income CIT | Class I, U1 and S |
| Xxxxxxx & Xxxxxx Retirement Target 2020 CIT | Class I, U1 and S |
| Xxxxxxx & Xxxxxx Retirement Target 2025 CIT | Class I, U1 and S |
| Xxxxxxx & Xxxxxx Retirement Target 2030 CIT | Class I, U1 and S |
| Xxxxxxx & Xxxxxx Retirement Target 2035 CIT | Class I, U1 and S |
| Xxxxxxx & Xxxxxx Retirement Target 2040 CIT | Class I, U1 and S |
| Xxxxxxx & Xxxxxx Retirement Target 2045 CIT | Class I, U1 and S |
| Xxxxxxx & Xxxxxx Retirement Target 2050 CIT | Class I, U1 and S |
| Xxxxxxx & Xxxxxx Retirement Target 2055 CIT | Class I, U1 and S |
| Xxxxxxx & Xxxxxx Retirement Target 2060 CIT | Class I, U1 and S |
| Pro-Mix Conservative Term Collective Investment Trust Fund | Class S and U |
| Pro-Mix Extended Term Collective Investment Trust Fund | Class S and U |
| Pro-Mix Maximum Term Collective Investment Trust Fund | Class S and U |
| Pro-Mix Moderate Term Collective Investment Trust Fund | Class S and U |
1 Fund liquidated January 20, 2023. Will not appear on future versions of Schedule B.
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