AMENDMENT #44 (this “Amendment”) is made as of September 12, 2016, to the DOMESTIC CUSTODY AGREEMENT between JPMORGAN CHASE BANK, N.A. (“Bank”) and PROSHARES TRUST (“ProShares”) dated as of May 25, 2006, as amended from time to time (the “Agreement”).
AMENDMENT #44 (this “Amendment”) is made as of September 12, 2016, to the DOMESTIC CUSTODY AGREEMENT between JPMORGAN CHASE BANK, N.A. (“Bank”) and PROSHARES TRUST (“ProShares”) dated as of May 25, 2006, as amended from time to time (the “Agreement”).
The Bank and ProShares hereby agree to replace each of Exhibit 1 and Schedule A to the Agreement in their entirety with the respectively corresponding Exhibit 1 and Schedule A attached hereto. Except as amended hereby, all other terms and conditions of the Agreement remain unchanged, and the Agreement shall remain in full force and effect and the parties agree that as of date hereof, this Amendment shall form a part of the Agreement.
IN WITNESS WHEREOF, the parties have caused this Amendment to be executed by their respective officers or authorized representatives as of the day and year first above written.
| PROSHARES TRUST | ||
| By: | /s/ Xxxx X. Xxxxxxx | |
| Name: Xxxx X. Xxxxxxx | ||
| Title: President | ||
| JPMORGAN CHASE BANK, N.A. | ||
| By: | /s/ Xxxx Xxxxxx | |
| Name: Xxxx Xxxxxx | ||
| Title: Executive Director | ||
| EXHIBIT 1 |
| PROSHARES TRUST PORTFOLIOS |
| THAT ARE |
| PARTIES TO THIS CUSTODY AGREEMENT |
| (As of September 12, 2016) |
| NAME |
Tax ID | |||
| 1. ProShares Short S&P500 |
00-0000000 | |||
| 2. ProShares Short QQQ |
00-0000000 | |||
| 3. ProShares Short Dow30 |
00-0000000 | |||
| 4. ProShares Short MidCap400 |
00-0000000 | |||
| 5. ProShares UltraShort S&P500 |
00-0000000 | |||
| 6. ProShares UltraShort QQQ |
00-0000000 | |||
| 7. ProShares UltraShort Dow30 |
00-0000000 | |||
| 8. ProShares UltraShort MidCap400 |
00-0000000 | |||
| 9. ProShares Ultra S&P500 |
00-0000000 | |||
| 10. ProShares Ultra QQQ |
00-0000000 | |||
| 11. ProShares Ultra Dow30 |
00-0000000 | |||
| 12. ProShares Ultra MidCap400 |
00-0000000 | |||
| 13. ProShares Ultra SmallCap600 |
00-0000000 | |||
| 14. ProShares Ultra Russell2000 |
00-0000000 | |||
| 15. ProShares Short SmallCap600 |
00-0000000 | |||
| 16. ProShares Short Russell2000 |
00-0000000 | |||
| 17. ProShares UltraShort SmallCap600 |
00-0000000 | |||
| 18. ProShares UltraShort Russell2000 |
00-0000000 | |||
| 19. ProShares Ultra Basic Materials |
00-0000000 | |||
| 20. ProShares Ultra Consumer Goods |
00-0000000 | |||
| 21. ProShares Ultra Consumer Services |
00-0000000 | |||
| 22. ProShares Ultra Financials |
00-0000000 | |||
| 23. ProShares Ultra Health Care |
00-0000000 | |||
| 24. ProShares Ultra Industrials |
00-0000000 | |||
| 25. ProShares Ultra Oil & Gas |
00-0000000 | |||
| 26. ProShares Ultra Real Estate |
00-0000000 | |||
| 27. ProShares Ultra Semiconductors |
00-0000000 | |||
| 28. ProShares Ultra Technology |
00-0000000 | |||
| 29. ProShares Ultra Utilities |
00-0000000 | |||
| 30. ProShares UltraShort Basic Materials |
00-0000000 | |||
| 31. ProShares UltraShort Consumer Goods |
00-0000000 | |||
| 32. ProShares UltraShort Consumer Services |
00-0000000 | |||
| 33. ProShares UltraShort Financials |
00-0000000 | |||
| 34. ProShares UltraShort Health Care |
00-0000000 | |||
| 35. ProShares UltraShort Industrials |
00-0000000 | |||
| 36. ProShares UltraShort Oil & Gas |
00-0000000 | |||
| 37. ProShares UltraShort Real Estate |
00-0000000 | |||
| 38. ProShares UltraShort Semiconductors |
00-0000000 | |||
| 39. ProShares UltraShort Technology |
00-0000000 | |||
| 40. ProShares UltraShort Utilities |
00-0000000 | |||
| 41. ProShares Ultra Russell1000 Value |
00-0000000 | |||
| 42. ProShares Ultra Russell1000 Growth |
00-0000000 | |||
| 43. ProShares Ultra Xxxxxxx XxxXxx Value |
00-0000000 | |||
| 44. ProShares Ultra Xxxxxxx MidCap Growth |
00-0000000 | |||
| 45. ProShares Ultra Russell2000 Value |
00-0000000 | |||
| 46. ProShares Ultra Russell2000 Growth |
00-0000000 | |||
| 47. ProShares UltraShort Russell1000 Value |
00-0000000 | |||
| 48. ProShares UltraShort Russell1000 Growth |
00-0000000 | |||
| 49. ProShares UltraShort Xxxxxxx XxxXxx Value |
00-0000000 | |||
| 50. ProShares UltraShort Xxxxxxx MidCap Growth |
00-0000000 | |||
| 51. ProShares UltraShort Russell2000 Value |
00-0000000 | |||
| 52. ProShares UltraShort Russell2000 Growth |
00-0000000 | |||
| 53. ProShares Short MSCI Emerging Markets |
00-0000000 | |||
| 54. ProShares Short MSCI EAFE |
00-0000000 | |||
| 55. ProShares UltraShort MSCI Emerging Markets |
00-0000000 | |||
| 56. ProShares UltraShort MSCI Japan |
00-0000000 | |||
| 57. ProShares UltraShort MSCI EAFE |
00-0000000 | |||
| 58. ProShares UltraShort FTSE China 25 |
00-0000000 | |||
| 59. ProShares UltraShort 7-10 Year Treasury |
00-0000000 | |||
| 60. ProShares UltraShort 20+ Year Treasury |
00-0000000 | |||
| 61. ProShares Ultra FTSE China 25 |
00-0000000 | |||
| 62. ProShares Ultra MSCI Japan |
00-0000000 | |||
| 63. ProShares Ultra Telecommunications |
00-0000000 | |||
| 64. ProShares UltraShort Telecommunications |
00-0000000 | |||
| 65. ProShares Short Financials |
00-0000000 | |||
| 66. ProShares Short Oil & Gas |
00-0000000 | |||
| 67. ProShares Ultra MSCI EAFE |
00-0000000 | |||
| 68. ProShares Ultra MSCI Emerging Markets |
00-0000000 | |||
| 69. ProShares Ultra Russell3000 |
00-0000000 | |||
| 70. ProShares UltraShort MSCI Europe |
00-0000000 | |||
| 71. ProShares UltraShort MSCI Pacific ex-Japan |
00-0000000 | |||
| 72. ProShares UltraShort MSCI Brazil |
00-0000000 | |||
| 73. ProShares UltraShort MSCI Mexico Investable Market |
27-0215323 | |||
| 74. ProShares UltraShort Russell3000 |
00-0000000 | |||
| 75. ProShares Credit Suisse 130/30 |
00-0000000 | |||
| 76. ProShares UltraPro S&P500 |
00-0000000 | |||
| 77. ProShares UltraPro Short S&P500 |
00-0000000 | |||
| 78. ProShares Short 20+ Year Treasury |
00-0000000 | |||
| 79. ProShares Ultra 7-10 Year Treasury |
00-0000000 | |||
| 80. ProShares Ultra 20+ Year Treasury |
00-0000000 | |||
| 81. ProShares UltraPro Dow30 |
00-0000000 | |||
| 82. ProShares UltraPro MidCap400 |
00-0000000 | |||
| 83. ProShares UltraPro Russell2000 |
00-0000000 | |||
| 84. ProShares UltraPro QQQ |
00-0000000 | |||
| 85. ProShares UltraPro Short Dow30 |
00-0000000 | |||
| 86. ProShares UltraPro Short MidCap400 |
00-0000000 | |||
| 87. ProShares UltraPro Short Russell2000 |
00-0000000 | |||
| 88. ProShares UltraPro Short QQQ |
00-0000000 | |||
| 89. ProShares Short Basic Materials |
00-0000000 | |||
| 90. ProShares Short Real Estate |
00-0000000 | |||
| 91. ProShares Short FTSE China 25 |
00-0000000 | |||
| 92. ProShares Ultra Nasdaq Biotechnology |
00-0000000 | |||
| 93. ProShares UltraShort Nasdaq Biotechnology |
00-0000000 | |||
| 94. ProShares Ultra KBW Regional Banking |
00-0000000 |
| 95. ProShares Short KBW Regional Banking |
00-0000000 | |||
| 96. ProShares Ultra MSCI Europe |
00-0000000 | |||
| 97. ProShares Ultra MSCI Pacific ex-Japan |
00-0000000 | |||
| 98. ProShares Ultra MSCI Brazil |
00-0000000 | |||
| 99. ProShares Ultra MSCI Mexico Investable Market |
27-1780568 | |||
| 100. ProShares RAFI Long/Short |
00-0000000 | |||
| 101. ProShares Hedge Replication ETF |
00-0000000 | |||
| 102. ProShares UltraShort TIPS |
00-0000000 | |||
| 103. ProShares Short High Yield |
00-0000000 | |||
| 104. ProShares Short Investment Grade Corporate |
00-0000000 | |||
| 105. ProShares UltraShort 3-7 Year Treasury |
00-0000000 | |||
| 106. ProShares Short 7-10 Year Treasury |
00-0000000 | |||
| 107. ProShares Ultra High Yield |
00-0000000 | |||
| 108. ProShares Ultra Investment Grade Corporate |
00-0000000 | |||
| 109. ProShares German Sovereign/Sub-Sovereign ETF |
00-0000000 | |||
| 110. ProShares UltraPro 10 Year TIPS/TSY Spread |
00-0000000 | |||
| 111. ProShares UltraPro Short 10 Year TIPS/TSY Spread |
00-0000000 | |||
| 112. ProShares 30 Year TIPS/TSY Spread |
00-0000000 | |||
| 113. ProShares Short 30 Year TIPS/TSY Spread |
00-0000000 | |||
| 114. ProShares UltraPro MSCI Emerging Markets |
00-0000000 | |||
| 115. ProShares UltraPro Short MSCI Emerging Markets |
00-0000000 | |||
| 116. ProShares UltraPro 20+ Year Treasury |
00-0000000 | |||
| 117. ProShares UltraPro Short 20+ Year Treasury |
00-0000000 | |||
| 118. ProShares USD Covered Bond |
00-0000000 | |||
| 119. ProShares UltraPro Financials |
00-0000000 | |||
| 120. ProShares UltraPro Short Financials |
00-0000000 | |||
| 121. ProShares Merger ETF |
00-0000000 | |||
| 122. ProShares Global Listed Private Equity ETF |
00-0000000 | |||
| 123. ProShares High Yield-Interest Rate Hedged |
00-0000000 | |||
| 124. ProShares S&P 500 Aristocrats ETF |
00-0000000 | |||
| 125. ProShares Investment Grade -Interest Rate Hedged |
00-0000000 | |||
| 126. ProShares Short Term USD Emerging Markets Bond ETF |
00-0000000 | |||
| 127. ProShares OJ Brookfield Global Infrastructure |
00-0000000 | |||
| 128. ProShares CDS North American HY Credit ETF |
00-0000000 | |||
| 129. ProShares CDS Short North American HY Credit ETF |
00-0000000 | |||
| 130. ProShares CDS North American IG Credit ETF |
00-0000000 | |||
| 131. ProShares CDS Short North American IG Credit ETF |
00-0000000 | |||
| 132. ProShares MSCI EAFE Dividend Growers ETF |
00-0000000 | |||
| 133. ProShares MSCI Emerging Markets Dividend Growers ETF |
00-0000000 | |||
| 134. ProShares Morningstar Alternatives Solution ETF |
00-0000000 | |||
| 135. ProShares USD Emerging Markets Bond- Interest Rate Hedged |
00-0000000 | |||
| 136. ProShares Russell2000 Dividend Growers ETF |
00-0000000 | |||
| 137. ProShares S&P Midcap 400 Dividend Aristocrats ETF |
00-0000000 | |||
| 138. ProShares Ultra Gold Miners |
00-0000000 | |||
| 139. ProShares Ultra Junior Miners |
00-0000000 | |||
| 140. ProShares UltraShort Gold Miners |
00-0000000 | |||
| 141. ProShares UltraShort Junior Miners |
00-0000000 | |||
| 142. ProShares UltraPro Nasdaq Biotechnology |
00-0000000 | |||
| 143. ProShares UltraPro Short Nasdaq Biotechnology |
00-0000000 | |||
| 144. ProShares Ultra Oil & Gas Exploration & Production |
00-0000000 | |||
| 145. ProShares UltraShort Oil & Gas Exploration & Production |
00-0000000 |
| 146. ProShares Ultra Homebuilders & Supplies |
00-0000000 | |||
| 147. ProShares UltraShort Homebuilders & Supplies |
00-0000000 | |||
| 148. ProShares Hedged FTSE Europe ETF |
00-0000000 | |||
| 149. ProShares Hedged FTSE Japan ETF |
00-0000000 | |||
| 150. ProShares MSCI Europe Dividend Growers ETF |
00-0000000 | |||
| 151. ProShares S&P 500 Ex-Energy ETF |
00-0000000 | |||
| 152. ProShares S&P 500 Ex-Financials ETF |
00-0000000 | |||
| 153. ProShares S&P 500 Ex-Health Care ETF |
00-0000000 | |||
| 154. ProShares S&P 500 Ex-Technology ETF |
00-0000000 | |||
| 155. ProShares Managed Futures Strategy ETF |
00-0000000 | |||
| 156. ProShares UltraPro China A Shares |
00-0000000 | |||
| 157. ProShares UltraShort China A Shares |
00-0000000 | |||
| 158. ProShares K-1 Free Crude Oil Strategy ETF |
00-0000000 |
SCHEDULE A
FEE SCHEDULE
FOR
GLOBAL CUSTODY AND AGENCY SERVICES
from
JPMORGAN CHASE BANK, N.A.
[Portions Redacted]
A. Global Custody Core Service Fees (all funds except ProShares Morningstar Alternatives Solution ETF)
| US Tiered Safekeeping Fee | ||||||||
| From |
To | Annual Fee Basis Points | ||||||
| $ | 10,000,000,000 | [Redacted | ] | |||||
| $10,000,000,001 |
$ | 25,000,000,000 | [Redacted | ] | ||||
| $25,000,000,001 |
[Redacted | ] | ||||||
| Other Transactions |
Fee per Transaction | |||
| Transactions – DTC non-Xxxxxxx index funds |
[redacted | ] | ||
| Transactions – DTC Xxxxxxx index funds |
[redacted | ] | ||
| Transactions – Fed Book Entry |
[redacted | ] | ||
| Transactions – Physical/Private Placement |
[redacted | ] | ||
| Futures/ Options |
[redacted | ] | ||
| Wires |
[redacted | ] | ||
| In-Kind Transactions non-Xxxxxxx index funds |
[redacted | ] | ||
| In-Kind Transactions Xxxxxxx index funds |
[redacted | ] | ||
| Manual Instruction Surcharge |
[redacted | ] | ||
B. Global Custody Core Service Fees (ProShares Morningstar Alternatives Solution ETF)
*All Fees in: US Dollar
Safekeeping and administration charges are applied to the market value of assets held at the end of the billing period. Transaction charges are applied to all securities transactions (including receives/delivers versus payment and free receives/delivers), effected during the billing period. Transaction prices below presume that X.X. Xxxxxx receives valid instructions in an electronic format that enables straight-through processing (STP), when applicable; trade instructions that require manual input or repair will incur a surcharge.
| Country of Settlement |
Safekeeping and Administration Basis Point Fee |
Transactions (Buys/ Sells, Receive/Deliver Free) $ Fee per STP Transaction |
||||||
| United States |
[redacted | ] | [redacted | ] | ||||
| U.S. Transaction Fees | Fee per Transaction | |||
| Transactions - DTC |
[redacted | ] | ||
| Transactions - FBE |
[redacted | ] | ||
| Transactions - Physical/Private Placement |
[redacted | ] | ||
| Futures/Options |
[redacted | ] | ||
| Other Transaction Fees | Fee per Transaction | |||||||
| Checks |
[redacted | ] | ||||||
| Wires |
[redacted | ] | ||||||
| CLS Transactions (per leg) |
[redacted | ] | ||||||
| Interaccount Transfer (Cash and Securities, per side) |
[redacted | ] | ||||||
| Memo Posting * |
[redacted | ] | ||||||
| Cancelled Trade (in addition to transaction charge) |
[redacted | ] | ||||||
| Amendments (in addition to transaction charge) |
[redacted | ] | ||||||
| Manual Instruction Surcharge (in addition to transaction charge) ** |
[redacted | ] | ||||||
| Electronic Non-STP Surcharge (in addition to transaction charge) *** |
[redacted | ] | ||||||
| Manual Corporate Action Instruction |
[redacted | ] | ||||||
| Proxy (per vote) |
[redacted | ] | ||||||
| * | Memos: This fee is generated when assets that are not custodied or controlled by X.X. Xxxxxx are posted to the client’s custody account. The fee includes memos that are posted for repo transactions. Other examples may include non-securitized assets that are requested by the client to be posted as an asset to the custody record, such as fund of fund positions, derivatives, bank loans or time deposits. |
| ** | Manual Instruction Surcharge: This fee will be generated in addition to standard transaction charges for all faxed instructions sent to X.X. Xxxxxx. |
| *** | Electronic Non-STP Surcharge: This fee will be generated in addition to standard transaction charges for all instructions sent to X.X. Xxxxxx that failed STP due to client instruction error. |
| C. | Out-of-Pocket Fees (Custody Only) |
The Trust shall reimburse X.X. Xxxxxx for all reasonable out-of-pocket expenses incurred on its behalf.
D. Global Fee Schedule
Global Custody Core Service Fees
Asset charges (per annum) and Transaction charges (per security movement). These global custody fees are all the fees contemplated in Section 4.1 of the Global Custody Rider to this agreement.
| Country of Settlement |
Safekeeping and Administration Basis Point Fee |
Transactions (Buys/Sells, Receive/Deliver Free) $ Fee per STP Transaction |
||||||
| Argentina |
[redacted | ] | [redacted | ] | ||||
| Australia |
[redacted | ] | [redacted | ] | ||||
| Austria |
[redacted | ] | [redacted | ] | ||||
| Belgium |
[redacted | ] | [redacted | ] | ||||
| Brazil |
[redacted | ] | [redacted | ] | ||||
| Canada |
[redacted | ] | [redacted | ] | ||||
| Chile |
[redacted | ] | [redacted | ] | ||||
| China |
[redacted | ] | [redacted | ] | ||||
| Clearstream |
[redacted | ] | [redacted | ] | ||||
| Colombia |
[redacted | ] | [redacted | ] | ||||
| Czech Republic |
[redacted | ] | [redacted | ] | ||||
| Denmark |
[redacted | ] | [redacted | ] | ||||
| Euroclear |
[redacted | ] | [redacted | ] | ||||
| Egypt |
[redacted | ] | [redacted | ] | ||||
| Finland |
[redacted | ] | [redacted | ] | ||||
| France |
[redacted | ] | [redacted | ] | ||||
| Germany |
[redacted | ] | [redacted | ] | ||||
| Greece |
[redacted | ] | [redacted | ] | ||||
| Hong Kong |
[redacted | ] | [redacted | ] | ||||
| Hungary |
[redacted | ] | [redacted | ] | ||||
| India |
[redacted | ] | [redacted | ] | ||||
| Indonesia |
[redacted | ] | [redacted | ] | ||||
| Ireland |
[redacted | ] | [redacted | ] | ||||
| Israel |
[redacted | ] | [redacted | ] | ||||
| Italy |
[redacted | ] | [redacted | ] | ||||
| Japan |
[redacted | ] | [redacted | ] | ||||
| Jordan |
[redacted | ] | [redacted | ] | ||||
| Korea |
[redacted | ] | [redacted | ] | ||||
| Malaysia |
[redacted | ] | [redacted | ] | ||||
| Mexico |
[redacted | ] | [redacted | ] | ||||
| Morocco |
[redacted | ] | [redacted | ] | ||||
| Netherlands |
[redacted | ] | [redacted | ] | ||||
| New Zealand |
[redacted | ] | [redacted | ] | ||||
| Norway |
[redacted | ] | [redacted | ] | ||||
| Pakistan |
[redacted | ] | [redacted | ] | ||||
| Peru |
[redacted | ] | [redacted | ] | ||||
| Philippines |
[redacted | ] | [redacted | ] | ||||
| Poland |
[redacted | ] | [redacted | ] | ||||
| Portugal |
[redacted | ] | [redacted | ] | ||||
| Qatar |
[redacted | ] | [redacted | ] | ||||
| Russia |
[redacted | ] | [redacted | ] | ||||
| Singapore |
[redacted | ] | [redacted | ] | ||||
| South Africa |
[redacted | ] | [redacted | ] | ||||
| Spain |
[redacted | ] | [redacted | ] | ||||
| Sweden |
[redacted | ] | [redacted | ] | ||||
| Switzerland |
[redacted | ] | [redacted | ] | ||||
| Taiwan |
[redacted | ] | [redacted | ] | ||||
| Thailand |
[redacted | ] | [redacted | ] | ||||
| Turkey |
[redacted | ] | [redacted | ] | ||||
| Country of Settlement |
Safekeeping and Administration Basis Point Fee |
Transactions (Buys/Sells, Receive/Deliver Free) $ Fee per STP Transaction |
||||||
| United Arab Emirates |
[redacted | ] | [redacted | ] | ||||
| United Kingdom |
[redacted | ] | [redacted | ] | ||||
[redacted]% transaction fee reduction during the first year of operation, for funds with a Fund Style of Currency Hedged in the Agency Services section of this agreement.
E. Agency Services
JPMorgan shall be entitled to receive transaction fees from Authorized Participants (APs) according to the following schedule.
JPMorgan is entitled to transaction fees even if the fee is not delivered or required to be delivered from the Authorized Participant. If the transaction fee is not delivered by the Authorized Participant than the fee will be paid to JPMorgan by the relevant fund.
For all “Ultra” funds where a cash Creation Unit transaction (purchases or redemptions) occurs; JPM will reimburse the funds for any transaction fee collected from APs above $[redacted].
Transaction fee schedule charged to create or redeem Creation Units regardless of number of units redeemed or created for an order:
For funds with a Fund Style of Currency Hedged, JPM will reimburse the funds for any transaction fee collected from APs above $[redacted] for both cash and In-kind creation units during the funds’ first year of operation.
| FUNDS |
FEE | Fund Style | ||
| ProShares Ultra S&P500® | [redacted] | Ultra | ||
| ProShares Short S&P500® | [redacted] | Short | ||
| ProShares UltraShort S&P500® | [redacted] | Short | ||
| ProShares Ultra QQQ® | [redacted] | Ultra | ||
| ProShares Short QQQ® | [redacted] | Short | ||
| ProShares UltraShort QQQ® | [redacted] | Short | ||
| ProShares Ultra Dow30SM | [redacted] | Ultra | ||
| ProShares Short Dow30SM | [redacted] | Short | ||
| ProShares UltraShort Dow30SM | [redacted] | Short | ||
| ProShares Ultra MidCap400 | [redacted] | Ultra | ||
| ProShares Short MidCap400 | [redacted] | Short | ||
| ProShares UltraShort MidCap400 | [redacted] | Short | ||
| ProShares Ultra Russell2000 | [redacted] | Ultra | ||
| ProShares Short Russell2000 | [redacted] | Short | ||
| ProShares UltraShort Russell2000 | [redacted] | Short | ||
| ProShares Ultra SmallCap600 | [redacted] | Ultra | ||
| ProShares Short SmallCap600 | [redacted] | Short | ||
| ProShares UltraShort SmallCap600 | [redacted] | Short | ||
| ProShares Ultra Russell1000 Value | [redacted] | Ultra | ||
| ProShares Short Russell1000 Value | [redacted] | Short | ||
| ProShares UltraShort Russell1000 Value | [redacted] | Short | ||
| ProShares Ultra Russell1000 Growth | [redacted] | Ultra | ||
| ProShares Short Russell1000 Growth | [redacted] | Short | ||
| ProShares UltraShort Russell1000 Growth | [redacted] | Short |
| ProShares Ultra Xxxxxxx XxxXxx Value |
[redacted] | Ultra | ||
| ProShares Xxxxx Xxxxxxx MidCap Value |
[redacted] | Short | ||
| ProShares UltraShort Xxxxxxx XxxXxx Value |
[redacted] | Short | ||
| ProShares Ultra Xxxxxxx MidCap Growth |
[redacted] | Ultra | ||
| ProShares Xxxxx Xxxxxxx XxxXxx Growth |
[redacted] | Short | ||
| ProShares UltraShort Xxxxxxx MidCap Growth |
[redacted] | Short | ||
| ProShares Ultra Russell2000 Value |
[redacted] | Ultra | ||
| ProShares Short Russell2000 Value |
[redacted] | Short | ||
| ProShares UltraShort Russell2000 Value |
[redacted] | Short | ||
| ProShares Ultra Russell2000 Growth |
[redacted] | Ultra | ||
| ProShares Short Russell2000 Growth |
[redacted] | Short | ||
| ProShares UltraShort Russell2000 Growth |
[redacted] | Short | ||
| ProShares Ultra Basic Materials |
[redacted] | Ultra | ||
| ProShares Short Basic Materials |
[redacted] | Short | ||
| ProShares UltraShort Basic Materials |
[redacted] | Short | ||
| ProShares Ultra Consumer Goods |
[redacted] | Ultra | ||
| ProShares Short Consumer Goods |
[redacted] | Short | ||
| ProShares UltraShort Consumer Goods |
[redacted] | Short | ||
| ProShares Ultra Consumer Services |
[redacted] | Ultra | ||
| ProShares Short Consumer Services |
[redacted] | Short | ||
| ProShares UltraShort Consumer Services |
[redacted] | Short | ||
| ProShares Ultra Financials |
[redacted] | Ultra | ||
| ProShares Short Financials |
[redacted] | Short | ||
| ProShares UltraShort Financials |
[redacted] | Short | ||
| ProShares Ultra Health Care |
[redacted] | Ultra | ||
| ProShares Short Health Care |
[redacted] | Short | ||
| ProShares UltraShort Health Care |
[redacted] | Short | ||
| ProShares Ultra Industrials |
[redacted] | Ultra | ||
| ProShares Short Industrials |
[redacted] | Short | ||
| ProShares UltraShort Industrials |
[redacted] | Short | ||
| ProShares Ultra Oil & Gas |
[redacted] | Ultra | ||
| ProShares Short Oil & Gas |
[redacted] | Short | ||
| ProShares UltraShort Oil & Gas |
[redacted] | Short | ||
| ProShares Ultra Real Estate |
[redacted] | Ultra | ||
| ProShares Short Real Estate |
[redacted] | Short | ||
| ProShares UltraShort Real Estate |
[redacted] | Short | ||
| ProShares Ultra Semiconductors |
[redacted] | Ultra | ||
| ProShares Short Semiconductors |
[redacted] | Short | ||
| ProShares UltraShort Semiconductors |
[redacted] | Short | ||
| ProShares Ultra Technology |
[redacted] | Ultra | ||
| ProShares Short Technology |
[redacted] | Short | ||
| ProShares UltraShort Technology |
[redacted] | Short | ||
| ProShares Ultra Utilities |
[redacted] | Ultra | ||
| ProShares Short Utilities |
[redacted] | Short | ||
| ProShares UltraShort Utilities |
[redacted] | Ultra | ||
| ProShares Short MSCI Emerging Markets |
[redacted] | Short | ||
| ProShares Short MSCI EAFE |
[redacted] | Short | ||
| ProShares UltraShort MSCI Emerging Markets |
[redacted] | Short | ||
| ProShares UltraShort MSCI Japan |
[redacted] | Short | ||
| ProShares UltraShort MSCI EAFE |
[redacted] | Short | ||
| ProShares UltraShort FTSE China 50 |
[redacted] | Short | ||
| ProShares UltraShort 7-10 Year Treasury |
[redacted] | Short | ||
| ProShares UltraShort 20+ Year Treasury |
[redacted] | Short |
| ProShares Ultra FTSE China 50 |
[redacted] | Ultra | ||
| ProShares Ultra FTSE China 50 |
[redacted] | Ultra | ||
| ProShares Ultra MSCI Japan |
[redacted] | Ultra | ||
| ProShares Ultra MSCI Japan |
[redacted] | Ultra | ||
| ProShares Ultra Telecommunications |
[redacted] | Ultra | ||
| ProShares UltraShort Telecommunications |
[redacted] | Short | ||
| ProShares Ultra MSCI EAFE |
[redacted] | Ultra | ||
| ProShares Ultra MSCI EAFE |
[redacted] | Ultra | ||
| ProShares Ultra MSCI Emerging Markets |
[redacted] | Ultra | ||
| ProShares Ultra MSCI Emerging Markets |
[redacted] | Ultra | ||
| ProShares UltraShort MSCI Europe |
[redacted] | Short | ||
| ProShares UltraShort MSCI Pacific ex-Japan |
[redacted] | Short | ||
| ProShares UltraShort MSCI Brazil Capped |
[redacted] | Short | ||
| ProShares UltraShort MSCI Mexico Capped IMI |
[redacted] | Short | ||
| ProShares Ultra Russell3000 |
[redacted] | Ultra | ||
| ProShares UltraShort Russell3000 |
[redacted] | Short | ||
| ProShares Large Cap Core Plus |
[redacted] | Alpha | ||
| ProShares UltraPro S&P500® |
[redacted] | Ultra | ||
| ProShares UltraPro Short S&P500® |
[redacted] | Short | ||
| ProShares Short 7-10 Year Treasury |
[redacted] | Short | ||
| ProShares Short 20+ Year Treasury |
[redacted] | Short | ||
| ProShares Ultra 7-10 Year Treasury |
[redacted] | Ultra | ||
| ProShares Ultra 20+ Year Treasury |
[redacted] | Ultra | ||
| ProShares UltraPro Dow30 |
[redacted] | Ultra | ||
| ProShares UltraPro MidCap400 |
[redacted] | Ultra | ||
| ProShares UltraPro Russell2000 |
[redacted] | Ultra | ||
| ProShares UltraPro QQQ |
[redacted] | Ultra | ||
| ProShares UltraPro Short Dow30 |
[redacted] | Short | ||
| ProShares UltraPro Short MidCap400 |
[redacted] | Short | ||
| ProShares UltraPro Short Russell2000 |
[redacted] | Short | ||
| ProShares UltraPro Short QQQ |
[redacted] | Short | ||
| ProShares Short Basic Materials |
[redacted] | Short | ||
| ProShares Short Real Estate |
[redacted] | Short | ||
| ProShares Short FTSE China 50 |
[redacted] | Short | ||
| ProShares Ultra Nasdaq Biotechnology |
[redacted] | Ultra | ||
| ProShares UltraShort Nasdaq Biotechnology |
[redacted] | Short | ||
| ProShares Ultra S&P Regional Banking |
[redacted] | Ultra | ||
| ProShares Short S&P Regional Banking |
[redacted] | Short | ||
| ProShares Ultra MSCI Europe |
[redacted] | Ultra | ||
| ProShares Ultra MSCI Pacific ex-Japan |
[redacted] | Ultra | ||
| ProShares Ultra MSCI Brazil Capped |
[redacted] | Ultra | ||
| ProShares Ultra MSCI Mexico Capped IMI |
[redacted] | Ultra | ||
| ProShares RAFI Long/Short |
[redacted] | Alpha | ||
| ProShares Hedge Replication ETF |
[redacted] | Alpha | ||
| ProShares Ultra TIPS |
[redacted] | Ultra | ||
| ProShares UltraShort TIPS |
[redacted] | Short | ||
| ProShares Short High Yield |
[redacted] | Short | ||
| ProShares Short Investment Grade Corporate |
[redacted] | Short | ||
| ProShares UltraShort 3-7 Year Treasury |
[redacted] | Short | ||
| ProShares Short 7-10 Year Treasury |
[redacted] | Short | ||
| ProShares Ultra High Yield |
[redacted] | Ultra | ||
| ProShares Ultra Investment Grade Corporate |
[redacted] | Ultra | ||
| ProShares German Sovereign/Sub-Sovereign ETF |
[redacted] | Specialty |
| ProShares UltraPro 10 Year TIPS/TSY Spread |
[redacted] | Specialty | ||
| ProShares UltraPro Short 10 Year TIPS/TSY Spread |
[redacted] | Specialty | ||
| ProShares Inflation Expectations |
[redacted] | Specialty | ||
| ProShares UltraPro MSCI Emerging Markets |
[redacted] | Short | ||
| ProShares UltraPro Short MSCI Emerging Markets |
[redacted] | Short | ||
| ProShares UltraPro 20+ Year Treasury |
[redacted] | Short | ||
| ProShares UltraPro Short 20+ Year Treasury |
[redacted] | Short | ||
| ProShares Covered Bond |
[redacted] | Ultra | ||
| ProShares UltraPro Financials Select Sector |
[redacted] | Ultra | ||
| ProShares UltraPro Short Financials Select Sector |
[redacted] | Short | ||
| ProShares Merger ETF |
[redacted] | Specialty | ||
| ProShares Global Listed Private Equity ETF |
[redacted] | Specialty | ||
| ProShares High Yield–Interest Rate Hedged |
[redacted] | Specialty | ||
| ProShares S&P 500 Aristocrats ETF |
[redacted] | Specialty | ||
| ProShares Investment Grade – Interest Rate Hedged |
[redacted] | Specialty | ||
| ProShares Short Term USD Emerging Markets Bond ETF |
[redacted] | Specialty | ||
| ProShares DJ Brookfield Global Infrastructure ETF |
[redacted] | Specialty | ||
| ProShares CDS North American HY Credit ETF |
[redacted] | Specialty | ||
| ProShares CDS Short North American HY Credit ETF |
[redacted] | Specialty | ||
| ProShares CDS North American IG Credit ETF |
[redacted] | Specialty | ||
| ProShares CDS Short North American IG Credit ETF |
[redacted] | Specialty | ||
| ProShares MSCI EAFE Dividend Growers ETF |
[redacted] | Specialty | ||
| ProShares MSCI Emerging Markets Dividend Growers ETF |
[redacted] | Specialty | ||
| ProShares Morningstar Alternatives Solution ETF |
[redacted] | Specialty | ||
| ProShares USD Emerging Markets Bond - Interest Rate Hedged |
[redacted] | Specialty | ||
| ProShares Xxxxxxx 2000 Dividend Growers ETF |
[redacted] | Specialty | ||
| ProShares S&P Midcap 400 Dividend Aristocrats ETF |
[redacted] | Specialty | ||
| ProShares Ultra Gold Miners |
[redacted] | Ultra | ||
| ProShares Ultra Junior Miners |
[redacted] | Ultra | ||
| ProShares UltraShort Gold Miners |
[redacted] | Short | ||
| ProShares UltraShort Junior Miners |
[redacted] | Short | ||
| ProShares UltraPro Nasdaq Biotechnology |
[redacted] | Ultra | ||
| ProShares UltraPro Short Nasdaq Biotechnology |
[redacted] | Short | ||
| ProShares Ultra Oil & Gas Exploration & Production |
[redacted] | Ultra | ||
| ProShares UltraShort Oil & Gas Exploration & Production |
[redacted] | Short | ||
| ProShares Ultra Homebuilders & Supplies |
[redacted] | Ultra | ||
| ProShares UltraShort Homebuilders & Supplies |
[redacted] | Short | ||
| ProShares Hedged FTSE Europe ETF |
[redacted] | Currency Hedged | ||
| ProShares Hedged FTSE Japan ETF |
[redacted] | Currency Hedged | ||
| ProShares MSCI Europe Dividend Growers ETF |
[redacted] | Specialty | ||
| ProShares S&P 500 Ex-Energy ETF |
[redacted] | Ultra | ||
| ProShares S&P 500 Ex-Financials ETF |
[redacted] | Ultra | ||
| ProShares S&P 500 Ex-Health Care ETF |
[redacted] | Ultra | ||
| ProShares S&P 500 Ex-Technology ETF |
[redacted] | Ultra | ||
| ProShares Managed Futures Strategy ETF |
[redacted] | Specialty | ||
| ProShares UltraPro China A Shares |
[redacted] | Ultra | ||
| ProShares UltraShort China A Shares |
[redacted] | Short | ||
| ProShares K-1 Free Crude Oil Strategy ETF |
[redacted] | Specialty |
| * | For any creation unit purchases or redemptions made when the Fund is invested in financial instruments and cash only. |
| ** | For any creation unit purchases or redemptions made when the Fund is invested in American Depositary Receipts in addition to any financial instruments and cash. |
| *** | For any creation unit purchases or redemptions made when the Fund is invested in local international equities or American Depositary Receipts in addition to any financial instruments and cash. |
With respect to any change from * to ** or ***, JPMorgan reserves the right to adjust fees
Additional Transaction Fees.
An additional charge of up to [redacted] times the normal creation redemption fee (for a total charge of up to [redacted] times the normal creation redemption fee) will be collected with respect to transactions effected by Authorized Participants outside the Clearing Process.
Fee Schedule Acknowledgement
The foregoing fee proposal covers custody, settlement and certain associated services to be performed by JPMorgan Chase Bank, N.A. ("X.X. Xxxxxx") and/or certain subsidiaries and/or affiliates for ProShares. The signature below indicates that I, as a duly authorized representative of ProShares, have reviewed and accept this fee proposal, which will take effect upon the start of provision of the services described herein by X.X. Xxxxxx for ProShares. This fee proposal will be attached as a schedule to, and will be incorporated into, the custody or trust agreement(s) in effect between ProShares and X.X. Xxxxxx.
| Accepted by: | ||||||||
| ProShares Trust | JPMorgan Chase Bank, N.A. | |||||||
| By: | /s/ Xxxx X. Xxxxxxx |
By: | /s/ Xxxx Xxxxxx | |||||
| Name: Xxxx X. Xxxxxxx | Name: Xxxx Xxxxxx | |||||||
| Title: President | Title: Executive Director | |||||||
