BRIDGEWAY FUNDS, INC. AMENDMENT TO TRANSFER AGENCY SERVICES AGREEMENT
BRIDGEWAY FUNDS, INC.
AMENDMENT
TO
TRANSFER AGENCY SERVICES AGREEMENT
This Amendment (the “Amendment”) is effective as of February 20, 2013 by and between Bridgeway Funds, Inc. (the “Fund”) and BNY Mellon Investment Servicing (US) Inc. (formerly, PNC Global Investment Servicing (U.S.) Inc.) (“BNY Mellon”).
BACKGROUND:
A. | BNY Mellon and the Fund entered into a Transfer Agency Services Agreement effective as of February 20, 2010, as amended (the “Agreement”), relating to BNY Mellon’s provision of certain services to the Fund. |
B. | The Fund and BNY Mellon desire to amend the Agreement as set forth herein. |
C. | This Background section is incorporated by reference into and made a part of this Amendment. |
TERMS:
The parties hereby agree that:
1. | All references to “PNC” in the Agreement are hereby deleted and replaced with “BNY Mellon”. |
2. | Section 13(a) of the Agreement is hereby deleted in its entirety and replaced with the following: |
“(a) | Unless validly terminated pursuant to this Section 13 prior thereto, this Agreement shall continue until February 20, 2016 (the “Initial Term”).” |
3. | For clarity, as of the effective date of this Amendment the Agreement shall be deemed to be in its “Initial Term” (as defined in Section 2 above) rather than in a “Renewal Term”. |
4. | Miscellaneous. |
(a) | As amended and supplemented hereby, the Agreement shall remain in full force and effect. |
(b) | This Amendment may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. The facsimile signature of any party to this Amendment shall constitute the valid and binding execution hereof by such party. |
(c) | This Amendment shall be deemed to be a contract made in Delaware and governed by Delaware law, without regard to principles of conflicts of law. |
(d) | The Fund hereby represents and warrants to BNY Mellon that (i) the terms of the Agreement (as amended hereby), (ii) the fees and expenses associated with the Agreement (as amended hereby), and (iii) any benefits accruing to BNY Mellon or to the adviser or sponsor to the Fund in connection with the Agreement (as amended hereby) have been fully disclosed to the Board of Directors of the Fund and that, if required by applicable law, such Board of Directors has approved or will approve the terms of the Agreement (as amended hereby), any such fees and expenses, and any such benefits. |
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their duly authorized representatives designated below as of the day and year first above written.
BRIDGEWAY FUNDS, INC. | ||
By: | /s/ Xxxxxxx X. Xxxxxxx | |
Name: | Xxxxxxx X. Xxxxxxx | |
Title: | President | |
BNY MELLON INVESTMENT SERVICING (US) INC. | ||
By: | /s/ Xxxxx X. Xxxxxx | |
Name: | Xxxxx X. Xxxxxx | |
Title: | Managing Director |