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AFFILIATED
SECURITY PRINCIPAL PURCHASE SHARES/
FUND NAME DESCRIPTION TRADE DATE UNDERWRITER EXECUTING BROKER PRICE PAR AMOUNT
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American Campus
Small Company Value Communities 05/05/09 Wachovia Xxxxxxx Xxxxx $21.25 19,610
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Small Company Growth Steel Dynamics 06/03/09 Wachovia Xxxxxxx Xxxxx $13.50 199,580
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Strategic Small LaSalle Hotel
Cap Value Properties 06/10/09 Wachovia Xxxxxxx Xxxxx $14.75 3,550
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Xxxxxx Xxxxxxx
Xxxxx Fargo Xxxx Xxxxxx &
Small Company Growth Emdeon, Inc. 08/11/09 Securities, LLC Xxxxxxxx & Company, Inc. $15.50 97,960
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Strategic Small Xxxxx Fargo
Cap Value U-Store-It 08/13/09 Securities, LLC Xxxxxxx Xxxxx $ 5.25 16,950
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Talecris Xxxxx Fargo Xxxxxx Xxxxxxx
Small Company Growth Biotherape 09/30/09 Securities, LLC Xxxx Xxxxxx $19.00 94,180
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Talecris Xxxxx Fargo Xxxxxx Xxxxxxx
Small Company Value Biotherape 09/30/09 Securities, LLC Xxxx Xxxxxx $19.00 94,180
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Verisk Xxxxx Fargo Merrill Xxxxx,
Small Company Growth Analytics, Inc. 10/06/09 Securities, LLC Fox Pitt $22.00 48,850
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Xxxxx Fargo Xxxxxxx Sachs
Small Company Growth Success Factors 10/20/09 Securities, LLC & Company $15.50 29,490
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Xxxx Food Xxxxx Fargo Xxxxxxx Xxxxx
Small Company Growth Company 10/22/09 Securities, LLC & Company $12.50 177,060
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Symetra Xxxxx Fargo
Small Company Growth Financial 01/21/10 Securities, LLC Xxxxxxx Xxxxx $12.00 150,000
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Concho Xxxxx Fargo
Small Company Growth Resources Inc. 01/26/10 Securities, LLC Xxxxxxx Xxxxx $42.75 15,000
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Hartford Xxxxx Fargo
Equity Income Portfolio Insurance Group 03/18/10 Securities, LLC Xxxxxxx Xxxxx $27.75 21,800
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SS & C Technology Xxxxx Fargo
Small Company Growth Holdings, Inc. 03/30/10 Securities, LLC X.X. Xxxxxx $15.00 50,000
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