MEMORANDUM OF AGREEMENT (Expense Limitations)
MEMORANDUM OF AGREEMENT
(Expense Limitations)
(Expense Limitations)
This Memorandum of Agreement is entered into as of the Effective Date on the attached exhibits
(the “Exhibits”), between AIM Counselor Series Trust, AIM Equity Funds, AIM Funds Group, AIM Growth
Series, AIM International Mutual Funds, AIM Investment Funds, AIM Investment Securities Funds, AIM
Sector Funds, AIM Tax-Exempt Funds, AIM Variable Insurance Funds and Short-Term Investments Trust
(each a “Trust” or, collectively, the “Trusts”), on behalf of the funds listed on the Exhibits to
this Memorandum of Agreement (the “Funds”), and Invesco Advisers, Inc. (“Invesco”), successor by
merger to Invesco Aim Advisors, Inc. Invesco shall and hereby agrees to waive fees or reimburse
expenses of each Fund, on behalf of its respective classes as applicable, severally and not
jointly, as indicated in the attached Exhibits.
For and in consideration of the mutual terms and agreements set forth herein and other good
and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the Trusts
and Invesco agree as follows:
For the Contractual Limits (listed in Exhibits A — C), the Trusts and Invesco agree until at
least the expiration date set forth on the attached Exhibits A — C (the “Expiration Date”) that
Invesco will waive its fees or reimburse expenses to the extent that expenses of a class of a Fund
(excluding (i) interest; (ii) taxes; (iii) dividend expense on short sales; (iv) extraordinary or
non-routine items; (v) expenses related to a merger or reorganization, as approved by the Funds’
Boards of Trustees; (vi) expenses of the underlying funds that are paid indirectly as a result of
share ownership of the underlying funds; and (vii) expenses that each Fund has incurred but did not
actually pay because of an expense offset arrangement, if applicable) exceed the rate, on an
annualized basis, set forth on the Exhibits of the average daily net assets allocable to such
class. Notwithstanding the foregoing, for Funds indicated on Exhibits A — C with an asterisk,
Invesco will waive its fees or reimburse expenses to the extent that total annual fund operating
expenses after fee waiver and/or expense reimbursement of a class of a Fund (excluding (i)
interest; (ii) taxes; (iii) dividend expense on short sales; (iv) extraordinary or non-routine
items; (v) expenses that each Fund has incurred but did not actually pay because of an expense
offset arrangement, if applicable) exceed the rate, on an annualized basis, set forth on the
Exhibits of the average daily net assets allocable to such class. Acquired fund fees and expenses
are not fees or expenses incurred by a fund directly but are expenses of the investment companies
in which a fund invests. These fees and expenses are incurred indirectly through the valuation of
a fund’s investment in these investment companies. Acquired fund fees and expenses are required to
be disclosed and included in the total annual fund operating expenses in the prospectus fee table.
As a result, the net total annual fund operating expenses shown in the prospectus fee table may
exceed the expense limits reflected in Exhibits A-C. With regard to the Contractual Limits, the
Board of Trustees of the Trust and Invesco may terminate or modify this Memorandum of Agreement
prior to the Expiration Date only by mutual written consent. Invesco will not have any right to
reimbursement of any amount so waived or reimbursed.
For the Contractual Limits, each of the Trusts and Invesco agree to review the then-current
expense limitations for each class of each Fund listed on the Exhibits on a date prior to the
Expiration Date to determine whether such limitations should be amended, continued or terminated.
The expense limitations will expire upon the Expiration Date unless the Trusts and Invesco have
agreed to continue them. The Exhibits will be amended to reflect any such agreement.
For the Voluntary Limits (listed in Exhibits A — C), the Trusts and Invesco agree that these
are not contractual in nature and that Invesco may establish, amend and/or terminate such expense
limitations at any time in its sole discretion after consultation with the Funds’ Boards of
Trustees. Any delay or failure by Invesco to update this Memorandum of Agreement with regards to
the terminations, extensions, or expirations of the Voluntary Limits shall have no effect on the
term of such Voluntary Limitations; the Voluntary Limitations are listed herein for informational
purposes only.
It is expressly agreed that the obligations of each Trust hereunder shall not be binding upon
any of the Trustees, shareholders, nominees, officers, agents or employees of the Trusts
personally, but shall only bind the assets and property of each Fund, as provided in each Trust’s
Agreement and Declaration of Trust. The execution and delivery of this Memorandum of Agreement
have been authorized by the Trustees of the Trusts, and this Memorandum of Agreement has been
executed and delivered by an
authorized officer of the Trusts acting as such; neither such authorization by such Trustees nor
such execution and delivery by such officer shall be deemed to have been made by any of them
individually or to impose any liability on any of them personally, but shall bind only the assets
and property of the Funds, as provided in each Trust’s Agreement and Declaration of Trust.
IN WITNESS WHEREOF, each of the Trusts and Invesco have entered into this Memorandum of
Agreement as of the Effective Dates on the attached Exhibits.
AIM COUNSELOR SERIES TRUST AIM EQUITY FUNDS AIM FUNDS GROUP AIM GROWTH SERIES AIM INTERNATIONAL MUTUAL FUNDS AIM INVESTMENT FUNDS AIM INVESTMENT SECURITIES FUNDS AIM SECTOR FUNDS AIM TAX-EXEMPT FUNDS AIM VARIABLE INSURANCE FUNDS SHORT-TERM INVESTMENTS TRUST on behalf of the Funds listed in the Exhibits to this Memorandum of Agreement |
||||||
By: | ||||||
Title: | Senior Vice President | |||||
INVESCO ADVISERS, INC. | ||||||
By: | ||||||
Title: | Senior Vice President |
2
as of February 9, 2010
EXHIBIT “A” — RETAIL FUNDS1
AIM Counselor Series Trust
Contractual/ | Expense | Effective Date of | Expiration | |||||||||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||||||||
AIM Core Plus Bond Fund |
||||||||||||||||
Class A Shares |
Contractual | 0.90 | % | June 2, 2009 | June 30, 2010 | |||||||||||
Class B Shares |
Contractual | 1.65 | % | June 2, 2009 | June 30, 2010 | |||||||||||
Class C Shares |
Contractual | 1.65 | % | June 2, 2009 | June 30, 2010 | |||||||||||
Class R Shares |
Contractual | 1.15 | % | June 2, 2009 | June 30, 2010 | |||||||||||
Class Y Shares |
Contractual | 0.65 | % | June 2, 2009 | June 30, 2010 | |||||||||||
Institutional Class Shares |
Contractual | 0.65 | % | June 2, 2009 | June 30, 2010 | |||||||||||
AIM Floating Rate Fund |
||||||||||||||||
Class A Shares |
Contractual | 1.50 | % | April 14, 2006 | June 30, 2010 | |||||||||||
Class C Shares |
Contractual | 2.00 | % | April 14, 2006 | June 30, 2010 | |||||||||||
Class R Shares |
Contractual | 1.75 | % | April 14, 2006 | June 30, 2010 | |||||||||||
Class Y Shares |
Contractual | 1.25 | % | October 3, 2008 | June 30, 2010 | |||||||||||
Institutional Class Shares |
Contractual | 1.25 | % | April 14, 2006 | June 30, 2010 | |||||||||||
AIM Multi-Sector Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Institutional Class Shares |
Contractual | 1.75 | % | July 1, 2009 | June 30, 2010 | |||||||||||
AIM Select Real Estate Income Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Institutional Class Shares |
Contractual | 1.75 | % | July 1, 2009 | June 30, 2010 | |||||||||||
AIM Structured Core Fund |
||||||||||||||||
Class A Shares |
Contractual | 1.00 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Class B Shares |
Contractual | 1.75 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Class C Shares |
Contractual | 1.75 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Class R Shares |
Contractual | 1.25 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Class Y Shares |
Contractual | 0.75 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Investor Class Shares |
Contractual | 1.00 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Institutional Class Shares |
Contractual | 0.75 | % | July 1, 2009 | June 30, 2010 | |||||||||||
AIM Structured Growth Fund |
||||||||||||||||
Class A Shares |
Contractual | 1.00 | % | March 31, 2006 | June 30, 2010 | |||||||||||
Class B Shares |
Contractual | 1.75 | % | March 31, 2006 | June 30, 2010 | |||||||||||
Class C Shares |
Contractual | 1.75 | % | March 31, 2006 | June 30, 2010 | |||||||||||
Class R Shares |
Contractual | 1.25 | % | March 31, 2006 | June 30, 2010 | |||||||||||
Class Y Shares |
Contractual | 0.75 | % | October 3, 2008 | June 30, 2010 | |||||||||||
Institutional Class Shares |
Contractual | 0.75 | % | March 31, 2006 | June 30, 2010 | |||||||||||
AIM Structured Value Fund |
||||||||||||||||
Class A Shares |
Contractual | 1.00 | % | March 31, 2006 | June 30, 2010 | |||||||||||
Class B Shares |
Contractual | 1.75 | % | March 31, 2006 | June 30, 2010 | |||||||||||
Class C Shares |
Contractual | 1.75 | % | March 31, 2006 | June 30, 2010 | |||||||||||
Class R Shares |
Contractual | 1.25 | % | March 31, 2006 | June 30, 2010 | |||||||||||
Class Y Shares |
Contractual | 0.75 | % | October 3, 2008 | June 30, 2010 | |||||||||||
Institutional Class Shares |
Contractual | 0.75 | % | March 31, 2006 | June 30, 2010 |
See page 21 for footnotes to Exhibit A.
3
as of February 9, 2010
Contractual/ | Expense | Effective Date of | Expiration | |||||||||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||||||||
Invesco Balanced Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.10 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 1.85 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 1.85 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 0.85 | % | February 9, 2010 | June 30, 0000 | |||||||||||
Xxxxxxx Xxxxxxxxxx Tax-Free Income
Fund* |
||||||||||||||||
Class A Shares |
Contractual | 0.85 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 1.35 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 1.35 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 0.60 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Dividend Growth Securities
Fund* |
||||||||||||||||
Class A Shares |
Contractual | 0.95 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 1.70 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 1.70 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 0.70 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco
Equally-Weighted S&P 500 Fund* |
||||||||||||||||
Class A Shares |
Contractual | 0.75 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 1.50 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 1.50 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class R Shares |
Contractual | 1.00 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 0.50 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Fundamental Value Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.65 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 2.40 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 2.40 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 1.40 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Large Cap Relative Value
Fund* |
||||||||||||||||
Class A Shares |
Contractual | 0.95 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 1.70 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 1.70 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 0.70 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco New York Tax-Free Income
Fund* |
||||||||||||||||
Class A Shares |
Contractual | 0.90 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 1.40 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 1.40 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 0.65 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco
S&P 500 Index Fund* |
||||||||||||||||
Class A Shares |
Contractual | 0.65 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 1.40 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 1.40 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 0.40 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Xxx Xxxxxx American
Franchise Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.35 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 2.10 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 2.10 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 1.10 | % | February 9, 2010 | June 30, 2012 |
See page 21 for footnotes to Exhibit A.
4
as of February 9, 2010
Contractual/ | Expense | Effective Date of | Expiration | |||||||||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||||||||
Invesco Xxx Xxxxxx Core Equity Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.20 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 1.95 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 1.95 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class R Shares |
Contractual | 1.45 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 0.95 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Xxx Xxxxxx Equity and Income
Fund* |
||||||||||||||||
Class A Shares |
Contractual | 0.82 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 1.57 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 1.57 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class R Shares |
Contractual | 1.07 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 0.57 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Institutional Class Shares |
Contractual | 0.57 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Xxx Xxxxxx Equity Premium
Income Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.24 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 1.99 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 1.99 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 0.99 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Xxx Xxxxxx Growth and Income
Fund* |
||||||||||||||||
Class A Shares |
Contractual | 0.88 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 1.63 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 1.63 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class R Shares |
Contractual | 1.13 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 0.63 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Institutional Class Shares |
Contractual | 0.63 | % | February 9, 2010 | June 30, 0000 | |||||||||||
Xxxxxxx Xxx Xxxxxx Xxxxxxxxxxxx Tax
Free Income Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.13 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 1.88 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 1.88 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 0.88 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Xxx Xxxxxx Small Cap Growth Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.40 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 2.15 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 2.15 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 1.15 | % | February 9, 2010 | June 30, 2012 |
AIM Equity Funds
Contractual/ | Expense | Effective Date of | Expiration | |||||||||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||||||||
AIM Capital Development Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class R Shares |
Contractual | 2.25 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Investor Class Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 1.75 | % | July 1, 2009 | February 28, 2011 |
See page 21 for footnotes to Exhibit A.
5
as of February 9, 2010
Contractual/ | Expense | Effective Date of | Expiration | |||||||||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||||||||
AIM Charter Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class R Shares |
Contractual | 2.25 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class S Shares |
Contractual | 1.90 | % | September 25, 2009 | February 28, 2011 | |||||||||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 1.75 | % | July 1, 2009 | February 28, 2011 | |||||||||||
AIM Constellation Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class R Shares |
Contractual | 2.25 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 1.75 | % | July 1, 2009 | February 28, 2011 | |||||||||||
AIM Disciplined Equity Fund |
||||||||||||||||
Class Y Shares |
Contractual | 1.75 | % | July 14, 2009 | February 28, 2011 | |||||||||||
AIM Diversified Dividend Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class R Shares |
Contractual | 2.25 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Investor Class Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 1.75 | % | July 1, 2009 | February 28, 2011 | |||||||||||
AIM Large Cap Basic Value Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class R Shares |
Contractual | 2.25 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Investor Class Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 1.75 | % | July 1, 2009 | February 28, 2011 | |||||||||||
AIM Large Cap Growth Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class R Shares |
Contractual | 2.25 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Investor Class Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 1.75 | % | July 1, 2009 | February 28, 2011 | |||||||||||
AIM Summit Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class P Shares |
Contractual | 1.85 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class S Shares |
Contractual | 1.90 | % | September 25, 2009 | February 28, 2011 | |||||||||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 1.75 | % | July 1, 2009 | February 28, 2011 |
See page 21 for footnotes to Exhibit A.
6
as of February 9, 2010
AIM Funds Group
Contractual/ | Expense | Effective Date of | Expiration | |||||||||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||||||||
AIM Basic Balanced Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class R Shares |
Contractual | 2.25 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Investor Class Shares |
Contractual | 2.00 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 1.75 | % | July 1, 2009 | April 30, 2011 | |||||||||||
AIM European Small Company Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.25 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class B Shares |
Contractual | 3.00 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class C Shares |
Contractual | 3.00 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 2.00 | % | July 1, 2009 | April 30, 2011 | |||||||||||
AIM Global Core Equity Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.25 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class B Shares |
Contractual | 3.00 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class C Shares |
Contractual | 3.00 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 2.00 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 2.00 | % | July 1, 2009 | April 30, 2011 | |||||||||||
AIM International Small Company Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.25 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class B Shares |
Contractual | 3.00 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class C Shares |
Contractual | 3.00 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 2.00 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 2.00 | % | July 1, 2009 | April 30, 2011 | |||||||||||
AIM Mid Cap Basic Value Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class R Shares |
Contractual | 2.25 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 1.75 | % | July 1, 2009 | April 30, 2011 | |||||||||||
AIM Select Equity Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | April 30, 2011 | |||||||||||
AIM Small Cap Equity Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class R Shares |
Contractual | 2.25 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 1.75 | % | July 1, 2009 | April 30, 2011 |
See page 21 for footnotes to Exhibit A.
7
as of February 9, 2010
Contractual/ | Expense | Effective Date of | Expiration | |||||||||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||||||||
AIM Balanced-Risk Retirement Now
Fund2 |
||||||||||||||||
Class A Shares |
Contractual | 0.25 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Class A5 Shares |
Contractual | 0.25 | % | February 9, 2010 | April 30, 2011 | |||||||||||
Class B Shares |
Contractual | 1.00 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Class C Shares |
Contractual | 1.00 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Class C5 Shares |
Contractual | 1.00 | % | February 9, 2010 | April 30, 2011 | |||||||||||
Class R Shares |
Contractual | 0.50 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Class R5 Shares |
Contractual | 0.50 | % | February 9, 2010 | April 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 0.00 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 0.00 | % | November 4, 2009 | April 30, 2011 | |||||||||||
AIM Balanced-Risk Retirement 2010
Fund3 |
||||||||||||||||
Class A Shares |
Contractual | 0.25 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Class A5 Shares |
Contracutal | 0.25 | % | February 9, 2010 | April 30, 2011 | |||||||||||
Class B Shares |
Contractual | 1.00 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Class C Shares |
Contractual | 1.00 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Class C5 Shares |
Contractual | 1.00 | % | February 9, 2010 | April 30, 2011 | |||||||||||
Class R Shares |
Contractual | 0.50 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Class R5 Shares |
Contractual | 0.50 | % | February 9, 2010 | April 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 0.00 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 0.00 | % | November 4, 2009 | April 30, 2011 | |||||||||||
AIM Balanced-Risk Retirement 2020
Fund4 |
||||||||||||||||
Class A Shares |
Contractual | 0.25 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Class A5 Shares |
Contractual | 0.25 | % | February 9, 2010 | April 30, 2011 | |||||||||||
Class B Shares |
Contractual | 1.00 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Class C Shares |
Contractual | 1.00 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Class C5 Shares |
Contractual | 1.00 | % | February 9, 2010 | April 30, 2011 | |||||||||||
Class R Shares |
Contractual | 0.50 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Class R5 Shares |
Contractual | 0.50 | % | February 9, 2010 | April 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 0.00 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 0.00 | % | November 4, 2009 | April 30, 2011 | |||||||||||
AIM Balanced-Risk Retirement 2030
Fund5 |
||||||||||||||||
Class A Shares |
Contractual | 0.25 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Class A5 Shares |
Contractual | 0.25 | % | February 9, 2010 | April 30, 2011 | |||||||||||
Class B Shares |
Contractual | 1.00 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Class C Shares |
Contractual | 1.00 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Class C5 Shares |
Contractual | 1.00 | % | February 9, 2010 | April 30, 2011 | |||||||||||
Class R Shares |
Contractual | 0.50 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Class R5 Shares |
Contractual | 0.50 | % | February 9, 2010 | April 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 0.00 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 0.00 | % | November 4, 2009 | April 30, 2011 | |||||||||||
AIM Balanced-Risk Retirement 2040
Fund6 |
||||||||||||||||
Class A Shares |
Contractual | 0.25 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Class A5 Shares |
Contractual | 0.25 | % | February 9, 2010 | April 30, 2011 | |||||||||||
Class B Shares |
Contractual | 1.00 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Class C Shares |
Contractual | 1.00 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Class C5 Shares |
Contractual | 1.00 | % | February 9, 2010 | April 30, 2011 | |||||||||||
Class R Shares |
Contractual | 0.50 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Class R5 Shares |
Contractual | 0.50 | % | February 9, 2010 | April 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 0.00 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 0.00 | % | November 4, 2009 | April 30, 2011 |
See page 21 for footnotes to Exhibit A.
8
as of February 9, 2010
Contractual/ | Expense | Effective Date of | Expiration | |||||||||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||||||||
AIM Balanced-Risk Retirement 2050
Fund8 |
||||||||||||||||
Class A Shares |
Contractual | 0.25 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Class A5 Shares |
Contractual | 0.25 | % | February 9, 2010 | April 30, 2011 | |||||||||||
Class B Shares |
Contractual | 1.00 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Class C Shares |
Contractual | 1.00 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Class C5 Shares |
Contractual | 1.00 | % | February 9, 2010 | April 30, 2011 | |||||||||||
Class R Shares |
Contractual | 0.50 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Class R5 Shares |
Contractual | 0.50 | % | February 9, 2010 | April 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 0.00 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 0.00 | % | November 4, 2009 | April 30, 2011 | |||||||||||
AIM Basic Value Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class R Shares |
Contractual | 2.25 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 1.75 | % | July 1, 2009 | April 30, 2011 | |||||||||||
AIM Conservative Allocation Fund |
||||||||||||||||
Class A Shares |
Contractual | 0.48 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class B Shares |
Contractual | 1.23 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class C Shares |
Contractual | 1.23 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class R Shares |
Contractual | 0.73 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class S Shares |
Contractual | 0.38 | % | September 25, 2009 | April 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 0.23 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 0.23 | % | July 1, 2009 | April 30, 2011 | |||||||||||
AIM Global Equity Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.25 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class B Shares |
Contractual | 3.00 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class C Shares |
Contractual | 3.00 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class R Shares |
Contractual | 2.50 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 2.00 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 2.00 | % | July 1, 2009 | April 30, 2011 | |||||||||||
AIM Growth Allocation Fund |
||||||||||||||||
Class A Shares |
Contractual | 0.46 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class B Shares |
Contractual | 1.21 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class C Shares |
Contractual | 1.21 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class R Shares |
Contractual | 0.71 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class S Shares |
Contractual | 0.36 | % | September 25, 2009 | April 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 0.21 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 0.21 | % | July 1, 2009 | April 30, 2011 | |||||||||||
AIM Income Allocation Fund |
||||||||||||||||
Class A Shares |
Contractual | 0.28 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class B Shares |
Contractual | 1.03 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class C Shares |
Contractual | 1.03 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class R Shares |
Contractual | 0.53 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 0.03 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 0.03 | % | July 1, 2009 | April 30, 2011 | |||||||||||
AIM International Allocation Fund |
||||||||||||||||
Class A Shares |
Contractual | 0.43 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class B Shares |
Contractual | 1.18 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class C Shares |
Contractual | 1.18 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class R Shares |
Contractual | 0.68 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 0.18 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 0.18 | % | July 1, 2009 | April 30, 2011 |
See page 21 for footnotes to Exhibit A.
9
as of February 9, 2010
Contractual/ | Expense | Effective Date of | Expiration | |||||||||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||||||||
AIM Mid Cap Core Equity Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class R Shares |
Contractual | 2.25 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 1.75 | % | July 1, 2009 | April 30, 2011 | |||||||||||
AIM Moderate Allocation Fund |
||||||||||||||||
Class A Shares |
Contractual | 0.37 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class B Shares |
Contractual | 1.12 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class C Shares |
Contractual | 1.12 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class R Shares |
Contractual | 0.62 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class S Shares |
Contractual | 0.27 | % | September 25, 2009 | April 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 0.12 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 0.12 | % | July 1, 2009 | April 30, 2011 | |||||||||||
AIM Moderate Growth Allocation Fund |
||||||||||||||||
Class A Shares |
Contractual | 0.37 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class B Shares |
Contractual | 1.12 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class C Shares |
Contractual | 1.12 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class R Shares |
Contractual | 0.62 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 0.12 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 0.12 | % | July 1, 2009 | April 30, 2011 | |||||||||||
AIM Moderately Conservative
Allocation Fund |
||||||||||||||||
Class A Shares |
Contractual | 0.39 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class B Shares |
Contractual | 1.14 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class C Shares |
Contractual | 1.14 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class R Shares |
Contractual | 0.64 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 0.14 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 0.14 | % | July 1, 2009 | April 30, 2011 | |||||||||||
AIM Small Cap Growth Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class R Shares |
Contractual | 2.25 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Investor Class Shares |
Contractual | 2.00 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 1.75 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Invesco Convertible Securities Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.27 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 2.02 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 2.02 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 1.02 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Xxx Xxxxxx Asset Allocation
Conservative Fund* |
||||||||||||||||
Class A Shares |
Contractual | 0.40 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 1.15 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 1.15 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 0.15 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Xxx Xxxxxx Asset Allocation
Growth Fund* |
||||||||||||||||
Class A Shares |
Contractual | 0.40 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 1.15 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 1.15 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 0.15 | % | February 9, 2010 | June 30, 2012 |
See page 21 for footnotes to Exhibit A.
10
as of February 9, 2010
Contractual/ | Expense | Effective Date of | Expiration | |||||||||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||||||||
Invesco Xxx Xxxxxx Asset Allocation
Moderate Fund* |
||||||||||||||||
Class A Shares |
Contractual | 0.40 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 1.15 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 1.15 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 0.15 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Xxx Xxxxxx Harbor Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.11 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 1.86 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 1.86 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 0.86 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Institutional Class Shares |
Contractual | 0.86 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Xxx Xxxxxx Leaders Fund* |
||||||||||||||||
Class A Shares |
Contractual | 0.50 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 1.25 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 1.25 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 0.25 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Xxx Xxxxxx Real Estate
Securities Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.55 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 2.30 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 2.30 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 1.30 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Institutional Class Shares |
Contractual | 1.30 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Xxx Xxxxxx U.S. Mortgage
Fund* |
||||||||||||||||
Class A Shares |
Contractual | 0.96 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 1.71 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 1.71 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 0.71 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Institutional Class Shares |
Contractual | 0.71 | % | February 9, 2010 | June 30, 2012 |
AIM International Mutual Funds
Contractual/ | Expense | Effective Date of | Expiration | |||||||||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||||||||
AIM Asia Pacific Growth Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.25 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class B Shares |
Contractual | 3.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class C Shares |
Contractual | 3.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class Y Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
AIM European Growth Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.25 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class B Shares |
Contractual | 3.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class C Shares |
Contractual | 3.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class R Shares |
Contractual | 2.50 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class Y Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Investor Class Shares |
Contractual | 2.25 | % | July 1, 2009 | February 28, 2011 | |||||||||||
AIM Global Growth Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.25 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class B Shares |
Contractual | 3.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class C Shares |
Contractual | 3.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class Y Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2011 |
See page 21 for footnotes to Exhibit A.
11
as of February 9, 2010
Contractual/ | Expense | Effective Date of | Expiration | |||||||||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||||||||
AIM Global Small & Mid Cap Growth
Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.25 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class B Shares |
Contractual | 3.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class C Shares |
Contractual | 3.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class Y Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
AIM International Core Equity Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.25 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class B Shares |
Contractual | 3.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class C Shares |
Contractual | 3.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class R Shares |
Contractual | 2.50 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class Y Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Investor Class Shares |
Contractual | 2.25 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
AIM International Growth Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.25 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class B Shares |
Contractual | 3.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class C Shares |
Contractual | 3.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class R Shares |
Contractual | 2.50 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class Y Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2011 |
AIM Investment Funds
Contractual/ | Expense | Effective Date of | Expiration | |||||||||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||||||||
AIM
Balanced-Risk Allocation Fund8 |
||||||||||||||||
Class A Shares |
Contractual | 1.04 | % | November 4, 2009 | February 28, 2011 | |||||||||||
Class B Shares |
Contractual | 1.79 | % | November 4, 2009 | February 28, 2011 | |||||||||||
Class C Shares |
Contractual | 1.79 | % | November 4, 2009 | February 28, 2011 | |||||||||||
Class R Shares |
Contractual | 1.29 | % | November 4, 2009 | February 28, 2011 | |||||||||||
Class Y Shares |
Contractual | 0.79 | % | November 4, 2009 | February 28, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 0.79 | % | November 4, 2009 | February 28, 2011 | |||||||||||
AIM China Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.25 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class B Shares |
Contractual | 3.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class C Shares |
Contractual | 3.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class Y Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
AIM Developing Markets Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.25 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class B Shares |
Contractual | 3.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class C Shares |
Contractual | 3.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class Y Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
AIM Global Health Care Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Investor Class Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2011 |
See page 21 for footnotes to Exhibit A.
12
as of February 9, 2010
Contractual/ | Expense | Effective Date of | Expiration | |||||||||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||||||||
AIM International Total Return Fund |
||||||||||||||||
Class A Shares |
Contractual | 1.10 | % | March 31, 2006 | February 28, 2011 | |||||||||||
Class B Shares |
Contractual | 1.85 | % | March 31, 2006 | February 28, 2011 | |||||||||||
Class C Shares |
Contractual | 1.85 | % | March 31, 2006 | February 28, 2011 | |||||||||||
Class Y Shares |
Contractual | 0.85 | % | October 3, 2008 | February 28, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 0.85 | % | Xxxxx 00, 0000 | Xxxxxxxx 00, 0000 | |||||||||||
XXX Xxxxx Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.25 | % | March 31, 2006 | February 28, 2011 | |||||||||||
Class B Shares |
Contractual | 3.00 | % | March 31, 2006 | February 28, 2011 | |||||||||||
Class C Shares |
Contractual | 3.00 | % | March 31, 2006 | February 28, 2011 | |||||||||||
Class Y Shares |
Contractual | 2.00 | % | October 3, 2008 | February 28, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 2.00 | % | March 31, 2006 | February 28, 2011 | |||||||||||
AIM LIBOR Alpha Fund |
||||||||||||||||
Class A Shares |
Contractual | 0.85 | % | March 31, 2006 | February 28, 2011 | |||||||||||
Class C Shares |
Contractual | 1.10 | %3 | March 31, 2006 | February 28, 2011 | |||||||||||
Class R Shares |
Contractual | 1.10 | % | March 31, 2006 | February 28, 2011 | |||||||||||
Class Y Shares |
Contractual | 0.60 | % | October 3, 2008 | February 28, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 0.60 | % | March 31, 2006 | February 28, 2011 | |||||||||||
AIM Trimark Endeavor Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class R Shares |
Contractual | 2.25 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 1.75 | % | July 1, 2009 | February 28, 2011 | |||||||||||
AIM Trimark Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.25 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class B Shares |
Contractual | 3.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class C Shares |
Contractual | 3.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class R Shares |
Contractual | 2.50 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class Y Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
AIM Trimark Small Companies Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class R Shares |
Contractual | 2.25 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 1.75 | % | July 1, 2009 | February 28, 2011 | |||||||||||
Invesco Alternative Opportunities
Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.56 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 2.31 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class R Shares |
Contractual | 1.81 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 1.31 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Institutional Class Shares |
Contractual | 1.31 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Commodities Alpha Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.25 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 2.00 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 2.00 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class R Shares |
Contractual | 1.50 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 1.00 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Institutional Class Shares |
Contractual | 1.00 | % | February 9, 2010 | June 30, 2012 |
See page 21 for footnotes to Exhibit A.
13
as of February 9, 2010
Contractual/ | Expense | Effective Date of | Expiration | |||||||||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||||||||
Invesco FX Alpha Plus Strategy Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.84 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 2.59 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class R Shares |
Contractual | 2.09 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 1.59 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Institutional Class Shares |
Contractual | 1.59 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco FX Alpha Strategy Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.29 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 1.79 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class R Shares |
Contractual | 1.54 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 1.04 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Institutional Class Shares |
Contractual | 1.04 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Global Advantage Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.41 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 2.16 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 2.16 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 1.16 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Global Dividend Growth
Securities Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.25 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 2.00 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 2.00 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 1.00 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Health Sciences Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.65 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 2.40 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 2.40 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 1.40 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco International Growth Equity
Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.25 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 2.00 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 2.00 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 1.00 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Pacific Growth Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.88 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 2.63 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 2.63 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class R Shares |
Contractual | 2.13 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 1.63 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Xxx Xxxxxx Emerging Markets
Fund* |
||||||||||||||||
Class A Shares |
Contractual | 2.10 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 2.85 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 2.85 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 1.85 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Institutional Class Shares |
Contractual | 1.85 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Xxx Xxxxxx Global Bond Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.00 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 1.75 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 1.75 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class R Shares |
Contractual | 1.25 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 0.75 | % | February 9, 2010 | June 30, 2012 |
See page 21 for footnotes to Exhibit A.
14
as of February 9, 2010
Contractual/ | Expense | Effective Date of | Expiration | |||||||||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||||||||
Invesco Xxx Xxxxxx Global Equity
Allocation Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.70 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 2.45 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 2.45 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 1.45 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Xxx Xxxxxx Global Franchise
Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.28 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 2.03 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 2.03 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 1.03 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Xxx Xxxxxx Global Tactical
Asset Allocation Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.20 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 1.95 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 1.95 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class R Shares |
Contractual | 1.45 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 0.95 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Institutional Class Shares |
Contractual | 0.95 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Xxx Xxxxxx International
Advantage Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.65 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 2.40 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 2.40 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 1.40 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Xxx Xxxxxx International
Growth Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.40 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 2.15 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 2.15 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class R Shares |
Contractual | None | February 9, 2010 | June 30, 2012 | ||||||||||||
Class Y Shares |
Contractual | 1.15 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Institutional Class Shares |
Contractual | 1.15 | % | February 9, 2010 | June 30, 2012 |
AIM Investment Securities Funds
Contractual/ | Expense | Effective Date of | Expiration | |||||||||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||||||||
AIM Core Bond Fund |
||||||||||||||||
Class A Shares |
Contractual | 0.80 | % | March 4, 2009 | June 30, 2011 | |||||||||||
Class B Shares |
Contractual | 1.55 | % | March 4, 2009 | June 30, 2011 | |||||||||||
Class C Shares |
Contractual | 1.55 | % | March 4, 2009 | June 30, 2011 | |||||||||||
Class R Shares |
Contractual | 1.05 | % | March 4, 2009 | June 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 0.55 | % | March 4, 2009 | June 30, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 0.55 | % | March 4, 2009 | June 30, 2011 | |||||||||||
AIM Dynamics Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | June 30, 2011 | |||||||||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | June 30, 2011 | |||||||||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | June 30, 2011 | |||||||||||
Class R Shares |
Contractual | 2.25 | % | July 1, 2009 | June 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | June 30, 2011 | |||||||||||
Investor Class Shares |
Contractual | 2.00 | % | July 1, 2009 | June 30, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 1.75 | % | July 1, 2009 | June 30, 2011 |
See page 21 for footnotes to Exhibit A.
15
as of February 9, 2010
Contractual/ | Expense | Effective Date of | Expiration | |||||||||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||||||||
AIM Global Real Estate Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | June 30, 2011 | |||||||||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | June 30, 2011 | |||||||||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | June 30, 2011 | |||||||||||
Class R Shares |
Contractual | 2.25 | % | July 1, 2009 | June 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | June 30, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 1.75 | % | July 1, 2009 | June 30, 2011 | |||||||||||
AIM High Yield Fund |
||||||||||||||||
Class A Shares |
Contractual | 0.99 | % | March 4, 2009 | June 30, 2011 | |||||||||||
Class B Shares |
Contractual | 1.74 | % | March 4, 2009 | June 30, 2011 | |||||||||||
Class C Shares |
Contractual | 1.74 | % | March 4, 2009 | June 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 0.74 | % | March 4, 2009 | June 30, 2011 | |||||||||||
Investor Class Shares |
Contractual | 0.99 | % | March 4, 2009 | June 30, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 0.74 | % | March 4, 2009 | June 30, 2011 | |||||||||||
AIM Municipal Bond Fund |
||||||||||||||||
Class A Shares |
Contractual | 0.57 | % | March 4, 2009 | June 30, 2011 | |||||||||||
Class B Shares |
Contractual | 1.32 | % | March 4, 2009 | June 30, 2011 | |||||||||||
Class C Shares |
Contractual | 1.32 | % | March 4, 2009 | June 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 0.32 | % | March 4, 2009 | June 30, 2011 | |||||||||||
Investor Class Shares |
Contractual | 0.57 | % | March 4, 2009 | June 30, 2011 | |||||||||||
AIM Real Estate Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | June 30, 2011 | |||||||||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | June 30, 2011 | |||||||||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | June 30, 2011 | |||||||||||
Class R Shares |
Contractual | 2.25 | % | July 1, 2009 | June 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | June 30, 2011 | |||||||||||
Investor Class Shares |
Contractual | 2.00 | % | July 1, 2009 | June 30, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 1.75 | % | July 1, 2009 | June 30, 2011 | |||||||||||
AIM Short Term Bond Fund |
||||||||||||||||
Class A Shares |
Contractual | 0.66 | % | March 4, 2009 | June 30, 2011 | |||||||||||
Class C Shares |
Contractual | 0.91 | %9 | March 4, 2009 | June 30, 2011 | |||||||||||
Class R Shares |
Contractual | 0.91 | % | March 4, 2009 | June 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 0.41 | % | March 4, 2009 | June 30, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 0.41 | % | March 4, 2009 | June 30, 2011 | |||||||||||
Invesco High Yield Securities Fund* |
||||||||||||||||
Class A Shares |
Contractual | 2.13 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 2.63 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 2.73 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 1.88 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Xxx Xxxxxx Core Plus Fixed
Income Fund* |
||||||||||||||||
Class A Shares |
Contractual | 0.75 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 1.50 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 1.50 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 0.50 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Xxx Xxxxxx Corporate Bond
Fund* |
||||||||||||||||
Class A Shares |
Contractual | 0.95 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 1.70 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 1.70 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 0.70 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Institutional Class Shares |
Contractual | 0.70 | % | February 9, 2010 | June 30, 2012 |
See page 21 for footnotes to Exhibit A.
16
as of February 9, 2010
Contractual/ | Expense | Effective Date of | Expiration | |||||||||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||||||||
Invesco Xxx Xxxxxx Government
Securities Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.03 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 1.78 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 1.78 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 0.78 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Institutional Class Shares |
Contractual | 0.78 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Xxx Xxxxxx High Yield
Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.03 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 1.78 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 1.78 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 0.78 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Institutional Class Shares |
Contractual | 0.78 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Xxx Xxxxxx Limited Duration
Fund* |
||||||||||||||||
Class A Shares |
Contractual | 0.93 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 1.43 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 1.43 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 0.78 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Institutional Class Shares |
Contractual | 0.78 | % | February 9, 2010 | June 30, 2012 |
AIM Sector Funds
Contractual/ | Expense | Effective Date of | Expiration | |||||||||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||||||||
AIM Energy Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Investor Class Shares |
Contractual | 2.00 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Institutional Class Shares |
Contractual | 1.75 | % | July 1, 2009 | June 30, 2010 | |||||||||||
AIM Financial Services Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Investor Class Shares |
Contractual | 2.00 | % | July 1, 2009 | June 30, 2010 | |||||||||||
AIM Gold & Precious Metals Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Investor Class Shares |
Contractual | 2.00 | % | July 1, 2009 | June 30, 2010 | |||||||||||
AIM Leisure Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Class R Shares |
Contractual | 2.25 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Investor Class Shares |
Contractual | 2.00 | % | July 1, 2009 | June 30, 2010 | |||||||||||
AIM Technology Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Investor Class Shares |
Contractual | 2.00 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Institutional Class Shares |
Contractual | 1.75 | % | July 1, 2009 | June 30, 2010 |
See page 21 for footnotes to Exhibit A.
17
as of February 9, 2010
Contractual/ | Expense | Effective Date of | Expiration | |||||||||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||||||||
AIM Utilities Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Investor Class Shares |
Contractual | 2.00 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Institutional Class Shares |
Contractual | 1.75 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Invesco Mid-Cap Value Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.64 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 2.39 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 2.39 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 1.39 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Small-Mid Special Value
Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.46 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 2.21 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 2.21 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 1.21 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Special Value Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.34 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 2.09 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 2.09 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 1.09 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Technology Sector Fund* |
||||||||||||||||
Class A Shares |
Contractual | 2.00 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 2.75 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 2.75 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 1.75 | % | February 9, 2010 | June 30, 0000 | |||||||||||
Xxxxxxx X.X. Mid Cap Value Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.27 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 2.02 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 2.02 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 1.02 | % | February 9, 2010 | June 30, 0000 | |||||||||||
Xxxxxxx X.X. Small Cap Value
Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.12 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 1.87 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 1.87 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 0.87 | % | February 9, 2010 | June 30, 0000 | |||||||||||
Xxxxxxx X.X. Small/Mid Cap Value
Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.51 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 2.26 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 2.26 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 1.26 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Value Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.25 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 2.00 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 2.00 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 1.00 | % | February 9, 2010 | June 30, 2012 |
See page 21 for footnotes to Exhibit A.
18
as of February 9, 2010
Contractual/ | Expense | Effective Date of | Expiration | |||||||||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||||||||
Invesco Value II Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.01 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 1.76 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 1.76 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 0.76 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Xxx Xxxxxx American Value
Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.41 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 2.16 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 2.16 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class R Shares |
Contractual | 1.66 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 1.16 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Institutional Class Shares |
Contractual | 1.16 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Xxx Xxxxxx Capital Growth
Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.28 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 2.03 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 2.03 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class R Shares |
Contractual | 1.53 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 1.03 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Institutional Class Shares |
Contractual | 1.03 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Xxx Xxxxxx Xxxxxxxx
Fund* |
||||||||||||||||
Class A Shares |
Contractual | 0.89 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 1.64 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 1.64 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class R Shares |
Contractual | 1.14 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 0.64 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Institutional Class Shares |
Contractual | 0.64 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Xxx Xxxxxx Enterprise
Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.17 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 1.92 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 1.92 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 0.92 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Xxx Xxxxxx Mid Cap Growth
Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.40 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 2.15 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 2.15 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class R Shares |
Contractual | None | February 9, 2010 | June 30, 2012 | ||||||||||||
Class Y Shares |
Contractual | 1.15 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Institutional Class Shares |
Contractual | 1.15 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Xxx Xxxxxx Small Cap Value
Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.34 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 2.09 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 2.09 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 1.09 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Xxx Xxxxxx Technology
Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.95 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 2.70 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 2.70 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 1.70 | % | February 9, 2010 | June 30, 2012 |
See page 21 for footnotes to Exhibit A.
19
as of February 9, 2010
Contractual/ | Expense | Effective Date of | Expiration | |||||||||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||||||||
Invesco Xxx Xxxxxx Utility Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.32 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 2.07 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 2.07 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 1.07 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Xxx Xxxxxx Value Opportunities
Fund* |
||||||||||||||||
Class A Shares |
Contractual | 1.41 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 2.16 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 2.16 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 1.16 | % | February 9, 2010 | June 30, 2012 |
AIM Tax-Exempt Funds
Contractual/ | Expense | Effective Date of | Expiration | |||||||||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||||||||
AIM High Income Municipal Fund |
||||||||||||||||
Class A Shares |
Voluntary | 0.80 | % | March 4, 2009 | N/A | 10 | ||||||||||
Class B Shares |
Voluntary | 1.55 | % | March 4, 2009 | N/A | 10 | ||||||||||
Class C Shares |
Voluntary | 1.55 | % | March 4, 2009 | N/A | 10 | ||||||||||
Class Y Shares |
Voluntary | 0.55 | % | March 4, 2009 | N/A | 10 | ||||||||||
Institutional Class Shares |
Voluntary | 0.55 | % | March 4, 2009 | N/A | 10 | ||||||||||
Invesco Municipal Fund* |
||||||||||||||||
Class A Shares |
Contractual | 0.75 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 0.50 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Tax-Exempt Securities
Fund* |
||||||||||||||||
Class A Shares |
Contractual | 0.83 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 1.18 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 1.28 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 0.58 | % | February 9, 2010 | June 30, 0000 | |||||||||||
Xxxxxxx Xxx Xxxxxx Xxxxxxxxxx Insured
Tax Free Fund* |
||||||||||||||||
Class A Shares |
Contractual | 0.95 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 1.70 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 1.70 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 0.70 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Xxx Xxxxxx High Yield
Municipal Fund* |
||||||||||||||||
Class A Shares |
Contractual | 0.87 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 1.62 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 1.62 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 0.62 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Xxx Xxxxxx Insured Tax Free
Income Fund* |
||||||||||||||||
Class A Shares |
Contractual | 0.90 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 1.65 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 1.65 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 0.65 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Invesco Xxx Xxxxxx Intermediate Term
Municipal Income Fund* |
||||||||||||||||
Class A Shares |
Contractual | 0.90 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 1.65 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 1.65 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 0.65 | % | February 9, 2010 | June 30, 2012 |
See page 21 for footnotes to Exhibit A.
20
as of February 9, 2010
Contractual/ | Expense | Effective Date of | Expiration | |||||||||||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||||||||||
Invesco Xxx Xxxxxx Municipal Income
Fund* |
||||||||||||||||
Class A Shares |
Contractual | 0.90 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 1.65 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 1.65 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 0.65 | % | February 9, 2010 | June 30, 0000 | |||||||||||
Xxxxxxx Xxx Xxxxxx Xxx Xxxx Tax Free
Income Fund* |
||||||||||||||||
Class A Shares |
Contractual | 0.78 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class B Shares |
Contractual | 1.53 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class C Shares |
Contractual | 1.53 | % | February 9, 2010 | June 30, 2012 | |||||||||||
Class Y Shares |
Contractual | 0.53 | % | February 9, 2010 | June 30, 2012 |
1 | The total operating expenses of any class of shares established after the date of this Memorandum of Agreement will be limited to the amount established for Class A Shares plus the difference between the new class 12b-1 rate and the Class A 12b-1 rate. | |
2 | In addition upon closing of a reorganization with Xxx Xxxxxx In Retirement, the Fund’s contractual limit through at least June 30, 2012 (excluding only items included in “notwithstanding” sentence discussed above) will be 0.47%, 1.22%, 0.72% and 0.22% for Class A5, C5, R5 and Y, respectively. | |
3 | In addition upon closing of a reorganization with Xxx Xxxxxx 2010 Retirement Strategy and Xxx Xxxxxx 2015 Retirement Strategy, the Fund’s contractual limit through at least June 30, 2012 (excluding only items included in “notwithstanding” sentence discussed above) will be 0.38%, 1.13%, 0.63% and 0.13% for Class A5, C5, R5 and Y, respectively. | |
4 | In addition upon closing of a reorganization with Xxx Xxxxxx 2020 Retirement Strategy and Xxx Xxxxxx 2025 Retirement Strategy, the Fund’s contractual limit through at least June 30, 2012 (excluding only items included in “notwithstanding” sentence discussed above) will be 0.41%, 1.16%, 0.66% and 0.16% for Class A5, C5, R5 and Y, respectively. | |
5 | In addition upon closing of a reorganization with Xxx Xxxxxx 00 Xxxxxxxxxx Xxxxxxxx and Xxx Xxxxxx 2035 Retirement Strategy, the Fund’s contractual limit through at least June 30, 2012 (excluding only items included in “notwithstanding” sentence discussed above) will be 0.29%, 1.04%, 0.54% and 0.04% for Class A5, C5, R5 and Y, respectively. | |
6 | In addition upon closing of a reorganization with Xxx Xxxxxx 2040 Retirement Strategy and Xxx Xxxxxx 2045 Retirement Strategy, the Fund’s contractual limit through at least June 30, 2012 (excluding only items included in “notwithstanding” sentence discussed above) will be 0.28%, 1.03%, 0.53% and 0.03% for Class A5, C5, R5 and Y, respectively. | |
7 | In addition upon closing of a reorganization with Xxx Xxxxxx 50 Retirement Strategy, the Fund’s contractual limit through at least June 30, 2012 (excluding only items included in “notwithstanding” sentence discussed above) will be 0.26%, 1.01%, 0.51% and 0.01% for Class A5, C5, R5 and Y, respectively. | |
8 | Includes waived fees or reimbursed expenses that Invesco Aim receives from Invesco Aim Cayman Commodity Fund I, Ltd. | |
9 | The expense limit shown is the expense limit after Rule 12b-1 fee waivers by Invesco Aim Distributors, Inc. | |
10 | AIM may establish, amend or terminate voluntary waivers at any time in its sole discretion after consultation with the Trust. |
21
as of February 9, 2010
EXHIBIT “B” – INSTITUTIONAL MONEY MARKET FUNDS1,2
Short-Term Investments Trust
Contractual/ | Expense | Effective Date of | Expiration | |||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||
Government & Agency Portfolio |
||||||||
Cash Management Class |
Contractual | 0.22%2 | July 1, 2009 | June 30, 2010 | ||||
Corporate Class |
Contractual | 0.17% | July 1, 2009 | June 30, 2010 | ||||
Institutional Class |
Contractual | 0.14% | July 1, 2009 | June 30, 2010 | ||||
Personal Investment Class |
Contractual | 0.69%2 | July 1, 2009 | June 30, 2010 | ||||
Private Investment Class |
Contractual | 0.44%2 | July 1, 2009 | June 30, 2010 | ||||
Reserve Class |
Contractual | 1.01%2 | July 1, 2009 | June 30, 2010 | ||||
Resource Class |
Contractual | 0.30%2 | July 1, 2009 | June 30, 2010 | ||||
Government TaxAdvantage Portfolio |
||||||||
Cash Management Class |
Contractual | 0.22%2 | July 1, 2009 | June 30, 2010 | ||||
Corporate Class |
Contractual | 0.17% | July 1, 2009 | June 30, 2010 | ||||
Institutional Class |
Contractual | 0.14% | July 1, 2009 | June 30, 2010 | ||||
Personal Investment Class |
Contractual | 0.69%2 | July 1, 2009 | June 30, 2010 | ||||
Private Investment Class |
Contractual | 0.39%2 | July 1, 2009 | June 30, 2010 | ||||
Reserve Class |
Contractual | 1.01%2 | July 1, 2009 | June 30, 2010 | ||||
Resource Class |
Contractual | 0.30%2 | July 1, 2009 | June 30, 2010 | ||||
Liquid Assets Portfolio |
||||||||
Cash Management Class |
Contractual | 0.22%2 | July 1, 2009 | June 30, 2010 | ||||
Corporate Class |
Contractual | 0.17% | July 1, 2009 | June 30, 2010 | ||||
Institutional Class |
Contractual | 0.14% | July 1, 2009 | June 30, 2010 | ||||
Personal Investment Class |
Contractual | 0.69%2 | July 1, 2009 | June 30, 2010 | ||||
Private Investment Class |
Contractual | 0.44%2 | July 1, 2009 | June 30, 2010 | ||||
Reserve Class |
Contractual | 1.01%2 | July 1, 2009 | June 30, 2010 | ||||
Resource Class |
Contractual | 0.34% | July 1, 2009 | June 30, 2010 | ||||
STIC Prime Portfolio |
||||||||
Cash Management Class |
Contractual | 0.22%2 | July 1, 2009 | June 30, 2010 | ||||
Corporate Class |
Contractual | 0.17% | July 1, 2009 | June 30, 2010 | ||||
Institutional Class |
Contractual | 0.14% | July 1, 2009 | June 30, 2010 | ||||
Personal Investment Class |
Contractual | 0.69%2 | July 1, 2009 | June 30, 2010 | ||||
Private Investment Class |
Contractual | 0.44%2 | July 1, 2009 | June 30, 2010 | ||||
Reserve Class |
Contractual | 1.01%2 | July 1, 2009 | June 30, 2010 | ||||
Resource Class |
Contractual | 0.30%2 | July 1, 2009 | June 30, 2010 | ||||
Tax-Free Cash Reserve Portfolio |
||||||||
Cash Management Class |
Contractual | 0.33%2 | July 1, 2009 | June 30, 2010 | ||||
Corporate Class |
Contractual | 0.28% | July 1, 2009 | June 30, 2010 | ||||
Institutional Class |
Contractual | 0.25% | July 1, 2009 | June 30, 2010 | ||||
Personal Investment Class |
Contractual | 0.80%2 | July 1, 2009 | June 30, 2010 | ||||
Private Investment Class |
Contractual | 0.50%2 | July 1, 2009 | June 30, 2010 | ||||
Reserve Class |
Contractual | 1.12%2 | July 1, 2009 | June 30, 2010 | ||||
Resource Class |
Contractual | 0.41%2 | July 1, 2009 | June 30, 2010 |
See page 23 for footnotes to Exhibit C.
22
as of February 9, 2010
Contractual/ | Expense | Effective Date of | Expiration | |||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||
Treasury Portfolio3 |
||||||||
Cash Management Class |
Contractual | 0.22%2 | July 1, 2009 | June 30, 2010 | ||||
Corporate Class |
Contractual | 0.17% | July 1, 2009 | June 30, 2010 | ||||
Institutional Class |
Contractual | 0.14% | July 1, 2009 | June 30, 2010 | ||||
Personal Investment Class |
Contractual | 0.69%2 | July 1, 2009 | June 30, 2010 | ||||
Private Investment Class |
Contractual | 0.44%2 | July 1, 2009 | June 30, 2010 | ||||
Reserve Class |
Contractual | 1.01%2 | July 1, 2009 | June 30, 2010 | ||||
Resource Class |
Contractual | 0.30%2 | July 1, 2009 | June 30, 2010 |
1 | The expense rate excluding 12b-1 fees of any class of shares established after the date of this Memorandum of Agreement will be the same as existing classes. | |
2 | The expense limit shown is the expense limit after Rule 12b-1 fee waivers by Invesco Aim Distributors, Inc. | |
3 | The expense limitation also excludes Trustees’ fees and federal registration expenses. |
23
as of February 9, 2010
EXHIBIT “C” – VARIABLE INSURANCE FUNDS
AIM Variable Insurance Funds
Contractual/ | Expense | Effective Date of | Expiration | |||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||
AIM V.I. Basic Balanced Fund |
||||||||
Series I Shares |
Contractual | 0.91% | July 1, 2005 | April 30, 2011 | ||||
Series II Shares |
Contractual | 1.16% | July 1, 2005 | April 30, 2011 | ||||
AIM V.I. Basic Value Fund |
||||||||
Series I Shares |
Contractual | 1.30% | January 1, 2005 | April 30, 2011 | ||||
Series II Shares |
Contractual | 1.45% | January 1, 2005 | April 30, 2011 | ||||
AIM V.I. Capital Appreciation Fund |
||||||||
Series I Shares |
Contractual | 1.30% | January 1, 2005 | April 30, 2011 | ||||
Series II Shares |
Contractual | 1.45% | January 1, 2005 | April 30, 2011 | ||||
AIM V.I. Capital Development Fund |
||||||||
Series I Shares |
Contractual | 1.30% | January 1, 2005 | April 30, 2011 | ||||
Series II Shares |
Contractual | 1.45% | January 1, 2005 | April 30, 2011 | ||||
AIM V.I. Core Equity Fund |
||||||||
Series I Shares |
Contractual | 1.30% | January 1, 2005 | April 30, 2011 | ||||
Series II Shares |
Contractual | 1.45% | January 1, 2005 | April 30, 2011 | ||||
AIM V.I. Diversified Income Fund |
||||||||
Series I Shares |
Contractual | 0.75% | July 1, 2005 | April 30, 2011 | ||||
Series II Shares |
Contractual | 1.00% | July 1, 2005 | April 30, 2011 | ||||
AIM V.I. Dynamics Fund |
||||||||
Series I Shares |
Contractual | 1.30% | April 30, 2004 | April 30, 2011 | ||||
Series II Shares |
Contractual | 1.45% | April 30, 2004 | April 30, 2011 | ||||
AIM V.I. Financial Services Fund |
||||||||
Series I Shares |
Contractual | 1.30% | April 30, 2004 | April 30, 2011 | ||||
Series II Shares |
Contractual | 1.45% | April 30, 2004 | April 30, 2011 | ||||
AIM V.I. Global Health Care Fund |
||||||||
Series I Shares |
Contractual | 1.30% | April 30, 2004 | April 30, 2011 | ||||
Series II Shares |
Contractual | 1.45% | April 30, 2004 | April 30, 2011 | ||||
AIM V.I. Global Real Estate Fund |
||||||||
Series I Shares |
Contractual | 1.30% | April 30, 2004 | April 30, 2011 | ||||
Series II Shares |
Contractual | 1.45% | April 30, 2004 | April 30, 2011 | ||||
AIM V.I. Government Securities Fund |
||||||||
Series I Shares |
Contractual | 0.73% | July 1, 2005 | April 30, 2011 | ||||
Series II Shares |
Contractual | 0.98% | July 1, 2005 | April 30, 2011 |
24
as of February 9, 2010
Contractual/ | Expense | Effective Date of | Expiration | |||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||
AIM V.I. High Yield Fund |
||||||||
Series II Shares |
Contractual | 0.95% | July 1, 2005 | April 30, 2011 | ||||
Series II Shares |
Contractual | 1.20% | April 30, 2004 | April 30, 2011 | ||||
AIM V.I. International Growth Fund |
||||||||
Series I Shares |
Contractual | 1.30% | January 1, 2005 | April 30, 2011 | ||||
Series II Shares |
Contractual | 1.45% | January 1, 2005 | April 30, 2011 | ||||
AIM V.I. Large Cap Growth Fund |
||||||||
Series I Shares |
Contractual | 1.01% | July 1, 2005 | April 30, 2011 | ||||
Series II Shares |
Contractual | 1.26% | July 1, 2005 | April 30, 2011 | ||||
AIM V.I. Leisure Fund |
||||||||
Series I Shares |
Contractual | 1.01% | April 30, 2004 | April 30, 2011 | ||||
Series II Shares |
Contractual | 1.26% | April 30, 2004 | April 30, 2011 | ||||
AIM V.I. Mid Cap Core Equity Fund |
||||||||
Series I Shares |
Contractual | 1.30% | September 10, 2001 | April 30, 2011 | ||||
Series II Shares |
Contractual | 1.45% | September 10, 2001 | April 30, 2011 | ||||
AIM V.I. Money Market Fund |
||||||||
Series I Shares |
Contractual | 1.30% | January 1, 2005 | April 30, 2011 | ||||
Series II Shares |
Contractual | 1.45% | January 1, 2005 | April 30, 2011 | ||||
AIM V.I. PowerShares ETF Allocation Fund |
||||||||
Series I Shares |
Contractual | 0.18% | October 22, 2008 | April 30, 2011 | ||||
Series II Shares |
Contractual | 0.43% | October 22, 2008 | April 30, 2011 | ||||
AIM V.I. Small Cap Equity Fund |
||||||||
Series I Shares |
Contractual | 1.15% | July 1, 2005 | April 30, 2011 | ||||
Series II Shares |
Contractual | 1.40% | July 1, 2005 | April 30, 2011 | ||||
AIM V.I. Technology Fund |
||||||||
Series I Shares |
Contractual | 1.30% | April 30, 2004 | April 30, 2011 | ||||
Series II Shares |
Contractual | 1.45% | April 30, 2004 | April 30, 2011 | ||||
AIM V.I. Utilities Fund |
||||||||
Series I Shares |
Contractual | 0.93% | September 23, 2005 | April 30, 2011 | ||||
Series II Shares |
Contractual | 1.18% | September 23, 2005 | April 30, 2011 | ||||
Invesco V.I. Dividend Growth Fund* |
||||||||
Series I Shares |
Contractual | 0.67% | February 9, 2010 | June 30, 2012 | ||||
Series II Shares |
Contractual | 0.92% | February 9, 2010 | June 30, 2012 | ||||
Invesco V.I. Global Dividend Growth
Fund* |
||||||||
Series I Shares |
Contractual | 0.94% | February 9, 2010 | June 30, 2012 | ||||
Series II Shares |
Contractual | 1.19% | February 9, 2010 | June 30, 2012 | ||||
Invesco V.I. High Yield Fund* |
||||||||
Series I Shares |
Contractual | 1.75% | February 9, 2010 | June 30, 2012 | ||||
Series II Shares |
Contractual | 2.00% | February 9, 2010 | June 30, 2012 |
25
as of February 9, 2010
Contractual/ | Expense | Effective Date of | Expiration | |||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||
Invesco V.I. Income Builder Fund* |
||||||||
Series I Shares |
Contractual | 1.02% | February 9, 2010 | June 30, 2012 | ||||
Series II Shares |
Contractual | 1.27% | February 9, 2010 | June 30, 2012 | ||||
Invesco V.I.
S&P 500 Index Fund* |
||||||||
Series I Shares |
Contractual | 0.28% | February 9, 2010 | June 30, 2012 | ||||
Series II Shares |
Contractual | 0.53% | February 9, 2010 | June 30, 2012 | ||||
Invesco V.I. Select Dimensions Balanced
Fund* |
||||||||
Series I Shares |
Contractual | 0.82% | February 9, 2010 | June 30, 2012 | ||||
Series II Shares |
Contractual | 1.07% | February 9, 2010 | June 30, 2012 | ||||
Invesco V.I. Select Dimensions Dividend Growth
Fund* |
||||||||
Series I Shares |
Contractual | 0.72% | February 9, 2010 | June 30, 2012 | ||||
Series II Shares |
Contractual | 0.97% | February 9, 2010 | June 30, 2012 | ||||
Invesco V.I. Select Dimensions Equally-Weighted
S&P 500 Fund* |
||||||||
Series I Shares |
Contractual | 0.37% | February 9, 2010 | June 30, 2012 | ||||
Series II Shares |
Contractual | 0.62% | February 9, 2010 | June 30, 2012 | ||||
Invesco Xxx Xxxxxx V.I. Capital Growth
Fund* |
||||||||
Series I Shares |
Contractual | 0.85% | February 9, 2010 | June 30, 2012 | ||||
Series II Shares |
Contractual | 1.10% | February 9, 2010 | June 30, 2012 | ||||
Invesco Xxx Xxxxxx V.I. Xxxxxxxx
Fund* |
||||||||
Series I Shares |
Contractual | 0.62% | February 9, 2010 | June 30, 2012 | ||||
Series II Shares |
Contractual | 0.87% | February 9, 2010 | June 30, 2012 | ||||
Invesco Xxx Xxxxxx V.I. Equity and Income
Fund* |
||||||||
Series I Shares |
Contractual | 0.50% | February 9, 2010 | June 30, 2012 | ||||
Series II Shares |
Contractual | 0.75% | February 9, 2010 | June 30, 2012 | ||||
Invesco Xxx Xxxxxx V.I. Global Tactical Asset
Allocation Fund* |
||||||||
Series I Shares |
Contractual | 0.90% | February 9, 2010 | June 30, 2012 | ||||
Series II Shares |
Contractual | 1.15% | February 9, 2010 | June 30, 2012 | ||||
Invesco Xxx Xxxxxx V.I. Global Value Equity
Fund* |
||||||||
Series I Shares |
Contractual | 1.15% | February 9, 2010 | June 30, 2012 | ||||
Series II Shares |
Contractual | 1.40% | February 9, 2010 | June 30, 2012 |
26
as of February 9, 2010
Contractual/ | Expense | Effective Date of | Expiration | |||||
Fund | Voluntary | Limitation | Current Limit | Date | ||||
Invesco Xxx Xxxxxx V.I. Government
Fund* |
||||||||
Series I Shares |
Contractual | 0.60% | February 9, 2010 | June 30, 2012 | ||||
Series II Shares |
Contractual | 0.85% | February 9, 2010 | June 30, 2012 | ||||
Invesco Xxx Xxxxxx V.I. Growth and Income
Fund* |
||||||||
Series I Shares |
Contractual | 0.62% | February 9, 2010 | June 30, 2012 | ||||
Series II Shares |
Contractual | 0.87% | February 9, 2010 | June 30, 2012 | ||||
Invesco Xxx Xxxxxx V.I. High Yield
Fund* |
||||||||
Series I Shares |
Contractual | 0.80% | February 9, 2010 | June 30, 2012 | ||||
Series II Shares |
Contractual | 1.05% | February 9, 2010 | June 30, 2012 | ||||
Invesco Xxx Xxxxxx V.I. International Growth
Equity Fund* |
||||||||
Series I Shares |
Contractual | 1.11% | February 9, 2010 | June 30, 2012 | ||||
Series II Shares |
Contractual | 1.36% | February 9, 2010 | June 30, 2012 | ||||
Invesco Xxx Xxxxxx V.I. Mid Cap Growth
Fund* |
||||||||
Series I Shares |
Contractual | 1.01% | February 9, 2010 | June 30, 2012 | ||||
Series II Shares |
Contractual | 1.26% | February 9, 2010 | June 30, 2012 | ||||
Invesco Xxx Xxxxxx V.I. Mid Cap Value
Fund* |
||||||||
Series I Shares |
Contractual | 1.03% | February 9, 2010 | June 30, 2012 | ||||
Series II Shares |
Contractual | 1.28% | February 9, 2010 | June 30, 2012 | ||||
Invesco Xxx Xxxxxx V.I. Value
Fund* |
||||||||
Series I Shares |
Contractual | 0.86% | February 9, 2010 | June 30, 2012 | ||||
Series II Shares |
Contractual | 1.11% | February 9, 2010 | June 30, 2012 |
27