AMENDMENT NO. 1 TO INVESCO FUNDS INTERMEDIARY AGREEMENT REGARDING COMPLIANCE WITH SEC RULE 22c-2
Item 26. Exhibit h. ii. a.
AMENDMENT NO. 1 TO
INVESCO FUNDS INTERMEDIARY AGREEMENT REGARDING COMPLIANCE WITH SEC
RULE 22c-2
This Amendment No. 1 to the Invesco Funds Intermediary Agreement Regarding Compliance with SEC Rule 22c-2 is made as of the 30th day of June, 2020 by and among Massachusetts Mutual Life Insurance Company, a Massachusetts mutual life insurance company (“MassMutual”), CM. Life Insurance Company (“CM. Life”), MML Bay State Life Insurance Company (“MML Bay State”), each a Connecticut life insurance company (together, the “Intermediaries”), and Invesco Investment Services, Inc., a Delaware corporation (” Invesco”).
WHEREAS, MassMutual, CM. Life, and Invesco are parties to the Invesco Funds Intermediary Agreement Regarding Compliance with SEC Rule 22c-2 signed on March 29, 2007 (the “Agreement”);
WHEREAS, MassMutual, CM. Life, and Invesco wish to make MML Bay State a party to the Agreement;
NOW THEREFORE, in consideration for the mutual promises set forth herein, the Parties hereto agree as follows:
| 1. | MML Bay State is hereby made a party to the Agreement. |
| 2. | MML Bay State agrees to be bound by the terms and provisions of the Agreement. |
| 3. | From and after the date of this Amendment No. 1, the term “Intermediaries” as used in the Agreement shall be deemed to include MassMutual, CM. Life, and MML Bay State. |
| 4. | All requests for both shareholder transaction information and trading restrictions must be made to 00x0Xxxxxxxx@XxxxXxxxxx.xxx. |
| 5. | All other terms and provisions of the Agreement not amended herein shall remain in full force and effect. |
| INVESCO INVESTMENT SERVICES, INC. | |||
| By: | /s/ Xxxxxxx X. Xxxxxx Xx. | ||
| Name: | Xxxxxxx X. Xxxxxx, Xx. | ||
| Title: | President | ||
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | |||
| By: | /s/ Xxxxxx Xxxxxxxxxxx | ||
| Name: | Xxxxxx Xxxxxxxxxxx | ||
| Title: | Head of Annuity Product | ||
| C.M. LIFE INSURANCE COMPANY | |||
| By: | /s/ Xxxxxx Xxxxxxxxxxx | ||
| Name: | Xxxxxx Xxxxxxxxxxx | ||
| Title: | Head of Annuity Product | ||
| MML BAY STATE LIFE INSURANCE COMPANY | |||
| By: | /s/ Xxxxxx Xxxxxxxxxxx | ||
| Name: | Xxxxxx Xxxxxxxxxxx | ||
| Title: | Head of Annuity Product | ||
