SCHEDULE A
to Amended and Restated Agreement and Declaration of Trust
of Pioneer Series Trust X
Series of Shares of Beneficial Interests
(Effective as of September 11, 2012)
WHEREAS, the Trustees of the Trust, acting pursuant to the Trust's agreement
and declaration of trust as then in effect, have previously established and
designated one or more series of shares of beneficial interest in the Trust
(each, a "Series") pursuant to one or more designations of series (the "Prior
Designations"); and
WHEREAS, in connection with the adoption of an Amended and Restated
Agreement and Declaration of Trust dated as of July 1, 2008 (the
"Declaration"), pursuant to Section 4.9(a) of the Declaration, the previously
established and designated Series were included on Schedule A to the
Declaration, which was deemed an amendment and restatement of the Prior
Designations; and
WHEREAS, the Trustees of the Trust, acting pursuant to Section 4.9 of the
Declaration, established and designated two additional Series of the Trust
called "Pioneer Absolute Return Credit Fund" and "Pioneer Multi-Asset Floating
Rate Fund," effective as of January 11, 2011, with such relative rights,
preferences, privileges, limitations, restrictions and other relative terms as
are set forth below; and
WHEREAS, the Trustees of the Trust, acting pursuant to Section 4.9 of the
Declaration, have changed the name of the series "Pioneer Multi-Asset Floating
Rate Fund" to "Pioneer Multi-Asset Ultrashort Income Fund," effective as of
March 6, 2012; and
WHEREAS, this Schedule A to the Declaration shall be deemed to be an
amendment and restatement of the Schedule A to the Declaration effective as of
July 1, 2008;
NOW THEREFORE, the following Series of the Trust have been established with
such relative rights, preferences, privileges, limitations, restrictions and
other relative terms as are set forth below:
Pioneer Absolute Return Credit Fund
Pioneer Fundamental Growth Fund
Pioneer Multi-Asset Ultrashort Income Fund
1. Each Share of each Series is entitled to all the rights and preferences
accorded to Shares under the Declaration.
2. The number of authorized Shares of each Series is unlimited.
3. Each Series shall be authorized to hold cash, invest in securities,
instruments and other property, use investment techniques, and have such goals
or objectives as from time to time described in the prospectus and statement of
additional information contained in the Trust's then currently effective
registration statement under the Securities Act of 1933 to the extent
pertaining to the offering of Shares of the Series, as the same may be amended
and supplemented from time to time ("Prospectus"). Each Share of a Series shall
represent a beneficial interest in the net assets allocated or belonging to
such Series only, and such interest shall not extend to the assets of the Trust
generally (except to the extent that General Assets (as defined in the
Declaration) are allocated to such Series), and shall be entitled to receive
its pro rata share of the net assets of the Series upon liquidation of the
Series, all as set forth in Section 4.9 of the Declaration.
4. With respect to each Series, (a) the purchase price of the Shares, (b) fees
and expenses, (c) qualifications for ownership, if any, (d) the method of
determination of the net asset value of the Shares, (e) minimum purchase
amounts, if any, (f) minimum account size, if any, (g) the price, terms and
manner of redemption of the Shares, (h) any conversion or exchange feature or
privilege, (i) the relative dividend rights, and (j) any other relative rights,
preferences, privileges, limitations, restrictions and other relative terms
have been established by the Trustees in accordance with the Declaration and
are set forth in the Prospectus with respect to such Series.
5. The Trustees may from time to time modify any of the relative rights,
preferences, privileges, limitations, restrictions and other relative terms of
a Series that have been established by the Trustees or redesignate any of the
Series without any action or consent of the Shareholders.
6. The designation of any Series hereby shall not impair the power of the
Trustees from time to time to designate additional Series of Shares of the
Trust.
7. Capitalized terms not defined herein have the meanings given to such terms
in the Declaration.
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SCHEDULE B
to Amended and Restated Agreement and Declaration of Trust
of Pioneer Series Trust X
Designation of Classes of Shares
(Effective as of September 11, 2012)
WHEREAS, the Trustees of the Trust, acting pursuant to the Trust's agreement
and declaration of trust as then in effect, have previously established and
designated one or more series of shares of beneficial interest in the Trust
(each, a "Series") and have previously established and designated one or more
classes of Shares (each, a "Class") for some or all of the Series pursuant to
one or more designations of Classes (the "Prior Designations"); and
WHEREAS, in connection with the adoption of an Amended and Restated
Agreement and Declaration of Trust dated as of July 1, 2008 (the
"Declaration"), pursuant to Section 4.9(b) of the Declaration, the previously
established and designated Classes were included on Schedule B to the
Declaration, which was deemed an amendment and restatement of the Prior
Designations; and
WHEREAS, the Trustees of the Trust, acting pursuant to Section 4.9 of the
Declaration, divided Shares of two additional Series of the Trust called
"Pioneer Absolute Return Credit Fund" and "Pioneer Multi-Asset Floating Rate
Fund" into the Classes of Shares listed below with respect to such additional
Series, effective as of January 11, 2011, with such relative rights,
preferences, privileges, limitations, restrictions and other relative terms as
are set forth below; and
WHEREAS, the Trustees of the Trust, acting pursuant to Section 4.9 of the
Declaration, changed the name of the series "Pioneer Multi-Asset Floating Rate
Fund" to "Pioneer Multi-Asset Ultrashort Income Fund," effective as of March 6,
2012; and
WHEREAS, the Trustees of the Trust, acting pursuant to Section 4.9 of the
Declaration, have divided the Shares of the Series of the Trust called "Pioneer
Fundamental Growth Fund" into one additional Class of Shares called "Class Z
Shares", effective as of March 6, 2012, with such relative rights, preferences,
privileges, limitations, restrictions and other relative terms as are set forth
below; and
WHEREAS, the Trustees of the Trust, acting pursuant to Section 4.9 of the
Declaration, have divided the Shares of the Series of the Trust called "Pioneer
Fundamental Growth Fund" into one additional Class of Shares called "Class K
Shares", effective as of September 11, 2012, with such relative rights,
preferences, privileges, limitations, restrictions and other relative terms as
are set forth below; and
WHEREAS, the Trustees of the Trust, acting pursuant to Section 4.9 of the
Declaration, have divided the Shares of the Series of the Trust called "Pioneer
Multi-Asset Ultrashort Income Fund" into one additional Class of Shares called
"Class K Shares," effective as of September 11, 2012, with such relative
rights, preferences, privileges, limitations, restrictions and other relative
terms as are set forth below; and
WHEREAS, this Schedule B to the Declaration shall be deemed to be an
amendment and restatement of the Schedule B to the Declaration effective as of
July 1, 2008;
NOW THEREFORE, the following Classes as listed below with respect to the
identified Series of the Trust have been established with such relative rights,
preferences, privileges, limitations, restrictions and other relative terms as
are set forth below:
Series Classes
------ -------
Pioneer Absolute Return Credit Fund Class A
Class C
Class R
Class Y
Class Z
Pioneer Fundamental Growth Fund Class A
Class B
Class C
Class K
Class R
Class Y
Class Z
Pioneer Multi-Asset Ultrashort Income Fund Class A
Class C
Class K
Class R
Class Y
Class Z
1. Each Share of each Class is entitled to all the rights and preferences
accorded to Shares under the Declaration.
2. The number of authorized Shares of each Class is unlimited.
3. All Shares of a Class of a Series shall be identical with each other and
with the Shares of each other Class of the same Series except for such
variations between Classes as may be authorized by the Trustees from time to
time and set forth in the Trust's then currently effective registration
statement under the Securities Act of 1933 to the extent pertaining to the
offering of Shares of the Class of such Series, as the same may be amended and
supplemented from time to time ("Prospectus"). The Trustees may change the name
or other designation of a Class; and take such other action with respect to the
Classes as the Trustees may deem desirable.
4. With respect to the Shares of a Class of a Series, (a) the time and method
of determining the purchase price, (b) the fees and expenses, (c) the
qualifications for ownership, if any, (d) minimum purchase amounts, if any, (e)
minimum account size, if any, (f) the price, terms and manner of redemption of,
(g) any conversion or exchange feature or privilege , (h) the relative
dividend rights, and (i) any other relative rights, preferences, privileges,
limitations, restrictions and other relative terms have been established by
the Trustees in accordance with the Declaration and are set forth in the
Prospectus with respect to such Class of such Series.
5. The Trustees may from time to time modify any of the relative rights,
preferences, privileges, limitations, restrictions and other relative terms of
a Class of a Series that have been established by the Trustees, divide or
combine the issued or unissued Shares of any Class of a Series into a greater
or lesser number; classify or reclassify any issued or unissued Shares of any
Class of a Series into one or more Classes of such Series; combine two or more
Classes of a
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Series into a single Class of such Series; in each case without any action or
consent of the Shareholders.
6. The designation of any Class hereby shall not impair the power of the
Trustees from time to time to designate additional Classes of Shares of a
Series or terminate any one or more Classes of a Series hereby designated.
7. Capitalized terms not defined herein have the meanings given to such terms
in the Declaration.
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