AMENDMENT NINE TO
ADMINISTRATIVE SERVICE AGREEMENT
THIS NINTH AMENDMENT TO THE ADMINISTRATIVE SERVICE AGREEMENT is effective as
indicated herein, by and between TRANSAMERICA LIFE INSURANCE AND ANNUITY
COMPANY, hereinafter referred to as "Transamerica," a North Carolina
corporation, and LEGACY MARKETING GROUP, hereinafter referred to as "LMG," a
California corporation.
WHEREAS, Transamerica and LMG entered into an Administrative Service Agreement,
dated May 29, 1998, as amended, hereinafter referred to as the "Agreement,"
wherein LMG agreed to provide certain Transamerica accounting and service
functions in consideration of the fees as set forth in APPENDIX B of the
Agreement.
NOW, THEREFORE, in consideration of the foregoing recitals and mutual promises
hereinafter contained and other good and valuable consideration, the parties
hereto do agree as follows:
1. Appendix A, attached hereto, is restated in its entirety effective
September 22, 2003.
2. Appendix D, "Schedule of Authorized Personnel," is hereby amended to
read as follows regarding persons authorized to represent Transamerica
:
Representing Transamerica
Authorized to provide day to day direction of LMG employees for items not
covered in this Agreement
Xxxxxxxx Xxxxx
Xxxx Xxxxx
3. All other provisions in the Agreement not specifically amended above
remain in effect and unchanged.
IN WITNESS HEREOF, the parties have hereto executed this Amendment No. 9.
LEGACY MARKETING GROUP TRANSAMERICA LIFE INSURANCE AND
ANNUITY COMPANY
By /s/ Xxx Xxxx By Xxxx Xxx
--------------------------------- ---------------------------------
Title VP of Marketing Title Vice President
--------------------------------- ---------------------------------
Date 5/7/04 Date 5/17/04
--------------------------------- ---------------------------------
APPENDIX A
ADMINISTRATIVE SERVICES AGREEMENT
September 22, 0000
XXXXXXXXXX XXXXXXXXX:
All states (except New York, Hawaii and Alabama) and the District of Columbia
POLICY FORMS
----------------------------------- ----------------------------------- ---------------------------- -------------------------------
PRODUCT NAME POLICY FORM NUMBERS* Effective Dates Discontinuance Dates
----------------------------------- ----------------------------------- ---------------------------- -------------------------------
SelectMark(R) Series
----------------------------------- ----------------------------------- ---------------------------- -------------------------------
SelectMark(R)5 75/25 T-CTMY0298-5-75/25; 5/29/98 3/3/03
T-PTMY0298-5-7525
----------------------------------- ----------------------------------- ---------------------------- -------------------------------
SelectMark(R)7 75/25 T-CMY0799-7-75/25; 10/18/99 3/3/03
T-PMY0799-7-75/25
----------------------------------- ----------------------------------- ---------------------------- -------------------------------
SelectMark(R)10 75/25 T-CTMY0298-10-75/25; 5/29/98 3/3/03
T-PTMY0298-10-75/25
------------------------------------------------------------------------------------------------------------------------------------
SelectMark(R) Secure Series
------------------------------------------------------------------------------------------------------------------------------------
SelectMark(R)5 Secure (formerly T-CTMY0298-5-50/50; 7/10/2000 3/3/03
known as the SelectMark(R)5 50/50) T-PTMY0298-5-50/50 (5/29/98 for
SelectMark(R) 5 50/50)
----------------------------------- ----------------------------------- ---------------------------- -------------------------------
SelectMark(R)7 Secure (formerly T-CMY0799-7-50/50; 7/10/2000 3/3/03
known as the SelectMark(R)7 50/50) T-PMY0799-7-50/50 (10/18/99 for SelectMark(R)
7 50/50)
------------------------------------------------------------------------------------------------------------------------------------
SelectMark(R) Special Edition Series
------------------------------------------------------------------------------------------------------------------------------------
Selectmark(R)5 Special Edition T-PSMSE-0801-5 01/02/02 3/3/03
T-CSMSE-0801-5
----------------------------------- ----------------------------------- ---------------------------- -------------------------------
SelectMark(R)7 Special Edition T-CMY0799-7-100; 10/18/99 3/3/03
T-PMY0799-7-100
----------------------------------- ----------------------------------- ---------------------------- -------------------------------
SelectMark(R)7 Special Edition T-CEIA-0500-7 7/26/2000 3/3/03
Equity Index Strategy
----------------------------------- ----------------------------------- ---------------------------- -------------------------------
SelectMark(R)10 Special Edition T-CTMY0298-10-50/50; 2/9/99 3/3/03 for all states except
(formerly known as the Select T-PTMY0298-10-50/50 5/29/98 for Florida.
Xxxx(R)10 50/50) SelectMark(R)10 50/50) 9/22/03 for plan codes ARIH52
& ARIR52 in Florida
----------------------------------- ----------------------------------- ---------------------------- -------------------------------
SelectMark(R)10 Special Edition T-CMY1099-10-100; 4/6/2000 3/3/03
with STS T-PMY1099-10-100
----------------------------------- ----------------------------------- ---------------------------- -------------------------------
SelectMark(R)10 Special Edition T-CEIA-0500-10; 7/26/2000 3/3/03
Equity Index Strategy T-PEIA-0500-10
----------------------------------- ----------------------------------- ---------------------------- -------------------------------
SelectMark(R)10 Special Edition T-CEIA-0500-10STS; 7/26/2000 3/3/03
with STS and Equity Index Strategy T-PEIA-0500-10STS
----------------------------------- ----------------------------------- ---------------------------- -------------------------------
Selectmark(R) Special Edition Plus T-C-SMSE-0402-10-4; 04/30/02
4 T-P-SMSE-0402-10-4
----------------------------------- ----------------------------------- ---------------------------- -------------------------------
Selectmark(R)Special Edition Plus T-C-SMSE-0402-10-0; 05/06/02 3/3/03
T-P-SMSE-0402-10-0
------------------------------------------------------------------------------------------------------------------------------------
SelectMark(R) Elite Series
------------------------------------------------------------------------------------------------------------------------------------
SelectMark(R)5 Elite T-C390-0701-5; 9/1/01
T-P390-0701-5
----------------------------------- ----------------------------------- ---------------------------- -------------------------------
SelectMark(R)7 Elite T-C390-0701-7; 9/1/01
T-P390-0701-7
----------------------------------- ----------------------------------- ---------------------------- -------------------------------
SelectMark(R) 10 Elite T-C390-0701-10; 9/1/01
T-P390-0701-10
----------------------------------- ----------------------------------- ---------------------------- -------------------------------
1
----------------------------------- ----------------------------------- ---------------------------- -------------------------------
PreferMark Series
------------------------------------------------------------------------------------------------------------------------------------
PreferMark Platinum T-CMY0500-9; 7/26/2000 7/1/03
T-PMY0500-9
----------------------------------- ----------------------------------- ---------------------------- -------------------------------
PreferMark Gold T-CMY0500-10; 7/26/2000 7/1/03
T-PMY0500-10
------------------------------------------------------------------------------------------------------------------------------------
Riders
------------------------------------------------------------------------------------------------------------------------------------
Beneficiary Rider T-CBR-0799; 10/18/99
T-PBR-0799
----------------------------------- ----------------------------------- ---------------------------- -------------------------------
Beneficiary Rider Plus T-PBRII-0400;
T-CBRII-0400 7/26/2000
----------------------------------- ----------------------------------- ---------------------------- -------------------------------
* Including all State required variations of the above referenced
products/policy form numbers
"Discontinuance Date"
---------------------
The discontinuance date is the date which on or after no further applications
will be accepted. No new policies may be issued for applications received on or
after the discontinuance date.
1. For the products earmarked to be withdrawn effective March 3rd, 2003 in the
case of 1035 exchanges and other transfers between financial institutions,
the application and completed exchange transfer paperwork must be received
by March 3rd, 2003 and the transferred funds completed by June 6th, 2003 in
order for the policy to be issued.
2. For the products earmarked to be withdrawn effective July 1, 2003 in the
case of 1035 exchanges and other transfers between financial institutions,
the application and completed exchange transfer paperwork must be received
by July 1, 2003 and the transferred funds completed by September 26, 2003
in order for the policy to be issued.
3. For the products earmarked to be withdrawn effective September 22, 2003 in
the case of 1035 exchanges and other transfers between financial
institutions, the application and completed exchange transfer paperwork
must be received by September 22, 2003 and the transferred funds received
by December 20, 2003 in order for the policy to be issued.
Notwithstanding the foregoing, LMG shall continue to provide administrative
services for such policies.
2
