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AWARD/CONTRACT 1. THIS CONTRACT IS A RATED ORDER UNDER DP AS (15 CFR 36X) RATING PAGE OF PAGES
XXXXXXX 1 20
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2. CONTRACT XXXXXXXXXXXX 3. EFFECTIVE DATE 4. XXXXXXXXXXXXXXXXXXXXXXXXXXXXX
M00014-97-C-0386 SEE BLOCK 20C 97PRO7477-XX/XX JUL 1997/ XXX 312 JZ
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5. ISSUED BY CODE N00014 6. ADMINISTERED BY XXXXX CODE 30507A
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OFFICE OF NAVAL RESEARCH DCMC SAN FRANCISCO
ONR 251: XXXX XXXXX (703)698-2574 0000 XXXXXXXX XXXXXX
XXXXXXXX XXXXX XXX XXXXXXXXX, XX 00000-0000
000 XXXXX XXXXXX XXXXXX
XXXXXXXXX, XX 00000-0000
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7. NAME XXX XXXXXXX XX XXXXXXXXXX (Xx., xxxxxx, xxxx, xxxxxx, Xxxxx and ZIP Code) 8. DELIVERY
See SECTION F of Schedule
ORYX TECHNOLOGY CORPORATION / / FOR XXX / / OTHER (See below)
00000 XXXXXXX XXXXXXX
XXXXXXX, XX 00000 ----------------------------------------------
9. DISCOUNT FOR PROMPT
PAYMENT
N.A.
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10. SUBMIT INVOICES (4 ITEM
----------------------------------------------------------------------------------- copies unless otherwise SEE SECTION 8.1.
CODE XXXXX FACILITY CODE specified) TO THE ADDRESS
SHOWN / /
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11. SHIP XXXXX FOR CODE N00014 12. PAYMENT WILL BE MADE BY CODE SC1004
-------------- -----------------
PROGRAM OFFICER DFAS COLUMBUS CENTER
SEE SECTION F-DELIVERIES OR PERFORMANCE DFAS CO VAN NUYS DIVISION
XX XXX 000000
XXXXXXXX, XX 00000-0000
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13. AUTHORITY FOR USING OTHER THAN FULL AND OPEN COMPETITION: 14. ACCOUNTING AND APPROPRIATION DATA
/ / 10 U.S.C. XXXX (N/A ) / / 41 U.S.C.(25XXXXX SEE ATTACHED FINANCIAL ACCOUNTING DATA SHEET(S)
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15A. ITEM NO. 15B. SUPPLIES/SERVICES 15C. QUANTITY 15D. UNIT 15E. UNIT PRICE 15F. AMOUNT
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SEE SECTION B OF SCHEDULE
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15G. TOTAL AMOUNT OF CONTRACT $740,824.00
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16. TABLE OF CONTENTS
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/x/ SEC. DESCRIPTION PAGE(S) /x/ SEC. DESCRIPTION PAGE(S)
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PART I - THE SCHEDULE PART II - CONTRACT CLAUSES
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/x/ A SOLICITATION/CONTRACT FORM 1 /x/ I CONTRACT CLAUSES 9-20
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/x/ B SUPPLIES OR SERVICES AND PRICES/COSTS 2 PART III - LIST OF DOCUMENTS, EXHIBITS AND OTHER ATTACH.
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/x/ C DESCRIPTION/SPECS/WORK STATEMENT 2 /x/ J LIST OF ATTACHMENTS 20
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/x/ D PACKAGING AND MARKING 2 PART IV - REPRESENTATIONS AND INSTRUCTIONS
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/x/ E INSPECTION AND ACCEPTANCE 2 /x/ K REPRESENTATIONS, CERTIFICATIONS AND 20
--------------------------------------------------------------------- OTHER STATEMENTS OF OFFERORS
/x/ F DELIVERIES OR PERFORMANCE 3
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/x/ G CONTRACT ADMINISTRATION DATA 3-6 L XXSTRS., CONDS. AND NOTICES TO OFFERORS
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/x/ H SPECIAL CONTRACT REQUIREMENTS 6-8 M EVALUATION FACTORS FOR AWARD
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CONTRACTING OFFICER WILL COMPLETE ITEM 17 OR 18 AS APPLICABLE
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17. /xxx/ CONTRACTOR'S NEGOTIATED AGREEMENT (CONTRACTOR IS 18. / / AWARD (CONTRACTOR IS NOT REQUIRED TO SIGN THIS
REQUIRED TO SIGN THIS DOCUMENT DOCUMENT) YOUR OFFER OR SOLICITATION
AND RETAIN 2 COPIES TO ISSUING OFFICER) CONTRACTOR AGREES TO NUMBER_________, INCLUDING THE ADDITIONS OR CHANGES MADE BY YOU
FURNISH AND DELIVER ALL ITEMS OR PERFORM ALL THE SERVICES SET WHICH ADDITIONS OR CHANGES ARE SET FORTH IN FULL ABOVE, IS
FORTH OR OTHERWISE IDENTIFIED ABOVE AND ON ANY MATHEMATICS HEREBY ACCEPTED AS TO THE ITEMS LISTED ABOVE AND ON ANY
SHEETS FOR THE CONSIDERATION STATED HEREIN. THE RIGHTS AND MATHEMATICS SHEETS. THIS AWARD XXXXXXX THE CONTRACT WHICH
OBLIGATIONS OF THE PARTIES TO THIS CONTRACT SHALL BE SUBJECT CONSISTS OF THE FOLLOWING DOCUMENTS: (a) THE GOVERNMENT'S
TO AND GOVERNED BY THE FOLLOWING DOCUMENTS: (a) THIS SOLICITATION AND YOUR OFFER, AND (b) THIS AWARD/CONTRACT ACT.
AWARD/CONTRACT, (b) THE SOLICITATION, IF ANY, AND (c) SUCH NO FURTHER CONTRACTUAL DOCUMENT IS NECESSARY.
PROVISIONS, REPRESENTATIONS, CERTIFICATIONS, AND
SPECIFICATIONS, AS ARE ATTACHED OR INCORPORATED BY REFERENCE
HEREIN. (ATTACHMENTS ARE LISTED HEREIN.)
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19A. NAME AND TITLE OF SIGNER (TYPE OR PRINT) 20A. NAME OF CONTRACTING OFFICER
Xxxxx Xxxxxxxx, Director of Technology
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19B. XXXXXX 19C. DATE SIGNED 20B. XXXXXX XXXXXX XX XXXXXXX 00X. DATE SIGNED
BY /s/ Xxxxx Xxxxxxxx 9/10/97 BY
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(SIGNATURE OF PERSON AUTHORIZED TO SIGN) (SIGNATURE OF CONTRACTING OFFICER)
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SECTION B - SUPPLIES OR SERVICES AND PRICES/COSTS
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ITEM ESTIMATED TOTAL ESTIMATED
NO. SUPPLIES/SERVICES COST FIXED FEE COST & FIXED FEE
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0001 The Contractor shall furnish the necessary $729,745.00 $11,079.00 $740,824.00
personnel and facilities to conduct
research as described in Section C.
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0002 Reports and Data in accordance with NSP
Exhibit A (DD Form 1423)
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TOTAL ESTIMATED CONTRACT $729,745.00 $11,079.00 $740,824.00
CONSIDERATION:
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SECTION C - DESCRIPTION/SPECIFICATIONS/WORK STATEMENT
1. The Contractor shall conduct research in accordance with the proposal
described below which was submitted by the Contractor in response to
Department of Defense Program Solicitation Number 96.1, Small Business
Innovation Research (SBIR) Program:
Topic Number: BMD096-014
Title Proposed by Firm: Novel Surge Suppression Devices
Date: 30 DEC 1996
2. Section E, entitled "Phase II Work Plan", on pages 24 through 37 of the
above-described proposal are hereby incorporated into this contract by
reference.
SECTION D - PACKAGING AND MARKING
Preservation, packaging, packing and marking of all deliverable contract line
items shall conform to normal commercial packaging standards to assure safe
delivery at destination.
SECTION E - INSPECTION AND ACCEPTANCE
Inspection and acceptance of the deliverables under this contract will be
accomplished by the Program Officer designated in Section F of this contract,
who shall have at least thirty (30) days after contractual delivery for
acceptance.
CONTRACT NUMBER: N00014-97-C-0386 Page 2 of 20
SECTION F - DELIVERIES OR PERFORMANCE
1. The research work under this contract shall be conducted during the
period from the effective date through 21 JUL 1999. A final report will be
prepared, submitted, reproduced, and distributed by sixty days thereafter
unless the contract is extended, in which case, the final report will be
prepared in accordance with the terms of such extension.
a. Item No. 0002 of Section B (Reports and Data) shall be delivered
within the time periods stated in Exhibit A, F.O.B. Destination.
2. Distribution, consignment and marking instructions for all contract line
items shall be in accordance with the following:
a. Item No. 0002 shall be shipped X.X.X. Xxxxxx xx Xxxxx Xxxxxxxx,
Xxxxxxxxx, Xxxxxxxx 00000-0000, consigned to:
Program Officer
Office of Naval Research
Ballston Tower One
000 Xxxxx Xxxxxx Xxxxxx
Xxxxxxxxx, XX 00000-0000
Attn: Xxxx Xxxxxx, ONR 312
Ref: Contract N00014-97-C-0386
SECTION G - CONTRACT ADMINISTRATION DATA
1. NAPS 5252.232-9001 SUBMISSION OF INVOICES (COST REIMBURSEMENT,
TIME-AND-MATERIALS, LABOR-HOUR, OR FIXED PRICE INCENTIVE) (JUL 1992)
(a) "Invoice" as used in this clause includes contractor requests for
interim payments using public vouchers (SF 1034) but does not include
contractor requests for progress payments under fixed price incentive
contracts.
(b) The Contractor shall submit invoices and any necessary supporting
documentation, in an original and 4 copies, to the contract auditor at the
following address:
Defense Contract Audit Agency
Western Region
Eastern Bay Branch Xxxxxx
00000 Xxxxx Xxxxx Xxxxxxx, Xxxxx 000
Xxxxxxx, XX 00000-0000
unless delivery orders are applicable, in which case invoices will be
segregated by individual order and submitted to the address specified in the
order. In addition, an information copy shall be submitted to the Program
Officer identified in Section F.2a of this contract. Following
CONTRACT NUMBER: N00014-97-C-0386 Page 3 of 20
verification, the contract auditor will forward the invoice to the designated
payment office for payment in the amount determined to be owing, in
accordance with the applicable payment (and fee) clause(s) of this contract.
(c) Invoices requesting interim payments shall be submitted no more
than once every two weeks, unless another time period is specified in the
Payments clause of this contract. For indefinite delivery type contracts,
interim payment invoices shall be submitted no more than once every two weeks
for each delivery order. There shall be a lapse of no more than 30 calendar
days between performance and submission of an interim payment invoice.
(d) In addition to the information identified in the Prompt Payment
clause herein, each invoice shall contain the following information, as
applicable:
(1) Contract line item number (CLIN)
(2) Subline item number (SLIN)
(3) Accounting Classification Reference Number (ACRN)
(4) Payment terms
(5) Procuring activity
(6) Date supplies provided or services performed
(7) Costs incurred and allowable under the contract
(8) Vessel (e.g., ship, submarine or other craft) or system for
which supply/service is provided.
(e) A DD Form 250, "Material Inspection and Receiving Report" is
required only with the final invoice.
(f) A Certificate of Performance shall be provided with each invoice
submittal.
(g) The Contractor's final invoice shall be identified as such, and
shall list all other invoices (if any) previously tendered under this
contract.
(h) Costs of performance shall be segregated, accumulated and invoiced
to the appropriate ACRN categories to the extent possible. When such
segregation of costs by ACRN is not possible for invoices submitted with
CLINS/SLINS with more than one ACRN, an allocation ratio shall be established
in the same ratio as the obligations cited in the accounting data so that
costs are allocated on a proportional basis.
2. SUBMISSION OF INVOICES DIRECT TO PAYMENT OFFICE
a. Pursuant to DFARS 242.803(b)i)(C), if the cognizant Government
auditor has notified the contractor of its authorization to do so, the
contractor may submit interim vouchers under this contract direct to the
payment office shown in Block 12 of SF-26 instead of to the address shown in
subparagraph (b) of section G.1 above.
b. Such authorization does not extend to the first and final vouchers.
The contractor shall continue to submit first vouchers to the cognizant
auditor shown in subparagraph (b) of section G.1.
CONTRACT NUMBER: N00014-97-C-0386 Page 4 of 20
above. The final voucher shall be submitted to the Administrative Contracting
Officer (SF-26 block 6) with a copy to the cognizant auditor.
3. METHOD OF PAYMENT
As consideration for the proper performance of the work and services required
under this contract, the Contractor shall be paid as follows:
a. Costs, as provided for under the contract clause entitled "Allowable
Cost and Payment", not to exceed the amount set forth as "Estimated Cost" in
Section B, subject to the contract clause entitled "Limitation of Cost" or
"Limitation of Funds", whichever is applicable.
b. A fixed fee in the amount set forth as "Fixed Fee" in Section B, in
accordance with the contract clause entitled "Fixed Fee", which shall be paid
upon completion of the work and services required under this contract and
upon final acceptance by the Contracting Officer, however, the Contractor may
xxxx on each voucher the amount of the fee bearing the same percentage to the
total fixed fee as the amount of cost billed bears to the total estimated
cost.
4. PROCURING OFFICE REPRESENTATIVES
a. In order to expedite administration of this contract, the Administrative
Contracting Officer should direct inquiries to the appropriate office listed
below. Please do not direct routine inquiries to the person listed in Block
20A of the Standard Form 26.
Contract Negotiator - Xxxx Xxxxx, ONR 251, (000)000-0000, DSN 000-0000
Program Officer (Inspection and Acceptance) - Xxxx Xxxxxx, ONR 312,
(000)000-0000, DSN 426-1437
Security Matters - Xx. Xxxxxxxx Xxxxxx, ONR 93, (000)000-0000, DSN
000-0000
Patent Matters - Xx. Xxxxx Xxxxxx, ONR 00CC, (000)000-0000, DSN 426-4007
b. The Administrative Contracting Officer will forward invention disclosures
and reports directly to Patent Counsel (Code 00CC), Office of Naval Research,
Department of the Navy, Xxxxxxxxx, Xxxxxxxx 00000-0000. The Patent Counsel
will return the reports along with a recommendation to the Administrative
Contracting Officer. The Patent Counsel will represent the Contracting
Officer with regard to invention reporting matters arising under this
contract.
5. TYPE OF CONTRACT
This is a cost-plus-fixed-fee COMPLETION contract.
6. INDIVIDUAL COMPENSATION CAPS
As required by Congressional enactment, individual compensation at a rate
in excess of $200,000 a year for contracts funded with Fiscal Year 1996
appropriations and individual
CONTRACT NUMBER: N00014-97-C-0386 Page 5 of 20
compensation at a rate in excess of $250,000 a year for contracts funded with
Fiscal Year 1997 appropriations are unallowable costs under this contract and
may not be reimbursed from Government funds obligated hereto.
For purposes of applying the FY 96 compensation limitation, compensation
is as defined in FAR 31.205-6(a). For purposes of applying the FY 97
compensation limitation, compensation is as defined in DFARS
231.205-6(a)(2)(ii).
SECTION H - SPECIAL CONTRACT REQUIREMENTS
1. ONR 5252.235-9714 REPORT PREPARATION (DEC 1988)
Scientific or technical reports prepared by the Contractor and deliverable
under the terms of this contract will be prepared in accordance with format
requirements contained in ANSI Z39.18, Scientific and Technical Reports:
Organization, Preparation and Production.
2. ONR 5252.210-9708 METRICATION REQUIREMENTS (DEC 1988)
(a) All scientific and technical reports delivered pursuant to the terms
of this contract shall identify units of measurement in accordance with the
International System of Units (SI) commonly referred to as the "Metric
System". Conversion to U.S. customary units may also be given where
additional clarity is deemed necessary. Guidance for application of the
metric system is contained in the American Society of Testing Materials
document entitled "Standard Practice for Use of the International System of
Units (The Modernized Metric System)" (ASTM Designation E380-89A).
(b) This provision also applies to journal article preprints, reprints,
commercially published books or chapters of books, theses or dissertations
submitted in lieu of a scientific and/or technical report.
3. Special SBIR Requirements (Phase II)
A minimum of one-half of the SBIR Project shall be carried out by the
proposing firm. The primary employment of the principal investigator shall
be with the Contractor at the time of award and during the conduct of the
proposed effort. Primary employment means that more than one-half of the
principal investigator's time is spent with the Contractor. Deviations from
the above requirements shall be approved in writing by the Contracting
Officer.
The research or research and development work under this contract shall be
performed by the Contractor in the United States. "United States" means the
several states, the Territories and possessions of the United States, the
Commonwealth of Puerto Rico, the Commonwealth of the Northern Mariana Islands,
the Trust Territory of the Pacific Islands, and the District of Columbia.
CONTRACT NUMBER: N00014-97-C-0386 Page 6 of 20
4. INVENTION DISCLOSURES AND REPORTS
The Contractor shall submit all invention disclosures and reports required by
the Patent Rights clause of this contract to the Administrative Contracting
Officer.
5. ONR 5252.242-9718 TECHNICAL DIRECTION (DEC 1988)
(a) Performance of the work hereunder is subject to the technical
direction of the Program Officer/COTR designated in this contract, or duly
authorized representative. For the purposes of this clause, technical
direction includes the following:
(1) Direction to the Contractor which shifts work emphasis between
work areas or tasks, requires pursuit of certain lines of inquiry, fills in
details or otherwise serves to accomplish the objectives described in the
statement of work;
(2) Guidelines to the Contractor which assist in the interpretation
of drawings, specifications or technical portions of the work description.
(b) Technical direction must be within the general scope of work stated
in the contract. Technical direction may not be used to:
(1) Assign additional work under the contract;
(2) Direct a change as defined in the contract clause entitled
"Changes";
(3) Increase or decrease the estimated contract cost, the fixed
fee, or the time required for contract performance;
(4) Change any of the terms, conditions or specifications of the
contract.
(c) The only individual authorized to in any way amend or modify any of
the terms of this contract shall be the Contracting Officer. When, in the
opinion of the Contractor, any technical direction calls for effort outside
the scope of the contract or inconsistent with this special provision, the
Contractor shall notify the Contracting Officer in writing within ten working
days after its receipt. The Contractor shall not proceed with the work
affected by the technical direction until the Contractor is notified by the
Contracting Officer that the technical direction is within the scope of the
contract.
(d) Nothing in the foregoing paragraphs may be construed to excuse the
Contractor from performing that portion of the work statement which is not
affected by the disputed technical direction.
6. ONR 5252.237-9705 KEY PERSONNEL (DEC 88)
(a) The Contractor agrees to assign to the contract tasks those persons
whose resumes were submitted with its proposal and who are necessary to
fulfill the requirements of the contract as "key personnel". No substitutions
may be made except in accordance with this clause.
CONTRACT NUMBER: N00014-97-C-0386 Page 7 of 20
(b) The Contractor understands that during the first ninety (90) days of
the contract performance period, no personnel substitutions will be permitted
unless these substitutions are unavoidable because of the incumbent's sudden
illness, death or termination of employment. In any of these events, the
Contractor shall promptly notify the Contracting Officer and provide the
information described in paragraph (c) below. After the initial ninety (90)
day period the Contractor must submit to the Contracting Officer all proposed
substitutions, in writing, at least 30 days in advance (60 days if security
clearance must be obtained) of any proposed substitution and provide the
information required by paragraph (c) below.
(c) Any request for substitution must include a detailed explanation of
the circumstances necessitating the proposed substitution, a resume for the
proposed substitute, and any other information requested by the Contracting
Officer. Any proposed substitute must have qualifications equal to or
superior to the qualifications of the incumbent. The Contracting Officer or
his/her authorized representative will evaluate such requests and promptly
notify the Contractor in writing of his/her approval or disapproval thereof.
(d) In the event that any of the identified key personnel cease to
perform under the contract and the substitute is disapproved, the contract
may be immediately terminated in accordance with the Termination clause of
the contract.
The following are identified as key personnel:
Xxxxx Xxxxxxxx, Technical Director
Xxxxxx Xxxxxxx, Principal Investigator
Xxx Xxxxxxxxx, Assistant Principal Investigator
CONTRACT NUMBER: N00014-97-C-0386 Page 8 of 20
SECTION I - CONTRACT CLAUSES
Cost-Plus-Fixed-Fee - Research and Development (SBIR) (MAR 1997) (1)
* Applies when contract action exceeds $10,000.
** Applies when contract action exceeds $100,000.
+ Applies when contract action exceeds $500,000.
x(DD 250).
(a) FAR 52.252-02 CLAUSES INCORPORATED BY REFERENCE (JUN 1988)
This contract incorporates the following clauses by reference, with the
same force and effect as if they were given in full text. Upon request, the
Contracting Officer will make their full text available.
I. FEDERAL ACQUISITION REGULATION (FAR) (48 CFR CHAPTER 1) CLAUSES: -
----------------------------------------------------------------------------------------------
**FAR 52.202-01 Definitions (OCT 1995)
----------------------------------------------------------------------------------------------
**FAR 52.203-03 Gratuities (APR 1984)
----------------------------------------------------------------------------------------------
FAR 52.203-05 Covenant Against Contingent Fees (APR 1984)
----------------------------------------------------------------------------------------------
FAR 52.203-07 Anti-Kickback Procedures (JUL 1995)
----------------------------------------------------------------------------------------------
**FAR 52.203-12 Limitation on Payments to Influence Certain Federal
Transactions (JAN 1990)
----------------------------------------------------------------------------------------------
**FAR 52.204-4 Printing/Copying Double-Sided on Recycled Paper (JUN
1996)
----------------------------------------------------------------------------------------------
FAR 52.204-05 Women-Owned Business (OCT 1995)
----------------------------------------------------------------------------------------------
FAR 52.211-15 Defense Priority and Allocation Requirements (SEP 1990)
----------------------------------------------------------------------------------------------
FAR 52.215-02 Audit and Records - Negotiation (AUG 1996)
----------------------------------------------------------------------------------------------
+FAR 52.215-22 Price Reduction for Defective Cost or Pricing Data (OCT
1995)
----------------------------------------------------------------------------------------------
+FAR 52.215-24 Subcontractor Cost or Pricing Data (OCT 1995)
----------------------------------------------------------------------------------------------
FAR 52.215-26 Integrity of Unit Prices (JAN 1997)
----------------------------------------------------------------------------------------------
FAR 52.215-26 Alternate I (JAN 1997) (Applicable if action contracted under
Other Than Full and Open Competition)
----------------------------------------------------------------------------------------------
FAR 52.215-27 Termination of Defined Benefit Pension Plans (MAR 1996)
----------------------------------------------------------------------------------------------
FAR 52.215-33 Order of Precedence (JAN 1986)
----------------------------------------------------------------------------------------------
FAR 52.215-39 Reversion or Adjustment of Plans for Postretirement
Benefits Other than Pensions (PRB) (MAR 1996)
----------------------------------------------------------------------------------------------
CONTRACT NUMBER: N00014-97-C-0386 Page 9 of 20
---------------------------------------------------------------------------------------------
FAR 52.216-07 Allowable Cost and Payment (MAR 1997)
---------------------------------------------------------------------------------------------
FAR 52.216-08 Fixed Fee (MAR 1997)
---------------------------------------------------------------------------------------------
FAR 52.217-07 Option for Increased Quantity-Separately Priced Line Item
(MAR 1989)
---------------------------------------------------------------------------------------------
FAR 52.219-06 Notice of Total Small Business Set-Aside (JUL 1996)
---------------------------------------------------------------------------------------------
**FAR 52.219-08 Utilization of Small, Small Disadvantaged, and Women-
Owned Small Business Concerns (OCT 1995)
---------------------------------------------------------------------------------------------
FAR 52.222-01 Notice to the Government of Labor Disputes (FEB 1997)
---------------------------------------------------------------------------------------------
**FAR 52.222-02 Payment for Overtime Premiums (JUL 1990) (Note: The
word "zero" is inserted in the blank space indicated by an
asterisk)
---------------------------------------------------------------------------------------------
FAR 52.222-03 Convict Labor (AUG 1996) (Reserved when FAR 52.222-20
Xxxxx-Xxxxx Public Contracts Act is applicable)
---------------------------------------------------------------------------------------------
FAR 52.222-04 Contract Work Hours and Safety Standards Act - Overtime
Compensation (JUL 1995)
---------------------------------------------------------------------------------------------
FAR 52.222-26 Equal Opportunity (APR 1984)
---------------------------------------------------------------------------------------------
*FAR 52.222-35 Affirmative Action for Special Disabled and Vietnam Era
Veterans (APR 1984)
---------------------------------------------------------------------------------------------
FAR 52.222-36 Affirmative Action for Handicapped Workers (APR 1984)
---------------------------------------------------------------------------------------------
*FAR 52.222-37 Employment Reports on Special Disabled Veterans and
Veterans of the Vietnam Era (JAN 1988)
---------------------------------------------------------------------------------------------
**FAR 52.223-02 Clean Air and Water (APR 1984)
---------------------------------------------------------------------------------------------
**FAR 52.223-14 Toxic Chemical Release Reporting (OCT 1996)
---------------------------------------------------------------------------------------------
FAR 52.225-11 Restrictions on Certain Foreign Purchases (OCT 1996)
---------------------------------------------------------------------------------------------
FAR 52.227-01 Authorization and Consent (JUL 1995) and Alternate 1
(APR 1984)
---------------------------------------------------------------------------------------------
**FAR 52.227-02 Notice and Assistance Regarding Patent and Copyright
Infringement (AUG 1996)
---------------------------------------------------------------------------------------------
FAR 52.227-20 Rights in Data - SBIR Program (MAR 1994)
---------------------------------------------------------------------------------------------
FAR 52.228-07 Insurance - Liability to Third Persons (MAR 1996) (Further
to paragraph (a)(3), unless otherwise stated in this
contract, type and limits of insurance required are as stated
in FAR 28.307-2)
---------------------------------------------------------------------------------------------
FAR 52.232-09 Limitation on Withholding of Payments (APR 1984)
---------------------------------------------------------------------------------------------
CONTRACT NUMBER: N00014-97-C-0386 Page 10 of 20
---------------------------------------------------------------------------------------------
**FAR 52.232-17 Interest (JUN 1996)
---------------------------------------------------------------------------------------------
FAR 52.232-23 Assignment of Claims (JAN 1986) and Alternate I (APR
1984)
---------------------------------------------------------------------------------------------
FAR 52.232-25 Prompt Payment (JUN 1997)
---------------------------------------------------------------------------------------------
FAR 52.232-33 Mandatory Information for Electronic Funds Transfer
Payment (AUG 1996)
---------------------------------------------------------------------------------------------
FAR 52.233-01 Disputes (OCT 1995)
---------------------------------------------------------------------------------------------
FAR 52.233-03 Protest After Award (AUG 1996) and Alternate I (AUG
1996)
---------------------------------------------------------------------------------------------
FAR 52.242-01 Notice of Intent to Disallow Costs (APR 1984)
---------------------------------------------------------------------------------------------
+FAR 52.242-03 Penalties for Unallowable Costs (OCT 1995)
---------------------------------------------------------------------------------------------
FAR 52.242-04 Certification of Indirect Costs (JAN 1997)
---------------------------------------------------------------------------------------------
**FAR 52.242-13 Bankruptcy (JUL 1995)
---------------------------------------------------------------------------------------------
FAR 52.242-15 Stop Work Order (AUG 1989) and Alternate I (APR 1984)
---------------------------------------------------------------------------------------------
FAR 52.243-02 Changes Cost-Reimbursement (AUG 1987) and Alternate V
(APR 1984)
---------------------------------------------------------------------------------------------
FAR 52.244-02 Subcontracts (Cost Reimbursement and Letter Contracts
(FEB 1997) and Alternate 1 (AUG 1996)
---------------------------------------------------------------------------------------------
**FAR 52.244-05 Competition in Subcontracting (DEC 1996)
---------------------------------------------------------------------------------------------
FAR 52.244-06 Subcontracts for Commercial Items and Commercial
Components (OCT 1995)
---------------------------------------------------------------------------------------------
FAR 52.245-05 Government Property (Cost Reimbursement, Time and
Material or Labor-Hour Contracts) (JAN 1986) (As modified
by DoD Class Deviation 95-00001 dated 14 July 1995)
---------------------------------------------------------------------------------------------
FAR 52.245-09 Use and Charges (APR 1984) (Deviation) (DoD Class
Deviation 96-00007, dated 6 September 1996)
---------------------------------------------------------------------------------------------
FAR 52.246-09 Inspection of Research and Development (Short Form)
(APR 1984)
---------------------------------------------------------------------------------------------
FAR 52.247-63 Preference for U.S. Flag Air Carriers (JAN 1997)
---------------------------------------------------------------------------------------------
FAR 52.249-06 Termination (Cost-Reimbursement) (SEP 1996)
---------------------------------------------------------------------------------------------
FAR 52.249-14 Excusable Delays (APR 1984)
---------------------------------------------------------------------------------------------
FAR 52.251-01 Government Supply Sources (APR 1984)
---------------------------------------------------------------------------------------------
FAR 52.253-01 Computer Generated Forms (JAN 1991)
---------------------------------------------------------------------------------------------
CONTRACT NUMBER: N00014-97-C-0386 Page 11 of 20
II. DEPARTMENT OF DEFENSE FAR SUPPLEMENT (DFARS) (48 CFR CHAPTER 2)
CLAUSES: -
---------------------------------------------------------------------------------------------
DFARS 252.203-7001 Special Prohibition on Employment (NOV 1995)
---------------------------------------------------------------------------------------------
DFARS 252.204-7003 Control of Government Personnel Work Product (APR
1992)
---------------------------------------------------------------------------------------------
**DFARS 252.209-7000 Acquisition from Subcontractors subject to On-Site
Inspection under the Intermediate Range Nuclear Forces
(INF) Treaty (NOV 1995)
---------------------------------------------------------------------------------------------
+DFARS 252.215-7000 Pricing Adjustments (DEC 1991)
---------------------------------------------------------------------------------------------
DFARS 252.227-7013 Rights in Technical Data - Noncommercial Items (JUN
1995) and Alternate I (NOV 1995)
---------------------------------------------------------------------------------------------
DFARS 252.227-7014 Rights in Noncommercial Computer Software and
Noncommercial Computer Software Documentation (JUN
1995)
---------------------------------------------------------------------------------------------
DFARS 252.227-7018 Rights in Noncommercial Technical Data and Computer
Software - Small Business Innovation Research (SBIR)
Program (JUN 1995)
---------------------------------------------------------------------------------------------
DFARS 252.227-7019 Validation of Asserted Restrictions - Computer Software
(JUN 1995)
---------------------------------------------------------------------------------------------
DFARS 252.227-7030 Technical Data - Withholding of Payment (OCT 1988)
---------------------------------------------------------------------------------------------
DFARS 252.227-7036 Certification of Technical Data Conformity (MAY 1987)
---------------------------------------------------------------------------------------------
DFARS 252.227-7037 Validation of Restrictive Markings on Technical Data (NOV
1995)
---------------------------------------------------------------------------------------------
DFARS 252.231-7000 Supplemental Cost Principles (DEC 1991)
---------------------------------------------------------------------------------------------
DFARS 252.232-7006 Reduction or Suspension of Contract Payments upon
Finding of Fraud (AUG 1992)
---------------------------------------------------------------------------------------------
DFARS 252.235-7002 Animal Welfare (DEC 1991)
---------------------------------------------------------------------------------------------
DFARS 252.242-7000 Postaward Conference (DEC 1991)
---------------------------------------------------------------------------------------------
DFARS 252.245-7001 Reports of Government Property (MAY 1994)
---------------------------------------------------------------------------------------------
xDFARS 252.246-7000 Material Inspection and Receiving Report (DEC 1991)
---------------------------------------------------------------------------------------------
DFARS 252.251-7000 Ordering from Government Supply Sources (MAY 1995)
---------------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------------
CONTRACT NUMBER: N00014-97-C-0386 Page 12 of 20
(b) THE FOLLOWING TWO CLAUSES ARE APPLICABLE TO CONTRACTS EXCEEDING $100,000:
52.203-8 CANCELLATION, RESCISSION, AND RECOVERY OF FUNDS FOR ILLEGAL OR
IMPROPER ACTIVITY (JAN 1997)
(a) If the Government receives information that a contractor or a person
has engaged in conduct constituting a violation of subsection (a), (b), (c),
or (d) of Section 27 of the Office of Federal Procurement Policy Act (41
U.S.C. 423) (the Act), as amended by section 4304 of the 1996 National
Defense Authorization Act for Fiscal Year 1996 (Pub. L. 104-106), the
Government may--
(1) Cancel the solicitation, if the contract has not yet been awarded or
issued; or
(2) Rescind the contract with respect to which--
(i) The Contractor or someone acting for the Contractor has been
convicted for an offense where the conduct constitutes a violation of
subsection 27 (a) or (b) of the Act for the purpose of either--
(A) Exchanging the information covered by such subsections
for anything of value; or
(B) Obtaining or giving anyone a competitive advantage in
the award of a Federal agency procurement contract; or
(ii) The head of the contracting activity has determined, based
upon a preponderance of the evidence, that the Contractor or someone acting
for the Contractor has engaged in conduct constituting an offense punishable
under subsections 27(e)(1) of the Act.
(b) If the Government rescinds the contract under paragraph (a) of this
clause, the Government is entitled to recover, in addition to any penalty
prescribed by law, the amount expended under the contract.
(c) The rights and remedies of the Government specified herein are not
exclusive, and are in addition to any other rights and remedies provided by
law, regulation, or under this contract.
52.203-10 PRICE OR FEE ADJUSTMENT FOR ILLEGAL OR IMPROPER ACTIVITY (JAN 1997)
(a) The Government, at its election, may reduce the price of a fixed-price
type contract and the total cost and fee under a cost-type contract by the
amount of profit or fee determined as set forth in paragraph (b) of this
clause if the head of the contracting activity or designee determines that
there was a violation of subsection 27 (a), (b), or (c) of the Office of
Federal Procurement Policy Act, as amended (41 U.S.C. 423), as implemented in
section 3.104 of the Federal Acquisition Regulation.
(b) The price or fee reduction referred to in paragraph (a) of this clause
shall be--
(1) For cost-plus-fixed-fee contracts, the amount of the fee
specified in the contract at the time of award;
(2) For cost-plus-incentive-fee contracts, the target fee specified
in the contract at the time of award, notwithstanding any minimum fee or "fee
floor" specified in the contract;
CONTRACT NUMBER: N00014-97-C-0386 Page 13 of 20
(3) For cost-plus-award-fee contracts--
(i) The base fee established in the contract at the time of
contract award;
(ii) If no base fee is specified in the contract, 30 percent
of the amount of each award fee otherwise payable to the Contractor for each
award fee evaluation period or at each award fee determination point.
(4) For fixed-price-incentive contracts, the Government may--
(i) Reduce the contract target price and contract target
profit both by an amount equal to the initial target profit specified in the
contract award; or
(ii) If an immediate adjustment to the contract price and
contract target profit would have a significant adverse impact on the
incentive price revision relationship under the contract, or adversely affect
the contract financing provisions, the Contracting Officer may defer such
adjustment until establishment of the total final price of the contract. The
total final price established in accordance with the incentive price revision
provisions of the contract shall be reduced by an amount equal to the initial
target profit specified in the contract at the time of contract award and
such reduced price shall be the total final contract price.
(5) For firm-fixed-price contracts, by 10 percent of the initial
contract price or a profit amount determined by the Contracting Officer from
records or documents in existence prior to the date of the contract award.
(c) The Government may, at its election, reduce a prime contractor's price
or fee in accordance with the procedures of paragraph (b) of this clause for
violations of the Act by its subcontractors by an amount not to exceed the
amount of profit or fee reflected in the subcontract at the time the
subcontract was first definitively priced.
(d) In addition to the remedies in paragraphs (a) and (c) of this clause,
the Government may terminate this contract for default. The rights and
remedies of the Government specified herein are not exclusive, and are in
addition to any other rights and remedies provided by law or under this
contract.
(c) ADDITIONAL FAR AND DFARS CLAUSES
This contract incorporates the following checked clauses by reference,
with the same force and effect as if they were given in full text. Upon
request, the Contracting Officer will make their full text available.
--------------------------------------------------------------------------------------------------------
FAR 52.204-02 Security Requirements (AUG 1996) (Applicable if contract will
generate or require access to classified information and DD
Form 254, Contract Security Classification Specification, is
issued to the contractor)
--------------------------------------------------------------------------------------------------------
X FAR 52.209-06 Protecting the Government's Interest when Subcontracting
with Contractors Debarred, Suspended, or Proposed for
Debarment (JUL 1995) (Applicable to contracts exceeding
$25,000 in value)
--------------------------------------------------------------------------------------------------------
CONTRACT NUMBER: N00014-97-C-0386 Page 14 of 20
--------------------------------------------------------------------------------------------------------
X FAR 52.215-31 Waiver of Facilities Capital Cost of Money (SEP 1987)
(Applicable if the Contractor did not propose facilities capital
cost of money in the offer)
--------------------------------------------------------------------------------------------------------
FAR 52.217-09 Option to Extend the Term of the Contract (MAR 1989)
(In paragraph (a), insert " ", and in paragraph (c), insert " ").
(Applicable if contract contains line item(s) for option(s)).
(Complete the spaces in parentheses).
--------------------------------------------------------------------------------------------------------
FAR 52.222-20 Xxxxx Xxxxx Public Contracts Act (DEC 1996) (Applicable if
the contract includes deliverable materials, supplies, articles
or equipment in an amount that exceeds or may exceed $10,000)
--------------------------------------------------------------------------------------------------------
FAR 52.222-28 Equal Opportunity Preaward Clearance of Subcontracts (APR
1984) (Applicable only when contract action exceeds
$1,000,000 or when any modification increases contract
amount to more than $1,000,000)
--------------------------------------------------------------------------------------------------------
X FAR 52.223-06 Drug-Free Workplace (JAN 1997) (Applies when contract
action exceeds $100,000 or at any value when the contract is
awarded to an individual)
--------------------------------------------------------------------------------------------------------
FAR 52.227-10 Filing of Patent Applications - Classified Subject Matter (APR
1984) (Applicable if contract is subject to FAR clauses
52.204-02 and either FAR 52.227-11 or FAR 52.227-12)
--------------------------------------------------------------------------------------------------------
X FAR 52.227-11 Patent Rights - Retention by the Contractor (Short Form)
(JUN 1989) (Applicable if contractor is a small business or
nonprofit organization)
--------------------------------------------------------------------------------------------------------
X FAR 52.232-20 Limitation of Cost (APR 1984) (Application only when contract
action is fully funded)
--------------------------------------------------------------------------------------------------------
FAR 52.232-22 Limitation of Funds (APR 1984) (Applicable only when
contract action is incrementally funded)
--------------------------------------------------------------------------------------------------------
FAR 52.239-01 Privacy or Security Safeguards (AUG 1996) (Applicable to
contracts for information technology which require security of
information technology, and/or are for the design,
development, or operation of a system of records using
commercial information technology services or support
services)
--------------------------------------------------------------------------------------------------------
DFARS 252.203-7002 Display of DoD Hotline Poster (DEC 1991) (Applicable only
when contract action exceeds $5 million or when any
modification increases contract amount to more than $5
million)
--------------------------------------------------------------------------------------------------------
CONTRACT NUMBER: N00014-97-C-0386 Page 15 of 20
--------------------------------------------------------------------------------------------------------
DFARS 252.204-7000 Disclosure of Information (DEC 1991) (Applies when
contractor will have access to or generate unclassified
information that may be sensitive and inappropriate for
release to the public)
--------------------------------------------------------------------------------------------------------
X DFARS 252.205-7000 Provision of Information to Cooperative Agreement Holders
(DEC 1991) (Applicable only when contract action exceeds
$500,000 or when any modification increases total contract
amount to more than $500,000)
--------------------------------------------------------------------------------------------------------
DFARS 252.209-7004 Reporting of Commercial Transactions with the Government
of a Terrorist Country (SEP 1994) (Applicable to contracts in
excess of $5,000,000)
--------------------------------------------------------------------------------------------------------
X DFARS 252.215-7002 Cost Estimating System Requirements (DEC 1991)
(Applicable only to contract actions exceeding $500,000
awarded on the basis of certified cost or pricing data)
--------------------------------------------------------------------------------------------------------
DFARS 252.223-7004 Drug-Free Work Force (SEP 1988) Applicable (a) if the
contract involves access to classified information; or (b) when
the contracting officer determines that the clause is necessary
for reasons of national security or for the purpose of
protection the health or safety of those using or affected by
the product of, or performance of, the contract
--------------------------------------------------------------------------------------------------------
DFARS 252.223-7006 Prohibition on Storage and Disposal of Toxic and Hazardous
Materials (APR 1993) (Applicable if work requires, may
require, or permits contractor performance on a DoD
installation)
--------------------------------------------------------------------------------------------------------
DFARS 252.225-7001 Buy American Act and Balance of Payments Program (JAN
1994) (Applicable if the contract includes deliverable supplies)
--------------------------------------------------------------------------------------------------------
DFARS 252.225-7002 Qualifying Country Sources as Subcontractors (DEC 1991)
(Applicable when clause at DFARS 252.225-7001 applies)
--------------------------------------------------------------------------------------------------------
DFARS 252.225-7008 Supplies to be Accorded Duty-Free Entry (DEC 1991)
(Applicable when clause at DFARS 252.225-7009 applies)
--------------------------------------------------------------------------------------------------------
DFARS 252.225-7009 Duty Free Entry - Qualifying Country End Products and
Supplies (DEC 1991) (Applicable if contract includes
deliverable supplies)
--------------------------------------------------------------------------------------------------------
DFARS 252.225-7010 Duty Free Entry - Additional Provisions (DEC 1991)
(Applicable when clause at DFARS 252.225-7009 applies)
--------------------------------------------------------------------------------------------------------
DFARS 252.225-7016 Restriction on Acquisition of Ball and Roller Bearings (JUN
1997) (Applicable if contract includes deliverable supplies,
unless Contracting Officer knows that items being acquired
do not contain ball or roller bearings)
--------------------------------------------------------------------------------------------------------
CONTRACT NUMBER: N00014-97-C-0386 Page 16 of 20
--------------------------------------------------------------------------------------------------------
X DFARS 252.225-7026 Reporting of Contract Performance Outside the United States
(NOV 1995) (Applicable only when contract action exceeds
$500,000 or when any modification increases contract value
to more than $500,000)
--------------------------------------------------------------------------------------------------------
X DFARS 252.227-7034 Patents - Subcontracts (APR 1984) (Applicable when clause
at FAR 52.227-11 applies)
--------------------------------------------------------------------------------------------------------
X DFARS 252.227-7039 Patents - Reporting of Subject Inventions (APR 1990)
(Applies when clause at FAR 52.227-11 applies)
--------------------------------------------------------------------------------------------------------
DFARS 252.249-7001 Notification of Substantial Impact on Employment (DEC 1991)
(Applies to all prime contracts valued at $5 million or more,
and to all contracts with subcontracts of $500,000 or more)
--------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------
(d) THE FOLLOWING CLAUSE IS APPLICABLE TO CONTRACT ACTIONS EXCEEDING
$100,000:
X DFARS 252.247-7023 Transportation of Supplies by Sea (NOV 1995)
---
(a) As used in this clause:
(1) "Components" means articles, materials, and supplies
incorporated directly into end products at any level of manufacture,
fabrication or assembly by the Contractor or any subcontractor.
(2) "Department of Defense" (DoD) means the Army, Navy, Air
Force, Marine Corps, and Defense agencies.
(3) "Foreign flag vessel" means any vessel that is not a
U.S.-flag vessel.
(4) "Ocean transportation" means any transportation aboard a
ship, vessel, boat, barge, or ferry through international waters.
(5) "Subcontractor" means a supplier, materialman, distributor
or vendor at any level below the prime contractor whose contractual
obligation to perform results from, or is conditioned upon, award of the
prime contract and who is performing any part of the work or other
requirement of the prime contract. However, effective May 1, 1996, the term
does not include a supplier, materialman, distributor or vendor of commercial
items or commercial components.
(6) "Supplies" means all property, except land and interests in
land, that is clearly identifiable for eventual use by or owned by the DoD at
the time of transportation by sea.
(i) An item is clearly identifiable for eventual use by
the DoD if, for example, the contract documentation contains a reference to a
DoD contract number or a military destination.
(ii) "Supplies" includes (but is not limited to) public
works; buildings and facilities; ships; floating equipment and vessels of
every character, type and description,
CONTRACT NUMBER: N00014-97-C-0386 Page 17 of 20
with parts, subassemblies, accessories and equipment; machine tools;
material; equipment; stores of all kinds; end items; construction materials;
and components of the foregoing.
(7) "U.S.-flag vessel" means a vessel of the United States or
belonging to the United States, including any vessel registered or having
national status under the laws of the United States.
(b) The Contractor shall employ United States-flag vessels in the
transportation by sea of any supplies to be furnished in the performance of
this contract. The Contractor and its subcontractors may request that the
Contracting Officer authorize shipment in foreign-flag vessels, or designate
U.S.-flag vessels, if the Contractor or a subcontractor believes that --
(1) U.S.-flag vessels are not available for timely shipment;
(2) The freight charges are inordinately excessive or unreasonable;
or
(3) Freight charges are higher than charges to private persons for
transportation of like goods.
(c) The Contractor must submit any request for use of other than
U.S.-flag vessels in writing to the Contracting Officer at least 45 days
prior to the sailing date necessary to meet its delivery schedules. The
Contracting Officer will process requests submitted after such date(s) as
expeditiously as possible, but the Contracting Officer's failure to grant
approvals to meet the shipper's sailing date will not of itself constitute a
compensable delay under this or any other clause of this contract. Requests
shall contain at a minimum --
(1) Type, weight, and cube of cargo.
(2) Required shipping date.
(3) Special handling and discharge requirements.
(4) Loading and discharge points.
(5) Name of shipper and consignee.
(6) Prime contract number; and
(7) A documented description of efforts made to secure U.S.-flag
vessels, including points of contact (with names and telephone numbers) of at
least two (2) U.S.-flag carriers contacted. Copies of telephone notes,
telegraphic and facsimile messages or letters will be sufficient for this
purpose.
(d) The Contractor shall, within thirty (30) days after each shipment
covered by this clause, provide the Contracting Officer and the Division of
National Cargo, Office of Market Development, Maritime Administration, U.S.
Department of Transportation, Xxxxxxxxxx, XX 00000, one copy of the rated on
board vessel operating carrier's ocean-xxxx-of-lading, which shall contain
the following information:
(1) Prime contract number;
(2) Name of vessel;
(3) Vessel flag of registry;
(4) Date of loading;
(5) Port of loading;
(6) Port of final discharge;
CONTRACT NUMBER: N00014-97-C-0386 Page 18 of 20
(7) Description of commodity;
(8) Gross weight in pounds and cubic feet if available;
(9) Total ocean freight in U.S. dollars; and
(10) Name of the steamship company.
(e) The Contractor agrees to provide with its final invoice under this
contract a representation that to the best of its knowledge and belief:
(1) No ocean transportation was used in the performance of this
contract;
(2) Ocean transportation was used and only United States-flag
vessels were used for all ocean shipments under the contract.
(3) Ocean transportation was used, and the Contractor had the
written consent of the Contracting Officer for all non-U.S.-flag ocean
transportation; or
(4) Ocean transportation was used and some or all of the shipments
were made on non-U.S.-flag vessels without the written consent of the
Contracting Officer. The Contractor shall describe these shipments in the
following format:
----------------------------------------------------
ITEM CONTRACT
DESCRIPTION LINE ITEMS QUANTITY
----------------------------------------------------
Total
----------------------------------------------------
----------------------------------------------------
(f) If the final invoice does not include the required representation,
the Government will reject it and return it to the Contractor as an improper
invoice for the purposes of Prompt Payment clause of this contract. In the
event there has been unauthorized use of non-U.S.-flag vessels in the
performance of this contract, the Contracting Officer is entitled to
equitably adjust the contract, based on the unauthorized use.
(g) The Contractor shall include this clause, including this paragraph
(g), in all subcontracts under this contract, which exceed the simplified
acquisition threshold in Part 13 of the Federal Acquisition Regulations.
(e) THE FOLLOWING CLAUSE IS APPLICABLE WHEN THE CONTRACTOR HAS MADE A
NEGATIVE RESPONSE TO THE INQUIRY IN THE REPRESENTATION AT DFARS 252.247-7022
AND THE CONTRACT ACTION IS FOR $100,000 OR MORE.
X DFARS 252.247-7024 NOTIFICATION OF TRANSPORTATION OF SUPPLIES BY SEA
--- (NOV 1995)
(a) The Contractor has indicated by the response to the solicitation
provision, Representation of Extent of Transportation by Sea, that it did not
anticipate transporting by sea any supplies. If, however, after the award of
this contract, the Contractor learns that supplies, as defined in the
Transportation of Supplies by Sea clause of this contract, will be
transported by sea, the Contractor --
CONTRACT NUMBER: N00014-97-C-0386 Page 19 of 20
(1) Shall notify the Contracting Officer of that fact; and
(2) Hereby agrees to comply with all the terms and conditions of
the Transportation of Supplies by Sea clause of this contract.
(b) The Contractor shall include this clause, including this paragraph
(b), revised as necessary to reflect the relationship of the contracting
parties, in all subcontracts hereunder, except (effective May 1, 1996)
subcontracts for the acquisition of commercial items or components.
SECTION J - LIST OF ATTACHMENTS
1. Exhibit A, entitled "Contract Data Requirements List" (DD 1423).
2. Attachment Number 1, entitled "Contract Data Requirements List -
Instructions for Distribution", 1 page.
3. Exhibit B, entitled, "Financial Accounting Data Sheet."
SECTION K - REPRESENTATIONS, CERTIFICATIONS AND OTHER STATEMENTS OF OFFERORS
1. The Contractor's Representations and Certifications, dated 22 JUL 1997,
are hereby incorporated into this contract by reference.
CONTRACT NUMBER: N00014-97-C-0386 Page 20 of 20
XXXXXXXXXXXXXXX OMB No. XXXXXXX
(2 Data Items)
----------------------------------------------------------------------------------------------------------------------------------
Public reporting burden for this collection of information is estimated to average 440 hours per response, including the time for
reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing
the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information,
including suggestions for reducing this burden, to Washington Headquarters Services Directories for Information Operations and
Reports, 0000 Xxxxxxxxx Xxxxx Xxxxxxx, Xxxxx 0000, Xxxxxxxxx, XX 00000-0000, and to the Office of Management and Budget Paperwork
Reduction Project (0704-01XX), Xxxxxxxxxx, XX 00000.
----------------------------------------------------------------------------------------------------------------------------------
A. CONTRACT LINE ITEM NO. B. EXHIBIT C. CATEGORY
0002 A TOP / / TM / / OTHER /x/
----------------------------------------------------------------------------------------------------------------------------------
D. SYSTEM/ITEM E. CONTRACT/PR NO. F. CONTRACTOR
N00014-97-C-0386 ORYX TECHNOLOGY CORPORATION
----------------------------------------------------------------------------------------------------------------------------------
1. DATA ITEM NO. 2. TITLE OF DATA ITEM 3. SUBTITLE
A001 Progress Report
----------------------------------------------------------------------------------------------------------------------------------
4. AUTHORITY (Data Acquisition Document No.) 5. CONTRACT REFERENCE 6. REQUIRING OFFICE
See Section H.1 See Section F.2
----------------------------------------------------------------------------------------------------------------------------------
7. DD 250 RBQ 9. DEBT STATEMENT 10. FREQUENCY 12. DATE OF FIRST SUBMISSION 14. DISTRIBUTION
LT* REQUIRED as required -----------------------------------
b. COPIES
----------------------------------------------------------------------------------------------------------------------------------
8. APP CODE 11. AS OF DATE 13. DATE OF SUBSEQUENT SUBMISSION Final
* -----------------------------------
---------------------------------------------------------------------------------------------- ADDRESSEE Draft REQ REPRO
16. REMARKS -----------------------------------
* As required by the Program Officer, these reports, submitted periodically for the See Enclosure
purpose of reporting progress, may be in the form of a letter report, or a technical report. Number 1
-----------------------------------
-----------------------------------
-----------------------------------
-----------------------------------
-----------------------------------
-----------------------------------
-----------------------------------
-----------------------------------
-----------------------------------
-----------------------------------
-----------------------------------
-----------------------------------
-----------------------------------
15. TOTAL
----------------------------------------------------------------------------------------------------------------------------------
1. DATA ITEM NO. 2. TITLE OF DATA ITEM 3. SUBTITLE
A002 Final Report
----------------------------------------------------------------------------------------------------------------------------------
4. AUTHORITY (Data Acquisition Document No.) 5. CONTRACT REFERENCE 6. REQUIRING OFFICE
See Section H.1 See Section F.2
----------------------------------------------------------------------------------------------------------------------------------
7. DD 250 RBQ 9. DEBT STATEMENT 10. FREQUENCY 12. DATE OF FIRST SUBMISSION 14. DISTRIBUTION
DD* REQUIRED ONE/R See Section F -----------------------------------
b. COPIES
----------------------------------------------------------------------------------------------------------------------------------
8. APP CODE 11. AS OF DATE 13. DATE OF SUBSEQUENT SUBMISSION Final
See Section F -----------------------------------
---------------------------------------------------------------------------------------------- ADDRESSEE Draft REQ REPRO
16. REMARKS -----------------------------------
* DD250 required only for acceptance by the Program Officer designated in Section F.2. See Enclosure
Information copies of this report shall be distributed in accordance with Enclosure Number 1. Number 1
-----------------------------------
-----------------------------------
-----------------------------------
-----------------------------------
-----------------------------------
-----------------------------------
-----------------------------------
-----------------------------------
-----------------------------------
-----------------------------------
-----------------------------------
-----------------------------------
-----------------------------------
15. TOTAL
----------------------------------------------------------------------------------------------------------------------------------
G. PREPARED BY H. DATE L. APPROVED BY J. DATE
Xxxx Xxxxx / ONR251 07 AUG 1997 Xxxxxxx XxXxxxxxxx / ONR 251 Branch Head 07 AUG 1997
----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------
D Form 1423-2, JUN 90 Previous editions are obsolete Page of __ Pages
Contract Number N00014-97-C-0386
Attachment Number 1
Page 1 of 1
CONTRACT DATA REQUIREMENTS LIST
INSTRUCTIONS FOR DISTRIBUTION
DISTRIBUTION OF TECHNICAL REPORTS AND FINAL REPORT
---------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------
NUMBER OF COPIES
-------------------------------------
UNCLASSIFIED/
DODAAD UNCLASSIFIED/ LIMITED AND
ADDRESSEE CODE UNLIMITED CLASSIFIED
---------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------
Program Officer N00014 1 1
---------------------------------------------------------------------------------------
Administrative Contracting Officer* S0507A 1 1
---------------------------------------------------------------------------------------
Director, Naval Research Laboratory N00173 1 1
ATTN: Code 2627
Washington, D.C. 20375-5326
---------------------------------------------------------------------------------------
Defense Technical Information Center S47031 2 2
8725 Xxxx X. Xxxxxxx Xxxx
XXX 0000
Xx. Xxxxxxx, XX 00000-0000
---------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------
DISTRIBUTION OF REPORTS WHICH ARE NOT TECHNICAL REPORTS
The minimum distribution for reports which are not technical reports is as
follows:
---------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------
NUMBER OF COPIES
-------------------------------------
UNCLASSIFIED/
DODAAD UNCLASSIFIED/ LIMITED AND
ADDRESSEE CODE UNLIMITED CLASSIFIED
---------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------
Program Officer N00014 1 1
---------------------------------------------------------------------------------------
Administrative Contracting Officer* S0507A 1 1
---------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------
*Send only a copy of the transmittal letter to the Administrative Contracting
Officer, do not send actual reports to the Administrative Contracting Officer.
CONTRACT NUMBER: N00014-97-C-0386 Page 22
FINANCIAL ACCOUNTING DATA SHEET - NAVY
PAGE 1 OF 1
----------------------------------------------------------------------------------------------------------------------------
1. CONTRACT NUMBER (CRITICAL) 2. SPMN (CRITICAL) 3. MOD (CRITICAL)
N0001-407C0366
----------------------------------------------------------------------------------------------------------------------------
6. LINE OF ACCOUNTING
------------------------------------------------------------------------------------------------------------
A. B. C. D. E. F. G. H. I.
CLIN/SLIN ACRN APPROPRIATION SUBHEAD OBJ PARM RFM SA AAA IT
(CRITICAL) (CRITICAL) (CRITICAL) CLA (CRITICAL)
----------------------------------------------------------------------------------------------------------------------------
0001 AA 9770400 XXXX 000 XX 000 0 068342 2D
----------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------
4. PR NUMBER
97PR07477-00
------------------------------------------------------------------------------------
6. LINE OF ACCOUNTING 7.
--------------------------------
J. K.
PAA COST CODE
----------------------- NAVY INTERNAL
PROJ PDLI AMOUNT USE ONLY
UNIT MCC & SUF (CRITICAL) REF DOC/ACRN
------------------------------------------------------------------------------------
000000 16601 000 B010 740,824.00 PR#97PR07477-00 FRC:BB0
-------------------------------------------------
-------------------------------------------------
PAGE TOTAL $740,824.00
GRAND TOTAL $740,824.00
-------------------------------------------------
------------------------------------------------------------------------------
PREPARED/AUTHORIZED BY: COMPTROLLER APPROVAL:
FOR FISCAL DATA AND SIGNATURE
BY _______________________FOR
COMPTROLLER, ONR CONTRACT
DATE: REVIEWED
DATE:
------------------------------------------------------------------------------
FAD1 Page 23