SCHEDULE A As of December 1, 2018
Schedules A and B – Management Agreement – CFST I and CFVIT
SCHEDULE A
As of December 1, 2018
| Series |
Effective Date | |
| Columbia Adaptive Risk Allocation Fund |
October 1, 2015 | |
| Columbia Alternative Beta Fund |
October 1, 2015 | |
|
Columbia AMT-Free Connecticut Intermediate Muni-Bond Fund |
March 1, 2016 | |
| Columbia AMT-Free Intermediate Muni-Bond Fund |
March 1, 2016 | |
|
Columbia AMT-Free Massachusetts Intermediate Muni-Bond Fund |
March 1, 2016 | |
| Columbia AMT-Free New York Intermediate Muni-Bond Fund |
March 1, 2016 | |
| Columbia AMT-Free Oregon Intermediate Muni Bond Fund |
December 1, 2015 | |
| Columbia Balanced Fund |
January 1, 2016 | |
| Columbia Bond Fund |
September 1, 2015 | |
| Columbia Contrarian Core Fund |
January 1, 2016 | |
| Columbia Corporate Income Fund |
September 1, 2015 | |
| Columbia Disciplined Small Core Fund |
January 1, 2016 | |
| Columbia Dividend Income Fund |
October 1, 2015 | |
| Columbia Emerging Markets Fund |
January 1, 2016 | |
| Columbia Global Dividend Opportunities Fund |
January 1, 2016 | |
| Columbia Global Energy and Natural Resources Fund |
January 1, 2016 | |
| Columbia Global Technology Growth Fund |
January 1, 2016 | |
| Columbia Greater China Fund |
January 1, 2016 | |
| Columbia High Yield Municipal Fund |
October 1, 2015 | |
| Columbia Large Cap Growth Fund |
December 1, 2015 | |
| Columbia Mid Cap Growth Fund |
January 1, 2016 | |
| Columbia Multi-Asset Income Fund |
September 1, 2015 | |
| Columbia Pacific/Asia Fund |
August 1, 2015 | |
| Columbia Real Estate Equity Fund |
May 1, 2016 | |
| Columbia Select Large Cap Growth Fund |
August 1, 2015 | |
| Columbia Small Cap Growth Fund I |
January 1, 2016 | |
| Columbia Small Cap Value Fund I |
September 1, 2015 | |
| Columbia Strategic California Municipal Income Fund |
March 1, 2016 | |
| Columbia Strategic Income Fund |
March 1, 2016 | |
| Columbia Strategic New York Municipal Income Fund |
March 1, 2016 | |
| Columbia Tax-Exempt Fund |
December 1, 2015 | |
| Columbia Total Return Bond Fund |
September 1, 2015 | |
| Columbia U.S. Social Bond Fund |
December 1, 2015 | |
| Columbia U.S. Treasury Index Fund |
September 1, 2015 | |
| Columbia Ultra Short Term Bond Fund |
December 1, 2015 | |
| Columbia Value and Restructuring Fund |
July 1, 2015 | |
| Multi-Manager Alternative Strategies Fund |
January 1, 2016 | |
| Multi-Manager Growth Strategies Fund |
August 1, 2015 | |
| Multi-Manager Small Cap Equity Strategies Fund |
January 1, 2016 | |
| Multi-Manager Total Return Bond Strategies Fund |
January 1, 2016 | |
| Columbia Funds Variable Insurance Trust |
Effective Date | |
| Columbia Variable Portfolio – Asset Allocation Fund |
May 1, 2016 | |
| Columbia Variable Portfolio – Contrarian Core Fund |
May 1, 2016 | |
|
Columbia Variable Portfolio – Diversified Absolute Return Fund |
May 1, 2016 | |
|
Columbia Variable Portfolio – Long Government/Credit Bond Fund |
May 1, 2016 | |
| Columbia Variable Portfolio – Select Large Cap Growth Fund |
May 1, 2016 | |
| Columbia Variable Portfolio – Small Cap Value Fund |
May 1, 2016 | |
| Columbia Variable Portfolio – Small Company Growth Fund |
May 1, 2016 | |
| Columbia Variable Portfolio – Strategic Income Fund |
May 1, 2016 | |
Schedules A and B – Management Agreement – CFST I and CFVIT
| CTIVPSM – AQR Managed Futures Strategy Fund |
May 1, 2016 | |
| CTIVPSM – Lazard International Equity Advantage Fund |
May 1, 2016 | |
| Variable Portfolio – Managed Volatility Conservative Fund |
May 1, 2016 | |
| Variable Portfolio – Managed Volatility Conservative Growth Fund |
May 1, 2016 | |
| Variable Portfolio – Managed Volatility Growth Fund |
May 1, 2016 | |
Schedules A and B – Management Agreement – CFST I and CFVIT
SCHEDULE B
Fee Schedule
As of December 1, 2018
For the following funds, the asset charge for each calendar day of each year shall be equal to the total of 1/365th (1/366th in each leap year) of the amount computed in accordance with the fee schedule in the table below:
| Fund | Schedule B Effective Date | Net=Assets (millions) | Annual rate at
each asset “Asset Charge” | |||
| Multi-Manager Alternative Strategies Fund* | January 1, 2016 |
$0 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 > $12,000 |
1.100% 1.050% 1.020% 0.990% 0.960% 0.950% | |||
| CTIVPSM – AQR Managed Futures Strategy Fund* | May 1, 2016 | |||||
| Multi-Manager Total Return Bond Strategies Fund | January 1, 2016 |
$0 - $500 >$500 - $1,000 >$1,000 - $2,000 >$2,000 - $3,000 >$3,000 - $6,000 >$6,000 - $7,500 >$7,500 - $9,000 >$9,000 - $12,000 >$12,000 - $20,000 >$20,000 - $24,000 >$24,000 - $50,000 >$50,000 |
0.500% 0.495% 0.480% 0.460% 0.450% 0.430% 0.415% 0.410% 0.390% 0.380% 0.360% 0.340% | |||
| Columbia VP – Long Government/Credit Bond Fund | May 1, 2016 | |||||
| Multi-Manager Growth Strategies Fund Columbia Select Large Cap Growth Fund |
August 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
0.770% 0.720% 0.670% 0.620% 0.600% 0.580% 0.570% | |||
| Columbia Large Cap Growth Fund | December 1, 2015 | |||||
| Columbia Contrarian Core Fund Columbia Global Dividend Opportunity Fund |
January 1, 2016 | |||||
| Columbia VP – Contrarian Core Fund Columbia VP – Select Large Cap Growth Fund |
May 1, 2016 | |||||
| Columbia Ultra Short Term Bond Fund | December 1, 2018 | All | 0.21% | |||
B-1
Schedules A and B – Management Agreement – CFST I and CFVIT
| Fund | Schedule B Effective Date | Net=Assets (millions) | Annual rate at
each asset “Asset Charge” | |||
| Columbia Alternative Beta Fund* | October 1, 2016 | $0 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $12,000 >$12,000 |
0.960% 0.955% 0.950% 0.940% 0.930% | |||
| Columbia Adaptive Risk Allocation Fund | October 1, 2015 | Category 1 Assets invested in affiliated mutual funds, exchange-traded funds and closed-end funds that pay a management fee (or advisory fee, as applicable) to the Investment Manager. $0 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $12,000 >$12,000 |
0.060% 0.055% 0.050% 0.040% 0.030% | |||
| Category 2 Assets invested in exchange- $0 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $12,000 >$12,000 |
0.160% 0.155% 0.150% 0.140% 0.130% | |||||
| Category 3 Securities, instruments and $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
0.760% 0.745% 0.730% 0.720% 0.690% 0.665% 0.630% | |||||
B-2
Schedules A and B – Management Agreement – CFST I and CFVIT
| Fund | Schedule B Effective Date | Net=Assets (millions) |
Annual rate at each asset “Asset Charge” | |||
| Columbia AMT-Free Oregon Intermediate Muni Bond Fund | December 1, 2015 |
$0 - $250 >$250 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $6,000 >$6,000 - $7,500 >$7,500 - $12,000 >$12,000 |
0.470% 0.465% 0.415% 0.380% 0.340% 0.330% 0.320% 0.310% | |||
| Columbia AMT-Free Connecticut Intermediate Muni-Bond Fund Columbia AMT-Free Massachusetts Intermediate Muni-Bond Fund Columbia AMT-Free New York Intermediate Muni-Bond Fund Columbia Strategic California Municipal Income Fund Columbia Strategic New York Municipal Income Fund |
March 1, 2016 | |||||
| Columbia Tax-Exempt Fund | December 1, 2015 |
$0 - $500 >$500 - $1,000 >$1,000 - $2,000 >$2,000 - $3,000 >$3,000 - $6,000 >$6,000 - $9,000 >$9,000 - $10,000 >$10,000 - $12,000 >$12,000 - $15,000 >$15,000 - $24,000 >$24,000 - $50,000 >$50,000 |
0.480% 0.475% 0.445% 0.420% 0.385% 0.360% 0.350% 0.340% 0.330% 0.320% 0.300% 0.290% | |||
| Columbia AMT-Free Intermediate Muni-Bond Fund |
March 1, 2016 | |||||
| Columbia U.S. Social Bond Fund | December 1, 2016 | |||||
| Columbia Balanced Fund | January 1, 2016 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
0.720% 0.670% 0.620% 0.570% 0.550% 0.530% 0.520% | |||
| Columbia Dividend Income Fund | October 1, 2015 | |||||
| Columbia Bond Fund | September 1, 2015 |
$0 - $500 >$500 - $1,000 >$1,000 - $2,000 >$2,000 - $3,000 >$3,000 - $6,000 >$6,000 - $7,500 >$7,500 - $9,000 >$9,000 - $12,000 >$12,000 - $20,000 >$20,000 - $24,000 >$24,000 - $50,000 >$50,000 |
0.500% 0.495% 0.480% 0.460% 0.450% 0.430% 0.415% 0.410% 0.390% 0.380% 0.360% 0.340% | |||
| Columbia Corporate Income Fund Columbia Total Return Bond Fund |
||||||
| Columbia Emerging Markets Fund | July 1, 2017 |
$0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 |
1.100% 1.060% 0.870% 0.820% 0.770% | |||
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|
|
|
B-3
Schedules A and B – Management Agreement – CFST I and CFVIT
| Fund | Schedule B Effective Date | Net=Assets (millions) |
Annual rate at each asset “Asset Charge” | |||
| >$6,000 - $12,000 >$12,000 |
0.720% 0.700% | |||||
| Columbia Global Energy and Natural Resources Fund | January 1, 2016 | $0 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 |
0.750% 0.670% 0.620% 0.600% 0.580% | |||
| Columbia Global Technology Growth Fund | January 1, 2016 | $0 - $500 $500 - $1,000 >$1,000 |
0.870% 0.820% 0.770% | |||
| Columbia Greater China Fund | January 1, 2016 | $0 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 |
0.950% 0.870% 0.820% 0.770% 0.720% | |||
| Columbia High Yield Municipal Fund | October 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $2,000 >$2,000 - $3,000 >$3,000 - $6,000 >$6,000 - $7,500 >$7,500 - $10,000 >$10,000 - $12,000 >$12,000 - $15,000 >$15,000 - $24,000 >$24,000 - $50,000 >$50,000 |
0.540% 0.535% 0.505% 0.480% 0.445% 0.420% 0.410% 0.400% 0.390% 0.380% 0.360% 0.340% | |||
| Columbia Mid Cap Growth Fund | January 1, 2016 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $12,000 >$12,000 |
0.820% 0.770% 0.720% 0.670% 0.660% 0.650% | |||
| Columbia Multi-Asset Income Fund | September 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
0.660% 0.625% 0.610% 0.600% 0.570% 0.545% 0.510% | |||
| Columbia Pacific/Asia Fund | August 1, 2015 | $0 - $1,000 >$1,000 - $1,500 |
0.950% 0.870% |
B-4
Schedules A and B – Management Agreement – CFST I and CFVIT
|
Fund |
Schedule B Effective Date |
Net=Assets (millions) |
Annual rate at each asset level “Asset Charge” | |||
|
>$1,500 - $3,000 >$3,000 - $6,000 >$6,000 |
0.820% 0.770% 0.720% | |||||
| Columbia Real Estate Equity Fund | May 1, 2016 | $0 - $500 $500 - $1,000 $1,000 - $1,500 $1,500 - $3,000 >$3,000 |
0.750% 0.745% 0.720% 0.670% 0.660% | |||
| Columbia Small Cap Value Fund I | September 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $12,000 >$12,000 |
0.870% 0.820% 0.770% 0.760% 0.750% | |||
| Columbia Small Cap Growth Fund I | January 1, 2016 | |||||
| Columbia VP – Small Cap Value Fund Columbia VP – Small Company Growth Fund |
May 1, 2016 | |||||
| Multi-Manager Small Cap Equity Strategies Fund | July 1, 2017 | |||||
| Columbia Disciplined Small Core Fund | July 1, 2017 | $0 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $12,000 >$12,000 |
0.850% 0.800% 0.750% 0.740% 0.730% | |||
| Columbia Strategic Income Fund | March 1, 2016 | $0 - $500 >$500 - $1,000 >$1,000 - $2,000 >$2,000 - $3,000 >$3,000 - $6,000 >$6,000 - $7,500 >$7,500 - $9,000 >$9,000 - $10,000 >$10,000 - $12,000 >$12,000 - $15,000 >$15,000 - $20,000 >$20,000 - $24,000 >$24,000 - $50,000 >$50,000 |
0.600% 0.590% 0.575% 0.555% 0.530% 0.505% 0.490% 0.481% 0.469% 0.459% 0.449% 0.433% 0.414% 0.393% | |||
| Columbia VP – Strategic Income Fund | May 1, 2016 | |||||
| Columbia U.S. Treasury Index Fund(1) | September 1, 2015 | All | 0.400% | |||
| Columbia Value and Restructuring Fund | July 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
0.750% 0.740% 0.670% 0.620% 0.600% 0.580% 0.570% |
B-5
Schedules A and B – Management Agreement – CFST I and CFVIT
|
Fund |
Schedule B Effective Date |
Net=Assets (millions) |
Annual rate at each asset level “Asset Charge” | |||
| Columbia VP – Asset Allocation Fund | May 1, 2016 | Category 1 Assets invested in securities, (other than third-party advised mutual funds and funds that pay a management fee (or advisory fee, as applicable) to the Investment Manager) including other funds advised by the Investment Manager that do not pay a management fee, exchange-traded funds, derivatives and individual securities. |
0.570% | |||
| Category 2 Assets invested in non-exchange traded third-party advised mutual funds |
0.120% | |||||
| Category 3 Assets invested in underlying funds that pay a management fee (or advisory fee, as applicable) to the Investment Manager |
0.020% | |||||
| Columbia Variable Portfolio (VP) – Diversified Absolute Return Fund* | May 1, 2016 | $0 - $500 $500 - $1,000 $1,000 - $3,000 $3,000 - $6,000 $6,000 - $12,000 > $12,000 |
1.100% 1.050% 1.020% 0.990% 0.960% 0.950% | |||
| VP – Managed Volatility Conservative Fund VP – Managed Volatility Conservative Growth Fund VP – Managed Volatility Growth Fund |
May 1, 2016 | Category 1 Assets invested in affiliated underlying funds (including ETFs and closed-end funds) that pay a management fee (or advisory fee, as applicable) to the Investment Manager |
0.02% | |||
| Category 2 Assets invested in securities (other than affiliated underlying funds (including ETFs and closed end funds) that pay a management fee (or advisory fee, as applicable) to the Investment Manager), including other funds advised by the Investment Manager that do not pay a management fee, |
B-6
Schedules A and B – Management Agreement – CFST I and CFVIT
|
Fund |
Schedule B Effective Date |
Net=Assets (millions) |
Annual rate at each asset level “Asset Charge” | |||
| third party funds, derivatives and individual securities
$0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000
|
0.720% 0.670% 0.620% 0.570% 0.550% 0.530% 0.520% | |||||
| CTIVPSM – Lazard International Equity Advantage Fund | May 1, 2016 | $0 - $500 $500 - $1,000 $1,000 - $1,500 $1,500 - $3,000 $3,000 - $6,000 $6,000 - $12,000 >$12,000 |
0.870% 0.820% 0.770% 0.720% 0.700% 0.680% 0.670% |
| * | When calculating asset levels for purposes of determining fee breakpoints, asset levels are based on net assets of the Fund, including assets invested in any wholly-owned subsidiary advised by the Investment Manager (“Subsidiaries”). Fees payable by the Fund under this agreement shall be reduced by any management fees paid to the Investment Manager by any Subsidiaries under separate management agreements with the Subsidiaries. |
| (1) | The Investment Manager has agreed to pay all operating expenses of the Fund with the exception of brokerage fees and commissions, taxes, interest, fees and expenses of Trustees who are not officers, directors or employees of the Investment Manager or its affiliates, distribution (12b-1) and/or shareholder servicing fees, and any extraordinary non-recurring expenses that may arise, including but not limited to, litigation expenses. |
The computation shall be made for each calendar day on the basis of net assets as of the close of the preceding day. In the case of the suspension of the computation of net asset value, the fee for each calendar day during such suspension shall be computed as of the close of business on the last full day on which the net assets were computed. Net assets as of the close of a full day shall include all transactions in shares of the Fund recorded on the books of the Fund for that day.
B-7
Schedules A and B – Management Agreement – CFST I and CFVIT
IN WITNESS THEREOF, the parties hereto have executed the foregoing Schedule A and Schedule B as of November 14, 2018.
| COLUMBIA FUNDS SERIES TRUST I | ||
| COLUMBIA FUNDS VARIABLE INSURANCE TRUST | ||
| By: | /s/ Xxxxxxxxxxx X. Xxxxxxxx | |
| Name: Xxxxxxxxxxx X. Xxxxxxxx | ||
| Title: President | ||
| COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | ||
| By: | /s/ Xxx X. Xxxxxxx | |
| Name: Xxx X. Xxxxxxx | ||
| Title: Head of Operations | ||
B-8
