Exhibit (h)(2)(b) Amendment to Amended and Restated Transfer Agency and Services Agreement Dated June 3, 2009 Between ALPS Fund Services, Inc. and Forward Funds

Exhibit (h)(2)(b)

Amendment to Amended and Restated Transfer Agency and Services Agreement

Dated June 3, 2009

Between

ALPS Fund Services, Inc.

and

Forward Funds

THIS AMENDMENT is made as of March 19, 2012 by and between ALPS Fund Services, Inc. (“ALPS”) and Forward Funds (the “Fund”).

WHEREAS, ALPS and the Fund have entered into an Amended and Restated Transfer Agency and Services Agreement (the “Agreement”) dated June 3, 2009 and effective June 15, 2009;

WHEREAS, the Board of Trustees of the Fund approved on December 15, 2011, the reorganization of the Forward Banking and Finance Fund and Forward Growth Fund, series of the Fund, into the Financial Investors Trust effective close of business March 16, 2012;

WHEREAS, in light of the foregoing, ALPS and the Fund wish to modify the provisions of the Agreement to reflect revised Schedule A – List of Portfolios;

NOW, THEREFORE, the parties hereto, intending to be legally bound, agree as follows:

 

  1. Schedules A – List of Portfolios. Schedule A is replaced in its entirety with the attached Schedule A.

 

  2. Remainder of the Agreement. All services under Section 1 of the Agreement shall continue until such services are no longer rendered. All other provisions of the Agreement shall remain unchanged.

IN WITNESS WHEREOF, this Amendment has been executed by a duly authorized representative of each of the parties hereto as of the date of the Amendment first set forth above.

 

ALPS Fund Services, Inc.     Forward Funds
By:  

/s/ Xxxxxx X. May

     By:  

/s/ Xxxxxx X. Naka

Name:   Xxxxxx X. May     Name:   Xxxxxx X. Naka
Title:   President     Title:   Vice President Funds

SCHEDULE A

To the Amended and Restated Transfer Agency and Service Agreement

As of March 19, 2012

 

Portfolio

  

Open Classes of Shares

Forward Aggressive Growth Allocation Fund  

Investor Class

Institutional Class

Class A

Class C

Forward Balanced Allocation Fund  

Investor Class

Institutional Class

Class A

Class C

Forward Commodity Long/Short Strategy Fund  

Investor Class

Institutional Class

Class C

Class M

Class Z

Forward CorePlus Fund  

Investor Class

Institutional Class

Class Z

Forward Credit Analysis Long/Short Fund  

Investor Class

Institutional Class

Class A

Class C

Class M

Forward EM Corporate Debt Fund  

Investor Class

Institutional Class

Class C

Forward Emerging Markets Fund  

Investor Class

Institutional Class

Class M

Forward Endurance Long/Short Fund  

Investor Class

Institutional Class

Forward Extended MarketPlus Fund  

Investor Class

Institutional Class

Class C

Class Z

Forward Focus Fund  

Investor Class

Institutional Class

Class A

Forward Frontier Strategy Fund  

Investor Class

Institutional Class

Class M

Class Z

Forward Global Credit Long/Short Fund  

Investor Class

Institutional Class

Class C

Class M

Forward Global Infrastructure Fund  

Investor Class

Institutional Class

Class A

Class B

Class C

Class M

Forward Growth & Income Allocation Fund  

Investor Class

Institutional Class

Class A

Class C

Forward Growth Allocation Fund  

Investor Class

Institutional Class

Class A

Class C

Forward High Yield Bond Fund  

Investor Class

Institutional Class

Class C

Class Z

Forward Income & Growth Allocation Fund  

Investor Class

Institutional Class

Class A

Class C

Forward Income Allocation Fund  

Investor Class

Institutional Class

Class A

Class C

Forward International Dividend Fund  

Investor Class

Institutional Class

Class M

Forward International Equity Fund  

Investor Class

Institutional Class

Class Z

Forward International Real Estate Fund  

Investor Class

Institutional Class

Class A

Class C

Class M

Forward International Small Companies Fund  

Investor Class

Institutional Class

Class A

Class M

Forward Investment Grade Fixed-Income Fund  

Investor Class

Institutional Class

Class Z

Forward Large Cap Dividend Fund   

Investor Class

Institutional Class

Class A

Forward Managed Futures Strategy Fund   

Investor Class

Institutional Class

Class C

Class Z

Forward Real Estate Fund   

Investor Class

Institutional Class

Class A

Class C

Forward Real Estate Long/Short Fund   

Investor Class

Institutional Class

Class A

Class B

Class C

Class M

Forward Select EM Dividend Fund   

Investor Class

Institutional Class

Class M

Class C

Forward Select Income Fund   

Investor Class

Institutional Class

Class A

Class B

Class C

Class M

Forward Small Cap Equity Fund   

Investor Class

Institutional Class

Class A

Class M

Forward Strategic Alternatives Fund   

Investor Class

Institutional Class

Class Z

Forward Tactical Enhanced Fund   

Investor Class

Institutional Class

Class A

Class C

Class M

Forward Tactical Growth Fund   

Investor Class Institutional Class

Class A

Class C

Class M

Forward U.S. Government Money Fund   

Investor Class

Institutional Class

Class A

Class C

Class Z

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Filed: April 30th, 2012
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