Amendment to the
EX99.28(h)(3)(iii)
Amendment to the
Transfer Agency Agreement between
Xxxxxxx National Asset Management, LLC
This Amendment is made by and between Curian Series Trust, a Massachusetts business trust ("Trust"), and Xxxxxxx National Asset Management, LLC, a Michigan limited liability corporation ("JNAM").
Whereas, the Trust and JNAM entered into a Transfer Agency Agreement dated March 22, 2011, as amended ("Agreement").
Whereas, the parties have agreed to amend Section 13, "Notice," in order to change the party to receive notices and other writings on behalf of the Trust.
Now Therefore, in consideration of the mutual covenants contained herein and for other good and valuable consideration, the Trust and JNAM agree to amend the Agreement to delete Section 13 entitled "Notice" in its entirety and replace it with the following paragraph:
13. Notice. Without limiting the other provisions hereof, notices and other writings delivered or mailed postage prepaid as follows: (a) if to the Trust, to 000 Xxxx Xxxxxx Xxxxx, Xxxxx 0000, Xxxxxxx, Xxxxxxxx 00000, Attention: Chief Legal Officer; (b) if to JNAM, to 000 Xxxx Xxxxxx Xxxxx, Xxxxx 0000, Xxxxxxx, Xxxxxxxx 00000, Attention: Xxxx X. Xxxxx; or (c) to such other address as the Trust or JNAM may hereafter specify by written notice to the most recent address specified by the party to whom such notice is addressed, shall be deemed to have been properly delivered or given hereunder to the respective addresses.
In Witness Whereof, the parties have caused this Amendment to be executed and effective as of August 21, 2014. This Amendment may be executed in two or more counterparts, which together shall constitute one document.
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Attest:
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/s/ Xxxxxx X. Xxxxxx
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By: /s/ Xxxxxx X. Xxxxx
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Name:Xxxxxx X. Xxxxx
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Title:Assistant Secretary
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Attest:
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Xxxxxxx National Asset Management, LLC
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/s/ Xxxxxx X. Xxxxxx
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By: /s/ Xxxx X. Xxxxx
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Name:Xxxx X. Xxxxx
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Title:President and CEO
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