PACIFIC GLOBAL ETF TRUST FIRST AMENDMENT TO THE MANAGEMENT AGREEMENT
Exhibit (d)(2)
FIRST AMENDMENT TO THE MANAGEMENT AGREEMENT
THIS AMENDMENT, dated as of October 23, 2019, to the Management Agreement, is entered into by and between PACIFIC GLOBAL ETF TRUST, a Delaware statutory trust (the “Trust”), and PACIFIC GLOBAL ADVISORS LLC, a Delaware limited liability company (the “Manager”).
RECITALS
WHEREAS, the parties have entered into the Management Agreement, dated as of the 11th day of February, 2019 (the “Agreement”); and
WHEREAS, the parties desire to amend Schedule A, to add new series established under the Trust (each a “Fund” and collectively, the “Funds”); and
WHEREAS, Paragraph 14 of the Agreement allows for its amendment by a written instrument executed by both parties in conformity with the requirements of the Investment Company Act of 1940.
NOW, THEREFORE, the parties agree as follows:
1. Schedule A of the Agreement is hereby superseded and replaced in its entirety with Schedule A, dated October 23, 2019, and attached hereto.
2. Except to the extent amended hereby, the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by its duly authorized officer(s) on one or more counterparts as of the date written above.
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PACIFIC GLOBAL ADVISORS LLC | ||||
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By: |
/s/ Xxxxxx Xxxxxx |
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By: |
/s/ Xxxxxx Xxxxxx | |
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Name: Xxxxxx Xxxxxx |
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Name: Xxxxxx Xxxxxx | |||
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Title: Vice President & Treasurer |
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Title: Managing Director | |||
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By: |
/s/ X.X. Xxxxxxxx |
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By: |
/s/ X.X. Xxxxxxxx |
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Name: XX Xxxxxxxx |
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Name: XX Xxxxxxxx | ||
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Title: Counsel & Assistant Secretary | ||
SCHEDULE A
Effective as of October 23, 2019
To the Management Agreement between
and
Pacific Global Advisors LLC
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Fund: |
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Management Fee per annum: |
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Pacific Global US Equity Income ETF |
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0.29 |
% |
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Pacific Global International Equity Income ETF |
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0.39 |
% |
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Pacific Global Focused High Yield ETF |
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0.39 |
% |
