April 9, 2007
Exhibit 99(g)(2)
April 9, 0000
Xxxxx Xxxxxx Bank and Trust Company
Xxx Xxxxxxx Xxxxxx
Xxxxxx, Xxxxxxxxxxxxx 00000
Re: Custodian Services Agreement
Ladies and Gentlemen:
Reference is made to the Custodian Services Agreement, dated as of January 1, 2007 (as amended to date, the “Agreement”), by and among State Street Bank and Trust Company, a Massachusetts trust company, and each management investment company identified as an “Existing Fund” on Schedule I hereto (each, a “Fund” and, collectively, the “Funds”) on behalf of each of its series, if any, identified as “Existing Portfolio” on Schedule I hereto (each, a “Portfolio” and, collectively, the “Portfolios”) and certain other affiliated management investment companies.
In connection with a restructuring of the complex of which the Funds are a part, as of the close of business on April 13, 2007 or April 27, 2007, as indicated on Schedule I hereto (each, a “Closing Date”), many of the Funds and Portfolios will be reorganized as set forth on Schedule I hereto. Additionally, as indicated on Schedule I, several Funds and Portfolios have recently ceased or shall cease operations following fund combinations (or otherwise) on the date indicated on Schedule I hereto (each, a “Termination Date”).
On each applicable Closing Date, (i) each management company identified as a “Successor Fund” shall become a “Fund” party to the Agreement on behalf of each of its series identified on Schedule I as a “Successor Portfolio” and shall assume all of the rights and obligations under the Agreement of the corresponding Existing Fund with respect to each applicable Existing Portfolio (or, if such Existing Fund has no Existing Portfolios, with respect to the Existing Fund itself), (ii) each such Successor Portfolio shall be deemed a “Portfolio” within the meaning of the Agreement, and (iii) the corresponding Existing Portfolio shall cease be deemed to be a “Portfolio” under the Agreement. As of each applicable Termination Date, each Existing Portfolio indicated on Schedule I hereto as terminating operations shall cease to be deemed a “Portfolio” under the Agreement.
As of the date on which an Existing Fund has no further rights or obligations under the Agreement, by virtue of (i) all of the rights and obligations of its Existing Portfolios (or, if such Existing Fund has no Existing Portfolios, the Existing Fund itself) having been assumed by one or more Successor Funds and/or (ii) its Existing Portfolios (or, if such Existing Fund has no Existing Portfolios, the Existing Fund itself) having ceased operations in connection with a fund combination, such Existing Fund shall cease to be a party to the Agreement and shall have no rights or obligations thereunder.
Additionally, attached as Exhibit A hereto is a replacement of “Exhibit A” to the Agreement, effective as of the close of business on April 27, 2007.
Except to the extent expressly set forth herein, this letter shall not be deemed to otherwise amend or modify any term of the Agreement.
Please sign below to evidence your consent and agreement to the above.
| EACH MANAGEMENT INVESTMENT | ||
| COMPANY IDENTIFIED ON SCHEDULE I | ||
| HERETO AS A “EXISTING FUND” | ||
| OR A “SUCCESSOR FUND” | ||
| By: | ||
| Name: | ||
| Title: | ||
Consented and Agreed to:
STATE STREET BANK AND TRUST COMPANY
| By: | |
| Name: | Xxxxxx X. Xxxxxx |
| Title: | Executive Vice President |
Schedule I
FUNDS AND PORTFOLIOS
INVOLVED IN RESTRUCTURINGS
OR FUND COMBINATIONS
| Restructuring, | ||||||||||
| Fund | Closing Date or | |||||||||
| Combination | Termination | |||||||||
| or Other | Date | |||||||||
| Cessation of | ||||||||||
| Existing Fund | Existing Portfolio | Operations | Successor Fund | Successor Portfolio | (as applicable) | |||||
| Xxxx Xxxxx Partners Adjustable n/a | Restructuring | Xxxx Xxxxx Partners Income | Xxxx Xxxxx Partners | 4/13/07 | ||||||
| Rate Income Fund (f/k/a SB | Trust | Adjustable Rate Income Fund | ||||||||
| Adjustable Rate Income Fund) | ||||||||||
| Xxxx Xxxxx Partners Aggressive n/a | Restructuring | Xxxx Xxxxx Partners Equity | Xxxx Xxxxx Partners | 4/13/07 | ||||||
| Growth Fund, Inc. (f/k/a Xxxxx | Trust | Aggressive Growth Fund | ||||||||
| Barney Aggressive Growth Fund | ||||||||||
| Inc.) | ||||||||||
| Xxxx Xxxxx Partners Lifestyle | Xxxx Xxxxx Partners Lifestyle | Restructuring | Xxxx Xxxxx Partners Equity | Xxxx Xxxxx Partners Lifestyle | 4/13/07 | |||||
| Series, Inc. (f/k/a Xxxxx Xxxxxx | Allocation 50% (f/k/a Balanced | Trust | Allocation 50% | |||||||
| Allocation Series Inc.) | Portfolio) | |||||||||
| Xxxx Xxxxx Partners Lifestyle | Restructuring | Xxxx Xxxxx Partners Equity | Xxxx Xxxxx Partners Lifestyle | 4/13/07 | ||||||
| Allocation 30% (f/k/a | Trust | Allocation 30% | ||||||||
| Conservative Portfolio) | ||||||||||
| Xxxx Xxxxx Partners Lifestyle | Restructuring | Xxxx Xxxxx Partners Equity | Xxxx Xxxxx Partners Lifestyle | 4/13/07 | ||||||
| Allocation 70% (f/k/a Growth | Trust | Allocation 70% | ||||||||
| Portfolio) | ||||||||||
| Xxxx Xxxxx Partners Lifestyle | Restructuring | Xxxx Xxxxx Partners Equity | Xxxx Xxxxx Partners Lifestyle | 4/13/07 | ||||||
| Allocation 85% (f/k/a High | Trust | Allocation 85% | ||||||||
| Growth Portfolio) | ||||||||||
| Xxxx Xxxxx Partners Lifestyle | Restructuring | Xxxx Xxxxx Partners Equity | Xxxx Xxxxx Partners Lifestyle | 4/13/07 | ||||||
| Allocation 100% | Trust | Allocation 100% | ||||||||
| Restructuring, | ||||||||||
| Fund | Closing Date or | |||||||||
| Combination | Termination | |||||||||
| or Other | Date | |||||||||
| Cessation of | ||||||||||
| Existing Fund | Existing Portfolio | Operations | Successor Fund | Successor Portfolio | (as applicable) | |||||
| Xxxx Xxxxx Partners Lifestyle | Restructuring | Xxxx Xxxxx Partners Equity | Xxxx Xxxxx Partners Lifestyle | 4/13/07 | ||||||
| Income Fund (f/k/a Income | Trust | Income Fund | ||||||||
| Portfolio) | ||||||||||
| Xxxx Xxxxx Partners Variable | Restructuring | Xxxx Xxxxx Partners Variable | Xxxx Xxxxx Partners Variable | 4/27/07 | ||||||
| Lifestyle Allocation 50% (f/k/a | Equity Trust | Lifestyle Allocation 50% | ||||||||
| Select Balanced Portfolio) | ||||||||||
| Xxxx Xxxxx Partners Variable | Restructuring | Xxxx Xxxxx Partners Variable | Xxxx Xxxxx Partners Variable | 4/27/07 | ||||||
| Lifestyle Allocation 70% (f/k/a | Equity Trust | Lifestyle Allocation 70% | ||||||||
| Select Growth Portfolio) | ||||||||||
| Xxxx Xxxxx Partners Variable | Restructuring | Xxxx Xxxxx Partners Variable | Xxxx Xxxxx Partners Variable | 4/27/07 | ||||||
| Lifestyle Allocation 85% (f/k/a | Equity Trust | Lifestyle Allocation 85% | ||||||||
| Select High Growth Portfolio) | ||||||||||
| Xxxx Xxxxx Partners | n/a | Restructuring | Xxxx Xxxxx Partners Equity | Xxxx Xxxxx Partners | 4/13/07 | |||||
| Appreciation Fund, Inc. (f/k/a | Trust | Appreciation Fund | ||||||||
| Xxxxx Xxxxxx Appreciation Fund | ||||||||||
| Inc.) | ||||||||||
| Xxxx Xxxxx Partners Arizona | n/a | Combination | n/a | n/a | 2/2/07 | |||||
| Municipals Fund, Inc. (f/k/a | ||||||||||
| Xxxxx Xxxxxx Arizona | (acquired by Xxxx | |||||||||
| Municipals Fund Inc.) | Xxxxx Partners | |||||||||
| Managed | ||||||||||
| Municipals Fund) | ||||||||||
| Xxxx Xxxxx Partners California | n/a | Restructuring | Xxxx Xxxxx Partners Income | Xxxx Xxxxx Partners | 4/13/07 | |||||
| Municipals Fund, Inc. (f/k/a | Trust | California Municipals Fund | ||||||||
| Xxxxx Xxxxxx California | ||||||||||
| Municipals Fund Inc.) | ||||||||||
| Xxxx Xxxxx Partners Equity | Xxxx Xxxxx Partners Social | Restructuring | Xxxx Xxxxx Partners Equity | Xxxx Xxxxx Partners Social | 4/13/07 | |||||
| Funds (f/k/a Xxxxx Xxxxxx Equity | Awareness Fund (f/k/a Xxxxx | Trust | Awareness Fund | |||||||
| Funds) | Barney Social Awareness Fund) | |||||||||
| Restructuring, | ||||||||||
| Fund | Closing Date or | |||||||||
| Combination | Termination | |||||||||
| or Other | Date | |||||||||
| Cessation of | ||||||||||
| Existing Fund | Existing Portfolio | Operations | Successor Fund | Successor Portfolio | (as applicable) | |||||
| Xxxx Xxxxx Partners | n/a | Restructuring | Xxxx Xxxxx Partners Equity | Xxxx Xxxxx Partners | 4/13/07 | |||||
| Fundamental Value Fund, Inc. | Trust | Fundamental Value Fund | ||||||||
| (f/k/a Xxxxx Xxxxxx Fundamental | ||||||||||
| Value Fund Inc.) | ||||||||||
| Xxxx Xxxxx Partners Funds, Inc. | Xxxx Xxxxx Partners Large Cap | Combination | n/a | n/a | 3/2/07 | |||||
| (f/k/a Xxxxx Xxxxxx Funds, Inc.) | Value Fund (f/k/a Xxxxx Xxxxxx | |||||||||
| Large Cap Value Fund) | (acquired by Xxxx | |||||||||
| Xxxxx Partners | ||||||||||
| Investors Value | ||||||||||
| Fund) | ||||||||||
| Xxxx Xxxxx Partners U.S. | Combination | n/a | n/a | 2/2/07 | ||||||
| Government Securities Fund (f/k/a | ||||||||||
| Xxxxx Xxxxxx U.S. Government | (acquired by Xxxx | |||||||||
| Securities Fund) | Xxxxx Partners | |||||||||
| Government | ||||||||||
| Securities Fund) | ||||||||||
| Xxxx Xxxxx Partners Short-Term | Restructuring | Xxxx Xxxxx Partners Income | Xxxx Xxxxx Partners Short- | 4/13/07 | ||||||
| Investment Grade Bond Fund | Trust | Term Investment Grade Bond | ||||||||
| (f/k/a Xxxxx Xxxxxx Short-Term | Fund | |||||||||
| Investment Grade Bond Fund) | ||||||||||
| Xxxx Xxxxx Partners Income | Xxxx Xxxxx Partners Convertible | Restructuring | Xxxx Xxxxx Partners Equity | Xxxx Xxxxx Partners | 4/13/07 | |||||
| Funds (f/k/a Xxxxx Xxxxxx | Fund (f/k/a SB Convertible Fund) | Trust | Convertible Fund | |||||||
| Income Funds) | ||||||||||
| Xxxx Xxxxx Partners Diversified | Restructuring | Xxxx Xxxxx Partners Income | Xxxx Xxxxx Partners | 4/13/07 | ||||||
| Strategic Income Fund (f/k/a | Trust | Diversified Strategic Income | ||||||||
| Xxxxx Xxxxxx Diversified | Fund | |||||||||
| Strategic Income Fund) |
| Restructuring, | ||||||||||
| Fund | Closing Date or | |||||||||
| Combination | Termination | |||||||||
| or Other | Date | |||||||||
| Cessation of | ||||||||||
| Existing Fund | Existing Portfolio | Operations | Successor Fund | Successor Portfolio | (as applicable) | |||||
| Xxxx Xxxxx Partners Exchange | Combination | n/a | n/a | 3/16/07 | ||||||
| Reserve Fund (f/k/a Xxxxx Xxxxxx | ||||||||||
| Exchange Reserve Fund) | (acquired by | |||||||||
| Xxxxx Xxxxxx | ||||||||||
| Money Funds— | ||||||||||
| Cash Portfolio) | ||||||||||
| Xxxx Xxxxx Partners High | Restructuring | Xxxx Xxxxx Partners Income | Xxxx Xxxxx Partners High | 4/13/07 | ||||||
| Income Fund (f/k/a Xxxxx Xxxxxx | Trust | Income Fund | ||||||||
| High Income Fund) | ||||||||||
| Xxxx Xxxxx Partners Municipal | Restructuring | Xxxx Xxxxx Partners Income | Xxxx Xxxxx Partners | 4/13/07 | ||||||
| High Income Fund (f/k/a Xxxxx | Trust | Municipal High Income Fund | ||||||||
| Barney Municipal High Income | ||||||||||
| Fund) | ||||||||||
| Xxxx Xxxxx Partners Capital and | Restructuring | Xxxx Xxxxx Partners Equity | Xxxx Xxxxx Partners Capital | 4/13/07 | ||||||
| Income Fund (f/k/a SB Capital | Trust | and Income Fund | ||||||||
| and Income Fund) | ||||||||||
| Xxxx Xxxxx Partners Core Bond | Restructuring | Xxxx Xxxxx Partners Income | Xxxx Xxxxx Partners Core | 4/13/07 | ||||||
| Fund (f/k/a Xxxxx Xxxxxx Total | Trust | Bond Fund | ||||||||
| Return Bond Fund) | ||||||||||
| Xxxxx Xxxxxx Institutional Cash | Cash Portfolio | Restructuring | Xxxx Xxxxx Partners | Western Asset Institutional | 4/13/07 | |||||
| Management Fund Inc. | Institutional Trust | Money Market Fund | ||||||||
| Government Portfolio | Restructuring | Xxxx Xxxxx Partners | Western Asset Institutional | 4/13/07 | ||||||
| Institutional Trust | Government Money Market | |||||||||
| Fund | ||||||||||
| Municipal Portfolio | Restructuring | Xxxx Xxxxx Partners | Western Asset Institutional | 4/13/07 | ||||||
| Institutional Trust | Municipal Money Market Fund | |||||||||
| Xxxx Xxxxx Partners Investment | Xxxx Xxxxx Partners Investment | Restructuring | Xxxx Xxxxx Partners Income | Xxxx Xxxxx Partners | 4/13/07 | |||||
| Funds, Inc. (f/k/a Xxxxx Xxxxxx | Grade Bond Fund (f/k/a Xxxxx | Trust | Investment Grade Bond Fund | |||||||
| Investment Funds Inc.) | Barney Investment Grade Bond | |||||||||
| Fund) |
| Restructuring, | ||||||||||
| Fund | Closing Date or | |||||||||
| Combination | Termination | |||||||||
| or Other | Date | |||||||||
| Cessation of | ||||||||||
| Existing Fund | Existing Portfolio | Operations | Successor Fund | Successor Portfolio | (as applicable) | |||||
| Xxxx Xxxxx Partners Multiple | Combination | n/a | n/a | 2/2/07 | ||||||
| Discipline Funds Large Cap | ||||||||||
| Growth and Value (f/k/a Xxxxx | (acquired by Xxxx | |||||||||
| Xxxxxx Multiple Discipline | Xxxxx Partners | |||||||||
| Funds—Large Cap Growth and | Multiple | |||||||||
| Value Fund) | Discipline Funds | |||||||||
| All Cap Growth | ||||||||||
| and Value) | ||||||||||
| Xxxx Xxxxx Partners Multiple | Restructuring | Xxxx Xxxxx Partners Equity | Xxxx Xxxxx Partners All Cap | 4/13/07 | ||||||
| Discipline Funds All Cap Growth | Trust | Fund | ||||||||
| and Value (f/k/a Xxxxx Xxxxxx | ||||||||||
| Multiple Discipline Funds—All | ||||||||||
| Cap Growth and Value Fund) | ||||||||||
| Xxxx Xxxxx Partners Multiple | Combination | n/a | n/a | 2/2/07 | ||||||
| Discipline Funds Global All Cap | ||||||||||
| Growth and Value (f/k/a Xxxxx | (acquired by Xxxx | |||||||||
| Xxxxxx Multiple Discipline | Xxxxx Partners | |||||||||
| Funds—Global All Cap Growth | Multiple | |||||||||
| and Value Fund) | Discipline Funds | |||||||||
| All Cap Growth | ||||||||||
| and Value) | ||||||||||
| Xxxx Xxxxx Partners Multiple | Combination | n/a | n/a | 2/2/07 | ||||||
| Discipline Funds All Cap and | ||||||||||
| International (f/k/a Xxxxx Xxxxxx | (acquired by Xxxx | |||||||||
| Multiple Discipline Funds—All | Xxxxx Partners | |||||||||
| Cap and International Fund) | Multiple | |||||||||
| Discipline Funds | ||||||||||
| All Cap Growth | ||||||||||
| and Value) |
| Restructuring, | ||||||||||
| Fund | Closing Date or | |||||||||
| Combination | Termination | |||||||||
| or Other | Date | |||||||||
| Cessation of | ||||||||||
| Existing Fund | Existing Portfolio | Operations | Successor Fund | Successor Portfolio | (as applicable) | |||||
| Xxxx Xxxxx Partners Government | Restructuring | Xxxx Xxxxx Partners Income | Xxxx Xxxxx Partners | 4/13/07 | ||||||
| Securities Fund (f/k/a Xxxxx | Trust | Government Securities Fund | ||||||||
| Barney Government Securities | ||||||||||
| Fund) | ||||||||||
| Xxxx Xxxxx Partners Small Cap | Combination | n/a | n/a | 3/2/07 | ||||||
| Growth Fund (f/k/a Xxxxx Xxxxxx | ||||||||||
| Small Cap Growth Fund) | (acquired by Xxxx | |||||||||
| Xxxxx Partners | ||||||||||
| Small Cap Growth | ||||||||||
| Fund) | ||||||||||
| Xxxx Xxxxx Partners Small Cap | Restructuring | Xxxx Xxxxx Partners | Xxxx Xxxxx Partners Small | 4/13/07 | ||||||
| Value Fund (f/k/a Xxxxx Xxxxxx | Equity Trust | Cap Value Fund | ||||||||
| Small Cap Value Fund) | ||||||||||
| Xxxx Xxxxx Partners Investment | Xxxx Xxxxx Partners Dividend | Restructuring | Xxxx Xxxxx Partners | Xxxx Xxxxx Partners Dividend | 4/13/07 | |||||
| Series (f/k/a Xxxxx Xxxxxx | Strategy Fund (f/k/a Xxxxx Xxxxxx | Equity Trust | Strategy Fund | |||||||
| Investment Series) | Dividend Strategy Fund) | |||||||||
| Xxxx Xxxxx Partners Growth and | Combination | n/a | n/a | 2/2/07 | ||||||
| Income Fund (f/k/a SB Growth | ||||||||||
| and Income Fund) | (acquired by Xxxx | |||||||||
| Xxxxx Partners | ||||||||||
| Multiple | ||||||||||
| Discipline Funds | ||||||||||
| All Cap Growth | ||||||||||
| and Value) | ||||||||||
| Xxxx Xxxxx Partners Premier | Combination | n/a | n/a | 4/27/07 | ||||||
| Selections All Cap Growth | ||||||||||
| Portfolio (f/k/a Xxxxx Xxxxxx | (acquired by Xxxx | |||||||||
| Premier Selections All Cap | Xxxxx Partners | |||||||||
| Growth Portfolio) | Variable | |||||||||
| Aggressive | ||||||||||
| Growth Portfolio) |
| Restructuring, | ||||||||||
| Fund | Closing Date or | |||||||||
| Combination | Termination | |||||||||
| or Other | Date | |||||||||
| Cessation of | ||||||||||
| Existing Fund | Existing Portfolio | Operations | Successor Fund | Successor Portfolio | (as applicable) | |||||
| Xxxx Xxxxx Partners Variable | Combination | n/a | n/a | 4/27/07 | ||||||
| Growth and Income Portfolio | ||||||||||
| (f/k/a Xxxxx Xxxxxx Growth and | (acquired by Xxxx | |||||||||
| Income Portfolio) | Xxxxx Partners | |||||||||
| Variable | ||||||||||
| Appreciation | ||||||||||
| Portfolio) | ||||||||||
| Xxxx Xxxxx Partners Variable | Restructuring | Xxxx Xxxxx Partners Variable | Xxxx Xxxxx Partners Variable | 4/27/07 | ||||||
| Government Portfolio (f/k/a SB | Income Trust | Government Portfolio | ||||||||
| Government Portfolio) | ||||||||||
| Xxxx Xxxxx Partners Variable | Restructuring | Xxxx Xxxxx Partners Variable | Xxxx Xxxxx Partners Variable | 4/27/07 | ||||||
| Dividend Strategy Portfolio (f/k/a | Equity Trust | Dividend Strategy Portfolio | ||||||||
| Xxxxx Xxxxxx Dividend Strategy | ||||||||||
| Portfolio) | ||||||||||
| Xxxx Xxxxx Partners Investment | Xxxx Xxxxx Partners Intermediate | Restructuring | Xxxx Xxxxx Partners Income | Xxxx Xxxxx Partners | 4/13/07 | |||||
| Trust (f/k/a Xxxxx Xxxxxx | Maturity California Municipals | Trust | Intermediate Maturity | |||||||
| Investment Trust) | Fund (f/k/a Xxxxx Xxxxxx | California Municipals Fund | ||||||||
| Intermediate Maturity California | ||||||||||
| Municipals Fund) | ||||||||||
| Xxxx Xxxxx Partners Intermediate | Restructuring | Xxxx Xxxxx Partners Income | Xxxx Xxxxx Partners | 4/13/07 | ||||||
| Maturity New York Municipals | Trust | Intermediate Maturity New | ||||||||
| Fund (f/k/a Xxxxx Xxxxxx | York Municipals Fund | |||||||||
| Intermediate Maturity New York | ||||||||||
| Municipals Fund) | ||||||||||
| Xxxx Xxxxx Partners Large Cap | Restructuring | Xxxx Xxxxx Partners Equity | Xxxx Xxxxx Partners Large | 4/13/07 | ||||||
| Growth Fund (f/k/a Xxxxx Xxxxxx | Trust | Cap Growth Fund | ||||||||
| Large Capitalization Growth | ||||||||||
| Fund) | ||||||||||
| Xxxx Xxxxx Partners S&P 500 | Restructuring | Xxxx Xxxxx Partners Equity | Xxxx Xxxxx Partners S&P 500 | 4/13/07 | ||||||
| Index Fund (f/k/a Xxxxx Xxxxxx | Trust | Index Fund | ||||||||
| S&P 500 Index Fund) |
| Restructuring, | ||||||||||
| Fund | Closing Date or | |||||||||
| Combination | Termination | |||||||||
| or Other | Date | |||||||||
| Cessation of | ||||||||||
| Existing Fund | Existing Portfolio | Operations | Successor Fund | Successor Portfolio | (as applicable) | |||||
| Xxxx Xxxxx Partners Mid Cap | Restructuring | Xxxx Xxxxx Partners Equity | Xxxx Xxxxx Partners Mid Cap | 4/13/07 | ||||||
| Core Fund (f/k/a Xxxxx Xxxxxx | Trust | Core Fund | ||||||||
| Mid Cap Core Fund) | ||||||||||
| Xxxx Xxxxx Partners Classic | Restructuring | Xxxx Xxxxx Partners Equity | Xxxx Xxxxx Partners Classic | 4/13/07 | ||||||
| Values Fund (f/k/a Xxxxx Xxxxxx | Trust | Values Fund | ||||||||
| Classic Values Fund) | ||||||||||
| Xxxx Xxxxx Partners Core Plus | n/a | Restructuring | Xxxx Xxxxx Partners Income | Xxxx Xxxxx Partners Core Plus | 4/13/07 | |||||
| Bond Fund, Inc. (f/k/a Xxxxx | Trust | Bond Fund | ||||||||
| Barney Core Plus Bond Fund | ||||||||||
| Inc.) | ||||||||||
| Xxxx Xxxxx Partners Managed | n/a | Restructuring | Xxxx Xxxxx Partners Income | Xxxx Xxxxx Partners Managed | 4/13/07 | |||||
| Municipals Fund, Inc. (f/k/a | Trust | Municipals Fund | ||||||||
| Xxxxx Xxxxxx Managed | ||||||||||
| Municipals Fund Inc.) | ||||||||||
| Xxxx Xxxxx Partners | n/a | Restructuring | Xxxx Xxxxx Partners Income | Xxxx Xxxxx Partners | 4/13/07 | |||||
| Massachusetts Municipals Fund | Trust | Massachusetts Municipals | ||||||||
| (f/k/a Xxxxx Xxxxxx | Fund | |||||||||
| Massachusetts Municipals Fund) | ||||||||||
| Xxxxx Xxxxxx Money Funds, Inc. | Cash Portfolio | Restructuring | Xxxx Xxxxx Partners Money | Western Asset Money Market | 4/13/07 | |||||
| Market Trust | Fund | |||||||||
| Government Portfolio | Restructuring | Xxxx Xxxxx Partners Money | Western Asset Government | 4/13/07 | ||||||
| Market Trust | Money Market Fund | |||||||||
| Xxxx Xxxxx Partners Variable | Xxxx Xxxxx Partners Variable | Restructuring | Xxxx Xxxxx Partners Variable | Xxxx Xxxxx Partners Variable | 4/27/07 | |||||
| Portfolios IV (f/k/a Xxxxx Xxxxxx | Multiple Discipline Portfolio—All | Equity Trust | Multiple Discipline Portfolio— | |||||||
| Multiple Discipline Trust) | Cap Growth and Value (f/k/a | All Cap Growth and Value | ||||||||
| Multiple Discipline Portfolio) | ||||||||||
| Xxxx Xxxxx Partners Variable | Restructuring | Xxxx Xxxxx Partners Variable | Xxxx Xxxxx Partners Variable | 4/27/07 | ||||||
| Multiple Discipline Portfolio— | Equity Trust | Multiple Discipline Portfolio— | ||||||||
| Large Cap Growth and Value | Large Cap Growth and Value | |||||||||
| (f/k/a Multiple Discipline | ||||||||||
| Portfolio) |
| Restructuring, | ||||||||||
| Fund | Closing Date or | |||||||||
| Combination | Termination | |||||||||
| or Other | Date | |||||||||
| Cessation of | ||||||||||
| Existing Fund | Existing Portfolio | Operations | Successor Fund | Successor Portfolio | (as applicable) | |||||
| Xxxx Xxxxx Partners Variable | Restructuring | Xxxx Xxxxx Partners Variable | Xxxx Xxxxx Partners Variable | 4/27/07 | ||||||
| Multiple Discipline Portfolio— | Equity Trust | Multiple Discipline Portfolio— | ||||||||
| Global All Cap Growth and Value | Global All Cap Growth and | |||||||||
| (f/k/a Multiple Discipline | Value | |||||||||
| Portfolio) | ||||||||||
| Xxxx Xxxxx Partners Variable | Restructuring | Xxxx Xxxxx Partners Variable | Xxxx Xxxxx Partners Variable | 4/27/07 | ||||||
| Multiple Discipline Portfolio— | Equity Trust | Capital and Income Portfolio | ||||||||
| Balanced All Cap Growth and | ||||||||||
| Value (f/k/a Multiple Discipline | ||||||||||
| Portfolio) | ||||||||||
| Xxxxx Xxxxxx Municipal Money | n/a | Restructuring | Xxxx Xxxxx Partners Money | Western Asset Municipal | 4/13/07 | |||||
| Market Fund, Inc. | Market Trust | Money Market Fund | ||||||||
| Xxxx Xxxxx Partners Municipal | California Money Market | Restructuring | Xxxx Xxxxx Partners Money | Western Asset California | 4/13/07 | |||||
| Funds (f/k/a Xxxxx Xxxxxx Muni | Portfolio | Market Trust | Municipal Money Market Fund | |||||||
| Funds) | ||||||||||
| Xxxx Xxxxx Partners Florida | Combination | n/a | n/a | 2/2/07 | ||||||
| Municipals Fund (f/k/a Florida | ||||||||||
| Portfolio) | (acquired by Xxxx | |||||||||
| Xxxxx Partners | ||||||||||
| Managed | ||||||||||
| Municipals Fund) | ||||||||||
| Xxxx Xxxxx Partners Georgia | Combination | n/a | n/a | 2/2/07 | ||||||
| Municipals Fund (f/k/a Georgia | ||||||||||
| Portfolio) | (acquired by Xxxx | |||||||||
| Xxxxx Partners | ||||||||||
| Managed | ||||||||||
| Municipals Fund) | ||||||||||
| Xxxx Xxxxx Partners | Restructuring | Xxxx Xxxxx Partners Income | Xxxx Xxxxx Partners | 4/13/07 | ||||||
| Intermediate-Term Municipals | Trust | Intermediate-Term Municipals | ||||||||
| Fund (f/k/a Limited Term | Fund | |||||||||
| Portfolio) |
| Restructuring, | ||||||||||
| Fund | Closing Date or | |||||||||
| Combination | Termination | |||||||||
| or Other | Date | |||||||||
| Cessation of | ||||||||||
| Existing Fund | Existing Portfolio | Operations | Successor Fund | Successor Portfolio | (as applicable) | |||||
| Xxxx Xxxxx Partners National | Combination | n/a | n/a | 2/2/07 | ||||||
| Municipals Fund (f/k/a National | ||||||||||
| Portfolio) | (acquired by Xxxx | |||||||||
| Xxxxx Partners | ||||||||||
| Managed | ||||||||||
| Municipals Fund) | ||||||||||
| Massachusetts Money Market | Restructuring | Xxxx Xxxxx Partners Money | Western Asset Massachusetts | 4/13/07 | ||||||
| Portfolio | Market Trust | Municipal Money Market Fund | ||||||||
| New York Money Market | Restructuring | Xxxx Xxxxx Partners Money | Western Asset New York | 4/13/07 | ||||||
| Portfolio | Market Trust | Municipal Money Market Fund | ||||||||
| Xxxx Xxxxx Partners New York | Restructuring | Xxxx Xxxxx Partners Income | Xxxx Xxxxx Partners New | 4/13/07 | ||||||
| Municipals Fund (f/k/a New York | Trust | York Municipals Fund | ||||||||
| Portfolio) | ||||||||||
| Xxxx Xxxxx Partners | Restructuring | Xxxx Xxxxx Partners Income | Xxxx Xxxxx Partners | 4/13/07 | ||||||
| Pennsylvania Municipals Fund | Trust | Pennsylvania Municipals Fund | ||||||||
| (f/k/a Pennsylvania Portfolio) | ||||||||||
| Xxxx Xxxxx Partners New | n/a | Restructuring | Xxxx Xxxxx Partners Income | Xxxx Xxxxx Partners New | 4/13/07 | |||||
| Jersey Municipals Fund, Inc. | Trust | Jersey Municipals Fund | ||||||||
| (f/k/a Xxxxx Xxxxxx New Jersey | ||||||||||
| Municipals Fund Inc.) | ||||||||||
| Xxxx Xxxxx Partners Oregon | n/a | Restructuring | Xxxx Xxxxx Partners Income | Xxxx Xxxxx Partners Oregon | 4/13/07 | |||||
| Municipals Fund (f/k/a Xxxxx | Trust | Municipals Fund | ||||||||
| Barney Oregon Municipals | ||||||||||
| Fund) | ||||||||||
| Xxxx Xxxxx Partners Sector | Xxxx Xxxxx Partners Financial | Restructuring | Xxxx Xxxxx Partners Equity | Xxxx Xxxxx Partners Financial | 4/13/07 | |||||
| Series, Inc. (f/k/a Xxxxx Xxxxxx | Services Fund (f/k/a Xxxxx Xxxxxx | Trust | Services Fund | |||||||
| Sector Series Inc.) | Financial Services Fund) |
| Restructuring, | ||||||||||
| Fund | Closing Date or | |||||||||
| Combination | Termination | |||||||||
| or Other | Date | |||||||||
| Cessation of | ||||||||||
| Existing Fund | Existing Portfolio | Operations | Successor Fund | Successor Portfolio | (as applicable) | |||||
| Xxxx Xxxxx Partners Technology | Combination | n/a | n/a | 2/2/07 | ||||||
| Fund (f/k/a Xxxxx Xxxxxx | ||||||||||
| Technology Fund) | (acquired by Xxxx | |||||||||
| Xxxxx Partners | ||||||||||
| Large Cap Growth | ||||||||||
| Fund) | ||||||||||
| Xxxx Xxxxx Partners Small Cap | n/a | Restructuring | Xxxx Xxxxx Partners Equity | Xxxx Xxxxx Partners Small | 4/13/07 | |||||
| Core Fund, Inc. (f/k/a Xxxxx | Trust | Cap Core Fund | ||||||||
| Barney Small Cap Core Fund, | ||||||||||
| Inc.) | ||||||||||
| Xxxx Xxxxx Partners World | Xxxx Xxxxx Partners Inflation | Restructuring | Xxxx Xxxxx Partners Income | Xxxx Xxxxx Partners Inflation | 4/13/07 | |||||
| Funds, Inc. (f/k/a Xxxxx Xxxxxx | Management Fund (f/k/a Xxxxx | Trust | Management Fund | |||||||
| World Funds) | Barney Inflation Management | |||||||||
| Fund) | ||||||||||
| Xxxx Xxxxx Partners International | Restructuring | Xxxx Xxxxx Partners Equity | Xxxx Xxxxx Partners | 4/13/07 | ||||||
| All Cap Opportunity Fund (f/k/a | Trust | International All Cap | ||||||||
| International All Cap Growth | Opportunity Fund | |||||||||
| Portfolio) | ||||||||||
| Xxxx Xxxxx Partners Variable | Xxxx Xxxxx Partners Variable | Restructuring | Xxxx Xxxxx Partners Variable | Xxxx Xxxxx Partners Variable | 4/27/07 | |||||
| Portfolios II (f/k/a Greenwich | Appreciation Portfolio (f/k/a | Equity Trust | Appreciation Portfolio | |||||||
| Street Series Fund) | Appreciation Portfolio) | |||||||||
| Xxxx Xxxxx Partners Variable | Combination | n/a | n/a | 4/27/07 | ||||||
| Capital and Income Portfolio | ||||||||||
| (f/k/a Capital and Income | (acquired by Xxxx | |||||||||
| Portfolio) | Xxxxx Partners | |||||||||
| Variable Multiple | ||||||||||
| Discipline | ||||||||||
| Portfolio— | ||||||||||
| Balanced All Cap | ||||||||||
| Growth and | ||||||||||
| Value) |
| Restructuring, | ||||||||||
| Fund | Closing Date or | |||||||||
| Combination | Termination | |||||||||
| or Other | Date | |||||||||
| Cessation of | ||||||||||
| Existing Fund | Existing Portfolio | Operations | Successor Fund | Successor Portfolio | (as applicable) | |||||
| Xxxx Xxxxx Partners Variable | Restructuring | Xxxx Xxxxx Partners Variable | Xxxx Xxxxx Partners Variable | 4/27/07 | ||||||
| Diversified Strategic Income | Income Trust | Diversified Strategic Income | ||||||||
| Portfolio (f/k/a Diversified | Portfolio | |||||||||
| Strategic Income Portfolio) | ||||||||||
| Xxxx Xxxxx Partners Variable | Combination | n/a | n/a | 4/27/07 | ||||||
| Aggressive Growth Portfolio | ||||||||||
| (f/k/a Salomon Brothers Variable | (acquired by Xxxx | |||||||||
| Aggressive Growth Fund) | Xxxxx Partners | |||||||||
| Variable | ||||||||||
| Aggressive | ||||||||||
| Growth Portfolio) | ||||||||||
| Xxxx Xxxxx Partners Variable | Restructuring | Xxxx Xxxxx Partners Variable | Xxxx Xxxxx Partners Variable | 4/27/07 | ||||||
| Equity Index Portfolio (f/k/a | Equity Trust | Equity Index Portfolio | ||||||||
| Equity Index Portfolio) | ||||||||||
| Xxxx Xxxxx Partners Variable | Combination | n/a | n/a | 4/27/07 | ||||||
| Growth and Income Portfolio | ||||||||||
| (f/k/a Salomon Brothers Variable | (acquired by Xxxx | |||||||||
| Growth & Income Fund) | Xxxxx Partners | |||||||||
| Variable | ||||||||||
| Appreciation | ||||||||||
| Portfolio) | ||||||||||
| Xxxx Xxxxx Partners Variable | Restructuring | Xxxx Xxxxx Partners Variable | Xxxx Xxxxx Partners Variable | 4/27/07 | ||||||
| Fundamental Value Portfolio | Equity Trust | Fundamental Value Portfolio | ||||||||
| (f/k/a Fundamental Value | ||||||||||
| Portfolio) | ||||||||||
| Xxxx Xxxxx Partners Variable | Xxxx Xxxxx Partners Variable | Restructuring | Xxxx Xxxxx Partners Variable | Xxxx Xxxxx Partners Variable | 4/27/07 | |||||
| Portfolios III, Inc. (f/k/a | Aggressive Growth Portfolio | Equity Trust | Aggressive Growth Portfolio | |||||||
| Travelers Series Fund Inc. ) | (f/k/a Xxxxx Xxxxxx Aggressive | |||||||||
| Growth Portfolio) |
| Restructuring, | ||||||||||
| Fund | Closing Date or | |||||||||
| Combination | Termination | |||||||||
| or Other | Date | |||||||||
| Cessation of | ||||||||||
| Existing Fund | Existing Portfolio | Operations | Successor Fund | Successor Portfolio | (as applicable) | |||||
| Xxxx Xxxxx Partners Variable | Restructuring | Xxxx Xxxxx Partners Variable | Xxxx Xxxxx Partners Variable | 4/27/07 | ||||||
| High Income Portfolio (f/k/a Xxxxx | Income Trust | High Income Portfolio | ||||||||
| Barney High Income Portfolio) | ||||||||||
| Xxxx Xxxxx Partners Variable | Restructuring | Xxxx Xxxxx Partners Variable | Xxxx Xxxxx Partners Variable | 4/27/07 | ||||||
| International All Cap Growth | Equity Trust | International All Cap | ||||||||
| Portfolio (f/k/a Xxxxx Xxxxxx | Opportunity Portfolio | |||||||||
| International All Cap Growth | ||||||||||
| Portfolio) | ||||||||||
| Xxxx Xxxxx Partners Variable | Restructuring | Xxxx Xxxxx Partners Variable | Xxxx Xxxxx Partners Variable | 4/27/07 | ||||||
| Large Cap Growth Portfolio (f/k/a | Equity Trust | Large Cap Growth Portfolio | ||||||||
| Xxxxx Xxxxxx Large | ||||||||||
| Capitalization Growth Portfolio) | ||||||||||
| Xxxx Xxxxx Partners Variable | Combination | n/a | n/a | 4/27/07 | ||||||
| Large Cap Value Portfolio (f/k/a | ||||||||||
| Xxxxx Xxxxxx Large Cap Value | (acquired by Xxxx | |||||||||
| Portfolio) | Xxxxx Partners | |||||||||
| Variable Investors | ||||||||||
| Portfolio) | ||||||||||
| Xxxx Xxxxx Partners Variable | Restructuring | Xxxx Xxxxx Partners Variable | Xxxx Xxxxx Partners Variable | 4/27/07 | ||||||
| Mid Cap Core Portfolio (f/k/a | Equity Trust | Mid Cap Core Portfolio | ||||||||
| Xxxxx Xxxxxx Mid Cap Core | ||||||||||
| Portfolio) | ||||||||||
| Xxxx Xxxxx Partners Variable | Restructuring | Xxxx Xxxxx Partners Variable | Xxxx Xxxxx Partners Variable | 4/27/07 | ||||||
| Money Market Portfolio (f/k/a | Income Trust | Money Market Portfolio | ||||||||
| Xxxxx Xxxxxx Money Market | ||||||||||
| Portfolio) | ||||||||||
| Xxxx Xxxxx Partners Variable | Restructuring | Xxxx Xxxxx Partners Variable | Xxxx Xxxxx Partners Variable | 4/27/07 | ||||||
| Social Awareness Stock Portfolio | Equity Trust | Social Awareness Portfolio | ||||||||
| (f/k/a Social Awareness Stock | ||||||||||
| Portfolio) |
| Restructuring, | ||||||||||
| Fund | Closing Date or | |||||||||
| Combination | Termination | |||||||||
| or Other | Date | |||||||||
| Cessation of | ||||||||||
| Existing Fund | Existing Portfolio | Operations | Successor Fund | Successor Portfolio | (as applicable) | |||||
| Xxxx Xxxxx Partners Variable | Restructuring | Xxxx Xxxxx Partners Variable | Xxxx Xxxxx Partners Variable | 4/27/07 | ||||||
| Adjustable Rate Income Portfolio | Income Trust | Adjustable Rate Income | ||||||||
| (f/k/a SB Adjustable Rate Income | Portfolio | |||||||||
| Portfolio) | ||||||||||
| Xxxx Xxxxx Partners Equity | n/a | Restructuring | Xxxx Xxxxx Partners Equity | Xxxx Xxxxx Partners Equity | 4/13/07 | |||||
| Fund, Inc. (f/k/a The Salomon | Trust | Fund | ||||||||
| Brothers Fund Inc) | ||||||||||
| Xxxx Xxxxx Partners Investors | n/a | Restructuring | Xxxx Xxxxx Partners Equity | Xxxx Xxxxx Partners Investors | 4/13/07 | |||||
| Value Fund, Inc. (f/k/a Salomon | Trust | Value Fund | ||||||||
| Brothers Investors Value Fund | ||||||||||
| Inc) | ||||||||||
| Xxxx Xxxxx Partners Capital | n/a | Restructuring | Xxxx Xxxxx Partners Equity | Xxxx Xxxxx Partners Capital | 4/13/07 | |||||
| Fund, Inc. (f/k/a Salomon | Trust | Fund | ||||||||
| Brothers Capital Fund Inc) | ||||||||||
| Xxxx Xxxxx Partners Series | Xxxx Xxxxx Partners Balanced | Combination | n/a | n/a | 3/16/07 | |||||
| Funds, Inc. (f/k/a Salomon | Fund (f/k/a Salomon Brothers | |||||||||
| Brothers Series Funds Inc.) | Balanced Fund) | (acquired by Xxxx | ||||||||
| Xxxxx Partners | ||||||||||
| Capital and | ||||||||||
| Income Fund) | ||||||||||
| Xxxx Xxxxx Partners Global High | Restructuring | Xxxx Xxxxx Partners Income | Xxxx Xxxxx Partners Global | 4/13/07 | ||||||
| Yield Bond Fund (f/k/a Salomon | Trust | High Yield Bond Fund | ||||||||
| Brothers High Yield Bond Fund) |
| Restructuring, | ||||||||||
| Fund | Closing Date or | |||||||||
| Combination | Termination | |||||||||
| or Other | Date | |||||||||
| Cessation of | ||||||||||
| Existing Fund | Existing Portfolio | Operations | Successor Fund | Successor Portfolio | (as applicable) | |||||
| Xxxx Xxxxx Partners New | Combination | n/a | n/a | 3/2/07 | ||||||
| York Municipal Money Market | ||||||||||
| Fund (f/k/a Salomon Brothers | (acquired by | |||||||||
| NY Municipal Money Mkt | Xxxx Xxxxx | |||||||||
| Fund) | Partners | |||||||||
| Municipal | ||||||||||
| Funds - New | ||||||||||
| York Money | ||||||||||
| Market | ||||||||||
| Portfolio) | ||||||||||
| Xxxx Xxxxx Partners Small Cap | Restructuring | Xxxx Xxxxx Partners Equity | Xxxx Xxxxx Partners Small | 4/13/07 | ||||||
| Growth Fund I (f/k/a Salomon | Trust | Cap Growth Fund | ||||||||
| Brothers Small Cap Growth Fund) | ||||||||||
| Xxxx Xxxxx Partners Strategic | Combination | n/a | n/a | 3/2/07 | ||||||
| Bond Fund (f/k/a Salomon | ||||||||||
| Brothers Strategic Bond Fund) | (acquired by Xxxx | |||||||||
| Xxxxx Partners | ||||||||||
| Diversified | ||||||||||
| Strategic Income | ||||||||||
| Fund) | ||||||||||
| Xxxx Xxxxx Partners | Restructuring | Xxxx Xxxxx Partners Income | Xxxx Xxxxx Partners | 4/13/07 | ||||||
| Short/Intermediate U.S. | Trust | Short/Intermediate U.S. | ||||||||
| Government Fund (f/k/a Salomon | Government Fund | |||||||||
| Brothers Short/Intermediate US | ||||||||||
| Government Fund) | ||||||||||
| Western Asset Funds II, Inc. | Western Asset Global High Yield | Restructuring | Xxxx Xxxxx Partners Income | Western Asset Global High | 4/13/07 | |||||
| (f/k/a Salomon Brothers | Bond Portfolio (f/k/a Salomon | Trust | Yield Bond Portfolio | |||||||
| Institutional Series Funds Inc.) | Brothers Institutional High Yield | |||||||||
| Bond Fund) |
| Restructuring, | ||||||||||
| Fund | Closing Date or | |||||||||
| Combination | Termination | |||||||||
| or Other | Date | |||||||||
| Cessation of | ||||||||||
| Existing Fund | Existing Portfolio | Operations | Successor Fund | Successor Portfolio | (as applicable) | |||||
| Western Asset Emerging Market | Restructuring | Xxxx Xxxxx Partners Income | Western Asset Emerging | 4/13/07 | ||||||
| Debt Portfolio (f/k/a Salomon | Trust | Markets Debt Portfolio | ||||||||
| Brothers Institutional Emerging | ||||||||||
| Markets Debt Fund) | ||||||||||
| Xxxx Xxxxx Partners Variable | Xxxx Xxxxx Partners Variable All | Combination | n/a | n/a | 4/27/07 | |||||
| Portfolios I, Inc. (f/k/a Salomon | Cap Portfolio (f/k/a Salomon | |||||||||
| Brothers Variable Series Funds | Brothers Variable All Cap Fund) | (acquired by Xxxx | ||||||||
| Inc.) | Xxxxx Partners | |||||||||
| Variable | ||||||||||
| Fundamental | ||||||||||
| Value Portfolio) | ||||||||||
| Xxxx Xxxxx Partners Variable | Restructuring | Xxxx Xxxxx Partners Variable | Xxxx Xxxxx Partners Variable | 4/27/07 | ||||||
| Global High Yield Bond Portfolio | Income Trust | Global High Yield Bond | ||||||||
| (f/k/a Salomon Brothers Variable | Portfolio | |||||||||
| High Yield Bond Fund) | ||||||||||
| Xxxx Xxxxx Partners Variable | Restructuring | Xxxx Xxxxx Partners Variable | Xxxx Xxxxx Partners Variable | 4/27/07 | ||||||
| Investors Portfolio (f/k/a Salomon | Equity Trust | Investors Portfolio | ||||||||
| Brothers Variable Investors Fund) | ||||||||||
| Xxxx Xxxxx Partners Variable | Combination | n/a | n/a | 4/27/07 | ||||||
| Large Cap Growth Portfolio (f/k/a | ||||||||||
| Salomon Brothers Variable Large | (acquired by Xxxx | |||||||||
| Cap Growth Fund) | Xxxxx Partners | |||||||||
| Variable Large | ||||||||||
| Cap Growth | ||||||||||
| Portfolio) | ||||||||||
| Xxxx Xxxxx Partners Variable | Restructuring | Xxxx Xxxxx Partners Variable | Xxxx Xxxxx Partners Variable | 4/27/07 | ||||||
| Small Cap Growth Portfolio (f/k/a | Equity Trust | Small Cap Growth Portfolio | ||||||||
| Salomon Brothers Variable Small | ||||||||||
| Cap Growth Fund) |
| Restructuring, | ||||||||||
| Fund | Closing Date or | |||||||||
| Combination | Termination | |||||||||
| or Other | Date | |||||||||
| Cessation of | ||||||||||
| Existing Fund | Existing Portfolio | Operations | Successor Fund | Successor Portfolio | (as applicable) | |||||
| Xxxx Xxxxx Partners Variable | Restructuring | Xxxx Xxxxx Partners Variable | Xxxx Xxxxx Partners Variable | 4/27/07 | ||||||
| Strategic Bond Portfolio (f/k/a | Income Trust | Strategic Bond Portfolio | ||||||||
| Salomon Brothers Variable | ||||||||||
| Strategic Bond Fund) | ||||||||||
| Xxxx Xxxxx Partners Variable | Combination | n/a | n/a | 4/27/07 | ||||||
| Total Return Portfolio (f/k/a | ||||||||||
| Salomon Brothers Variable Total | (acquired by Xxxx | |||||||||
| Return Fund) | Xxxxx Partners | |||||||||
| Variable Multiple | ||||||||||
| Discipline | ||||||||||
| Portfolio— | ||||||||||
| Balanced All Cap | ||||||||||
| Growth and | ||||||||||
| Value) | ||||||||||
| Liquid Reserves Portfolio | n/a | Restructuring | Master Portfolio Trust | Liquid Reserves Portfolio | 4/13/07 | |||||
| Tax Free Reserves Portfolio | n/a | Restructuring | Master Portfolio Trust | Tax Free Reserves Portfolio | 4/13/07 | |||||
| U.S. Treasury Reserves Portfolio | n/a | Restructuring | Master Portfolio Trust | U.S. Treasury Reserves | 4/13/07 | |||||
| Portfolio | ||||||||||
| CitiFunds Trust I | Xxxx Xxxxx Partners Emerging | Restructuring | Xxxx Xxxxx Partners Equity | Xxxx Xxxxx Partners | 4/13/07 | |||||
| Markets Equity Fund (f/k/a Xxxxx | Trust | Emerging Markets Equity | ||||||||
| Barney Emerging Markets Equity | Fund | |||||||||
| Fund) | ||||||||||
| Xxxx Xxxxx Partners Trust II | Xxxx Xxxxx Partners Capital | Not Restructuring | n/a | n/a | n/a | |||||
| (f/k/a Xxxxx Xxxxxx Trust II) | Preservation Fund (f/k/a Xxxxx | |||||||||
| Xxxxxx Capital Preservation | ||||||||||
| Fund) | ||||||||||
| Xxxx Xxxxx Partners Capital | Not Restructuring n/a | n/a | n/a | |||||||
| Preservation Fund II (f/k/a Xxxxx | ||||||||||
| Xxxxxx Capital Preservation Fund | ||||||||||
| II) | ||||||||||
| Restructuring, | ||||||||||
| Fund | Closing Date or | |||||||||
| Combination | Termination | |||||||||
| or Other | Date | |||||||||
| Cessation of | ||||||||||
| Existing Fund | Existing Portfolio | Operations | Successor Fund | Successor Portfolio | (as applicable) | |||||
| Xxxx Xxxxx Partners Diversified | Restructuring | Xxxx Xxxxx Partners Equity | Xxxx Xxxxx Partners | 4/13/07 | ||||||
| Large Cap Growth Fund (f/k/a | Trust | Diversified Large Cap Growth | ||||||||
| Xxxxx Xxxxxx Diversified Large | Fund | |||||||||
| Cap Growth Fund) | ||||||||||
| Xxxx Xxxxx Partners Global | Restructuring | Xxxx Xxxxx Partners Equity | Xxxx Xxxxx Partners Global | 4/13/07 | ||||||
| Equity Fund (f/k/a Xxxxx Xxxxxx | Trust | Equity Fund | ||||||||
| International Large Cap Fund) | ||||||||||
| Xxxx Xxxxx Partners Small Cap | Combination | n/a | n/a | 3/2/07 | ||||||
| Growth Opportunities Fund (f/k/a | ||||||||||
| Xxxxx Xxxxxx Small Cap Growth | (acquired by Xxxx | |||||||||
| Opportunities Fund) | Xxxxx Partners | |||||||||
| Small Cap Growth | ||||||||||
| Fund) | ||||||||||
| Xxxx Xxxxx Partners Short | Restructuring | Xxxx Xxxxx Partners Income | Xxxx Xxxxx Partners Short | 4/13/07 | ||||||
| Duration Municipal Income Fund | Trust | Duration Municipal Income | ||||||||
| (f/k/a Xxxxx Xxxxxx Short | Fund | |||||||||
| Duration Municipal Income Fund) | ||||||||||
| CitiFunds Trust III | Citi Cash Reserves | Restructuring | Xxxx Xxxxx Partners Money | Citi Cash Reserves | 4/13/07 | |||||
| Market Trust | ||||||||||
| Citi U.S. Treasury Reserves | Restructuring | Xxxx Xxxxx Partners Money | Citi U.S. Treasury Reserves | 4/13/07 | ||||||
| Market Trust | ||||||||||
| Citi California Tax Free Reserves | Restructuring | Xxxx Xxxxx Partners Money | Citi California Tax Free | 4/13/07 | ||||||
| Market Trust | Reserves | |||||||||
| Citi Connecticut Tax Free | Restructuring | Xxxx Xxxxx Partners Money | Citi Connecticut Tax Free | 4/13/07 | ||||||
| Reserves | Market Trust | Reserves | ||||||||
| Citi New York Tax Free Reserves | Restructuring | Xxxx Xxxxx Partners Money | Citi New York Tax Free | 4/13/07 | ||||||
| Market Trust | Reserves | |||||||||
| Citi Tax Free Reserves | Restructuring | Xxxx Xxxxx Partners Money | Citi Tax Free Reserves | 4/13/07 | ||||||
| Market Trust |
| Restructuring, | ||||||||||
| Fund | Closing Date or | |||||||||
| Combination | Termination | |||||||||
| or Other | Date | |||||||||
| Cessation of | ||||||||||
| Existing Fund | Existing Portfolio | Operations | Successor Fund | Successor Portfolio | (as applicable) | |||||
| CitiFunds Institutional Trust | Citi Institutional Liquid Reserves | Restructuring | Xxxx Xxxxx Partners | Citi Institutional Liquid | 4/13/07 | |||||
| Institutional Trust | Reserves | |||||||||
| Citi Institutional Cash Reserves | Restructuring | Xxxx Xxxxx Partners | Citi Institutional Cash Reserves | 4/13/07 | ||||||
| Institutional Trust | ||||||||||
| Citi Institutional U.S. Treasury | Restructuring | Xxxx Xxxxx Partners | Citi Institutional U.S. Treasury | 4/13/07 | ||||||
| Reserves | Institutional Trust | Reserves | ||||||||
| Citi Institutional Tax Free | Restructuring | Xxxx Xxxxx Partners | Citi Institutional Tax Free | 4/13/07 | ||||||
| Reserves | Institutional Trust | Reserves | ||||||||
| Citi Institutional Enhanced | Restructuring | Xxxx Xxxxx Partners | Citi Institutional Enhanced | 4/13/07 | ||||||
| Income Fund | Institutional Trust | Income Fund | ||||||||
| SMASh Series M Fund | Restructuring | Xxxx Xxxxx Partners | SMASh Series M Fund | 4/13/07 | ||||||
| Institutional Trust | ||||||||||
| SMASh Series C Fund | Restructuring | Xxxx Xxxxx Partners | SMASh Series C Fund | 4/13/07 | ||||||
| Institutional Trust | ||||||||||
| SMASh Series EC Fund | Restructuring | Xxxx Xxxxx Partners | SMASh Series EC Fund | 4/13/07 | ||||||
| Institutional Trust | ||||||||||
| CitiFunds Premium Trust | Citi Premium Liquid Reserves | Restructuring | Xxxx Xxxxx Partners Premium | Citi Premium Liquid Reserves | 4/13/07 | |||||
| Money Market Trust | ||||||||||
| Citi Premium U.S. Treasury | Restructuring | Xxxx Xxxxx Partners Premium | Citi Premium U.S. Treasury | 4/13/07 | ||||||
| Reserves | Money Market Trust | Reserves | ||||||||
| Xxxx Xxxxx Partners Funds | Xxxx Xxxxx Partners National | Combination | n/a | n/a | 3/2/07 | |||||
| Trust (f/k/a Salomon Funds | Tax Free Bond Fund (f/k/a | |||||||||
| Trust) | Salomon Brothers National Tax | (acquired by Xxxx | ||||||||
| Free Bond Fund) | Xxxxx Partners | |||||||||
| Managed | ||||||||||
| Municipals Fund) |
| Restructuring, | ||||||||||
| Fund | Closing Date or | |||||||||
| Combination | Termination | |||||||||
| or Other | Date | |||||||||
| Cessation of | ||||||||||
| Existing Fund | Existing Portfolio | Operations | Successor Fund | Successor Portfolio | (as applicable) | |||||
| Xxxx Xxxxx Partners California | Combination | n/a | n/a | 3/2/07 | ||||||
| Tax Free Bond Fund (f/k/a | ||||||||||
| Salomon Brothers California Tax | (acquired by Xxxx | |||||||||
| Free Bond Fund) | Xxxxx Partners | |||||||||
| California | ||||||||||
| Municipals Fund) | ||||||||||
| Xxxx Xxxxx Partners New York | Combination | n/a | n/a | 3/2/07 | ||||||
| Tax Free Bond Fund (f/k/a | ||||||||||
| Salomon Brothers New York Tax | (acquired by Xxxx | |||||||||
| Free Bond Fund) | Xxxxx Partners | |||||||||
| New York | ||||||||||
| Municipals Fund) | ||||||||||
| Institutional Portfolio | Institutional Enhanced Portfolio | Restructuring | Master Portfolio Trust | Institutional Enhanced | 4/13/07 | |||||
| Portfolio | ||||||||||
| Prime Cash Reserves Portfolio | Restructuring | Master Portfolio Trust | Prime Cash Reserves Portfolio | 4/13/07 | ||||||
| SMASh Series M Portfolio | Restructuring | Master Portfolio Trust | SMASh Series M Portfolio | 4/13/07 | ||||||
| SMASh Series C Portfolio | Restructuring | Master Portfolio Trust | SMASh Series C Portfolio | 4/13/07 | ||||||
| SMASh Series EC Portfolio | Restructuring | Master Portfolio Trust | SMASh Series EC Portfolio | 4/13/07 | ||||||
| Xxxx Xxxxx Partners Variable | Xxxx Xxxxx Partners Variable | Combination | n/a | n/a | 4/27/07 | |||||
| Portfolios V (f/k/a Variable | Small Cap Growth Opportunities | |||||||||
| Annuity Portfolios) | Portfolio (f/k/a Xxxxx Xxxxxx | (acquired by Xxxx | ||||||||
| Small Cap Growth Opportunities | Xxxxx Partners | |||||||||
| Portfolio) | Variable Small | |||||||||
| Cap Growth | ||||||||||
| Portfolio) | ||||||||||
-1-
Exhibit A
Xxxx Xxxxx Partners Equity Trust
Xxxx Xxxxx Partners Aggressive Growth Fund
Xxxx Xxxxx Partners All Cap Fund
Xxxx Xxxxx Partners Appreciation Fund
Xxxx Xxxxx Partners Capital and Income Fund
Xxxx Xxxxx Partners Capital Fund
Xxxx Xxxxx Partners Classic Values Fund
Xxxx Xxxxx Partners Convertible Fund
Xxxx Xxxxx Partners Diversified Large Cap Growth Fund
Xxxx Xxxxx Partners Dividend Strategy Fund
Xxxx Xxxxx Partners Emerging Markets Equity Fund
Xxxx Xxxxx Partners Equity Fund
Xxxx Xxxxx Partners Financial Services Fund
Xxxx Xxxxx Partners Fundamental Value Fund
Xxxx Xxxxx Partners Global Equity Fund
Xxxx Xxxxx Partners International All Cap Opportunity Fund
Xxxx Xxxxx Partners Investors Value Fund
Xxxx Xxxxx Partners Large Cap Growth Fund
Xxxx Xxxxx Partners Lifestyle Allocation 100%
Xxxx Xxxxx Partners Lifestyle Allocation 85%
Xxxx Xxxxx Partners Lifestyle Allocation 70%
Xxxx Xxxxx Partners Lifestyle Allocation 50%
Xxxx Xxxxx Partners Lifestyle Allocation 30%
Xxxx Xxxxx Partners Lifestyle Income Fund
Xxxx Xxxxx Partners Mid Cap Core Fund
Xxxx Xxxxx Partners S&P 500 Index Fund
Xxxx Xxxxx Partners Small Cap Core Fund
Xxxx Xxxxx Partners Small Cap Growth Fund
Xxxx Xxxxx Partners Small Cap Value Fund
Xxxx Xxxxx Partners Social Awareness Fund
Xxxx Xxxxx Partners Income Trust
Xxxx Xxxxx Partners Adjustable Rate Income Fund
Xxxx Xxxxx Partners California Municipals Fund
Xxxx Xxxxx Partners Core Bond Fund
Xxxx Xxxxx Partners Core Plus Bond Fund
Xxxx Xxxxx Partners Diversified Strategic Income Fund
Xxxx Xxxxx Partners Global High Yield Bond Fund
Xxxx Xxxxx Partners Government Securities Fund
Xxxx Xxxxx Partners High Income Fund
Xxxx Xxxxx Partners Inflation Management Fund
Xxxx Xxxxx Partners Intermediate Maturity California Municipals Fund
Xxxx Xxxxx Partners Intermediate Maturity New York Municipals Fund
Xxxx Xxxxx Partners Intermediate-Term Municipals Fund
Xxxx Xxxxx Partners Investment Grade Bond Fund
Xxxx Xxxxx Partners Managed Municipals Fund
Xxxx Xxxxx Partners Massachusetts Municipals Fund
Xxxx Xxxxx Partners Municipal High Income Fund
Xxxx Xxxxx Partners New Jersey Municipals Fund
Xxxx Xxxxx Partners New York Municipals Fund
-2-
Xxxx Xxxxx Partners Oregon Municipals Fund
Xxxx Xxxxx Partners Pennsylvania Municipals Fund
Xxxx Xxxxx Partners Short Duration Municipal Income Fund
Xxxx Xxxxx Partners Short/Intermediate U.S. Government Fund
Xxxx Xxxxx Partners Short-Term Investment Grade Bond Fund
Western Asset Emerging Markets Debt Portfolio
Western Asset Global High Yield Bond Portfolio
Xxxx Xxxxx Partners Variable Equity Trust
Xxxx Xxxxx Partners Variable Aggressive Growth Portfolio
Xxxx Xxxxx Partners Variable Appreciation Portfolio
Xxxx Xxxxx Partners Variable Capital and Income Portfolio
Xxxx Xxxxx Partners Variable Dividend Strategy Portfolio
Xxxx Xxxxx Partners Variable Equity Index Portfolio
Xxxx Xxxxx Partners Variable Fundamental Value Portfolio
Xxxx Xxxxx Partners Variable International All Cap Opportunity Portfolio
Xxxx Xxxxx Partners Variable Investors Portfolio
Xxxx Xxxxx Partners Variable Large Cap Growth Portfolio
Xxxx Xxxxx Partners Variable Lifestyle Allocation 50%
Xxxx Xxxxx Partners Variable Lifestyle Allocation 70%
Xxxx Xxxxx Partners Variable Lifestyle Allocation 85%
Xxxx Xxxxx Partners Variable Mid Cap Core Portfolio
Xxxx Xxxxx Partners Variable Multiple Discipline Portfolio—All Cap Growth and Value
Xxxx Xxxxx Partners Variable Multiple Discipline Portfolio—Global All Cap Growth and Value
Xxxx Xxxxx Partners Variable Multiple Discipline Portfolio—Large Cap Growth and Value
Xxxx Xxxxx Partners Variable Small Cap Growth Portfolio
Xxxx Xxxxx Partners Variable Social Awareness Portfolio
Xxxx Xxxxx Partners Variable Income Trust
Xxxx Xxxxx Partners Variable Adjustable Rate Income Portfolio
Xxxx Xxxxx Partners Variable Diversified Strategic Income Portfolio
Xxxx Xxxxx Partners Variable Global High Yield Bond Portfolio
Xxxx Xxxxx Partners Variable Government Portfolio
Xxxx Xxxxx Partners Variable High Income Portfolio
Xxxx Xxxxx Partners Variable Money Market Portfolio
Xxxx Xxxxx Partners Variable Strategic Bond Portfolio
-3-
Xxxx Xxxxx Partners Money Market Trust
Citi California Tax Free Reserves
Citi Cash Reserves
Citi Connecticut Tax Free Reserves
Citi New York Tax Free Reserves
Citi Tax Free Reserves
Citi U.S. Treasury Reserves
Western Asset California Municipal Money Market Fund
Western Asset Government Money Market Fund
Western Asset Massachusetts Municipal Money Market Fund
Western Asset Money Market Fund
Western Asset Municipal Money Market Fund
Western Asset New York Municipal Money Market Fund
Xxxx Xxxxx Partners Institutional Trust
Citi Institutional Cash Reserves
Citi Institutional Enhanced Income Fund
Citi Institutional Liquid Reserves
Citi Institutional Tax Free Reserves
Citi Institutional U.S. Treasury Reserves
SMASh Series C Fund
SMASh Series EC Fund
SMASh Series M Fund
Western Asset Institutional Government Money Market Fund
Western Asset Institutional Money Market Fund
Western Asset Institutional Municipal Money Market Fund
Xxxx Xxxxx Partners Premium Money Market Trust
Citi Premium Liquid Reserves
Citi Premium U.S. Treasury Reserves
Master Portfolio Trust
Liquid Reserves Portfolio
U.S. Treasury Reserves Portfolio
Tax Free Reserves Portfolio
Prime Cash Reserves Portfolio
Institutional Enhanced Portfolio
SMASh Series M Portfolio
SMASh Series C Portfolio
SMASh Series EC Portfolio
Xxxx Xxxxx Partners Trust II
Xxxx Xxxxx Partners Capital Preservation Fund
Xxxx Xxxxx Partners Capital Preservation Fund II
Western Asset Intermediate Muni Fund Inc.
Western Asset High Income Opportunity Fund Inc.
Western Asset Managed High Income Fund Inc.
Western Asset Managed Municipals Portfolio Inc.
Western Asset Municipal High Income Fund Inc.
LMP Real Estate Income Fund Inc.
LMP Corporate Loan Fund Inc.
Western Asset Zenix Income Fund Inc.
Xxxxxxx Opportunity Fund, Inc.
-4-
Western Asset Emerging Markets Debt Fund Inc.
Western Asset Emerging Markets Income Fund Inc.
Western Asset Emerging Markets Income Fund II Inc.
Western Asset Emerging Markets Floating Rate Fund Inc.
LMP Capital & Income Fund Inc.
Western Asset Global Partners Income Fund Inc.
Western Asset Global High Income Fund Inc.
Western Asset High Income Fund Inc.
Western Asset High Income Fund II Inc.
Western Asset Inflation Management Fund Inc.
Western Asset Worldwide Income Fund Inc.
Western Asset 2008 Worldwide Dollar Government Term Trust Inc.
Western Asset Municipal Partners Fund Inc.
Western Asset Municipal Partners Fund II Inc.
Western Asset Variable Rate Strategic Fund Inc.
