AMENDMENT TO THE INVESTMENT MANAGEMENT AGREEMENT DATED JANUARY 15, 2013
AMENDMENT TO THE
DATED JANUARY 15, 2013
THIS AMENDMENT (the “Amendment”) entered into as of January 15, 2013 is an amendment to the Investment Management Agreement (the “Agreement”) dated April 8, 2011, by and between DundeeWealth Funds, an open-end management investment company (the “Trust”) and DundeeWealth US, LP, a Delaware limited partnership (“DundeeWealth”).
WHEREAS, the Trust hired DundeeWealth to provide investment management services with respect to each series of the Trust set forth on Schedule A to the Agreement (each, a “Fund” and collectively, the “Funds”);
WHEREAS, the Trust and DundeeWealth desire to amend Schedule A and Schedule B to include a new Fund which the Trust has established; and
WHEREAS, this Amendment will be effective as of the date of the effectiveness of the Post-Effective Amendment related to the XX Xxxxxx Global Equity Fund (the “Effective Date”).
NOW THEREFORE, in consideration of the mutual terms and agreements set forth in the Agreement and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto intending to be bound, agree to the following:
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1.
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Capitalized terms not otherwise defined herein shall have the same meaning ascribed to them in the Agreement.
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2.
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Schedule A to the Agreement is hereby amended and restated in its entirety as provided on Appendix 1 attached hereto, as of the Effective Date.
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3.
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Schedule B to the Agreement is hereby amended and restated in its entirety as provided on Appendix 2 attached hereto, as of the Effective Date.
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4.
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All other terms and conditions of the Agreement shall remain in full force and effect and are incorporated herein by reference.
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IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed in their names and on their behalf by and through their duly authorized officers, as of the Effective Date.
| DUNDEEWEALTH FUNDS | DUNDEEWEALTH US, LP | ||||
| By: | /s/ Xxx X. Xxxxxx |
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By:
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/s/ Xxxxx X. Xxxxx | |
| Name: Xxx X. Xxxxxx | Name: Xxxxx X. Xxxxx | ||||
| Title: President | Title: US Group Head | ||||
APPENDIX 1
SCHEDULE A
TO THE
JANUARY 15, 2013
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Fund
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Xxxxx Group Large Cap Core Growth Fund
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Mount Xxxxx U.S. Focused Equity Fund
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Dynamic Energy Income Fund
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Dynamic Canadian Equity Income Fund
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Dynamic Contrarian Advantage Fund
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Dynamic Discovery Fund
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Dynamic Gold & Precious Metals Fund
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Dynamic U.S. Growth Fund
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Dynamic World Growth Fund
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Dynamic Global Growth Fund
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Dynamic Natural Resources Fund
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JOHCM International Select Fund
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JOHCM Emerging Markets Opportunities Fund
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JOHCM Global Equity Fund
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APPENDIX 2
SCHEDULE B
TO THE
JANUARY 15, 2013
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Annual Management Fee
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Xxxxx Group Large Cap Core Growth Fund
Class I and Class II
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.61%
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Mount Xxxxx U.S. Focused Equity Fund
Class I and Class II
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.75%
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Dynamic Energy Income Fund
Institutional Class, Class I and Class II
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.90%
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Dynamic Canadian Equity Income Fund
Institutional Class, Class I and Class II
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.95%
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Dynamic Contrarian Advantage Fund
Institutional Class, Class I and Class II
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.85%
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Dynamic Discovery Fund
Institutional Class, Class I and Class II
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.95%
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Dynamic Gold & Precious Metals Fund
Institutional Class, Class I and Class II
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.95%
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Dynamic U.S. Growth Fund
Institutional Class, Class I and Class II
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.65%
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Dynamic World Growth Fund
Institutional Class, Class I and Class II
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.95%
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Dynamic Global Growth Fund
Institutional Class, Class I and Class II
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.95%
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Dynamic Natural Resources Fund
Institutional Class, Class I and Class II
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.95%
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JOHCM International Select Fund
Class I and Class II
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.85%
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JOHCM Emerging Markets Opportunities Fund
Institutional Class, Class I and Class II
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1.05%
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JOHCM Global Equity Fund
Institutional Class, Class I and Class II
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.95%
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