SCHEDULE A
SCHEDULE A
XXXXX FARGO FUNDS MANAGEMENT
INVESTMENT MANAGEMENT AGREEMENT
XXXXX FARGO FUNDS TRUST
|
Xxxxx Fargo Funds Trust |
Fee as % of Avg. Daily Net Asset Value |
|
|
Adjustable Rate Government Fund |
First 1B Next 4B Next 3B Next 2B Over 10B |
0.35 0.325 0.29 0.265 0.255 |
|
Alternative Strategies Fund |
First 500M Next 500M Next 1B Next 2B Next 1B Next 5B Over 10B |
1.75 1.725 1.70 1.675 1.65 1.64 1.63 |
|
Asia Pacific Fund |
First 500M Next 500M Next 1B Next 2B Next 1B Next 5B Over 10B |
1.00 0.95 0.90 0.875 0.85 0.84 0.83 |
|
C&B Mid Cap Value Fund |
First 500M Next 1B Next 2B Next 1B Next 5B Over 10B |
0.75 0.725 0.70 0.675 0.65 0.64 0.63 |
|
C&B Large Cap Value Fund± |
First 5B Next 5B Over 10B |
0.05 0.04 0.03 |
|
California Limited-Term Tax-Free Fund |
First 500M Next 2B Next 2B Next 5B Over 10B |
0.40 0.35 0.325 0.29 0.28 |
|
California Tax-Free Fund |
First 500M Next 2B Next 2B Next 5B Over 10B |
0.40 0.35 0.325 0.29 0.28 |
|
Capital Growth Fund |
First 500M Next 1B Next 2B Next 1B Next 3B Next 2B Next 2B Next 4B Over 16B |
0.70 0.675 0.65 0.625 0.60 0.59 0.565 0.555 0.53 0.505 |
|
Cash Investment Money Market Fund |
First 5B Next 5B Over 10B |
0.15 0.14 0.13 |
|
Colorado Tax-Free Fund |
First 500M Next 2B Next 2B Next 5B Over 10B |
0.40 0.35 0.325 0.29 0.28 |
|
Common Stock Fund |
First 500M Next 1B Next 2B Next 1B Next 5B Over 10B |
0.80 0.75 0.70 0.675 0.65 0.64 0.63 |
|
Conservative Income Fund |
First 1B Next 4B Next 5B Over 10B |
0.25 0.225 0.19 0.18 |
|
Core Bond Fund± |
First 5B Next 5B Over 10B |
0.05 0.04 0.03 |
|
Core Plus Bond Fund |
First 500M Next 500M Next 2B Next 2B Next 5B Over 10B |
0.45 0.40 0.375 0.34 0.33 |
|
Disciplined U.S. Core Fund |
First 1B Next 4B Next 5B Over 10B |
0.35 0.325 0.29 0.28 |
|
Discovery Fund |
First 500M Next 1B Next 2B Next 1B Next 5B Over 10B |
0.80 0.75 0.70 0.675 0.65 0.64 0.63 |
|
Diversified Capital Builder Fund |
First 500M Next 2B Next 2B Next 5B Over 10B |
0.65 0.60 0.55 0.525 0.49 0.48 |
|
Diversified Equity Fund |
First 500M Next 500M Next 2B Next 2B Next 5B Over 10B |
0.30 0.28 0.26 0.24 0.23 0.22 |
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Diversified Income Builder Fund |
First 500M Next 2B Next 2B Next 5B Over 10B
|
0.55 0.525 0.50 0.475 0.44 0.43 |
|
Diversified International Fund1 |
First 500M Next 1B Next 2B Next 1B Next 5B Over 10B |
0.90 0.85 0.80 0.775 0.75 0.74 0.73 |
|
Dow Xxxxx Target Today Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dow Xxxxx Target 2010 Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dow Xxxxx Target 2015 Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dow Xxxxx Target 2020 Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dow Xxxxx Target 2025 Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
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Dow Xxxxx Target 2030 Fund
|
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dow Xxxxx Target 2035 Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dow Xxxxx Target 2040 Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dow Xxxxx Target 2045 Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dow Xxxxx Target 2050 Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dow Xxxxx Target 2055 Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dow Xxxxx Target 2060 Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dynamic Target Today Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dynamic Target 2015 Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dynamic Target 2020 Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dynamic Target 2025 Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dynamic Target 2030 Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dynamic Target 2035 Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dynamic Target 2040 Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dynamic Target 2045 Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dynamic Target 2050 Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dynamic Target 2055 Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Dynamic Target 2060 Fund |
First 5B Next 5B Over 10B |
0.20 0.19 0.18 |
|
Emerging Growth Fund± |
First 5B Next 5B Over 10B |
0.05 0.04 0.03 |
|
Emerging Markets Equity Fund2 |
First 500M Next 1B Next 2B Next 1B Next 3B Next 2B Over 10B |
1.15 1.10 1.05 1.025 1.00 0.99 0.965 0.955 |
|
Emerging Markets Equity Income Fund3 |
First 500M Next 1B Next 2B Next 1B Next 3B Next 2B Over 10B |
1.15 1.10 1.05 1.025 1.00 0.99 0.965 0.955 |
|
Endeavor Select Fund |
First 500M Next 1B Next 2B Next 1B Next 3B Next 2B Next 2B Next 4B Over 16B |
0.70 0.675 0.65 0.625 0.60 0.59 0.565 0.555 0.53 0.505 |
|
Enterprise Fund |
First 500M Next 1B Next 2B Next 1B Next 5B Over 10B |
0.75 0.725 0.70 0.675 0.65 0.64 0.63 |
|
Global Long/Short Fund |
First 500M Next 1B Next 2B Next 1B Next 5B Over 10B |
1.30 1.25 1.20 1.175 1.15 1.14 1.13 |
|
Global Opportunities Fund |
First 500M Next 1B Next 2B Next 1B Next 5B Over 10B |
0.95 0.925 0.90 0.875 0.85 0.84 0.83 |
|
Government Money Market Fund |
First 5B Next 5B Over 10B |
0.15 0.14 0.13 |
|
Government Securities Fund |
First 500M Next 2B Next 2B Next 5B Over 10B |
0.45 0.425 0.40 0.375 0.34 0.33 |
|
Growth Balanced Fund |
First 500M Next 500M Next 2B Next 2B Next 5B Over 10B |
0.30 0.28 0.26 0.24 0.23 0.22 |
|
Growth Fund |
First 500M Next 1B Next 2B Next 1B Next 3B Next 2B Next 2B Next 4B Over 16B |
0.80 0.75 0.70 0.675 0.65 0.64 0.615 0.605 0.58 0.555 |
|
Heritage Money Market Fund
|
First 5B Next 5B Over 10B |
0.15 0.14 0.13 |
|
High Yield Bond Fund |
First 500M Next 2B Next 2B Next 5B Over 10B
|
0.55 0.525 0.50 0.475 0.44 0.43 |
|
High Yield Municipal Bond Fund |
First 500M Next 500M Next 2B Next 2B Next 5B Over 10B |
0.50 0.475 0.45 0.425 0.39 0.38 |
|
Index Asset Allocation Fund |
First 500M Next 2B Next 2B Next 5B Over 10B |
0.65 0.60 0.55 0.525 0.49 0.48 |
|
Index Fund± |
First 5B Next 5B Over 10B |
0.05 0.04 0.03 |
|
Intermediate Tax/AMT Free Fund |
First 500M Next 2B Next 2B Next 5B Over 10B |
0.40 0.35 0.325 0.29 0.28 |
|
International Bond Fund |
First 500M Next 2B Next 2B Next 5B Over 10B |
0.60 0.575 0.55 0.525 0.49 0.48 |
|
International Equity Fund4 |
First 500M Next 1B Next 2B Next 1B Next 5B Over 10B |
0.90 0.85 0.80 0.775 0.75 0.74 0.73 |
|
International Value Fund± |
First 5B Next 5B Over 10B |
0.05 0.04 0.03 |
|
Intrinsic Small Cap Value Fund |
First 500M Next 1B Next 1B Next 1B Next 1B Next 5B Over 10B |
0.85 0.80 0.775 0.75 0.73 0.72 0.71 |
|
Intrinsic Value Fund |
First 500M Next 500M Next 1B Next 2B Next 1B Next 3B Next 2B Next 2B Next 4B Over 16B
Next 4B Over 16B |
0.70 0.675 0.65 0.625 0.60 0.59 0.565 0.555 0.53 0.505 |
|
Intrinsic World Equity Fund |
First 500M Next 500M Next 1B Next 2B Next 1B Next 5B Over 10B |
0.85 0.80 0.75 0.725 0.70 0.69 0.68
|
|
Large Cap Core Fund |
First 500M Next 500M Next 1B Next 2B Next 1B Next 3B Next 2B Next 2B Next 4B Over 16B |
0.70 0.675 0.65 0.625 0.60 0.59 0.565 0.555 0.53 0.505 |
|
Large Cap Growth Fund |
First 500M Next 500M Next 1B Next 2B Next 1B Next 3B Next 2B Next 2B Next 4B Over 16B |
0.70 0.675 0.65 0.625 0.60 0.59 0.565 0.555 0.53 0.505 |
|
Large Company Value Fund5 |
First 500M Next 500M Next 1B Next 2B Next 1B Next 3B Next 2B Next 2B Next 4B Over 16B |
0.70 0.675 0.65 0.625 0.60 0.59 0.565 0.555 0.53 0.505 |
|
Managed Account CoreBuilder Shares Series M |
0.00 |
|
|
Minnesota Tax-Free Fund |
First 500M Next 500M Next 2B Next 2B Next 5B Over 10B |
0.40 0.375 0.35 0.325 0.29 0.28 |
|
Moderate Balanced Fund |
First 500M Next 500M Next 2B Next 2B Next 5B Over 10B |
0.30 0.28 0.26 0.24 0.23 0.22 |
|
Money Market Fund |
First 1B Next 4B Next 5B Next 5B Next 10B Over 25B |
0.35 0.325 0.29 0.28 0.255 0.23 |
|
Municipal Bond Fund |
First 500M Next 500M Next 2B Next 2B Next 5B Over 10B |
0.40 0.375 0.35 0.325 0.29 0.28 |
|
Municipal Cash Management Money Market Fund |
First 5B Next 5B Over 10B |
0.15 0.14 0.13 |
|
Municipal Money Market Fund6 |
First 1B Next 4B Next 5B Next 5B Next 10B Over 25B |
0.35 0.325 0.29 0.28 0.255 0.23 |
|
National Tax-Free Money Market Fund |
First 5B Next 5B Over 10B |
0.15 0.14 0.13 |
|
North Carolina Tax-Free Fund |
First 500M Next 500M Next 2B Next 2B Next 5B Over 10B |
0.40 0.375 0.35 0.325 0.29 0.28 |
|
Omega Growth Fund |
First 500M Next 500M Next 1B Next 2B Next 1B Next 3B Next 2B Next 2B Next 4B Over 16B |
0.80 0.75 0.70 0.675 0.65 0.64 0.615 0.605 0.58 0.555 |
|
Opportunity Fund |
First 500M Next 500M Next 1B Next 2B Next 1B Next 5B Over 10B |
0.75 0.725 0.70 0.675 0.65 0.64 0.63 |
|
Pennsylvania Tax-Free Fund |
First 500M Next 500M Next 2B Next 2B Next 5B Over 10B |
0.40 0.375 0.35 0.325 0.29 0.28 |
|
First 500M Next 500M Next 1B Next 2B Next 1B Next 5B Over 10B |
0.65 0.60 0.55 0.525 0.50 0.49 0.48 |
|
|
Premier Large Company Growth Fund |
First 500M Next 500M Next 1B Next 2B Next 1B Next 3B Next 2B Next 2B Next 4B Over 16B |
0.70 0.675 0.65 0.625 0.60 0.59 0.565 0.555 0.53 0.505 |
|
Real Return Fund± |
First 5B Next 5B Over 10B |
0.05 0.04 0.03 |
|
Short Duration Government Bond Fund |
First 1B Next 4B Next 3B Next 2B Over 10B |
0.35 0.325 0.29 0.265 0.255 |
|
Short-Term Bond Fund |
First 1B Next 4B Next 3B Next 2B Over 10B |
0.35 0.325 0.29 0.265 0.255 |
|
Short-Term High Yield Bond Fund |
First 500M Next 500M Next 2B Next 2B Next 5B Over 10B |
0.50 0.475 0.45 0.425 0.39 0.38 |
|
Short-Term Municipal Bond Fund |
First 1B Next 4B Next 3B Next 2B Over 10B |
0.35 0.325 0.29 0.265 0.255 |
|
Small Cap Opportunities Fund |
First 500M Next 500M Next 1B Next 1B Next 1B Next 1B Next 5B Over 10B |
0.85 0.825 0.80 0.775 0.75 0.73 0.72 0.71 |
|
Small Cap Value Fund |
First 500M Next 500M Next 1B Next 1B Next 1B Next 1B Next 5B Over 10B |
0.85 0.825 0.80 0.775 0.75 0.73 0.72 0.71 |
|
Small Company Growth Fund± |
First 5B Next 5B Over 10B |
0.05 0.04 0.03 |
|
Small Company Value Fund± |
First 5B Next 5B Over 10B |
0.05 0.04 0.03 |
|
Specialized Technology Fund |
First 500M Next 500M Next 1B Next 2B Next 1B Next 5B Over 10B |
0.90 0.875 0.85 0.825 0.80 0.79 0.78 |
|
Special Mid Cap Value Fund |
First 500M Next 500M Next 1B Next 2B Next 1B Next 5B Over 10B |
0.75 0.725 0.70 0.675 0.65 0.64 0.63 |
|
Special Small Cap Value Fund |
First 500M Next 500M Next 1B Next 1B Next 1B Next 1B Next 5B Over 10B |
0.85 0.825 0.80 0.775 0.75 0.73 0.72 0.71 |
|
Strategic Income Fund |
First 500M Next 500M Next 2B Next 2B Next 5B Over 10B |
0.525 0.50 0.475 0.45 0.415 0.405 |
|
Strategic Municipal Bond Fund |
First 500M Next 500M Next 2B Next 2B Next 5B Over 10B |
0.40 0.375 0.35 0.325 0.29 0.28 |
|
Traditional Small Cap Growth Fund |
First 500M Next 500M Next 1B Next 1B Next 1B Next 1B Next 5B Over 10B |
0.85 0.825 0.80 0.775 0.75 0.73 0.72 0.71 |
|
Treasury Plus Money Market Fund |
First 5B Next 5B Over 10B |
0.15 0.14 0.13 |
|
Ultra Short-Term Income Fund |
First 1B Next 4B Next 3B Next 2B Over 10B |
0.35 0.325 0.29 0.265 0.255 |
|
Ultra Short-Term Municipal Income Fund |
First 1B Next 4B Next 3B Next 2B Over 10B |
0.35 0.325 0.29 0.265 0.255 |
|
Utility and Telecommunications Fund |
First 500M Next 500M Next 1B Next 2B Next 1B Next 5B Over 10B |
0.65 0.60 0.55 0.525 0.50 0.49 0.48 |
|
WealthBuilder Conservative Allocation Portfolio7 |
First 1B Next 4B Next 5B Over 10B |
0.25 0.225 0.19 0.18 |
|
WealthBuilder Equity Portfolio7 |
First 1B Next 4B Next 5B Over 10B |
0.25 0.225 0.19 0.18 |
|
WealthBuilder Growth Allocation Portfolio7 |
First 1B Next 4B Next 5B Over 10B |
0.25 0.225 0.19 0.18 |
|
WealthBuilder Growth Balanced Portfolio7 |
First 1B Next 4B Next 5B Over 10B |
0.25 0.225 0.19 0.18 |
|
WealthBuilder Moderate Balanced Portfolio7 |
First 1B Next 4B Next 5B Over 10B |
0.25 0.225 0.19 0.18 |
|
Wisconsin Tax-Free Fund |
First 500M Next 500M Next 2B Next 2B Next 5B Over 10B |
0.40 0.375 0.35 0.325 0.29 0.28 |
|
100% Treasury Money Market Fund |
First 1B Next 4B Next 5B Next 5B Next 10B Over 25B |
0.35 0.325 0.29 0.28 0.255 0.23 |
Schedule A amended: November 16, 2016
± As long as the Fund invests all (or substantially all) of its assets in a single, registered, open-end management investment company in accordance with Section 12(d)(1)(E) under the 1940 Act, the Fund pays Funds Management an investment management fee for the Fund-level administrative services set forth in Section 2(b) of the Investment Management Agreement. At the time the Fund invests some of its assets in two or more registered, open-end management investment companies in accordance with Section 12(d)(1)(G) under the 1940 Act, the Fund shall pay Funds Management an investment management fee for combined asset allocation services and fund-level administrative services at the rates shown in the table that follows.
|
Dormant Investment Management Fee as % of Avg. Daily Net Asset Value |
|
|
First 5B Next 5B Over 10B |
0.30 0.29 0.28 |
The foregoing fee schedule is agreed to as of November 16, 2016 and shall remain in effect until changed in writing by the parties.
XXXXX FARGO FUNDS TRUST
By:
X. Xxxxx Xxxxxxx
Secretary
XXXXX FARGO FUNDS MANAGEMENT, LLC
By:
Xxxx Xxxxx
Senior Vice President
1. On May 25, 2016 the Board of Trustees of Xxxxx Fargo Funds Trust approved an amendment to the investment management fees for the Diversified International Fund. Effective March 1, 2017, the investment management fees will be as follows: First 500M 0.85%; Next 500M 0.80%; Next 1B 0.75%; Next 2B 0.725%; Next 1B 0.70%; Next 5B 0.69%; Over 10B 0.68%.
2. On May 25, 2016 the Board of Trustees of Xxxxx Fargo Funds Trust approved an amendment to the investment management fees for the Emerging Markets Equity Fund. Effective March 1, 2017, the investment management fees will be as follows: First 1B 1.05%; Next 1B 1.025%; Next 2B 1.00%; Next 1B 0.975%; Next 3B 0.965%; Next 2B 0.955%; Over 10B 0.945%.
3. On May 25, 2016 the Board of Trustees of Xxxxx Fargo Funds Trust approved an amendment to the investment management fees for the Emerging Markets Equity Income Fund. Effective March 1, 2017, the investment management fees will be as follows: First 1B 1.05%; Next 1B 1.025%; Next 2B 1.00%; Next 1B 0.975%; Next 3B 0.965%; Next 2B 0.955%; Over 10B 0.945%.
4. On May 25, 2016 the Board of Trustees of Xxxxx Fargo Funds Trust approved an amendment to the investment management fees for the International Equity Fund. Effective March 1, 2017, the investment management fees will be as follows: First 500M 0.85%; Next 500M 0.80%; Next 1B 0.75%; Next 2B 0.725%; Next 1B 0.70%; Next 5B 0.69%; Over 10B 0.68%.
5. On November 16, 2016 the Board of Trustees of Xxxxx Fargo Funds Trust approved changes to the management fees for the Large Company Value Fund. Effective on or about February 1, 2017 the management fees will be: First 1B 0.40; Next 4B 0.375; Next 5B 0.34; Over 10B 0.33
6. On August 10, 2016 the Board of Trustees of Xxxxx Fargo Funds Trust approved the merger of the Municipal Money Market Fund into the National Tax-Free Money Market Fund. Pending shareholder approval, the fund merger is expected to occur in the first quarter of 2017.
7. On August 10, 2016 the Board of Trustees of Xxxxx Fargo Funds Trust approved the name change of each WealthBuilder Portfolio as WealthBuilder Fund. The name change will become effective in the first quarter 2017.
