AMENDMENT TO INVESTMENT COMPANY REPORTING MODERNIZATION SERVICES AMENDMENT TO FUND ADMINISTRATION AND ACCOUNTING AGREEMENT
Exhibit (h)(2)(vii)
AMENDMENT TO
INVESTMENT COMPANY REPORTING MODERNIZATION SERVICES
AMENDMENT TO
FUND ADMINISTRATION AND ACCOUNTING AGREEMENT
AMENDMENT made this 13th day of September, 2021 to the Investment Company Reporting Modernization Services Amendment to Fund Administration and Accounting Agreement dated September 5, 2018 (“SEC Mod Amendment”) between ARK ETF Trust (“Trust”), a Delaware statutory trust, and The Bank of New York Mellon, (“BNY Mellon”), a New York corporation authorized to do a banking business (“Agreement”).
WHEREAS, the Trust desires to add a new series to the SEC Mod Amendment under the same terms and conditions of the SEC Mod Amendment and BNY Mellon has agreed to add such series to the SEC Mod Amendment; and
WHEREAS, the Trust and BNY Mellon desire to amend Exhibit 1 to the SEC Mod Amendment to reflect these changes.
NOW THEREFORE, in consideration of the promises and covenants contained herein, the Trust and BNY Mellon agree to amend the SEC Mod Amendment as follows:
| 1. | Exhibit 1 of the SEC Mod Amendment is hereby replaced with the attached Exhibit 1 effective as of September 13, 2021. |
| 2. | All other terms and conditions of the SEC Mod Amendment not modified in this Amendment shall remain in full force and effect. |
IN WITNESS WHEREOF, the parties hereto have caused this instrument to be executed by their officers designated below on the day and year first above written.
| ARK ETF TRUST on behalf of each Series identified on Exhibit 1 attached hereto |
| By: | /s/ Xxxxxx Xxxxxx |
| Name: Xxxxxx Xxxxxx | |
| Title: Chief Legal Officer |
| THE BANK OF NEW YORK MELLON |
| By: | /s/ Xxxxxxx X. XxXxxxxx |
| Name: | Xxxxxxx X. XxXxxxxx | |
| Title: | Managing Director, Exchange-Traded Funds |
Exhibit 1
To
Investment Company Reporting Modernization Services Amendment to
To Fund Administration and Accounting Agreement
Between ARK ETF Trust and The Bank of New York Mellon
As of September 13, 2021
Series Name
ARK Innovation ETF
ARK Genomic Revolution ETF
ARK Next Generation Internet ETF
ARK Autonomous Technology & Robotics ETF
The 3D Printing ETF
ARK Israel Innovative Technology ETF
ARK Fintech Innovation ETF
ARK Space Exploration & Innovation ETF
ARK Transparency ETF
