AMENDMENT TO RETIREMENT PLAN ORDER PROCESSING AMENDMENT
TO OPERATING AGREEMENT
This Amendment ("Amendment") is made by Xxxxxxx Xxxxxx & Co., Inc.
("Schwab"), effective as of October 1, 2000, and amends the Retirement Plan
Order Processing Amendment to the Operating Agreement, made as of October 15,
1998, "(RPOP Amendment") between Schwab, The Xxxxxxx Xxxxxx Trust Company
("CSTC"), and each registered investment company ("Fund Company") listed on
Schedule I to the RPOP Amendment, with respect to each of its series or classes
of shares ("Fund(s)") that participates in retirement plan order processing
under the RPOP Amendment. All capitalized terms used in the Amendment and not
defined herein xxxxx have the meaning ascribed to them in the RPOP Amendment.
WHEREAS, pursuant to the RPOP Amendment, the parties thereto have
facilitated the purchase and redemption of Fund shares on behalf of Plans for
which CSTC acts as trustee or custodian of the trust funds under the Plans, and
for which an entity identified on Schedule III to the RPOP Amendment acts as
Recordkepper; and
WHEREAS, Schwab may amend Schedule III to the RPOP Amendment from time
to time under the terms of the RPOP Amendment, and is providing this executed
Amendment to Fund Company and CSTC prior to its effective date.
NOW, THEREFORE, in consideration of the foregoing and the mutual
promises set forth herein and in the RPOP Amendment, Schedule III to the RPOP
Amendment is hereby amended to include additional Recordkeepers.
1. Schedule III to the RPOP Amendment shall be deleted in its entirety
and the Schedule III attached hereto shall be inserted in lieu thereof.
2. Except as specifically set forth herein, all other provisions of the
RPOP Amendment shall remain in full force and effect.
IN WITNESS WHEREOF, Schwab has executed this Amendment on the date
written below.
XXXXXXX XXXXXX & CO., INC.
By: /s/
Xxxx Xxxxx
Vice President/Mutual Funds
Operations Administration
Date: 8/22/00
Schedule III
to the Retirement Plan Order Processing Amendment to the Operating Agreement
RECORDKEEPERS(1)
Schwab Retirement Plan Services, Inc.
Xxxxxxxx Xxxxxxx & Associates
Xxxxxxxx & Xxxxxxxxx, Inc.
RSM McGladrey
Ceridian Retirement Plan Services
CBIZ Benefits & Insurance
Invesmart, Inc.
Oxford Associates
Web401(k)
Benefit Actuaries, Inc.
MBM Advisors
TeamVest
Tri-Ad
Kibble & Xxxxxxxx
Xxxxxx & Wind
Manchester Benefits
PriceWaterhouseCoopers
Administrative Management Group
Small, Xxxxxx & Blossom, Inc.
XX Xxxxx & Associates, Inc.
Xxxxxxxx & Co., Inc.
The Xxxxxxx Group
