JOINT FIDELITY BOND AGREEMENT
(v)
THIS AGREEMENT is made as of September 1, 2013, by and among certain registered investment companies (the "Funds") managed and/or administered by ▇▇▇▇▇ ▇▇▇▇▇ Management (“EVM”) or Boston Management and Research (“BMR”), each listed on Appendix A, as amended from time to time; and certain other non-Fund entities affiliated with EVM and/or BMR (collectively the “EV Parties”), each listed on Appendix A, as amended from time to time; all of which are named insureds (the “Insureds”) under a joint insured fidelity bond (the “Bond”) issued by one or more insurance companies (the “Insurer”), which may from time to time be amended or replaced:
WHEREAS, EVM and BMR act as investment adviser, manager and/or administrator of the Funds, and may from time to time hereafter act as investment adviser, manager or administrator of other funds; and ▇▇▇▇▇ ▇▇▇▇▇ Distributors, Inc. acts as principal underwriter or placement agent for certain of the Funds, and may from time to time hereafter act as principal underwriter or placement agent for certain other funds; and
WHEREAS, each Fund has registered under the Investment Company Act of 1940, as amended (the “1940 Act”), as a management investment company; and
WHEREAS, Rule 17g-1(f) under the 1940 Act requires registered management investment companies named as an insured on a joint fidelity bond to enter into certain agreements with the other named insureds; and
WHEREAS, the Insureds each will benefit from its participation in the Bond; and
WHEREAS, the Insureds desire to establish the criteria by which (i) the annual premium shall be allocated among the parties, (ii) parties may be added to the Bond, and (iii) losses in excess of the face amount of the Bond shall be allocated among the parties:
NOW, THEREFORE, it is agreed as follows:
1.
Allocation of Premiums. The premium payable on the Bond shall be allocated between the Funds and the EV Parties in the manner approved by the Board of Trustees of the Funds, including a majority of those Trustees who are not “interested persons” of the Funds as defined by Section 2 (a) (19) of the Investment Company Act of 1940, as amended (the “1940 Act”) (the “Independent Trustees”). The amount of premium allocated to the Funds shall then be allocated among the Funds in the manner approved by the Board of Trustees of the Funds, including a majority of the Independent Trustees. The amount of premium payable by the EV Parties may be allocated among the EV Parties as mutually agreed by them.
2.
Additional Parties to the Agreement. If the Insurer is willing without additional premium to add as an Insured under the Bond (i) any registered investment company for which EVM or BMR hereafter is investment adviser, manager and/or administrator, or (ii) any non-Fund party which qualifies as an insurable party pursuant to Rule 17g-1(b)(3) under the 1940 Act, the parties hereto agree that: (a) such addition may be made, (b) any such registered investment company may become a party to this Agreement and be included within the term “Funds”, and (c) that such affiliate or other party may become a party to this Agreement and be included within the term “EV Parties”; provided that any party added during the term of the Agreement shall be bound by the terms of the Agreement.
3.
Allocation of Claim Proceeds. In the event that the claims of loss of two or more Insureds under the Bond exceed the face amount of the Bond and are deemed to be a Single Loss as defined under the Bond, the following rules for determining, as among the claimants, the priority of satisfaction of the claims under the Bond shall apply:
A.
All claims of the Funds that have been duly proved and established under the Bond shall be satisfied in full before satisfaction of any claims of any non-Fund Insured party. However, a Fund (“Investing Fund”) which invests substantially all of its assets in one or more other Funds (“Portfolio”) in a master-feeder or fund-of-funds structure is not entitled to recover on its claim to the extent that the Investing Fund’s actual covered loss is reduced by the satisfaction of a Portfolio’s claim.
B.
If the claims of the Funds exceed the face amount of the Bond, the insurance shall be applied to those claims in the following manner:
(i)
each Fund shall receive an equitable and proportionate share of the insurance, but in no event less than the amount it would have received had it provided and maintained a single bond with the minimum coverage required by paragraph (d)(1) of Rule 17g-1 under the 1940 Act (the “minimum coverage”); and
(ii)
any remaining amount of recovery over the minimum coverage shall be applied to the unsatisfied claims of the Funds, in proportion to the relevant Funds’ contributions toward the allocation of the premium paid for the Bond as determined in accordance with Paragraph 1 above.
C.
If after giving effect to Paragraph A there remains a portion of the insurance under the Bond available for the satisfaction of claims of parties other than the Funds, such remainder shall be applied as EVM shall determine.
4.
Limitations of Liability. All parties hereto agree that any obligation assumed by a business or common law trust hereunder shall be limited to the assets of the trust, and the trustees, shareholders and agents of the trust shall not be liable thereon.
5.
Effective Date. This Fidelity Bond Premium Sharing Agreement shall become effective as of September 1, 2013.
IN WITNESS WHEREOF, the parties have hereunto caused this Agreement to be executed by their officers, Directors or Trustees hereunto duly authorized all as of the day and year first above written.
▇▇▇▇▇ ▇▇▇▇▇ MANAGEMENT (as agent for the Insureds listed on Schedule A)
By:
/s/ ▇▇▇▇ ▇. ▇’▇▇▇▇
Name:
▇▇▇▇ ▇. ▇’▇▇▇▇
Title:
Vice President
Schedule A
▇▇▇▇▇ ▇▇▇▇▇ Non-Funds:
Atlanta Capital Management Company, LLC
Atlanta Capital, L.P.
▇▇▇▇▇ ▇▇▇▇▇ Corp.
▇▇▇▇▇ ▇▇▇▇▇ Acquisitions
▇▇▇▇▇ ▇▇▇▇▇ Trust Company
▇▇▇▇▇ ▇▇▇▇▇ Investment Counsel
▇▇▇▇▇ ▇▇▇▇▇ Management (International) Ltd.
▇▇▇▇▇ ▇▇▇▇▇ Management
Boston Management and Research
▇▇▇▇▇ ▇▇▇▇▇, Inc.
▇▇▇▇▇ ▇▇▇▇▇ Distributors, Inc.
Parametric Portfolio Associates, LLC
Parametric Portfolio, L.P.
▇▇▇▇▇ ▇▇▇▇▇ Advisers (Ireland) Limited
▇▇▇▇▇ ▇▇▇▇▇ CDO Corp.
Parametric Risk Advisors, LLC
Fox Asset Management LLC
▇▇▇▇▇ ▇▇▇▇▇ Real Estate Management
▇▇▇▇▇ ▇▇▇▇▇ Consolidated Health & Welfare Benefit Plan
▇▇▇▇▇ ▇▇▇▇▇ Corp. Deferred Compensation Plan
▇▇▇▇▇ ▇▇▇▇▇ Management Education Assistance Plan
▇▇▇▇▇ ▇▇▇▇▇ Management Profit Sharing and Savings Plan
▇▇▇▇▇ ▇▇▇▇▇ Management International (Asia) Pte. Ltd.
▇▇▇▇▇ ▇▇▇▇▇ Management Canada Ltd.
▇▇▇▇▇ ▇▇▇▇▇ Australia Pty. Ltd.
EVA Holdings, LLC
▇▇▇▇▇ ▇▇▇▇▇ Growth Trust, a series fund consisting of:
▇▇▇▇▇ ▇▇▇▇▇ Asian Small Companies Fund
▇▇▇▇▇ VanceAtlanta Capital Focused Growth Fund
▇▇▇▇▇ ▇▇▇▇▇ Atlanta Capital Select Equity Fund
▇▇▇▇▇ VanceAtlanta Capital ▇▇▇▇-Cap Fund
▇▇▇▇▇ ▇▇▇▇▇ Focused Growth Opportunities Fund
▇▇▇▇▇ ▇▇▇▇▇ Focused Value Opportunities Fund
▇▇▇▇▇ ▇▇▇▇▇ Global Natural Resources Fund
▇▇▇▇▇ ▇▇▇▇▇ Greater China Growth Fund
▇▇▇▇▇ ▇▇▇▇▇ Hexavest Emerging Markets Equity Fund
▇▇▇▇▇ ▇▇▇▇▇ Hexavest Global Equity Fund
▇▇▇▇▇ ▇▇▇▇▇ Hexavest International Equity Fund
▇▇▇▇▇ ▇▇▇▇▇ Hexavest U.S. Equity Fund
▇▇▇▇▇ ▇▇▇▇▇ Multi-Cap Growth Fund
▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇ All Asset Strategy Fund
▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇ Equity Strategy Fund
▇▇▇▇▇ ▇▇▇▇▇ Worldwide Health Sciences Fund
Parametric Balanced Risk Fund (filed with SEC for effectiveness Sept. 2013)
▇▇▇▇▇ ▇▇▇▇▇ Investment Trust, a series fund consisting of:
▇▇▇▇▇ ▇▇▇▇▇ Floating-Rate Municipal Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Massachusetts Limited Maturity Municipal Income Fund
▇▇▇▇▇ ▇▇▇▇▇ National Limited Maturity Municipal Income Fund
▇▇▇▇▇ ▇▇▇▇▇ New York Limited Maturity Municipal Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Pennsylvania Limited Maturity Municipal Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Municipals Trust, a series fund consisting of:
▇▇▇▇▇ ▇▇▇▇▇ Alabama Municipal Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Arizona Municipal Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Arkansas Municipal Income Fund
▇▇▇▇▇ ▇▇▇▇▇ California Municipal Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Connecticut Municipal Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Georgia Municipal Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Kentucky Municipal Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Maryland Municipal Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Massachusetts Municipal Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Minnesota Municipal Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Missouri Municipal Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Municipal Opportunities Fund
▇▇▇▇▇ ▇▇▇▇▇ National Municipal Income Fund
▇▇▇▇▇ ▇▇▇▇▇ New Jersey Municipal Income Fund
▇▇▇▇▇ ▇▇▇▇▇ New York Municipal Income Fund
▇▇▇▇▇ ▇▇▇▇▇ North Carolina Municipal Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Ohio Municipal Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Oregon Municipal Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Pennsylvania Municipal Income Fund
▇▇▇▇▇ ▇▇▇▇▇ South Carolina Municipal Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Tennessee Municipal Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Virginia Municipal Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Municipals Trust II, a series fund consisting of:
▇▇▇▇▇ ▇▇▇▇▇ High Yield Municipal Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Tax-Advantaged Bond Strategies Short Term Fund
▇▇▇▇▇ ▇▇▇▇▇ Tax-Advantaged Bond Strategies Intermediate Term Fund
▇▇▇▇▇ ▇▇▇▇▇ Tax-Advantaged Bond Strategies Long Term Fund
▇▇▇▇▇ ▇▇▇▇▇ Mutual Funds Trust, a series fund consisting of:
▇▇▇▇▇ ▇▇▇▇▇ AMT-Free Municipal Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Atlanta Capital Horizon Growth Fund
▇▇▇▇▇ ▇▇▇▇▇ Build America Bond Fund
▇▇▇▇▇ ▇▇▇▇▇ Diversified Currency Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Currency Income Advantage Fund (filed with SEC for effectiveness Aug. 2013)
▇▇▇▇▇ ▇▇▇▇▇ Emerging Markets Local Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Floating-Rate Fund
▇▇▇▇▇ ▇▇▇▇▇ Floating-Rate Advantage Fund
▇▇▇▇▇ ▇▇▇▇▇ Floating-Rate & High Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Global Dividend Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Global Macro Absolute Return Fund
▇▇▇▇▇ ▇▇▇▇▇ Global Macro Absolute Return Advantage Fund
▇▇▇▇▇ ▇▇▇▇▇ Government Obligations Fund
▇▇▇▇▇ ▇▇▇▇▇ High Income Opportunities Fund
Parametric Market Neutral Fund
Parametric Emerging Markets Fund
Parametric Emerging Markets Core Fund (filed with SEC for effectiveness Sept. 2013)
Parametric International Equity Fund
Parametric Commodity Strategy Fund
Parametric Currency Fund
Parametric Global Small-Cap Fund
▇▇▇▇▇ ▇▇▇▇▇ Large-Cap Core Research Fund
▇▇▇▇▇ ▇▇▇▇▇ Low Duration Government Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Multi-Strategy Absolute Return Fund
▇▇▇▇▇ ▇▇▇▇▇ Multi-Strategy All Market Fund
▇▇▇▇▇ ▇▇▇▇▇ Short Duration High Income Fund (filed with SEC for effectiveness Nov. 2013)
▇▇▇▇▇ ▇▇▇▇▇ Strategic Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Tax-Managed Equity Asset Allocation Fund
▇▇▇▇▇ ▇▇▇▇▇ Tax-Managed Global Dividend Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Tax-Managed Growth Fund 1.1
▇▇▇▇▇ ▇▇▇▇▇ Tax-Managed Growth Fund 1.2
Parametric Tax-Managed International Equity Fund
▇▇▇▇▇ ▇▇▇▇▇ Tax-Managed Multi-Cap Growth Fund
▇▇▇▇▇ ▇▇▇▇▇ Tax-Managed Small-Cap Fund
▇▇▇▇▇ ▇▇▇▇▇ Tax-Managed Small-Cap Value Fund
▇▇▇▇▇ ▇▇▇▇▇ Tax-Managed Value Fund
▇▇▇▇▇ ▇▇▇▇▇ U.S. Government Money Market Fund
▇▇▇▇▇ ▇▇▇▇▇ Series Fund, Inc., a series fund consisting of:
▇▇▇▇▇ ▇▇▇▇▇ Institutional Emerging Markets Local Debt Fund
▇▇▇▇▇ ▇▇▇▇▇ Series Trust, a series fund consisting of:
▇▇▇▇▇ ▇▇▇▇▇ Tax-Managed Growth Fund 1.0
▇▇▇▇▇ ▇▇▇▇▇ Series Trust II, a series fund consisting of:
▇▇▇▇▇ ▇▇▇▇▇ Income Fund of Boston
Parametric Tax-Managed Emerging Markets Fund
▇▇▇▇▇ ▇▇▇▇▇ Special Investment Trust, a series fund consisting of:
▇▇▇▇▇ ▇▇▇▇▇ Balanced Fund
▇▇▇▇▇ ▇▇▇▇▇ Bond Fund
▇▇▇▇▇ ▇▇▇▇▇ Commodity Strategy Fund
▇▇▇▇▇ ▇▇▇▇▇ Dividend Builder Fund
▇▇▇▇▇ ▇▇▇▇▇ Greater India Fund
▇▇▇▇▇ ▇▇▇▇▇ Investment Grade Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Large-Cap Growth Fund
▇▇▇▇▇ ▇▇▇▇▇ Large-Cap Value Fund
Parametric Absolute Return Fund
▇▇▇▇▇ ▇▇▇▇▇ Real Estate Fund
▇▇▇▇▇ ▇▇▇▇▇ Risk-Managed Equity Option Fund
▇▇▇▇▇ ▇▇▇▇▇ Short-Term Real Return Fund
▇▇▇▇▇ ▇▇▇▇▇ Small-Cap Fund
▇▇▇▇▇ ▇▇▇▇▇ Small-Cap Value Fund
▇▇▇▇▇ ▇▇▇▇▇ Special Equities Fund
▇▇▇▇▇ ▇▇▇▇▇ Variable Trust, a series fund consisting of:
▇▇▇▇▇ ▇▇▇▇▇ VT Floating-Rate Income Fund
▇▇▇▇▇ ▇▇▇▇▇ VT Large-Cap Value Fund
▇▇▇▇▇ ▇▇▇▇▇ Closed-End Funds:
▇▇▇▇▇ ▇▇▇▇▇ California Municipal Bond Fund
▇▇▇▇▇ ▇▇▇▇▇ California Municipal Bond Fund II
▇▇▇▇▇ ▇▇▇▇▇ California Municipal Income Trust
▇▇▇▇▇ ▇▇▇▇▇ Enhanced Equity Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Enhanced Equity Income Fund II
▇▇▇▇▇ ▇▇▇▇▇ Floating-Rate Income Plus Fund (effective 6/25/13)
▇▇▇▇▇ ▇▇▇▇▇ Floating-Rate Income Trust
▇▇▇▇▇ ▇▇▇▇▇ Limited Duration Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Massachusetts Municipal Bond Fund
▇▇▇▇▇ ▇▇▇▇▇ Massachusetts Municipal Income Trust
▇▇▇▇▇ ▇▇▇▇▇ Michigan Municipal Bond Fund
▇▇▇▇▇ ▇▇▇▇▇ Michigan Municipal Income Trust
▇▇▇▇▇ ▇▇▇▇▇ Municipal Bond Fund
▇▇▇▇▇ ▇▇▇▇▇ Municipal Bond Fund II
▇▇▇▇▇ ▇▇▇▇▇ Municipal Income Term Trust
▇▇▇▇▇ ▇▇▇▇▇ Municipal Income Trust (effective 7/2/13)
▇▇▇▇▇ ▇▇▇▇▇ National Municipal Opportunities Trust
▇▇▇▇▇ ▇▇▇▇▇ New Jersey Municipal Bond Fund
▇▇▇▇▇ ▇▇▇▇▇ New Jersey Municipal Income Trust
▇▇▇▇▇ ▇▇▇▇▇ New York Municipal Bond Fund
▇▇▇▇▇ ▇▇▇▇▇ New York Municipal Bond Fund II
▇▇▇▇▇ ▇▇▇▇▇ New York Municipal Income Trust
▇▇▇▇▇ ▇▇▇▇▇ Ohio Municipal Bond Fund
▇▇▇▇▇ ▇▇▇▇▇ Ohio Municipal Income Trust
▇▇▇▇▇ ▇▇▇▇▇ Pennsylvania Municipal Bond Fund
▇▇▇▇▇ ▇▇▇▇▇ Pennsylvania Municipal Income Trust
▇▇▇▇▇ ▇▇▇▇▇ Risk-Managed Diversified Equity Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Senior Floating-Rate Trust
▇▇▇▇▇ ▇▇▇▇▇ Senior Income Trust
▇▇▇▇▇ ▇▇▇▇▇ Short Duration Diversified Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Tax-Advantaged Bond and Option Strategies Fund
▇▇▇▇▇ ▇▇▇▇▇ Tax-Advantaged Dividend Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Tax-Advantaged Global Dividend Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Tax-Advantaged Global Dividend Opportunities Fund
▇▇▇▇▇ ▇▇▇▇▇ Tax-Managed Buy-Write Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Tax-Managed Buy-Write Opportunities Fund
▇▇▇▇▇ ▇▇▇▇▇ Tax-Managed Diversified Equity Income Fund
▇▇▇▇▇ ▇▇▇▇▇ Tax-Managed Global Buy-Write Opportunities Fund
▇▇▇▇▇ ▇▇▇▇▇ Tax-Managed Global Diversified Equity Income Fund
eUnits™ 2 Year U.S. Market Participation Trust:
Upside to Cap/Buffered Downside
eUnits™ 2 Year U.S. Market Participation Trust II:
Upside to Cap/Buffered Downside
▇▇▇▇▇ ▇▇▇▇▇ Portfolios:
Asian Small Companies Portfolio
Bond Portfolio
Boston Income Portfolio
CMBS Portfolio
Currency Income Advantage Portfolio (created 6/19/13)
Dividend Builder Portfolio
Emerging Markets Local Income Portfolio
Floating Rate Portfolio
Focused Growth Portfolio (in SEC deregistration process)
Global Dividend Income Portfolio (in SEC deregistration process)
Global Macro Portfolio
Global Macro Absolute Return Advantage Portfolio
Global Opportunities Portfolio
Government Obligations Portfolio
Greater China Growth Portfolio (in SEC deregistration process)
Greater India Portfolio
High Income Opportunities Portfolio
Inflation-Linked Securities Portfolio
International Income Portfolio
International Equity Portfolio (in SEC deregistration process)
Investment Grade Income Portfolio
Large-Cap Core Research Portfolio
Large-Cap Growth Portfolio
Large-Cap Value Portfolio
MSAM Completion Portfolio
MSAR Completion Portfolio
Multi-Cap Growth Portfolio (in SEC deregistration process)
Parametric Market Neutral Portfolio
Senior Debt Portfolio
Short Duration High Income Portfolio
Short-Term U.S. Government Portfolio
▇▇▇▇-Cap Portfolio
Tax-Managed Growth Portfolio
Tax-Managed International Equity Portfolio
Tax-Managed Multi-Cap Growth Portfolio
Tax-Managed Small-Cap Portfolio
Tax-Managed Small Cap Value Portfolio
Tax-Managed Value Portfolio
Worldwide Health Sciences Portfolio
▇▇▇▇▇ ▇▇▇▇▇ Fund Cayman Islands Wholly Owned Subsidiaries of SEC Registered Funds:
▇▇▇▇▇ ▇▇▇▇▇ AM Commodity Subsidiary, Ltd.
▇▇▇▇▇ ▇▇▇▇▇ CSF Commodity Subsidiary, Ltd.
▇▇▇▇▇ ▇▇▇▇▇ DIF Commodity Subsidiary, Ltd.
▇▇▇▇▇ ▇▇▇▇▇ EVG Commodity Subsidiary, Ltd.
▇▇▇▇▇ ▇▇▇▇▇ SIF Commodity Subsidiary, Ltd.
▇▇▇▇▇ ▇▇▇▇▇ CIA Commodity Subsidiary, Ltd. (incorporated in Cayman Islands 6/13/13)
▇▇▇▇▇ ▇▇▇▇▇ EMLIP Commodity Subsidiary, Ltd.
▇▇▇▇▇ ▇▇▇▇▇ GMP Commodity Subsidiary, Ltd.
▇▇▇▇▇ ▇▇▇▇▇ GMAP Commodity Subsidiary, Ltd.
▇▇▇▇▇ ▇▇▇▇▇ GOP Commodity Subsidiary, Ltd.
▇▇▇▇▇ ▇▇▇▇▇ IIP Commodity Subsidiary, Ltd.
PSC Commodity Subsidiary, Ltd.
PSAR Commodity Subsidiary, Ltd
▇▇▇▇▇ ▇▇▇▇▇ MSAR Commodity Subsidiary, Ltd.
▇▇▇▇▇ ▇▇▇▇▇ MSAM Commodity Subsidiary, Ltd.
PBR Commodity Subsidiary, Ltd. (incorporated in Cayman Islands 6/13/13)
▇▇▇▇▇ ▇▇▇▇▇ International (Cayman Islands) Funds, Ltd., Cayman exempted company with the following portfolios:
o
▇▇▇▇▇ ▇▇▇▇▇ International (Cayman Islands) Floating-Rate Income Fund
o
▇▇▇▇▇ ▇▇▇▇▇ International (Cayman Islands) Strategic Income Fund
o
▇▇▇▇▇ ▇▇▇▇▇ International(Cayman Islands) Emerging Markets Local Income Fund
▇▇▇▇▇ ▇▇▇▇▇ International (Cayman Islands) Floating Rate Income Portfolio
▇▇▇▇▇ ▇▇▇▇▇ International (Ireland) Funds plc, a umbrella fund including the following sub-funds:
o
▇▇▇▇▇ ▇▇▇▇▇ International (Ireland) Global Macro Fund
o
▇▇▇▇▇ ▇▇▇▇▇ International (Ireland) Parametric Emerging Markets Fund
o
▇▇▇▇▇ ▇▇▇▇▇ International (Ireland) U.S. High Yield Bond Fund
o
▇▇▇▇▇ ▇▇▇▇▇ International (Ireland) U.S. Value Fund
o
▇▇▇▇▇ ▇▇▇▇▇ International (Ireland) Parametric All-Country Global Equity Fund
o
▇▇▇▇▇ ▇▇▇▇▇ International (Ireland) Parametric Emerging Markets Core Fund
o
▇▇▇▇▇ ▇▇▇▇▇ International (Ireland) Hexavest All-Country Global Equity Fund
o
▇▇▇▇▇ ▇▇▇▇▇ International (Ireland) Hexavest European Equity Fund
▇▇▇▇▇ ▇▇▇▇▇ International (Ireland) Hexavest Global Equity (never launched)
▇▇▇▇▇ ▇▇▇▇▇ Exchange Funds:
Altavera Capital Fund LLC
Clearfork Capital Fund LLC
Clearfork Investment Corporation
Clearfork Realty Corporation
Bel Colonnade LLC
Bel Ridge Holdings LLC
Bel SML III, LLC
Bel Valley Ranch Holdings LLC
Bel Thornton II LLC
Bel Estates II LLC
Bel Gardena LLC
Clearwood Capital Fund LLC
Clearwood Realty Corporation
Bel Austin I, LLC
Bel Hickory Grove Holdings LLC
Bel Stamford VIII, LLC
Bel Estates III LLC
Belair Capital Fund LLC
Belair Real Estate Corporation LLC
Belair Subidiary LLC
Elkhorn Property Trust
Elkhorn Fund GP LLC
BRC Elkhorn Fund LP
Elkhorn OH LLC
Elkhorn OH 2 LLC
Keystone CBC, LLC
Elkhorn GP LLC
Keystone CBC I, LP
Keystone CBC, LP
ProLogis Six Rivers Limited Partnership (as to the Elkhorn Business)
▇▇▇▇▇▇▇▇▇ Drive, LLC
Keystone NJP II LLC
Keystone Capital, LLC
Keystone Capital I, LP
Keystone Capital, LP
Belbrook Capital Fund LLC
Belbrook Realty Corporation
Quantico Buildings, LLC
Westfields 4803 Stonecroft, LLC
Westfields 4805 Stonecroft, LLC
Westfields Liberty I, LLC
Westfields Liberty II, LLC
Westfields Liberty III, LLC
Quantico Real Estate LLC
Bel Stamford VII, LLC
Belcrest Capital Fund LLC
Belcrest Realty Corporation
Lafayette Buildings, LLC
Lafayette Real Estate LLC
Bel Stamford I, LLC
Belcrest Subsidiary LLC
Beldore Capital Fund LLC
Beldore Investment Corporation
Beldore Realty Corporation
Bel Marquette III, LLC
Bel ▇▇▇▇▇▇ ▇▇, LLC
Bel ▇▇▇▇▇▇▇▇▇ ▇▇, LLC
Bel Biscayne LLC
Bel Biscayne Management LLC
Bel Cascadia Holdings LLC
Bel ▇▇▇▇▇▇▇▇ Holdings LLC
Bel ▇▇▇▇▇▇▇▇ I LLC
Bel ▇▇▇▇▇▇▇▇▇ LLC
Bel Estates I LLC
Bel Vinnings LLC
Belmar Capital Fund LLC
Belmar Investment Corporation
Belmar Realty Corporation
Bel Calibre Holdings LLC
Bel SML I, LLC
Bel Marquette I, LLC
Bel Stamford II, LLC
Bel Stamford Investors LLC
Bel Stamford LLC
Belport Capital Fund LLC
Belport Realty Corporation
Bel Multifamily Property Trust LLC
Bel Snohomish Holdings LLC
Bel Puget Holdings LLC
Monadock Property Trust LLC
Bel Jacksonville Holdings Limited Partnership
Bel Jacksonville GP LLC
Bel Emanuel Holdings LLC
Bel Stamford III, LLC
Belrose Capital Fund LLC
Belrose Realty Corporation
Bel Stamford IV, LLC
Belrose Property Holdings LLC
Bel Dallas Park Cities Holdings LLC
Bel Dunwoody Holdings LLC
Bel ▇▇▇▇▇▇▇▇▇ I, LLC
Bel Shoreline LLC
Belshire Capital Fund LLC
Belshire Realty Corporation
Casco Property Trust LLC
Bel Harbor Holdings LLC
Bel ▇▇▇▇▇▇ Holdings LLC
Bel Decatur Holdings LLC
Bel Westchase Holdings LLC
Bel Endymion LLC
Bel Stamford V, LLC
Belterra Capital Fund LLC
Belterra Realty Corporation
Bel SML II, LLC
Bel Stamford VI, LLC
Belterra Property Holdings LLC
Bel ▇▇▇▇▇▇ Mill Holdings LLC
Bel Arrowhead Holdings LLC
Bel Pembroke Holdings LLC
Belvedere Capital Fund Company LLC
Belvedere Equity Fund LLC
Belvedere Equity Real Estate Corporation
Belwater Capital Fund LLC
Belwater Realty Corporation
Bel Communities Property Trust
Bel Camelback Holdings LLC
Bel Communities LLC
Bel Communities Property Trust LLC
Bel Lauderhill Holdings Inc
Bel Indian School Holdings LLC
Bel Minneapolis Holdings LLC
Bel ▇▇▇▇▇ ▇▇▇▇▇▇ Holdings LLC
Bel Pineville Holdings LLC
Bel Portland Holdings LLC
Bel Renton Holdings LLC
Bel Tulsa Holdings LLC
Bel Santa ▇▇▇ Management, LLC
Bel Santa ▇▇▇, LLC
Bel Marquette II, LLC
The U.S. Charitable Gift Trust, a series fund consisting of:
o
Charitable Deferred Retirement Fund - 20 Year High Yield
o
Donor Advised Fund - Cash Management Fund
o
Donor Advised Fund - Gift Preservation Fund
o
Donor Advised Fund – Growth & Income Fund
o
Donor Advised Fund - Growth Fund
o
Donor Advised Fund - Income Fund
o
Donor Advised Fund – Large Cap Value
o
Pooled Income Fund - Growth & Income Fund
o
Pooled Income Fund - High Yield Fund
o
Pooled Income Fund – Current Fund
▇▇▇▇▇ ▇▇▇▇▇ Trust Company Collective Investment Trust for Employee Benefit Plans:
High Yield Fund
▇▇▇▇▇ ▇▇▇▇▇ Trust Company / Parametric Emerging Markets Equity Fund
Investment Grade Income Fund
Large Cap Core Research Fund
Large Cap Growth Fund
Large Cap Value Fund
▇▇▇▇▇ ▇▇▇▇▇ Trust Company / Parametric Commodity Fund
▇▇▇▇▇ ▇▇▇▇▇ Trust Company/Parametric Emerging Markets Core Equity Fund
Small Cap Core Fund
▇▇▇▇▇ ▇▇▇▇▇ Trust Company Collective Investment Trust for Employee Benefit Plans II:
Large Cap Value Fund
High Yield Fund
▇▇▇▇▇ ▇▇▇▇▇ Trust Company Common Trust Fund:
Small Cap Core Common Trust Fund
Large Cap Value Common Trust Fund
▇▇▇▇▇ ▇▇▇▇▇ Trust Company / Parametric Emerging Markets
Equity Common Trust Fund
▇▇▇▇▇ ▇▇▇▇▇ Trust Company / Parametric Commodity Common Trust Fund
▇▇▇▇▇ ▇▇▇▇▇ Trust Company / Parametric Emerging Markets Core Equity Common Trust
Fund
▇▇▇▇▇ ▇▇▇▇▇ Trust Company/ High Yield Common Trust Fund
▇▇▇▇▇ ▇▇▇▇▇ Institutional/Private Funds:
▇▇▇▇▇ ▇▇▇▇▇ Small Cap Core Fund, LLC
▇▇▇▇▇ ▇▇▇▇▇ Institutional High Yield Bond (not currently active)
▇▇▇▇▇ ▇▇▇▇▇ Cash Collateral Fund, LLC
▇▇▇▇▇ ▇▇▇▇▇ Cash Reserves Fund, LLC
▇▇▇▇▇ ▇▇▇▇▇ Global Macro Plus Fund, Ltd
▇▇▇▇▇ ▇▇▇▇▇ Institutional Senior Loan Fund
▇▇▇▇▇ ▇▇▇▇▇ Institutional Senior Loan Trust Series I
▇▇▇▇▇ ▇▇▇▇▇ Institutional Senior Loan Trust Series II
▇▇▇▇▇ ▇▇▇▇▇ Institutional Senior Loan Trust Series IV
▇▇▇▇▇ ▇▇▇▇▇ Institutional Senior Loan Trust Series V
▇▇▇▇▇ ▇▇▇▇▇ Institutional Senior Loan Trust Series VI
▇▇▇▇▇ ▇▇▇▇▇ Institutional Senior Loan Trust Series VII
▇▇▇▇▇ ▇▇▇▇▇ Institutional Senior Loan Trust Series VIII
▇▇▇▇▇ ▇▇▇▇▇ Tax-Managed Multi-Cap Portfolio
▇▇▇▇▇ ▇▇▇▇▇ CDO Corporation:
▇▇▇▇▇ ▇▇▇▇▇ CDO, Ltd.
▇▇▇▇▇ ▇▇▇▇▇ CDO II, Ltd.
▇▇▇▇▇ ▇▇▇▇▇ CDO VII, PLC-Interim Ltd
▇▇▇▇▇ ▇▇▇▇▇ CDO VIII, Ltd.
▇▇▇▇▇ ▇▇▇▇▇ CDO IX, Ltd.
▇▇▇▇▇ ▇▇▇▇▇ CDO X, Ltd.
▇▇▇▇▇ ▇▇▇▇▇ CLO 2013 - Ltd
Innovation Trust 2009
Innovation Trust 2011
Canadian Funds: (subadvised)
AGF Floating Rate Income Fund
Australian Funds:
▇▇▇▇▇ ▇▇▇▇▇ (Australia) Hexavest All-Country Global Equity Fund
▇▇▇▇▇▇▇ Funds
▇▇▇▇▇▇▇ Commodities Fund ▇▇
▇▇▇▇▇▇▇ Defensive Equity Fund LLC
▇▇▇▇▇▇▇ Equal Sector Commodity Strategy Fund LLC
▇▇▇▇▇▇▇ Global Balanced Risk Fund Ltd
Clilfton International Inflation-Linked Bond Fund Ltd
Clifton U.S. Inflation-Linked Bond Fund Ltd