AMENDMENT TO THE ADVISORS SERIES TRUST FUND ACCOUNTING SERVICING AGREEMENT
AMENDMENT TO THE
THIS AMENDMENT dated as of the 13th day of June, 2018, to the Fund Accounting Servicing Agreement, dated as of June 8, 2006, as amended (the "Agreement"), is entered into by and between Advisors Series Trust, a Delaware statutory trust (the "Trust") and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").
RECITALS
WHEREAS, the parties have entered into a Fund Accounting Servicing Agreement; and
WHEREAS, the parties desire to amend the series of the Trust to add the Pzena International Small Cap Value Fund; and
WHEREAS, Section 15 of the Agreement allows for its amendment by a written instrument executed by both parties.
NOW, THEREFORE, the parties agree as follows:
Exhibit HH is hereby superseded and replaced with Amended Exhibit HH
attached hereto.
Except to the extent amended hereby, the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.
ADVISORS SERIES TRUST U.S. BANCORP FUND SERVICES, LLC
By: /s/ Xxxxxxx X. Xxxx By: /s/ Xxxx X. Xxxxxx
Printed Name: Xxxxxxx X. Xxxx Printed Name: Xxxx X. Xxxxxx
Title: President Title: Executive Vice President
Amended Exhibit HH to the Advisors Series Trust Fund Accounting Servicing Agreement
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Name of Series
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Date Added
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Pzena Mid Cap Value Fund
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On or after Xxxxx 00, 0000
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Xxxxx Emerging Markets Value Fund
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On or after Xxxxx 00, 0000
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Xxxxx Long/Short Value Fund
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On or after Xxxxx 00, 0000
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Xxxxx Small Cap Value Fund
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On or after Xxxxx 0, 0000
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Xxxxx International Small Cap Value Fund
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On or after June 13, 2018
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Multiple Series Trust
FUND ACCOUNTING, FUND ADMINISTRATION & PORTFOLIO COMPLIANCE, AND CHIEF COMPLIANCE OFFICER (CCO) SERVICES FEE SCHEDULE at March, 2014
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Annual Fee Based Upon Average Net Assets Per Fund*
[ ] basis points on the first $[ ]
[ ] basis points on the next $[ ]
[ ] basis points on the balance above $[ ]
Minimum annual fee: $[ ] per fund (normally $[ ] per fund)
§ Additional fee of $[ ] for each additional class
§ Additional fee of $[ ] per manager/sub-advisor per fund
Services Included in Annual Fee Per Fund
§ Daily Performance Reporting
§ Advisor Information Source Web Portal
§ USBFS Legal Administration (e.g., registration statement update)
Section 15(c) Reporting
§ $[ ] /fund per report – first class
§ $[ ] /additional class report
CCO Annual Fees (Per Advisor Relationship/Fund)*
§ $[ ] /fund (normally $[ ] per fund)
§ $[ ] / sub-advisor per fund
Out-Of-Pocket Expenses
Including but not limited to pricing services, corporate action services, fair value pricing services, factor services, customized reporting, third-party data provider costs, postage, stationery, programming, special reports, proxies, insurance, XXXXX filing, retention of records, federal and state regulatory filing fees, expenses from Board of directors meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), conversion expenses (if necessary), and CCO team travel related costs to perform due diligence reviews at advisor or sub-advisor facilities.
Additional Services
Available but not included above are the following services – Daily compliance testing (Xxxxxxx River), Section 15(c) reporting, equity attribution, electronic Board materials, and additional services mutually agreed upon.
*Subject to annual CPI increase, Milwaukee MSA.
Fees are billed monthly.
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Amended Exhibit HH to the Advisors Series Trust Fund Accounting Servicing Agreement
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FUND ACCOUNTING SERVICES
SUPPLEMENTAL SERVICES
FEE SCHEDULE at March, 2014
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Pricing Services
§ $[ ] Domestic and Canadian Equities/Options
§ $[ ] Corp/Gov/Agency Bonds/International Equities/Futures/Currency Rates
§ $[ ] CMOs/Municipal Bonds/Money Market Instruments/International Bonds
§ $[ ] - Bank Loans
§ $[ ] - Credit Default Swaps/Swaptions
§ $[ ] - Basic Interest Rate Swaps
§ $[ ] /Fund per Month - Mutual Fund Pricing
§ $[ ] /Foreign Equity Security per Month for Corporate Action Service
§ $[ ] /Domestic Equity Security per Month for Corporate Action Service
§ $[ ] /Month Manual Security Pricing (>10/day)
Factor Services (BondBuyer)
§ $[ ] /CMO/Month
§ $[ ] /Mortgage Backed/Month
§ $[ ] /Month Minimum/Fund Group
Fair Value Services (Interactive Data)
§ $[ ] on the First 100 Securities/Day
§ $[ ] on the Balance of Securities/Day
NOTE: Prices above are based on using IDC as the primary pricing service and are subject to change. Use of alternative sources may result in additional fees.
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Adviser's Signature not required as fees are not changing; only the Pzena International Small Cap Value Fund is being added.
