EX-99.B(h)(5)(vi)
AMENDMENT TO
PARTICIPATION AGREEMENT
THIS AMENDMENT to the Participation Agreement ("Amendment") is entered into
and is effective this 13/th/ day of February, 2002 by and among IDS Life
Insurance Company (the "Company") and Xxxxx Fargo Variable Trust (the "Trust")
and Xxxxxxxx Inc. (the "Underwriter").
WHEREAS, The parties to this Amendment have previously executed that
certain Participation Agreement dated May 1, 2000, as amended ("Agreement"); and
WHEREAS, the parties to this Amendment wish to amend the Agreement to allow
for the addition of a new Contract.
NOW THEREFORE, in consideration of the terms, covenants and conditions
contained herein and other good and valuable consideration, the receipt and
sufficiency of which are hereby acknowledged, the parties to this Amendment
agree to amend the Agreement as follows:
1. Schedules A and C of the Agreement are hereby deleted in their entirety and
are replaced with the Schedules A and C attached hereto and incorporated by
reference.
2. In the event of a conflict between the terms of this Amendment and the
Agreement, it is the intention of the parties that the terms of this
Amendment shall control and the Agreement shall be interpreted on that
basis.
3. Except as modified by this Amendment, the Agreement is hereby ratified and
confirmed and shall remain in full force and effect.
IN WITNESS WHEREOF, each party has executed this Amendment by a duly
authorized officer.
IDS LIFE INSURANCE COMPANY Attest:
By: /s/ Xxxxx X. Xxxxxx By: /s/ Xxxx Xxxxx Xxxxxxx
----------------------------- -----------------------------
Printed Printed
Name: Xxxxx X. Xxxxxx Name: Xxxx Xxxxx Xxxxxxx
As Its: Executive Vice President, As Its: Assistant Secretary
Annuities
XXXXX FARGO VARIABLE TRUST XXXXXXXX INC.
By: /s/ C. Xxxxx Xxxxxxx By: /s/ Xxxxxxx X. Xxxxx, Xx.
----------------------------- -----------------------------
Printed Printed
Name: C. Xxxxx Xxxxxxx Name: Xxxxxxx X. Xxxxx, Xx.
As Its: Secretary As Its: Vice President
SCHEDULE A
Separate Accounts and Contracts
Subject to the Participation Agreement
--------------------------------------
Separate Account: IDS Life Variable Account 10, Established August 23, 1995,
and IDS Life Account SZ, Established March 30, 2001.
Contracts: American Express Retirement Advisor Select/SM/ Variable
Annuity; Contract Form Numbers 131041, 131042 and 131043 and
state variations thereof.
American Express Retirement Advisor Advantage/SM/ Variable
Annuity and American Express Retirement Advisor Advantage/SM/
Variable Annuity--Band 3; Contract Form Numbers 31043, 31044,
31045-XXX, 31046, 31047, 31048-XXX and state variations
thereof.
American Express Retirement Advisor Variable Annuity(R) and
American Express(R) Retirement Advisor Variable Annuity(R)--
Band 3; Contract Form Numbers 31043, 31044, 31045-XXX, 31046,
31047, 31048-XXX and state variations thereof.
IDS Life Variable Retirement and Combination Retirement
Annuities; Contract Form Numbers 30305, 30306, 30310, 30311
and 30316 and state variations thereof.
IDS Life Employee Benefit Annuity; Contract Form Numbers
34607, 34610 and state variations thereof.
IDS Life Flexible Annuity; Contract Form Numbers 30302, 30307
and 30307-XXX and state variations thereof.
SCHEDULE C
Other Funds Available under the Contracts
-----------------------------------------
American Express Retirement Advisor Select/SM/ Variable Annuity, American
Express Retirement Advisor Advantage/SM/ Variable Annuity and American Express
Retirement Advisor Advantage/SM/ Variable Annuity--Band 3
AXP Variable Portfolio - Blue Chip Advantage Fund
AXP Variable Portfolio - Bond Fund
AXP Variable Portfolio - Capital Resource Fund
AXP Variable Portfolio - Cash Management Fund
AXP Variable Portfolio - Diversified Equity Income Fund
AXP Variable Portfolio - Emerging Markets Fund
AXP Variable Portfolio - Equity Select Fund
AXP Variable Portfolio - Extra Income Fund
AXP Variable Portfolio - Federal Income Fund
AXP Variable Portfolio - Global Bond Fund
AXP Variable Portfolio - Growth Fund
AXP Variable Portfolio - International Fund
AXP Variable Portfolio - Managed Fund
AXP Variable Portfolio - New Dimensions Fund(R)
AXP Variable Portfolio - Partners Small Cap Value Fund
AXP Variable Portfolio - S&P 500 Index Fund
AXP Variable Portfolio - Small Cap Advantage Fund
AXP Variable Portfolio - Stock Fund
AXP Variable Portfolio - Strategy Aggressive Fund
AIM V.I. Capital Appreciation Fund, Series II
AIM V.I. Capital Development Fund, Series II
Alliance VP Growth & Income Portfolio (Class B)
AllianceBernstein International Value Portfolio, Class B
American Century VP International, Class II
American Century VP Value, Class II
Xxxxxxx Variable Series, Inc. Social Balanced Portfolio
Evergreen VA Capital Growth Fund, Class L Shares
Fidelity VIP III Growth & Income Portfolio (Service Class 2)
Fidelity VIP III Mid Cap Portfolio (Service Class 2)
Fidelity VIP III Overseas Portfolio (Service Class 2)
FTVIPT Franklin Real Estate Fund
FTVIPT Franklin Value Securities Fund - Class 2
FTVIPT Mutual Shares Securities Fund - Class 2
Xxxxxxx Xxxxx VIT CORE/SM/ U.S. Equity Fund
Xxxxxxx Xxxxx VIT Mid Cap Value Fund
INVESCO VIF - Dynamics Fund
INVESCO VIF - Financial Services Fund
INVESCO VIF - Technology Fund
INVESCO VIF - Telecommunications Fund
Janus Aspen Global Technology Portfolio: Service Shares
American Express Retirement Advisor Select/SM/ Variable Annuity, American
Express Retirement Advisor Advantage/SM/ Variable Annuity and American Express
Retirement Advisor Advantage/SM/ Variable Annuity--Band 3 (continued)
Janus Aspen International Growth Portfolio: Service Shares
Lazard Retirement International Equity Portfolio
MFS(R) Investors Growth Stock Series - Service Class
MFS(R) New Discovery Series - Service Class
MFS(R) Utilities Series - Service Class
Pioneer Equity-Income VCT Portfolio - Class II Shares
Pioneer Europe VCT Portfolio - Class II Shares
Xxxxxx VT Health Sciences Fund - Class IB Shares
Xxxxxx VT International Growth Fund - Class IB Shares
Xxxxxx VT Vista Fund - Class IB Shares
Strong Opportunity Fund II - Advisor Class
Xxxxxx International Small Cap
Xxxxxx U.S. Small Cap
Xxxxx Fargo VT Asset Allocation Fund
Xxxxx Fargo VT International Equity Fund
Xxxxx Fargo Small Cap Growth Fund
American Express(R) Retirement Advisor Variable Annuity(R) and American
Express(R) Retirement Advisor Variable Annuity(R)--Band 3
AXP Variable Portfolio - Blue Chip Advantage Fund
AXP Variable Portfolio - Bond Fund
AXP Variable Portfolio - Capital Resource Fund
AXP Variable Portfolio - Cash Management Fund
AXP Variable Portfolio - Diversified Equity Income Fund
AXP Variable Portfolio - Emerging Markets Fund
AXP Variable Portfolio - Equity Select Fund
AXP Variable Portfolio - Extra Income Fund
AXP Variable Portfolio - Federal Income Fund
AXP Variable Portfolio - Global Bond Fund
AXP Variable Portfolio - Growth Fund
AXP Variable Portfolio - International Fund
AXP Variable Portfolio - Managed Fund
AXP Variable Portfolio - New Dimensions Fund(R)
AXP Variable Portfolio - S&P 500 Index Fund
AXP Variable Portfolio - Small Cap Advantage Fund
AXP Variable Portfolio - Strategy Aggressive Fund
AIM V.I. Capital Appreciation Fund
AIM V.I. Capital Development Fund
American Century VP - International
American Century VP - Value
Xxxxxxx Variable Series, Inc. Social Balanced Portfolio
Credit Suisse Warburg Pincus Trust - Emerging Growth Portfolio
Fidelity VIP III Growth & Income Portfolio (Service Class)
American Express(R) Retirement Advisor Variable Annuity(R) and American
Express(R) Retirement Advisor Variable Annuity(R)--Band 3 (continued)
Fidelity VIP III Mid Cap Portfolio (Service Class)
Fidelity VIP III Overseas Portfolio (Service Class)
FTVIPT Franklin Real Estate Fund
FTVIPT Franklin Value Securities Fund - Class 2
FTVIPT Xxxxxxxxx International Smaller Companies Fund - Class 2
Xxxxxxx Sachs VIT CORE/SM/ Small Cap Equity Fund
Xxxxxxx Xxxxx VIT CORE/SM/ U.S. Equity Fund
Xxxxxxx Xxxxx VIT Mid Cap Value Fund
Janus Aspen Aggressive Growth Portfolio: Service Shares
Janus Aspen Global Technology Portfolio: Service Shares
Janus Aspen International Growth Portfolio: Service Shares
Lazard Retirement International Equity Portfolio
MFS(R) Investors Growth Stock Series - Service Class
MFS(R) New Discovery Series - Service Class
Xxxxxx VT International New Opportunities Fund - Class IB Shares
Xxxxxx VT Vista Fund - Class IB Shares
Royce Micro-Cap Portfolio
Third Avenue Value Portfolio
Xxxxxx International Small Cap
Xxxxxx U.S. Small Cap
Xxxxx Fargo VT Asset Allocation Fund
Xxxxx Fargo VT International Equity Fund
Xxxxx Fargo Small Cap Growth Fund
IDS Life Variable Retirement and Combination Retirement Annuities
AXP(R) Variable Portfolio - Bond Fund
AXP(R) Variable Portfolio - Capital Resource Fund
AXP(R) Variable Portfolio - Cash Management Fund
AXP(R) Variable Portfolio - Diversified Equity Income Fund
AXP(R) Variable Portfolio - Equity Select Fund
AXP(R) Variable Portfolio - Extra Income Fund
AXP(R) Variable Portfolio - Global Bond Fund
AXP(R) Variable Portfolio - Growth Fund
AXP(R) Variable Portfolio - International Fund
AXP(R) Variable Portfolio - Managed Fund
AXP(R) Variable Portfolio - New Dimensions Fund(R)
AXP(R) Variable Portfolio - Strategy Aggressive Fund
Alliance VP Growth & Income Portfolio (Class B)
Xxxxx Fargo VT Small Cap Growth Fund
IDS Life Employee Benefit Annuity
AXP(R) Variable Portfolio - Bond Fund
AXP(R) Variable Portfolio - Capital Resource Fund
AXP(R) Variable Portfolio - Cash Management Fund
AXP(R) Variable Portfolio - Diversified Equity Income Fund
AXP(R) Variable Portfolio - Equity Select Fund
AXP(R) Variable Portfolio - Extra Income Fund
AXP(R) Variable Portfolio - Global Bond Fund
AXP(R) Variable Portfolio - Growth Fund
AXP(R) Variable Portfolio - International Fund
AXP(R) Variable Portfolio - Managed Fund
AXP(R) Variable Portfolio - New Dimensions Fund(R)
AXP(R) Variable Portfolio - Strategy Aggressive Fund
Alliance VP Growth & Income Portfolio (Class B)
Xxxxx Fargo VT Small Cap Growth Fund
IDS Life Flexible Annuity
AXP Variable Portfolio - Bond Fund
AXP Variable Portfolio - Capital Resource Fund
AXP Variable Portfolio - Cash Management Fund
AXP Variable Portfolio - Diversified Equity Income Fund
AXP Variable Portfolio - Equity Select Fund
AXP Variable Portfolio - Extra Income Fund
AXP Variable Portfolio - Global Bond Fund
AXP Variable Portfolio - Growth Fund
AXP Variable Portfolio - International Fund
AXP Variable Portfolio - Managed Fund
AXP Variable Portfolio - New Dimensions Fund(R)
AXP Variable Portfolio - Strategy Aggressive Fund
Alliance VP Growth & Income Portfolio (Class B)
Xxxxx Fargo Small Cap Growth Fund
AMENDMENT TO
PARTICIPATION AGREEMENT
THIS AMENDMENT to the Participation Agreement ("Amendment") is entered into
and is effective this 31/st/ day of May, 2002 by and among IDS Life Insurance
Company (the "Company") and Xxxxx Fargo Variable Trust (the "Trust") and
Xxxxxxxx Inc. (the "Underwriter").
WHEREAS, The parties to this Amendment have previously executed that
certain Participation Agreement dated May 1, 2000, as amended ("Agreement"); and
WHEREAS, the parties to this Amendment wish to amend the Agreement to allow
for the addition of a new Contract.
NOW THEREFORE, in consideration of the terms, covenants and conditions
contained herein and other good and valuable consideration, the receipt and
sufficiency of which are hereby acknowledged, the parties to this Amendment
agree to amend the Agreement as follows:
4. Schedules A and C of the Agreement are hereby deleted in their entirety and
are replaced with the Schedules A and C attached hereto and incorporated by
reference.
5. In the event of a conflict between the terms of this Amendment and the
Agreement, it is the intention of the parties that the terms of this
Amendment shall control and the Agreement shall be interpreted on that
basis.
6. Except as modified by this Amendment, the Agreement is hereby ratified and
confirmed and shall remain in full force and effect.
IN WITNESS WHEREOF, each party has executed this Amendment by a duly
authorized officer.
IDS LIFE INSURANCE COMPANY Attest:
By: /s/ Xxxxx X. Xxxxxx By: /s/ Xxxx Xxxxx Xxxxxxx
----------------------------- -----------------------------
Printed Printed
Name: Xxxxx X. Xxxxxx Name: Xxxx Xxxxx Xxxxxxx
As Its: Executive Vice President, As Its: Assistant Secretary
Annuities
XXXXX FARGO VARIABLE TRUST XXXXXXXX INC.
By: /s/ C. Xxxxx Xxxxxxx By: /s/ Xxxxxxx X. Xxxxx, Xx.
----------------------------- -----------------------------
Printed Printed
Name: C. Xxxxx Xxxxxxx Name: Xxxxxxx X. Xxxxx, Xx.
As Its: Secretary As Its: Vice President
SCHEDULE A
Separate Accounts and Contracts
Subject to the Participation Agreement
--------------------------------------
Separate Account: IDS Life Variable Account 10, Established August 23, 1995,
IDS Life Account SZ, Established March 30, 2001 and
IDS Life Variable Life Separate Account, Established October
16, 1985.
Contracts: American Express Retirement Advisor Select/SM/ Variable
Annuity; Contract Form Numbers 131041, 131042 and 131043 and
state variations thereof.
American Express Retirement Advisor Advantage/SM/ Variable
Annuity and American Express Retirement Advisor Advantage/SM/
Variable Annuity--Band 3; Contract Form Numbers 31043, 31044,
31045-XXX, 31046, 31047, 31048-XXX and state variations
thereof.
American Express Retirement Advisor Variable Annuity(R) and
American Express(R) Retirement Advisor Variable Annuity(R)--
Band 3; Contract Form Numbers 31043, 31044, 31045-XXX, 31046,
31047, 31048-XXX and state variations thereof.
IDS Life Variable Retirement and Combination Retirement
Annuities; Contract Form Numbers 30305, 30306, 30310, 30311
and 30316 and state variations thereof.
IDS Life Employee Benefit Annuity; Contract Form Numbers
34607, 34610 and state variations thereof.
IDS Life Flexible Annuity; Contract Form Numbers 30302, 30307
and 30307-XXX and state variations thereof.
American Express Single Premium Variable Life; Contract Form
Number 132019 and state variations thereof.
SCHEDULE C
Other Funds Available under the Contracts
-----------------------------------------
American Express Single Premium Variable Life, American Express Retirement
Advisor Select/SM/ Variable Annuity, American Express Retirement Advisor
Advantage/SM/ Variable Annuity and American Express Retirement Advisor
Advantage/SM/ Variable Annuity--Band 3
AXP Variable Portfolio - Blue Chip Advantage Fund
AXP Variable Portfolio - Bond Fund
AXP Variable Portfolio - Capital Resource Fund
AXP Variable Portfolio - Cash Management Fund
AXP Variable Portfolio - Diversified Equity Income Fund
AXP Variable Portfolio - Emerging Markets Fund
AXP Variable Portfolio - Equity Select Fund
AXP Variable Portfolio - Extra Income Fund
AXP Variable Portfolio - Federal Income Fund
AXP Variable Portfolio - Global Bond Fund
AXP Variable Portfolio - Growth Fund
AXP Variable Portfolio - International Fund
AXP Variable Portfolio - Managed Fund
AXP Variable Portfolio - New Dimensions Fund(R)
AXP Variable Portfolio - Partners Small Cap Value Fund
AXP Variable Portfolio - S&P 500 Index Fund
AXP Variable Portfolio - Small Cap Advantage Fund
AXP Variable Portfolio - Stock Fund
AXP Variable Portfolio - Strategy Aggressive Fund
AIM V.I. Capital Appreciation Fund, Series II
AIM V.I. Capital Development Fund, Series II
Alliance VP Growth & Income Portfolio (Class B)
AllianceBernstein International Value Portfolio, Class B
American Century VP International, Class II
American Century VP Value, Class II
Xxxxxxx Variable Series, Inc. Social Balanced Portfolio
Evergreen VA Capital Growth Fund, Class L Shares
Fidelity VIP III Growth & Income Portfolio (Service Class 2)
Fidelity VIP III Mid Cap Portfolio (Service Class 2)
Fidelity VIP III Overseas Portfolio (Service Class 2)
FTVIPT Franklin Real Estate Fund
FTVIPT Franklin Value Securities Fund - Class 2
FTVIPT Mutual Shares Securities Fund - Class 2
Xxxxxxx Xxxxx VIT CORE/SM/ U.S. Equity Fund
Xxxxxxx Xxxxx VIT Mid Cap Value Fund
INVESCO VIF - Dynamics Fund
INVESCO VIF - Financial Services Fund
INVESCO VIF - Technology Fund
INVESCO VIF - Telecommunications Fund
American Express Single Premium Variable Life, American Express Retirement
Advisor Select/SM/ Variable Annuity, American Express Retirement Advisor
Advantage/SM/ Variable Annuity and American Express Retirement Advisor
Advantage/SM/ Variable Annuity--Band 3 (continued)
Janus Aspen Global Technology Portfolio: Service Shares
Janus Aspen International Growth Portfolio: Service Shares
Lazard Retirement International Equity Portfolio
MFS(R) Investors Growth Stock Series - Service Class
MFS(R) New Discovery Series - Service Class
MFS(R) Utilities Series - Service Class
Pioneer Equity-Income VCT Portfolio - Class II Shares
Pioneer Europe VCT Portfolio - Class II Shares
Xxxxxx VT Health Sciences Fund - Class IB Shares
Xxxxxx VT International Growth Fund - Class IB Shares
Xxxxxx VT Vista Fund - Class IB Shares
Strong Opportunity Fund II - Advisor Class
Xxxxxx International Small Cap
Xxxxxx U.S. Small Cap
Xxxxx Fargo VT Asset Allocation Fund
Xxxxx Fargo VT International Equity Fund
Xxxxx Fargo Small Cap Growth Fund
American Express(R) Retirement Advisor Variable Annuity(R) and American
Express(R) Retirement Advisor Variable Annuity(R)--Band 3
AXP Variable Portfolio - Blue Chip Advantage Fund
AXP Variable Portfolio - Bond Fund
AXP Variable Portfolio - Capital Resource Fund
AXP Variable Portfolio - Cash Management Fund
AXP Variable Portfolio - Diversified Equity Income Fund
AXP Variable Portfolio - Emerging Markets Fund
AXP Variable Portfolio - Equity Select Fund
AXP Variable Portfolio - Extra Income Fund
AXP Variable Portfolio - Federal Income Fund
AXP Variable Portfolio - Global Bond Fund
AXP Variable Portfolio - Growth Fund
AXP Variable Portfolio - International Fund
AXP Variable Portfolio - Managed Fund
AXP Variable Portfolio - New Dimensions Fund(R)
AXP Variable Portfolio - S&P 500 Index Fund
AXP Variable Portfolio - Small Cap Advantage Fund
AXP Variable Portfolio - Strategy Aggressive Fund
AIM V.I. Capital Appreciation Fund
AIM V.I. Capital Development Fund
American Century VP - International
American Century VP - Value
Xxxxxxx Variable Series, Inc. Social Balanced Portfolio
American Express(R) Retirement Advisor Variable Annuity(R) and American
Express(R) Retirement Advisor Variable Annuity(R)--Band 3 (continued)
Credit Suisse Warburg Pincus Trust - Emerging Growth Portfolio
Fidelity VIP III Growth & Income Portfolio (Service Class)
Fidelity VIP III Mid Cap Portfolio (Service Class)
Fidelity VIP III Overseas Portfolio (Service Class)
FTVIPT Franklin Real Estate Fund
FTVIPT Franklin Value Securities Fund - Class 2
FTVIPT Xxxxxxxxx International Smaller Companies Fund - Class 2
Xxxxxxx Sachs VIT CORE/SM/ Small Cap Equity Fund
Xxxxxxx Xxxxx VIT CORE/SM/ U.S. Equity Fund
Xxxxxxx Xxxxx VIT Mid Cap Value Fund
Janus Aspen Aggressive Growth Portfolio: Service Shares
Janus Aspen Global Technology Portfolio: Service Shares
Janus Aspen International Growth Portfolio: Service Shares
Lazard Retirement International Equity Portfolio
MFS(R) Investors Growth Stock Series - Service Class
MFS(R) New Discovery Series - Service Class
Xxxxxx VT International New Opportunities Fund - Class IB Shares
Xxxxxx VT Vista Fund - Class IB Shares
Royce Micro-Cap Portfolio
Third Avenue Value Portfolio
Xxxxxx International Small Cap
Xxxxxx U.S. Small Cap
Xxxxx Fargo VT Asset Allocation Fund
Xxxxx Fargo VT International Equity Fund
Xxxxx Fargo Small Cap Growth Fund
IDS Life Variable Retirement and Combination Retirement Annuities
AXP(R) Variable Portfolio - Bond Fund
AXP(R) Variable Portfolio - Capital Resource Fund
AXP(R) Variable Portfolio - Cash Management Fund
AXP(R) Variable Portfolio - Diversified Equity Income Fund
AXP(R) Variable Portfolio - Equity Select Fund
AXP(R) Variable Portfolio - Extra Income Fund
AXP(R) Variable Portfolio - Global Bond Fund
AXP(R) Variable Portfolio - Growth Fund
AXP(R) Variable Portfolio - International Fund
AXP(R) Variable Portfolio - Managed Fund
AXP(R) Variable Portfolio - New Dimensions Fund(R)
AXP(R) Variable Portfolio - Strategy Aggressive Fund
Alliance VP Growth & Income Portfolio (Class B)
Xxxxx Fargo VT Small Cap Growth Fund
IDS Life Employee Benefit Annuity
AXP(R) Variable Portfolio - Bond Fund
AXP(R) Variable Portfolio - Capital Resource Fund
AXP(R) Variable Portfolio - Cash Management Fund
AXP(R) Variable Portfolio - Diversified Equity Income Fund
AXP(R) Variable Portfolio - Equity Select Fund
AXP(R) Variable Portfolio - Extra Income Fund
AXP(R) Variable Portfolio - Global Bond Fund
AXP(R) Variable Portfolio - Growth Fund
AXP(R) Variable Portfolio - International Fund
AXP(R) Variable Portfolio - Managed Fund
AXP(R) Variable Portfolio - New Dimensions Fund(R)
AXP(R) Variable Portfolio - Strategy Aggressive Fund
Alliance VP Growth & Income Portfolio (Class B)
Xxxxx Fargo VT Small Cap Growth Fund
IDS Life Flexible Annuity
AXP Variable Portfolio - Bond Fund
AXP Variable Portfolio - Capital Resource Fund
AXP Variable Portfolio - Cash Management Fund
AXP Variable Portfolio - Diversified Equity Income Fund
AXP Variable Portfolio - Equity Select Fund
AXP Variable Portfolio - Extra Income Fund
AXP Variable Portfolio - Global Bond Fund
AXP Variable Portfolio - Growth Fund
AXP Variable Portfolio - International Fund
AXP Variable Portfolio - Managed Fund
AXP Variable Portfolio - New Dimensions Fund(R)
AXP Variable Portfolio - Strategy Aggressive Fund
Alliance VP Growth & Income Portfolio (Class B)
Xxxxx Fargo Small Cap Growth Fund
AMENDMENT TO
PARTICIPATION AGREEMENT
THIS AMENDMENT to the Participation Agreement ("Amendment") is entered into
and is effective this 15/th/ day of September, 2002 by and among IDS Life
Insurance Company (the "Company") and Xxxxx Fargo Variable Trust (the "Trust")
and Xxxxxxxx Inc. (the "Underwriter").
WHEREAS, The parties to this Amendment have previously executed that
certain Participation Agreement dated May 1, 2000, as amended ("Agreement");
WHEREAS, the parties desire to amend their respective obligations with
regard shareholder communications; and
WHEREAS, the parties to this Amendment wish to amend the Agreement to allow
for the addition of two new Contracts.
NOW THEREFORE, in consideration of the terms, covenants and conditions
contained herein and other good and valuable consideration, the receipt and
sufficiency of which are hereby acknowledged, the parties to this Amendment
agree to amend the Agreement as follows:
7. Section 3.1 is deleted in its entirety and is hereby replaced with the
following:
3.1 The Underwriter shall provide the Company, at the Company's expense,
with as many copies of the Trust's current prospectus as the Company
may reasonably request. If requested by the Company in lieu thereof,
the Trust shall provide, at the Trust's expense, such documentation
including a final copy of a current prospectus set in type, a computer
disk or other medium agreed to by the parties and other assistance as
is reasonably necessary in order for the Company to print the
prospectus (or more frequently if the Trust's prospectus is amended
more frequently), in which case the Trust shall reimburse the Company
for the cost of printing and distributing such prospectus to existing
Contract owners or participants. The Company shall bear the cost of
printing and distributing such prospectus to prospective Contract
owners or participants.
8. Section 3.3 is deleted in its entirety and is hereby replaced with the
following:
3.3 The Trust, at its expense, shall provide the Company with copies of
its proxy material, if any, reports to shareholders and other
communications to shareholders in such quantity as the Company shall
reasonably require. If requested by the Company in lieu thereof, the
Trust shall provide, at the Trust's expense, such documentation
including a final copy of a current reports to shareholders and other
communications to shareholders set in type, a computer disk or other
medium agreed to by the parties and other assistance as is reasonably
necessary in order for the Company to print the reports to
shareholders and other communications to shareholders, in
which case the Trust shall reimburse the Company for the cost of
printing such materials. The Trust shall bear the cost of distributing
proxy material, reports to shareholders and other communications to
existing Contract owners or participants.
9. Schedules A and C of the Agreement are hereby deleted in their entirety and
are replaced with the Schedules A and C attached hereto and incorporated by
reference.
10. In the event of a conflict between the terms of this Amendment and the
Agreement, it is the intention of the parties that the terms of this
Amendment shall control and the Agreement shall be interpreted on that
basis.
11. Except as modified by this Amendment, the Agreement is hereby ratified and
confirmed and shall remain in full force and effect.
IN WITNESS WHEREOF, each party has executed this Amendment by a duly
authorized officer.
IDS LIFE INSURANCE COMPANY Attest:
By: /s/ Xxxxx X. Xxxxxx By: /s/ Xxxx Xxxxx Xxxxxxx
----------------------------- -----------------------------
Printed Printed
Name: Xxxxx X. Xxxxxx Name: Xxxx Xxxxx Xxxxxxx
As Its: Executive Vice President, As Its: Assistant Secretary
Annuities
XXXXX FARGO VARIABLE TRUST XXXXXXXX INC.
By: /s/ C. Xxxxx Xxxxxxx By: /s/ Xxxxxxx X. Xxxxx, Xx.
----------------------------- -----------------------------
Printed Printed
Name: C. Xxxxx Xxxxxxx Name: Xxxxxxx X. Xxxxx, Xx.
As Its: Secretary As Its: Vice President
SCHEDULE A
Separate Accounts and Contracts
Subject to the Participation Agreement
--------------------------------------
Separate Account: IDS Life Variable Account 10, Established August 23, 1995,
IDS Life Account SZ, Established March 30, 2001 and
IDS Life Variable Life Separate Account, Established October
16, 1985.
Contracts: American Express Retirement Advisor Select/SM/ Variable
Annuity; Contract Form Numbers 131041, 131042 and 131043 and
state variations thereof.
American Express Retirement Advisor Advantage/SM/ Variable
Annuity and American Express Retirement Advisor Advantage/SM/
Variable Annuity--Band 3; Contract Form Numbers 31043, 31044,
31045-XXX, 31046, 31047, 31048-XXX and state variations
thereof.
American Express Retirement Advisor Variable Annuity(R) and
American Express(R) Retirement Advisor Variable Annuity(R)--
Band 3; Contract Form Numbers 31043, 31044, 31045-XXX, 31046,
31047, 31048-XXX and state variations thereof.
IDS Life Variable Retirement and Combination Retirement
Annuities; Contract Form Numbers 30305, 30306, 30310, 30311
and 30316 and state variations thereof.
IDS Life Employee Benefit Annuity; Contract Form Numbers
34607, 34610 and state variations thereof.
IDS Life Flexible Annuity; Contract Form Numbers 30302, 30307
and 30307-XXX and state variations thereof.
American Express Single Premium Variable Life; Contract Form
Number 132019 and state variations thereof.
American Express(R) Variable Universal Life IV and American
Express(R) Variable Universal Life IV--Platinum; Contract
Form Number 30061 and state variations thereof.
SCHEDULE C
Other Funds Available under the Contracts
-----------------------------------------
American Express(R) Variable Universal Life IV, American Express(R) Variable
Universal Life IV--Platinum, American Express Single Premium Variable Life,
American Express Retirement Advisor Select/SM/ Variable Annuity, American
Express Retirement Advisor Advantage/SM/ Variable Annuity and American Express
Retirement Advisor Advantage/SM/ Variable Annuity--Band 3
AXP Variable Portfolio - Blue Chip Advantage Fund
AXP Variable Portfolio - Bond Fund
AXP Variable Portfolio - Capital Resource Fund
AXP Variable Portfolio - Cash Management Fund
AXP Variable Portfolio - Diversified Equity Income Fund
AXP Variable Portfolio - Emerging Markets Fund
AXP Variable Portfolio - Equity Select Fund
AXP Variable Portfolio - Extra Income Fund
AXP Variable Portfolio - Federal Income Fund
AXP Variable Portfolio - Global Bond Fund
AXP Variable Portfolio - Growth Fund
AXP Variable Portfolio - International Fund
AXP Variable Portfolio - Managed Fund
AXP Variable Portfolio - New Dimensions Fund(R)
AXP Variable Portfolio - Partners Small Cap Value Fund
AXP Variable Portfolio - S&P 500 Index Fund
AXP Variable Portfolio - Small Cap Advantage Fund
AXP Variable Portfolio - Stock Fund
AXP Variable Portfolio - Strategy Aggressive Fund
AIM V.I. Capital Appreciation Fund, Series II
AIM V.I. Capital Development Fund, Series II
Alliance VP Growth & Income Portfolio (Class B)
AllianceBernstein International Value Portfolio, Class B
American Century VP International, Class II
American Century VP Value, Class II
Xxxxxxx Variable Series, Inc. Social Balanced Portfolio
Evergreen VA Capital Growth Fund, Class L Shares
Fidelity VIP III Growth & Income Portfolio (Service Class 2)
Fidelity VIP III Mid Cap Portfolio (Service Class 2)
Fidelity VIP III Overseas Portfolio (Service Class 2)
FTVIPT Franklin Real Estate Fund
FTVIPT Franklin Value Securities Fund - Class 2
FTVIPT Mutual Shares Securities Fund - Class 2
Xxxxxxx Xxxxx VIT CORE/SM/ U.S. Equity Fund
Xxxxxxx Xxxxx VIT Mid Cap Value Fund
INVESCO VIF - Dynamics Fund
INVESCO VIF - Financial Services Fund
INVESCO VIF - Technology Fund
American Express(R) Variable Universal Life IV, American Express(R) Variable
Universal Life IV--Platinum, American Express Single Premium Variable Life,
American Express Retirement Advisor Select/SM/ Variable Annuity, American
Express Retirement Advisor Advantage/SM/ Variable Annuity and American Express
Retirement Advisor Advantage/SM/ Variable Annuity--Band 3
INVESCO VIF - Telecommunications Fund
Janus Aspen Global Technology Portfolio: Service Shares
Janus Aspen International Growth Portfolio: Service Shares
Lazard Retirement International Equity Portfolio
MFS(R) Investors Growth Stock Series - Service Class
MFS(R) New Discovery Series - Service Class
MFS(R) Utilities Series - Service Class
Pioneer Equity-Income VCT Portfolio - Class II Shares
Pioneer Europe VCT Portfolio - Class II Shares
Xxxxxx VT Health Sciences Fund - Class IB Shares
Xxxxxx VT International Growth Fund - Class IB Shares
Xxxxxx VT Vista Fund - Class IB Shares
Strong Opportunity Fund II - Advisor Class
Xxxxxx International Small Cap
Xxxxxx U.S. Small Cap
Xxxxx Fargo VT Asset Allocation Fund
Xxxxx Fargo VT International Equity Fund
Xxxxx Fargo Small Cap Growth Fund
American Express(R) Retirement Advisor Variable Annuity(R) and American
Express(R) Retirement Advisor Variable Annuity(R)--Band 3
AXP Variable Portfolio - Blue Chip Advantage Fund
AXP Variable Portfolio - Bond Fund
AXP Variable Portfolio - Capital Resource Fund
AXP Variable Portfolio - Cash Management Fund
AXP Variable Portfolio - Diversified Equity Income Fund
AXP Variable Portfolio - Emerging Markets Fund
AXP Variable Portfolio - Equity Select Fund
AXP Variable Portfolio - Extra Income Fund
AXP Variable Portfolio - Federal Income Fund
AXP Variable Portfolio - Global Bond Fund
AXP Variable Portfolio - Growth Fund
AXP Variable Portfolio - International Fund
AXP Variable Portfolio - Managed Fund
AXP Variable Portfolio - New Dimensions Fund(R)
AXP Variable Portfolio - S&P 500 Index Fund
AXP Variable Portfolio - Small Cap Advantage Fund
AXP Variable Portfolio - Strategy Aggressive Fund
AIM V.I. Capital Appreciation Fund
AIM V.I. Capital Development Fund
American Century VP - International
American Express(R) Retirement Advisor Variable Annuity(R) and American
Express(R) Retirement Advisor Variable Annuity(R)--Band 3 (continued)
American Century VP - Value
Xxxxxxx Variable Series, Inc. Social Balanced Portfolio
Credit Suisse Warburg Pincus Trust - Emerging Growth Portfolio
Fidelity VIP III Growth & Income Portfolio (Service Class)
Fidelity VIP III Mid Cap Portfolio (Service Class)
Fidelity VIP III Overseas Portfolio (Service Class)
FTVIPT Franklin Real Estate Fund
FTVIPT Franklin Value Securities Fund - Class 2
FTVIPT Xxxxxxxxx International Smaller Companies Fund - Class 2
Xxxxxxx Sachs VIT CORE/SM/ Small Cap Equity Fund
Xxxxxxx Xxxxx VIT CORE/SM/ U.S. Equity Fund
Xxxxxxx Xxxxx VIT Mid Cap Value Fund
Janus Aspen Aggressive Growth Portfolio: Service Shares
Janus Aspen Global Technology Portfolio: Service Shares
Janus Aspen International Growth Portfolio: Service Shares
Lazard Retirement International Equity Portfolio
MFS(R) Investors Growth Stock Series - Service Class
MFS(R) New Discovery Series - Service Class
Xxxxxx VT International New Opportunities Fund - Class IB Shares
Xxxxxx VT Vista Fund - Class IB Shares
Royce Micro-Cap Portfolio
Third Avenue Value Portfolio
Xxxxxx International Small Cap
Xxxxxx U.S. Small Cap
Xxxxx Fargo VT Asset Allocation Fund
Xxxxx Fargo VT International Equity Fund
Xxxxx Fargo Small Cap Growth Fund
IDS Life Variable Retirement and Combination Retirement Annuities
AXP(R) Variable Portfolio - Bond Fund
AXP(R) Variable Portfolio - Capital Resource Fund
AXP(R) Variable Portfolio - Cash Management Fund
AXP(R) Variable Portfolio - Diversified Equity Income Fund
AXP(R) Variable Portfolio - Equity Select Fund
AXP(R) Variable Portfolio - Extra Income Fund
AXP(R) Variable Portfolio - Global Bond Fund
AXP(R) Variable Portfolio - Growth Fund
AXP(R) Variable Portfolio - International Fund
AXP(R) Variable Portfolio - Managed Fund
AXP(R) Variable Portfolio - New Dimensions Fund(R)
AXP(R) Variable Portfolio - Strategy Aggressive Fund
Alliance VP Growth & Income Portfolio (Class B)
Xxxxx Fargo VT Small Cap Growth Fund
IDS Life Employee Benefit Annuity
AXP(R) Variable Portfolio - Bond Fund
AXP(R) Variable Portfolio - Capital Resource Fund
AXP(R) Variable Portfolio - Cash Management Fund
AXP(R) Variable Portfolio - Diversified Equity Income Fund
AXP(R) Variable Portfolio - Equity Select Fund
AXP(R) Variable Portfolio - Extra Income Fund
AXP(R) Variable Portfolio - Global Bond Fund
AXP(R) Variable Portfolio - Growth Fund
AXP(R) Variable Portfolio - International Fund
AXP(R) Variable Portfolio - Managed Fund
AXP(R) Variable Portfolio - New Dimensions Fund(R)
AXP(R) Variable Portfolio - Strategy Aggressive Fund
Alliance VP Growth & Income Portfolio (Class B)
Xxxxx Fargo VT Small Cap Growth Fund
IDS Life Flexible Annuity
AXP Variable Portfolio - Bond Fund
AXP Variable Portfolio - Capital Resource Fund
AXP Variable Portfolio - Cash Management Fund
AXP Variable Portfolio - Diversified Equity Income Fund
AXP Variable Portfolio - Equity Select Fund
AXP Variable Portfolio - Extra Income Fund
AXP Variable Portfolio - Global Bond Fund
AXP Variable Portfolio - Growth Fund
AXP Variable Portfolio - International Fund
AXP Variable Portfolio - Managed Fund
AXP Variable Portfolio - New Dimensions Fund(R)
AXP Variable Portfolio - Strategy Aggressive Fund
Alliance VP Growth & Income Portfolio (Class B)
Xxxxx Fargo Small Cap Growth Fund
