SECOND AMENDMENT TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT
EXHIBIT 10.18(B)
EXECUTION
SECOND AMENDMENT TO
AMENDED AND RESTATED STOCKHOLDERS AGREEMENT
THIS SECOND AMENDMENT TO AMENDED AND RESTATED STOCKHOLDERS
AGREEMENT (the "Second Amendment") is entered into this 21st day of January,
2003, by and among Animas Corporation, a Delaware corporation (the "Company"),
the individuals and entities who are identified as "New Holders" on the
signature pages to this Second Amendment (the "New Holders"), and the Existing
Holders.
WHEREAS, the Company and certain holders of the Company's
capital stock (the "Existing Holders") have entered into that certain Amended
and Restated Stockholders Agreement, dated as of October 11, 2001 (as amended by
the First Amendment to Amended and Restated Stockholders Agreement dated as of
May 13, 2002 (the "First Amendment"), together with all joinders thereto, the
"Original Agreement");
WHEREAS, the Company now desires to sell and issue additional
shares of Series C Convertible Preferred Stock, $0.01 par value per share (the
"Series C Preferred Stock"), including those issuable upon exercise of warrants
to purchase shares of Series C Preferred Stock (the "Warrants"), pursuant to a
Unit Purchase Agreement, dated January 21,2003 (the "Unit Purchase Agreement"),
among the Company and the purchasers thereunder (the "Unit Purchasers");
WHEREAS, the Company previously obtained a line of credit from
Silicon Valley Bank, a California-chartered bank ("SVB"), and, in connection
therewith, issued the SVB Warrants (as defined herein) exercisable for the
purchase of shares of Series C Preferred Stock;
WHEREAS, neither SVB nor certain of the Unit Purchasers are
parties to the Original Agreement;
WHEREAS, the Company and the Existing Holders desire to
further amend the Original Agreement as set forth herein to subject the Unit
Purchasers and SVB to those certain rights and obligations as set forth in the
Original Agreement;
WHEREAS, the Company and the Existing Holders desire to
further amend the Original Agreement to make subject to the Original Agreement
the Warrants and the SVB Warrants;
WHEREAS, Section 14 of the Original Agreement provides that
the Original Agreement may be amended or modified upon the written consent of
(i) the Company, (ii) the Initial Series B Purchasers holding at least 60% of
the votes entitled to be cast by the holders of Series B Convertible Preferred
Stock, $0.01 par value per share (the "Series B Preferred Stock") owned by all
such Initial Series B Purchasers, solely with respect to such shares of Series B
Preferred Stock, (iii) the Initial Purchasers holding at least 60% of the votes
entitled to be cast by the holders of shares of Series C Preferred Stock owned
by all such Initial Purchasers, solely with respect to such shares of Series C
Preferred Stock, and (iv) the holders of a majority of the votes entitled to be
cast by the holders of the outstanding Preferred Stock, solely with respect to
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such Preferred Stock (for purposes of this Second Amendment, collectively, the
"Requisite Shares");.
NOW THEREFORE, in consideration of the premises and the mutual
promises, covenants and agreement contained in this Second Amendment, the
parties hereto, intending to be legally bound hereby, do hereby agree as
follows:
1. Defined Terms. Capitalized terms used but not
otherwise defined herein shall have the meanings set forth in the Original
Agreement.
2. Amendments to Stockholders Agreement.
(a) Additional Defined Terms. The following
additional defined terms are hereby added to the Original Agreement:
(i) "Unit Purchase Agreement" shall
mean that certain Unit Purchase Agreement dated January 21, 2003 (together with
all joinders thereto) pursuant to which certain holders of the Series A
Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, and Common
Stock may acquire Units;
(ii) "Securities" shall mean all Shares,
SVB Warrants and Warrants.
(ii) "SVB Warrants" shall mean those
certain warrants to purchase 5,000 shares of Series C Preferred Stock issued to
Silicon Valley Bank on November 4, 2002;
(iii) "Units" shall mean those certain
Units purchased pursuant to the Unit Purchase Agreement and consisting of one
share of Series C Preferred Stock and a Warrant; and
(iv) "Warrants" shall mean those certain
warrants to purchase nine-tenth of one share (0.9) of Series C Preferred Stock
issued pursuant to the Unit Purchase Agreement.
(b) Amendments to Existing Definitions.
(i) The term "Series C Investor" shall
be amended in its entirety and, from and after the date hereof, shall mean,
collectively, (i) the purchasers of Series C Preferred Stock pursuant to the
Series C Purchase Agreement, including the Additional Series C Investors (as
defined in the First Amendment), (ii) the purchasers of Units pursuant to the
Unit Purchase Agreement, and (iii) Silicon Valley Bank.
(c) Other Amendments to Original Agreement.
(i) The provisions of Sections 6, 7,9
and 11 of the Original Agreement are hereby amended such that any reference to
the specific defined term "Shares" in any such section shall be replaced with
the defined term "Securities."
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(ii) The provisions of subsection
7(c)(ii) of the Original Agreement are hereby amended and restated to read, in
its entirety, as follows:
"(ii) that number of shares of
Series B Preferred Stock, Series C Preferred
Stock, Warrants or SVB Warrants held by the
Co-Sale Holders which is at such time
convertible into (or in the case of Warrants
and SVB Warrants, exercisable for shares of
Series C Preferred Stock which are
convertible into) the number of shares of
Common Stock which the Co-Sale Holders elect
to sell; provided, however, that if the
prospective purchaser objects to the
delivery of Series B Preferred Stock, Series
C Preferred Stock, Warrants or SVB Warrants,
the Co-Sale Holders shall convert such
Series B Preferred Stock or Series C
Preferred Stock, or exercise such Warrants
or SVB Warrants and convert the Series C
Preferred Stock received upon exercise
thereof, into Common Stock and deliver
Common Stock as provided in Section 7(c)(i)
above. The Company agrees to effect any such
conversion, or exercise and conversion,
concurrent with the actual transfer of such
Shares to the purchaser."
2. Addition of New Parties to Original Agreement. Each
New Holder, including Silicon Valley Bank, by execution of this Second
Amendment, shall hereby become a party to the Original Agreement, as amended by
this Second Amendment.
3. Ratification of Original Agreement. Except as
otherwise amended herein, all other provisions of the Original Agreement, as
previously amended, shall remain in full force and effect, and are hereby
ratified and confirmed.
4. Governing Law. This Second Amendment and all
questions relating to its validity, interpretation, performance and enforcement
shall be governed and construed in accordance with the laws of the Commonwealth
of Pennsylvania, notwithstanding any conflict of laws doctrines of such
Commonwealth or any other jurisdiction to the contrary.
5. Counterparts: Facsimile Execution. This Fourth
Amendment may be executed in any number of counterparts, including by facsimile
signature, shall be an original and all of which, when taken together, shall be
deemed one and the same agreement.
6. Effective Time. This Second Amendment shall become
effective and legally binding upon the Company and the other parties hereto, and
shall be deemed to effectively amend the Original Agreement, as previously
amended, when one or more counterparts hereof, individually or taken together,
shall bear the signatures of the holders of the Requisite Shares (the "Effective
Time").
[SIGNATURE PAGES FOLLOW]
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IN WITNESS "WHEREOF, the parties hereto have executed, or caused this
Second Amendment to Amended and Restated Stockholders Agreement to be executed
by its duly authorized officer or other representative, on the date and year
first above written.
ANIMAS CORPORATION
By: /s/ Xxxxxxx X. Xxxxx
------------------------------
Title: V.P. Finance, Assist. Sect.
[HOLDER SIGNATURE PAGES FOLLOW]
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EXISTING HOLDER SIGNATURE PAGE
TO
SECOND AMENDMENT
TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT
XXXXXXXXX XXXXXXXX
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Print Name of Existing Holder
/s/ Xxxxxxxxx X. Xxxxxxxx
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Signature of Authorized Person
----------------------------------------
Title of Authorized Person
Address of Existing Holder:
000 XXXXXXXX XX.
XXXXXXXXX, XX 00000
Tel. Number: 000-000-0000
Fax Number:
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5
EXISTING HOLDER SIGNATURE PAGE
TO
SECOND AMENDMENT
TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT
Xxxxxx Xxxxxxxx
----------------------------------------
Print Name of Existing Holder
/s/ Xxxxxx Xxxxxxxx
----------------------------------------
Signature of Authorized Person
----------------------------------------
Title of Authorized Person
Address of Existing Holder:
000 XXXXXXXX XX.
XXXXXXXXX, XX 00000
Tel. Number: 000-000-0000
Fax Number:
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Stockholders Agreement Signature Page
EXISTING HOLDER SIGNATURE PAGE
TO
SECOND AMENDMENT
TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT
Xxxxx Xxxxxxxx Trust
----------------------------------------
Print Name of Existing Holder
/s/ Xxxxxxxxx X. Xxxxxxxx
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Signature of Authorized Person
TRUSTEE
----------------------------------------
Title of Authorized Person
Address of Existing Holder:
000 XXXXXXXX XX.
XXXXXXXXX, XX 00000
Tel. Number: 000-000-0000
Fax Number:
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EXISTING HOLDER SIGNATURE PAGE
TO
SECOND AMENDMENT
TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT
Xxxxx Xxxxxxxx Trust
----------------------------------------
Print Name of Existing Holder
/s/ Xxxxxxxxx X. Xxxxxxxx
----------------------------------------
Signature of Authorized Person
TRUSTEE
----------------------------------------
Title of Authorized Person
Address of Existing Holder:
000 XXXXXXXX XX.
XXXXXXXXX, XX 00000
Tel. Number: 000-000-0000
Fax Number:
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EXISTING HOLDER SIGNATURE PAGE
TO
SECOND AMENDMENT
TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT
Xxxxxxxxx Xxxxxxxx Trust
----------------------------------------
Print Name of Existing Holder
/s/ Xxxxxxxxx X. Xxxxxxxx
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Signature of Authorized Person
TRUSTEE
----------------------------------------
Title of Authorized Person
Address of Existing Holder:
000 XXXXXXXX XX.
XXXXXXXXX, XX 00000
Tel. Number: 000-000-0000
Fax Number:
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EXISTING HOLDER SIGNATURE PAGE
TO
SECOND AMENDMENT
TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT
Xxxxx Xxxxxxxx Trust
----------------------------------------
Print Name of Existing Holder
/s/ Xxxxxxxxx X. Xxxxxxxx
----------------------------------------
Signature of Authorized Person
TRUSTEE
----------------------------------------
Title of Authorized Person
Address of Existing Holder:
000 XXXXXXXX XX.
XXXXXXXXX, XX 00000
Tel. Number: 000-000-0000
Fax Number:
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EXISTING HOLDER SIGNATURE PAGE
TO
SECOND AMENDMENT
TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT
Xxxx Xxxxxxxx Trust
----------------------------------------
Print Name of Existing Holder
/s/ Xxxxxx Xxxxxxxx
----------------------------------------
Signature of Authorized Person
Trustee
----------------------------------------
Title of Authorized Person
Address of Existing Holder:
000 XXXXXXXX XX.
XXXXXXXXX, XX 00000
Tel. Number: 000-000-0000
Fax Number:
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EXISTING HOLDER SIGNATURE PAGE
TO
SECOND AMENDMENT
TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT
Xxxxxxx X. Xxxxxx, XX
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Print Name of Existing Holder
/s/ Xxxxxxx X. Xxxxxx, XX
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Signature of Authorized Person
Stockholder
----------------------------------------
Title of Authorized Person
Address of Existing Holder:
The Xxxxxx Building
Xxx Xxxx Xxxxxx Xxxx
Xxxxxxxxxxxx, XX 00000
Tel. Number: 000-000-0000
Fax Number: 000-000-0000
EXISTING HOLDER SIGNATURE PAGE
TO
SECOND AMENDMENT
TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT
HLM/UH FUND, L.P. Xxxxxx X. Xxxxxx
By: HLM/UH Associates, LLC ----------------------------------------
Its General Partner Print Name of Existing Holder
By: HLM Management Co., Inc.
Managing Member /s/ Xxxxxx X. Xxxxxx
----------------------------------------
Signature of Authorized Person
EXEC. V.P.
----------------------------------------
Title of Authorized Person
Address of Existing Holder:
HLM Management Co., Inc.
000 Xxxxxxxx Xxxxxx
Xxxxxx, XX 00000
Tel. Number:
----------------------------
Fax Number:
----------------------------
EXISTING HOLDER SIGNATURE PAGE
TO
SECOND AMENDMENT
TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT
HLM Opportunities Fund, L.P. Xxxxxx X. Xxxxxx
By: HLM Opportunities Associates, LLC ----------------------------------------
Its General Partner Print Name of Existing Holder
By: HLM Management Co., Inc.
Managing Member /s/ Xxxxxx X. Xxxxxx
----------------------------------------
Signature of Authorized Person
EXEC. V.P.
----------------------------------------
Title of Authorized Person
Address of Existing Holder:
HLM Management Co., Inc.
000 Xxxxxxxx Xxxxxx
Xxxxxx, XX 00000
Tel. Number:
----------------------------
Fax Number:
----------------------------
EXISTING HOLDER SIGNATURE PAGE
TO
SECOND AMENDMENT
TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT
HLM/CB Fund II, L.P. Xxxxxx X. Xxxxxx
By: HLM/CB Associates II, LLC ----------------------------------------
Its General Partner Print Name of Existing Holder
By: HLM Management Co., Inc.
Managing Member /s/ Xxxxxx X. Xxxxxx
----------------------------------------
Signature of Authorized Person
EXEC. V.P.
----------------------------------------
Title of Authorized Person
Address of Existing Holder:
HLM Management Co., Inc.
000 Xxxxxxxx Xxxxxx
Xxxxxx, XX 00000
Tel. Number:
----------------------------
Fax Number:
-----------------------------
EXISTING HOLDER SIGNATURE PAGE
TO
SECOND AMENDMENT
TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT
Liberty Advisors, Inc.
----------------------------------------
Print Name of Existing Holder
/s/ Xxxxxx X. Xxxxx
----------------------------------------
Signature of Authorized Person
President
----------------------------------------
Title of Authorized Person
Address of Existing Holder:
C/o Liberty Venture Partners
One Commerce Square
0000 Xxxxxx Xx., Xxxxx 0000
Xxxxxxxxxxxx, XX 00000-0000
Tel. Number: (000) 000-0000
Fax Number: (000) 000-0000
Stockholders Agreement Signature Page
EXISTING HOLDER SIGNATURE PAGE
TO
SECOND AMENDMENT
TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT
Liberty Ventures I, L.P.
----------------------------------------
Print Name of Existing Holder
/s/ Xxxxxx X. Xxxxx
----------------------------------------
Signature of Authorized Person
President of Its General Partner,
Liberty Ventures, Inc.
----------------------------------------
Title of Authorized Person
Address of Existing Holder:
C/o Liberty Venture Partners
One Commerce Square
0000 Xxxxxx Xx., Xxxxx 0000
Xxxxxxxxxxxx, XX 00000-0000
Tel. Number: (000) 000-0000
Fax Number: (000) 000-0000
Stockholders Agreement Signature Page
EXISTING HOLDER SIGNATURE PAGE
TO
SECOND AMENDMENT
TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT
Liberty Ventures II,L.P.
----------------------------------------
Print Name of Existing Holder
/s/ Xxxxxx X. Xxxxx
----------------------------------------
Signature of Authorized Person
Managing Director of Its General
Partner, Liberty Venture Partners II,
LLC
----------------------------------------
Title of Authorized Person
Address of Existing Holder:
C/o Liberty Venture Partners
One Commerce Square
0000 Xxxxxx Xx. Xxxxx 0000
Xxxxxxxxxxxx, XX 00000-0000
Tel. Number: (000) 000-0000
Fax Number: (000) 000-0000
EXISTING HOLDER SIGNATURE PAGE
TO
SECOND AMENDMENT
TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT
TDH Capital Partner
--------------------------------------
Print Name of Existing Holder
/s/ J. Xxxxxx Xxxx, Xx.
--------------------------------------
Signature of Authorized Person
President and Trustee
--------------------------------------
Title of Authorized Person
Address of Existing Holder:
000 Xxxxxxx Xxxxxx
Xxxxx 0000
Xxxxxxxxxx, XX 00000
Tel. Number: _________________________
Fax Number: __________________________
Stockholders Agreement Signature Page
ANIMAS/2003 Offering: Second Closing
Stockholders Agreement Amendment
EXISTING HOLDER SIGNATURE PAGE
TO
SECOND AMENDMENT
TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT
Anvers LP
--------------------------------------
Print Name of Existing Holder
/s/ X. Xxxxxxxx
--------------------------------------
Signature of Authorized Person
Sr Mgr FSIP LLC as GP
--------------------------------------
Title of Authorized Person
Address of Existing Holder:
000 Xxxx Xxxxxx
Xxx Xxxx XX 00000
______________________________________
Tel. Number: (000) 000-0000
Fax Number: __________________________
EXISTING HOLDER SIGNATURE PAGE
TO
SECOND AMENDMENT
TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT
Anvers II LP
--------------------------------------
Print Name of Existing Holder
/s/ X. Xxxxxxxx
--------------------------------------
Signature of Authorized Person
Sr Mgr FSIP LLC as GP
--------------------------------------
Title of Authorized Person
Address of Existing Holder:
000 Xxxx Xxxxxx
Xxx Xxxx XX 00000
______________________________________
Tel. Number: (000) 000-0000
Fax Number: __________________________
EXISTING HOLDER SIGNATURE PAGE
TO
SECOND AMENDMENT
TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT
Xxxxxxxxxxx Xxxxx
--------------------------------------
Print Name of Existing Holder
/s/ Xxxxxxxxxxx Xxxxx
--------------------------------------
Signature of Authorized Person
--------------------------------------
Title of Authorized Person
Address of Existing Holder:
0000 X. Xxx Xxxx Xxxx. #0000
Xxxx Xxxxxxxxxx, XX 00000
______________________________________
Tel. Number: 000-000-0000 xxx 000
Fax Number: __________________________
EXISTING HOLDER SIGNATURE PAGE
TO
SECOND AMENDMENT
TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT
Xxxxxxx X. Xxxxx
--------------------------------------
Print Name of Existing Holder
/s/ Xxxxxxx X. Xxxxx
--------------------------------------
Signature of Authorized Person
--------------------------------------
Title of Authorized Person
Address of Existing Holder:
0 Xxxxx Xx.
Xxxxxxx, XX 00000
Tel. Number: 00-000-0000
Fax Number: __________________________
EXISTING HOLDER SIGNATURE PAGE
TO
SECOND AMENDMENT
TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT
City National Bank TTEE
F.B.O. DWT/Xxxxxxx
--------------------------------------
Print Name of Existing Holder
/s/ Xxxx F.F. Xxxxxxxx
--------------------------------------
Signature of Authorized Person
Trust Officer
--------------------------------------
Title of Authorized Person
Address of Existing Holder:
City National Investment
000 Xxxxxxxx, Xxx. 000
Xxx Xxxxx, XX 00000
Tel. Number: 000-000-0000
Fax Number: 000-000-0000
EXISTING HOLDER SIGNATURE PAGE
TO
SECOND AMENDMENT
TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT
Xxxxxx X. Xxxxxx XX.
--------------------------------------
Print Name of Existing Holder
/s/ Xxxxxx X. Xxxxxx Xx.
--------------------------------------
Signature of Authorized Person
--------------------------------------
Title of Authorized Person
Address of Existing Holder:
0000 XXXXXXXXXX XX.
XXXXX XXXXX, XX. 00000
______________________________________
Tel. Number: (000) 000-0000
Fax Number: (000) 000-0000
EXISTING HOLDER SIGNATURE PAGE
TO
SECOND AMENDMENT
TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT
XXXXXX X.X XX
--------------------------------------
Print Name of Existing Holder
/s/ Xxxxxx X.X. Xx
--------------------------------------
Signature of Authorized Person
--------------------------------------
Title of Authorized Person
Address of Existing Holder:
000 Xxxxxx Xxx
Xxxxxxx, XX 00000
______________________________________
Tel. Number: 000-000-0000
Fax Number: 000-000-0000
EXISTING HOLDER SIGNATURE PAGE
TO
SECOND AMENDMENT
TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT
XXXXXXX X. XXXXXXXX
--------------------------------------
Print Name of Existing Holder
/s/ Xxxxxxx X. Xxxxxxxx
--------------------------------------
Signature of Authorized Person
--------------------------------------
Title of Authorized Person
Address of Existing Holder:
0000 XXXXXXXX XXX
XXXXXXX XXXXXX, XX.
00000
Tel. Number: 000-000-0000
Fax Number: 000-000-0000
EXISTING HOLDER SIGNATURE PAGE
TO
SECOND AMENDMENT
TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT
Xxxx X. Xxxxxxxx
--------------------------------------
Print Name of Existing Holder
/s/ Xxxx X. Xxxxxxxx
--------------------------------------
Signature of Authorized Person
--------------------------------------
Title of Authorized Person
Address of Existing Holder:
00000 Xxxxxxxxxx Xxxx
Xxxx Xxxxxx, XX 00000
______________________________________
Tel. Number: 000 000 0000
Fax Number: 000 000 0000
EXISTING HOLDER SIGNATURE PAGE
TO
SECOND AMENDMENT
TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT
Xxxx Xxx Xxxxxxxx
--------------------------------------
Print Name of Existing Holder
/s/ Xxxx Xxx Xxxxxxxx
--------------------------------------
Signature of Authorized Person
--------------------------------------
Title of Authorized Person
Address of Existing Holder:
00000 Xxxxxxxxxx Xxxx
Xxxx Xxxxxx, XX 00000
______________________________________
Tel. Number: 000 000 0000
Fax Number: 000 000 0000
EXISTING HOLDER SIGNATURE PAGE
TO
SECOND AMENDMENT
TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT
Xxxxxxx X. Xxxxx
--------------------------------------
Print Name of Existing Holder
/s/ Xxxxxxx X. Xxxxx
--------------------------------------
Signature of Authorized Person
--------------------------------------
Title of Authorized Person
Address of Existing Holder:
0000 Xxxxxxx Xx.
Xxxxxxxxx, XX 00000
______________________________________
Tel. Number: 000-000-0000
Fax Number: 000-000-0000
EXISTING HOLDER SIGNATURE PAGE
TO
SECOND AMENDMENT
TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT
Xxxx XxXxxxxx
--------------------------------------
Print Name of Existing Holder
/s/ Xxxx XxXxxxxx
--------------------------------------
Signature of Authorized Person
--------------------------------------
Title of Authorized Person
Address of Existing Holder:
00 Xxxxxxxx Xxxx
Xxxxxxx Xxxxx, XX 00000-0000
--------------------------------------
Tel. Number: 949 - 000-0000
Fax Number: 949 - 000-0000
Stockholders Agreement Signature Page
EXISTING HOLDER SIGNATURE PAGE
TO
SECOND AMENDMENT
TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT
Xxxx X. Xxxxx / Xxxxx X. Xxxxx
--------------------------------
Print Name of Existing Holder
/s/ Xxxx X. Xxxxx / Xxxxx X. Xxxxx
-----------------------------------------
Signature of Authorized Person
-----------------------------------------
Title OF Authorized Person
Address of Existing Holder.
000 Xxxxxxxxx Xxxx
Xxxxxxxxx, XX 00000
Tel. Number: (000) 000-0000 (Office)
Fax Number: -----------------------------
EXISTING HOLDER SIGNATURE PAGE
TO
SECOND AMENDMENT
TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT
PILGRIM XXXXXX HYBRID PARTNERS II, LP.
By: Pilgrim Xxxxxx Hybrid Partners General
Partner, L.P.,
its General Partners
By: Pilgrim Xxxxxx Associates, Ltd., its
General Partner
---------------------------------------
Print Name of Existing Holder
/s/ Xxxxxx X. Xxxxx
---------------------------------------
Signature of Authorized Person
Vice President
---------------------------------------
Title of Authorized Person
Address of Existing Holder:
0000 Xxxxxxx Xxxxx Xxxxx
Xxxxx, XX 00000
Tel. Number 000-000-0000
Fax Number:
-------------------------------
Stockholders Agreement Signature Page
EXECUTION
EXISTING HOLDER SIGNATURE PAGE
TO
SECOND AMENDMENT
TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT
Xxxxxxx & Xxxxxxx Development Corporation
-----------------------------------------
Print Name of Existing Holder
/s/ Xxxxx X. Xxxxx
-----------------------------------------
Signature of Authorized Person
Vice President
-----------------------------------------
Title of Authorized Person
Address of Existing Holder:
Xxx X & X Xxxxx
Xxx Xxxxxxxxx, XX 00000
Tel. Number: 000-000-0000
Fax Number: 000-000-0000
EXISTING HOLDER SIGNATURE PAGE
TO
SECOND AMENDMENT
TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT
Xxxxx Xxxxx
-----------------------------------------
Print Name of Existing Holder
/s/ Xxxxx Xxxxx
-----------------------------------------
Signature of Authorized Person
-----------------------------------------
Title of Authorized Person
Address of Existing Holder:
Tel. Number: 000 000 0000
Fax Number:
-----------------------------
EXISTING HOLDER SIGNATURE PAGE
TO
SECOND AMENDMENT
TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT
Xxxxxxx Xxxxxx
-----------------------------------------
Print Name of Existing Holder
/s/ Xxxxxxx Xxxxxx
-----------------------------------------
Signature of Authorized Person
-----------------------------------------
Title of Authorized Person
Address of Existing Holder:
0000 X. Xxxxxxx Xx
Xxxxxxxxx, XX 00000
Tel. Number: 000-000-0000
Fax Number: 000-000-0000
EXISTING HOLDER SIGNATURE PAGE
TO
SECOND AMENDMENT
TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT
XXXXX XX NG Associates
-----------------------------------------
Print Name of Existing Holder
/s/ Xxxxx Xx
-----------------------------------------
Signature of Authorized Person
Partner
-----------------------------------------
Title of Authorized Person
Address of Existing Holder:
00 Xxxxxxx Xxxxx
Xxxxxxx, XX 00000
-----------------------------------------
Tel. Number: 000-000-0000
Fax Number: 000-000-0000
NEW HOLDER JOINDER
TO
AMENDED AND RESTATED STOCKHOLDERS AGREEMENT
The undersigned, being a New Holder as defined in the Second Amendment
to Amended and Restated Stockholders Agreement dated October 11,2001, as
previously amended (the "Stockholders Agreement") is hereby joined as a party to
the Stockholders Agreement, is deemed to be a "Stockholder" for all purposes
under such Stockholders Agreement and hereby adopts and agrees to be bound by
all of the terms and provisions of, and shall be entitled to all of the benefits
and privileges of a Stockholder as defined in, the Stockholders Agreement,
subject in all cases to the terms and conditions thereof. The undersigned hereby
acknowledges receipt of a copy of the Stockholders Agreement and certifies that
it has read and fully understands the terms and conditions thereof and its
rights, responsibilities and obligations thereunder
InvestCare Partners Limited Partnership
---------------------------------------
Print Name of New Holder
/s/ Xxxxxxx X. Xxxxxxxxx
------------------------------
Signature of Authorized Person
President of GMA GP, INC., the
general partner of GMA Capital Limited
Partnership, which is the general
partner of InvestCare Partner Limited
Partnership
Address of Holder:
00000 X. 00 Xxxx Xx.
Xxxxxxxxxx Xxxxx, XX 00000
_____________________________________
Tel. Number: 000 0000000
Fax Number: 000 0000000
6
APPENDIX 4
JOINDER
TO
AMENDED AND RESTATED STOCKHOLDERS AGREEMENT
The undersigned, being the holder of the SVB Warrants as defined in the
Second Amendment to Amended and Restated Stockholders Agreement dated October
11, 2001, as previously amended (the "Stockholders Agreement") is hereby joined
as a party to the Stockholders Agreement, is deemed to be a "Stockholder" for
all purposes under such Stockholders Agreement and hereby adopts and agrees to
be bound by all of the terms and provisions of, and shall be entitled to all of
the benefits and privileges of a Stockholder as defined in, the Stockholders
Agreement, subject in all cases to the terms and conditions thereof. The
undersigned hereby acknowledges receipt of a copy of the Stockholders Agreement
and certifies that it has read and fully understands the terms and conditions
thereof and its rights, responsibilities and obligations thereunder.
SILICON VALLEY BANK
/s/ Xxxx X. Xxxxxxxxx
--------------------------------------
Signature of Authorized Person
VP
Title of Authorized Person
Address:
One Newton Executive Park, Suite 200,
0000 Xxxxxxxxxx Xxxxxx,
Xxxxxx, Xxxxxxxxxxxxx 00000
Tel. Number: (000) 000-0000
Fax Number: (000) 000-0000
