SCHEDULE A
Exhibit 99.(d)(1)
SCHEDULE A
XXXXX FARGO FUNDS MANAGEMENT
INVESTMENT ADVISORY AGREEMENT
XXXXX FARGO FUNDS TRUST
Fee as % of Avg. Daily
Funds Net Asset Value
---------------------------------------------------- -------------------------
Aggressive Allocation Fund 0.25
Asia Pacific Fund First 500M 1.10
Next 500M 1.05
Next 2B 1.00
Next 2B 0.975
Over 5B 0.95
Asset Allocation Fund First 500M 0.65
Next 500M 0.60
Next 2B 0.55
Next 2B 0.525
Over 5B 0.50
California Limited-Term Tax-Free Fund First 500M 0.35
Next 500M 0.325
Next 2B 0.30
Next 2B 0.275
Over 5B 0.25
California Tax-Free Fund First 500M 0.35
Next 500M 0.325
Next 2B 0.30
Next 2B 0.275
Over 5B 0.25
California Tax-Free Money Market Fund/1/ First 1B 0.30
Next 4B 0.275
Over 5B 0.25
California Tax-Free Money Market Trust/1/ 0.00
Capital Growth Fund First 500M 0.70
Next 500M 0.65
Next 2B 0.60
Next 2B 0.575
Over 5B 0.55
Cash Investment Money Market Fund 0.10
Colorado Tax-Free Fund First 500M 0.35
Next 500M 0.325
Next 2B 0.30
Next 2B 0.275
Over 5B 0.25
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/1/ On August 12, 2009, the Board of Trustees approved a fundamental investment
policy change for the California Tax-Free Money Market Fund and California
Tax-Free Money Market Trust. Upon shareholder approval the fundamental
investment policy and the Fund names will change to the California
Municipal Money Market Fund and California Municipal Money Market Trust,
effective December 1, 2009.
A-1
Fee as % of Avg. Daily
Funds Net Asset Value
---------------------------------------------------- -------------------------
Common Stock Fund First 500M 0.75
Next 500M 0.70
Next 2B 0.65
Next 2B 0.625
Over 5B 0.60
Conservative Allocation Fund 0.25
C&B Mid Cap Value Fund First 500M 0.75
Next 500M 0.70
Next 2B 0.65
Next 2B 0.625
Over 5B 0.60
C&B Large Cap Value Fund 0.00*
Discovery Fund First 500M 0.75
Next 500M 0.70
Next 2B 0.65
Next 2B 0.625
Over 5B 0.60
Diversified Bond Fund 0.25
Diversified Equity Fund 0.25
Diversified Small Cap Fund 0.25
Emerging Gropwth Fund 0.00*
Emerging Markets Equity Fund First 500M 1.10
Next 500M 1.05
Next 2B 1.00
Next 2B 0.975
Over 5B 0.95
Endeavor Select Fund First 500M 0.70
Next 500M 0.65
Next 2B 0.60
Next 2B 0.575
Over 5B 0.55
Enterprise Fund First 500M 0.75
Next 500M 0.70
Next 2B 0.65
Next 2B 0.625
Over 5B 0.60
Equity Income Fund 0.00*
Equity Value Fund 0.00*
Government Money Market Fund 0.10
Government Securities Fund First 500M 0.40
Next 500M 0.375
Next 2B 0.35
Next 2B 0.325
Over 5B 0.30
A-2
Fee as % of Avg. Daily
Funds Net Asset Value
---------------------------------------------------- -------------------------
Growth Balanced Fund 0.25
Growth Equity Fund 0.25
Growth Fund First 500M 0.75
Next 500M 0.70
Next 2B 0.65
Next 2B 0.625
Over 5B 0.60
Heritage Money Market Fund 0.10
High Income Fund First 500M 0.50
Next 500M 0.475
Next 2B 0.45
Next 2B 0.425
Over 5B 0.40
Income Plus Fund First 500M 0.50
Next 500M 0.475
Next 2B 0.45
Next 2B 0.425
Over 5B 0.40
Index Fund 0.00*
Inflation-Protected Bond Fund 0.00*
Intermediate Tax/AMT Free Fund First 500M 0.35
Next 500M 0.325
Next 2B 0.30
Next 2B 0.275
Over 5B 0.25
International Core Fund First 500M 0.95
Next 500M 0.90
Next 2B 0.85
Next 2B 0.825
Over 5B 0.80
International Equity Fund First 500M 0.95
Next 500M 0.90
Next 2B 0.85
Next 2B 0.825
Over 5B 0.80
International Value Fund 0.00*
Large Cap Appreciation Fund 0.00*
Large Cap Growth Fund First 500M 0.70
Next 500M 0.65
Next 2B 0.60
Next 2B 0.575
Over 5B 0.55
A-3
Fee as % of Avg. Daily
Funds Net Asset Value
---------------------------------------------------- -------------------------
Large Company Core Fund First 500M 0.70
Next 500M 0.65
Next 2B 0.60
Next 2B 0.575
Over 5B 0.55
Large Company Growth Fund 0.00*
Large Company Value Fund First 500M 0.70
Next 500M 0.65
Next 2B 0.60
Next 2B 0.575
Over 5B 0.55
Managed Account CoreBuilder Shares Series G 0.00
Managed Account CoreBuilder Shares Series M 0.00
Mid Cap Disciplined Fund First 500M 0.75
Next 500M 0.70
Next 2B 0.65
Next 2B 0.625
Over 5B 0.60
Mid Cap Growth Fund First 500M 0.75
Next 500M 0.70
Next 2B 0.65
Next 2B 0.625
Over 5B 0.60
Minnesota Money Market Fund First 1B 0.30
Next 4B 0.275
Over 5B 0.25
Minnesota Tax-Free Fund First 500M 0.35
Next 500M 0.325
Next 2B 0.30
Next 2B 0.275
Over 5B 0.25
Moderate Balanced Fund 0.25
Money Market Fund First 1B 0.30
Next 4B 0.275
Over 5B 0.25
Money Market Trust 0.00
Municipal Bond Fund First 500M 0.35
Next 500M 0.325
Next 2B 0.30
Next 2B 0.275
Over 5B 0.25
Municipal Money Market Fund First 1B 0.30
Next 4B 0.275
Over 5B 0.25
National Tax-Free Money Market Fund 0.10
National Tax-Free Money Market Trust 0.00
A-4
Fee as % of Avg. Daily
Funds Net Asset Value
---------------------------------------------------- -------------------------
Opportunity Fund First 500M 0.75
Next 500M 0.70
Next 2B 0.65
Next 2B 0.625
Over 5B 0.60
Overland Express Sweep Fund First 1B 0.30
Next 4B 0.275
Over 5B 0.25
Prime Investment Money Market Fund 0.10
Short Duration Government Bond Fund First 500M 0.40
Next 500M 0.375
Next 2B 0.35
Next 2B 0.325
Over 5B 0.30
Short-Term Bond Fund First 500M 0.40
Next 500M 0.375
Next 2B 0.35
Next 2B 0.325
Over 5B 0.30
Short-Term High Yield Bond Fund First 500M 0.50
Next 500M 0.475
Next 2B 0.45
Next 2B 0.425
Over 5B 0.40
Short-Term Municipal Bond Fund First 500M 0.35
Next 500M 0.325
Next 2B 0.30
Next 2B 0.275
Over 5B 0.25
Small Cap Disciplined Fund First 500M 0.85
Next 500M 0.825
Next 1B 0.80
Next 1B 0.775
Over 3B 0.75
Small Cap Growth Fund First 500M 0.85
Next 500M 0.825
Next 1B 0.80
Next 1B 0.775
Over 3B 0.75
Small Cap Opportunities Fund First 500M 0.85
Next 500M 0.825
Next 1B 0.80
Next 1B 0.775
Over 3B 0.75
Small Cap Value Fund First 500M 0.85
Next 500M 0.825
Next 1B 0.80
Next 1B 0.775
Over 3B 0.75
A-5
Fee as % of Avg. Daily
Funds Net Asset Value
---------------------------------------------------- -------------------------
Small Company Growth Fund 0.00*
Small Company Value Fund 0.00*
Small/Mid Cap Value Fund First 500M 0.85
Next 500M 0.825
Next 1B 0.80
Next 1B 0.775
Over 3B 0.75
Social Sustainability Fund First 500M 0.70
Next 500M 0.65
Next 2B 0.60
Next 2B 0.575
Over 5B 0.55
Specialized Financial Services Fund First 500M 0.95
Next 500M 0.90
Next 2B 0.85
Next 2B 0.825
Over 5B 0.80
Specialized Technology Fund First 500M 1.05
Next 500M 1.00
Next 2B 0.95
Next 2B 0.925
Over 5B 0.90
Stable Income Fund 0.00*
Strategic Income Fund First 500M 0.50
Next 500M 0.475
Next 2B 0.45
Next 2B 0.425
Over 5B 0.40
Strategic Small Cap Value Fund/2/ 0.00*
Target Today Fund/3/ 0.25
Target 2010 Fund/3/ 0.25
Target 2015 Fund/3/ 0.25
Target 2020 Fund/3/ 0.25
Target 2025 Fund/3/ 0.25
Target 2030 Fund/3/ 0.25
Target 2035 Fund/3/ 0.25
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/2/ On June 2, 2009, the Board of Trustees approved the liquidation of the
Strategic Small Cap Value Fund effective on or about August 21, 2009.
/3/ On August 12, 2009, the Board of Trustees approved an advisory fee
reduction to each of the Target Date Funds. Effective October 1, 2009 the
advisory fees will be: 0.25% for the first $500M; 0.23% for the next $500M;
0.21% for the next $2B; and 0.19% over $3B.
A-6
Fee as % of Avg. Daily
Funds Net Asset Value
---------------------------------------------------- -------------------------
Target 2040 Fund/3/ 0.25
Target 2045 Fund/3/ 0.25
Target 2050 Fund/3/ 0.25
Total Return Bond Fund 0.00*
Treasury Plus Money Market Fund 0.10
Ultra Short-Term Income Fund First 500M 0.40
Next 500M 0.375
Next 2B 0.35
Next 2B 0.325
Over 5B 0.30
Ultra Short-Term Municipal Income Fund First 500M 0.35
Next 500M 0.325
Next 2B 0.30
Next 2B 0.275
Over 5B 0.25
U.S. Value Fund First 500M 0.70
Next 500M 0.65
Next 2B 0.60
Next 2B 0.575
Over 5B 0.55
WealthBuilder Conservative Allocation Portfolio First 1B 0.20
Next 4B 0.175
Over 5B 0.15
WealthBuilder Equity Portfolio First 1B 0.20
Next 4B 0.175
Over 5B 0.15
WealthBuilder Growth Allocation Portfolio First 1B 0.20
Next 4B 0.175
Over 5B 0.15
WealthBuilder Growth Balanced Portfolio First 1B 0.20
Next 4B 0.175
Over 5B 0.15
WealthBuilder Moderate Balanced Portfolio First 1B 0.20
Next 4B 0.175
Over 5B 0.15
WealthBuilder Tactical Equity Portfolio First 1B 0.20
Next 4B 0.175
Over 5B 0.15
Wisconsin Tax-Free Fund First 500M 0.35
Next 500M 0.325
Next 2B 0.30
Next 2B 0.275
Over 5B 0.25
100% Treasury Money Market Fund First 1B 0.30
Next 4B 0.275
Over 5B 0.25
A-7
Most recent annual approval by the Board of Trustees: March 27, 2009 Schedule A
amended: August 12, 2009
* As long as the Fund invests all (or substantially all) of its assets in a
single, registered, open-end management investment company in accordance
with Section 12(d)(1)(E) under the 1940 Act, the Fund does not pay Funds
Management an investment advisory fee. At the time the Fund invests some of
its assets in two or more registered, open-end management investment
companies in accordance with Section 12(d)(1)(G) under the 1940 Act, the
Fund shall pay Funds Management an investment advisory fee of 0.25% for
asset allocation services.
A-8
The foregoing fee schedule is agreed to as of August 12, 2009 and shall
remain in effect until changed in writing by the parties.
XXXXX FARGO FUNDS TRUST
By:
------------------------------------
X. Xxxxx Xxxxxxx
Secretary
XXXXX FARGO FUNDS MANAGEMENT, LLC
By:
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Xxxxxx Xxxx
Executive Vice President
A-9
