KOPP FUNDS, INC. FIFTH AMENDMENT TO THE CUSTODIAN SERVICING AGREEMENT
Exhibit (g)(vi)
XXXX FUNDS, INC.
FIFTH AMENDMENT TO THE
THIS FIFTH AMENDMENT dated as of September 30, 2004, to the Custodian Servicing Agreement, dated as of October 1, 1997, as amended (the "Agreement"), is entered by and between Xxxx Funds, Inc., a Minnesota corporation (the "Company") and U.S. Bank, N.A., a national organization (“U.S. Bank”).
RECITALS
WHEREAS, the parties have entered into a Custodian Servicing Agreement; and
WHEREAS, the Company and U.S. Bank desire to amend said Agreement; and
WHEREAS, Paragraph 10 of the Agreement allows for its amendment by a written instrument executed by both parties.
WHEREAS, the parties would like to add Xxxx Total Quality Management Fund Class A, C and I shares to the Agreement;
NOW, THEREFORE, the parties agree as follows:
Exhibit A of the Agreement is hereby superceded and replaced with Exhibit A attached hereto.
Except to the extent supplemented hereby, the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.
XXXX FUNDS, INC.
U.S. BANK, N.A.
By: ______________________________
By: ________________________________
Title:
______________________________
Title:______________________________
Exhibit A
to the
(Effective September 30, 2004)
Separate Series of Xxxx Funds, Inc.
Name of Series
Date Added
Emerging Growth Fund
Class A
October 1, 1997
Class I
October 1, 1997
Class C
December 31, 1998
Total Quality Management Fund
Class A
September 30, 2004
Class I
September 30, 2004
Class C
September 30, 2004
Annual fee based upon market value:
1 basis point per year
Minimum annual fee per fund - $6,000
Investment transactions (purchase, sale, exchange, tender, redemption, maturity, receipt, delivery):
$ 9.00 per book entry security (depository or Federal Reserve system)
$25.00 per definitive security (physical)
$25.00 per mutual fund trade
$75.00 per Euroclear
$ 8.00 per principal reduction on pass-through certificates
$35.00 per option/futures contract
$15.00 per variation margin
$15.00 per Fed wire deposit or withdrawal
Variable Amount Demand Notes: Used as a short-term investment, variable amount notes offer safety and prevailing high interest rates. Our charge, which is 1/4 of 1%, is deducted from the variable amount note income at the time it is credited to your account.
Plus out-of-pocket expenses, and extraordinary expenses based upon complexity.
Fees are billed monthly, based upon market value at the beginning of the month.
