MONETTA TRUST FIRST AMENDMENT TO THE BLUE SKY COMPLIANCE SERVICING AGREEMENT
Exhibit (h)(4)
FIRST AMENDMENT TO THE
BLUE SKY COMPLIANCE SERVICING AGREEMENT
THIS FIRST AMENDMENT dated as of the 5th day of November, 2009, to the Blue Sky Compliance Servicing Agreement dated as of May 1, 2007, (the “Agreement”), is entered into by and between Monetta Trust, a Massachusetts business trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
RECITALS
WHEREAS, the parties have entered into the Agreement; and
WHEREAS, the parties desire to amend the fees of the Agreement; and
WHEREAS, Section 6 of the Agreement allows for its amendment by a written instrument executed by all parties.
NOW, THEREFORE, the parties agree as follows:
Exhibit B of the Agreement is hereby superseded and replaced with Exhibit B attached hereto.
Except to the extent amended hereby, the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this First Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.
U.S. BANCORP FUND SERVICES, LLC
By: /S/ Xxxxxx X. Xxxxxxxxx
By: /S/ Xxxxxxx X. XxXxx
Printed Name: Xxxxxx X. Xxxxxxxxx Printed Name: Xxxxxxx X. XxXxx
Title: President
Title: Executive Vice President
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Exhibit B
to the
Blue Sky Compliance Servicing Agreement – Monetta Trust
U.S. BANCORP FUND SERVICES, LLC BLUE SKY COMPLIANCE SERVICES ANNUAL FEE SCHEDULE effective October 1, 2009 | |
Funds Covered under Fee Schedule Monetta Fund, Orion/Monetta Intermediate Bond Fund, Monetta Government Money Market Fund, Xxxxxxx XxxXxx Equity Fund, and Xxxxxxx Xxxxx Investor Fund Blue Sky Compliance Service Charges Annual Fee: $2,250 for Monetta Fund, Xxxxxxx XxxXxx Equity Fund, Orion/Monetta Intermediate Bond Fund and Xxxxxxx Xxxxx Investor Fund $1,000 for the Monetta Government Money Market Fund Additional funds will result in additional fees Extraordinary services - quoted separately Plus out-of-pocket expenses, including but not limited to: • Postage, Stationery • Programming, Special Reports • Retention of records • File transmission charges • Federal and state regulatory filing fees • Expenses from board of directors meetings • Auditing and legal expenses • Blue Sky conversion expenses • All other out-of-pocket expenses Fees are billed monthly |
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