AMENDMENT TO INVESTMENT SUB-ADVISORY AGREEMENT
Exhibit (d)(2)(iv)
AMENDMENT TO INVESTMENT SUB-ADVISORY AGREEMENT
This Amendment (the “Amendment”) is made and entered into as of April 6, 2023, by and between M Financial Investment Advisers, Inc., a Colorado corporation (the “Adviser”) and Frontier Capital Management Co., LLC, a Delaware limited liability company (the “Sub-Adviser,” and with the Adviser, the “Parties”).
RECITALS
WHEREAS, the parties entered into an Investment Sub-Advisory Agreement for the Frontier Capital Appreciation Fund dated January 14, 2000, as amended subsequently by the parties (the “Agreement”); and
WHEREAS, the parties now desire to amend the Agreement with respect to the fees charged by the Investment Manager as set forth in Schedule A.
AGREEMENT
NOW, THEREFORE, in consideration of their mutual undertakings, IT IS AGREED by and between the parties hereto as follows:
1. Amendment. Effective May 1, 2023, Schedule A to the Agreement is hereby amended by replacing in its entirety with the attached Schedule A.
2. No Other Amendments. There are no other amendments to the Agreement except as provided in Section 1 above.
3. Counterparts. This Amendment may be executed in several counterparts, each of which so executed shall constitute one and the same instrument.
IN WITNESS WHEREOF, the parties have caused this Agreement to be signed on their behalf by their duly authorized representatives, as of the day and year first above written.
M FINACIAL INVESTMENT ADVISERS, INC. | ||
By: | /s/ Xxxx Xxxxxxx | |
Name: Xxxx Xxxxxxx | ||
Title: President | ||
FRONTIER CAPITAL MANAGEMENT CO., LLC | ||
By: | /s/ Xxxxxx Xxxx | |
Name: Xxxxxx Xxxx | ||
Title: Chief Compliance Officer & General Counsel |
SCHEDULE A
To the Investment Sub-Advisory Agreement Between
M Financial Investment Advisers, Inc.
And
Frontier Capital Management Company, LLC
Pursuant to Section 4, the Adviser shall pay the Sub-Adviser compensation at an effective annual rate as follows:
Name of Portfolio
Frontier Capital Appreciation Fund
Annual Rate of Compensation
First $125 million of assets: 0.70% per annum
Over $125 million of assets: 0.60% per annum