Exhibit 77.o
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Rule 10f-3 Acquisition of Securities from an Affiliate - June 1, 2002 through August 31, 2002
XxXX
Xxxxxxxxxx Street Income Securities
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Security Purchased Comparison Security Comparison Security
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Issuer ARVINMERITOR XXXX CORPORATION SMITHFIELD FOODS INC
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Underwriters DBSI, Xxxxxxx Xxxxx, Bank of DBAB, XX Xxxxxx, Bank of XX Xxxxxx
America, Banc One, Comercia, America, Bank of New York,
Credit Lyonnais, HSBC Credit Suisse, HSBC, Salomon
Securities, UBS Xxxxxxx Xxxxx Xxxxxx, BNP, Comerica,
First Union, McDonald, Toronto
Dominion, UBS Warburg
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Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
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Security ARM 6.625%,6/15/2007 DCN 9%, 8/15/2011 SFD 8%, 10/15/2009
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Is the affiliate a manager
or co-manager of offering? Manager Co-Manager N/A
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Name of underwriter or
dealer from which purchased Xxxxxxx Xxxxx N/A N/A
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Firm commitment
underwriting? Yes Yes Yes
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Trade date/Date of Offering 6/26/2002 8/1/2001 10/17/2001
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Total dollar amount of
offering sold to QIBs $0.00 $575,000,000.00 $300,000,000.00
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Total dollar amount of any
concurrent public offering $200,000,000.00 $0.00 $0.00
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Total $200,000,000.00 $575,000,000.00 $300,000,000.00
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Public offering price $99.68 $100.00 $100.00
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Price paid if other than
public offering price N/A N/A N/A
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Underwriting spread or 1.375% 1.625% 1.50%
commission
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Rating Baa3/BBB- Ba1/BBB- Ba2/BB+
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Current yield 6.65% 9.00% 8.00%
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Total par value purchased N/A N/A
475,000
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$ amount of purchase $473,499.00 N/A N/A
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% of offering purchased by
fund 0.24% N/A N/A
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% of offering purchased by
associated funds 4.47% N/A N/A
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Total 4.705% N/A N/A
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Name of Fund Xxxxxxxxxx Street Income Securities
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Security Purchased Comparison Security Comparison Security
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Cusip 000000XX0 00000XXX0 827048AC
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Issuer XXXXX BROS CORPORATION COMPASS MINERALS GROUP SILGAN HOLDINGS INC
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Underwriters XXXX, Xxxxxxx, Huntington Credit Suisse, XX Xxxxxx, DBAB, Xxxxxx Stanley, Salomon,
Corp, ING, Keybank, Xxxxxxx,
Natcity, Suntrust, US Bancorp Credit Lyonnais, DBAB Fleet
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Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
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Security GBCOA 8.875%,8/1/2012 COMPAS 10%,8/15/2011 SLGN 9%,6/1/2009
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Is the affiliate a manager Joint Lead Co-Man Jt Lead
or co-manager of offering?
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Name of underwriter or
dealer from which purchased Salomon Brothers n/a n/a
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Firm commitment underwriting? yes yes yes
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Trade date/Date of Offering 7/25/2002 11/15/2001 4/23/2002
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Total dollar amount of $ 250,000,000 $ 250,000,000 $ 200,000,000
offering sold to QIBs
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Total dollar amount of any $ - $ - $ -
concurrent public offering
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Total $ 250,000,000 $ 250,000,000 $ 200,000,000
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Public offering price
99.19 100.00 103.00
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Price paid if other than n/a n/a n/a
public offering price
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Underwriting spread or 2.08% 2.6% 1.75%
commission
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Rating B2/B+ B3/B B1/B
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Current yield 8.95% 10.00% 8.74%
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Total par value purchased n/a n/a
115,000
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$ amount of purchase n/a n/a
114,064
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% of offering purchased by 0.046% n/a n/a
fund
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% of offering purchased by 3.93% n/a n/a
associated funds
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Total 3.98% n/a n/a
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Rule 10f-3 Acquisition of Securities from an Affiliate - June 1, 2002 through August 31, 2002
XxXX
Xxxxxxxxxx Street Income Securities (HY)
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Security Purchased Comparison Security Comparison Security
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Issuer KANSAS CITY SOUTHERN LAND O LAKES INC STATION CASINOS INC
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Underwriters Xxxxxx Xxxxxxx, Banc One, DBSI, XX Xxxxxx, Bank of Tokyo, Bank of America, DBAB, Dresdner
XX Xxxxxx, Scotia Capital Suntrust Bank, US Bancorp Kleinwort Xxxxxxxxxxx, Bear
Xxxxxxx, CIBC World, Xxxxx
Fargo, ABN Amro
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Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
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Security KSU 7.5%,6/15/2009 LLAKES 8.75%, 11/15/2011 STN 8.375,% 2/15/2008
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Is the affiliate a manager Co-Manager N/A Co-Manager
or co-manager of offering?
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Name of underwriter or
dealer from which purchased Xxxxxx Xxxxxxx N/A N/A
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Firm commitment Yes Yes Yes
underwriting?
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Trade date/Date of Offering 6/5/2002 11/8/2001 2/2/2001
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Total dollar amount of
offering sold to QIBs $200,000,000.00 $350,000,000.00 $0.00
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Total dollar amount of any
concurrent public offering $0.00 $0.00 $400,000,000.00
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Total $200,000,000.00 $350,000,000.00 $400,000,000.00
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Public offering price $100.00 $100.00 $100.00
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Price paid if other than
public offering price N/A N/A N/A
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Underwriting spread or 1.75% 2% 1.50%
commission
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Rating Ba2/BB- Ba3/BB Ba3/BB-
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Current yield 7.50% 8.75% 8.375%
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Total par value purchased 55,000 N/A N/A
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$ amount of purchase $55,000.00 N/A N/A
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% of offering purchased by
fund 0.03% N/A N/A
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% of offering purchased by
associated funds 3.44% N/A N/A
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Total 3.468% N/A N/A
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Rule 10f-3 Acquisition of Securities from an Affiliate - June 1, 2002 through August 31, 2002
XxXX
Xxxxxxxxxx Street Income Securities
------------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
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Issuer METALDYNE CORP SUN INTERNATIONAL HOTELS ENCOMPASS SERVICES CORP
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Underwriters Credit Suisse First Boston, Bear Xxxxxxx, DBAB XX Xxxxxx, Bank of America, Banc
DBSI, XX Xxxxxx, Comercia One, Credit Lyonnais, Credit
Securities, National City Suisse First Boston, DBAB, First
Investments, Wachovia Bank Union, Xxxxxxx Xxxxx, Xxxxxxx
Xxxxx Xxxxxx
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Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
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Security METALD 11%,6/15/2012 SIHUS 8.875,% 8/15/2011 ESR 10.5%,5/1/2009
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Is the affiliate a manager Co-Manager Co-Manager Co-Manager
or co-manager of offering?
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Name of underwriter or
dealer from which purchased Credit Suisse First Boston N/A N/A
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Firm commitment Yes Yes Yes
underwriting?
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Trade date/Date of Offering 6/13/2002 8/9/2001 6/14/2001
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Total dollar amount of
offering sold to QIBs $250,000,000.00 $200,000,000.00 $135,000,000.00
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Total dollar amount of any $0.00 $0.00 $0.00
concurrent public offering
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Total $250,000,000.00 $200,000,000.00 $135,000,000.00
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Public offering price $100.00 $100.00 $98.26
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Price paid if other than
public offering price N/A N/A N/A
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Underwriting spread or 3% 3% 3%
commission
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Rating B3/B Ba3 /B+ B2/B+
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Current yield 11.00% 8.88% 10.84%
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Total par value purchased 100,000 N/A N/A
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$ amount of purchase $100,000.00 N/A N/A
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% of offering purchased by 0.04% N/A N/A
fund
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% of offering purchased by 4.66% N/A N/A
associated funds
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Total 4.70% N/A N/A
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Rule 10f-3 Acquisition of Securities from an Affiliate - June 1, 2002 through August 31, 2002
XxXX
Xxxxxxxxxx Street Income Securities
------------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
------------------------------------------------------------------------------------------------------------------------------
Issuer XXXXX FARGO FINANCIAL XXXX DEERE CAPITAL CORP XXXXXX DODGE CORP
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Underwriters BNP, Xxxxxxx Xxxxx Xxxxxx, DBSI XX Xxxxxx, Xxxxxxx Xxxxx Xxxxxxx Xxxxx Xxxxxx, Bank of
Barney, DBAB America, Bank of Tokyo, First
Union, Mizuho Securities
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Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
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Security WFC 4.875%,6/12/2007 DE 7%,3/15/2012 PD 8.75%,6/1/2011
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Is the affiliate a manager Co-Manager Co-Manager N/A
or co-manager of offering?
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Name of underwriter or
dealer from which purchased Salomon Brothers N/A N/A
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Firm commitment Yes Yes Yes
underwriting?
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Trade date/Date of Offering 6/5/2002 3/15/2002 5/24/2001
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Total dollar amount of
offering sold to QIBs $0.00 $0.00 $0.00
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Total dollar amount of any $500,000,000.00 $1,500,000,000.00 $625,000,000.00
concurrent public offering
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Total $500,000,000.00 $1,500,000,000.00 $625,000,000.00
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Public offering price $99.39 $99.32 $99.83
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Price paid if other than N/A N/A N/A
public offering price
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Underwriting spread or 0.35% 0.45% 0.65%
commission
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Rating Aa2/A+ A3/A Baa3/BBB-
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Current yield 4.91% 7.05% 8.76%
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Total par value purchased 1,700,000 N/A N/A
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$ amount of purchase $1,689,596.00 N/A N/A
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% of offering purchased by
fund 0.17% N/A N/A
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% of offering purchased by
associated funds 3.93% N/A N/A
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Total 4.10% N/A N/A
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