SCHEDULE A
SCHEDULE A
XXXXX FARGO FUNDS MANAGEMENT
INVESTMENT ADVISORY AGREEMENT
XXXXX FARGO FUNDS TRUST
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Xxxxx Fargo Funds Trust |
Fee as % of Avg. Daily Net Asset Value |
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Current |
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Adjustable Rate Government Fund |
First 500M Next 500M Next 2B Next 2B Over 5B |
0.40 0.375 0.35 0.325 0.30 |
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Asia Pacific Fund |
First 500M Next 500M Next 1B Next 2B Over 4B |
1.10 1.05 1.00 0.975 0.95 |
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Asset Allocation Fund |
First 1B Next 4B Over 5B |
0.25 0.225 0.20 |
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California Limited-Term Tax-Free Fund |
First 500M Next 2B Next 2B Over 5B |
0.35 0.30 0.275 0.25 |
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California Municipal Money Market Fund
|
0.10
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California Tax-Free Fund |
First 500M Next 2B Next 2B Over 5B |
0.35 0.30 0.275 0.25 |
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Capital Growth Fund |
First 500M Next 1B Next 2B Over 4B |
0.65 0.625 0.60 0.575 0.55 |
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Cash Investment Money Market Fund |
0.10 |
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Classic Value Fund1 |
First 500M Next 1B Next 2B Over 4B |
0.65 0.625 0.60 0.575 0.55 |
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Colorado Tax-Free Fund |
First 500M Next 2B Next 2B Over 5B |
0.35 0.30 0.275 0.25 |
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Common Stock Fund |
First 500M Next 1B Next 2B Over 4B |
0.75 0.70 0.65 0.625 0.60 |
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Conservative Allocation Fund |
0.25 |
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Core Equity Fund2 |
First 500M Next 1B Next 2B Over 4B |
0.65 0.625 0.60 0.575 0.55 |
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C&B Mid Cap Value Fund |
First 500M Next 1B Next 2B Over 4B |
0.70 0.675 0.65 0.625 0.60 |
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C&B Large Cap Value Fund |
0.00± |
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Disciplined Global Equity Fund3 |
First 500M Next 1B Next 2B Over 4B |
0.70 0.65 0.60 0.575 0.55 |
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Disciplined U.S. Core Fund |
First 1B Next 4B Over 5B |
0.30 0.275 0.25 |
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Disciplined Value Fund4 |
First 500M Next 1B Next 2B Over 4B |
0.55 0.525 0.50 0.475 0.45 |
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Discovery Fund |
First 500M Next 1B Next 2B Over 4B |
0.75 0.70 0.65 0.625 0.60 |
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Diversified Capital Builder Fund |
First 500M Next 2B Next 2B Over 5B |
0.60 0.55 0.50 0.475 0.45 |
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Diversified Equity Fund |
0.25 |
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Diversified Income Builder Fund |
First 500M Next 2B Next 2B Over 5B |
0.50 0.475 0.45 0.425 0.40 |
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Diversified International Fund |
First 500M Next 1B Next 2B Over 4B |
0.85 0.80 0.75 0.725 0.70 |
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Diversified Small Cap Fund |
0.25 |
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Dow Xxxxx Target Today Fund |
First 500M Next 2B Over 3B |
0.25% 0.23% 0.21% 0.19% |
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Dow Xxxxx Target 2010 Fund |
First 500M Next 2B Over 3B |
0.25% 0.23% 0.21% 0.19% |
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Dow Xxxxx Target 2015 Fund |
First 500M Next 2B Over 3B |
0.25% 0.23% 0.21% 0.19% |
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Dow Xxxxx Target 2020 Fund |
First 500M Next 2B Over 3B |
0.25% 0.23% 0.21% 0.19% |
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Dow Xxxxx Target 2025 Fund |
First 500M Next 2B Over 3B |
0.25% 0.23% 0.21% 0.19% |
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Dow Xxxxx Target 2030 Fund
|
First 500M Next 2B Over 3B |
0.25% 0.23% 0.21% 0.19% |
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Dow Xxxxx Target 2035 Fund |
First 500M Next 2B Over 3B |
0.25% 0.23% 0.21% 0.19% |
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Dow Xxxxx Target 2040 Fund |
First 500M Next 2B Over 3B |
0.25% 0.23% 0.21% 0.19% |
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Dow Xxxxx Target 2045 Fund |
First 500M Next 2B Over 3B |
0.25% 0.23% 0.21% 0.19% |
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Dow Xxxxx Target 2050 Fund |
First 500M Next 2B Over 3B |
0.25% 0.23% 0.21% 0.19% |
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Dow Xxxxx Target 2055 Fund5 |
First 500M Next 2B Over 3B |
0.25% 0.23% 0.21% 0.19% |
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Emerging Growth Fund |
0.00± |
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Emerging Markets Equity Fund |
First 500M Next 1B Next 2B Over 4B |
1.10 1.05 1.00 0.975 0.950 |
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Endeavor Select Fund |
First 500M Next 1B Next 2B Over 4B |
0.65 0.625 0.60 0.575 0.55 |
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Enterprise Fund |
First 500M Next 1B Next 2B Over 4B |
0.70 0.675 0.65 0.625 0.60 |
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Equity Value Fund |
0.00± |
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Global Opportunities Fund |
First 500M Next 1B Next 2B Over 4B |
0.90 0.875 0.85 0.825 0.80 |
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Government Money Market Fund |
0.10 |
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Government Securities Fund |
First 500M Next 2B Next 2B Over 5B |
0.40 0.375 0.35 0.325 0.30 |
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Growth Balanced Fund |
0.25 |
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Growth Fund |
First 500M Next 1B Next 2B Over 4B |
0.75 0.70 0.65 0.625 0.60 |
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Growth Opportunities Fund6 |
First 500M Next 1B Next 2B Over 4B |
0.75 0.70 0.65 0.625 0.60 |
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Health Care Fund |
First 500M Next 1B Next 2B Over 4B |
0.80 0.75 0.70 0.675 0.65 |
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Heritage Money Market Fund
|
0.10
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High Income Fund |
First 500M Next 2B Next 2B Over 5B |
0.50 0.45 0.425 0.40 |
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High Yield Bond Fund |
First 500M Next 2B Next 2B Over 5B |
0.50 0.475 0.45 0.425 0.40 |
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Income Plus Fund |
First 500M Next 500M Next 2B Next 2B Over 5B |
0.40 0.35 0.325 0.30 |
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Index Asset Allocation Fund |
First 500M Next 500M Next 2B Next 2B Over 5B |
0.60 0.55 0.50 0.475 0.450 |
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Index Fund |
0.00± |
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Inflation-Protected Bond Fund |
0.00± |
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Intermediate Tax/AMT Free Fund |
First 500M Next 2B Next 2B Over 5B |
0.35 0.30 0.275 0.25 |
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International Bond Fund |
First 500M Next 2B Next 2B Over 5B |
0.55 0.525 0.50 0.475 0.45 |
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International Equity Fund |
First 500M Next 1B Next 2B Over 4B |
0.85 0.80 0.75 0.725 0.70 |
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International Value Fund |
0.00± |
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Intrinsic Small Cap Value Fund |
First 500M Next 1B Next 1B Over 3B |
0.80 0.75 0.725 0.70 |
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Intrinsic Value Fund |
First 500M Next 1B Next 2B Over 4B |
0.65 0.625 0.60 0.575 0.55 |
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Intrinsic World Equity Fund |
First 500M Next 1B Next 2B Over 4B |
0.80 0.75 0.70 0.675 0.65 |
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Large Cap Core Fund |
First 500M Next 1B Next 2B Over 4B |
0.65 0.625 0.60 0.575 0.55 |
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Large Cap Growth Fund |
First 500M Next 1B Next 2B Over 4B |
0.65 0.625 0.60 0.575 0.55 |
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Large Company Value Fund |
First 500M Next 1B Next 2B Over 4B |
0.65 0.625 0.60 0.575 0.55 |
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Managed Account CoreBuilder Shares Series G |
0.00 |
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Managed Account CoreBuilder Shares Series M |
0.00 |
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Mid Cap Growth Fund7 |
First 500M Next 1B Next 2B Over 4B |
0.70 0.675 0.65 0.625 0.60 |
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Minnesota Money Market Fund |
First 1B Next 4B Next 10B Next 10B Over 25B |
0.30 0.275 0.25 0.225 0.20 |
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Minnesota Tax-Free Fund |
First 500M Next 2B Next 2B Over 5B |
0.35 0.30 0.275 0.25 |
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Moderate Balanced Fund |
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Money Market Fund |
First 1B Next 4B Next 10B Next 10B Over 25B |
0.30 0.275 0.25 0.225 0.20 |
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Municipal Bond Fund |
First 500M Next 2B Next 2B Over 5B |
0.35 0.325 0.30 0.275 0.25 |
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Municipal Cash Management Money Market Fund |
0.10 |
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Municipal Money Market Fund |
First 1B Next 4B Next 10B Next 10B Over 25B |
0.30 0.275 0.25 0.225 0.20 |
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National Tax-Free Money Market Fund |
0.10 |
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New Jersey Municipal Money Market Fund |
First 1B Next 4B Next 10B Next 10B Over 25B |
0.30 0.275 0.25 0.225 0.20 |
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New York Municipal Money Market Fund |
First 1B Next 4B Next 10B Next 10B Over 25B |
0.30 0.275 0.25 0.225 0.20 |
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North Carolina Tax-Free Fund |
First 500M Next 2B Next 2B Over 5B |
0.35 0.325 0.30 0.275 0.25 |
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Omega Growth Fund |
First 500M Next 1B Next 2B Over 4B |
0.75 0.70 0.65 0.625 0.60 |
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Opportunity Fund |
First 500M Next 1B Next 2B Over 4B |
0.70 0.675 0.65 0.625 0.60 |
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Pennsylvania Municipal Money Market Fund |
First 1B Next 4B Next 10B Next 10B Over 25B |
0.30 0.275 0.25 0.225 0.20 |
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Pennsylvania Tax-Free Fund |
First 500M Next 2B Next 2B Over 5B |
0.35 0.325 0.30 0.275 0.25 |
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First 500M Next 1B Next 2B Over 4B |
0.60 0.55 0.50 0.475 0.45 |
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Premier Large Company Growth Fund |
First 500M Next 1B Next 2B Over 4B |
0.65 0.625 0.60 0.575 0.55 |
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Prime Investment Money Market Fund |
0.10 |
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Short Duration Government Bond Fund |
First 500M Next 2B Next 2B Over 5B |
0.40 0.35 0.325 0.30 |
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Short-Term Bond Fund |
First 500M Next 2B Next 2B Over 5B |
0.40 0.375 0.35 0.325 0.30 |
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Short-Term High Yield Bond Fund |
First 500M Next 2B Next 2B Over 5B |
0.50 0.475 0.45 0.425 0.40 |
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Short-Term Municipal Bond Fund |
First 500M Next 2B Next 2B Over 5B |
0.35 0.325 0.30 0.275 0.25 |
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Small Cap Growth Fund8 |
First 500M Next 1B Next 1B Over 3B |
0.80 0.75 0.725 0.70 |
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Small Cap Opportunities Fund |
First 500M Next 1B Next 1B Over 3B |
0.80 0.75 0.725 0.70 |
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Small Cap Value Fund |
First 500M Next 1B Next 1B Over 3B |
0.80 0.75 0.725 0.70 |
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Small Company Growth Fund |
0.00± |
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Small Company Value Fund |
0.00± |
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Small/Mid Cap Core Fund |
First 500M Next 1B Next 2B Over 4B |
0.75 0.70 0.65 0.625 0.60 |
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Small/Mid Cap Value Fund |
First 500M Next 1B Next 2B Over 4B |
0.75 0.65 0.625 0.60 |
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Social Sustainability Fund |
First 500M Next 1B Next 2B Over 4B |
0.65 0.62 0.60 0.575 0.55 |
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Special Mid Cap Value Fund |
First 500M Next 1B Next 2B Over 4B |
0.70 0.675 0.65 0.625 0.60 |
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Special Small Cap Value Fund |
First 500M Next 1B Next 1B Over 3B |
0.80 0.775 0.75 0.725 0.70 |
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Specialized Technology Fund |
First 500M Next 1B Next 2B Over 4B |
1.05 0.95 0.925 0.90 |
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Strategic Large Cap Growth Fund |
First 500M Next 1B Next 2B Over 4B |
0.65 0.625 0.60 0.575 0.55 |
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Strategic Municipal Bond Fund |
First 500M Next 2B Next 2B Over 5B |
0.35 0.325 0.30 0.275 0.25 |
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Traditional Small Cap Growth Fund |
First 500M Next 1B Next 1B Over 3B |
0.80 0.775 0.75 0.725 0.70 |
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Total Return Bond Fund |
0.00± |
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Treasury Plus Money Market Fund |
0.10 |
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Utility & Telecommunications Fund |
First 500M Next 1B Next 2B Over 4B |
0.60 0.55 0.50 0.475 0.45 |
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Ultra Short-Term Income Fund |
First 500M Next 2B Next 2B Over 5B |
0.40 0.375 0.35 0.325 0.30 |
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Ultra Short-Term Municipal Income Fund |
First 500M Next 2B Next 2B Over 5B |
0.35 0.325 0.30 0.275 0.25 |
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WealthBuilder Conservative Allocation Portfolio |
First 1B Next 4B Over 5B |
0.20 0.175 0.15 |
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WealthBuilder Equity Portfolio |
First 1B Next 4B Over 5B |
0.20 0.175 0.15 |
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WealthBuilder Growth Allocation Portfolio |
First 1B Next 4B Over 5B |
0.20 0.175 0.15 |
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WealthBuilder Growth Balanced Portfolio |
First 1B Next 4B Over 5B |
0.20 0.175 0.15 |
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WealthBuilder Moderate Balanced Portfolio |
First 1B Next 4B Over 5B |
0.20 0.175 0.15 |
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WealthBuilder Tactical Equity Portfolio |
First 1B Next 4B Over 5B |
0.20 0.175 0.15 |
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Wisconsin Tax-Free Fund |
First 500M Next 2B Next 2B Over 5B |
0.35 0.325 0.30 0.275 0.25 |
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100% Treasury Money Market Fund |
First 1B Next 4B Next 10B Next 10B Over 25B |
0.30 0.275 0.25 0.225 0.20 |
1 On May 18, 2011, the Board of Trustees of Xxxxx Fargo Funds Trust approved the merger of the Classic Value Fund into the Equity Value Fund. Pending shareholder approval, the merger will become effective in the third quarter of 2011.
2 On May 18, 2011, the Board of Trustees of Xxxxx Fargo Funds Trust approved the merger of the Core Equity Fund into the Opportunity Fund. Pending shareholder approval, the merger will become effective in the third quarter of 2011.
3 On May 18, 2011, the Board of Trustees of Xxxxx Fargo Funds Trust approved the merger of the Disciplined Global Equity Fund into the Intrinsic World Equity Fund. Pending shareholder approval, the merger will become effective in the third quarter of 2011.
4 On May 18, 2011, the Board of Trustees of Xxxxx Fargo Funds Trust approved the merger of the Disciplined Value Fund into the Large Company Value Fund. Pending shareholder approval, the merger will become effective in the third quarter of 2011.
5 On February 10, 2011, the Board of Trustees of Xxxxx Fargo Funds Trust approved the establishment of a new fund: Dow Xxxxx Target 2055 Fund. The new fund will become effective on or about July 1, 2011.
6 On May 18, 2011, the Board of Trustees of Xxxxx Fargo Funds Trust approved the merger of the Growth Opportunities Fund into the Discovery Fund. Pending shareholder approval, the merger will become effective in the third quarter of 2011.
7 On May 18, 2011, the Board of Trustees of Xxxxx Fargo Funds Trust approved the merger of the Mid Cap Growth Fund into the Enterprise Fund. Pending shareholder approval, the merger will become effective in the third quarter of 2011.
8 On May 18, 2011, the Board of Trustees of Xxxxx Fargo Funds Trust approved the merger of the Small Cap Growth Fund into the Emerging Growth Fund. Pending shareholder approval, the merger will become effective in the third quarter of 2011.
Most recent annual approval by the Board of Trustees: March 25, 2011
Schedule A amended: May 18, 2011
± As long as the Fund invests all (or substantially all) of its assets in a single, registered, open-end management investment company in accordance with Section 12(d)(1)(E) under the 1940 Act, the Fund does not pay Funds Management an investment advisory fee. At the time the Fund invests some of its assets in two or more registered, open-end management investment companies in accordance with Section 12(d)(1)(G) under the 1940 Act, the Fund shall pay Funds Management an investment advisory fee of 0.25% for asset allocation services.
The foregoing fee schedule is agreed to as of May 18, 2011 and shall remain in effect until changed in writing by the parties.
XXXXX FARGO FUNDS TRUST
By:
X. Xxxxx Xxxxxxx
Secretary
XXXXX FARGO FUNDS MANAGEMENT, LLC
By:
Xxxxxx Xxxx
Executive Vice President
