AMENDMENT to NORTHERN LIGHTS COMPLIANCE SERVICES, LLC CONSULTING AGREEMENT
AMENDMENT to
NORTHERN LIGHTS COMPLIANCE SERVICES, LLC
THIS AMENDMENT (this “Amendment”), effective as of November 16, 2012, by and between Equinox Funds Trust, a statutory trust organized under the laws of the State of Delaware (the “Trust”), and Northern Lights Compliance Services, LLC, a Nebraska limited liability company (“NLCS”).
WHEREAS, the Trust and NLCS are parties to that certain Consulting Agreement effective December 20, 2010, by and between the Trust and NLCS (the “Consulting Agreement”).
WHEREAS, the Trust has requested that NLD amend the Underwriting Agreement to add the Equinox Xxxxxxxx Strategy Fund, a new series of the Trust, and NLD has agreed to do so.
NOW, THEREFORE, in consideration of the premises and of the mutual covenants and agreements herein set forth, the parties hereto agree as follows:
1.
Amendments.
(a)
Appendix A hereby is deleted in its entirety and replaced with Appendix A attached hereto, as the same may be amended from time to time.
2.
Miscellaneous.
(a)
Except as amended hereby, the Consulting Agreement shall remain in full force and effect.
(b)
This Amendment may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.
Signature Page Follows
IN WITNESS WHEREOF, each party hereto has caused this Amendment to be executed by its duly authorized officer, as the case may be, as of the date and year first above written.
By: /s/Xxxxxx Xxxx
Name: Xxxxxx Xxxx
Title: President
NORTHERN LIGHTS COMPLIANCE SERVICES, LLC
By: /s/Xxxxxxx X. Xxxxxx
Name: Xxxxxxx X. Xxxxxx
Title:
President
The undersigned investment adviser hereby acknowledges and agrees to the terms of this Amendment.
EQUINOX FUND MANAGEMENT, LLC
0000 Xxxxxxx Xxxxxx, Xxxxx 0000
Xxxxxx, Xxxxxxxx 00000
By: /s/Xxxxxx Xxxx
Name: Xxxxxx Xxxx
Title:
President
Appendix A
Dated: December 20, 2010
Amended: February 17, 2011
Amended: May 11, 2011
Amended: November 16, 2012
Fund Name | Date of Board Approval |
Equinox Commodity Strategy Fund | December 20, 2010 |
Equinox Event Driven Strategy Fund | February 17, 2011 |
Equinox Equity Long-Short Strategy Fund | February 17, 2011 |
Equinox Xxxxxxx Strategy Fund | May 11, 2011 |
Equinox Cantab Strategy Fund | May 11, 2011 |
Equinox Chesapeake Strategy Fund | May 11, 2011 |
Equinox Crabel Two Plus Strategy Fund | May 11, 2011 |
Equinox Eclipse Strategy Fund | May 11, 2011 |
Equinox Xxxx Xxxxx Strategy Fund | May 11, 2011 |
Equinox Mesirow Strategy Fund | May 11, 2011 |
Equinox QCM Strategy Fund | May 11, 2011 |
Equinox QIM/WNTN Strategy Fund | May 11, 2011 |
Equinox Tiverton Strategy Fund | May 11, 2011 |
Equinox Xxxxxxxx Strategy Fund | August 17, 2012 |
