EXHIBIT 10.2
NOTE: A LETTER DATED MARCH 13, 2000, REQUESTING CONFIDENTIAL TREATMENT OF
CERTAIN INFORMATION CONTAINED HEREIN HAS BEEN FILED WITH THE SECRETARY OF THE
SECURITIES AND EXCHANGE COMMISSION. INFORMATION FOR WHICH SUCH REQUEST HAS BEEN
MADE HAS BEEN DELETED FROM THIS FILING. PLACES WHERE INFORMATION HAS BEEN
DELETED ARE MARKED AS FOLLOWS: [CONFIDENTIAL INFORMATION DELETED]
AMENDED AND RESTATED TRADEMARK AND TECHNOLOGY LICENSE AGREEMENT
THIS AGREEMENT (the "Agreement"), made and entered into as of June 30,
1999, by and between HUHTAMAKI FINANCE B.V., a Dutch corporation, with its
principal place of business at Burgemeester Xxxxxxxxxxxx 00, X.X. Xxx 00, 0 000
XX Amstelreen, The Netherlands (the "Licensor") and HERSHEY CHOCOLATE &
CONFECTIONERY CORPORATION (formerly Homestead, Inc.), a Delaware corporation,
with its principal place of business at 5060Ward Road, Xxxxx Xxxxx, XX 00000
(the "Licensee").
WHEREAS, Licensor and Licensee are parties to that certain Trademark
and Technology License Agreement dated December 30, 1996 (the "Original
Agreement") pursuant to which Licensor has licensed certain trademarks, and
certain registrations and applications therefor, used in connection with the
manufacture and sale of confectionery and other products in the Territory (as
hereinafter defined) and with which goodwill of substantial value is associated;
WHEREAS, on May 25, 1999, Huhtamaki Oyj, a Finnish corporation and the
parent company of the Licensor, entered into a separate agreement on the sale of
its gum and confectionery business to CSM nv, a Dutch corporation, and in
connection with which Licensor desires to terminate Licensee's right and license
to use the XyliFresh trademark and associated trade dress.
WHEREAS, Licensee desires to expand the territory of its right and
license to produce, market, advertise, promote, sell, distribute or offer for
sale Products (as hereinafter defined) under the Trademarks (as hereinafter
defined) to cover the area of the entire world, and, in connection therewith,
Hershey Canada, Inc., an Ontario corporation and an affiliated company of the
Licensee, desires to purchase, dismantle and remove a Jolly Rancher product line
located in Bristol, England owned by Leaf United Kingdom Ltd, an English
corporation, pursuant to a separate agreement signed as of the date hereof; and
WHEREAS, as a result of changed circumstances resulting from the
consummation of the transactions contemplated by the Purchase Agreement,
Licensor and Licensee desire to amend and restate the Original Agreement as set
forth herein effective from and after June 30, 1999;
NOW, THEREFORE, for other good and valuable consideration, the receipt
of which is hereby acknowledged, the parties agree as follows:
ARTICLE I
DEFINITIONS
1.1. The following capitalized terms shall have the following meanings
wherever used in this Agreement:
(a) "Affiliate" of any particular Person means any other
Person controlling, controlled by or under common control with such particular
Person, where "control" means the possession, directly or indirectly of the
power to direct the management and policies of a Person whether through the
ownership of voting securities, contract or otherwise.
(b) "Annual Period" means each twelve (12) calendar month
period beginning on January 1 and ending on the subsequent December 31 during
the term of this Agreement (except in the case of the first Annual Period which
shall begin on the date hereof and end on December 31, 1999 and in the case of
the last Annual Period which shall end upon the date of termination or
expiration of this Agreement).
(c) "Effective Date" shall mean July 1, 1999.
(d) "Original Effective Date" means December 30, 1996.
(e) "Net Sales" means (i) the sales of Products under the
Trademarks invoiced to third parties by Licensee or invoiced to third parties by
any sublicensed Affiliate of Licensee LESS any value added, general sales and
similar taxes (to the extent included in the invoiced price), sales rebates and
discounts, including rebates, commissions to wholesalers and premiums, other
price reductions and payments to customers, rebates to customers for price
differences and returns, provisions for price reductions and trade discounts;
plus (ii) the sales of confectionery Products (which shall not include any sales
of products, such as ice cream or cookies for example, in which any such
confectionery Product is an ingredient) under the Trademarks invoiced to third
parties by any third party sublicensee of Licensee or invoiced to third parties
by any third party sublicensee of any sublicensed Affiliate of Licensee less any
value added, general sales and similar taxes (to the extent included in the
invoiced price), sales rebates and discounts, including rebates, commissions to
wholesalers and premiums, other price reductions and payments to customers,
rebates to customers for price differences and returns, provisions for price
reductions and trade discounts; plus (iii) the royalties or other equivalent
payments received by Licensee or any sublicensed Affiliate of Licensee from any
third party sublicensee for sales of non-confectionery Products under the
Trademarks (which shall include any royalties or other equivalent payments for
sales of products, such as ice cream or cookies, for example, in which any
confectionery Product is an ingredient but only if and to the extent such
royalties or other equivalent payments relate to or are based upon the inclusion
of the confectionery Product in such products). If any of the Products covered
by clause (i) or the confectionery Products covered by clause (ii) above are
sold in a manner (such as a package of assorted candies for example) in which a
separate price for the Product or confectionery Product, as the case may be, is
not established, then the amount of sales to be included in Net Sales shall be
calculated on the basis of the Product's or confectionery Product's
proportionate weight or value, as appropriate in the circumstances.
(f) "Patent Rights" means all patents and patent applications
owned by or registered in the name of Licensor as of the Original Effective Date
that prior to the Original Effective Date were used in, or that otherwise relate
to, the production, manufacture, use, sale, distribution or composition of the
Products, as set forth in SCHEDULE B-1 hereto.
(g) "Person" means any individual, a partnership, a
corporation, a limited liability company, an association, a joint stock company,
a trust, a joint venture, an unincorporated organization and a governmental
entity or any department, agency or political subdivision thereof.
(h) "Products" means:
(i) the products marketed and sold as of the Original
Effective Date in the Territory by Licensor or any pre-Original
Effective Date Affiliate of Licensor and the products marketed and sold
as of the Effective Date on a global basis, excluding the Territory, by
the Licensor or any pre-Effective Date Affiliate of Licensor, which
bear or are distributed or sold under any of the Trademarks; and
(ii) any product or service in connection with which
any of the Trademarks is used and which is added to this Agreement by
Licensee in accordance with SECTION 2.4.
(i) "Purchase Agreement" means that certain Stock Purchase and
Sale Agreement, dated as of November 23, 1996 by and among Huhtamaki Oy (a
Finnish corporation and the parent of Licensor), Licensor, Hershey Holding
Corporation (then a Delaware corporation and the parent of Licensee) and Hershey
Foods Corporation (a Delaware corporation and then a second tier parent of
Licensee).
(j) "Technical Information" means the Intellectual Property
(as defined in the Purchase Agreement and other than the Trademarks), including
that set out in SCHEDULE B-2 hereto, which was owned by or registered in the
name of Licensor as of the Original Effective Date and which prior to the
Original Effective Date was used in, or which otherwise related to, the
conception, development, production, manufacture, sale or distribution of the
Products, including but not limited to the following: ingredients composition
and recipes; formulae; standards for raw materials, packaging and labeling;
quality control standards; and processes and technical descriptions for the
transformation of raw materials into finished products.
(k) "Territory" means North America (including without
limitation, the United States of America, Canada and Mexico and each of their
possessions, territories and dependencies, including without limitation the
Commonwealth of Puerto Rico, Guam, the U.S. Virgin Islands and American Samoa),
the Caribbean, Central America and South America, and all government and
military establishments and installations thereof wherever located worldwide
provided the sale of Products first occurs in North America (as defined above),
the Caribbean, Central America or South-America. The Territory shall further
include all duty free shops located in North America (as defined above), the
Caribbean, Central America and South America.
(l) "Trade Dress" means the labels, packaging, and related
associated materials, including designs and colors, and copyrights (including
those set forth on SCHEDULE A), previously used in the Territory by Licensor or
any of its pre-Original Effective Date Affiliates or heretofore used anywhere in
the world excluding the Territory by Licensor or any of its pre-Effective Date
Affiliates in connection with or heretofore relating to the Products and any
modifications, variations or extensions thereof.
(m) "Trademarks" means the trademarks set out in SCHEDULE A
including any and all registrations and applications for registration thereof,
goodwill associated therewith and common law and all other rights appertaining
thereto throughout the world and any modifications, variations or extensions
thereof, and the Trade Dress associated therewith.
ARTICLE 2
GRANT OF RIGHTS
2.1. GRANT OF TRADEMARK LICENSE. The Licensor (for itself and its
Affiliates) does hereby grant to the Licensee, and the Licensee accepts, the
exclusive (even as to Licensor and its Affiliates) authority, right and license
to produce, market, advertise, promote, sell, distribute or offer for sale the
Products under the Trademarks on a global basis and to use the Trademarks as
trade names in connection therewith. This exclusive grant to Licensee shall
preclude each of the Licensor and its Affiliates from producing, marketing,
advertising, promoting, selling, distributing or offering for sale any product
or service under a trademark that is the same as or confusingly similar to any
of the Trademarks.
While the exclusive grant of trademark license relating to Trademarks
became effective in the Territory on the Original Effective Date, the exclusive
grant of trademark license relating to Trademarks shall become effective on a
global basis on the Effective Date with the exception of trademarks and trade
dress associated with "Jolly Rancher" and "Milkduds" and any modifications,
variations or extensions thereof, which shall become effective on an exclusive
basis outside of the Territory on September 30, 2000 being non-exclusive outside
of the Territory from the Effective Date through September 30, 2000. From the
Effective Date through September 30, 2000, the Licensee shall retain its
exclusive (even as to Licensor and its Affiliates) authority, right and license
to produce, market, advertise, promote, sell, distribute or offer for sale the
Products under the Trademarks in the Territory and to use the Trademarks as
trade names in connection therewith under the Original Agreement.
2.2 CONSIDERATION. In consideration for the right and license herein
granted to the Licensee to use the Trademarks in connection with the Products on
a global basis, the Licensee agrees (i) to pay to the Licensor or its assignee
an amount of Five Hundred Thousand Dollars (USD$500,000) payable in one
installment on the Effective Date in immediately available funds by wire
transfer to an account designated by the Licensor and (ii) to convey to
Licensor, as of the Effective Date, all of its right and license to use the
trademark "XyliFresh" together with its exclusive right to use in the Territory
all Patent Rights and Technical Information related thereto, and any
modifications, variations or extensions thereof, and all of its trademark
registrations and applications therefor, and Licensee shall cancel all of its
security interests related thereto. As of the Effective Date, Licensee shall
cease any and all use of the XyliFresh trademark and trade dress (subject to
Licensee's right to dispose of inventory on hand as of the Effective Date), and
its right to use any Patent Rights and Technical Information associated
therewith, provided, however, that nothing herein shall prevent Licensee from
using any Patent Rights and/or Technical Information associated with any Product
produced, marketed, advertised, promoted, sold, distributed or offered for sale
by Licensee or any sublicensed Affiliate of Licensee prior to the Effective Date
with respect to which any Patent Right and/or Technical Information associated
with XyliFresh was used ("XyliFresh Technical Information") (but no such
Technical Information relating solely and specifically to the use of Xylitol as
a sweetener in chewing gum) and with the signing of this Agreement Licensee
shall receive a non-exclusive license to use any XyliFresh Technical
Information.
2.3. GOODWILL. The use of the Trademarks by Licensee and any of its
sublicensees and the goodwill associated therewith shall enure solely to the
benefit of the Licensor.
2.4. EXPANSION OF TRADEMARK USE BY LICENSEE. The Licensee shall have
the absolute and unconditional right, subject only to the limitations imposed by
any of the license or limitations agreements referred to on SCHEDULE A, to use
in any jurisdiction anywhere in the world any of the Trademarks in any way in
connection with the manufacturing, marketing, advertising, promoting, selling,
distributing or offering for sale of any product or service in addition to those
specified in SECTION 1.1.(H)(I). In the event of such use of a Trademark, such
product or service shall thereupon become a Product as provided for in SECTION
1.1.(H)(II) and be subject to the terms and conditions of this Agreement,
including but not limited to ARTICLE 4 AND 5 HEREOF, but only when such product
or service bears or has a Trademark used in connection with it and solely with
respect to the jurisdiction or jurisdictions in which such use of the Trademark
occurs.
2.5. GRANT OF LICENSE TO TECHNICAL INFORMATION AND PATENT RIGHTS.
Subject to the terms and conditions of this Agreement, Licensor (for itself and
its Affiliates) hereby grants to Licensee, to the extent Licensor or its
Affiliates have the right to do so, an exclusive license (even as to Licensor
and its Affiliates) to use the Technical Information and the Patent Rights on a
global basis without restriction as to use thereof by Licensee and its
Affiliates in the conduct of any and all aspects of their respective businesses.
To the extent necessary, Licensor agrees to obtain, at its expense, for use by
Licensee the aforesaid rights from Licensor's Affiliates. Licensee shall at its
expense maintain the Patent Rights.
While the exclusive license to use the Technical Information and the
Patent Rights in the Territory became effective on the Original Effective Date,
the exclusive license to use the Technical Information and Patent Rights on a
global basis shall become effective on July 1, 1999 with the exception of
Technical Information and Patent Rights associated with "Jolly Rancher" and
"Milkduds", which shall become effective on an exclusive basis on September 30,
2000 being non-exclusive outside of the Territory from the Effective Date
through September 30, 2000.
2.6. TECHNICAL ASSISTANCE. (a) During the term of this Agreement,
Licensor and its Affiliates shall, upon the reasonable request of Licensee or
its Affiliates, and subject to the availability of personnel and other
resources, make available to Licensee and its Affiliates the technical services
of Licensor's and its Affiliates' personnel to advise Licensee and its
Affiliates in the manufacture and marketing of the Products.
(b) Included in such technical services shall be the following:
(i) technical instruction and consulting with Licensee's
and its Affiliates' personnel with regard to
manufacturing the Products;
(ii) inspections and visits; and
(iii) qualitative analysis.
(c) Technical assistance shall also include, but is not
limited to, communicating information, advice and proposals with regard to
details of the manufacturing processes and techniques for the Products, advice
as to premises, purchase of machinery, installation of machinery, conditioning
of premises, warehousing, purchasing of raw materials, transportation,
packaging, shelf life, quality assurance and the like.
2.7. CONTINUED USE OF PATENT RIGHTS AND TECHNICAL INFORMATION. In the
event of any termination of this Agreement, Licensee's rights hereunder with
respect to the Patent Rights and Technical Information shall continue in full
force and effect and shall not be impaired or diminished, except that Licensee's
rights with respect to the use of the Patent Rights and Technical Information
shall thereafter become non-exclusive.
2.8. NO INFRINGEMENT. Licensor (for itself and its Affiliates)
represents and warrants that the Technical Information and Patent Rights
comprise all such information and patents used heretofore by Licensor or any of
its pre-Original Effective Date Affiliates in connection with the development,
production, manufacture, distribution and sale of the Products in the Territory
and that to its knowledge the Technical Information and Patent Rights do not
infringe or misappropriate the intellectual property rights of any third party.
2.9. BANKRUPTCY OR INSOLVENCY. (a) The rights granted to Licensee
and its Affiliates under this Agreement are, and shall otherwise be deemed to
be, for the purposes of Section 365(n) of the Bankruptcy Code, a license of
"intellectual property" rights as defined in Section 101(35A) of the Bankruptcy
Code.
Licensee, as licensee of rights under this Agreement, may fully
exercise all of its rights for itself and on behalf of its Affiliates under the
Bankruptcy Code, including, but not limited to, Licensee's rights to continue to
exercise its rights licensed hereunder.
(b) Licensor hereby grants to Licensee a first priority security
interest in the Trademarks, Patent Rights and Technical Information, together
with all good will associated therewith, to secure performance by Licensor of
its obligations under this Agreement. Licensor shall cooperate and assist
Licensee with the execution and filing of all documents necessary to perfect and
record such grant of security interest on a global basis, including without
limitation, filings in the United States Patent and Trademark Office, all of the
expenses associated therewith being for the account of Licensee. Notwithstanding
the foregoing, no security interest is granted under this Agreement in any
Trademark, Patent Right or Technical Information where such grant would harm the
validity of any such Trademark, Patent Right or Technical Information. Licensee
agrees that it will, at its expense, terminate all security interests in the
Trademarks, if this Agreement is terminated by Licensee pursuant to the
provisions of SECTION 7.1 or if this Agreement is terminated pursuant to the
provisions of SECTION 8.1(B). Licensee further agrees that in the event this
Agreement and the Trademarks, Patent Rights and Technical Information are
assigned by Licensor pursuant to the provisions of SECTION 10.3, Licensee will
release its security interest vis-a-vis Licensor provided that Licensor and such
assignee have previously taken all reasonable steps necessary, at Licensee's
expense, to put Licensee in the same secured position with respect to the
Trademarks, Patent Rights and Technical Information as Licensee was in prior to
any such assignment and Licensee further agrees to cooperate and assist Licensor
and such assignee in that regard.
ARTICLE 3
VALIDITY AND MAINTENANCE OF TRADEMARKS
3.1. Representations and Warranties as to Trademarks. As to the
Trademarks, Licensor represents and warrants to Licensee that as of the
Effective Date:
(i) Except as limited only by Licensee's existing interest
in the Trademarks in the Territory pursuant to the
Original Agreement, Licensor is the sole and exclusive
owner of the entire right, title and interest in and
to the Trademarks in the Territory and, to the
knowledge of Licensor, Licensor is the sole and
exclusive owner of the entire right, title and
interest in and to the Trademarks outside of the
Territory;
(ii) Licensor has full right to enter into this Agreement;
(iii) The Trademarks do not infringe upon any registered or
common law trademarks in the Territory, to the
knowledge of Licensor, do not infringe upon any
registered or common law trademarks outside the
Territory and, to the knowledge of Licensor, do not
infringe or misappropriate any other proprietary
rights of any third parties;
(iv) There are not now pending or threatened any claims or
litigation and to the best of Licensor's knowledge,
information and belief no basis for any such claims
exist, which would affect the Trademarks;
(v) Except as set forth on SCHEDULE A, Licensor has
granted no other right or license permitting the
use of the Trademarks; and
(vi) To the extent so identified in SCHEDULE A each of the
Trademarks is duly registered with the appropriate
government agencies in each country indicated on
SCHEDULE A with respect thereto and the rights therein
have not been abandoned.
3.2. NOTICE OF INFRINGEMENT AND PROTECTION OF TRADEMARKS. Each of the
parties hereto agrees to give the other party written notice of any actual or
threatened infringement of the Trademarks by a third party, promptly after
information with respect to such infringement or threatened infringement comes
to its attention. Licensee is hereby given the right, but not the obligation, to
bring suit or take other action to eliminate such infringement or threatened
infringement at its own expense in the name of itself, Licensor or both itself
and Licensor, provided that Licensee shall provide prior notice to Licensor when
bringing suit or taking other action in the name of Licensor or both itself and
Licensor, and provided further that Licensee shall notify Licensor promptly
after bringing suit or taking other action in its own name. Licensee shall not
obligate Licensor for, or shall indemnify Licensor against, any costs, expenses,
attorneys' fees or other obligations in connection with any such action or
proceeding. Further, Licensor shall cooperate with Licensee at Licensee's
expense in connection with any such action or proceeding. Any damages recovered
in any such action or proceeding, less all court costs and other expenses,
including expenses incurred by Licensor, shall be for the account of Licensee.
If, after learning of an infringement of the Trademarks, Licensee chooses not to
bring suit against such infringer or take other action to eliminate such
infringement or threatened infringement, Licensor shall have the right but not
the obligation to bring an action against such infringer at its own expense and
any final award or settlement resulting therefrom shall be for the account of
Licensor.
3.3. MAINTENANCE OF TRADEMARKS. Licensee, at its own expense, shall
have primary responsibility for the maintenance of all registrations of the
Trademarks on a global basis, and shall pursue any currently pending and any
future applications for registration therefor (and shall have the right to
pursue registration of any trademark identical to a Trademark in jurisdictions
within the Territory where such registration does not exist on the Original
Effective Date or outside the Territory on the Effective Date), on behalf of the
Licensor, and, in the service thereof, shall provide Licensor with such
documentation as may be necessary to permit Licensor to execute any applications
for registrations and renewals as may be necessary with respect to such
Trademarks (or trademarks) in the name of Licensor. If the Licensor shall fail
to take any action appropriately requested by Licensee to maintain or register a
Trademark (or trademark identical to a Trademark as provided for above),
Licensee may, after written notice to Licensor, register such Trademark (or
trademark) in its own name and thereafter promptly assign such registration to
Licensor. The parties agree to cooperate in obtaining and maintaining such
registrations, renewals and assignments, if any. All trademark rights obtained
in accordance with the provisions of this SECTION 3.3 shall be included within
the license grant of SECTION 2.1 immediately upon such acquisition and without
the requirement of any further action by Licensor or Licensee; and SCHEDULE A
hereto shall be supplemented accordingly.
3.4. MODIFICATION OF TRADEMARKS AND TRADE DRESS. Licensee shall have
the right to modify the format of the Trademarks and the Trade Dress associated
therewith if in its reasonable business judgment it determines that such
modifications are necessary or desirable. Any such modified Trademarks shall be
owned by Licensor and shall be included within the license grant of SECTION 2.1
and shall be considered a Trademark under this Agreement without the requirement
of any notice to or further action by Licensor or Licensee and SCHEDULE A hereto
shall be supplemented accordingly. Licensee shall have the right to pursue
registration in Licensor's name of any such modified Trademark in accordance
with SECTION 3.3.
ARTICLE 4
STANDARDS OF QUALITY
4.1. WARRANTY AS TO PRODUCTS. Licensee warrants to Licensor that the
Products in connection with which the Trademarks are used shall, at all times,
conform to Good Manufacturing Practices (GMPs) and shall conform in all material
respects with all laws and regulations applicable. Products will be produced,
packaged, advertised and distributed consistent with the quality standards
applied prior to the Original Effective Date by Licensor or any of its
pre-Original Effective Date Affiliates to the Products in the Territory and
consistent with the quality standards applied prior to the Effective Date by
Licensor or any of its pre-Effective Date Affiliates to the products outside the
Territory. Any new Products introduced in the Territory after the Original
Effective Date or introduced outside of the Territory after the Effective Date
shall also be produced and packaged consistent respectively with such quality
standards. In the case of new Products which are not confectionery products,
such Products shall be produced consistent with the quality standards applied by
reputable manufacturers of such products.
4.2. INSPECTIONS AND SAMPLES. Licensee agrees that Licensor or its duly
authorized agent (PROVIDED that Licensor or such agent shall have executed a
confidentiality agreement reasonably satisfactory to Licensee) shall have the
right, on an annual basis at a time to be agreed upon by Licensor and Licensee,
to inspect the manufacturing process utilized to produce the Products under this
Agreement to ensure compliance with the quality standards set forth herein. The
inspection shall be limited to those areas of the facilities where the Products
are manufactured, and the Licensor agrees to such restrictions on such
inspections as may be required under the Licensee's contractual arrangements
with third parties. During such inspections, (i) review may be made of quality
control and manufacturing reports as may be reasonably requested, (ii) Licensor
or its duly authorized agent may take a reasonable number of representative
samples of the Products for quality audit purposes, and (iii) Licensor or its
duly authorized agent may review representative samples of promotional,
marketing and point-of-sale materials for the Products illustrating Licensee's
use of the Trademarks.
ARTICLE 5
PROMOTION OF PRODUCTS
5.1. BEST EFFORTS. Licensee shall use its best efforts commercially
reasonable in the circumstances and consistent with Licensee's marketing and
sales promotion practices to market and promote the sale and distribution of the
Products under the Trademarks in North America. It is understood and agreed
between the parties that Licensee's obligation pursuant to the foregoing
sentence shall not limit Licensee's ability to curtail or discontinue the
marketing, promotion or sale of Products, provided Licensee determines that it
is commercially reasonable to do so based on the same criteria it employs in
connection with the curtailment or discontinuance of the marketing, promotion or
sale of its own confectionery products.
ARTICLE 6
ROYALTIES
6.1. PAYMENT OF ROYALTIES. In consideration of the right and license
herein granted to the Licensee to use the Trademarks in connection with the
Products, the Licensee agrees to pay to the Licensor, or to such other party as
the Licensor may hereafter direct to Licensee in writing, the royalties set
forth in SECTION 6.2 hereof in the amounts and manner set forth therein and in
SECTION 6.4.
6.2. ROYALTY PAYMENTS.
(a) Licensee shall pay an annual royalty as follows:
(i) [CONFIDENTIAL INFORMATION DELETED] for a
period commencing on the Original
Effective Date through the tenth (10th)
anniversary of the Original Effective
Date;
(ii) [CONFIDENTIAL INFORMATION DELETED] from the
tenth (10th) anniversary of the Original
Effective Date through the twentieth (20th)
anniversary of the Original Effective Date;
and
(iii) [CONFIDENTIAL INFORMATION DELETED] from the
twentieth (20th) anniversary of the Original
Effective Date until the termination or
expiration of this Agreement.
(b) In each Annual Period hereunder, Licensee shall make
quarterly royalty payments to Licensor covering Net Sales during Licensee's
accounting quarter no later than forty five (45) days after the end of each of
the first three accounting quarters and sixty (60) days after the end of
Licensee's fourth accounting quarter. The royalty payment for Net Sales during
Licensee's fourth accounting quarter shall be adjusted to properly reflect Net
Sales for the Annual Period and for purposes of the first Annual Period
hereunder (the period ending on December 31, 1999) shall take into account
royalty payments for Net Sales made or to be made under the Original Agreement
for the period from January 1, 1999 to the Effective Date. To the extent
permitted under applicable United States securities laws, Licensee agrees that
in December (following the completion of the Licensee's and its sublicensed
Affiliates' annual marketing plans for the Products for the following fiscal
year) of each year it will advise Licensor of the amount of Licensee's and its
sublicensed Affiliates' planned aggregate sales of the Products for such fiscal
year and Licensor agrees to treat such information confidentially.
(c) [CONFIDENTIAL INFORMATION DELETED]
6.3. PAYMENT OF ROYALTIES; WITHHOLDING TAXES. All royalty and interest
payments shall be made in United States dollars. Royalties not paid by Licensee
by the date specified in SECTION 6.2 shall bear interest from the date specified
for payment herein until actually paid at an interest rate equal to the prime
lending rate quoted and in effect from time to time by The Chase Manhattan
Corporation or its successor. All royalty payments which are required to be made
hereunder by the Licensee to the Licensor shall be made in immediately available
funds at a bank designated by the Licensor from time to time. All royalty
payments shall be subject to any applicable taxes, if any, which are required to
be withheld, PROVIDED that the same are forthwith remitted and evidence of such
remittance to the appropriate taxing authority is provided to the Licensor upon
request.
6.4. RECORDS AND REPORTS. At all times during the Term of this
Agreement, Licensee shall (in accordance with its customary record retention
policy) keep true, accurate and complete records of total quantities of the
Products sold and the Net Sales in sufficient detail to permit the determination
of royalties payable in respect thereof. At the time Licensee makes its
quarterly payment of royalties pursuant to SECTION 6.2, Licensee shall provide
Licensor with a royalty report for such quarter as to the royalty payments due
for that quarter. The royalty report shall state, in reasonable detail, (a) the
Net Sales for each Product, (b) total Net Sales, and (c) the amount of royalties
due for such quarter. At the request and expense of Licensor, Licensee shall
permit an independent public accountant selected by Licensor to have access to,
examine and, with the consent of Licensee (which consent shall not be
unreasonably withheld), copy during ordinary business hours such books, records
and accounts as may be necessary or advisable to enable such accountant to
verify or determine the royalty paid or payable under this Agreement and
Licensee shall render all reasonable assistance to such accountant in that
regard.
6.5. NO RELIEF. Nothing stated in this Article 6 shall relieve the
Licensee from making payments to the Licensor pursuant to the Original Agreement
in respect of periods preceding the Effective Date.
ARTICLE 7
TERM
7.1. TERM. This Agreement shall have an initial term of seven years and
six months commencing on the Effective Date at which time it shall replace the
Original Agreement. Thereafter, this Agreement shall be renewed automatically
without any prior notice to or action by either party or any of their respective
Affiliates, successors or assigns for periods of ten (10) years each, unless
terminated (i) by Licensee at the end of the first renewal term or any
subsequent ten (10) year renewal term on not less than six (6) months prior
notice to Licensor, or (ii) pursuant to the provisions of SECTION 8.1 (B). Upon
any such termination, all of the Trademarks shall remain the property of the
Licensor and no rights therein shall be deemed transferred to the Licensee, and
Licensee shall immediately cease all use of the Trademarks, subject to
Licensee's right to dispose of inventory on hand as of the date of termination.
ARTICLE 8
REMEDIES FOR BREACH
8.1. BREACH OF PAYMENT OBLIGATIONS BY LICENSEE.
(a) Licensor acknowledges and agrees that it shall have no right to
terminate this Agreement or any of Licensee's rights hereunder except as
expressly set forth in this SECTION 8.1.
(b) In the event of a willful breach by Licensee of its payment
obligations pursuant to ARTICLE 6 hereof, Licensor may send a written notice to
Licensee stating that it has breached its payment obligations, specifying in
detail the nature of such breach and requiring Licensee to rectify such breach.
If such breach is not rectified by Licensee within a period of thirty (30) days
after receiving written notice from Licensor, Licensor shall be entitled to
exercise any remedies it may have hereunder, including termination of this
Agreement.
(c) Notwithstanding the provisions of Section 8.1(b), in the event
Licensee disputes in good faith the alleged breach by disputing the amount of
royalties owed by Licensee pursuant to SECTION 6.2 hereof, such dispute shall be
resolved exclusively by arbitration pursuant to SECTION 8.3 and in accordance
with the procedures set forth therein, and shall, in no event, give rise to
Licensor's ability to terminate this Agreement. Such arbitration shall be the
sole and exclusive dispute resolution mechanism for resolving such matter, the
parties hereto voluntarily waiving for themselves and their respective
Affiliates any other rights or remedies any of them may have in any jurisdiction
to resolve such matter.
8.2. OTHER MATERIAL BREACHES.
(a) Except as set forth in SECTION 8.1, in the event one party
determines that the other party has committed a material breach of a provision
of this Agreement, such party may provide written notice to the breaching party
("Breach Notice") specifying the material breach complained of in reasonable
detail and requiring such other party to rectify such breach. The breaching
party shall then have ninety (90) days from receipt of the Breach Notice to
rectify such breach or, if such material breach is such that it cannot be
rectified within the said ninety (90) day period but is capable of being
rectified within a reasonable period of time thereafter, to begin to rectify
such breach within such ninety (90) day period and thereafter to proceed
diligently to complete the rectification of the breach within a reasonable
period. In the event that the party receiving the Breach Notice does not rectify
the breach within the time period specified in the preceding sentence, the
non-breaching party shall have the right to invoke binding arbitration pursuant
to SECTION 8.3. Such arbitration shall be the sole and exclusive dispute
resolution mechanism for resolving such matter, the parties hereto voluntarily
waiving for themselves and their respective Affiliates any other rights or
remedies any of them may have in any jurisdiction to resolve such matter.
(b) Notwithstanding the foregoing, in the event the party receiving a
Breach Notice disputes the other party's assertion that it has committed a
material breach of this Agreement, such party shall promptly, and in any event
within thirty (30) days after receiving such Breach Notice, send written notice
of such dispute to the other party. The parties shall then commence good faith
negotiations to resolve such dispute. In the event that the parties are unable
to negotiate a resolution of such dispute within sixty (60) days of commencing
such good faith negotiations, either party shall, if it wishes to pursue such
dispute, invoke binding arbitration pursuant to SECTION 8.3. Such arbitration
shall be the sole and exclusive dispute resolution mechanism for resolving such
matter, the parties hereto voluntarily waiving for themselves and their
respective Affiliates any other rights or remedies any of them may have in any
jurisdiction to resolve such matter.
8.3. ARBITRATION. (a) In the event arbitration is required or invoked
pursuant to SECTIONS 8.1 OR 8.2, such arbitration proceeding shall be conducted
under the auspices of the Center for Public Resources (the "CPR") in New York,
New York pursuant to the CPR's Model ADR Procedures and Practices, Rules and
Commentary for Arbitration. The arbitrators in any such arbitration shall be
persons knowledgeable in the industry with regard to the subject matter of the
arbitration. Both the foregoing agreement of the parties to arbitrate any and
all such claims, and the results, determination, finding, judgment and/or award
rendered through such arbitration, shall be final and binding on the parties
thereto and may be specifically enforced by legal proceedings in a court having
jurisdiction over the party in question. It is expressly understood and agreed
by the parties that the arbitrators in any such arbitration shall have the right
to order injunctive relief (both preliminary and permanent injunctions) and/or
payment of damages as the sole and exclusive remedy or remedies awarded to
either party in connection with matters referred to them pursuant to SECTIONS
8.1 AND 8.2 but in no event shall they have the right to order termination of
all or any part of this Agreement.
(b) Licensor shall appoint one (1) arbitrator, and Licensee one (1)
arbitrator within a term of thirty (30) days from the date arbitration is
required or invoked pursuant to SECTIONS 8.1 OR 8.2, and the two (2) arbitrators
so appointed shall appoint the third arbitrator (who shall also be knowledgeable
in the industry with regard to the subject matter of the arbitration) within a
term of thirty (30) days from the date on which the later of the two (2)
arbitrators has been selected.
(c) If either Licensor or Licensee fails to select its arbitrator
within the term mentioned above, or in the event that the two (2) selected
arbitrators are unable or unwilling to select a third arbitrator within thirty
(30) days following the selection of the later of them, then the CPR shall
select such arbitrator (meeting the criteria set out in SECTION 8.3(B), and the
three (3) arbitrators so selected shall constitute the arbitration panel for
purposes of the dispute. The parties shall have thirty (30) days thereafter to
submit their position to the arbitrators. The arbitrators shall be instructed
and required to render their decision within thirty (30) days following
completion of the arbitration.
(d) Each party shall bear separately the cost of their respective
attorneys, witnesses and experts in connection with such arbitration and shall
jointly bear the costs of the arbitrators.
(e) The parties hereby waive any claim to any damages in the nature of
punitive, exemplary or statutory damages in excess of compensatory damages, and
the arbitration tribunal is specially divested of any power to award any damages
in the nature of punitive, exemplary or statutory damages in excess of
compensatory damages, or any form of damages in excess of compensatory damages.
(f) The arbitrators shall be the exclusive judges of relevance and
materiality. No witness or party may be required to waive any privilege
recognized by law.
(g) Unless the arbitrators shall otherwise rule in the interest of
justice, all direct or rebuttal testimony shall be submitted in the form of
sworn affidavits, provided that at the request of another party, the party
submitting the affidavit will make the affiant available for cross-examination.
If the affiant is not made available for cross-examination, the affidavit shall
not be considered as evidence by the arbitrators except if the arbitrators find
that the affiant is beyond the control of the party offering the affidavit, the
affiant is unavailable and the interests of justice require consideration of the
evidence submitted by the affiant.
(h) Notwithstanding anything to the contrary in this Agreement, in the
event of a breach by either party of SECTION 2.1 the other party shall be
entitled, if it so elects, to institute and prosecute proceedings in any court
of competent jurisdiction to enforce the specific performance of such party's
obligations pursuant to such section.
ARTICLE 9
SURVIVAL OF REPRESENTATIONS
9.1. SURVIVAL OF REPRESENTATIONS. The representations and warranties
of Licensor set forth in SECTION 3.1 hereof shall survive for a period of six
months following the Effective Date. Any other representations and
warranties set forth in this Agreement shall survive indefinitely.
ARTICLE 10
SUCCESSORS' SUBLICENSING AND ASSIGNMENT
10.1. BINDING UPON SUCCESSORS AND ASSIGNS. This Agreement shall be
binding upon and shall enure to the benefit of the Licensor, its successors and
assigns, and the Licensee, its successors and assigns.
10.2. SUBLICENSING. The Licensee and any of its Affiliates who may be a
sublicensee may sublicense rights under this Agreement without notice to or the
prior written consent of Licensor PROVIDED THAT (i) a copy of such part of any
agreement pursuant to which such rights are being sublicensed as will permit the
Licensor to verify that the provisions of clauses (ii) and (iii) of this SECTION
10.2 have been complied with is delivered to Licensor prior to the commencement
of each such sublicense, (ii) the sublicensee is required to maintain standards
of quality at least equivalent to those set forth in ARTICLE 4 of this Agreement
and (iii) the Licensor shall have the same rights with respect to said
sublicensee as are contained in ARTICLE 4 of this Agreement. Without limiting
the foregoing, Licensor acknowledges and agrees that contemporaneously with the
execution of this Agreement Licensee will enter into a sublicense of its rights
hereunder with Hershey Foods Corporation.
10.3. ASSIGNMENT. Licensor may assign this Agreement in its entirety
without the prior written consent of Licensee provided that any such assignment
is made only in conjunction with an assignment of the Trademarks, Patent Rights
and Technical Information to such assignee. Licensor further covenants and
agrees that it shall not assign the Trademarks, Patent Rights or Technical
Information other than in conjunction with its assignment of its rights and
obligations under this Agreement to such assignee. Licensee may assign this
Agreement (other than its obligations pursuant to SECTION 6.2(C), in whole or in
part (including, without limitation, assignment of Licensee's rights and
obligations under this Agreement with respect to one or more of the Trademarks)
with respect to the United States as a whole, Canada as a whole, Mexico as a
whole, the rest of the Territory as a whole and/or the world other than the
Territory as a whole, without the prior written consent of Licensor, provided
that any such assignee enters into an agreement with Licensor, in a form
reasonably acceptable to Licensor, assuming all of Licensee's rights and
obligations under this Agreement, and provided further that (a) Hershey Foods
Corporation guarantees such assignee's performance of its obligations under this
Agreement; or (b)(i) such assignee has at the time of the assignment a net worth
of not less than $500 million (for assignees of Licensee's rights and
obligations under this Agreement in the entire Territory or in the United States
as a whole) or $200 million (for assignees of Licensee's rights and obligations
under this Agreement in Canada as a whole, Mexico as a whole, the rest of the
Territory as a whole and/or the world other than the Territory as a whole), and
(ii) Licensor, after a reasonable and prompt good faith inquiry, has not
determined that such assignee would be likely to adversely affect the good will,
public perception or value of the Trademarks, or that such assignment would
adversely affect the performance of the obligations of the licensee hereunder.
ARTICLE 11
MISCELLANEOUS
11.1. ADDITIONAL REPRESENTATIONS AND WARRANTIES. Each party represents
and warrants to the other that the execution, delivery and performance by such
party of this Agreement have been duly authorized by all necessary corporate
action and all governmental consents, approvals and authorizations (except for
any of such which are not material to such party's ability to perform its
obligations under this Agreement) required in connection with such execution,
delivery and performance have been obtained and are in full force and effect.
11.2. RECORDAL. The parties hereto shall cooperate in connection with
the recording of this Agreement or a summary thereof in those countries where
such recordal is requested by Licensee in accordance with applicable law.
11.3. WAIVER. Failure or delay of either party at any time to require
performance of any provisions under this Agreement shall not affect the right of
such party to require full performance thereafter and a waiver by either party
of a breach of any provision of this Agreement shall not be taken or held to be
a waiver of any further or similar breach or as nullifying the effectiveness of
such provision. A waiver of any provision hereunder shall be effective only if
such waiver is in writing and signed by the party against whom such waiver is
sought to be enforced. Failure or delay on the part of either party to exercise
any right, remedy, power or privilege provided for herein shall not operate as a
waiver thereof, nor shall any single or partial exercise of any such right,
remedy, power or privilege preclude any other or further exercise thereof or the
exercise of any other rights, remedy, power or privilege.
11.4. ENTIRE AGREEMENT. This Agreement sets forth the entire agreement
and understanding between the parties with respect to the subject matter hereof
and merges and supersedes all prior discussions, representations, understandings
and agreements, whether oral or in writing, between the parties with respect to
such subject matter, including without limitation, the Original Agreement;
provided, however, that nothing herein shall affect in any way the effectiveness
of the Original Agreement from December 30, 1996 to June 30, 1999. This
Agreement may be altered, modified or amended only by a written document signed
by the parties hereto.
11.5. SEVERABILITY. In the event that any clause, term or provision
hereof is determined by any court or administrative agency of competent
jurisdiction to be invalid, illegal or unenforceable, the validity, legality and
enforceability of the remaining provisions hereof will not in any way be
affected or impaired thereby.
11.6. FORCE MAJEURE. Any delays in or failure of performance by either
party under this Agreement shall not be considered a breach hereof if such delay
or failure is occasioned by an event beyond the reasonable control of the party
affected ("force majeure"), provided that the Licensee shall continue to be
obligated to pay to the Licensor any and all amounts which it shall have duly
become obligated to pay in accordance with the terms of this Agreement prior to
the occurrence of such an event, and FURTHER PROVIDED THAT any party whose
performance is so delayed shall give prompt notice thereof to the other party
and shall use all reasonable endeavors to comply with the terms of this
Agreement as soon as possible. Force majeure in this context shall include,
without limitation, acts of government, acts of God, fires, floods, explosions,
riots, civil disturbances, strikes, insurrections, earthquakes, wars, rebellion
and epidemics.
11.7. NOTICES. Any notice referred to in this Agreement may be given
either (i) by first class certified or registered airmail, return receipt
requested, postage prepaid, or (ii) by means of electronic recorded transmission
whereby the party giving such notice receives an immediate electronic
acknowledgment of receipt from the recipient. Any such notice shall be deemed to
be properly given and served when received. Notices shall be in English and
addressed to the parties as follows:
IF TO THE LICENSOR:
-------------------
Huhtamaki Finance B.V.
Burgemeester Xxxxxxxxxxxx 00
X.X. Xxx 00
0 180 AA Amstelveen
The Netherlands
ATTENTION: Managing Director
---------
with a copy to:
Huhtamaki Oyj
Xxxxxxxxxxxxxx 0
00000 Xxxxx
Xxxxxxx
ATTENTION: Vice President, Administration
---------
IF TO THE LICENSEE:
------------------
Hershey Chocolate& Confectionery Corporation
0000 Xxxx Xxxx
Xxxxx Xxxxx, XX 00000
ATTENTION: President and Counsel
---------
with a copy to:
Hershey Foods Corporation
000 Xxxxxxx X Xxxxx
Xxxxxxx, Xxxxxxxxxxxx 00000-0000
ATTENTION: Senior Vice President, General Counsel and Secretary
---------
Either party may from time to time designate by written notice to the
other party another address which it desires to be used for service of notices
hereunder in lieu of such address.
11.8. PERFORMANCE BY AFFILIATES. Where performance of Licensor's or
Licensee's duties or obligations under this Agreement requires or involves
action by any of their respective Affiliates. Licensor or Licensee, as
appropriate, shall secure such performance by such Affiliate.
11.9. APPLICABLE LAW. This Agreement and the legal relations between
the parties hereto shall, in all respects, be interpreted, construed and
governed in accordance with the laws of the State of New York, without reference
to the choice of law principles of such laws (other than Section 5-1401 of the
New York General Obligations Law)
11.10. EXCLUSIVE JURISDICTION. Any disputes arising out of or
relating to this Agreement shall be resolved exclusively as provided in
ARTICLE 8 hereof.
11.11. COUNTERPARTS. This Agreement may be executed in one or more
counterparts, each of which shall be deemed to be an original and all of which
shall be deemed to have been executed simultaneously.
IN WITNESS WHEREOF, the parties hereto have duly executed this
Agreement, as of the day and year first above written.
HUHTAMAKI FINANCE B.V.
By:_______________________________
Name: Xxxx Xxx
Title: Managing Director
By:_______________________________
Name: Xxxx Xxxxxxx
Title: Managing Director
HERSHEY CHOCOLATE &
CONFECTIONERY CORPORATION
By:_______________________________
Name:
Title:
By:________________________________
Name:
Title:
SCHEDULE A TO TRADEMARK AND TECHNOLOGY LICENSE AGREEMENT
TRADEMARK REGISTRATIONS
(CHUCKLES, GOOD'N FRUITY, GOOD&PLENTY, HEATH, JOLLY RANCHER, MILK DUDS, PAYDAY, SIXLETS, WHOPPERS, ZERO)
==================== ================================ ========= ================ ================ =================
COUNTRY TRADEMARK CLASSES REG. NO. REG. DATE PROPRIETOR
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
U.S.
CANADA
MEXICO
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
USA Chuckles 0515075 Sep 13 1949 HFBV
Good&Plenty 1289249 Aug 07 1984 HFBV
Good&Plenty and Design 1328776 Apr 02 1985 HFBV
Good'n Fruity & Design 0742450 Dec 18 1962 HFBV
Good'n Fruity 1838788 Jun 07 1994 HFBV
Good'n Fruity Fruit Design 1825329 Mar 08 1994 HFBV
Good and Plenty 0243197 Jun 12 1928 HFBV
Heath 1404302 Aug 05 1986 HFBV
Heath 1403352 Jul 29 1986 HFBV
Heath Bits 1572237 Dec 19 1989 HFBV
Heath 0793753 Aug 03 1965 HFBV
Heath 0799191 Nov 23 1965 HFBV
Xxxxx Xxxxxx Toffee Chips 0675751 Mar 17 1959 HFBV
Heath Double Dip Almond Toffee 0673677 Feb 03 1959 HFBV
Chips
Heath English Toffee Miniatures 0782609 Dec 29 1964 HFBV
From the Makers of Heath
Toffee Crunch 0788228 Apr 13 1965 HFBV
Heath Toffee Premium 0699499 Jun 14 1960 HFBV
Original Heath 1403351 Jul 29 1986 HFBV
Soft'n Crunchy Heath 1436583 Apr 14 1987 HFBV
Jolly Rancher 2055901 Apr 22 1997 HFBV
Jolly Rancher 0695762 Apr 05 1960 HFBV
Jolly Rancher 1923903 Oct 03 1995 HFBV
Jolly Rancher 1923904 Oct 03 1995 HFBV
Jolly Rancher 1684586 Apr 28 1992 HFBV
JR&Design 1174430 Oct 20 1981 HFBV
JR and Design 1821292 Feb 15 1994 HFBV
JR and Design 1843021 Jul 05 1994 HFBV
JR and Design 1880538 Feb 28 1995 HFBV
JR and Design 1877705 Feb 07 1995 HFBV
Milk Duds 1307327 Nov 27 1984 HFBV
Payday 0370705 Sep 05 1939 HFBV
Payday 1448756 Jul 21 1987 HFBV
Sixlets 1023366 Oct 21 1975 HFBV
Six 6 Lets 0644531 Apr 23 1957 HFBV
Whoppers 0965678 Aug 07 1973 HFBV
Zero 0284982 Jul 14 1931 HFBV
Zero 1677789 Mar 03 1992 HFBV
Zero 1268127 Feb 21 1984 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Canada Chuckles 38130 HFBV
Chuckles 164092 HFBV
Good'n Fruity & Design 214013 HFBV
Good&Plenty 43049 HFBV
Heath 713264 Application HFBV
Heath&Design 7131251 Application HFBV
Jolly Rancher 253159 HFBV
Jolly Rancher & Design 806453 Application HFBV
Jolly Rancher 252228 HFBV
JR Jolly Rancher 476066 May 12 1997 HFBV
Milk Duds 382784 HFBV
Payday 180150 HFBV
Payday 155125 HFBV
Whoppers 164110 Leaf Canada,
Inc.
Zero Design 179572 HFBV
Zero Design 174381 HFBV
Chuckle 39240 Jan 28 1926 HFBV
Chuckles Canadian Jells 157169 Jun 07 1968 HFBV
Heath (Oval) Design 187955 Jan 19 1973 HFBV
Heath Sensations 432746 Sep 02 1994 HFBV
Super Crunch Heath & Design 210960 Jan 06 1976 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Mexico Chuckles & Design 443047 Leaf, Inc.
Good&Plenty 417351 Leaf, Inc.
Good'n Fruity 429720 Leaf, Inc.
Heath&Design 422668 Leaf, Inc.
Jolly Rancher 420571 Leaf, Inc.
JR&Design 408947 Leaf, Inc.
Milk Duds 421140 Leaf, Inc.
Payday and Design 406888 Leaf, Inc.
Sixlets 421139 Leaf, Inc.
Whoppers 364539 Leaf, Inc.
Zero and Design 406889 Leaf, Inc.
Ranchers 463706
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
CENTRAL &
SOUTH
AMERICA
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Argentina Heath 1501739 Leaf, Inc.
Jolly Rancher 1584485 Dec 15 1995 Leaf, Inc.
Milk Duds 1562946 May 31 1991 Leaf, Inc.
Payday 1619604 Oct 23 1996 Leaf, Inc.
Sixlets 1994518 Application Leaf, Inc.
Whoppers 1990881 Application Leaf, Inc.
Zero 1639897 Jul 30 1997 Leaf, Inc.
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Bolivia Heath 62579-C Nov 19 1996 Leaf, Inc.
Jolly Rancher 3155 Application Leaf, Inc.
Payday 62575-C Nov 19 1996 Leaf, Inc.
Sixlets 62577-C Nov 19 1996 Leaf, Inc.
Whoppers 62578-C Nov 19 1996 Leaf, Inc.
Zero 62576-C Nov 19 1996 Leaf, Inc.
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Brazil Good'n Fruity 818635525 Application Leaf, Inc.
Heath 819116343 Application Leaf, Inc.
Heath &Design 818775297 Jun 23 1998 Leaf, Inc.
JR Jolly Rancher 818763981 Application Leaf, Inc.
Payday 818635517 Application Leaf, Inc.
Sixlets 818886390 Application Leaf, Inc.
Whoppers 818723505 Sep 30 1997 Leaf, Inc.
Zero&Design 818763990 Application Leaf, Inc.
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Chile Heath 459915 Apr 16 1996 HFBV
Jolly Rancher 393517 Leaf, Inc.
Payday 318583 HFBV
Sixlets 528129 Nov 23 1998 Leaf, Inc.
Whoppers 235965 Leaf, Inc.
Zero 316112 Application Leaf, Inc.
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Xxxxxxxx Xxxxx Xxxxxxx 000000 Aug 31 1995 Leaf, Inc.
Milk Duds 169863 Leaf, Inc.
Payday 9421346 Application Leaf, Inc.
Sixlets 94040774 Application Leaf, Inc.
Whoppers 94040775 Application Leaf, Inc.
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Xxxxx Xxxx Xxxxx 00000 Apr 03 1996 HFBV
Jolly Rancher 95036 Apr 03 1996 HFBV
Payday 95497 Jul 31 1996 HFBV
Sixlets 104318 Oct 23 1997 HFBV
Whoppers 95049 Apr 03 1996 HFBV
Zero 95046 Apr 03 1996 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Xxxxxxxxx Xxxxxxxx Xxxxx 00000 Jan 15 1996 Leaf, Inc.
Jolly Rancher 81701 Jan 15 1996 Leaf, Inc.
Payday 81697 Jan 15 1996 Leaf, Inc.
Sixlets Application Leaf, Inc.
Zero 81700 Jan 15 1996 Leaf, Inc.
Whoppers Application Leaf, Inc.
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Ecuador Heath 258697 Nov 14 1996 Leaf, Inc.
Jolly Rancher 258796 Nov 14 1996 Leaf, Inc.
Payday 155197 Jul 22 1997 Leaf, Inc.
Sixlets 74367 Application Leaf, Inc.
Whoppers 258596 Nov 14 1996 Leaf, Inc.
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
El Salvador Chuckles 222, Book 57 Jul 1 1997 HFBV
Jolly Rancher 69, Book 67 Jan 23 1998 Leaf, Inc.
Payday 21, Book 68 Jan 27 1998 Leaf, Inc.
Sixlets 2026-95 Application Leaf, Inc.
Whoppers 2016-95 Application Leaf, Inc.
Zero 2017-95 Application Leaf, Inc.
Heath 70, Book 67 Jan 23 1998 Leaf, Inc.
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Guatemala Jolly Rancher 085185 Mar 19 1997 Leaf, Inc.
Payday 84279 Mar 20 1997 Leaf, Inc.
Sixlets 84280 Mar 20 1997 Leaf, Inc.
Whoppers 90380 May 05 1998 Leaf, Inc.
Zero Application Leaf, Inc.
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Haiti Heath 114/108 Mar 25 1997 Leaf, Inc.
Jolly Rancher 111/108 Mar 25 1997 Leaf, Inc.
Payday 107/108 Mar 25 1997 Leaf, Inc.
Sixlets 109/108 Mar 25 1997 Leaf, Inc.
Whoppers 110/108 Mar 25 1997 Leaf, Inc.
Zero 108/108 Mar 25 1997 Leaf, Inc.
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Honduras Heath 68664 Apr 30 1997 Leaf, Inc.
Jolly Rancher 69085 Jul 24 1997 Leaf, Inc.
Payday 69086 Jul 24 1997 Leaf, Inc.
Sixlets 3139/96 Application Leaf, Inc.
Whoppers 68385 Apr 11 1997 Leaf, Inc.
Zero 3140/96 Application Leaf, Inc.
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Xxxxxx Xxxxx 00000 Oct 11 1996 Leaf, Inc.
Jolly Rancher 76888 Oct 11 1996 Leaf, Inc.
Payday 042001 Leaf, Inc.
Sixlets 037310 Leaf, Inc.
Whoppers 037312 Leaf, Inc.
Zero 041999 Leaf, Inc.
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Peru Heath 017735 Jul 27 1995 Leaf, Inc.
Jolly Rancher 035471 Apr 30 1997 Leaf, Inc.
Payday 026419 Apr 24 1996 Leaf, Inc.
Sixlets Apr 11 1996 Leaf, Inc.
Whoppers 023353 Jan 12 1996 Leaf, Inc.
Zero 021539 Dec 04 1995 Leaf, Inc.
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Xxxxxxxx Xxxxx 00000 Application Leaf, Inc.
Jolly Rancher 25130 Application Leaf, Inc.
Payday 25134 Application Leaf, Inc.
Sixlets 25132 Application Leaf, Inc.
Whoppers 25131 Application Leaf, Inc.
Zero 25133 Application Leaf, Inc.
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Uruguay JR Jolly Rancher 285260 Jul 14 1997 Leaf, Inc.
Payday 277567 Application Leaf, Inc.
Sixlets 277566 Oct 30 1997 Leaf, Inc.
Whoppers 279866 Application Leaf, Inc.
Zero 284850 Leaf, Inc.
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Venezuela Chuckles 72170-F Leaf, Inc.
Good&Plenty & Device 86151F Leaf, Inc.
Heath 873995 Application Leaf, Inc.
Jolly Rancher 2716-96 Application Leaf, Inc.
Payday 873895 Application Leaf, Inc.
Sixlets 874095 Application Leaf, Inc.
Whoppers 12597-95 Application Leaf, Inc.
Zero Application Leaf, Inc.
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
AFRICA
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Egypt Chuckles 30 676026 (IR) Jun 12 1997 HFBV
Good&Plenty 30 676595 (IR) Jun 27 1997 HFBV
Good'n Fruity 30 676597 (IR) Jun 27 1997 HFBV
Heath 30 676092 (IR) Jun 12 1997 HFBV
Jolly Rancher 30 604681 (IR) Feb 26 1997 HFBV
Milk Duds 30 676090 (IR) Jun 12 1997 HFBV
Payday 30 676104 (IR) Jun 12 1997 HFBV
Sixlets 30 676096 (IR) Jun 12 1997 HFBV
Whoppers 30 676028 (IR) Jun 12 1997 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Morocco Good&Plenty & Device 30 25168 Jul 18 1974 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
South Africa Good'n Fruity Pending HFBV
Good&Plenty & Device Pending HFBV
Whoppers 79/6922
Heath 30 Pending HFBV
Jolly Rancher 30 Pending HFBV
Milk Duds 30 Pending HFBV
Sixlets 30 Pending HFBV
Whoppers 30 79/6922 May 14 1982 HFBV
Zero 30 Pending HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
MIDDLE EAST
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Brunei Whoppers 9231
Jolly Rancher 30 22339 Mar 20 1996 Leaf Group BV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Israel Chuckles 30 110848 Apr 05 1998 HFBV
Jolly Rancher 30 110852 Apr 05 1998 HFBV
Payday 30 110854 Apr 05 1998 HFBV
Sixlets 30 110855 Apr 05 1998 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Kuwait Good&Plenty & Device 6763
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
OAPI Chuckles 30 Pending HFBV
Good&Plenty 30 Pending HFBV
Good'n Fruity 30 Pending HFBV
Heath 30 Pending HFBV
Jolly Rancher 30 Pending HFBV
Milk Duds 30 Pending HFBV
Payday 30 Pending HFBV
Sixlets 30 Pending HFBV
Whoppers 30 Pending HFBV
Zero 30 Pending HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Saudi Arabia Chuckles 30 435/82 May 23 1998 HFBV
Heath 30 434/65 May 06 1998 HFBV
Jolly Rancher 30 435/84 May 23 1998 HFBV
Milk Duds 30 434/64 May 23 1998 HFBV
Payday 30 435/87 May 23 1998 HFBV
Sixlets 30 418/44 May 23 1998 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
United Arab Chuckles 30 18776 Mar 31 1997 HFBV
Emirates Good&Plenty 30 18774 Mar 31 1997 HFBV
Good'n Fruity 30 18775 Mar 31 1997 HFBV
Heath 30 Pending HFBV
Jolly Rancher 30 18771 Mar 31 1997 HFBV
Milk Duds 30 19898 Mar 31 1997 HFBV
Payday 30 Pending HFBV
Sixlets 30 Pending HFBV
Zero 30 18773 Mar 31 1997 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
EUROPE
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Armenia Jolly Rancher 30 604681 (IR) Sep 05 1995 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Austria Good&Plenty & Design 30 79753 Apr 28 1975 HFBV
Jolly Rancher 30 604681 (IR) Jun 28 1993 HFBV
Payday 30 676104 (IR) Oct 10 1997 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Azerbaidjan Jolly Rancher 30 604681 (IR) Jan 23 1996 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Belarus Chuckles 30 676026 (IR) Jun 12 1997 HFBV
Good&Plenty 30 676595 (IR) Jun 27 1997 HFBV
Good'n Fruity 30 676597 (IR) Jun 27 1997 HFBV
Heath 30 676092 (IR) Jun 12 1997 HFBV
Jolly Rancher 30 604681 (IR) Sep 05 1995 HFBV
Milk Duds 30 676090 (IR) Jun 12 1997 HFBV
Payday 30 676104 (IR) Jun 12 1997 HFBV
Sixlets 30 676096 (IR) Jun 12 1997 HFBV
Whoppers 30 676028 (IR) Jun 12 1997 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Belgium Chuckles 30 602309 (Ben.) Dec 30 1996 HFBV
Good&Plenty 30 604102 (Ben.) Dec 30 1996 HFBV
Good'n Fruity 30 604101 (Ben.) Dec 30 1996 HFBV
Heath 30 603508 (Ben.) Dec 30 1996 HFBV
Jolly Rancher 30 527821 (Ben.) Feb 19 1993 HFBV
Jolly Rancher & Device 30 572958 (Ben.) May 29 1995 HFBV
Milk Duds 30 603507 (Ben.) Dec 30 1996 HFBV
Payday 30 603511 (Ben.) Dec 30 1996 HFBV
Sixlets 30 603510 (Ben.) Dec 30 1996 HFBV
Whoppers 30 602311 (Ben.) Dec 30 1996 HFBV
Whoppers 30 090664 (Ben.) Dec 15 1971 Leaf Limited
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Bosnia Jolly Rancher 30 604681 (IR) Sep 05 1995 HFBV
Herzegovina
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Bulgaria Chuckles 30 676026 (IR) Jun 12 1997 HFBV
Good&Plenty 30 676595 (IR) Jun 27 1997 HFBV
Good'n Fruity 30 676597 (IR) Jun 27 1997 HFBV
Heath 30 676092 (IR) Jun 12 1997 HFBV
Jolly Rancher 30 604681 (IR) Sep 05 1995 HFBV
Milk Duds 30 676090 (IR) Jun 12 1997 HFBV
Payday 30 676104 (IR) Jun 12 1997 HFBV
Sixlets 30 676096 (IR) Jun 12 1997 HFBV
Whoppers 30 676028 (IR) Jun 12 1997 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Croatia Jolly Rancher 30 604681 (IR) Sep 05 1995 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Czech Republic Chuckles 30 676026 (IR) Jun 12 1997 HFBV
Good&Plenty 30 676595 (IR) Jun 27 1997 HFBV
Good'n Fruity 30 676597 (IR) Jun 27 1997 HFBV
Heath 30 676092 (IR) Jun 12 1997 HFBV
Jolly Rancher 30 604681 (IR) Sep 05 1995 HFBV
Milk Duds 30 676090 (IR) Jun 12 1997 HFBV
Payday 30 676104 (IR) Jun 12 1997 HFBV
Sixlets 30 676096 (IR) Jun 12 1997 HFBV
Whoppers 30 676028 (IR) Jun 12 1997 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Denmark Good&Plenty & Design 163275
Milk Duds 06.371/1989
Whoppers 341/81
Jolly Rancher 30 7592/94 Nov 11 1994 Leaf Group BV
Jolly Rancher 30 5096/95 Jul 28 1995 Leaf Group BV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Estonia Milk Duds 30 24140 Aug 22 1997 HFBV
Jolly Rancher 30 22896 Mar 21 1997 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Finland Milk Duds 30 106549 Feb 20 1990 HFBV
Jolly Rancher 30 134712 Nov 21 1994 HFBV
Jolly Rancher & Device 30 204418 Feb 14 1997 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
France Chuckles 30 1745551 Jan 10 1991 HFBV
Good&Plenty & Design 30 1283320 Sep 05 1984 HFBV
Whoppers 30 1513721 Feb 09 1989 HFBV
Whoppers 30 1502771 Dec 09 1988 Leaf Limited
Jolly Rancher 30 604681 (IR) Jun 28 1993 HFBV
Payday 30 676104 (IR) Oct 10 1997 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Germany Chuckles 30 936700 Oct 17 1975 HFBV
Jolly Rancher 30 604681 (IR) Jun 28 1993 HFBV
Payday 30 676104 (IR) Oct 10 1997 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Hungary Chuckles 30 676026 (IR) Jun 12 1997 HFBV
Good&Plenty 30 676595 (IR) Jun 27 1997 HFBV
Good'n Fruity 30 676597 (IR) Jun 27 1997 HFBV
Heath 30 676092 (IR) Jun 12 1997 HFBV
Jolly Rancher 30 604681 (IR) Sep 05 1995 HFBV
Milk Duds 30 676090 (IR) Jun 12 1997 HFBV
Payday 30 676104 (IR) Jun 12 1997 HFBV
Sixlets 30 676096 (IR) Jun 12 1997 HFBV
Whoppers 30 676028 (IR) Jun 12 1997 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Xxxxxxx Xxxxx Rancher 30 4543 Feb 06 1997 Leaf Group BV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Greece Good&Plenty & Device 53147
Jolly Rancher 30 113776 Dec 19 1995 Leaf Group BV
Jolly Rancher & Device 30 125254 Dec 17 1997 Leaf Group BV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Ireland Jolly Rancher 30 160666 Mar 16 1993 HFBV
Jolly Rancher & Device 30 172858 Jun 01 1995 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Italy Good&Plenty & Device 30 311509 Sep 23 1974 HFBV
Jolly Rancher 30 604681 (IR) Jun 28 1993 HFBV
Payday 30 676104 (IR) Oct 10 1997 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Kazakstan Jolly Rancher 30 604681 (IR) Sep 05 1995 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Kyrgyzstan Jolly Rancher 30 604681 (IR) Sep 05 1995 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Latvia Milk Duds 30 M-38574 Oct 20 1997 HFBV
Jolly Rancher 30 604681 (IR) Sep 05 1995 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Lithuania Jolly Rancher 30 Pending HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Luxembourg Chuckles 30 602309 (Ben.) Dec 30 1996 HFBV
Good&Plenty 30 604102 (Ben.) Dec 30 1996 HFBV
Good'n Fruity 30 604101 (Ben.) Dec 30 1996 HFBV
Heath 30 603508 (Ben.) Dec 30 1996 HFBV
Jolly Rancher 30 527821 (Ben.) Feb 19 1993 HFBV
Jolly Rancher & Device 30 527958 (Ben.) May 29 1995 HFBV
Milk Duds 30 603507 (Ben.) Dec 30 1996 HFBV
Payday 30 603511 (Ben.) Dec 30 1996 HFBV
Sixlets 30 603510 (Ben.) Dec 30 1996 HFBV
Whoppers 30 602311 (Ben.) Dec 30 1996 HFBV
Whoppers 30 090664 (Ben.) Dec 15 1971 Leaf Limited
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Macedonia Jolly Rancher 30 604681 (IR) Sep 05 1995 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Moldova Jolly Rancher 30 604681 (IR) Sep 05 1995 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Netherlands Chuckles 30 602309 (Ben.) Dec 30 1996 HFBV
Good&Plenty 30 604102 (Ben.) Dec 30 1996 HFBV
Good'n Fruity 30 604101 (Ben.) Dec 30 1996 HFBV
Heath 30 603508 (Ben.) Dec 30 1996 HFBV
Jolly Rancher 30 527821 (Ben.) Feb 19 1993 HFBV
Jolly Rancher & Device 30 572958 (Ben.) May 29 1995 HFBV
Milk Duds 30 603507 (Ben.) Dec 30 1996 HFBV
Payday 30 603511 (Ben.) Dec 30 1996 HFBV
Sixlets 30 603510 (Ben.) Dec 30 1996 HFBV
Whoppers 30 602311 (Ben.) Dec 30 1996 HFBV
Whoppers 30 090664 (Ben.) Dec 15 1971 Leaf Limited
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Norway Good&Plenty & Device 30 187906 Jan 08 1998 HFBV
Good&Plenty & Design 30 100993 Sep 19 1978 HFBV
Milk Duds 30 135511 Feb 16 1989 HFBV
Chuckles 30 187466 Dec 18 1997 HFBV
Good'n Fruity 30 187905 Jan 08 1998 HFBV
Heath 30 186170 Nov 20 1997 HFBV
Jolly Rancher 30 164637 Sep 22 1994 HFBV
Jolly Rancher & Device 30 172892 May 02 1996 HFBV
Payday 30 186709 Nov 20 1997 HFBV
Sixlets 30 186708 Nov 20 1997 HFBV
Whoppers 30 187467 Dec 18 1997 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Poland Milk Duds 30 105888 Nov 30 1995 HFBV
Milk Duds 30 676090 (IR) Jun 12 1997 HFBV
Chuckles 30 676026 (IR) Jun 12 1997 HFBV
Good&Plenty 30 676595 (IR) Jun 27 1997 HFBV
Good'n Fruity 30 676597 (IR) Jun 27 1997 HFBV
Heath 30 676092 (IR) Jun 12 1997 HFBV
Jolly Rancher 30 604681 (IR) Sep 05 1995 HFBV
Payday 30 676104 (IR) Jun 12 1997 HFBV
Sixlets 30 676096 (IR) Jun 12 1997 HFBV
Whoppers 30 676028 (IR) Jun 12 1997 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Portugal Jolly Rancher 30 604681 (IR) Jun 28 1993 HFBV
Payday 30 676104 (IR) Oct 10 1997 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Romania Chuckles 30 676026 (IR) Jun 12 1997 HFBV
Good&Plenty 30 676595 (IR) Jun 27 1997 HFBV
Good'n Fruity 30 676597 (IR) Jun 27 1997 HFBV
Heath 30 676092 (IR) Jun 12 1997 HFBV
Jolly Rancher 30 604681 (IR) Sep 05 1995 HFBV
Milk Duds 30 676090 (IR) Jun 12 1997 HFBV
Payday 30 676104 (IR) Jun 12 1997 HFBV
Sixlets 30 676096 (IR) Jun 12 1997 HFBV
Whoppers 30 676028 (IR) Jun 12 1997 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Russia Milk Duds 151489 Apr 10 1997 Leaf, Inc.
Milk Duds 676090 (IR) Jun 12 1997 HFBV
Milk Duds 30 151488 Apr 10 1997 Leaf, Inc.
(Cyrillic)
Chuckles 30 676026 (IR) Jun 12 1997 HFBV
Good&Plenty 30 676595 (IR) Jun 27 1997 HFBV
Good'n Fruity 30 676597 (IR) Jun 27 1997 HFBV
Heath 30 676092 (IR) Jun 12 1997 HFBV
Jolly Rancher 30 604681 (IR) Jun 12 1997 HFBV
Payday 30 676104 (IR) Jun 12 1997 HFBV
Sixlets 30 676096 (IR) Jun 12 1997 HFBV
Whoppers 30 676028 (IR) Jun 12 1997 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Slovak Rep. Chuckles 30 676026 (IR) Jun 12 1997 HFBV
Good&Plenty 30 676595 (IR) Jun 27 1997 HFBV
Good'n Fruity 30 676597 (IR) Jun 27 1997 HFBV
Heath 30 676092 (IR) Jun 12 1997 HFBV
Jolly Rancher 30 604681 (IR) Sep 05 1995 HFBV
Milk Duds 30 676090 (IR) Jun 12 1997 HFBV
Payday 30 676104 (IR) Jun 12 1997 HFBV
Sixlets 30 676096 (IR) Jun 12 1997 HFBV
Whoppers 30 676028 (IR) Jun 12 1997 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Slovenia Jolly Rancher 30 604681 (IR) Sep 05 1995 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Spain Good'n Fruity 30 811791 Jul 06 1977 HFBV
Jolly Rancher 30 604681 (IR) Jun 28 1993 HFBV
Payday 30 676104 (IR) Oct 10 1997 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Sweden Good&Plenty & Device 151584
Milk Duds 30 215404 Jan 05 1990 HFBV
Jolly Rancher 30 262286 Dec 02 1994 Leaf Group BV
Jolly Rancher & Device 30 312192 Apr 26 1996 Leaf Group BV
Payday 30 Pending HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Switzerland Good &Plenty 30 676595 (IR) Jun 27 1997 HFBV
Good&Plenty & Device 30 404629 Jan 21 1993 HFBV
Chuckles 30 676026 (IR) Jun 12 1997 HFBV
Good'n Fruity 30 676597 (IR) Jun 27 1997 HFBV
Heath 30 676092 (IR) Jun 12 1997 HFBV
Jolly Rancher 30 604681 (IR) Jun 28 1993 HFBV
Milk Duds 30 676090 (IR) Jun 12 1997 HFBV
Payday 30 676104 (IR) Jun 12 1997 HFBV
Sixlets 30 676096 (IR) Jun 12 1997 HFBV
Whoppers 30 676028 (IR) Jun 12 1997 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Tajikistan Jolly Rancher 30 604681 (IR) Sep 05 1995 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Turkey Chuckles 30 Pending HFBV
Good&Plenty 30 Pending HFBV
Good'n Fruity 30 Pending HFBV
Heath 30 Pending HFBV
Milk Duds 30 Pending HFBV
Payday 30 Pending HFBV
Sixlets 30 184150 Apr 30 1997 HFBV
Whoppers 30 Pending HFBV
Zero 30 Pending HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Turkmenistan Jolly Rancher 30 Pending Leaf Group BV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Ukraine Chuckles 30 676026 (IR) Jun 12 1997 HFBV
Good&Plenty 30 676595 (IR) Jun 27 1997 HFBV
Good'n Fruity 30 676597 (IR) Jun 27 1997 HFBV
Heath 30 676092 (IR) Jun 12 1997 HFBV
Jolly Rancher 30 604681 (IR) Sep 05 1995 HFBV
Milk Duds 30 676090 (IR) Jun 12 1997 HFBV
Payday 30 676104 (IR) Jun 12 1997 HFBV
Sixlets 30 676096 (IR) Jun 12 1997 HFBV
Whoppers 30 676028 (IR) Jun 12 1997
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
United Kingdom Milk Duds 30 881111 Jun 23 1965 Leaf, Inc.
Jolly Rancher 30 1508985 Aug 06 1992 Leaf Group BV
Jolly Rancher & Device 30 2022662 Jun 01 1995 HFBV
Jolly Rancher 30 2055901 Apr 22 1997 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Uzbekistan Jolly Rancher 30 604681 (IR) Sep 05 1995 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Yugoslavia Jolly Rancher 30 604681 (IR) Sep 05 1995 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
ASIA
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Cambodia Jolly Rancher 30 6832 Feb 06 1996 Leaf Group BV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
China Whoppers 30 293139 Jul 20 1987 HFBV
Chuckles 30 676026 (IR) Jun 12 1997 HFBV
Good&Plenty 30 676595 (IR) Jun 27 1997 HFBV
Good'n Fruity 30 676597 (IR) Jun 27 1997 HFBV
Heath 30 676092 (IR) Jun 12 1997 HFBV
Jolly Rancher 30 604681 (IR) Jan 23 1996 HFBV
Milk Duds 30 676090 (IR) Jun 12 1997 HFBV
Payday 30 676104 (IR) Jun 12 1997 HFBV
Sixlets 30 676096 (IR) Jun 12 1997 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Hong Kong Chuckles 30 1726/1998 Apr 14 1997 HFBV
Good&Plenty 30 B10737/1998 Apr 14 1997 HFBV
Good'n Fruity 30 B10008/1998 Apr 16 1997 HFBV
Heath 30 1731/1998 Apr 14 1997 HFBV
Jolly Rancher 30 7511/1997 Dec 20 1995 HFBV
Milk Duds 30 7276/1998 Jul 21 1998 HFBV
Payday 30 1729/1998 Apr 14 1997 HFBV
Sixlets 30 1728/1998 Apr 14 1997 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
India Jolly Rancher 30 Pending Leaf Group BV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Indonesia Good&Plenty 30 412702 May 28 1997 HFBV
Heath 30 408121 Dec 12 1997 HFBV
Jolly Rancher 30 382142 Jan 11 1996 Leaf Group BV
Milk Duds 30 408122 Dec 12 1997 HFBV
Payday 30 408123 Dec 12 1997 HFBV
Whoppers 30 412704 May 28 1997 HFBV
Zero 30 408127 Dec 12 1997 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Japan Heath (Japanese) 30 2257870 Aug 30 1990 HFBV
Heath (English) 30 2257869 Aug 30 1990 HFBV
Jolly Rancher 30 4069590 Oct 17 1997 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Laos Jolly Rancher 30 4498 May 28 1996 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Macao Jolly Rancher 30 21 Jun 13 1996 Leaf Group BV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Malaysia Whoppers MA/733/91
Jolly Rancher 30 Pending Leaf Group BV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Mongolia Jolly Rancher 30 604681 (IR) Sep 05 1995 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Nepal Jolly Rancher 30 11409/052 Mar 01 1996 Leaf Group BV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Pakistan Jolly Rancher 30 Pending Leaf Group BV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Philippines Good&Plenty 30 Pending HFBV
Good'n Fruity 30 Pending HFBV
Heath Pending
Jolly Rancher 30 Pending HFBV
Milk Duds 30 Pending HFBV
Payday 30 Pending HFBV
Sixlets 30 Pending HFBV
Whoppers 30 Pending HFBV
Zero 30 Pending HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Sarawak Whoppers 19698
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Singapore Whoppers 80273
Chuckles 30 Pending HFBV
Heath 30 4562/97 Apr 17 1997 HFBV
Jolly Rancher 30 467/96 Jan 15 1996 Leaf Group BV
Payday 30 Pending HFBV
Zero 30 4557/97 Apr 17 1997 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Sri Lanka Jolly Rancher 30 Pending Leaf Group BV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
South Korea Heath 30 159844 Sep 23 1988 HFBV
Jolly Rancher 30 360430 Apr 22 1997 Leaf Group BV
Sixlets 30 421327 Sep 15 1998 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Thailand Chuckles 30 72687 Apr 09 1997 HFBV
Heath 30 72688 Apr 09 1997 HFBV
Jolly Rancher 30 60291 Jun 20 1996 Leaf Group BV
Payday 30 332086 Apr 09 1997 HFBV
Zero 30 Pending HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Taiwan Chuckles 30 789797 Dec 16 1997 HFBV
Heath 30 789792 Dec 16 1997 HFBV
Jolly Rancher 30 742157 Dec 16 1996 Leaf Group BV
Milk Duds 30 796817 Feb 16 1998 HFBV
Payday 30 789793 Dec 16 1997 HFBV
Sixlets 30 789794 Dec 16 1997 HFBV
Zero 30 806534 Jun 16 1998 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Vietnam Chuckles 30 676026 (IR) Jun 12 1997 HFBV
Good&Plenty 30 676595 (IR) Jun 27 1997 HFBV
Good'n Fruity 30 676597 (IR) Jun 27 1997 HFBV
Heath 30 676092 (IR) Jun 12 1997 HFBV
Jolly Rancher 30 604681 (IR) Jan 23 1996 HFBV
Milk Duds 30 676090 (IR) Jun 12 1997 HFBV
Payday 30 676104 (IR) Jun 12 1997 HFBV
Sixlets 30 676096 (IR) Jun 12 1997 HFBV
Whoppers 30 676028 (IR) Jun 12 1997 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
OCEANIA
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
Australia Chuckles 30 246581 Mar 04 1971 HFBV
Heath ? Application Leaf, Inc.
Jolly Rancher 30 209273 Apr 06 1967 HFBV
Milk Duds 30 209274 Apr 06 1967 HFBV
Good'n Fruity 30 735247 May 23 1997 HFBV
Payday 30 731171 Apr 02 1997 HFBV
Sixlets 30 731169 Apr 02 1997 HFBV
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
-------------------- -------------------------------- --------- ---------------- ---------------- -----------------
New Zealand Chuckles 30 010371 Mar 01 1971 HFBV
Jolly Rancher 30 204847 Sep 18 1990 HFBV
Whoppers 30 176082 Nov 20 1987 HFBV
Good&Plenty 30 274933 Aug 15 1997 HFBV
Good'n Fruity 30 275456 Apr 15 1997 HFBV
Milk Duds 30 273522 Mar 06 1997 HFBV
Payday 30 273523 Mar 06 1997 HFBV
Sixlets 30 273524 Mar 06 1997 HFBV
==================== ================================ ========= ================ ================ =================
UNREGISTERED TRADEMARK
----------------------
CHOO CHOO CHARLIE AND DESIGN
COPYRIGHTS
----------
Kk 179,128 Issued 2/11/1964 Renewed 2/21/1992 Renewal #602 185
Title: Milk chocolate covered english toffee miniatures
Author: X.X. Xxxxx & Sons, Inc.
Kk 3471 Issued 1/5/1941 Renewed 3/28/1968 Renewal #432 857
Title: Lable - Heath Toffee-Ettes
Author: Xxxxxx X. Xxxxx
No. 15988 Issued 9/1/1936 Renewed 9/4/1963 Renewal #322 471
Title: Heath English Toffee
Author: X.X. Xxxxx & Sons, Inc.
VA 595 683 Issued 11/5/1993
Title: Good `N Fruity Candy Box Package
Author: Leaf, Inc.
Renewal Due: 11/5/2003
LIMITATIONS/LICENSE AGREEMENTS
------------------------------
[CONFIDENTIAL INFORMATION DELTED]
SCHEDULE B-1
PATENT RIGHTS
-------------
1. United States Patent Number 5,139,797
Granted August 18, 1992
Inventors: Xxxxxx Xxxxxxx, Xxxxx Xxxxxxxxxxxxxx
2. United States Patent Application
Serial Number 081543,422
Applied for October 16, 1995
Inventors: Xxx Xxxxx, Xxxxxx Xxxxxxx, Xxx Xxxxxx, Xxxx Xxxxxx,
Xxxxx Xxxxxxxxxxxxxx
SCHEDULE B-2
UNPATENTED TECHNOLOGY AND KNOW HOW
----------------------------------
[CONFIDENTIAL INFORMATION DELETED]
