EXHIBIT (e)(ii)
IN WITNESS WHEREOF, the parties hereto have caused this Amended Appendix A to
the Distribution Agreement and Amended Appendix A to the Mutual Fund Sales And
Service Agreement between Xxxxxxxxx Global Funds and Forum Fund Services, LLC to
be executed in their names and on their behalf by and through their duly
authorized officers, as of September 24, 2003.
XXXXXXXXX GLOBAL FUNDS
By: /s/ Xxxxx X. Xxxxxx
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Print Name: Xxxxx X. Xxxxxx
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Title: Secretary
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FORUM FUND SERVICES, LLC
By: /s/ Xxxx X. Xxxxxx
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Print Name: Xxxx X. Xxxxxx
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Title: President
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XXXXXXXXX GLOBAL FUNDS
DISTRIBUTION AGREEMENT
APPENDIX A
------------------------------------- ---------------------- ---------------------------- ----------------------------
DISTRIBUTION FEES PAYABLE SHAREHOLDER SERVICE FEES
FUNDS OF THE TRUST CLASSES OF THE TRUST TO FORUM* PAYABLE TO FORUM*
------------------------------------- ---------------------- ---------------------------- ----------------------------
Xxxxxxxxx European Focus Fund A 0.25% None
B 0.75% 0.25%
C 0.75% 0.25%
------------------------------------- ---------------------- ---------------------------- ----------------------------
Xxxxxxxxx Global Technology Fund A 0.25% None
B 0.75% 0.25%
C 0.75% 0.25%
------------------------------------- ---------------------- ---------------------------- ----------------------------
------------------------------------- ---------------------- ---------------------------- ----------------------------
Xxxxxxxxx International A 0.25% None
Opportunities Fund B 0.75% 0.25%
C 0.75% 0.25%
------------------------------------- ---------------------- ---------------------------- ----------------------------
------------------------------------- ---------------------- ---------------------------- ----------------------------
Henderson Income Advantage Fund A 0.25% None
B 0.75% 0.25%
C 0.75% 0.25%
------------------------------------- ---------------------- ---------------------------- ----------------------------
* Fee as a % of the annual average daily net assets of the Fund
FORUM FUND SERVICES, LLC
MUTUAL FUND
SALES AND SERVICE AGREEMENT
COMPENSATION SCHEDULE
(EFFECTIVE SEPTEMBER 30, 2003)
APPENDIX A
---------------------------- -------------------------- ------------------------- --------------------------
FUNDS OF THE TRUST CLASSES OF THE TRUST DISTRIBUTION AND BLUE SKY**
SHAREHOLDER SERVICE
FEES*
TOTAL PAID TO DEALER
---------------------------- -------------------------- ------------------------- --------------------------
Xxxxxxxxx European Focus A 0.25% All States
Fund B 0.25%
C 1.00%
---------------------------- -------------------------- ------------------------- --------------------------
Xxxxxxxxx Global A 0.25% All States
Technology Fund B 0.25%
C 1.00%
---------------------------- -------------------------- ------------------------- --------------------------
Xxxxxxxxx International A 0.25% All States
Opportunities Fund B 0.25%
C 1.00%
---------------------------- -------------------------- ------------------------- --------------------------
Henderson Income Advantage A 0.25% All States
Fund B 0.25%
C 1.00%
---------------------------- -------------------------- ------------------------- --------------------------
o All fees are percentage of average daily net assets
o Free exchange between fund family members of the same class.
o Payment is made only upon receipt by the Distributor of payments from the
applicable fund.
* For Class A and B shares, distribution and shareholder service fees will
begin accruing immediately. For Class C shares, distribution and
shareholder service fees will begin accruing starting in the 13th month. In
all cases, distribution and shareholder service fees will be paid
quarterly.
** Distributor shall notify Dealer of additional blue sky states as updated
from time to time.
A1. A SHARES - FRONT-END SALES LOAD (EUROPEAN FOCUS, GLOBAL TECHNOLOGY,
INTERNATIONAL OPPORTUNITIES)
Amount of Purchase Sales Charge Dealer Retention
------------------ ------------ ----------------
Less than $50,000 5.75% 5.00%
$50,000 but less than $100,000 4.75% 4.50%
$100,000 but less than $250,000 4.00% 3.75%
$250,000 but less than $500,000 3.00% 2.75%
$500,000 but less than $1,000,000 2.20% 1.95%
$1,000,000 or more None* None**
A - Shares - FRONT-END SALES LOAD (INCOME ADVANTAGE)
Amount of Purchase Sales Charge Dealer Retention
------------------ ------------ ----------------
Less than $50,000 4.75% 4.25%
$50,000 but less than $100,000 4.50% 4.00%
$100,000 but less than $250,000 3.50% 3.00%
$250,000 but less than $500,000 2.50% 2.25%
$500,000 but less than $1,000,000 2.00% 1.75%
$1,000,000 or more None* None**
2. * No initial sales charge applies on investments of $1 million or more.
However, a CDSC of 1% is imposed on certain redemptions of such
investments within one year of purchase.
** The distributor pays a sales commission of up to 1.00% of the
offering price of Class A shares to brokers that initiate and are
responsible for purchases of $1 million or more.
3. Rights of Accumulation (ROA) and Letter of Intent (LOI) are available.
4. Dealer will receive no discount, commission or other concession with
respect to sales of Class A shares at net asset value as described in
the applicable prospectus, but will be entitled to receive any
shareholder service fees and/or distribution fees.
B1. B SHARES - CONTINGENT DEFERRED SALES CHARGES
Redemption within the first six years are subject to a Contingent Deferred Sales
Charge according to the following schedule with shares converted to Class "A"
Shares eight years after purchase.
Year of Redemption 1 2 3 4 5 6 7
- - - - - - -
CDSC 5% 4% 4% 3% 2% 1% 0%
C1. C SHARES - FRONT-END SALES CHARGE OF 1.00%
Redemption within eighteen months of purchase is subject to a Contingent
Deferred Sales Charge according to the following schedule:
Redeemed within: 18 months
CDSC 1%
XXXXXXXXX GLOBAL FUNDS
CONTACTS
MARKETING -- 1.866.4Henderson (0.000.000.0000)
Attention: Xxxxxx Xxxxxx
BROKER/DEALER SERVICES -- 1.866.4Henderson
Attention: Xxxxxxx Xxxxxxxxx
TRANSFER AGENT -- 1.866.3Henderson (0.000.000.0000)
Boston Financial Data Services
c/o Henderson Global Funds
00 Xxxxxx Xxxxx, Xxxxx 0000
Xxxxxxxxx, XX 00000
DISTRIBUTOR -- 0-000-000-0000
Forum Fund Services, LLC
Two Portland Square
Portland, ME 04101
Attention: Xxxxxxx X. Xxxxx
