FIFTH AMENDMENT TO THE DISTRIBUTION AGREEMENT
FIFTH AMENDMENT TO THE DISTRIBUTION AGREEMENT
THIS FIFTH AMENDMENT dated as of February 2, 2015, to the Distribution Agreement dated as of April 1, 2006, as amended December 1, 2008, March 14, 2012, December 1, 2012 and May 16, 2014 (the “Agreement”), is entered into by and among RAINIER INVESTMENT MANAGEMENT MUTUAL FUNDS, a Delaware statutory trust (the “Trust”), QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”) and RAINIER INVESTMENT MANAGEMENT, LLC (the “Advisor”).
RECITALS
WHEREAS, the parties have entered into the Agreement; and
WHEREAS, the parties desire to amend the Agreement to amend the list of Funds; and
WHEREAS, Section 11 of the Agreement allows for an amendment by a written instrument executed by both parties.
NOW, THEREFORE, the parties agree as follows:
Amended Exhibit A of the Agreement is hereby superseded and replaced with Amended Exhibit A attached hereto.
Except to the extent amended hereby, the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this Fifth Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.
RAINIER INVESTMENT MANAGEMENT MUTUAL FUNDS | QUASAR DISTRIBUTORS, LLC | |||||||
By: | /s/ Xxxxxxx X. Xxxxxxx |
By: | /s/ Xxxxx X. Xxxxxxxxx | |||||
Name: | Xxxxxxx X. Xxxxxxx | Name: | Xxxxx X. Xxxxxxxxx | |||||
Title: | CEO/President | Title: | President | |||||
RAINIER INVESTMENT MANAGEMENT, LLC | ||||||||
By: | /s/ Xxxxxxx X. Xxxxxxx |
|||||||
Name: | Xxxxxxx X. Xxxxxxx | |||||||
Title: | COO |
1
Amended Exhibit A
to the
Distribution Agreement
Separate Series of Rainier Investment Management Mutual Funds
Name of Series |
Date Added | |||
Rainier Balanced Fund |
05-10-1994 | |||
Rainier Balanced Fund I |
05-02-2002 | |||
Rainier Large Cap Equity Fund |
05-10-1994 | |||
Rainier Large Cap Equity Fund I |
05-02-2002 | |||
Rainier Intermediate Fixed Income Fund |
05-02-2002 | |||
Rainier Intermediate Fixed Income Fund I |
02-02-2015 | |||
Rainier Small/Mid Cap Equity Fund |
05-10-1994 | |||
Rainier Small/Mid Cap Equity Fund I |
05-02-2002 | |||
Rainier Mid Cap Equity Fund |
12-07-2005 | |||
Rainier Mid Cap Equity Fund I |
12-07-2005 | |||
Rainier High Yield Fund I |
03-31-2009 | |||
Rainier High Yield Fund |
07-31-2012 | |||
Rainier International Discovery Fund |
03-28-2012 | |||
Rainier International Discovery Fund, A |
11-30-2012 |
2