AMENDMENT NO. 1 PARTICIPATION AGREEMENT
Exhibit (h)(i)(a)
AMENDMENT NO. 1
The Participation Agreement (the “Agreement”), dated February 2, 1998, by and among AIM Variable Insurance Funds, a Maryland corporation, A I M Distributors, Inc., a Delaware corporation, The Guardian Insurance & Annuity Company, Inc., a Delaware life insurance company and Guardian Investor Services Corporation, a New York corporation, is hereby amended as follows:
Schedule A of the Agreement is hereby deleted in its entirety and replaced with the following:
SCHEDULE A
FUNDS AVAILABLE UNDER THE POLICIES |
SEPARATE ACCOUNTS UTILIZING THE |
CONTRACTS FUNDED BY THE SEPARATE ACCOUNTS | ||
AIM V.I. Capital Appreciation Fund |
Separate Account K | • Park Avenue Life | ||
AIM V.I. Value Fund |
||||
Separate Account M | • Park Avenue VUL | |||
AIM V.I. Capital Appreciation Fund |
Separate Account E | • The Guardian Investor Retirement Asset Manager Variable Annuity Contract | ||
AIM V.I. Global Utilities Fund |
||||
AIM V.I. Value Fund |
All other terms and provisions of the Agreement not amended herein shall remain in full force and effect.
Effective Date: July 1, 1999
AIM VARIABLE INSURANCE FUNDS, INC. | ||||||||
Attest: | /s/ Xxxxx X. Xxxxxx | By: | /s/ Xxxxxx X. Xxxxxx | |||||
Name: | Xxxxx X. Xxxxxx | Name: | Xxxxxx X. Xxxxxx | |||||
Title: | Assistant Secretary | Title: | President |
A I M DISTRIBUTORS, INC. | ||||||||
Attest: | /s/ Xxxxx X. Xxxxxx | By: | /s/ Xxxxxxx X. Xxxx | |||||
Name: | Xxxxx X. Xxxxxx | Name: | Xxxxxxx X. Xxxx | |||||
Title: | Assistant Secretary | Title: | President |
(SEAL)
1 of 2
THE GUARDIAN INSURANCE & ANNUITY | ||||||||
Attest: | /s/ Xxxxx X. Xxxxx | By: | /s/ Xxxx X. Xxxxx | |||||
Name: | Xxxxx X. Xxxxx | Name: | Xxxx X. Xxxxx | |||||
Title: | Counsel | Title: | Executive Vice President |
(SEAL)
GUARDIAN INVESTOR SERVICES | ||||||||
Attest: | /s/ Xxxxx X. Xxxxx | By: | /s/ Xxxx X. Xxxxx | |||||
Name: | Xxxxx X. Xxxxx | Name: | Xxxx X. Xxxxx | |||||
Title: | Counsel | Title: | Executive Vice President |
(SEAL)
2 of 2
AMENDMENT NO. 2
The Participation Agreement (the “Agreement”), dated February 2, 1998, by and among AIM Variable Insurance Funds, a Maryland corporation, A I M Distributors, Inc., a Delaware corporation, The Guardian Insurance & Annuity Company, Inc., a Delaware life insurance company and Guardian Investor Services Corporation, a New York corporation, is hereby amended as follows:
Schedule A of the Agreement is hereby deleted in its entirety and replaced with the following:
SCHEDULE A
FUNDS AVAILABLE UNDER THE POLICIES |
SEPARATE ACCOUNTS UTILIZING THE FUNDS |
CONTRACTS FUNDED BY THE SEPARATE ACCOUNTS | ||
AIM V.I. Capital Appreciation Fund |
Separate Account K | • Park Avenue Life | ||
AIM V.I. Global Utilities Fund |
||||
AIM V.I. Government Securities Fund |
||||
AIM V.I. Value Fund |
Separate Account M | • Park Avenue VUL | ||
Separate Account E | • The Guardian Investor Retirement Asset Manager Variable Annuity Contract | |||
Separate Account N | • Park Avenue VUL - Millennium Series | |||
• Park Avenue SVUL - Millennium Series | ||||
Separate Account D | • Value Guard II - Individual and Group Variable Annuity Contract | |||
Separate Account A | • Guardian Investor Individual Variable Annuity Contract |
All other terms and provisions of the Agreement not amended herein shall remain in full force and effect.
Effective Date: May 1, 2000
AIM VARIABLE INSURANCE FUNDS, INC. | ||||||||
Attest: | /s/ Xxxxx X. Xxxxxx | By: | /s/ Xxxxxx X. Xxxxxx | |||||
Name: | Xxxxx X. Xxxxxx | Name: | Xxxxxx X. Xxxxxx | |||||
Title: | Assistant Secretary | Title: | President |
(SEAL)
1 of 2
A I M DISTRIBUTORS, INC. | ||||||||
Attest: | /s/ Xxxxx X. Xxxxxx | By: | /s/ Xxxxxxx X. Xxxx | |||||
Name: | Xxxxx X. Xxxxxx | Name: | Xxxxxxx X. Xxxx | |||||
Title: | Assistant Secretary | Title: | President |
(SEAL)
THE GUARDIAN INSURANCE & ANNUITY | ||||||||
Attest: | /s/ Xxxxxxx X. Xxxxxx, Xx. | By: | /s/ Xxxxx X. Xxxx | |||||
Name: | Xxxxxxx X. Xxxxxx, Xx. | Name: | Xxxxx X. Xxxx | |||||
Title: | Vice President and Counsel | Title: | Executive Vice President, Equity Products |
(SEAL)
GUARDIAN INVESTOR SERVICES | ||||||||
Attest: | /s/ Xxxxxxx X. Xxxxxx, Xx. | By: | /s/ Xxxxx X. Xxxx | |||||
Name: | Xxxxxxx X. Xxxxxx, Xx. | Name: | Xxxxx X. Xxxx | |||||
Title: | Vice President & Counsel | Title: | President |
(SEAL)
2 of 2
AMENDMENT NO. 3
The Participation Agreement (the “Agreement”), dated February 2, 1998, by and among AIM Variable Insurance Funds, a Delaware trust, A I M Distributors, Inc., a Delaware corporation, The Guardian Insurance & Annuity Company, Inc., a Delaware life insurance company and Guardian Investor Services Corporation, a New York corporation, is hereby amended as follows:
Schedule A of the Agreement is hereby deleted in its entirety and replaced with the following:
SCHEDULE A
FUNDS AVAILABLE UNDER THE POLICIES |
SEPARATE ACCOUNTS UTILIZING THE FUNDS |
CONTRACTS FUNDED BY THE SEPARATE ACCOUNTS | ||
AIM V.I. Aggressive Growth Fund |
Separate Account K | • Park Avenue Life | ||
AIM V.I. Capital Appreciation Fund |
||||
AIM V.I. Global Utilities Fund |
||||
AIM V.I. Government Securities Fund |
Separate Account M | • Park Avenue VUL | ||
AIM V.I. Growth Fund |
||||
AIM V.I. Value Fund |
||||
Separate Account E | • The Guardian Investor Retirement Asset Manager Variable Annuity Contract | |||
Separate Account N | • Park Avenue VUL - Millennium Series | |||
• Park Avenue SVUL - Millennium Series | ||||
Separate Account D | • Value Guard II - Individual and Group Variable Annuity Contract | |||
Separate Account A | • Guardian Investor Individual Variable Annuity Contract | |||
Separate Account F | • Guardian Variable Annuity Contract |
All other terms and provisions of the Agreement not amended herein shall remain in full force and effect.
Effective Date: August 1, 2000
AIM VARIABLE INSURANCE FUNDS | ||||||||
Attest: | /s/ Xxxxx X. Xxxxxx | By: | /s/ Xxxxxx X. Xxxxxx | |||||
Name: | Xxxxx X. Xxxxxx | Name: | Xxxxxx X. Xxxxxx | |||||
Title: | Assistant Secretary | Title: | President |
(SEAL)
1 of 2
A I M DISTRIBUTORS, INC. | ||||||||
Attest: | /s/ Xxxxx X. Xxxxxx | By: | /s/ Xxxxxxx X. Xxxx | |||||
Name: | Xxxxx X. Xxxxxx | Name: | Xxxxxxx X. Xxxx | |||||
Title: | Assistant Secretary | Title: | President |
(SEAL)
THE GUARDIAN INSURANCE & ANNUITY | ||||||||
Attest: | /s/ Xxxxxxx X. Xxxxxx, Xx. | By: | /s/ Xxxxx X. Xxxx | |||||
Name: | Xxxxxxx X. Xxxxxx, Xx. | Name: | Xxxxx X. Xxxx | |||||
Title: | Vice President and Counsel | Title: | Executive Vice President, Equity Products |
(SEAL)
GUARDIAN INVESTOR SERVICES | ||||||||
Attest: | /s/ Xxxxxxx X. Xxxxxx, Xx. | By: | /s/ Xxxxx X. Xxxx | |||||
Name: | Xxxxxxx X. Xxxxxx, Xx. | Name: | Xxxxx X. Xxxx | |||||
Title: | Vice President and Counsel | Title: | President |
(SEAL)
2 of 2
AMENDMENT NO. 4
The Participation Agreement (the “Agreement”), dated February 2, 1998, by and among AIM Variable Insurance Funds, a Delaware trust, A I M Distributors, Inc., a Delaware corporation, The Guardian Insurance & Annuity Company, Inc., a Delaware life insurance company and Guardian Investor Services Corporation, a New York corporation, is hereby amended as follows:
Schedule A of the Agreement is hereby deleted in its entirety and replaced with the following:
SCHEDULE A
FUNDS AVAILABLE UNDER THE POLICIE S |
SEPARATE ACCOUNTS UTILIZING THE |
CONTRACTS FUNDED BY THE SEPARATE ACCOUNTS | ||
AIM V.I. Aggressive Growth Fund |
Separate Account K | • Park Avenue Life | ||
AIM V.I. Capital Appreciation Fund |
• Park Avenue Life - Millennium Series | |||
AIM V.I. Global Utilities Fund |
||||
AIM V.I. Government Securities Fund |
||||
AIM V.I. Growth Fund |
||||
AIM V.I. Value Fund |
Separate Account M | • Park Avenue VUL | ||
Separate Account E | • The Guardian Investor Retirement Asset Manager Variable Annuity Contract | |||
Separate Account N | • Park Avenue VUL - Millennium Series | |||
• Park Avenue SVUL - Millennium Series | ||||
Separate Account D | • Value Guard II - Individual and Group Variable Annuity Contract | |||
Separate Account A | • Guardian Investor Individual Variable Annuity Contract | |||
Separate Account F | • Guardian Variable Annuity Contract |
All other terms and provisions of the Agreement not amended herein shall remain in full force and effect.
Effective Date: December 1, 2000
AIM VARIABLE INSURANCE FUNDS | ||||||||
Attest: | /s/ Xxxxx X. Xxxxxx | By: | /s/ Xxxxx X. Xxxxxxx | |||||
Name: | Xxxxx X. Xxxxxx | Name: | Xxxxx X. Xxxxxxx | |||||
Title: | Assistant Secretary | Title: | Senior Vice President | |||||
(SEAL) |
Page 1 of 2
A I M DISTRIBUTORS, INC. | ||||||||
Attest: | /s/ Xxxxx X. Xxxxxx | By: | /s/ Xxxxxxx X. Xxxx | |||||
Name: | Xxxxx X. Xxxxxx | Name: | Xxxxxxx X. Xxxx | |||||
Title: | Assistant Secretary | Title: | President | |||||
(SEAL) | ||||||||
THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC. | ||||||||
Attest: | /s/ Xxxxxxx X. Xxxxxx, Xx. | By: | /s/ Xxxxx X. Xxxx | |||||
Name: | Xxxxxxx X. Xxxxxx, Xx. | Name: | Xxxxx X. Xxxx | |||||
Title: | VP & Counsel | Title: | Executive Vice President Equity Products | |||||
(SEAL) | ||||||||
GUARDIAN INVESTOR SERVICES CORPORATION | ||||||||
Attest: | /s/ Xxxxxxx X. Xxxxxx, Xx. | By: | /s/ Xxxxx X. Xxxx | |||||
Name: | Xxxxxxx X. Xxxxxx, Xx. | Name: | Xxxxx X. Xxxx | |||||
Title: | VP & Counsel | Title: | President | |||||
(SEAL) |
Page 2 of 2
AMENDMENT TO
The Participation Agreement (the “Agreement”), dated February 2, 1998, by and among AIM Variable Insurance Funds, A I M Distributors, Inc., The Guardian Insurance and Annuity Company, Inc. and Guardian Investor Services Corporation, (collectively, the “Parties”) is hereby amended as follows. All capitalized terms not otherwise defined in this Amendment, shall have the same meaning as described in the Agreement.
WHEREAS, the Parties desire to amend Schedule A of the Agreement to address a logo change;
NOW THEREFORE, in consideration of their mutual promises, the Parties agree as follows:
Schedule B of the Agreement is hereby deleted in its entirety and replaced with the attached Schedule B.
All other terms and provisions of the Agreement not amended herein shall remain in full force and effect.
Effective Date: January 1, 2003.
AIM VARIABLE INSURANCE FUNDS | ||||||||
Attest: | /s/ Xxxxx X. Xxxxxx | By: | /s/ Xxxxx X. Xxxxxxx | |||||
Name: | Xxxxx X. Xxxxxx | Name: | Xxxxx X. Xxxxxxx | |||||
Title: | Assistant Secretary | Title: | Senior Vice President | |||||
(SEAL) | ||||||||
A I M DISTRIBUTORS, INC. | ||||||||
Attest: | /s/ Xxxxx X. Xxxxxx | By: | /s/ Xxxxxxx X. Xxxx | |||||
Name: | Xxxxx X. Xxxxxx | Name: | Xxxxxxx X. Xxxx | |||||
Title: | Assistant Secretary | Title: | President | |||||
(SEAL) | ||||||||
THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC. | ||||||||
Attest: | /s/ Xxxxx X. Xxxxx | By: | /s/ Xxxxx X. Xxxx | |||||
Name: | Xxxxx X. Xxxxx | Name: | Xxxxx X. Xxxx | |||||
Title: | Counsel | Title: | Executive Vice President, Equity Products | |||||
(SEAL) |
Page 1 of 3
GUARDIAN INVESTOR SERVICES LLC | ||||||||
Attest: | /s/ Xxxxx X. Xxxxx | By: | /s/ Xxxxx X. Xxxx | |||||
Name: | Xxxxx X. Xxxxx | Name: | Xxxxx X. Xxxx | |||||
Title: | Counsel | Title: | President | |||||
(SEAL) |
Page 2 of 3
SCHEDULE A
AIM LOGO GRAPHIC STANDARDS
Logo Colors | ||
[LOGO](SM) | One Color - both the box and the word Investments print black with a white Chevron and White AIM inside the box. | |
Two Colors - in printed versions of the logo, preferred usage is always two color reproduction. The box prints in PMS 356 Green with Chevron and AIM white and with the word Investments printing Black. | ||
[LOGO](SM) | Four Color Process - the box prints Cyan 100%, Magenta 0%, Yellow 100%, Black 20% to simulate PMS 356 Green. The word Investment prints solid black |
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