MEMORANDUM OF AGREEMENT (Expense Limitations)
MEMORANDUM OF AGREEMENT
(Expense Limitations)
(Expense Limitations)
This Memorandum of Agreement is entered into as of the Effective Date on the attached exhibits
(the “Exhibits”), between AIM Counselor Series Trust, AIM Equity Funds, AIM Funds Group, AIM Growth
Series, AIM International Mutual Funds, AIM Investment Funds, AIM Investment Securities Funds, AIM
Sector Funds, AIM Tax-Exempt Funds, AIM Variable Insurance Funds and Short-Term Investments Trust
(each a “Trust” or, collectively, the “Trusts”), on behalf of the funds listed on the Exhibits to
this Memorandum of Agreement (the “Funds”), and Invesco Aim Advisors, Inc. (“Invesco Aim”).
Invesco Aim shall and hereby agrees to waive fees or reimburse expenses of each Fund, on behalf of
its respective classes as applicable, severally and not jointly, as indicated in the attached
Exhibits.
For and in consideration of the mutual terms and agreements set forth herein and other good
and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the Trusts
and Invesco Aim agree as follows:
For the Contractual Limits (listed in Exhibits A — C), the Trusts and Invesco Aim agree until
at least the expiration date set forth on the attached Exhibits A — C (the “Expiration Date”) that
Invesco Aim will waive its fees or reimburse expenses to the extent that expenses of a class of a
Fund (excluding (i) interest; (ii) taxes; (iii) dividend expense on short sales; (iv) extraordinary
or non-routine items; (v) expenses related to a merger or reorganization, as approved by the Funds’
Boards of Trustees; (vi) expenses of the underlying funds that are paid indirectly as a result of
share ownership of the underlying funds; and (vii) expenses that each Fund has incurred but did not
actually pay because of an expense offset arrangement, if applicable) exceed the rate, on an
annualized basis, set forth on the Exhibits of the average daily net assets allocable to such
class. Acquired fund fees and expenses are not fees or expenses incurred by a fund directly but
are expenses of the investment companies in which a fund invests. These fees and expenses are
incurred indirectly through the valuation of a fund’s investment in these investment companies.
Acquired fund fees and expenses are required to be disclosed and included in the total annual fund
operating expenses in the prospectus fee table. As a result, the net total annual fund operating
expenses shown in the prospectus fee table may exceed the expense limits reflected in Exhibits A-C.
With regard to the Contractual Limits, the Board of Trustees of the Trust and Invesco Aim may
terminate or modify this Memorandum of Agreement prior to the Expiration Date only by mutual
written consent. Invesco Aim will not have any right to reimbursement of any amount so waived or
reimbursed.
For the Contractual Limits, each of the Trusts and Invesco Aim agree to review the
then-current expense limitations for each class of each Fund listed on the Exhibits on a date prior
to the Expiration Date to determine whether such limitations should be amended, continued or
terminated. The expense limitations will expire upon the Expiration Date unless the Trusts and
Invesco Aim have agreed to continue them. The Exhibits will be amended to reflect any such
agreement.
For the Voluntary Limits (listed in Exhibits A — C), the Trusts and Invesco Aim agree that
these are not contractual in nature and that Invesco Aim may establish, amend and/or terminate such
expense limitations at any time in its sole discretion after consultation with the Funds’ Boards of
Trustees. Any delay or failure by Invesco Aim to update this Memorandum of Agreement with regards
to the terminations, extensions, or expirations of the Voluntary Limits shall have no effect on the
term of such Voluntary Limitations; the Voluntary Limitations are listed herein for informational
purposes only.
It is expressly agreed that the obligations of each Trust hereunder shall not be binding upon
any of the Trustees, shareholders, nominees, officers, agents or employees of the Trusts
personally, but shall only bind the assets and property of each Fund, as provided in each Trust’s
Agreement and Declaration of Trust. The execution and delivery of this Memorandum of Agreement
have been authorized by the Trustees of the Trusts, and this Memorandum of Agreement has been
executed and delivered by an authorized officer of the Trusts acting as such; neither such
authorization by such Trustees nor such execution and delivery by such officer shall be deemed to
have been made by any of them individually or to impose any liability on any of them personally,
but shall bind only the assets and property of the Funds, as provided in each Trust’s Agreement and
Declaration of Trust.
IN WITNESS WHEREOF, each of the Trusts and Invesco Aim have entered into this Memorandum of
Agreement as of the Effective Dates on the attached Exhibits.
| AIM COUNSELOR SERIES TRUST AIM EQUITY FUNDS AIM FUNDS GROUP AIM GROWTH SERIES AIM INTERNATIONAL MUTUAL FUNDS AIM INVESTMENT FUNDS AIM INVESTMENT SECURITIES FUNDS AIM SECTOR FUNDS AIM TAX-EXEMPT FUNDS AIM VARIABLE INSURANCE FUNDS SHORT-TERM INVESTMENTS TRUST on behalf of the Funds listed in the Exhibits to this Memorandum of Agreement |
||||
| By: | /s/ Xxxx X. Xxxx | |||
| Title: | Senior Vice President | |||
| Invesco Aim Advisors, Inc. |
||||
| By: | /s/ Xxxx X. Xxxx | |||
| Title: | Senior Vice President | |||
2
as of December 3, 2009
EXHIBIT “A” — RETAIL FUNDS1
FUNDS WITH FISCAL YEAR END OF FEBRUARY 28
AIM Investment Securities Funds
| Contractual/ | Expense | Effective Date of | Expiration | |||||
| Fund | Voluntary | Limitation | Current Limit | Date | ||||
AIM Core Bond Fund |
Contractual | 0.80% | March 4, 2009 | June 30, 2011 | ||||
Class A Shares |
Contractual | 1.55% | March 4, 2009 | June 30, 2011 | ||||
Class B Shares |
Contractual | 1.55% | March 4, 2009 | June 30, 2011 | ||||
Class C Shares |
Contractual | 1.05% | March 4, 2009 | June 30, 2011 | ||||
Class R Shares |
Contractual | 0.55% | March 4, 2009 | June 30, 2011 | ||||
Class Y Shares |
Contractual | 0.55% | March 4, 2009 | June 30, 2011 | ||||
Institutional Class Shares |
||||||||
AIM Dynamics Fund |
Contractual | 2.00% | July 1, 2009 | June 30, 2011 | ||||
Class A Shares |
Contractual | 2.75% | July 1, 2009 | June 30, 2011 | ||||
Class B Shares |
Contractual | 2.75% | July 1, 2009 | June 30, 2011 | ||||
Class C Shares |
Contractual | 2.25% | July 1, 2009 | June 30, 2011 | ||||
Class R Shares |
Contractual | 1.75% | July 1, 2009 | June 30, 2011 | ||||
Class Y Shares |
Contractual | 2.00% | July 1, 2009 | June 30, 2011 | ||||
Investor Class Shares |
Contractual | 1.75% | July 1, 2009 | June 30, 2011 | ||||
Institutional Class Shares |
||||||||
AIM Global Real Estate Fund |
Contractual | 2.00% | July 1, 2009 | June 30, 2011 | ||||
Class A Shares |
Contractual | 2.75% | July 1, 2009 | June 30, 2011 | ||||
Class B Shares |
Contractual | 2.75% | July 1, 2009 | June 30, 2011 | ||||
Class C Shares |
Contractual | 2.25% | July 1, 2009 | June 30, 2011 | ||||
Class R Shares |
Contractual | 1.75% | July 1, 2009 | June 30, 2011 | ||||
Class Y Shares |
Contractual | 1.75% | July 1, 2009 | June 30, 2011 | ||||
Institutional Class Shares |
||||||||
AIM High Yield Fund |
Contractual | 0.99% | March 4, 2009 | June 30, 2011 | ||||
Class A Shares |
Contractual | 1.74% | March 4, 2009 | June 30, 2011 | ||||
Class B Shares |
Contractual | 1.74% | March 4, 2009 | June 30, 2011 | ||||
Class C Shares |
Contractual | 0.74% | March 4, 2009 | June 30, 2011 | ||||
Class Y Shares |
Contractual | 0.99% | March 4, 2009 | June 30, 2011 | ||||
Investor Class Shares |
Contractual | 0.74% | March 4, 2009 | June 30, 2011 | ||||
Institutional Class Shares |
||||||||
AIM Municipal Bond Fund |
Contractual | 0.57% | March 4, 2009 | June 30, 2011 | ||||
Class A Shares |
Contractual | 1.32% | March 4, 2009 | June 30, 2011 | ||||
Class B Shares |
Contractual | 1.32% | March 4, 2009 | June 30, 2011 | ||||
Class C Shares |
Contractual | 0.32% | March 4, 2009 | June 30, 2011 | ||||
Class Y Shares |
Contractual | 0.57% | March 4, 2009 | June 30, 2011 | ||||
Investor Class Shares |
||||||||
AIM Real Estate Fund |
Contractual | 2.00% | July 1, 2009 | June 30, 2011 | ||||
Class A Shares |
Contractual | 2.75% | July 1, 2009 | June 30, 2011 | ||||
Class B Shares |
Contractual | 2.75% | July 1, 2009 | June 30, 2011 | ||||
Class C Shares |
Contractual | 2.25% | July 1, 2009 | June 30, 2011 | ||||
Class R Shares |
Contractual | 1.75% | July 1, 2009 | June 30, 2011 | ||||
Class Y Shares |
Contractual | 2.00% | July 1, 2009 | June 30, 2011 | ||||
Investor Class Shares |
Contractual | 1.75% | July 1, 2009 | June 30, 2011 | ||||
Institutional Class Shares |
||||||||
AIM Short Term Bond Fund |
Contractual | 0.66% | March 4, 2009 | June 30, 2011 | ||||
Class A Shares |
Contractual | 0.91%3 | March 4, 2009 | June 30, 2011 | ||||
Class C Shares |
Contractual | 0.91% | March 4, 2009 | June 30, 2011 | ||||
Class R Shares |
Contractual | 0.41% | March 4, 2009 | June 30, 2011 | ||||
Class Y Shares |
Contractual | 0.41% | March 4, 2009 | June 30, 2011 | ||||
Institutional Class Shares |
See page 12 for footnotes to Exhibit A.
3
as of December 3, 2009
AIM Tax-Exempt Funds
| Contractual/ | Expense | Effective Date of | Expiration | |||||
| Fund | Voluntary | Limitation | Current Limit | Date | ||||
AIM High Income Municipal Fund |
||||||||
Class A Shares |
Voluntary | 0.80% | March 4, 2009 | N/A2 | ||||
Class B Shares |
Voluntary | 1.55% | March 4, 2009 | N/A2 | ||||
Class C Shares |
Voluntary | 1.55% | March 4, 2009 | N/A2 | ||||
Class Y Shares |
Voluntary | 0.55% | March 4, 2009 | N/A2 | ||||
Institutional Class Shares |
Voluntary | 0.55% | March 4, 2009 | N/A2 |
FUNDS WITH FISCAL YEAR END OF APRIL 30
AIM Sector Funds
| Contractual/ | Expense | Effective Date of | Expiration | |||||
| Fund | Voluntary | Limitation | Current Limit | Date | ||||
AIM Energy Fund |
Contractual | 2.00% | July 1, 2009 | June 30, 2010 | ||||
Class A Shares |
Contractual | 2.75% | July 1, 2009 | June 30, 2010 | ||||
Class B Shares |
Contractual | 2.75% | July 1, 2009 | June 30, 2010 | ||||
Class C Shares |
Contractual | 1.75% | July 1, 2009 | June 30, 2010 | ||||
Class Y Shares |
Contractual | 2.00% | July 1, 2009 | June 30, 2010 | ||||
Investor Class Shares |
Contractual | 1.75% | July 1, 2009 | June 30, 2010 | ||||
Institutional Class Shares |
||||||||
AIM Financial Services Fund |
||||||||
Class A Shares |
Contractual | 2.00% | July 1, 2009 | June 30, 2010 | ||||
Class B Shares |
Contractual | 2.75% | July 1, 2009 | June 30, 2010 | ||||
Class C Shares |
Contractual | 2.75% | July 1, 2009 | June 30, 2010 | ||||
Class Y Shares |
Contractual | 1.75% | July 1, 2009 | June 30, 2010 | ||||
Investor Class Shares |
Contractual | 2.00% | July 1, 2009 | June 30, 2010 | ||||
AIM Gold & Precious Metals Fund |
||||||||
Class A Shares |
Contractual | 2.00% | July 1, 2009 | June 30, 2010 | ||||
Class B Shares |
Contractual | 2.75% | July 1, 2009 | June 30, 2010 | ||||
Class C Shares |
Contractual | 2.75% | July 1, 2009 | June 30, 2010 | ||||
Class Y Shares |
Contractual | 1.75% | July 1, 2009 | June 30, 2010 | ||||
Investor Class Shares |
Contractual | 2.00% | July 1, 2009 | June 30, 2010 | ||||
AIM Leisure Fund |
Contractual | 2.00% | July 1, 2009 | June 30, 2010 | ||||
Class A Shares |
Contractual | 2.75% | July 1, 2009 | June 30, 2010 | ||||
Class B Shares |
Contractual | 2.75% | July 1, 2009 | June 30, 2010 | ||||
Class C Shares |
Contractual | 2.25% | July 1, 2009 | June 30, 2010 | ||||
Class R Shares |
Contractual | 1.75% | July 1, 2009 | June 30, 2010 | ||||
Class Y Shares |
Contractual | 2.00% | July 1, 2009 | June 30, 2010 | ||||
Investor Class Shares |
||||||||
AIM Technology Fund |
Contractual | 2.00% | July 1, 2009 | June 30, 2010 | ||||
Class A Shares |
Contractual | 2.75% | July 1, 2009 | June 30, 2010 | ||||
Class B Shares |
Contractual | 2.75% | July 1, 2009 | June 30, 2010 | ||||
Class C Shares |
Contractual | 1.75% | July 1, 2009 | June 30, 2010 | ||||
Class Y Shares |
Contractual | 2.00% | July 1, 2009 | June 30, 2010 | ||||
Investor Class Shares |
Contractual | 1.75% | July 1, 2009 | June 30, 2010 | ||||
Institutional Class Shares |
||||||||
AIM Utilities Fund |
||||||||
Class A Shares |
Contractual | 2.00% | July 1, 2009 | June 30, 2010 | ||||
Class B Shares |
Contractual | 2.75% | July 1, 2009 | June 30, 2010 | ||||
Class C Shares |
Contractual | 2.75% | July 1, 2009 | June 30, 2010 | ||||
Class Y Shares |
Contractual | 1.75% | July 1, 2009 | June 30, 2010 | ||||
Investor Class Shares |
Contractual | 2.00% | July 1, 2009 | June 30, 2010 | ||||
Institutional Class Shares |
Contractual | 1.75% | July 1, 2009 | June 30, 2010 |
See page 12 for footnotes to Exhibit A.
4
as of December 3, 2009
FUNDS WITH FISCAL YEAR END OF AUGUST 31
AIM Counselor Series Trust
| Contractual/ | Expense | Effective Date of | Expiration | |||||||||||||
| Fund | Voluntary | Limitation | Current Limit | Date | ||||||||||||
AIM Core Plus Bond Fund |
||||||||||||||||
Class A Shares |
Contractual | 0.90% | June 2, 2009 | June 30, 2010 | ||||||||||||
Class B Shares |
Contractual | 1.65% | June 2, 2009 | June 30, 2010 | ||||||||||||
Class C Shares |
Contractual | 1.65% | June 2, 2009 | June 30, 2010 | ||||||||||||
Class R Shares |
Contractual | 1.15% | June 2, 2009 | June 30, 2010 | ||||||||||||
Class Y Shares |
Contractual | 0.65% | June 2, 2009 | June 30, 2010 | ||||||||||||
Institutional Class Shares |
Contractual | 0.65% | June 2, 2009 | June 30, 2010 | ||||||||||||
AIM Floating Rate Fund |
||||||||||||||||
Class A Shares |
Contractual | 1.50% | April 14, 2006 | June 30, 2010 | ||||||||||||
Class C Shares |
Contractual | 2.00% | April 14, 2006 | June 30, 2010 | ||||||||||||
Class R Shares |
Contractual | 1.75% | April 14, 2006 | June 30, 2010 | ||||||||||||
Class Y Shares |
Contractual | 1.25% | October 3, 2008 | June 30, 2010 | ||||||||||||
Institutional Class Shares |
Contractual | 1.25% | April 14, 2006 | June 30, 2010 | ||||||||||||
AIM Multi-Sector Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.00% | July 1, 2009 | June 30, 2010 | ||||||||||||
Class B Shares |
Contractual | 2.75% | July 1, 2009 | June 30, 2010 | ||||||||||||
Class C Shares |
Contractual | 2.75% | July 1, 2009 | June 30, 2010 | ||||||||||||
Class Y Shares |
Contractual | 1.75% | July 1, 2009 | June 30, 2010 | ||||||||||||
Institutional Class Shares |
Contractual | 1.75% | July 1, 2009 | June 20, 2010 | ||||||||||||
AIM Select Real Estate Income Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.00% | July 1, 2009 | June 30, 2010 | ||||||||||||
Class B Shares |
Contractual | 2.75% | July 1, 2009 | June 30, 2010 | ||||||||||||
Class C Shares |
Contractual | 2.75% | July 1, 2009 | June 30, 2010 | ||||||||||||
Class Y Shares |
Contractual | 1.75% | July 1, 2009 | June 30, 2010 | ||||||||||||
Institutional Class Shares |
Contractual | 1.75% | July 1, 2009 | June 20, 2010 | ||||||||||||
AIM Structured Core Fund |
||||||||||||||||
Class A Shares |
Contractual | 1.00% | July 1, 2009 | June 30, 2010 | ||||||||||||
Class B Shares |
Contractual | 1.75% | July 1, 2009 | June 30, 2010 | ||||||||||||
Class C Shares |
Contractual | 1.75% | July 1, 2009 | June 30, 2010 | ||||||||||||
Class R Shares |
Contractual | 1.25% | July 1, 2009 | June 30, 2010 | ||||||||||||
Class Y Shares |
Contractual | 0.75% | July 1, 2009 | June 30, 2010 | ||||||||||||
Investor Class Shares |
Contractual | 1.00% | July 1, 2009 | June 30, 2010 | ||||||||||||
Institutional Class Shares |
Contractual | 0.75% | July 1, 2009 | June 30, 2010 | ||||||||||||
AIM Structured Growth Fund |
||||||||||||||||
Class A Shares |
Contractual | 1.00% | March 31, 2006 | June 30, 2010 | ||||||||||||
Class B Shares |
Contractual | 1.75% | March 31, 2006 | June 30, 2010 | ||||||||||||
Class C Shares |
Contractual | 1.75% | March 31, 2006 | June 30, 2010 | ||||||||||||
Class R Shares |
Contractual | 1.25% | March 31, 2006 | June 30, 2010 | ||||||||||||
Class Y Shares |
Contractual | 0.75% | October 3, 2008 | June 30, 2010 | ||||||||||||
Institutional Class Shares |
Contractual | 0.75% | March 31, 2006 | June 30, 2010 | ||||||||||||
AIM Structured Value Fund |
||||||||||||||||
Class A Shares |
Contractual | 1.00% | March 31, 2006 | June 30, 2010 | ||||||||||||
Class B Shares |
Contractual | 1.75% | March 31, 2006 | June 30, 2010 | ||||||||||||
Class C Shares |
Contractual | 1.75% | March 31, 2006 | June 30, 2010 | ||||||||||||
Class R Shares |
Contractual | 1.25% | March 31, 2006 | June 30, 2010 | ||||||||||||
Class Y Shares |
Contractual | 0.75% | October 3, 2008 | June 30, 2010 | ||||||||||||
Institutional Class Shares |
Contractual | 0.75% | March 31, 2006 | June 30, 2010 | ||||||||||||
See page 12 for footnotes to Exhibit A.
5
as of December 3, 2009
FUNDS WITH FISCAL YEAR END OF OCTOBER 31
AIM Equity Funds
| Contractual/ | Expense | Effective Date of | Expiration | |||||||||||||
| Fund | Voluntary | Limitation | Current Limit | Date | ||||||||||||
AIM Capital Development Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.00% | July 1, 2009 | February 28, 2011 | ||||||||||||
Class B Shares |
Contractual | 2.75% | July 1, 2009 | February 28, 2011 | ||||||||||||
Class C Shares |
Contractual | 2.75% | July 1, 2009 | February 28, 2011 | ||||||||||||
Class R Shares |
Contractual | 2.25% | July 1, 2009 | February 28, 2011 | ||||||||||||
Class Y Shares |
Contractual | 1.75% | July 1, 2009 | February 28, 2011 | ||||||||||||
Investor Class Shares |
Contractual | 2.00% | July 1, 2009 | February 28, 2011 | ||||||||||||
Institutional Class Shares |
Contractual | 1.75% | July 1, 2009 | February 28, 2011 | ||||||||||||
AIM Charter Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.00% | July 1, 2009 | February 28, 2011 | ||||||||||||
Class B Shares |
Contractual | 2.75% | July 1, 2009 | February 28, 2011 | ||||||||||||
Class C Shares |
Contractual | 2.75% | July 1, 2009 | February 28, 2011 | ||||||||||||
Class R Shares |
Contractual | 2.25% | July 1, 2009 | February 28, 2011 | ||||||||||||
Class S Shares |
Contractual | 1.90% | September 25, 2009 | February 28, 2011 | ||||||||||||
Class Y Shares |
Contractual | 1.75% | July 1, 2009 | February 28, 2011 | ||||||||||||
Institutional Class Shares |
Contractual | 1.75% | July 1, 2009 | February 28, 2011 | ||||||||||||
AIM Constellation Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.00% | July 1, 2009 | February 28, 2011 | ||||||||||||
Class B Shares |
Contractual | 2.75% | July 1, 2009 | February 28, 2011 | ||||||||||||
Class C Shares |
Contractual | 2.75% | July 1, 2009 | February 28, 2011 | ||||||||||||
Class R Shares |
Contractual | 2.25% | July 1, 2009 | February 28, 2011 | ||||||||||||
Class Y Shares |
Contractual | 1.75% | July 1, 2009 | February 28, 2011 | ||||||||||||
Institutional Class Shares |
Contractual | 1.75% | July 1, 2009 | February 28, 2011 | ||||||||||||
AIM Disciplined Equity Fund |
||||||||||||||||
Class Y Shares |
Contractual | 1.75% | July 14, 2009 | February 28, 2011 | ||||||||||||
AIM Diversified Dividend Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.00% | July 1, 2009 | February 28, 2011 | ||||||||||||
Class B Shares |
Contractual | 2.75% | July 1, 2009 | February 28, 2011 | ||||||||||||
Class C Shares |
Contractual | 2.75% | July 1, 2009 | February 28, 2011 | ||||||||||||
Class R Shares |
Contractual | 2.25% | July 1, 2009 | February 28, 2011 | ||||||||||||
Class Y Shares |
Contractual | 1.75% | July 1, 2009 | February 28, 2011 | ||||||||||||
Investor Class Shares |
Contractual | 2.00% | July 1, 2009 | February 28, 2011 | ||||||||||||
Institutional Class Shares |
Contractual | 1.75% | July 1, 2009 | February 28, 2011 | ||||||||||||
AIM Large Cap Basic Value Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.00% | July 1, 2009 | February 28, 2011 | ||||||||||||
Class B Shares |
Contractual | 2.75% | July 1, 2009 | February 28, 2011 | ||||||||||||
Class C Shares |
Contractual | 2.75% | July 1, 2009 | February 28, 2011 | ||||||||||||
Class R Shares |
Contractual | 2.25% | July 1, 2009 | February 28, 2011 | ||||||||||||
Class Y Shares |
Contractual | 1.75% | July 1, 2009 | February 28, 2011 | ||||||||||||
Investor Class Shares |
Contractual | 2.00% | July 1, 2009 | February 28, 2011 | ||||||||||||
Institutional Class Shares |
Contractual | 1.75% | July 1, 2009 | February 28, 2011 | ||||||||||||
AIM Large Cap Growth Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.00% | July 1, 2009 | February 28, 2011 | ||||||||||||
Class B Shares |
Contractual | 2.75% | July 1, 2009 | February 28, 2011 | ||||||||||||
Class C Shares |
Contractual | 2.75% | July 1, 2009 | February 28, 2011 | ||||||||||||
Class R Shares |
Contractual | 2.25% | July 1, 2009 | February 28, 2011 | ||||||||||||
Class Y Shares |
Contractual | 1.75% | July 1, 2009 | February 28, 2011 | ||||||||||||
Investor Class Shares |
Contractual | 2.00% | July 1, 2009 | February 28, 2011 | ||||||||||||
Institutional Class Shares |
Contractual | 1.75% | July 1, 2009 | February 28, 2011 | ||||||||||||
See page 12 for footnotes to Exhibit A.
6
as of December 3, 2009
| Contractual/ | Expense | Effective Date of | Expiration | |||||
| Fund | Voluntary | Limitation | Current Limit | Date | ||||
AIM Summit Fund |
||||||||
Class A Shares |
Contractual | 2.00% | July 1, 2009 | February 28, 2011 | ||||
Class B Shares |
Contractual | 2.75% | July 1, 2009 | February 28, 2011 | ||||
Class C Shares |
Contractual | 2.75% | July 1, 2009 | February 28, 2011 | ||||
Class P Shares |
Contractual | 1.85% | July 1, 2009 | February 28, 2011 | ||||
Class S Shares |
Contractual | 1.90% | September 25, 2009 | February 28, 2011 | ||||
Class Y Shares |
Contractual | 1.75% | July 1, 2009 | February 28, 2011 | ||||
Institutional Class Shares |
Contractual | 1.75% | July 1, 2009 | February 28, 2011 |
AIM International Mutual Funds
| Contractual/ | Expense | Effective Date of | Expiration | |||||
| Fund | Voluntary | Limitation | Current Limit | Date | ||||
AIM Asia Pacific Growth Fund |
||||||||
Class A Shares |
Contractual | 2.25% | July 1, 2009 | February 28, 2011 | ||||
Class B Shares |
Contractual | 3.00% | July 1, 2009 | February 28, 2011 | ||||
Class C Shares |
Contractual | 3.00% | July 1, 2009 | February 28, 2011 | ||||
Class Y Shares |
Contractual | 2.00% | July 1, 2009 | February 28, 2011 | ||||
AIM European Growth Fund |
||||||||
Class A Shares |
Contractual | 2.25% | July 1, 2009 | February 28, 2011 | ||||
Class B Shares |
Contractual | 3.00% | July 1, 2009 | February 28, 2011 | ||||
Class C Shares |
Contractual | 3.00% | July 1, 2009 | February 28, 2011 | ||||
Class R Shares |
Contractual | 2.50% | July 1, 2009 | February 28, 2011 | ||||
Class Y Shares |
Contractual | 2.00% | July 1, 2009 | February 28, 2011 | ||||
Investor Class Shares |
Contractual | 2.25% | July 1, 2009 | February 28, 2011 | ||||
AIM Global Growth Fund |
||||||||
Class A Shares |
Contractual | 2.25% | July 1, 2009 | February 28, 2011 | ||||
Class B Shares |
Contractual | 3.00% | July 1, 2009 | February 28, 2011 | ||||
Class C Shares |
Contractual | 3.00% | July 1, 2009 | February 28, 2011 | ||||
Class Y Shares |
Contractual | 2.00% | July 1, 2009 | February 28, 2011 | ||||
Institutional Class Shares |
Contractual | 2.00% | July 1, 2009 | February 28, 2011 | ||||
AIM Global Small & Mid Cap Growth Fund |
||||||||
Class A Shares |
Contractual | 2.25% | July 1, 2009 | February 28, 2011 | ||||
Class B Shares |
Contractual | 3.00% | July 1, 2009 | February 28, 2011 | ||||
Class C Shares |
Contractual | 3.00% | July 1, 2009 | February 28, 2011 | ||||
Class Y Shares |
Contractual | 2.00% | July 1, 2009 | February 28, 2011 | ||||
Institutional Class Shares |
Contractual | 2.00% | July 1, 2009 | February 28, 2011 | ||||
AIM International Core Equity Fund |
||||||||
Class A Shares |
Contractual | 2.25% | July 1, 2009 | February 28, 2011 | ||||
Class B Shares |
Contractual | 3.00% | July 1, 2009 | February 28, 2011 | ||||
Class C Shares |
Contractual | 3.00% | July 1, 2009 | February 28, 2011 | ||||
Class R Shares |
Contractual | 2.50% | July 1, 2009 | February 28, 2011 | ||||
Class Y Shares |
Contractual | 2.00% | July 1, 2009 | February 28, 2011 | ||||
Investor Class Shares |
Contractual | 2.25% | July 1, 2009 | February 28, 2011 | ||||
Institutional Class Shares |
Contractual | 2.00% | July 1, 2009 | February 28, 2011 | ||||
AIM International Growth Fund |
||||||||
Class A Shares |
Contractual | 2.25% | July 1, 2009 | February 28, 2011 | ||||
Class B Shares |
Contractual | 3.00% | July 1, 2009 | February 28, 2011 | ||||
Class C Shares |
Contractual | 3.00% | July 1, 2009 | February 28, 2011 | ||||
Class R Shares |
Contractual | 2.50% | July 1, 2009 | February 28, 2011 | ||||
Class Y Shares |
Contractual | 2.00% | July 1, 2009 | February 28, 2011 | ||||
Institutional Class Shares |
Contractual | 2.00% | July 1, 2009 | February 28, 2011 |
See page 12 for footnotes to Exhibit A.
7
as of December 3, 2009
| Contractual/ | Expense | Effective Date of | Expiration | |||||
| Fund | Voluntary | Limitation | Current Limit | Date | ||||
AIM Balanced-Risk Allocation Fund4 |
||||||||
Class A Shares |
Contractual | 1.04% | November 4, 2009 | February 28, 2011 | ||||
Class B Shares |
Contractual | 1.79% | November 4, 2009 | February 28, 2011 | ||||
Class C Shares |
Contractual | 1.79% | November 4, 2009 | February 28, 2011 | ||||
Class R Shares |
Contractual | 1.29% | November 4, 2009 | February 28, 2011 | ||||
Class Y Shares |
Contractual | 0.79% | November 4, 2009 | February 28, 2011 | ||||
Institutional Class Shares |
Contractual | 0.79% | November 4, 2009 | February 28, 2011 | ||||
AIM China Fund |
||||||||
Class A Shares |
Contractual | 2.25% | July 1, 2009 | February 28, 2011 | ||||
Class B Shares |
Contractual | 3.00% | July 1, 2009 | February 28, 2011 | ||||
Class C Shares |
Contractual | 3.00% | July 1, 2009 | February 28, 2011 | ||||
Class Y Shares |
Contractual | 2.00% | July 1, 2009 | February 28, 2011 | ||||
Institutional Class Shares |
Contractual | 2.00% | July 1, 2009 | February 28, 2011 | ||||
AIM Developing Markets Fund |
||||||||
Class A Shares |
Contractual | 2.25% | July 1, 2009 | February 28, 2011 | ||||
Class B Shares |
Contractual | 3.00% | July 1, 2009 | February 28, 2011 | ||||
Class C Shares |
Contractual | 3.00% | July 1, 2009 | February 28, 2011 | ||||
Class Y Shares |
Contractual | 2.00% | July 1, 2009 | February 28, 2011 | ||||
Institutional Class Shares |
Contractual | 2.00% | July 1, 2009 | February 28, 2011 | ||||
AIM Global Health Care Fund |
||||||||
Class A Shares |
Contractual | 2.00% | July 1, 2009 | February 28, 2011 | ||||
Class B Shares |
Contractual | 2.75% | July 1, 2009 | February 28, 2011 | ||||
Class C Shares |
Contractual | 2.75% | July 1, 2009 | February 28, 2011 | ||||
Class Y Shares |
Contractual | 1.75% | July 1, 2009 | February 28, 2011 | ||||
Investor Class Shares |
Contractual | 2.00% | July 1, 2009 | February 28, 2011 | ||||
AIM International Total Return Fund |
||||||||
Class A Shares |
Contractual | 1.10% | March 31, 2006 | February 28, 2011 | ||||
Class B Shares |
Contractual | 1.85% | March 31, 2006 | February 28, 2011 | ||||
Class C Shares |
Contractual | 1.85% | March 31, 2006 | February 28, 2011 | ||||
Class Y Shares |
Contractual | 0.85% | October 3, 2008 | February 28, 2011 | ||||
Institutional Class Shares |
Contractual | 0.85% | March 31, 2006 | Xxxxxxxx 00, 0000 | ||||
XXX Xxxxx Fund |
||||||||
Class A Shares |
Contractual | 2.25% | March 31, 2006 | February 28, 2011 | ||||
Class B Shares |
Contractual | 3.00% | March 31, 2006 | February 28, 2011 | ||||
Class C Shares |
Contractual | 3.00% | March 31, 2006 | February 28, 2011 | ||||
Class Y Shares |
Contractual | 2.00% | October 3, 2008 | February 28, 2011 | ||||
Institutional Class Shares |
Contractual | 2.00% | March 31, 2006 | February 28, 2011 | ||||
AIM LIBOR Alpha Fund |
||||||||
Class A Shares |
Contractual | 0.85% | March 31, 2006 | February 28, 2011 | ||||
Class C Shares |
Contractual | 1.10%3 | March 31, 2006 | February 28, 2011 | ||||
Class R Shares |
Contractual | 1.10% | March 31, 2006 | February 28, 2011 | ||||
Class Y Shares |
Contractual | 0.60% | October 3, 2008 | February 28, 2011 | ||||
Institutional Class Shares |
Contractual | 0.60% | March 31, 2006 | February 28, 2011 | ||||
AIM Trimark Endeavor Fund |
||||||||
Class A Shares |
Contractual | 2.00% | July 1, 2009 | February 28, 2011 | ||||
Class B Shares |
Contractual | 2.75% | July 1, 2009 | February 28, 2011 | ||||
Class C Shares |
Contractual | 2.75% | July 1, 2009 | February 28, 2011 | ||||
Class R Shares |
Contractual | 2.25% | July 1, 2009 | February 28, 2011 | ||||
Class Y Shares |
Contractual | 1.75% | July 1, 2009 | February 28, 2011 | ||||
Institutional Class Shares |
Contractual | 1.75% | July 1, 2009 | February 28, 2011 |
See page 12 for footnotes to Exhibit A.
8
as of December 3, 2009
| Contractual/ | Expense | Effective Date of | Expiration | |||||
| Fund | Voluntary | Limitation | Current Limit | Date | ||||
AIM Trimark Fund |
||||||||
Class A Shares |
Contractual | 2.25% | July 1, 2009 | February 28, 2011 | ||||
Class B Shares |
Contractual | 3.00% | July 1, 2009 | February 28, 2011 | ||||
Class C Shares |
Contractual | 3.00% | July 1, 2009 | February 28, 2011 | ||||
Class R Shares |
Contractual | 2.50% | July 1, 2009 | February 28, 2011 | ||||
Class Y Shares |
Contractual | 2.00% | July 1, 2009 | February 28, 2011 | ||||
Institutional Class Shares |
Contractual | 2.00% | July 1, 2009 | February 28, 2011 | ||||
AIM Trimark Small Companies Fund |
||||||||
Class A Shares |
Contractual | 2.00% | July 1, 2009 | February 28, 2011 | ||||
Class B Shares |
Contractual | 2.75% | July 1, 2009 | February 28, 2011 | ||||
Class C Shares |
Contractual | 2.75% | July 1, 2009 | February 28, 2011 | ||||
Class R Shares |
Contractual | 2.25% | July 1, 2009 | February 28, 2011 | ||||
Class Y Shares |
Contractual | 1.75% | July 1, 2009 | February 28, 2011 | ||||
Institutional Class Shares |
Contractual | 1.75% | July 1, 2009 | February 28, 2011 |
FUNDS WITH FISCAL YEAR END OF DECEMBER 31
AIM Funds Group
| Contractual/ | Expense | Effective Date of | Expiration | |||||
| Fund | Voluntary | Limitation | Current Limit | Date | ||||
AIM Basic Balanced Fund |
||||||||
Class A Shares |
Contractual | 2.00% | July 1, 2009 | April 30, 2011 | ||||
Class B Shares |
Contractual | 2.75% | July 1, 2009 | April 30, 2011 | ||||
Class C Shares |
Contractual | 2.75% | July 1, 2009 | April 30, 2011 | ||||
Class R Shares |
Contractual | 2.25% | July 1, 2009 | April 30, 2011 | ||||
Class Y Shares |
Contractual | 1.75% | July 1, 2009 | April 30, 2011 | ||||
Investor Class Shares |
Contractual | 2.00% | July 1, 2009 | April 30, 2011 | ||||
Institutional Class Shares |
Contractual | 1.75% | July 1, 2009 | April 30, 2011 | ||||
AIM European Small Company Fund |
||||||||
Class A Shares |
Contractual | 2.25% | July 1, 2009 | April 30, 2011 | ||||
Class B Shares |
Contractual | 3.00% | July 1, 2009 | April 30, 2011 | ||||
Class C Shares |
Contractual | 3.00% | July 1, 2009 | April 30, 2011 | ||||
Class Y Shares |
Contractual | 2.00% | July 1, 2009 | April 30, 2011 | ||||
AIM Global Core Equity Fund |
||||||||
Class A Shares |
Contractual | 2.25% | July 1, 2009 | April 30, 2011 | ||||
Class B Shares |
Contractual | 3.00% | July 1, 2009 | April 30, 2011 | ||||
Class C Shares |
Contractual | 3.00% | July 1, 2009 | April 30, 2011 | ||||
Class Y Shares |
Contractual | 2.00% | July 1, 2009 | April 30, 2011 | ||||
Institutional Class Shares |
Contractual | 2.00% | July 1, 2009 | April 30, 2011 | ||||
AIM International Small Company Fund |
||||||||
Class A Shares |
Contractual | 2.25% | July 1, 2009 | April 30, 2011 | ||||
Class B Shares |
Contractual | 3.00% | July 1, 2009 | April 30, 2011 | ||||
Class C Shares |
Contractual | 3.00% | July 1, 2009 | April 30, 2011 | ||||
Class Y Shares |
Contractual | 2.00% | July 1, 2009 | April 30, 2011 | ||||
Institutional Class Shares |
Contractual | 2.00% | July 1, 2009 | April 30, 2011 |
See page 12 for footnotes to Exhibit A.
9
as of December 3, 2009
| Contractual/ | Expense | Effective Date of | Expiration | |||||
| Fund | Voluntary | Limitation | Current Limit | Date | ||||
AIM Mid Cap Basic Value Fund |
||||||||
Class A Shares |
Contractual | 2.00% | July 1, 2009 | April 30, 2011 | ||||
Class B Shares |
Contractual | 2.75% | July 1, 2009 | April 30, 2011 | ||||
Class C Shares |
Contractual | 2.75% | July 1, 2009 | April 30, 2011 | ||||
Class R Shares |
Contractual | 2.25% | July 1, 2009 | April 30, 2011 | ||||
Class Y Shares |
Contractual | 1.75% | July 1, 2009 | April 30, 2011 | ||||
Institutional Class Shares |
Contractual | 1.75% | July 1, 2009 | April 30, 2011 | ||||
AIM Select Equity Fund |
||||||||
Class A Shares |
Contractual | 2.00% | July 1, 2009 | April 30, 2011 | ||||
Class B Shares |
Contractual | 2.75% | July 1, 2009 | April 30, 2011 | ||||
Class C Shares |
Contractual | 2.75% | July 1, 2009 | April 30, 2011 | ||||
Class Y Shares |
Contractual | 1.75% | July 1, 2009 | April 30, 2011 | ||||
AIM Small Cap Equity Fund |
||||||||
Class A Shares |
Contractual | 2.00% | July 1, 2009 | April 30, 2011 | ||||
Class B Shares |
Contractual | 2.75% | July 1, 2009 | April 30, 2011 | ||||
Class C Shares |
Contractual | 2.75% | July 1, 2009 | April 30, 2011 | ||||
Class R Shares |
Contractual | 2.25% | July 1, 2009 | April 30, 2011 | ||||
Class Y Shares |
Contractual | 1.75% | July 1, 2009 | April 30, 2011 | ||||
Institutional Class Shares |
Contractual | 1.75% | July 1, 2009 | April 30, 2011 |
AIM Growth Series
| Contractual/ | Expense | Effective Date of | Expiration | |||||
| Fund | Voluntary | Limitation | Current Limit | Date | ||||
AIM Basic Value Fund |
||||||||
Class A Shares |
Contractual | 2.00% | July 1, 2009 | April 30, 2011 | ||||
Class B Shares |
Contractual | 2.75% | July 1, 2009 | April 30, 2011 | ||||
Class C Shares |
Contractual | 2.75% | July 1, 2009 | April 30, 2011 | ||||
Class R Shares |
Contractual | 2.25% | July 1, 2009 | April 30, 2011 | ||||
Class Y Shares |
Contractual | 1.75% | July 1, 2009 | April 30, 2011 | ||||
Institutional Class Shares |
Contractual | 1.75% | July 1, 2009 | April 30, 2011 | ||||
AIM Balanced-Risk Retirement Now Fund |
||||||||
Class A Shares |
Contractual | 0.25% | November 4, 2009 | April 30, 2011 | ||||
Class B Shares |
Contractual | 1.00% | November 4, 2009 | April 30, 2011 | ||||
Class C Shares |
Contractual | 1.00% | November 4, 2009 | April 30, 2011 | ||||
Class R Shares |
Contractual | 0.50% | November 4, 2009 | April 30, 2011 | ||||
Class Y Shares |
Contractual | 0.00% | November 4, 2009 | April 30, 2011 | ||||
Institutional Class Shares |
Contractual | 0.00% | November 4, 2009 | April 30, 2011 | ||||
AIM Balanced-Risk Retirement 2010 Fund |
||||||||
Class A Shares |
Contractual | 0.25% | November 4, 2009 | April 30, 2011 | ||||
Class B Shares |
Contractual | 1.00% | November 4, 2009 | April 30, 2011 | ||||
Class C Shares |
Contractual | 1.00% | November 4, 2009 | April 30, 2011 | ||||
Class R Shares |
Contractual | 0.50% | November 4, 2009 | April 30, 2011 | ||||
Class Y Shares |
Contractual | 0.00% | November 4, 2009 | April 30, 2011 | ||||
Institutional Class Shares |
Contractual | 0.00% | November 4, 2009 | April 30, 2011 | ||||
AIM Balanced-Risk Retirement 2020 Fund |
||||||||
Class A Shares |
Contractual | 0.25% | November 4, 2009 | April 30, 2011 | ||||
Class B Shares |
Contractual | 1.00% | November 4, 2009 | April 30, 2011 | ||||
Class C Shares |
Contractual | 1.00% | November 4, 2009 | April 30, 2011 | ||||
Class R Shares |
Contractual | 0.50% | November 4, 2009 | April 30, 2011 | ||||
Class Y Shares |
Contractual | 0.00% | November 4, 2009 | April 30, 2011 | ||||
Institutional Class Shares |
Contractual | 0.00% | November 4, 2009 | April 30, 2011 |
See page 12 for footnotes to Exhibit A.
10
as of December 3, 2009
See page 12 for footnotes to Exhibit A.
| Contractual/ | Expense | Effective Date of | Expiration | |||||||||||||
| Fund | Voluntary | Limitation | Current Limit | Date | ||||||||||||
AIM Balanced-Risk Retirement 2030 Fund |
||||||||||||||||
Class A Shares |
Contractual | 0.25 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Class B Shares |
Contractual | 1.00 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Class C Shares |
Contractual | 1.00 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Class R Shares |
Contractual | 0.50 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 0.00 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 0.00 | % | November 4, 2009 | April 30, 2011 | |||||||||||
AIM Balanced-Risk Retirement 2040 Fund |
||||||||||||||||
Class A Shares |
Contractual | 0.25 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Class B Shares |
Contractual | 1.00 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Class C Shares |
Contractual | 1.00 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Class R Shares |
Contractual | 0.50 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 0.00 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 0.00 | % | November 4, 2009 | April 30, 2011 | |||||||||||
AIM Balanced-Risk Retirement 2050 Fund |
||||||||||||||||
Class A Shares |
Contractual | 0.25 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Class B Shares |
Contractual | 1.00 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Class C Shares |
Contractual | 1.00 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Class R Shares |
Contractual | 0.50 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 0.00 | % | November 4, 2009 | April 30, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 0.00 | % | November 4, 2009 | April 30, 2011 | |||||||||||
AIM Conservative Allocation Fund |
||||||||||||||||
Class A Shares |
Contractual | 0.48 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class B Shares |
Contractual | 1.23 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class C Shares |
Contractual | 1.23 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class R Shares |
Contractual | 0.73 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class S Shares |
Contractual | 0.38 | % | September 25, 2009 | April 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 0.23 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 0.23 | % | July 1, 2009 | April 30, 2011 | |||||||||||
AIM Global Equity Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.25 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class B Shares |
Contractual | 3.00 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class C Shares |
Contractual | 3.00 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class R Shares |
Contractual | 2.50 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 2.00 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 2.00 | % | July 1, 2009 | April 30, 2011 | |||||||||||
AIM Growth Allocation Fund |
||||||||||||||||
Class A Shares |
Contractual | 0.46 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class B Shares |
Contractual | 1.21 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class C Shares |
Contractual | 1.21 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class R Shares |
Contractual | 0.71 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class S Shares |
Contractual | 0.36 | % | September 25, 2009 | April 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 0.21 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 0.21 | % | July 1, 2009 | April 30, 2011 | |||||||||||
AIM Income Allocation Fund |
||||||||||||||||
Class A Shares |
Contractual | 0.28 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class B Shares |
Contractual | 1.03 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class C Shares |
Contractual | 1.03 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class R Shares |
Contractual | 0.53 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 0.03 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 0.03 | % | July 1, 2009 | April 30, 2011 | |||||||||||
See page 12 for footnotes to Exhibit A.
11
as of December 3, 2009
| Contractual/ | Expense | Effective Date of | Expiration | |||||||||||||
| Fund | Voluntary | Limitation | Current Limit | Date | ||||||||||||
AIM International Allocation Fund |
||||||||||||||||
Class A Shares |
Contractual | 0.43 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class B Shares |
Contractual | 1.18 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class C Shares |
Contractual | 1.18 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class R Shares |
Contractual | 0.68 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 0.18 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 0.18 | % | July 1, 2009 | April 30, 2011 | |||||||||||
AIM Mid Cap Core Equity Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class R Shares |
Contractual | 2.25 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 1.75 | % | July 1, 2009 | April 30, 2011 | |||||||||||
AIM Moderate Allocation Fund |
||||||||||||||||
Class A Shares |
Contractual | 0.37 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class B Shares |
Contractual | 1.12 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class C Shares |
Contractual | 0.12 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class R Shares |
Contractual | 0.62 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class S Shares |
Contractual | 0.27 | % | September 25, 2009 | April 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 0.12 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 0.12 | % | July 1, 2009 | April 30, 2011 | |||||||||||
AIM Moderate Growth Allocation Fund |
||||||||||||||||
Class A Shares |
Contractual | 0.37 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class B Shares |
Contractual | 1.12 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class C Shares |
Contractual | 1.12 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class R Shares |
Contractual | 0.62 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 0.12 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 0.12 | % | July 1, 2009 | April 30, 2011 | |||||||||||
AIM Moderately Conservative
Allocation Fund |
||||||||||||||||
Class A Shares |
Contractual | 0.39 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class B Shares |
Contractual | 1.14 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class C Shares |
Contractual | 1.14 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class R Shares |
Contractual | 0.64 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 0.14 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 0.14 | % | July 1, 2009 | April 30, 2011 | |||||||||||
AIM Small Cap Growth Fund |
||||||||||||||||
Class A Shares |
Contractual | 2.00 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class B Shares |
Contractual | 2.75 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class C Shares |
Contractual | 2.75 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class R Shares |
Contractual | 2.25 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Class Y Shares |
Contractual | 1.75 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Investor Class Shares |
Contractual | 2.00 | % | July 1, 2009 | April 30, 2011 | |||||||||||
Institutional Class Shares |
Contractual | 1.75 | % | July 1, 2009 | April 30, 2011 | |||||||||||
| 1 | The total operating expenses of any class of shares established after the date of this Memorandum of Agreement will be limited to the amount established for Class A Shares plus the difference between the new class 12b-1 rate and the Class A 12b-1 rate. | |
| 2 | AIM may establish, amend or terminate voluntary waivers at any time in its sole discretion after consultation with the Trust. | |
| 3 | The expense limit shown is the expense limit after Rule 12b-1 fee waivers by Invesco Aim Distributors, Inc. | |
| 4 | Includes waived fees or reimbursed expenses that Invesco Aim receives from Invesco Aim Cayman Commodity Fund I, Ltd. |
12
as of December 3, 2009
EXHIBIT “B” — INSTITUTIONAL MONEY MARKET FUNDS1,2
FUNDS WITH FISCAL YEAR END OF AUGUST 31
Short-Term Investments Trust
| Contractual/ | Expense | Effective Date of | Expiration | |||||||||||||
| Fund | Voluntary | Limitation | Current Limit | Date | ||||||||||||
Government & Agency Portfolio |
||||||||||||||||
Cash Management Class |
Contractual | 0.22 | %2 | July 1, 2009 | June 30, 2010 | |||||||||||
Corporate Class |
Contractual | 0.17 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Institutional Class |
Contractual | 0.14 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Personal Investment Class |
Contractual | 0.69 | %2 | July 1, 2009 | June 30, 2010 | |||||||||||
Private Investment Class |
Contractual | 0.44 | %2 | July 1, 2009 | June 30, 2010 | |||||||||||
Reserve Class |
Contractual | 1.01 | %2 | July 1, 2009 | June 30, 2010 | |||||||||||
Resource Class |
Contractual | 0.30 | %2 | July 1, 2009 | June 30, 2010 | |||||||||||
Government TaxAdvantage Portfolio |
||||||||||||||||
Cash Management Class |
Contractual | 0.22 | %2 | July 1, 2009 | June 30, 2010 | |||||||||||
Corporate Class |
Contractual | 0.17 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Institutional Class |
Contractual | 0.14 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Personal Investment Class |
Contractual | 0.69 | %2 | July 1, 2009 | June 30, 2010 | |||||||||||
Private Investment Class |
Contractual | 0.39 | %2 | July 1, 2009 | June 30, 2010 | |||||||||||
Reserve Class |
Contractual | 1.01 | %2 | July 1, 2009 | June 30, 2010 | |||||||||||
Resource Class |
Contractual | 0.30 | %2 | July 1, 2009 | June 30, 2010 | |||||||||||
Liquid Assets Portfolio |
||||||||||||||||
Cash Management Class |
Contractual | 0.22 | %2 | July 1, 2009 | June 30, 2010 | |||||||||||
Corporate Class |
Contractual | 0.17 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Institutional Class |
Contractual | 0.14 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Personal Investment Class |
Contractual | 0.69 | %2 | July 1, 2009 | June 30, 2010 | |||||||||||
Private Investment Class |
Contractual | 0.44 | %2 | July 1, 2009 | June 30, 2010 | |||||||||||
Reserve Class |
Contractual | 1.01 | %2 | July 1, 2009 | June 30, 2010 | |||||||||||
Resource Class |
Contractual | 0.34 | % | July 1, 2009 | June 30, 2010 | |||||||||||
STIC Prime Portfolio |
||||||||||||||||
Cash Management Class |
Contractual | 0.22 | %2 | July 1, 2009 | June 30, 2010 | |||||||||||
Corporate Class |
Contractual | 0.17 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Institutional Class |
Contractual | 0.14 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Personal Investment Class |
Contractual | 0.69 | %2 | July 1, 2009 | June 30, 2010 | |||||||||||
Private Investment Class |
Contractual | 0.44 | %2 | July 1, 2009 | June 30, 2010 | |||||||||||
Reserve Class |
Contractual | 1.01 | %2 | July 1, 2009 | June 30, 2010 | |||||||||||
Resource Class |
Contractual | 0.30 | %2 | July 1, 2009 | June 30, 2010 | |||||||||||
Tax-Free Cash Reserve Portfolio |
||||||||||||||||
Cash Management Class |
Contractual | 0.33 | %2 | July 1, 2009 | June 30, 2010 | |||||||||||
Corporate Class |
Contractual | 0.28 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Institutional Class |
Contractual | 0.25 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Personal Investment Class |
Contractual | 0.80 | %2 | July 1, 2009 | June 30, 2010 | |||||||||||
Private Investment Class |
Contractual | 0.50 | %2 | July 1, 2009 | June 30, 2010 | |||||||||||
Reserve Class |
Contractual | 1.12 | %2 | July 1, 2009 | June 30, 2010 | |||||||||||
Resource Class |
Contractual | 0.41 | %2 | July 1, 2009 | June 30, 2010 | |||||||||||
See page 14 for footnotes to Exhibit C.
13
as of December 3, 2009
| Contractual/ | Expense | Effective Date of | Expiration | |||||||||||||
| Fund | Voluntary | Limitation | Current Limit | Date | ||||||||||||
Treasury Portfolio3 |
||||||||||||||||
Cash Management Class |
Contractual | 0.22 | %2 | July 1, 2009 | June 30, 2010 | |||||||||||
Corporate Class |
Contractual | 0.17 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Institutional Class |
Contractual | 0.14 | % | July 1, 2009 | June 30, 2010 | |||||||||||
Personal Investment Class |
Contractual | 0.69 | %2 | July 1, 2009 | June 30, 2010 | |||||||||||
Private Investment Class |
Contractual | 0.44 | %2 | July 1, 2009 | June 30, 2010 | |||||||||||
Reserve Class |
Contractual | 1.01 | %2 | July 1, 2009 | June 30, 2010 | |||||||||||
Resource Class |
Contractual | 0.30 | %2 | July 1, 2009 | June 30, 2010 | |||||||||||
| 1 | The expense rate excluding 12b-1 fees of any class of shares established after the date of this Memorandum of Agreement will be the same as existing classes. | |
| 2 | The expense limit shown is the expense limit after Rule 12b-1 fee waivers by Invesco Aim Distributors, Inc. | |
| 3 | The expense limitation also excludes Trustees’ fees and federal registration expenses. |
14
as of December 3, 2009
EXHIBIT “C” — VARIABLE INSURANCE FUNDS
AIM Variable Insurance Funds
| Contractual/ | Expense | Effective Date of | Expiration | |||||||||||||
| Fund | Voluntary | Limitation | Current Limit | Date | ||||||||||||
AIM V.I. Basic Balanced Fund |
||||||||||||||||
Series I Shares |
Contractual | 0.91 | % | July 1, 2005 | April 30, 2011 | |||||||||||
Series II Shares |
Contractual | 1.16 | % | July 1, 2005 | April 30, 2011 | |||||||||||
AIM V.I. Basic Value Fund |
||||||||||||||||
Series I Shares |
Contractual | 1.30 | % | January 1, 2005 | April 30, 2011 | |||||||||||
Series II Shares |
Contractual | 1.45 | % | January 1, 2005 | April 30, 2011 | |||||||||||
AIM V.I. Capital Appreciation Fund |
||||||||||||||||
Series I Shares |
Contractual | 1.30 | % | January 1, 2005 | April 30, 2011 | |||||||||||
Series II Shares |
Contractual | 1.45 | % | January 1, 2005 | April 30, 2011 | |||||||||||
AIM V.I. Capital Development Fund |
||||||||||||||||
Series I Shares |
Contractual | 1.30 | % | January 1, 2005 | April 30, 2011 | |||||||||||
Series II Shares |
Contractual | 1.45 | % | January 1, 2005 | April 30, 2011 | |||||||||||
AIM V.I. Core Equity Fund |
||||||||||||||||
Series I Shares |
Contractual | 1.30 | % | January 1, 2005 | April 30, 2011 | |||||||||||
Series II Shares |
Contractual | 1.45 | % | January 1, 2005 | April 30, 2011 | |||||||||||
AIM V.I. Diversified Income Fund |
||||||||||||||||
Series I Shares |
Contractual | 0.75 | % | July 1, 2005 | April 30, 2011 | |||||||||||
Series II Shares |
Contractual | 1.00 | % | July 1, 2005 | April 30, 2011 | |||||||||||
AIM V.I. Dynamics Fund |
||||||||||||||||
Series I Shares |
Contractual | 1.30 | % | April 30, 2004 | April 30, 2011 | |||||||||||
Series II Shares |
Contractual | 1.45 | % | April 30, 2004 | April 30, 2011 | |||||||||||
AIM V.I. Financial Services Fund |
||||||||||||||||
Series I Shares |
Contractual | 1.30 | % | April 30, 2004 | April 30, 2011 | |||||||||||
Series II Shares |
Contractual | 1.45 | % | April 30, 2004 | April 30, 2011 | |||||||||||
AIM V.I. Global Health Care Fund |
||||||||||||||||
Series I Shares |
Contractual | 1.30 | % | April 30, 2004 | April 30, 2011 | |||||||||||
Series II Shares |
Contractual | 1.45 | % | April 30, 2004 | April 30, 2011 | |||||||||||
AIM V.I. Global Real Estate Fund |
||||||||||||||||
Series I Shares |
Contractual | 1.30 | % | April 30, 2004 | April 30, 2011 | |||||||||||
Series II Shares |
Contractual | 1.45 | % | April 30, 2004 | April 30, 2011 | |||||||||||
AIM V.I. Government Securities |
Contractual | 0.73 | % | July 1, 2005 | April 30, 2011 | |||||||||||
Fund |
||||||||||||||||
Series I Shares |
||||||||||||||||
Series II Shares |
Contractual | 0.98 | % | July 1, 2005 | April 30, 2011 | |||||||||||
15
as of December 3, 2009
| Contractual/ | Expense | Effective Date of | Expiration | |||||||||||||
| Fund | Voluntary | Limitation | Current Limit | Date | ||||||||||||
AIM V.I. High Yield Fund |
||||||||||||||||
Series II Shares |
Contractual | 0.95 | % | July 1, 2005 | April 30, 2011 | |||||||||||
Series II Shares |
Contractual | 1.20 | % | April 30, 2004 | April 30, 2011 | |||||||||||
AIM V.I. International Growth Fund |
||||||||||||||||
Series I Shares |
Contractual | 1.30 | % | January 1, 2005 | April 30, 2011 | |||||||||||
Series II Shares |
Contractual | 1.45 | % | January 1, 2005 | April 30, 2011 | |||||||||||
AIM V.I. Large Cap Growth Fund |
||||||||||||||||
Series I Shares |
Contractual | 1.01 | % | July 1, 2005 | April 30, 2011 | |||||||||||
Series II Shares |
Contractual | 1.26 | % | July 1, 2005 | April 30, 2011 | |||||||||||
AIM V.I. Leisure Fund |
||||||||||||||||
Series I Shares |
Contractual | 1.01 | % | April 30, 2004 | April 30, 2011 | |||||||||||
Series II Shares |
Contractual | 1.26 | % | April 30, 2004 | April 30, 2011 | |||||||||||
AIM V.I. Mid Cap Core Equity Fund |
||||||||||||||||
Series I Shares |
Contractual | 1.30 | % | September 10, 2001 | April 30, 2011 | |||||||||||
Series II Shares |
Contractual | 1.45 | % | September 10, 2001 | April 30, 2011 | |||||||||||
AIM V.I. Money Market Fund |
||||||||||||||||
Series I Shares |
Contractual | 1.30 | % | January 1, 2005 | April 30, 2011 | |||||||||||
Series II Shares |
Contractual | 1.45 | % | January 1, 2005 | April 30, 2011 | |||||||||||
AIM V.I. PowerShares ETF
Allocation Fund |
||||||||||||||||
Series I Shares |
Contractual | 0.18 | % | October 22, 2008 | April 30, 2011 | |||||||||||
Series II Shares |
Contractual | 0.43 | % | October 22, 2008 | April 30, 2011 | |||||||||||
AIM V.I. Small Cap Equity Fund |
||||||||||||||||
Series I Shares |
Contractual | 1.15 | % | July 1, 2005 | April 30, 2011 | |||||||||||
Series II Shares |
Contractual | 1.40 | % | July 1, 2005 | April 30, 2011 | |||||||||||
AIM V.I. Technology Fund |
||||||||||||||||
Series I Shares |
Contractual | 1.30 | % | April 30, 2004 | April 30, 2011 | |||||||||||
Series II Shares |
Contractual | 1.45 | % | April 30, 2004 | April 30, 2011 | |||||||||||
AIM V.I. Utilities Fund |
||||||||||||||||
Series I Shares |
Contractual | 0.93 | % | September 23, 2005 | April 30, 2011 | |||||||||||
Series II Shares |
Contractual | 1.18 | % | September 23, 2005 | April 30, 2011 | |||||||||||
16
