IMS Schedule – CFST II
IMS Schedule – CFST II
Schedule A
As of July 1, 2015
The following funds shall not pay the Investment Manager a direct fee for services rendered hereunder:
| • | Columbia Income Builder Fund (Effective June 1, 2016, this Agreement is amended and restated with respect to the Fund by a management agreement dated as of July 1, 2015 by and among Columbia Funds Series Trust, Columbia Funds Series Trust II and the Investment Manager (the Management Agreement)) |
| • | Columbia Short-Term Cash Fund (Effective December 1, 2015, this Agreement is amended and restated with respect to the Fund by the Management Agreement) |
For the following funds, the asset charge for each calendar day of each year shall be equal to the total of 1/365th (1/366th in each leap year) of the amount computed in accordance with the fee schedule in the table, below:
| Fund |
Agreement Adoption/ Schedule A Effective Date / Restatement Date |
Net Assets (billions) |
Annual rate at “Asset Charge” | |||
| Active Portfolios Multi-Manager Value Fund | Agreement adopted as of March 7, 2011; Schedule A effective as of November 10, 2011; and amended and restated with respect to the Fund by the Management Agreement effective as of October 1, 2015 |
First $0.5 Next $0.5 Next $0.5 Next $1.5 Next $3.0 Over $6.0 |
0.660% 0.615% 0.570% 0.520% 0.510% 0.490% | |||
| Columbia Absolute Return Currency and Income Fund |
Agreement adopted as of March 7, 2011; Schedule A effective as of March 7, 2011; and amended and restated with respect to the Fund by the Management Agreement effective as of March 1, 2016 |
First $1.0 Next $1.0 Next $1.0 Next $3.0 Next $1.5 Next $1.5 Next $1.0 Next $5.0 Next $5.0 Next $4.0 Next $26.0 Over $50.0 |
0.890% 0.865% 0.840% 0.815% 0.790% 0.775% 0.770% 0.760% 0.750% 0.740% 0.720% 0.700% | |||
| Columbia AMT-Free Tax-Exempt Bond Fund | Agreement adopted as of March 7, 2011; Schedule A effective as of March 7, 2011; and amended and restated with respect to the Fund by the Management Agreement effective as of December 1, 2015 |
First $1.0 Next $1.0 Next $1.0 Next $3.0 Next $1.5 Next $2.5 Next $5.0 Next $9.0 Next $26.0 Over $50.0 |
0.410% 0.385% 0.360% 0.335% 0.310% 0.300% 0.290% 0.280% 0.260% 0.250% | |||
IMS Schedule – CFST II
| Fund |
Agreement Adoption/ Schedule A Effective Date / Restatement Date |
Net Assets (billions) |
Annual rate at “Asset Charge” | |||
| Columbia Asia Pacific ex-Japan Fund | Agreement adopted as of March 7, 2011; Schedule A effective as of April 1, 2011**; and amended and restated with respect to the Fund by the Management Agreement effective as of March 1, 2016 |
First $0.25 Next $0.25 Next $0.25 Next $0.25 Next $0.5 Next $1.5 Next $3.0 Next $6.0 Next $8.0 Next $4.0 Next $26.0 Over $50.0 |
0.800% 0.775% 0.750% 0.725% 0.700% 0.650% 0.640% 0.620% 0.620% 0.610% 0.600% 0.570% | |||
| Columbia Capital Allocation Aggressive Portfolio Columbia Capital Allocation Conservative Portfolio Columbia Capital Allocation Moderate Portfolio |
Agreement adopted as of March 7, 2011; Schedule A effective as of March 1, 2013; and amended and restated with respect to the Fund by the Management Agreement effective as of June 1, 2016 |
0% | Assets invested in underlying funds advised by Columbia Management (excluding any underlying fund that does not pay an investment advisory fee to Columbia Management), | |||
| 0.55% | Assets invested in securities, other than third-party advised mutual funds, and in Columbia proprietary funds that do not pay an advisory fee (including exchange-traded funds, derivatives and individual securities) | |||||
| 0.10% | Assets invested in nonexchange traded third-party advised mutual funds | |||||
| Columbia Commodity Strategy Fund**** | Agreement adopted as of April 14, 2011; Schedule A effective as of April 14, 2011; and amended and restated with respect to the Fund by the Management Agreement effective as of October 1, 2015 |
First $0.5 Next $0.5 Next $2.0 Next $3.0 Over $6.0 |
0.550% 0.505% 0.480% 0.460% 0.440% | |||
IMS Schedule – CFST II
| Fund |
Agreement Adoption/ Schedule A Effective Date / Restatement Date |
Net Assets (billions) |
Annual rate at “Asset Charge” | |||
| Columbia Diversified Equity Income Fund Columbia Dividend Opportunity Fund |
Agreement adopted as of March 7, 2011; Schedule A effective as of July 1, 2011**; and amended and restated with respect to the Fund by the Management Agreement effective as of October 1, 2015 |
First $0.5 Next $0.5 Next $0.5 Next $1.5 Next $3.0 Over $6.0 |
0.660% 0.615% 0.570% 0.520% 0.510% 0.490% | |||
| Columbia European Equity Fund | Agreement adopted as of March 7, 2011; Schedule A effective as of July 1, 2011**; and amended and restated with respect to the Fund by the Management Agreement effective as of March 1, 2016 |
First $0.25 Next $0.25 Next $0.25 Next $0.25 Next $0.5 Next $1.5 Next $3.0 Next $14.0 Next $4.0 Next $26.0 Over $50.0 |
0.800% 0.775% 0.750% 0.725% 0.700% 0.650% 0.640% 0.620% 0.610% 0.600% 0.570% | |||
| Columbia Limited Duration Credit Fund | Agreement adopted as of March 7, 2011; Schedule A effective as of July 1, 2011***; and amended and restated with respect to the Fund by the Management Agreement effective as of December 1, 2015 |
First $1.0 Next $1.0 Next $1.0 Next $3.0 Next $1.5 Next $1.5 Next $1.0 Next $5.0 Next $5.0 Next $4.0 Next $26.0 Over $50.0 |
0.360% 0.355% 0.350% 0.345% 0.330% 0.315% 0.310% 0.300% 0.290% 0.280% 0.260% 0.240% | |||
| Columbia Large Core Quantitative Fund Columbia Large Growth Quantitative Fund |
Agreement adopted as of March 7, 2011; Schedule A effective as of July 1, 2011**; and amended and restated with respect to the Fund by the Management Agreement effective as of December 1, 2015 |
First $0.5 Next $0.5 Next $0.5 Next $1.5 Next $3.0 Over $6.0 |
0.690% 0.645% 0.600% 0.550% 0.540% 0.520% | |||
| Columbia Emerging Markets Bond Fund | Agreement adopted as of March 7, 2011; Schedule A effective as of July 1, 2011***; and amended and restated with respect to the Fund by the Management Agreement effective as of March 1, 2016 |
First $0.5 Next $0.5 Next $1.0 Next $1.0 Next $3.0 Next $1.5 Next $1.5 Next $1.0 Next $5.0 Next $5.0 Next $4.0 Next $26.0 Over $50.0 |
0.530% 0.525% 0.515% 0.495% 0.480% 0.455% 0.440% 0.431% 0.419% 0.409% 0.393% 0.374% 0.353% | |||
IMS Schedule – CFST II
| Fund |
Agreement Adoption/ Schedule A Effective Date / Restatement Date |
Net Assets (billions) |
Annual rate at “Asset Charge” | |||
| Columbia Global Bond Fund | Agreement adopted as of March 7, 2011; Schedule A effective as of July 1, 2011***; and amended and restated with respect to the Fund by the Management Agreement effective as of March 1, 2016 |
First $1.0 Next $1.0 Next $1.0 Next $3.0 Next $1.5 Next $4.5 Next $8.0 Next $30.0 Over $50.0 |
0.570% 0.525% 0.520% 0.515% 0.510% 0.500% 0.490% 0.480% 0.470% | |||
| Columbia Global Equity Value Fund | Agreement adopted as of March 7, 2011; and Schedule A effective as of June 1, 2011**; and amended and restated with respect to the Fund by the Management Agreement effective as of July 1, 2015 |
First $0.5 Next $0.5 Next $0.5 Next $1.5 Next $3.0 Over $6.0 |
0.660% 0.615% 0.570% 0.520% 0.510% 0.490% | |||
| Columbia Flexible Capital Income Fund | Agreement adopted as of April 14, 2011; Schedule A effective as of April 14, 2011; and amended and restated with respect to the Fund by the Management Agreement effective as of October 1, 2015 |
First $0.50 Next $0.50 Next $2.00 Next $3.00 Over $6.00 |
0.590% 0.575% 0.560% 0.530% 0.500% | |||
| Columbia Floating Rate Fund Columbia High Yield Bond Fund |
Agreement adopted as of March 7, 2011; Schedule A effective as of July 1, 2011***; and amended and restated with respect to the Fund by the Management Agreement effective as of October 1, 2015 for Columbia High Yield Bond Fund and effective as of December 1, 2015 for Columbia Floating Rate Fund |
First $0.25 Next $0.25 Next $0.25 Next $0.25 Next $1.0 Next $1.0 Next $3.0 Next $1.5 Next $1.5 Next $1.0 Next $5.0 Next $5.0 Next $4.0 Next $26.0 Over $50.0 |
0.590% 0.575% 0.570% 0.560% 0.550% 0.540% 0.515% 0.490% 0.475% 0.450% 0.435% 0.425% 0.400% 0.385% 0.360% | |||
IMS Schedule – CFST II
| Fund |
Agreement Adoption/ Schedule A Effective Date / Restatement Date |
Net Assets (billions) |
Annual rate at “Asset Charge” | |||
| Columbia Select Global Equity Fund | Agreement adopted as of March 7, 2011; Schedule A effective as of March 7, 2011; and amended and restated with respect to the Fund by the Management Agreement effective as of March 1, 2016 |
First $0.25 Next $0.25 Next $0.25 Next $0.25 Next $0.5 Next $1.5 Next $3.0 Next $14.0 Next $4.0 Next $26.0 Over $50.0 |
0.800% 0.775% 0.750% 0.725% 0.700% 0.650% 0.640% 0.620% 0.610% 0.600% 0.570% | |||
| Columbia Global Infrastructure Fund | Agreement adopted as of March 7, 2011; Schedule A effective as of July 1, 2011*; and amended and restated with respect to the Fund by the Management Agreement effective as of September 1, 2015 |
First $1.0 Next $1.0 Next $4.0 Over $6.0 |
0.650% 0.600% 0.550% 0.500% | |||
| Columbia Money Market Fund | Agreement adopted as of March 7, 2011; Schedule A effective as of March 7, 2011; and amended and restated with respect to the Fund by the Management Agreement effective as of December 1, 2015 |
First $1.0 Next $0.5 Next $0.5 Next $0.5 Next $2.5 Next $1.0 Next $1.5 Next $1.5 Next $1.0 Next $5.0 Next $5.0 Next $4.0 Over $24.0 |
0.330% 0.313% 0.295% 0.278% 0.260% 0.240% 0.220% 0.215% 0.190% 0.180% 0.170% 0.160% 0.150% | |||
| Columbia Income Opportunities Fund | Agreement adopted as of March 7, 2011; Schedule A effective as of March 7, 2011; and amended and restated with respect to the Fund by the Management Agreement effective as of December 1, 2015 |
First $0.25 Next $0.25 Next $0.25 Next $0.25 Next $1.0 Next $1.0 Next $3.0 Next $1.5 Next $1.5 Next $1.0 Next $5.0 Next $5.0 Next $4.0 Next $26.0 Over $50.0 |
0.590% 0.575% 0.570% 0.560% 0.550% 0.540% 0.515% 0.490% 0.475% 0.450% 0.435% 0.425% 0.400% 0.385% 0.360% | |||
IMS Schedule – CFST II
| Fund |
Agreement Adoption/ Schedule A Effective Date / Restatement Date |
Net Assets (billions) |
Annual rate at “Asset Charge” | |||
| Columbia Inflation Protected Securities Fund | Agreement adopted as of March 7, 2011; and Schedule A effective as of March 7, 2011; and amended and restated with respect to the Fund by the Management Agreement effective as of October 1, 2015 |
First $1.0 Next $1.0 Next $1.0 Next $3.0 Next $1.5 Next $1.5 Next $1.0 Next $5.0 Next $5.0 Next $4.0 Next $26.0 Over $50.0 |
0.440% 0.415% 0.390% 0.365% 0.340% 0.325% 0.320% 0.310% 0.300% 0.290% 0.270% 0.250% | |||
| Columbia Large Value Quantitative Fund | Agreement adopted as of March 7, 2011; Schedule A effective as of March 7, 2011; and amended and restated with respect to the Fund by the Management Agreement effective as of December 1, 2015 |
First $0.5 Next $0.5 Next $0.5 Next $1.5 Next $3.0 Over $6.0 |
0.690% 0.645% 0.600% 0.550% 0.540% 0.520% | |||
| Columbia Xxxxxxx Flexible Capital Fund | Agreement adopted as of Sept. 22, 2010; Schedule A effective as of Jan. 23, 2013; and amended and restated with respect to the Fund by the Management Agreement effective as of January 1, 2016 |
First $0.5 Next $0.5 Next $0.5 Next $1.5 Next $3.0 Over $6.0 |
0.710% 0.665% 0.620% 0.570% 0.560% 0.540% | |||
| Columbia Small/Mid Cap Value Fund | Agreement adopted as of March 7, 2011; Schedule A effective as of July 1, 2011**; and amended and restated with respect to the Fund by the Management Agreement effective as of October 1, 2015 |
First $0.5 Next $0.5 Next $0.5 Next $1.5 Next $9.0 Over $12.0 |
0.760% 0.715% 0.670% 0.620% 0.620% 0.620% | |||
| Columbia Minnesota Tax-Exempt Fund | Agreement adopted as of March 7, 2011; Schedule A effective as of March 7, 2011; and amended and restated with respect to the Fund by the Management Agreement effective as of December 1, 2015 |
First $0.5 Next $0.5 Next $2.0 Next $3.0 Next $1.5 Over $7.5 |
0.400% 0.350% 0.320% 0.290% 0.280% 0.270% | |||
IMS Schedule – CFST II
| Fund |
Agreement Adoption/ Schedule A Effective Date / Restatement Date |
Net Assets (billions) |
Annual rate at “Asset Charge” | |||
| Columbia Mortgage Opportunities Fund | Agreement adopted as of April 21, 2014; Schedule A effective as of April 21, 2014; and amended and restated with respect to the Fund by the Management Agreement effective as of October 1, 2015 |
First $1.0 Next $1.0 Next $1.0 Next $3.0 Next $1.5 Next $1.5 Next $1.0 Over $10.0 |
0.570% 0.560% 0.550% 0.535% 0.520% 0.505% 0.495% 0.485% | |||
| Columbia Multi-Advisor Small Cap Value Fund | Agreement adopted as of March 7, 2011; Schedule A effective as of July 1, 2011*; and amended and restated with respect to the Fund by the Management Agreement effective as of October 1, 2015 |
First $0.25 Next $0.25 Next $0.25 Next $0.25 Over $1.0 |
0.970% 0.945% 0.920% 0.895% 0.870% | |||
| Columbia Select Large-Cap Value Fund | Agreement adopted as of March 7, 2011; Schedule A effective as of March 7, 2011 *; and amended and restated with respect to the Fund by the Management Agreement effective as of October 1, 2015 |
First $0.5 Next $0.5 Next $2.0 Next $3.0 Over $6.0 |
0.710% 0.660% 0.565% 0.560% 0.540% | |||
| Columbia Select Smaller-Cap Value Fund | Agreement adopted as of March 7, 2011; Schedule A effective as of March 7, 2011; *; and amended and restated with respect to the Fund by the Management Agreement effective as of October 1, 2015 |
First $0.5 Next $0.5 Over $1.0 |
0.790% 0.745% 0.700% | |||
| Columbia Xxxxxxxx Communications and Information Fund | Agreement adopted as of March 7, 2011; Schedule A effective as of June 1, 2013*; and amended and restated with respect to the Fund by the Management Agreement effective as of October 1, 2015 |
First $3.0 Next $1.0 Next $2.0 Over $6.0 |
0.855% 0.825% 0.775% 0.725% | |||
| Columbia Xxxxxxxx Global Technology Fund | Agreement adopted as of March 7, 2011; Schedule A effective as of June 1, 2013*; and amended and restated with respect to the Fund by the Management Agreement effective as of October 1, 2015 |
First $3.0 Next $1.0 Next $2.0 Over $6.0 |
0.855% 0.825% 0.775% 0.725% | |||
IMS Schedule – CFST II
| Fund |
Agreement Adoption/ Schedule A Effective Date / Restatement Date |
Net Assets (billions) |
Annual rate at “Asset Charge” | |||
| Columbia Global Opportunities Fund | Agreement adopted as of March 7, 2011; Schedule A effective as of April 12, 2012;* and amended and restated with respect to the Fund by the Management Agreement effective as of March 1, 2016 |
Assets invested in underlying funds (including any ETFs) that pay an investment advisory fee to the Investment Manager | 0.00% | |||
|
Assets invested in securities (other than underlying mutual funds (including any ETFs) that pay an investment advisory fee to the Investment Manager), including other funds advised by the Investment Manager that do not pay an investment advisory fee, derivatives and individual securities. | ||||||
|
First $0.5 Next $0.5 Next $0.5 Next $1.5 Next $3.0 Over $6.0 |
0.66% 0.615% 0.57% 0.52% 0.51% 0.49% | |||||
| Columbia U.S. Government Mortgage Fund | Agreement adopted as of March 7, 2011; Schedule A effective as of April 1, 2011***; *; and amended and restated with respect to the Fund by the Management Agreement effective as of October 1, 2015 |
First $0.5 Next $0.5 Next $1.0 Next $1.0 Next $3.0 Next $1.5 Next $1.5 Next $3.0 Next $8.0 Next $4.0 Next $26.0 Over $50.0 |
0.430% 0.430% 0.420% 0.400% 0.400% 0.380% 0.365% 0.360% 0.350% 0.340% 0.320% 0.300% | |||
| * | Reflects elimination of the Performance Incentive Adjustment. |
| ** | Reflects elimination of the Performance Incentive Adjustment and changes to the fee schedule. |
| *** | Reflects changes to the fee schedule. |
| **** | When calculating asset levels for purposes of determining fee breakpoints, asset levels are based on net assets of the Fund, including assets invested in any wholly-owned subsidiary advised by the Investment Manager (“Subsidiaries”). Fees payable by the Fund under this agreement shall be reduced by any investment management service fees paid to the Investment Manager by any Subsidiaries under separate investment management services agreements with the Subsidiaries. |
IMS Schedule – CFST II
The computation shall be made for each calendar day on the basis of net assets as of the close of the preceding day. In the case of the suspension of the computation of net asset value, the fee for each calendar day during such suspension shall be computed as of the close of business on the last full day on which the net assets were computed. Net assets as of the close of a full day shall include all transactions in shares of the Fund recorded on the books of the Fund for that day.
IMS Schedule – CFST II
IN WITNESS THEREOF, the parties hereto have executed the foregoing Schedule A as of June 17, 2015.
COLUMBIA FUNDS SERIES TRUST II
| By: | /s/ Xxxxxxxxxxx X. Xxxxxxxx | |
| Name: | Xxxxxxxxxxx X. Xxxxxxxx | |
| Title: | President |
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
| By: | /s/ Xxx X. Xxxxxxx | |
| Name: | Xxx X. Xxxxxxx | |
| Title: | Managing Director and Chief Operating Officer |
